RIVERNORTH CAPITAL MANAGEMENT, LLC - Q3 2019 holdings

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$2.21 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 258 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 75.0% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
NAD BuyNUVEEN QUALITY MUNCP INCOME$88,141,000
+50.8%
6,137,930
+47.0%
3.99%
+56.9%
NEA BuyNUVEEN AMT FREE QLTY MUN INC$76,020,000
+70.1%
5,312,382
+64.2%
3.44%
+76.9%
EHI BuyWESTERN ASSET GLB HI INCOME$41,018,000
+11.5%
4,130,724
+11.5%
1.86%
+16.0%
VTA BuyINVESCO DYNAMIC CR OPP FD$39,345,000
-1.3%
3,576,846
+0.1%
1.78%
+2.7%
BWG BuyBRANDYWINEGBL GLBAL INM OPRT$37,934,000
+8.8%
3,135,011
+5.6%
1.72%
+13.2%
JQC BuyNUVEEN CR STRATEGIES INCM FD$36,892,000
-4.5%
4,932,040
+1.1%
1.67%
-0.7%
GIM BuyTEMPLETON GLOBAL INCOME FD$33,800,000
-2.9%
5,504,809
+0.3%
1.53%
+1.1%
WIW BuyWESTERN AST INFL LKD OPP & I$29,630,000
+10.4%
2,674,150
+11.5%
1.34%
+14.8%
MYI BuyBLACKROCK MUNIYIELD QLTY FD$27,298,000
+202.7%
2,011,650
+194.5%
1.24%
+214.5%
NRK BuyNUVEEN NEW YORK AMT QLT MUNI$20,239,000
+117.8%
1,503,641
+111.8%
0.92%
+126.4%
PMO BuyPUTNAM MUN OPPORTUNITIES TRsh ben int$19,439,000
+29.6%
1,487,333
+25.5%
0.88%
+34.8%
EIM BuyEATON VANCE MUN BD FD$18,684,000
+219.4%
1,441,685
+206.3%
0.85%
+231.8%
AOD NewABERDEEN TOTAL DYNAMIC DIVD$18,138,000–2,174,846
+100.0%
0.82%–
JLS BuyNUVEEN MTG OPPORTUNITY TERM$17,894,000
+5.8%
775,997
+6.5%
0.81%
+9.9%
NFJ BuyALLIANZGI NFJ DIVID INT & PR$15,814,000
+2.4%
1,293,061
+3.8%
0.72%
+6.4%
MUC BuyBLACKROCK MUNIHLDNGS CALI QL$15,641,000
+130.2%
1,107,723
+122.6%
0.71%
+139.2%
VGM BuyINVESCO TR INVT GRADE MUNS$15,116,000
+920.7%
1,174,529
+904.9%
0.68%
+970.3%
FSD BuyFIRST TR HIGH INCOME L/S FD$14,974,000
+35.8%
987,763
+34.5%
0.68%
+41.2%
NAC BuyNUVEEN CA QUALTY MUN INCOME$14,088,000
+28.1%
939,806
+23.8%
0.64%
+33.2%
NQP BuyNUVEEN PENNSYLVANIA QLT MUN$13,914,000
+1098.4%
993,826
+1068.5%
0.63%
+1135.3%
MHN BuyBLACKROCK MUNIHLDGS NY QLTY$11,573,000
+482.4%
850,354
+463.2%
0.52%
+502.3%
GLO BuyCLOUGH GLOBAL OPPORTUNITIESsh ben int$10,738,000
-1.4%
1,174,797
+0.9%
0.49%
+2.5%
BFZ BuyBLACKROCK CALIF MUN INCOME Tsh ben int$10,437,000
+40.2%
762,626
+35.7%
0.47%
+46.0%
AFB BuyALLIANCEBERNSTEIN NATL MUNI$9,963,000
+72.1%
723,005
+68.0%
0.45%
+79.0%
NUO BuyNUVEEN OHIO QLTY MUN INCOME$9,874,000
+22.2%
625,742
+15.5%
0.45%
+27.0%
NNC BuyNUVEEN NORTH CAROLINA QLTY M$9,683,000
+91.5%
716,751
+88.9%
0.44%
+99.5%
BYM BuyBLACKROCK MUNICIPL INC QLTY$9,424,000
+159.5%
665,983
+152.3%
0.43%
+170.3%
EFF BuyEATON VANCE FLTG RATE INCOM$8,804,000
+533.8%
578,820
+524.7%
0.40%
+565.0%
BTT BuyBLACKROCK MUN 2030 TAR TERM$8,609,000
+292.2%
363,854
+285.0%
0.39%
+306.2%
EVM BuyEATON VANCE CALIF MUN BD FD$8,065,000
+59.2%
711,801
+55.0%
0.36%
+65.2%
BuyGARRISON CAP INC$8,015,000
+4.9%
1,159,976
+4.7%
0.36%
+9.0%
VKQ BuyINVESCO MUN TR$7,840,000
+1206.7%
620,726
+1174.5%
0.36%
+1265.4%
PHD BuyPIONEER FLOATING RATE TR$7,743,000
+3.7%
735,307
+5.2%
0.35%
+8.0%
NTC BuyNUVEEN CONNECTICUT QLTY MUN$7,730,000
+68.4%
575,998
+62.8%
0.35%
+75.0%
MCA BuyBLACKROCK MUNIYIELD CALI QLT$7,677,000
+30.6%
533,467
+28.9%
0.35%
+35.9%
EVF BuyEATON VANCE SR INCOME TRsh ben int$7,044,000
+3.6%
1,151,001
+5.3%
0.32%
+7.8%
NKG BuyNUVEEN GEORGIA QLTY MUN INC$6,321,000
+31.6%
509,373
+31.2%
0.29%
+36.8%
BSE BuyBLACKROCK NY MUNI INC QLTY T$6,309,000
+20.3%
459,194
+16.3%
0.29%
+25.4%
NBO BuyNEUBERGER BRMAN NY MUNI FD I$6,309,000
+44.4%
504,300
+41.5%
0.29%
+50.5%
AEF BuyABERDEEN EMRG MRKTS EQT INM$6,072,000
+38.2%
872,439
+45.2%
0.28%
+44.0%
MYN BuyBLACKROCK MUNIYIELD NY QLTY$5,984,000
+94.9%
458,157
+89.7%
0.27%
+102.2%
NUM NewNUVEEN MICHIGAN QLT MUN INC$5,170,000–370,325
+100.0%
0.23%–
NAN BuyNUVEEN NEW YORK QLT MUN INC$5,147,000
+242.2%
360,906
+232.6%
0.23%
+258.5%
FCT BuyFIRST TR SR FLG RTE INCM FD$5,145,000
+2.9%
428,766
+2.8%
0.23%
+6.9%
NMY NewNUVEEN MARYLAND QLT MUN INC$5,100,000–382,002
+100.0%
0.23%–
PMM NewPUTNAM MANAGED MUN INCOM TR$4,456,000–569,815
+100.0%
0.20%–
NTX NewNUVEEN TEXAS QLTY MUN INCME$4,364,000–314,160
+100.0%
0.20%–
MAV NewPIONEER MUN HIGH INCOME ADV$4,042,000–369,478
+100.0%
0.18%–
THCAU NewTUSCAN HLDGS CORP IIunit 04/01/2026$4,020,000–400,000
+100.0%
0.18%–
SWZ NewSWISS HELVETIA FD INC$3,906,000–486,441
+100.0%
0.18%–
FUND BuySPROTT FOCUS TR INC$3,835,000
+0.1%
569,056
+0.1%
0.17%
+4.2%
NID BuyNUVEEN INTER DURATION MN TMF$3,844,000
+8.1%
279,996
+5.7%
0.17%
+12.3%
MQT BuyBLACKROCK MUNIY QUALITY FD I$3,848,000
+1045.2%
296,694
+1010.2%
0.17%
+1060.0%
NIQ BuyNUVEEN INT DUR QUAL MUN TRM$3,680,000
+7.6%
269,233
+4.8%
0.17%
+12.1%
RMT BuyROYCE MICRO-CAP TR INC$3,681,000
+442.9%
457,823
+454.9%
0.17%
+456.7%
IIM NewINVESCO VALUE MUN INCOME TR$3,530,000–229,788
+100.0%
0.16%–
DTF BuyDTF TAX-FREE INCOME INC$3,473,000
+14.5%
239,986
+9.5%
0.16%
+18.9%
DDMX NewDD3 ACQUISITION CORP$3,045,000–300,000
+100.0%
0.14%–
TKKS NewTKK SYMPHONY ACQUISITION COR$3,054,000–300,000
+100.0%
0.14%–
HGLB BuyHIGHLAND GLOBAL ALLOCATION F$2,711,000
+231.0%
264,533
+263.1%
0.12%
+241.7%
KTF BuyDWS MUN INCOME TR$2,610,000
+143.5%
225,166
+136.8%
0.12%
+151.1%
PCF BuyHIGH INCOME SECS FDsh ben int$2,555,000
+115.6%
300,944
+110.0%
0.12%
+123.1%
SOR BuySOURCE CAP INC$2,475,000
+198.2%
67,780
+198.5%
0.11%
+211.1%
NHF NewNEXPOINT STRATEGIC OPORTUNT$2,444,000–136,324
+100.0%
0.11%–
IQI BuyINVESCO QUALITY MUNI INC TRS$2,457,000
+59.2%
192,141
+54.5%
0.11%
+65.7%
GLQ NewCLOUGH GLOBAL EQUITY FD$2,450,000–213,025
+100.0%
0.11%–
HNW BuyPIONEER DIV HIGH INCOME TRUS$2,427,000
+63.0%
167,365
+60.7%
0.11%
+69.2%
JFK New8I ENTERPRISES ACQUISITIN CO$2,398,000–240,000
+100.0%
0.11%–
WIA BuyWESTERN ASST INFLTN LKD INM$2,308,000
+112.5%
199,133
+113.7%
0.10%
+123.4%
BCX BuyBLACKROCK RES & COMM STRAT T$2,243,000
-6.5%
299,805
+2.2%
0.10%
-1.9%
FLLCU NewFELLAZO INCunit 99/99/9999$2,241,000–225,000
+100.0%
0.10%–
MFL NewBLACKROCK MUNIHLDS INVSTM QL$2,165,000–159,987
+100.0%
0.10%–
CEV BuyEATON VANCE CA MUNI INCOME Tsh ben int$2,167,000
+32.5%
161,246
+22.0%
0.10%
+38.0%
BWMC NewBOXWOOD MERGER CORPcl a$2,015,000–200,000
+100.0%
0.09%–
SSPKU NewSILVER SPIKE ACQUISITION CORunit 99/99/9999$2,018,000–200,000
+100.0%
0.09%–
NFINU NewNETFIN ACQUISITION CORPunit 08/01/2024$2,018,000–200,000
+100.0%
0.09%–
IFN BuyINDIA FD INC$1,753,000
-2.7%
85,386
+0.8%
0.08%
+1.3%
ORSNU NewORISUN ACQUISITION CORPunit 99/99/9999$1,600,000–160,000
+100.0%
0.07%–
MUE NewBLACKROCK MUNIHLDNGS QLTY II$1,543,000–120,812
+100.0%
0.07%–
MXE BuyMEXICO EQUITY & INCOME FD$1,402,000
-0.3%
133,273
+5.2%
0.06%
+3.3%
NPAUU NewNEW PROVIDENCE ACQUISITIN COunit 09/01/2024$1,362,000–135,000
+100.0%
0.06%–
IHD BuyVOYA EMERGING MKTS HIGH DIVI$1,319,000
+90.1%
183,999
+105.7%
0.06%
+100.0%
NZF NewNUVEEN MUNICIPAL CREDIT INCsh ben int$1,320,000–81,345
+100.0%
0.06%–
MUS NewBLACKROCK MUNIHOLDNGS QLTY I$1,163,000–90,919
+100.0%
0.05%–
CCA BuyMFS CALIF MUN FD$1,071,000
+22.5%
83,526
+14.1%
0.05%
+28.9%
EVN NewEATON VANCE MUNI INCOME TRUSsh ben int$1,091,000–84,679
+100.0%
0.05%–
EVY NewEATON VANCE NY MUNI INCOME Tsh ben int$1,062,000–79,256
+100.0%
0.05%–
DUC NewDUFF & PHELPS UTIL CORP BD T$1,014,000–109,732
+100.0%
0.05%–
BFY BuyBLACKROCK NY MUN INCOME TR I$881,000
+33.1%
61,553
+28.4%
0.04%
+37.9%
THBRU NewTHUNDER BRDG ACQUISTION II Lunit 99/99/9999$764,000–75,000
+100.0%
0.04%–
BGY NewBLACKROCK ENHANCED INTL DIV$725,000–134,102
+100.0%
0.03%–
VKI NewINVESCO ADVANTAGE MUNICIPALsh ben int$645,000–57,411
+100.0%
0.03%–
BQH BuyBLACKROCK NY MUNICIPAL BOND$545,000
+176.6%
37,044
+177.7%
0.02%
+177.8%
PICU NewPIVOTAL INVT CORP IIunit 06/01/2025$509,000–50,000
+100.0%
0.02%–
APXTU NewAPEX TECHNOLOGY ACQUISITN COunit 06/11/2026$510,000–50,000
+100.0%
0.02%–
BOE NewBLACKROCK ENHANCED GBL DIV T$423,000–40,580
+100.0%
0.02%–
EDD NewMORGAN STANLEY EM MKTS DM DE$400,000–60,650
+100.0%
0.02%–
ENX NewEATON VANCE NEW YORK MUN BD$367,000–29,462
+100.0%
0.02%–
IGD NewVOYA GLBL EQTY DIV & PREM OP$363,000–60,535
+100.0%
0.02%–
CHAC NewCHARDAN HEALTHCARE ACQUISITI$305,000–30,000
+100.0%
0.01%–
SCPEU NewSC HEALTH CORPunit 99/99/9999$259,000–25,000
+100.0%
0.01%–
GDL BuyGDL FUNDsh ben int$252,000
+162.5%
27,411
+164.8%
0.01%
+175.0%
INB NewCOHEN & STEERS GLOBAL INC BL$188,000–20,612
+100.0%
0.01%–
NYV NewNUVEEN NEW YORK MUN VALUE FD$200,000–14,134
+100.0%
0.01%–
CHACWS NewCHARDAN HEALTHCARE ACQUISITIw exp 12/13/202$158,000–200,000
+100.0%
0.01%–
BWMCW NewBOXWOOD MERGER CORPw exp 11/26/202$140,000–200,000
+100.0%
0.01%–
DDMXW NewDD3 ACQUISITION CORPw exp 10/20/202$102,000–300,000
+100.0%
0.01%–
JFKKR New8I ENTERPRISES ACQUISITIN COright 10/29/2020$105,000–240,000
+100.0%
0.01%–
JFKKW New8I ENTERPRISES ACQUISITIN COw exp 10/29/202$97,000–240,000
+100.0%
0.00%–
TKKSR NewTKK SYMPHONY ACQUISITION CORright 02/20/2020$72,000–300,000
+100.0%
0.00%–
SONGW NewAKAZOO SAw exp 09/11/202$40,000–52,523
+100.0%
0.00%–
TKKSW NewTKK SYMPHONY ACQUISITION CORw exp 02/20/202$27,000–300,000
+100.0%
0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2019-11-14
  • View 13F-HR/A filed 2019-11-25
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
WESTERN ASSET EMRG MKT DEBT40Q3 20235.4%
WESTERN ASSET HIGH INCOME OP40Q3 20233.6%
SPECIAL OPPORTUNITIES FD INC40Q3 20230.8%
NUVEEN CR STRATEGIES INCOME39Q3 20232.8%
MORGAN STANLEY EM MKTS DM DE39Q3 20231.7%
NUVEEN QUALITY MUNCP INCOME38Q3 20235.7%
WESTERN AST INFL LKD OPP & I38Q3 20233.2%
TEMPLETON EMERG MKTS INCOME38Q3 20231.9%
MORGAN STANLEY EMKT DBT FD I37Q1 20230.9%
BLACKROCK CR ALLOCATION INCO35Q3 20234.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
BrandywineGLOBAL-Global Income Opportunities Fund IncMay 15, 2023727,5404.3%
BARINGS CORPORATE INVESTORSFebruary 14, 20231,068,5925.3%
BARINGS PARTICIPATION INVESTORSFebruary 14, 2023938,4248.8%
BlackRock ESG Capital Allocation TrustFebruary 14, 20235,397,3165.3%
Integral Acquisition Corp 1February 14, 2023649,9985.6%
NewHold Investment Corp. IIFebruary 14, 20231,732,5008.9%
OmniLit Acquisition Corp.February 14, 2023106,9827.9%
PIMCO Energy & Tactical Credit Opportunities FundFebruary 14, 20232,271,8585.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.February 14, 20231,354,3026.0%
Saba Capital Income & Opportunities FundFebruary 14, 20233,231,4897.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G/A2024-04-10
SC 13G2024-04-10
SC 13G2024-04-10
SC 13G/A2024-03-05
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (2208073000.0 != 2208075000.0)
  • The reported has been amended

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings

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