RIVERNORTH CAPITAL MANAGEMENT, LLC - Q1 2019 holdings

$1.52 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 234 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 51.9% .

 Value Shares↓ Weighting
NAD SellNUVEEN QUALITY MUNCP INCOME$56,382,000
+0.1%
4,154,927
-7.8%
3.72%
+10.7%
EMD SellWESTERN ASSET EMRG MKT DEBT$54,534,000
-6.4%
3,998,083
-15.7%
3.59%
+3.5%
NEA SellNUVEEN AMT FREE QLTY MUN INC$46,053,000
-18.5%
3,447,084
-24.9%
3.04%
-9.9%
BTZ SellBLACKROCK CR ALLCTN INC TR$36,529,000
+10.6%
2,943,523
-0.3%
2.41%
+22.3%
GHY SellPGIM GLOBAL HIGH YIELD FD IN$35,829,000
+3.3%
2,570,211
-3.6%
2.36%
+14.2%
BWG SellBRANDYWINEGBL GLBAL INM OPRT$30,045,000
+5.5%
2,699,495
-0.8%
1.98%
+16.7%
BBDC SellBARINGS BDC INC$25,668,000
+5.7%
2,616,468
-2.9%
1.69%
+16.9%
NAC SellNUVEEN CA QUALTY MUN INCOME$18,760,000
-8.5%
1,361,421
-16.8%
1.24%
+1.1%
GER SellGOLDMAN SACHS MLP ENERGY REN$16,854,000
-33.7%
2,042,861
-42.2%
1.11%
-26.7%
EAD SellWELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD$14,628,000
+5.9%
1,856,356
-1.4%
0.96%
+17.0%
HYI SellWESTERN ASSET HGH YLD DFNDFD$13,829,000
+2.5%
936,260
-8.1%
0.91%
+13.3%
FSK SellFS KKR CAPITAL CORP$13,778,000
-49.1%
2,277,385
-55.2%
0.91%
-43.8%
HYT SellBLACKROCK CORPOR HI YLD FD I$12,983,000
-47.8%
1,265,352
-52.6%
0.86%
-42.2%
NTG SellTORTOISE MIDSTRM ENERGY FD I$12,878,000
-29.5%
918,533
-39.7%
0.85%
-22.0%
AVK SellADVENT CLAYMORE CV SECS & IN$12,770,000
+7.2%
865,196
-8.9%
0.84%
+18.6%
NVG SellNUVEEN AMT FREE MUN CR INC F$12,605,000
-18.0%
834,232
-25.5%
0.83%
-9.3%
VMO SellINVESCO MUN OPPORTUNITY TR$12,288,000
-37.2%
1,030,012
-41.9%
0.81%
-30.5%
AWF SellALLIANCEBERNSTEIN GBL HGH IN$11,772,000
-16.0%
1,015,739
-23.0%
0.78%
-7.1%
GLO SellCLOUGH GLOBAL OPPORTUNITIESsh ben int$11,319,000
-0.7%
1,171,751
-15.2%
0.75%
+9.9%
DEX SellDELAWARE ENHANCED GBL DIV &$11,197,000
-6.7%
1,157,877
-19.2%
0.74%
+3.2%
CLM SellCORNERSTONE STRATEGIC VALUE$10,922,000
-31.4%
896,747
-37.7%
0.72%
-24.1%
NRK SellNUVEEN NEW YORK AMT QLT MUNI$9,784,000
+7.9%
769,180
-1.5%
0.64%
+19.4%
BTT SellBLACKROCK MUN 2030 TAR TERM$8,886,000
-56.0%
399,534
-59.8%
0.59%
-51.4%
ARDC SellARES DYNAMIC CR ALLOCATION F$8,638,000
-4.6%
582,107
-11.5%
0.57%
+5.4%
AKP SellALLIANCE CALIF MUN INCOME FD$8,632,000
-23.6%
584,013
-29.5%
0.57%
-15.6%
CBH SellALLIANZGI CON INCM 2024 TARG$8,602,000
-35.2%
955,749
-41.7%
0.57%
-28.3%
SellGARRISON CAP INC COM$8,537,000
-3.0%
1,189,066
-10.7%
0.56%
+7.4%
FRA SellBLACKROCK FLOAT RATE OME STR$8,515,000
-6.9%
681,219
-11.8%
0.56%
+2.9%
KYN SellKAYNE ANDERSN MLP MIDS INVT$8,346,000
-34.0%
520,664
-45.5%
0.55%
-27.1%
MSD SellMORGAN STANLEY EMER MKTS DEB$8,102,000
-18.5%
901,223
-25.2%
0.53%
-9.8%
FUND SellSPROTT FOCUS TR INC$7,595,000
+12.5%
1,115,271
-4.6%
0.50%
+24.6%
TEI SellTEMPLETON EMERG MKTS INCOME$6,846,000
-59.4%
668,568
-62.1%
0.45%
-55.1%
EVF SellEATON VANCE SR INCOME TRsh ben int$6,735,000
-1.2%
1,095,165
-4.2%
0.44%
+9.4%
AFB SellALLIANCEBERNSTEIN NATL MUNI$5,573,000
-20.4%
430,309
-26.4%
0.37%
-12.0%
JMT SellNUVEEN MTG OPPTY TERM FD 2$5,516,000
-27.0%
245,169
-28.6%
0.36%
-19.1%
NID SellNUVEEN INTER DURATION MN TMF$5,513,000
-20.3%
419,263
-24.7%
0.36%
-11.9%
NKX SellNUVEEN CALIFORNIA AMT QLT MU$4,869,000
-0.2%
349,786
-9.8%
0.32%
+10.3%
ZF SellVIRTUS TOTAL RETURN FUND INC$4,660,000
-31.6%
463,710
-42.3%
0.31%
-24.4%
CRF SellCORNERSTONE TOTAL RTRN FD IN$4,262,000
-27.0%
355,460
-33.4%
0.28%
-19.3%
AFT SellAPOLLO SR FLOATING RATE FD I$4,069,000
+1.1%
274,383
-1.0%
0.27%
+11.7%
LOR SellLAZARD WORLD DIVID & INCOME$4,050,000
-9.7%
408,678
-23.4%
0.27%0.0%
NSL SellNUVEEN SR INCOME FD$3,994,000
+1.6%
688,605
-4.2%
0.26%
+12.4%
BSE SellBLACKROCK NY MUNI INC QLTY T$3,913,000
-30.2%
304,532
-34.4%
0.26%
-22.8%
BYM SellBLACKROCK MUNICIPL INC QLTY$3,540,000
+5.3%
263,978
-2.1%
0.23%
+16.5%
EGIF SellEAGLE GRWTH & INCOME OPPTY F$3,504,000
-56.8%
227,990
-64.5%
0.23%
-52.2%
GDO SellWESTERN ASSET GLOBAL CP DEFI$3,475,000
-46.0%
211,119
-51.1%
0.23%
-40.2%
NIQ SellNUVEEN INT DUR QUAL MUN TRM$3,355,000
-25.6%
256,527
-29.8%
0.22%
-17.8%
NBO SellNEUBERGER BRMAN NY MUNI FD I$3,231,000
-15.0%
260,180
-24.4%
0.21%
-5.8%
LEO SellDREYFUS STRATEGIC MUNS INC$3,178,000
-46.5%
402,731
-51.4%
0.21%
-41.0%
FIV SellFIRST TR SR FLOATING RATE 20$2,887,000
-39.2%
330,328
-42.3%
0.19%
-32.9%
JEMD SellNUVEEN EMERGING MKTS DEBT 20$2,756,000
-55.3%
316,407
-61.0%
0.18%
-50.5%
IFN SellINDIA FD INC$2,441,000
+2.4%
114,166
-3.3%
0.16%
+13.4%
RVT SellROYCE VALUE TR INC$2,307,000
-10.1%
167,669
-23.3%
0.15%
-0.7%
NHF SellNEXPOINT STRATEGIC OPORTUNT$2,296,000
-84.5%
105,465
-85.7%
0.15%
-82.9%
NTC SellNUVEEN CONNECTICUT QLTY MUN COM$2,282,000
-49.9%
189,360
-53.3%
0.15%
-44.9%
ASG SellLIBERTY ALL-STAR GROWTH FD I$2,266,000
-76.4%
407,487
-81.5%
0.15%
-74.0%
USA SellLIBERTY ALL STAR EQUITY FDsh ben int$2,083,000
-34.2%
340,864
-42.2%
0.14%
-27.5%
NCA SellNUVEEN CALIF MUN VALUE FD$2,015,000
-46.2%
210,736
-48.7%
0.13%
-40.4%
BCX SellBLACKROCK RES & COMM STRAT T$1,591,000
-4.0%
194,697
-16.8%
0.10%
+6.1%
KTF SellDWS MUN INCOME TR NEW$1,366,000
-3.2%
123,914
-9.9%
0.09%
+7.1%
MXE SellMEXICO EQUITY & INCOME FD$1,345,000
-31.2%
126,685
-35.2%
0.09%
-23.9%
MUI SellBLACKROCK MUNI INTER DR FD I$1,297,000
-85.1%
94,168
-86.3%
0.08%
-83.6%
MHN SellBLACKROCK MUNIHLDGS NY QLTY$1,101,000
+4.8%
85,231
-3.3%
0.07%
+15.9%
BFY SellBLACKROCK NY MUN INCOME TR I$779,000
+7.9%
57,261
-1.8%
0.05%
+18.6%
CCA SellMFS CALIF MUN FD$740,000
-24.7%
64,990
-34.3%
0.05%
-16.9%
NZF SellNUVEEN MUNICIPAL CREDIT INC$704,000
-92.2%
46,691
-93.1%
0.05%
-91.4%
VKQ SellINVESCO MUN TR$587,000
-73.5%
48,704
-75.7%
0.04%
-70.5%
DMF SellDREYFUS MUN INCOME INC$429,000
-64.2%
51,063
-67.6%
0.03%
-61.1%
MQT SellBLACKROCK MUNIY QUALITY FD I$329,000
-11.1%
26,725
-17.6%
0.02%0.0%
PHUNW SellPHUNWARE INC*w exp 12/26/202$290,000
+559.1%
175,000
-12.5%
0.02%
+533.3%
IHD SellVOYA EMERGING MKTS HIGH DIVI$272,000
-20.5%
34,261
-26.9%
0.02%
-10.0%
NESRW SellNATIONAL ENERGY SERVICES REU*w exp 05/05/202$225,000
-16.7%
197,089
-8.8%
0.02%
-6.2%
SellFALCON MINERALS CORP*w exp 07/21/202$72,000
+28.6%
87,490
-0.0%
0.01%
+66.7%
HYACW SellHAYMAKER ACQUISITION CORP*w exp 10/27/202$68,000
-44.3%
28,198
-80.9%
0.00%
-42.9%
NRCGWS SellNRC GROUP HLDGS CORP*w exp 10/17/202$63,000
-50.4%
70,068
-58.5%
0.00%
-50.0%
WRLSW SellPENSARE ACQUISITION CORP*w exp 07/27/202$35,000
-99.1%
174,997
-55.1%
0.00%
-99.1%
RBZWF ExitREEBONZ HLDG LTD*w exp 12/19/202$0-60,000
-100.0%
0.00%
SMSHW ExitSMAAASH ENTERTAINMENT INC*w exp 05/22/202$0-97,950
-100.0%
-0.00%
RBZ ExitREEBONZ HLDG LT$0-11,998
-100.0%
-0.00%
BBCPW ExitCONCRETE PUMPING HLDGS INC*w exp 08/01/202$0-50,000
-100.0%
-0.00%
LTNWS ExitUNION ACQUISITION CORP*w exp 07/01/202$0-200,000
-100.0%
-0.00%
USWSW ExitU S WELL SVCS INC*w exp 03/15/202$0-150,000
-100.0%
-0.00%
LTNRT ExitUNION ACQUISITION CORPright 12/02/2019$0-200,000
-100.0%
-0.01%
GDL ExitGDL FUND$0-10,303
-100.0%
-0.01%
MEN ExitBLACKROCK MUNIENHANCED FD IN$0-12,200
-100.0%
-0.01%
VCV ExitINVESCO CALIF VALUE MUN INC$0-10,173
-100.0%
-0.01%
CMU ExitMFS HIGH YIELD MUN TRsh ben int$0-32,830
-100.0%
-0.01%
IMXIW ExitINTERNATIONAL MNY EXPRESS IN*w exp 01/19/202$0-62,501
-100.0%
-0.01%
MMT ExitMFS MULTIMARKET INCOME TRsh ben int$0-28,974
-100.0%
-0.01%
EIV ExitEATON VANCE MUN BD FD II$0-13,450
-100.0%
-0.01%
NHA ExitNUVEEN MUN 2021 TARGET TERM$0-19,256
-100.0%
-0.01%
NBH ExitNEUBERGER BERMAN MUNI FD INC$0-16,608
-100.0%
-0.01%
JCO ExitNUVEEN CR OPPORTUNITIES 2022$0-23,000
-100.0%
-0.01%
BQH ExitBLACKROCK NY MUNICIPAL BOND$0-16,420
-100.0%
-0.01%
PCM ExitPCM FUND INC$0-26,264
-100.0%
-0.02%
MTT ExitWESTERN ASSET MUN DEF OPP TR$0-14,769
-100.0%
-0.02%
BGX ExitBLACKSTONE GSO LNG SHRT CR I$0-27,639
-100.0%
-0.02%
EMJ ExitEATON VANCE N J MUN BD FD$0-36,191
-100.0%
-0.02%
JHB ExitNUVEEN HIGH INCOME NOVEMBER$0-50,852
-100.0%
-0.03%
ERC ExitWELLS FARGO MULTI SECTOR INC$0-41,499
-100.0%
-0.03%
EIO ExitEATON VANCE OHIO MUNICIPAL B$0-44,549
-100.0%
-0.03%
CCCU ExitCHURCHILL CAP CORPunit 99/99/9999$0-50,000
-100.0%
-0.03%
MFM ExitMFS MUN INCOME TRsh ben int$0-85,866
-100.0%
-0.03%
BNY ExitBLACKROCK N Y MUN INCOME TRsh ben int$0-43,801
-100.0%
-0.03%
EVO ExitEATON VANCE OH MUNI INCOME Tsh ben int$0-43,735
-100.0%
-0.03%
EVN ExitEATON VANCE MUNI INCOME TRUSsh ben int$0-49,841
-100.0%
-0.03%
EIP ExitEATON VANCE PA MUN BD FD$0-49,543
-100.0%
-0.03%
MMV ExitEATON VANCE MA MUNI INCOME Tsh ben int$0-52,897
-100.0%
-0.04%
EFL ExitEATON VANCE FLTNG RATE 2022$0-77,895
-100.0%
-0.04%
VGI ExitVIRTUS GLOBAL MULTI-SEC INC$0-69,453
-100.0%
-0.05%
CHN ExitCHINA FD INC$0-46,055
-100.0%
-0.05%
EVP ExitEATON VANCE PA MUNI INCOME Tsh ben int$0-82,362
-100.0%
-0.05%
PMF ExitPIMCO MUNICIPAL INCOME FD$0-78,350
-100.0%
-0.06%
NEV ExitNUVEEN ENHANCED MUN VALUE FD$0-77,512
-100.0%
-0.06%
FAM ExitFIRST TR ABERDEEN GLBL OPP F$0-108,860
-100.0%
-0.06%
RMRM ExitRMR REAL ESTATE INCOME FUND$0-69,006
-100.0%
-0.06%
LDP ExitCOHEN & STEERS LTD DUR PFD I$0-49,895
-100.0%
-0.06%
OCCI ExitOFS CREDIT COMPANY INC$0-71,208
-100.0%
-0.06%
CNAC ExitCONSTELLATION ALPHA CAP$0-112,469
-100.0%
-0.07%
BCAC ExitBISON CAP ACQUISITION CORP$0-125,000
-100.0%
-0.08%
VKI ExitINVESCO ADVANTAGE MUNICIPALsh ben int$0-150,267
-100.0%
-0.09%
DSM ExitDREYFUS STRATEGIC MUN BD FD$0-222,363
-100.0%
-0.09%
EDD ExitMORGAN STANLEY EM MKTS DM DE$0-262,638
-100.0%
-0.10%
PDI ExitPIMCO DYNAMIC INCOME FD$0-54,902
-100.0%
-0.10%
SBI ExitWESTERN ASSET INTM MUNI FD I$0-208,755
-100.0%
-0.10%
PFN ExitPIMCO INCOME STRATEGY FUND I$0-181,707
-100.0%
-0.10%
EHT ExitEATON VANCE HIGH INCOME 2021$0-208,876
-100.0%
-0.11%
LTN ExitUNION ACQUISITION CORP$0-200,000
-100.0%
-0.12%
KBLM ExitKBL MERGER CORP IV$0-220,375
-100.0%
-0.13%
BGH ExitBARINGS GLOBAL SHORT DURATIO$0-144,624
-100.0%
-0.14%
MMDM ExitMODERN MEDIA ACQUISITION$0-228,000
-100.0%
-0.14%
BSL ExitBLACKSTONE GSO FLTING RTE FU$0-150,131
-100.0%
-0.14%
DCF ExitDREYFUS ALCENTRA GBL CR INCO$0-307,309
-100.0%
-0.15%
PCK ExitPIMCO CALIF MUN INCOME FD II$0-346,696
-100.0%
-0.16%
BGB ExitBLACKSTONE GSO STRATEGIC CR$0-211,176
-100.0%
-0.17%
NUV ExitNUVEEN MUN VALUE FD INC$0-313,634
-100.0%
-0.17%
HYAC ExitHAYMAKER ACQUISITION CORP$0-294,996
-100.0%
-0.18%
EVJ ExitEATON VANCE NJ MUNI INCOME Tsh ben int$0-263,928
-100.0%
-0.18%
JPI ExitNUVEEN PFD & INCOME TERM FD$0-145,482
-100.0%
-0.18%
MAV ExitPIONEER MUN HIGH INCOME ADV$0-305,668
-100.0%
-0.18%
VGM ExitINVESCO TR INVT GRADE MUNS$0-287,167
-100.0%
-0.20%
PCN ExitPIMCO CORPORATE INCOME STRAT$0-214,540
-100.0%
-0.20%
PTY ExitPIMCO CORPORATE & INCOME OPP$0-213,460
-100.0%
-0.20%
CHI ExitCALAMOS CONV OPP AND INC FDsh ben int$0-481,936
-100.0%
-0.25%
FAX ExitABERDEEN ASIA PACIFIC INCOM$0-1,112,348
-100.0%
-0.26%
BCSF ExitBAIN CAP SPECIALTY FIN INC$0-256,678
-100.0%
-0.26%
MCR ExitMFS CHARTER INCOME TR$0-615,676
-100.0%
-0.27%
PCF ExitHIGH INCOME SECS FD$0-646,600
-100.0%
-0.34%
PCI ExitPIMCO DYNMIC CREDIT AND MRT$0-285,357
-100.0%
-0.36%
NBB ExitNUVEEN TAXABLE MUNICPL INCM$0-333,427
-100.0%
-0.38%
BGIO ExitBLACKROCK 2022 GBL INCM OPP$0-785,137
-100.0%
-0.39%
MSF ExitMORGAN STANLEY EMER MKTS FD$0-424,446
-100.0%
-0.41%
MQY ExitBLACKROCK MUNIYIELD QUALITY$0-760,786
-100.0%
-0.55%
NMZ ExitNUVEEN MUN HIGH INCOME OPP F$0-896,361
-100.0%
-0.61%
IIM ExitINVESCO VALUE MUN INCOME TR$0-836,168
-100.0%
-0.67%
RA ExitBROOKFIELD REAL ASSETS INCOM SHS BEN INT$0-678,557
-100.0%
-0.77%
FPF ExitFIRST TR INTER DUR PFD & IN$0-659,495
-100.0%
-0.78%
JPS ExitNUVEEN PFD & INCM SECURTIES$0-1,840,177
-100.0%
-0.91%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2019-05-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
WESTERN ASSET EMRG MKT DEBT40Q3 20235.4%
WESTERN ASSET HIGH INCOME OP40Q3 20233.6%
SPECIAL OPPORTUNITIES FD INC40Q3 20230.8%
NUVEEN CR STRATEGIES INCOME39Q3 20232.8%
MORGAN STANLEY EM MKTS DM DE39Q3 20231.7%
NUVEEN QUALITY MUNCP INCOME38Q3 20235.7%
WESTERN AST INFL LKD OPP & I38Q3 20233.2%
TEMPLETON EMERG MKTS INCOME38Q3 20231.9%
MORGAN STANLEY EMKT DBT FD I37Q1 20230.9%
BLACKROCK CR ALLOCATION INCO35Q3 20234.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-15
SC 13G/A2024-04-10
SC 13G2024-04-10
SC 13G2024-04-10
SC 13G/A2024-03-05
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (1517394000.0 != 1517399000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings