RIVERNORTH CAPITAL MANAGEMENT, LLC

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$2.21 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 258 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 33.3% .

All

			Value		Shares		↓ Weighting
		NEW MTN FIN CORPnote 5.750% 8/1	$524,660,000	+1.3%	5,000,000	0.0%	23.76%	+5.4%
NAD	Buy	NUVEEN QUALITY MUNCP INCOME	$88,141,000	+50.8%	6,137,930	+47.0%	3.99%	+56.9%
NEA	Buy	NUVEEN AMT FREE QLTY MUN INC	$76,020,000	+70.1%	5,312,382	+64.2%	3.44%	+76.9%
HIO	Sell	WESTERN ASSET HIGH INCM OPP	$61,830,000	-2.0%	12,243,578	-0.6%	2.80%	+1.9%
EVV	Sell	EATON VANCE LTD DUR INCOME F	$54,190,000	-5.9%	4,335,212	-4.8%	2.45%	-2.2%
EMD	Sell	WESTERN ASSET EMRG MKT DEBT	$45,847,000	-18.1%	3,300,703	-15.5%	2.08%	-14.8%
HFRO	Sell	HIGHLAND INCOME FUND HIGHLAND INCOME	$41,084,000	-7.6%	3,077,454	-4.4%	1.86%	-3.8%
EHI	Buy	WESTERN ASSET GLB HI INCOME	$41,018,000	+11.5%	4,130,724	+11.5%	1.86%	+16.0%
VTA	Buy	INVESCO DYNAMIC CR OPP FD	$39,345,000	-1.3%	3,576,846	+0.1%	1.78%	+2.7%
BWG	Buy	BRANDYWINEGBL GLBAL INM OPRT	$37,934,000	+8.8%	3,135,011	+5.6%	1.72%	+13.2%
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$36,892,000	-4.5%	4,932,040	+1.1%	1.67%	-0.7%
PPR	Sell	VOYA PRIME RATE TRsh ben int	$36,635,000	-2.2%	7,778,188	-1.2%	1.66%	+1.7%
VVR	Sell	INVESCO SR INCOME TR	$36,276,000	-3.0%	8,657,652	-0.2%	1.64%	+0.9%
GHY	Sell	PGIM GLOBAL HIGH YIELD FD IN	$35,031,000	-5.7%	2,437,775	-5.1%	1.59%	-1.9%
GIM	Buy	TEMPLETON GLOBAL INCOME FD	$33,800,000	-2.9%	5,504,809	+0.3%	1.53%	+1.1%
WIW	Buy	WESTERN AST INFL LKD OPP & I	$29,630,000	+10.4%	2,674,150	+11.5%	1.34%	+14.8%
BBDC	Sell	BARINGS BDC INC	$27,699,000	-6.2%	2,728,984	-9.1%	1.25%	-2.5%
MYI	Buy	BLACKROCK MUNIYIELD QLTY FD	$27,298,000	+202.7%	2,011,650	+194.5%	1.24%	+214.5%
BTZ	Sell	BLACKROCK CR ALLCTN INC TR	$26,310,000	-24.6%	1,931,687	-28.2%	1.19%	-21.6%
NRK	Buy	NUVEEN NEW YORK AMT QLT MUNI	$20,239,000	+117.8%	1,503,641	+111.8%	0.92%	+126.4%
PMO	Buy	PUTNAM MUN OPPORTUNITIES TRsh ben int	$19,439,000	+29.6%	1,487,333	+25.5%	0.88%	+34.8%
EIM	Buy	EATON VANCE MUN BD FD	$18,684,000	+219.4%	1,441,685	+206.3%	0.85%	+231.8%
ISD	Sell	PGIM HIGH YIELD BOND FUND IN	$18,331,000	-15.3%	1,226,180	-17.1%	0.83%	-12.0%
AOD	New	ABERDEEN TOTAL DYNAMIC DIVD	$18,138,000	–	2,174,846	+100.0%	0.82%	–
JLS	Buy	NUVEEN MTG OPPORTUNITY TERM	$17,894,000	+5.8%	775,997	+6.5%	0.81%	+9.9%
NFJ	Buy	ALLIANZGI NFJ DIVID INT & PR	$15,814,000	+2.4%	1,293,061	+3.8%	0.72%	+6.4%
MUC	Buy	BLACKROCK MUNIHLDNGS CALI QL	$15,641,000	+130.2%	1,107,723	+122.6%	0.71%	+139.2%
VGM	Buy	INVESCO TR INVT GRADE MUNS	$15,116,000	+920.7%	1,174,529	+904.9%	0.68%	+970.3%
FSD	Buy	FIRST TR HIGH INCOME L/S FD	$14,974,000	+35.8%	987,763	+34.5%	0.68%	+41.2%
NAC	Buy	NUVEEN CA QUALTY MUN INCOME	$14,088,000	+28.1%	939,806	+23.8%	0.64%	+33.2%
NQP	Buy	NUVEEN PENNSYLVANIA QLT MUN	$13,914,000	+1098.4%	993,826	+1068.5%	0.63%	+1135.3%
DSU	Sell	BLACKROCK DEBT STRAT FD INC	$13,418,000	-9.3%	1,248,190	-9.2%	0.61%	-5.6%
EFT	Sell	EATON VANCE FLTING RATE INC	$12,240,000	-12.4%	925,907	-10.6%	0.55%	-8.9%
HIX	Sell	WESTERN ASSET HIGH INCM FD I	$11,964,000	-15.5%	1,764,534	-13.4%	0.54%	-12.2%
VMO	Sell	INVESCO MUN OPPORTUNITY TR	$11,751,000	-0.7%	939,353	-2.4%	0.53%	+3.3%
MHN	Buy	BLACKROCK MUNIHLDGS NY QLTY	$11,573,000	+482.4%	850,354	+463.2%	0.52%	+502.3%
BIT	Sell	BLACKROCK MULTI-SECTOR INC T	$11,293,000	-9.3%	658,098	-7.8%	0.51%	-5.7%
NHS	Sell	NEUBERGER BERMAN HGH YLD FD	$11,048,000	-26.6%	915,336	-28.9%	0.50%	-23.8%
JFR	Sell	NUVEEN FLOATING RATE INCOME	$10,751,000	-32.4%	1,106,089	-31.5%	0.49%	-29.7%
GLO	Buy	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$10,738,000	-1.4%	1,174,797	+0.9%	0.49%	+2.5%
AWF	Sell	ALLIANCEBERNSTEIN GBL HGH IN	$10,707,000	-4.4%	892,986	-6.1%	0.48%	-0.6%
VLT	Sell	INVESCO HIGH INCOME TR II	$10,480,000	-5.2%	731,855	-3.9%	0.48%	-1.2%
HYI	Sell	WESTERN ASSET HGH YLD DFNDFD	$10,449,000	-22.2%	689,265	-23.2%	0.47%	-19.1%
BFZ	Buy	BLACKROCK CALIF MUN INCOME Tsh ben int	$10,437,000	+40.2%	762,626	+35.7%	0.47%	+46.0%
AFB	Buy	ALLIANCEBERNSTEIN NATL MUNI	$9,963,000	+72.1%	723,005	+68.0%	0.45%	+79.0%
NUO	Buy	NUVEEN OHIO QLTY MUN INCOME	$9,874,000	+22.2%	625,742	+15.5%	0.45%	+27.0%
AVK	Sell	ADVENT CLAYMORE CV SECS & IN	$9,805,000	-12.0%	672,488	-9.1%	0.44%	-8.5%
NNC	Buy	NUVEEN NORTH CAROLINA QLTY M	$9,683,000	+91.5%	716,751	+88.9%	0.44%	+99.5%
EFR	Sell	EATON VANCE SR FLTNG RTE TR	$9,613,000	-19.5%	737,206	-19.2%	0.44%	-16.3%
BYM	Buy	BLACKROCK MUNICIPL INC QLTY	$9,424,000	+159.5%	665,983	+152.3%	0.43%	+170.3%
SPY	Sell	SPDR S&P 500 ETF TR TRunit	$9,259,000	-8.5%	31,196	-9.6%	0.42%	-5.0%
JGH	Sell	NUVEEN GLOBAL HIGH INCOME FD	$9,217,000	-0.7%	592,348	-1.3%	0.42%	+3.2%
DEX	Sell	DELAWARE ENHANCED GBL DIV &	$8,986,000	-2.2%	911,362	-1.8%	0.41%	+1.8%
EFF	Buy	EATON VANCE FLTG RATE INCOM	$8,804,000	+533.8%	578,820	+524.7%	0.40%	+565.0%
BTT	Buy	BLACKROCK MUN 2030 TAR TERM	$8,609,000	+292.2%	363,854	+285.0%	0.39%	+306.2%
EVM	Buy	EATON VANCE CALIF MUN BD FD	$8,065,000	+59.2%	711,801	+55.0%	0.36%	+65.2%
	Buy	GARRISON CAP INC	$8,015,000	+4.9%	1,159,976	+4.7%	0.36%	+9.0%
ARDC	Sell	ARES DYNAMIC CR ALLOCATION F	$7,959,000	-9.2%	534,193	-7.8%	0.36%	-5.8%
VKQ	Buy	INVESCO MUN TR	$7,840,000	+1206.7%	620,726	+1174.5%	0.36%	+1265.4%
PHD	Buy	PIONEER FLOATING RATE TR	$7,743,000	+3.7%	735,307	+5.2%	0.35%	+8.0%
NTC	Buy	NUVEEN CONNECTICUT QLTY MUN	$7,730,000	+68.4%	575,998	+62.8%	0.35%	+75.0%
MCA	Buy	BLACKROCK MUNIYIELD CALI QLT	$7,677,000	+30.6%	533,467	+28.9%	0.35%	+35.9%
FRA	Sell	BLACKROCK FLOAT RATE OME STR	$7,428,000	-24.8%	588,598	-23.5%	0.34%	-21.9%
EVF	Buy	EATON VANCE SR INCOME TRsh ben int	$7,044,000	+3.6%	1,151,001	+5.3%	0.32%	+7.8%
FSK	Sell	FS KKR CAPITAL CORP	$6,908,000	-16.1%	1,184,929	-14.2%	0.31%	-12.6%
PRF	Sell	INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000	$6,895,000	-3.8%	58,499	-4.8%	0.31%	0.0%
NVG	Sell	NUVEEN AMT FREE MUN CR INC F	$6,802,000	-12.3%	406,587	-16.8%	0.31%	-8.9%
NKG	Buy	NUVEEN GEORGIA QLTY MUN INC	$6,321,000	+31.6%	509,373	+31.2%	0.29%	+36.8%
BSE	Buy	BLACKROCK NY MUNI INC QLTY T	$6,309,000	+20.3%	459,194	+16.3%	0.29%	+25.4%
NBO	Buy	NEUBERGER BRMAN NY MUNI FD I	$6,309,000	+44.4%	504,300	+41.5%	0.29%	+50.5%
AEF	Buy	ABERDEEN EMRG MRKTS EQT INM	$6,072,000	+38.2%	872,439	+45.2%	0.28%	+44.0%
MYN	Buy	BLACKROCK MUNIYIELD NY QLTY	$5,984,000	+94.9%	458,157	+89.7%	0.27%	+102.2%
MSD	Sell	MORGAN STANLEY EMER MKTS DEB	$5,921,000	-25.7%	644,278	-24.6%	0.27%	-22.8%
CLM	Sell	CORNERSTONE STRATEGIC VALUE	$5,821,000	-59.3%	512,405	-58.3%	0.26%	-57.6%
NUM	New	NUVEEN MICHIGAN QLT MUN INC	$5,170,000	–	370,325	+100.0%	0.23%	–
NAN	Buy	NUVEEN NEW YORK QLT MUN INC	$5,147,000	+242.2%	360,906	+232.6%	0.23%	+258.5%
FCT	Buy	FIRST TR SR FLG RTE INCM FD	$5,145,000	+2.9%	428,766	+2.8%	0.23%	+6.9%
NMY	New	NUVEEN MARYLAND QLT MUN INC	$5,100,000	–	382,002	+100.0%	0.23%	–
FTF	Sell	FRANKLIN LTD DURATION INC TR COM	$5,067,000	-43.2%	544,303	-41.3%	0.23%	-41.1%
NTG	Sell	TORTOISE MIDSTRM ENERGY FD I	$4,860,000	-36.0%	395,426	-29.8%	0.22%	-33.5%
SPEPRB		SPECIAL OPPORTUNITIES FD INCpfd conv se b	$4,839,000	-0.0%	191,280	0.0%	0.22%	+3.8%
BGT	Sell	BLACKROCK FLOATING RATE INCO	$4,702,000	-1.8%	383,237	-0.5%	0.21%	+2.4%
NBW	Sell	NEUBERGER BRMAN CLIFRN MUNI	$4,586,000	-23.3%	327,794	-25.5%	0.21%	-20.0%
EXD	Sell	EATON VANCE TAX MNGD BUY WRI	$4,580,000	-1.1%	481,135	-2.1%	0.21%	+2.5%
PMM	New	PUTNAM MANAGED MUN INCOM TR	$4,456,000	–	569,815	+100.0%	0.20%	–
TLI	Sell	WESTERN ASSET CORPORATE LN F	$4,377,000	-38.9%	461,197	-38.4%	0.20%	-36.5%
SPE	Sell	SPECIAL OPPORTUNITIES FD INC	$4,368,000	+2.8%	306,732	-0.8%	0.20%	+7.0%
NTX	New	NUVEEN TEXAS QLTY MUN INCME	$4,364,000	–	314,160	+100.0%	0.20%	–
MAV	New	PIONEER MUN HIGH INCOME ADV	$4,042,000	–	369,478	+100.0%	0.18%	–
THCAU	New	TUSCAN HLDGS CORP IIunit 04/01/2026	$4,020,000	–	400,000	+100.0%	0.18%	–
SWZ	New	SWISS HELVETIA FD INC	$3,906,000	–	486,441	+100.0%	0.18%	–
HYB	Sell	NEW AMER HIGH INCOME FD INC	$3,900,000	-21.8%	441,719	-21.5%	0.18%	-18.4%
FUND	Buy	SPROTT FOCUS TR INC	$3,835,000	+0.1%	569,056	+0.1%	0.17%	+4.2%
NID	Buy	NUVEEN INTER DURATION MN TMF	$3,844,000	+8.1%	279,996	+5.7%	0.17%	+12.3%
MQT	Buy	BLACKROCK MUNIY QUALITY FD I	$3,848,000	+1045.2%	296,694	+1010.2%	0.17%	+1060.0%
NIQ	Buy	NUVEEN INT DUR QUAL MUN TRM	$3,680,000	+7.6%	269,233	+4.8%	0.17%	+12.1%
RMT	Buy	ROYCE MICRO-CAP TR INC	$3,681,000	+442.9%	457,823	+454.9%	0.17%	+456.7%
PXH	Sell	INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG	$3,589,000	-11.4%	178,753	-4.7%	0.16%	-7.4%
IIM	New	INVESCO VALUE MUN INCOME TR	$3,530,000	–	229,788	+100.0%	0.16%	–
HYT	Sell	BLACKROCK CORPOR HI YLD FD I	$3,508,000	-43.1%	326,298	-43.3%	0.16%	-40.7%
DTF	Buy	DTF TAX-FREE INCOME INC	$3,473,000	+14.5%	239,986	+9.5%	0.16%	+18.9%
JRO	Sell	NUVEEN FLTNG RTE INCM OPP FD	$3,381,000	-6.6%	354,387	-4.7%	0.15%	-3.2%
PAACU		PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026	$3,250,000	-0.5%	325,000	0.0%	0.15%	+3.5%
ANDAU		ANDINA ACQUISITION CORP IIIunit 09/24/2020	$3,150,000	+2.1%	300,000	0.0%	0.14%	+6.7%
CCXU		CHURCHILL CAP CORP IIunit 99/99/9999	$3,153,000	+3.5%	300,000	0.0%	0.14%	+7.5%
LACQ		LEISURE ACQUISITION CORP	$3,140,000	+0.7%	306,594	0.0%	0.14%	+4.4%
SAMAU		SCHULTZE SPL PURP ACQUSTN COunit 12/31/2023	$3,105,000	+2.0%	300,000	0.0%	0.14%	+6.0%
GRAFU		GRAF INDL CORPunit 12/31/2025	$3,090,000	+0.1%	300,000	0.0%	0.14%	+4.5%
DDMX	New	DD3 ACQUISITION CORP	$3,045,000	–	300,000	+100.0%	0.14%	–
TKKS	New	TKK SYMPHONY ACQUISITION COR	$3,054,000	–	300,000	+100.0%	0.14%	–
KYN	Sell	KAYNE ANDERSN MLP MIDS INVT	$3,039,000	-66.5%	210,192	-64.6%	0.14%	-65.1%
JMT	Sell	NUVEEN MTG OPPTY TERM FD 2	$2,973,000	-38.3%	134,084	-37.4%	0.14%	-35.7%
EAD	Sell	WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	$2,871,000	-78.2%	348,463	-78.2%	0.13%	-77.4%
TRNEU		TRINE ACQUISITION CORPunit 03/31/2021	$2,846,000	+2.4%	275,000	0.0%	0.13%	+6.6%
BLW	Sell	BLACKROCK LTD DURATION INC T	$2,809,000	-60.6%	179,741	-62.2%	0.13%	-59.0%
NSL	Sell	NUVEEN SR INCOME FD	$2,773,000	-40.6%	481,434	-39.4%	0.13%	-37.9%
GDO	Sell	WESTERN ASSET GLOBAL CP DEFI	$2,726,000	-24.0%	156,495	-25.1%	0.12%	-21.2%
HGLB	Buy	HIGHLAND GLOBAL ALLOCATION F	$2,711,000	+231.0%	264,533	+263.1%	0.12%	+241.7%
THCBU		TUSCAN HOLDINGS CORPunit 99/99/9999	$2,673,000	+0.9%	250,000	0.0%	0.12%	+5.2%
KTF	Buy	DWS MUN INCOME TR	$2,610,000	+143.5%	225,166	+136.8%	0.12%	+151.1%
OPES		OPES ACQUISITION CORP	$2,591,000	+0.6%	250,000	0.0%	0.12%	+4.5%
PCF	Buy	HIGH INCOME SECS FDsh ben int	$2,555,000	+115.6%	300,944	+110.0%	0.12%	+123.1%
BRPA		BIG ROCK PARTNERS ACQUISI CO	$2,539,000	+0.5%	239,998	0.0%	0.12%	+4.5%
AGBAU		AGBA ACQUISITION LTDunit 05/10/2024	$2,545,000	+1.6%	250,000	0.0%	0.12%	+5.5%
TEI	Sell	TEMPLETON EMERG MKTS INCOME	$2,494,000	-50.1%	274,972	-43.8%	0.11%	-48.2%
		BLACKROCK TCP CAPITAL CORPnote 5.250%12/1	$2,506,000	-99.0%	2,500,000	0.0%	0.11%	-99.0%
SOR	Buy	SOURCE CAP INC	$2,475,000	+198.2%	67,780	+198.5%	0.11%	+211.1%
NHF	New	NEXPOINT STRATEGIC OPORTUNT	$2,444,000	–	136,324	+100.0%	0.11%	–
IQI	Buy	INVESCO QUALITY MUNI INC TRS	$2,457,000	+59.2%	192,141	+54.5%	0.11%	+65.7%
VWO	Sell	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF	$2,446,000	-9.8%	60,746	-4.8%	0.11%	-5.9%
GLQ	New	CLOUGH GLOBAL EQUITY FD	$2,450,000	–	213,025	+100.0%	0.11%	–
CBH	Sell	ALLIANZGI CON INCM 2024 TARG	$2,458,000	-61.8%	260,401	-62.6%	0.11%	-60.4%
HNW	Buy	PIONEER DIV HIGH INCOME TRUS	$2,427,000	+63.0%	167,365	+60.7%	0.11%	+69.2%
JFK	New	8I ENTERPRISES ACQUISITIN CO	$2,398,000	–	240,000	+100.0%	0.11%	–
HHHHU		WEALTHBRIDGE ACQUISITION LTDunit 99/99/9999	$2,340,000	+2.5%	225,000	0.0%	0.11%	+7.1%
WIA	Buy	WESTERN ASST INFLTN LKD INM	$2,308,000	+112.5%	199,133	+113.7%	0.10%	+123.4%
PACQ		PURE ACQUISITION CORPcl a	$2,306,000	+1.1%	224,996	0.0%	0.10%	+5.1%
RVT		ROYCE VALUE TR INC	$2,307,000	-1.2%	167,669	0.0%	0.10%	+2.0%
BROG		TWELVE SEAS INVESTMENT COMPA	$2,304,000	+0.9%	225,000	0.0%	0.10%	+5.1%
BCX	Buy	BLACKROCK RES & COMM STRAT T	$2,243,000	-6.5%	299,805	+2.2%	0.10%	-1.9%
SMMCU		SOUTH MTN MERGER CORPunit 99/99/9999	$2,247,000	+5.0%	214,000	0.0%	0.10%	+9.7%
FLLCU	New	FELLAZO INCunit 99/99/9999	$2,241,000	–	225,000	+100.0%	0.10%	–
GXGXU		GX ACQUISITION CORPunit 05/24/2026	$2,218,000	+10.3%	200,000	0.0%	0.10%	+13.6%
MFL	New	BLACKROCK MUNIHLDS INVSTM QL	$2,165,000	–	159,987	+100.0%	0.10%	–
CEV	Buy	EATON VANCE CA MUNI INCOME Tsh ben int	$2,167,000	+32.5%	161,246	+22.0%	0.10%	+38.0%
OHAI	Sell	OHA INVT CORP	$2,118,000	+17.7%	1,629,169	-0.7%	0.10%	+23.1%
ALACU		ALBERTON ACQUISITION CORPunit 04/22/2020	$2,110,000	+0.9%	200,000	0.0%	0.10%	+5.5%
HCACU		HENNESSY CAP ACQUSTION CORPunit 99/99/9999	$2,110,000	+1.4%	200,000	0.0%	0.10%	+5.5%
AMCIU		AMCI ACQUISITION CORPunit 01/07/2019	$2,070,000	+1.8%	200,000	0.0%	0.09%	+5.6%
GIXU		GIGCAPITAL2 INCunit 02/28/2026	$2,060,000	+2.7%	200,000	0.0%	0.09%	+6.9%
LHC		LEO HOLDINGS CORPcl a	$2,048,000	-0.3%	200,000	0.0%	0.09%	+4.5%
MUDS		MUDRICK CAP ACQUISITION CORPcl a	$2,056,000	+1.0%	200,000	0.0%	0.09%	+4.5%
NKX	Sell	NUVEEN CALIFORNIA AMT QLT MU	$2,025,000	-44.3%	133,929	-46.2%	0.09%	-41.8%
LGC		LEGACY ACQUISITION CORPcl a	$2,040,000	+1.0%	200,000	0.0%	0.09%	+4.5%
CRSAU		CRESCENT ACQUISITION CORPunit 99/99/9999	$2,032,000	+1.1%	200,000	0.0%	0.09%	+4.5%
BWMC	New	BOXWOOD MERGER CORPcl a	$2,015,000	–	200,000	+100.0%	0.09%	–
SSPKU	New	SILVER SPIKE ACQUISITION CORunit 99/99/9999	$2,018,000	–	200,000	+100.0%	0.09%	–
NFINU	New	NETFIN ACQUISITION CORPunit 08/01/2024	$2,018,000	–	200,000	+100.0%	0.09%	–
GPAQ		GORDON POINTE ACQUISITION COcl a	$1,832,000	+1.3%	175,000	0.0%	0.08%	+5.1%
IFN	Buy	INDIA FD INC	$1,753,000	-2.7%	85,386	+0.8%	0.08%	+1.3%
FTACU		FINTECH ACQUISITION CORP IIIunit 12/01/2023	$1,602,000	-0.2%	150,000	0.0%	0.07%	+4.3%
ORSNU	New	ORISUN ACQUISITION CORPunit 99/99/9999	$1,600,000	–	160,000	+100.0%	0.07%	–
CFFAU		CF FIN ACQUISITION CORPunit 04/30/2025	$1,588,000	+2.3%	150,000	0.0%	0.07%	+5.9%
MFACU		MEGALITH FINL ACQUISITION COunit 09/30/2025	$1,569,000	+1.0%	150,000	0.0%	0.07%	+4.4%
TDAC		TRIDENT ACQUISITIONS CORP	$1,563,000	+0.8%	150,000	0.0%	0.07%	+4.4%
RPLAU		REPLAY ACQUISITION CORPunit 03/01/2024	$1,539,000	+2.4%	150,000	0.0%	0.07%	+7.7%
MUE	New	BLACKROCK MUNIHLDNGS QLTY II	$1,543,000	–	120,812	+100.0%	0.07%	–
VTIQ		VECTOIQ ACQUISITION CORP	$1,531,000	+0.8%	149,999	0.0%	0.07%	+4.5%
BRPMU		B RILEY PRINCIPAL MERGER CORunit 99/99/9999	$1,515,000	+1.2%	150,000	0.0%	0.07%	+6.2%
MHI	Sell	PIONEER MUN HIGH INCOME TR	$1,448,000	-55.9%	116,195	-56.8%	0.07%	-53.8%
LOR	Sell	LAZARD WORLD DIVID & INCOME	$1,433,000	-61.4%	153,458	-58.9%	0.06%	-59.9%
VEA	Sell	VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF	$1,393,000	-40.2%	33,904	-39.3%	0.06%	-37.6%
MXE	Buy	MEXICO EQUITY & INCOME FD	$1,402,000	-0.3%	133,273	+5.2%	0.06%	+3.3%
NPAUU	New	NEW PROVIDENCE ACQUISITIN COunit 09/01/2024	$1,362,000	–	135,000	+100.0%	0.06%	–
IHD	Buy	VOYA EMERGING MKTS HIGH DIVI	$1,319,000	+90.1%	183,999	+105.7%	0.06%	+100.0%
NZF	New	NUVEEN MUNICIPAL CREDIT INCsh ben int	$1,320,000	–	81,345	+100.0%	0.06%	–
TZACU		TENZING ACQUISITION CORPunit 08/24/2024	$1,310,000	+0.5%	125,000	0.0%	0.06%	+3.5%
HCCH		HL ACQUISITIONS CORP	$1,275,000	+0.9%	125,000	0.0%	0.06%	+5.5%
TIBR		TIBERIUS ACQUISITION CORP	$1,280,000	+0.4%	125,000	0.0%	0.06%	+3.6%
TOTA		TOTTENHAM ACQUISITION I LTD	$1,214,000	+0.8%	118,000	0.0%	0.06%	+5.8%
MUS	New	BLACKROCK MUNIHOLDNGS QLTY I	$1,163,000	–	90,919	+100.0%	0.05%	–
CCA	Buy	MFS CALIF MUN FD	$1,071,000	+22.5%	83,526	+14.1%	0.05%	+28.9%
EVN	New	EATON VANCE MUNI INCOME TRUSsh ben int	$1,091,000	–	84,679	+100.0%	0.05%	–
HSACU		HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024	$1,073,000	+1.2%	100,000	0.0%	0.05%	+6.5%
LOACU		LONGEVITY ACQUISITION CORPunit 08/29/2024	$1,057,000	+2.4%	100,000	0.0%	0.05%	+6.7%
CTACU		CHASERG TECHNLGY ACQUISITN Cunit 09/30/2023	$1,065,000	+4.1%	100,000	0.0%	0.05%	+6.7%
EVY	New	EATON VANCE NY MUNI INCOME Tsh ben int	$1,062,000	–	79,256	+100.0%	0.05%	–
ACTTU		ACT II GLOBAL ACQUISITION COunit 04/30/2026	$1,038,000	+2.6%	100,000	0.0%	0.05%	+6.8%
EDTXU		EDTECHX HLDGS ACQUISITION COunit 12/31/2025	$1,037,000	+1.5%	100,000	0.0%	0.05%	+4.4%
INSUU		INSURANCE ACQUISITION CORPunit 03/31/2024	$1,042,000	+1.1%	100,000	0.0%	0.05%	+4.4%
HYACU		HAYMAKER ACQUISITION CORP IIunit 10/31/2026	$1,033,000	+1.2%	100,000	0.0%	0.05%	+6.8%
DUC	New	DUFF & PHELPS UTIL CORP BD T	$1,014,000	–	109,732	+100.0%	0.05%	–
LFAC		LF CAP ACQUISITION CORPcl a	$1,026,000	+0.8%	100,000	0.0%	0.05%	+4.5%
ALGR		ALLEGRO MERGER CORP	$1,016,000	+1.4%	100,000	0.0%	0.05%	+4.5%
PVT		PIVOTAL ACQUISITION CORPcl a	$1,018,000	+0.3%	100,000	0.0%	0.05%	+4.5%
TMCX		TRINITY MERGER CORPcl a	$1,002,000	+1.3%	96,000	0.0%	0.04%	+4.7%
MNE	Sell	BLACKROCK MUNI N Y INTER DUR	$931,000	-25.3%	63,257	-27.3%	0.04%	-22.2%
BFY	Buy	BLACKROCK NY MUN INCOME TR I	$881,000	+33.1%	61,553	+28.4%	0.04%	+37.9%
FIV	Sell	FIRST TR SR FLOATING RATE 20	$876,000	-31.5%	98,986	-31.1%	0.04%	-28.6%
CRF	Sell	CORNERSTONE TOTAL RTRN FD IN	$829,000	-88.3%	75,427	-88.0%	0.04%	-87.7%
GLAC		GREENLAND ACQUISITIN CORPORA	$776,000	+1.8%	75,000	0.0%	0.04%	+6.1%
THBRU	New	THUNDER BRDG ACQUISTION II Lunit 99/99/9999	$764,000	–	75,000	+100.0%	0.04%	–
MNCLU		MONOCLE ACQUISITION CORPunit 99/99/9999	$783,000	+1.4%	75,000	0.0%	0.04%	+2.9%
BGY	New	BLACKROCK ENHANCED INTL DIV	$725,000	–	134,102	+100.0%	0.03%	–
VKI	New	INVESCO ADVANTAGE MUNICIPALsh ben int	$645,000	–	57,411	+100.0%	0.03%	–
AFT	Sell	APOLLO SR FLOATING RATE FD I	$572,000	-75.1%	38,574	-74.9%	0.03%	-74.0%
BQH	Buy	BLACKROCK NY MUNICIPAL BOND	$545,000	+176.6%	37,044	+177.7%	0.02%	+177.8%
FPAC		FAR PT ACQUISITION CORPcl a	$511,000	+0.4%	49,995	0.0%	0.02%	+4.5%
PICU	New	PIVOTAL INVT CORP IIunit 06/01/2025	$509,000	–	50,000	+100.0%	0.02%	–
APXTU	New	APEX TECHNOLOGY ACQUISITN COunit 06/11/2026	$510,000	–	50,000	+100.0%	0.02%	–
NRGX	Sell	PIMCO ENRGY TACTICAL CR OPP	$412,000	-35.3%	23,508	-27.6%	0.02%	-32.1%
BOE	New	BLACKROCK ENHANCED GBL DIV T	$423,000	–	40,580	+100.0%	0.02%	–
EDD	New	MORGAN STANLEY EM MKTS DM DE	$400,000	–	60,650	+100.0%	0.02%	–
ENX	New	EATON VANCE NEW YORK MUN BD	$367,000	–	29,462	+100.0%	0.02%	–
IGD	New	VOYA GLBL EQTY DIV & PREM OP	$363,000	–	60,535	+100.0%	0.02%	–
CHAC	New	CHARDAN HEALTHCARE ACQUISITI	$305,000	–	30,000	+100.0%	0.01%	–
SCPEU	New	SC HEALTH CORPunit 99/99/9999	$259,000	–	25,000	+100.0%	0.01%	–
GDL	Buy	GDL FUNDsh ben int	$252,000	+162.5%	27,411	+164.8%	0.01%	+175.0%
CCHU		COLLIER CREEK HOLDINGSunit 99/99/9999	$214,000	+0.9%	20,000	0.0%	0.01%	+11.1%
INB	New	COHEN & STEERS GLOBAL INC BL	$188,000	–	20,612	+100.0%	0.01%	–
NYV	New	NUVEEN NEW YORK MUN VALUE FD	$200,000	–	14,134	+100.0%	0.01%	–
CHACWS	New	CHARDAN HEALTHCARE ACQUISITIw exp 12/13/202	$158,000	–	200,000	+100.0%	0.01%	–
TMCXW		TRINITY MERGER CORPw exp 05/11/202	$122,000	+281.2%	96,000	0.0%	0.01%	+500.0%
MUDSW		MUDRICK CAP ACQUISITION CORPw exp 02/12/202	$126,000	+28.6%	200,000	0.0%	0.01%	+50.0%
PVTWS		PIVOTAL ACQUISITION CORPw exp 12/01/202	$134,000	-0.7%	100,000	0.0%	0.01%	0.0%
BWMCW	New	BOXWOOD MERGER CORPw exp 11/26/202	$140,000	–	200,000	+100.0%	0.01%	–
LACQW		LEISURE ACQUISITION CORPw exp 12/05/201	$115,000	+15.0%	153,297	0.0%	0.01%	+25.0%
DDMXW	New	DD3 ACQUISITION CORPw exp 10/20/202	$102,000	–	300,000	+100.0%	0.01%	–
WRLSR		PENSARE ACQUISITION CORPright 99/99/9999	$105,000	+101.9%	349,994	0.0%	0.01%	+150.0%
JFKKR	New	8I ENTERPRISES ACQUISITIN COright 10/29/2020	$105,000	–	240,000	+100.0%	0.01%	–
PACQW		PURE ACQUISITION CORPw exp 04/17/202	$118,000	-2.5%	112,498	0.0%	0.01%	0.0%
JFKKW	New	8I ENTERPRISES ACQUISITIN COw exp 10/29/202	$97,000	–	240,000	+100.0%	0.00%	–
BROGR		TWELVE SEAS INVESTMENT COMPAright 12/22/2019	$83,000	+27.7%	225,000	0.0%	0.00%	+33.3%
TKKSR	New	TKK SYMPHONY ACQUISITION CORright 02/20/2020	$72,000	–	300,000	+100.0%	0.00%	–
TIBRW		TIBERIUS ACQUISITION CORPw exp 02/28/202	$74,000	+68.2%	125,000	0.0%	0.00%	+50.0%
VTIQW		VECTOIQ ACQUISITION CORPw exp 05/11/202	$75,000	+7.1%	149,999	0.0%	0.00%	0.0%
BROGW		TWELVE SEAS INVESTMENT COMPAw exp 12/22/202	$72,000	+44.0%	225,000	0.0%	0.00%	+50.0%
LGCWS		LEGACY ACQUISITION CORPcl a	$70,000	+9.4%	200,000	0.0%	0.00%	0.0%
GPAQW		GORDON POINTE ACQUISITION COw exp 07/30/202	$70,000	+16.7%	175,000	0.0%	0.00%	0.0%
KBLMR		KBL MERGER CORP IVright 09/09/2019	$41,000	-28.1%	230,000	0.0%	0.00%	0.0%
BRPAR		BIG ROCK PARTNERS ACQUISI COright 12/01/2022	$53,000	+15.2%	239,998	0.0%	0.00%	0.0%
GLACR		GREENLAND ACQUISITIN CORPORAright 04/27/2025	$45,000	+55.2%	75,000	0.0%	0.00%	+100.0%
WRLSW		PENSARE ACQUISITION CORPw exp 07/27/202	$38,000	+26.7%	174,997	0.0%	0.00%	+100.0%
HCCHR		HL ACQUISITIONS CORPright 07/17/2023	$34,000	-17.1%	125,000	0.0%	0.00%	0.0%
OPESW		OPES ACQUISITION CORPw exp 03/13/202	$45,000	-28.6%	250,000	0.0%	0.00%	-33.3%
TOTAR		TOTTENHAM ACQUISITION I LTDright 06/05/2020	$34,000	-22.7%	118,000	0.0%	0.00%	0.0%
SONGW	New	AKAZOO SAw exp 09/11/202	$40,000	–	52,523	+100.0%	0.00%	–
GLACW		GREENLAND ACQUISITIN CORPORAw exp 03/03/202	$15,000	+87.5%	75,000	0.0%	0.00%	–
ALGRR		ALLEGRO MERGER CORPright 12/31/2023	$26,000	+23.8%	100,000	0.0%	0.00%	0.0%
TOTAW		TOTTENHAM ACQUISITION I LTDw exp 05/06/202	$20,000	+66.7%	118,000	0.0%	0.00%	0.0%
LFACW		LF CAP ACQUISITION CORPw exp 06/22/202	$32,000	-5.9%	100,000	0.0%	0.00%	0.0%
BRPAW		BIG ROCK PARTNERS ACQUISI COw exp 12/01/202	$20,000	-23.1%	119,999	0.0%	0.00%	0.0%
TDACW		TRIDENT ACQUISITIONS CORPw exp 05/09/202	$23,000	0.0%	150,000	0.0%	0.00%	0.0%
FPACWS		FAR PT ACQUISITION CORPw exp 06/01/202	$20,000	-4.8%	16,665	0.0%	0.00%	0.0%
HCCHW		HL ACQUISITIONS CORPw exp 06/21/202	$33,000	-2.9%	125,000	0.0%	0.00%	0.0%
TKKSW	New	TKK SYMPHONY ACQUISITION CORw exp 02/20/202	$27,000	–	300,000	+100.0%	0.00%	–
KBLMW		KBL MERGER CORP IVw exp 01/15/202	$21,000	-40.0%	230,000	0.0%	0.00%	-50.0%
ALGRW		ALLEGRO MERGER CORPw exp 01/06/202	$23,000	-8.0%	100,000	0.0%	0.00%	0.0%
CNACW	Exit	CONSTELLATION ALPHA CAP CORP*w exp 03/23/202	$0	–	-120,000	-100.0%	0.00%	–
PHUNW	Exit	PHUNWARE INC*w exp 12/26/202	$0	–	-71,794	-100.0%	-0.00%	–
MMDMW	Exit	MODERN MEDIA ACQUISITION*w exp 05/17/202	$0	–	-115,000	-100.0%	-0.00%	–
HNTWF	Exit	HUNTER MARITIME ACQUISITION*w exp 11/17/202	$0	–	-75,001	-100.0%	-0.00%	–
CNACR	Exit	CONSTELLATION ALPHA CAP CORPright 99/99/9999	$0	–	-120,000	-100.0%	-0.00%	–
BRACR	Exit	BLACK RIDGE ACQUISITION CORPright 07/10/2019	$0	–	-100,000	-100.0%	-0.00%	–
MMDMR	Exit	MODERN MEDIA ACQUISITIONright 99/99/9999	$0	–	-230,000	-100.0%	-0.00%	–
	Exit	FALCON MINERALS CORP*w exp 07/21/202	$0	–	-85,390	-100.0%	-0.00%	–
NESRW	Exit	NATIONAL ENERGY SERVICES REU*w exp 05/05/202	$0	–	-96,089	-100.0%	-0.00%	–
PACKWS	Exit	RANPAK HLDGS CORP*w exp 06/03/202	$0	–	-96,399	-100.0%	-0.01%	–
NRCGWS	Exit	NRC GROUP HLDGS CORP*w exp 10/17/202	$0	–	-67,468	-100.0%	-0.01%	–
CCCWS	Exit	CHURCHILL CAP CORP*w exp 09/11/202	$0	–	-24,999	-100.0%	-0.01%	–
BRACW	Exit	BLACK RIDGE ACQUISITION CORP*w exp 07/10/202	$0	–	-300,000	-100.0%	-0.01%	–
KERNW	Exit	AKERNA CORP*w exp 01/30/202	$0	–	-48,610	-100.0%	-0.01%	–
TBRGW	Exit	THUNDER BRIDGE ACQUISITION L*w exp 01/01/202	$0	–	-150,000	-100.0%	-0.01%	–
NXC	Exit	NUVEEN CA SELECT TAX FREE PRsh ben int	$0	–	-22,376	-100.0%	-0.01%	–
FT	Exit	FRANKLIN UNVL TRsh ben int	$0	–	-58,214	-100.0%	-0.02%	–
NCA	Exit	NUVEEN CALIF MUN VALUE FD	$0	–	-42,316	-100.0%	-0.02%	–
MUI	Exit	BLACKROCK MUNI INTER DR FD I	$0	–	-40,795	-100.0%	-0.02%	–
USA	Exit	LIBERTY ALL STAR EQUITY FDsh ben int	$0	–	-127,564	-100.0%	-0.04%	–
ZF	Exit	VIRTUS TOTAL RETURN FUND INC	$0	–	-103,965	-100.0%	-0.05%	–
JEMD	Exit	NUVEEN EMERGING MKTS DEBT 20	$0	–	-145,889	-100.0%	-0.06%	–
TBRG	Exit	THUNDER BRIDGE ACQUISITION L	$0	–	-150,000	-100.0%	-0.07%	–
BRAC	Exit	BLACK RIDGE ACQUISITION CORP	$0	–	-191,057	-100.0%	-0.08%	–
CHACU	Exit	CHARDAN HEALTHCARE ACQUISITIunit 12/13/2023	$0	–	-200,000	-100.0%	-0.09%	–
BWMCU	Exit	BOXWOOD MERGER CORPunit 11/26/2025	$0	–	-200,000	-100.0%	-0.09%	–
JFKKU	Exit	8I ENTERPRISES ACQUISITIN COunit 99/99/9999	$0	–	-240,000	-100.0%	-0.11%	–
LEO	Exit	DREYFUS STRATEGIC MUNS INC	$0	–	-335,552	-100.0%	-0.12%	–
DDMXU	Exit	DD3 ACQUISITION CORPunit 10/12/2023	$0	–	-300,000	-100.0%	-0.13%	–
TKKSU	Exit	TKK SYMPHONY ACQUISITION CORunit 08/15/2023	$0	–	-300,000	-100.0%	-0.13%	–
EGIF	Exit	EAGLE GRWTH & INCOME OPPTY F	$0	–	-215,886	-100.0%	-0.14%	–
AKP	Exit	ALLIANCE CALIF MUN INCOME FD	$0	–	-288,140	-100.0%	-0.19%	–
GER	Exit	GOLDMAN SACHS MLP ENERGY REN	$0	–	-2,021,466	-100.0%	-0.73%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-11-14
View 13F-HR/A filed 2019-11-25

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WESTERN ASSET EMRG MKT DEBT	40	Q3 2023	5.4%
WESTERN ASSET HIGH INCOME OP	40	Q3 2023	3.6%
SPECIAL OPPORTUNITIES FD INC	40	Q3 2023	0.8%
NUVEEN CR STRATEGIES INCOME	39	Q3 2023	2.8%
MORGAN STANLEY EM MKTS DM DE	39	Q3 2023	1.7%
NUVEEN QUALITY MUNCP INCOME	38	Q3 2023	5.7%
WESTERN AST INFL LKD OPP & I	38	Q3 2023	3.2%
TEMPLETON EMERG MKTS INCOME	38	Q3 2023	1.9%
MORGAN STANLEY EMKT DBT FD I	37	Q1 2023	0.9%
BLACKROCK CR ALLOCATION INCO	35	Q3 2023	4.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-10
SC 13G	2024-04-10
SC 13G	2024-04-10
SC 13G/A	2024-03-05
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (2208073000.0 != 2208075000.0)
The reported has been amended

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings