RIVERNORTH CAPITAL MANAGEMENT, LLC

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$1.52 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 234 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 36.3% .

All

			Value		Shares		↓ Weighting
NAD	Sell	NUVEEN QUALITY MUNCP INCOME	$56,382,000	+0.1%	4,154,927	-7.8%	3.72%	+10.7%
EVV	Buy	EATON VANCE LTD DUR INCOME F	$55,004,000	+7.6%	4,348,169	+1.5%	3.62%	+19.0%
EMD	Sell	WESTERN ASSET EMRG MKT DEBT	$54,534,000	-6.4%	3,998,083	-15.7%	3.59%	+3.5%
HIO	Buy	WESTERN ASSET HIGH INCM OPP	$51,457,000	+18.6%	10,653,537	+8.1%	3.39%	+31.2%
NEA	Sell	NUVEEN AMT FREE QLTY MUN INC	$46,053,000	-18.5%	3,447,084	-24.9%	3.04%	-9.9%
HFRO	Buy	HIGHLAND FLOATNG RATE OPPRTsh ben int	$43,226,000	+15.6%	3,111,994	+4.4%	2.85%	+27.9%
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$42,764,000	+26.9%	5,532,166	+20.6%	2.82%	+40.3%
VVR	Buy	INVESCO SR INCOME TR	$37,837,000	+19.5%	9,008,791	+10.4%	2.49%	+32.2%
PPR	Buy	VOYA PRIME RATE TRsh ben int	$37,148,000	+10.8%	7,771,555	+6.1%	2.45%	+22.5%
BTZ	Sell	BLACKROCK CR ALLCTN INC TR	$36,529,000	+10.6%	2,943,523	-0.3%	2.41%	+22.3%
GHY	Sell	PGIM GLOBAL HIGH YIELD FD IN	$35,829,000	+3.3%	2,570,211	-3.6%	2.36%	+14.2%
EHI	Buy	WESTERN ASSET GLB HI INCOME	$35,181,000	+64.3%	3,746,649	+44.3%	2.32%	+81.6%
VTA	Buy	INVESCO DYNAMIC CR OPP FD	$32,027,000	+57.9%	2,951,788	+49.6%	2.11%	+74.6%
GIM	Buy	TEMPLETON GLOBAL INCOME FD	$31,843,000	+5.1%	5,054,399	+1.6%	2.10%	+16.2%
BWG	Sell	BRANDYWINEGBL GLBAL INM OPRT	$30,045,000	+5.5%	2,699,495	-0.8%	1.98%	+16.7%
BBDC	Sell	BARINGS BDC INC	$25,668,000	+5.7%	2,616,468	-2.9%	1.69%	+16.9%
WIW	Buy	WESTERN AST INFL LKD OPP & I	$21,605,000	+22.5%	2,013,529	+15.9%	1.42%	+35.5%
ISD	Buy	PGIM HIGH YIELD BOND FUND IN	$20,836,000	+19.2%	1,469,411	+10.2%	1.37%	+31.8%
DSU	Buy	BLACKROCK DEBT STRAT FD INC	$19,804,000	+31.7%	1,847,419	+21.3%	1.30%	+45.6%
NAC	Sell	NUVEEN CA QUALTY MUN INCOME	$18,760,000	-8.5%	1,361,421	-16.8%	1.24%	+1.1%
GER	Sell	GOLDMAN SACHS MLP ENERGY REN	$16,854,000	-33.7%	2,042,861	-42.2%	1.11%	-26.7%
JLS	Buy	NUVEEN MTG OPPORTUNITY TERM	$16,748,000	+46.4%	720,967	+41.7%	1.10%	+61.9%
JFR	Buy	NUVEEN FLOATING RATE INCOME	$15,576,000	+44.2%	1,617,481	+39.5%	1.03%	+59.3%
BIT	Buy	BLACKROCK MULTI-SECTOR INC T	$14,738,000	+9.9%	888,373	+3.4%	0.97%	+21.5%
EAD	Sell	WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	$14,628,000	+5.9%	1,856,356	-1.4%	0.96%	+17.0%
NFJ	Buy	ALLIANZGI NFJ DIVID INT & PR	$14,550,000	+25.6%	1,206,442	+10.5%	0.96%	+39.0%
PMO	Buy	PUTNAM MUN OPPORTUNITIES TRsh ben int	$14,525,000	+112.9%	1,184,776	+94.8%	0.96%	+135.1%
NHS	Buy	NEUBERGER BERMAN HGH YLD FD	$14,323,000	+98.5%	1,268,675	+71.6%	0.94%	+119.5%
EFT	Buy	EATON VANCE FLTING RATE INC	$13,883,000	+110.3%	1,052,569	+101.7%	0.92%	+132.2%
HYI	Sell	WESTERN ASSET HGH YLD DFNDFD	$13,829,000	+2.5%	936,260	-8.1%	0.91%	+13.3%
FSK	Sell	FS KKR CAPITAL CORP	$13,778,000	-49.1%	2,277,385	-55.2%	0.91%	-43.8%
HYT	Sell	BLACKROCK CORPOR HI YLD FD I	$12,983,000	-47.8%	1,265,352	-52.6%	0.86%	-42.2%
NTG	Sell	TORTOISE MIDSTRM ENERGY FD I	$12,878,000	-29.5%	918,533	-39.7%	0.85%	-22.0%
AVK	Sell	ADVENT CLAYMORE CV SECS & IN	$12,770,000	+7.2%	865,196	-8.9%	0.84%	+18.6%
NVG	Sell	NUVEEN AMT FREE MUN CR INC F	$12,605,000	-18.0%	834,232	-25.5%	0.83%	-9.3%
VMO	Sell	INVESCO MUN OPPORTUNITY TR	$12,288,000	-37.2%	1,030,012	-41.9%	0.81%	-30.5%
EFR	Buy	EATON VANCE SR FLTNG RTE TR	$12,212,000	+27.2%	937,942	+21.4%	0.80%	+40.7%
AWF	Sell	ALLIANCEBERNSTEIN GBL HGH IN	$11,772,000	-16.0%	1,015,739	-23.0%	0.78%	-7.1%
GLO	Sell	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$11,319,000	-0.7%	1,171,751	-15.2%	0.75%	+9.9%
DEX	Sell	DELAWARE ENHANCED GBL DIV &	$11,197,000	-6.7%	1,157,877	-19.2%	0.74%	+3.2%
CLM	Sell	CORNERSTONE STRATEGIC VALUE	$10,922,000	-31.4%	896,747	-37.7%	0.72%	-24.1%
FTF	Buy	FRANKLIN LTD DURATION INC TR	$10,902,000	+8.0%	1,132,074	+1.9%	0.72%	+19.3%
HIX	Buy	WESTERN ASSET HIGH INCM FD I	$10,080,000	+57.5%	1,555,481	+39.5%	0.66%	+73.8%
NRK	Sell	NUVEEN NEW YORK AMT QLT MUNI	$9,784,000	+7.9%	769,180	-1.5%	0.64%	+19.4%
SPY	Buy	SPDR S&P 500 ETF TR TR UNITtr unit	$9,751,000	+23.7%	34,521	+8.5%	0.64%	+36.8%
VLT	Buy	INVESCO HIGH INCOME TR II	$9,284,000	+26.7%	647,444	+9.8%	0.61%	+40.0%
FSD	Buy	FIRST TR HIGH INCOME L/S FD	$9,124,000	+209.0%	624,498	+181.2%	0.60%	+241.5%
JGH		NUVEEN GLOBAL HIGH INCOME FD	$9,099,000	+10.6%	600,198	0.0%	0.60%	+22.4%
BTT	Sell	BLACKROCK MUN 2030 TAR TERM	$8,886,000	-56.0%	399,534	-59.8%	0.59%	-51.4%
MYI	New	BLACKROCK MUNIYIELD QLTY FD	$8,833,000	–	683,169	+100.0%	0.58%	–
EIM	Buy	EATON VANCE MUN BD FD	$8,715,000	+164.7%	702,819	+138.5%	0.57%	+192.9%
ARDC	Sell	ARES DYNAMIC CR ALLOCATION F	$8,638,000	-4.6%	582,107	-11.5%	0.57%	+5.4%
AKP	Sell	ALLIANCE CALIF MUN INCOME FD	$8,632,000	-23.6%	584,013	-29.5%	0.57%	-15.6%
CBH	Sell	ALLIANZGI CON INCM 2024 TARG	$8,602,000	-35.2%	955,749	-41.7%	0.57%	-28.3%
	Sell	GARRISON CAP INC COM	$8,537,000	-3.0%	1,189,066	-10.7%	0.56%	+7.4%
FRA	Sell	BLACKROCK FLOAT RATE OME STR	$8,515,000	-6.9%	681,219	-11.8%	0.56%	+2.9%
BGT	Buy	BLACKROCK FLOATING RATE INCO	$8,390,000	+43.9%	687,173	+35.9%	0.55%	+58.9%
KYN	Sell	KAYNE ANDERSN MLP MIDS INVT	$8,346,000	-34.0%	520,664	-45.5%	0.55%	-27.1%
MSD	Sell	MORGAN STANLEY EMER MKTS DEB	$8,102,000	-18.5%	901,223	-25.2%	0.53%	-9.8%
AEF	Buy	ABERDEEN EMRG MRKTS EQT INM	$7,926,000	+33.1%	1,090,233	+16.3%	0.52%	+47.0%
FCT	Buy	FIRST TR SR FLG RTE INCM FD	$7,778,000	+91.9%	658,037	+81.7%	0.51%	+112.0%
FUND	Sell	SPROTT FOCUS TR INC	$7,595,000	+12.5%	1,115,271	-4.6%	0.50%	+24.6%
BFZ	Buy	BLACKROCK CALIF MUN INCOME Tsh ben int	$7,590,000	+46.0%	591,551	+35.7%	0.50%	+61.3%
EVM	Buy	EATON VANCE CALIF MUN BD FD	$7,141,000	+18.8%	676,854	+11.0%	0.47%	+31.6%
BLW	Buy	BLACKROCK LTD DURATION INC T	$6,985,000	+17.4%	475,181	+7.1%	0.46%	+29.6%
PRF		INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000	$6,963,000	+12.5%	61,419	0.0%	0.46%	+24.4%
TEI	Sell	TEMPLETON EMERG MKTS INCOME	$6,846,000	-59.4%	668,568	-62.1%	0.45%	-55.1%
EVF	Sell	EATON VANCE SR INCOME TRsh ben int	$6,735,000	-1.2%	1,095,165	-4.2%	0.44%	+9.4%
MCA	Buy	BLACKROCK MUNIYIELD CALI QLT	$6,580,000	+116.7%	488,489	+101.7%	0.43%	+139.8%
TLI	Buy	WESTERN ASSET CORPORATE LN F	$6,101,000	+8.1%	644,279	+1.9%	0.40%	+19.6%
MHI	Buy	PIONEER MUN HIGH INCOME TR	$5,606,000	+11.5%	469,503	+1.4%	0.37%	+23.0%
AFB	Sell	ALLIANCEBERNSTEIN NATL MUNI	$5,573,000	-20.4%	430,309	-26.4%	0.37%	-12.0%
MUC	Buy	BLACKROCK MUNIHLDNGS CALI QL	$5,576,000	+127.9%	420,866	+111.4%	0.37%	+151.4%
JMT	Sell	NUVEEN MTG OPPTY TERM FD 2	$5,516,000	-27.0%	245,169	-28.6%	0.36%	-19.1%
NID	Sell	NUVEEN INTER DURATION MN TMF	$5,513,000	-20.3%	419,263	-24.7%	0.36%	-11.9%
NBW	Buy	NEUBERGER BRMAN CLIFRN MUNI	$5,446,000	+55.3%	417,975	+43.3%	0.36%	+71.8%
NKX	Sell	NUVEEN CALIFORNIA AMT QLT MU	$4,869,000	-0.2%	349,786	-9.8%	0.32%	+10.3%
SPEPRB		SPECIAL OPPORTUNITIES FD INCpfd conv se b	$4,792,000	+1.4%	191,280	0.0%	0.32%	+12.1%
ZF	Sell	VIRTUS TOTAL RETURN FUND INC	$4,660,000	-31.6%	463,710	-42.3%	0.31%	-24.4%
PHD	Buy	PIONEER FLOATING RATE TR	$4,321,000	+25.4%	415,513	+19.4%	0.28%	+39.0%
CRF	Sell	CORNERSTONE TOTAL RTRN FD IN	$4,262,000	-27.0%	355,460	-33.4%	0.28%	-19.3%
OMAD		ONE MADISON CORP	$4,080,000	+2.0%	398,073	0.0%	0.27%	+13.0%
AFT	Sell	APOLLO SR FLOATING RATE FD I	$4,069,000	+1.1%	274,383	-1.0%	0.27%	+11.7%
LOR	Sell	LAZARD WORLD DIVID & INCOME	$4,050,000	-9.7%	408,678	-23.4%	0.27%	0.0%
PXH		INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG	$4,018,000	+8.1%	187,653	0.0%	0.26%	+19.4%
WRLS	Buy	PENSARE ACQUISITION CORP	$4,005,000	+9002.3%	389,994	+122.9%	0.26%	+8700.0%
NSL	Sell	NUVEEN SR INCOME FD	$3,994,000	+1.6%	688,605	-4.2%	0.26%	+12.4%
BSE	Sell	BLACKROCK NY MUNI INC QLTY T	$3,913,000	-30.2%	304,532	-34.4%	0.26%	-22.8%
EXD	Buy	EATON VANCE TAX MNGD BUY WRI	$3,857,000	+35.2%	416,486	+24.4%	0.25%	+49.4%
SPE	Buy	SPECIAL OPPORTUNITIES FD INC	$3,683,000	+72.7%	274,230	+48.5%	0.24%	+91.3%
BYM	Sell	BLACKROCK MUNICIPL INC QLTY	$3,540,000	+5.3%	263,978	-2.1%	0.23%	+16.5%
EGIF	Sell	EAGLE GRWTH & INCOME OPPTY F	$3,504,000	-56.8%	227,990	-64.5%	0.23%	-52.2%
GDO	Sell	WESTERN ASSET GLOBAL CP DEFI	$3,475,000	-46.0%	211,119	-51.1%	0.23%	-40.2%
NIQ	Sell	NUVEEN INT DUR QUAL MUN TRM	$3,355,000	-25.6%	256,527	-29.8%	0.22%	-17.8%
NBO	Sell	NEUBERGER BRMAN NY MUNI FD I	$3,231,000	-15.0%	260,180	-24.4%	0.21%	-5.8%
LEO	Sell	DREYFUS STRATEGIC MUNS INC	$3,178,000	-46.5%	402,731	-51.4%	0.21%	-41.0%
LACQ		LEISURE ACQUISITION CORP	$3,081,000	+2.4%	306,594	0.0%	0.20%	+13.4%
TKKSU		TKK SYMPHONY ACQUISITION CORunit 08/15/2023	$3,083,000	+1.9%	300,000	0.0%	0.20%	+12.8%
ANDAU	New	ANDINA ACQUISITION CORP IIIunit 09/24/2020	$3,030,000	–	300,000	+100.0%	0.20%	–
GRAFU		GRAF INDL CORP12/31/2025	$3,036,000	+1.1%	300,000	0.0%	0.20%	+11.7%
DDMXU		DD3 ACQUISITION CORPunit 10/12/2023	$3,042,000	+1.4%	300,000	0.0%	0.20%	+11.7%
SAMAU		SCHULTZE SPL PURP ACQUISITIOunit 12/31/2023	$3,020,000	+1.2%	300,000	0.0%	0.20%	+11.8%
FIV	Sell	FIRST TR SR FLOATING RATE 20	$2,887,000	-39.2%	330,328	-42.3%	0.19%	-32.9%
JEMD	Sell	NUVEEN EMERGING MKTS DEBT 20	$2,756,000	-55.3%	316,407	-61.0%	0.18%	-50.5%
TRNEU	New	TRINE ACQUISITION CORPunit 03/31/2021	$2,756,000	–	275,000	+100.0%	0.18%	–
VWO		VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF	$2,711,000	+11.3%	63,796	0.0%	0.18%	+23.4%
THCBU	New	TUSCAN HOLDINGS CORPunit 99/99/9999	$2,605,000	–	250,000	+100.0%	0.17%	–
	New	BLACKROCK TCP CAPITAL CORPnote 5.250%12/1	$2,528,000	–	2,500,000	+100.0%	0.17%	–
OPES		OPES ACQUISITION CORP	$2,538,000	+2.0%	250,000	0.0%	0.17%	+12.8%
BRPA		BIG ROCK PARTNERS ACQUISI CO	$2,484,000	+1.5%	239,998	0.0%	0.16%	+12.3%
IFN	Sell	INDIA FD INC	$2,441,000	+2.4%	114,166	-3.3%	0.16%	+13.4%
JFKKU	New	8I ENTERPRISES ACQUISITIN COunit 99/99/9999	$2,410,000	–	240,000	+100.0%	0.16%	–
MYN	Buy	BLACKROCK MUNIYIELD NY QLTY	$2,387,000	+71.9%	193,891	+59.8%	0.16%	+89.2%
JRO	Buy	NUVEEN FLTNG RTE INCM OPP FD COM SHS	$2,317,000	+321.3%	241,634	+297.1%	0.15%	+363.6%
RVT	Sell	ROYCE VALUE TR INC	$2,307,000	-10.1%	167,669	-23.3%	0.15%	-0.7%
VEA		VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF	$2,284,000	+10.4%	55,877	0.0%	0.15%	+22.8%
NHF	Sell	NEXPOINT STRATEGIC OPORTUNT	$2,296,000	-84.5%	105,465	-85.7%	0.15%	-82.9%
NTC	Sell	NUVEEN CONNECTICUT QLTY MUN COM	$2,282,000	-49.9%	189,360	-53.3%	0.15%	-44.9%
HHHHU	New	WEALTHBRIDGE ACQUISITION LTDunit 99/99/9999	$2,259,000	–	225,000	+100.0%	0.15%	–
PACQ		PURE ACQUISITION CORPcl a	$2,261,000	+2.0%	224,996	0.0%	0.15%	+12.9%
ASG	Sell	LIBERTY ALL-STAR GROWTH FD I	$2,266,000	-76.4%	407,487	-81.5%	0.15%	-74.0%
BROG		TWELVE SEAS INVESTMENT COMPA	$2,256,000	+2.3%	225,000	0.0%	0.15%	+13.7%
NNC	Buy	NUVEEN NORTH CAROLINA QLTY M	$2,213,000	+43.9%	173,709	+32.9%	0.15%	+58.7%
CMSS		CM SEVEN STAR ACQUISITION CO	$2,193,000	-27.7%	300,000	0.0%	0.14%	-19.9%
ALACU		ALBERTON ACQUISITION CORPunit 04/22/2020	$2,118,000	+5.0%	200,000	0.0%	0.14%	+16.7%
USA	Sell	LIBERTY ALL STAR EQUITY FDsh ben int	$2,083,000	-34.2%	340,864	-42.2%	0.14%	-27.5%
AMCIU		AMCI ACQUISITION CORPunit 01/07/2019	$2,024,000	+1.7%	200,000	0.0%	0.13%	+11.8%
BWMCU		BOXWOOD MERGER CORPunit 11/26/2025	$2,014,000	+1.1%	200,000	0.0%	0.13%	+11.8%
HCACU	New	HENNESSY CAP ACQUSTION CORPunit 99/99/9999	$2,016,000	–	200,000	+100.0%	0.13%	–
MUDS		MUDRICK CAP ACQUISITION CORP	$2,016,000	+2.0%	200,000	0.0%	0.13%	+12.7%
NCA	Sell	NUVEEN CALIF MUN VALUE FD	$2,015,000	-46.2%	210,736	-48.7%	0.13%	-40.4%
CHACU		CHARDAN HEALTHCARE ACQUISITIunit 12/13/2023	$2,006,000	+0.2%	200,000	0.0%	0.13%	+10.9%
CRSAU	New	CRESCENT ACQUISITION CORPunit 99/99/9999	$2,000,000	–	200,000	+100.0%	0.13%	–
LGC		LEGACY ACQUISITION CORP	$2,008,000	+3.0%	200,000	0.0%	0.13%	+13.8%
OHAI		OHA INVT CORP	$1,968,000	+20.0%	1,640,387	0.0%	0.13%	+32.7%
BRAC		BLACK RIDGE ACQUISITION CORP	$1,951,000	+1.6%	191,057	0.0%	0.13%	+13.2%
GPAQ		GORDON POINTE ACQUISITION CO	$1,785,000	+2.0%	175,000	0.0%	0.12%	+13.5%
BCX	Sell	BLACKROCK RES & COMM STRAT T	$1,591,000	-4.0%	194,697	-16.8%	0.10%	+6.1%
MTEC		MTECH ACQUISITION CORP	$1,565,000	+0.1%	155,000	0.0%	0.10%	+10.8%
FTACU		FINTECH ACQUISITION CORP IIIunit 12/01/2023	$1,529,000	+2.3%	150,000	0.0%	0.10%	+13.5%
TBRG		THUNDER BRIDGE ACQUISITION L	$1,530,000	+3.5%	150,000	0.0%	0.10%	+14.8%
MFACU		MEGALITH FINL ACQUISITION COunit 09/30/2025	$1,538,000	+1.6%	150,000	0.0%	0.10%	+12.2%
CFFAU		CF FIN ACQUISITION CORPunit 04/30/2025	$1,530,000	+2.0%	150,000	0.0%	0.10%	+13.5%
TDAC		TRIDENT ACQUISITIONS CORP	$1,529,000	+2.3%	150,000	0.0%	0.10%	+13.5%
IQI	Buy	INVESCO QUALITY MUNI INC TRS	$1,506,000	+37.7%	124,370	+26.5%	0.10%	+52.3%
VTIQ		VECTOIQ ACQUISITION CORP	$1,502,000	+2.7%	149,999	0.0%	0.10%	+13.8%
NAN	Buy	NUVEEN NEW YORK QLT MUN INC	$1,453,000	+14.1%	108,500	+4.1%	0.10%	+26.3%
KTF	Sell	DWS MUN INCOME TR NEW	$1,366,000	-3.2%	123,914	-9.9%	0.09%	+7.1%
MXE	Sell	MEXICO EQUITY & INCOME FD	$1,345,000	-31.2%	126,685	-35.2%	0.09%	-23.9%
MUI	Sell	BLACKROCK MUNI INTER DR FD I	$1,297,000	-85.1%	94,168	-86.3%	0.08%	-83.6%
TZACU		TENZING ACQUISITION CORPunit 08/24/2024	$1,278,000	+1.6%	125,000	0.0%	0.08%	+12.0%
TIBR		TIBERIUS ACQUISITION CORP	$1,260,000	+2.9%	125,000	0.0%	0.08%	+13.7%
HCCH		HL ACQUISITIONS CORP	$1,246,000	+1.2%	125,000	0.0%	0.08%	+12.3%
TOTA		TOTTENHAM ACQUISITION I LTD	$1,192,000	+2.1%	118,000	0.0%	0.08%	+12.9%
MHN	Sell	BLACKROCK MUNIHLDGS NY QLTY	$1,101,000	+4.8%	85,231	-3.3%	0.07%	+15.9%
NUO	New	NUVEEN OHIO QLTY MUN INCOME	$1,092,000	–	75,449	+100.0%	0.07%	–
CEV	New	EATON VANCE CA MUNI INCOME Tsh ben int	$1,092,000	–	91,005	+100.0%	0.07%	–
PVTU	New	PIVOTAL ACQUISITION CORPunit 12/01/2025	$1,030,000	–	100,000	+100.0%	0.07%	–
LOACU		LONGEVITY ACQUISITION CORPunit 08/29/2024	$1,025,000	+1.0%	100,000	0.0%	0.07%	+13.3%
HYB	New	NEW AMER HIGH INCOME FD INC	$1,014,000	–	119,342	+100.0%	0.07%	–
CTACU		CHASERG TECHNLGY ACQUISITN Cunit 09/30/2023	$1,010,000	+1.2%	100,000	0.0%	0.07%	+13.6%
INSUU	New	INSURANCE ACQUISITION CORPunit 03/31/2024	$1,010,000	–	100,000	+100.0%	0.07%	–
EDTXU		EDTECHX HLDGS ACQUISITION COunit 12/31/2025	$1,023,000	+2.5%	100,000	0.0%	0.07%	+13.6%
LFAC		LF CAP ACQUISITION CORPcl a	$1,006,000	+2.9%	100,000	0.0%	0.07%	+13.8%
ALGR		ALLEGRO MERGER CORP	$998,000	+2.1%	100,000	0.0%	0.07%	+13.8%
NKG	New	NUVEEN GEORGIA QLTY MUN INC	$990,000	–	83,078	+100.0%	0.06%	–
TMCX		TRINITY MERGER CORP	$981,000	+2.6%	96,000	0.0%	0.06%	+14.0%
EVG	New	EATON VANCE SH TM DR DIVR IN	$934,000	–	72,000	+100.0%	0.06%	–
MNE	New	BLACKROCK MUNI N Y INTER DUR	$790,000	–	58,084	+100.0%	0.05%	–
BFY	Sell	BLACKROCK NY MUN INCOME TR I	$779,000	+7.9%	57,261	-1.8%	0.05%	+18.6%
GLAC		GREENLAND ACQUISITIN CORPORA	$755,000	+3.0%	75,000	0.0%	0.05%	+13.6%
MNCLU	New	MONOCLE ACQUISITION CORPunit 99/99/9999	$753,000	–	75,000	+100.0%	0.05%	–
CCA	Sell	MFS CALIF MUN FD	$740,000	-24.7%	64,990	-34.3%	0.05%	-16.9%
NZF	Sell	NUVEEN MUNICIPAL CREDIT INC	$704,000	-92.2%	46,691	-93.1%	0.05%	-91.4%
CCC	New	CHURCHILL CAP CORP	$672,000	–	49,998	+100.0%	0.04%	–
	New	NEW MTN FIN CORPnote 5.000% 6/1	$628,000	–	626,000	+100.0%	0.04%	–
VKQ	Sell	INVESCO MUN TR	$587,000	-73.5%	48,704	-75.7%	0.04%	-70.5%
FPAC		FAR PT ACQUISITION CORP	$497,000	+3.1%	49,995	0.0%	0.03%	+13.8%
DMF	Sell	DREYFUS MUN INCOME INC	$429,000	-64.2%	51,063	-67.6%	0.03%	-61.1%
MQT	Sell	BLACKROCK MUNIY QUALITY FD I	$329,000	-11.1%	26,725	-17.6%	0.02%	0.0%
PHUNW	Sell	PHUNWARE INC*w exp 12/26/202	$290,000	+559.1%	175,000	-12.5%	0.02%	+533.3%
IHD	Sell	VOYA EMERGING MKTS HIGH DIVI	$272,000	-20.5%	34,261	-26.9%	0.02%	-10.0%
HGLB	New	HIGHLAND GLOBAL ALLOCATION F	$251,000	–	19,401	+100.0%	0.02%	–
OMADWS		ONE MADISON CORP*w exp 99/99/999	$238,000	+52.6%	199,999	0.0%	0.02%	+77.8%
NESRW	Sell	NATIONAL ENERGY SERVICES REU*w exp 05/05/202	$225,000	-16.7%	197,089	-8.8%	0.02%	-6.2%
CCHU		COLLIER CREEK HOLDINGSunit 99/99/9999	$206,000	+2.5%	20,000	0.0%	0.01%	+16.7%
PACQW		PURE ACQUISITION CORP*w exp 04/17/202	$125,000	+0.8%	112,498	0.0%	0.01%	+14.3%
TBRGW		THUNDER BRIDGE ACQUISITION L*w exp 01/01/202	$108,000	+92.9%	150,000	0.0%	0.01%	+133.3%
WRLSR		PENSARE ACQUISITION CORPright 99/99/9999	$105,000	+7.1%	349,994	0.0%	0.01%	+16.7%
CMSSR		CM SEVEN STAR ACQUISITION COright 08/21/2022	$99,000	-17.5%	300,000	0.0%	0.01%	0.0%
MUDSW		MUDRICK CAP ACQUISITION CORP*w exp 02/12/202	$110,000	+19.6%	200,000	0.0%	0.01%	+40.0%
MTECW		MTECH ACQUISITION CORP*w exp 08/01/202	$99,000	+6.5%	155,000	0.0%	0.01%	+16.7%
BRACW		BLACK RIDGE ACQUISITION CORP*w exp 07/10/202	$90,000	-11.8%	300,000	0.0%	0.01%	0.0%
BIOX	New	BIOCERES CROP SOLUTIONS CORP	$69,000	–	13,199	+100.0%	0.01%	–
LACQW		LEISURE ACQUISITION CORP*w exp 12/05/201	$81,000	-34.1%	153,297	0.0%	0.01%	-28.6%
	Sell	FALCON MINERALS CORP*w exp 07/21/202	$72,000	+28.6%	87,490	-0.0%	0.01%	+66.7%
BRPAR		BIG ROCK PARTNERS ACQUISI COright 12/01/2022	$83,000	+15.3%	239,998	0.0%	0.01%	+25.0%
CCCWS	New	CHURCHILL CAP CORP*w exp 09/11/202	$82,000	–	24,999	+100.0%	0.01%	–
HYACW	Sell	HAYMAKER ACQUISITION CORP*w exp 10/27/202	$68,000	-44.3%	28,198	-80.9%	0.00%	-42.9%
GPAQW		GORDON POINTE ACQUISITION CO*w exp 07/30/202	$67,000	+59.5%	175,000	0.0%	0.00%	+33.3%
TIBRW		TIBERIUS ACQUISITION CORP*w exp 02/28/202	$55,000	+25.0%	125,000	0.0%	0.00%	+33.3%
VTIQW		VECTOIQ ACQUISITION CORP*w exp 05/11/202	$65,000	-13.3%	149,999	0.0%	0.00%	0.0%
OPESW		OPES ACQUISITION CORP*w exp 03/13/202	$60,000	-18.9%	250,000	0.0%	0.00%	0.0%
LGCWS		LEGACY ACQUISITION CORP*w exp 11/30/202	$60,000	-11.8%	200,000	0.0%	0.00%	0.0%
BIOXWS	New	BIOCERES CROP SOLUTIONS CORP*w exp 07/01/202	$54,000	–	200,000	+100.0%	0.00%	–
NRCGWS	Sell	NRC GROUP HLDGS CORP*w exp 10/17/202	$63,000	-50.4%	70,068	-58.5%	0.00%	-50.0%
BROGR		TWELVE SEAS INVESTMENT COMPAright 12/22/2019	$61,000	-22.8%	225,000	0.0%	0.00%	-20.0%
MMDMR		MODERN MEDIA ACQUISITIONright 99/99/9999	$61,000	+27.1%	230,000	0.0%	0.00%	+33.3%
BROGW		TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202	$59,000	-3.3%	225,000	0.0%	0.00%	0.0%
KBLMR		KBL MERGER CORP IVright 06/07/2019	$53,000	-17.2%	230,000	0.0%	0.00%	-25.0%
TOTAR		TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020right 06/05/2020	$38,000	+8.6%	118,000	0.0%	0.00%	+50.0%
MMDMW		MODERN MEDIA ACQUISITION*w exp 05/17/202	$40,000	+37.9%	115,000	0.0%	0.00%	+50.0%
BCACR		BISON CAP ACQUISITION CORPright 03/20/2019	$44,000	+15.8%	125,000	0.0%	0.00%	+50.0%
HNTWF		HUNTER MARITIME ACQUISITION*w exp 11/17/202	$38,000	+192.3%	75,001	0.0%	0.00%	+200.0%
LFACW		LF CAP ACQUISITION CORP*w exp 06/22/202	$39,000	-9.3%	100,000	0.0%	0.00%	0.0%
HCCHR		HL ACQUISITIONS CORPright 07/17/2023	$41,000	-26.8%	125,000	0.0%	0.00%	0.0%
ALGRR		ALLEGRO MERGER CORPright 12/31/2023	$31,000	+3.3%	100,000	0.0%	0.00%	0.0%
FPACWS		FAR PT ACQUISITION CORP*w exp 06/01/202	$23,000	+4.5%	16,665	0.0%	0.00%	+100.0%
BRACR		BLACK RIDGE ACQUISITION CORright 07/10/2019	$35,000	+16.7%	100,000	0.0%	0.00%	0.0%
WRLSW	Sell	PENSARE ACQUISITION CORP*w exp 07/27/202	$35,000	-99.1%	174,997	-55.1%	0.00%	-99.1%
TMCXW		TRINITY MERGER CORP*w exp 05/11/202	$32,000	-8.6%	96,000	0.0%	0.00%	0.0%
ALGRW		ALLEGRO MERGER CORP*w exp 01/06/202	$27,000	-18.2%	100,000	0.0%	0.00%	0.0%
HCCHW		HL ACQUISITIONS CORP*w exp 06/21/202	$31,000	-18.4%	125,000	0.0%	0.00%	0.0%
KBLMW		KBL MERGER CORP IV*w exp 01/15/202	$26,000	+23.8%	230,000	0.0%	0.00%	+100.0%
CMSSW		CM SEVEN STAR ACQUISITION CO*w exp 08/21/202	$27,000	-37.2%	150,000	0.0%	0.00%	-33.3%
BCACW		BISON CAP ACQUISITION CORP*w exp 06/20/202	$13,000	-13.3%	62,500	0.0%	0.00%	0.0%
TDACW		TRIDENT ACQUISITIONS CORP*w exp 05/09/202	$20,000	-52.4%	150,000	0.0%	0.00%	-66.7%
CNACW		CONSTELLATION ALPHA CAP CORP*w exp 03/23/202	$14,000	-22.2%	120,000	0.0%	0.00%	0.0%
CNACR		CONSTELLATION ALPHA CAP CORPright 99/99/9999	$15,000	-34.8%	120,000	0.0%	0.00%	0.0%
GLACW		GREENLAND ACQUISITIN CORPORA*w exp 03/03/202	$8,000	-46.7%	75,000	0.0%	0.00%	0.0%
GLACR		GREENLAND ACQUISITIN CORPORAright 04/27/2025	$19,000	-44.1%	75,000	0.0%	0.00%	-50.0%
GTYHW		GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202	$16,000	-20.0%	26,667	0.0%	0.00%	0.0%
BRPAW		BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202	$22,000	-38.9%	119,999	0.0%	0.00%	-50.0%
TOTAW		TOTTENHAM ACQUISITION I LTD*w exp 05/06/202	$19,000	-20.8%	118,000	0.0%	0.00%	0.0%
RBZWF	Exit	REEBONZ HLDG LTD*w exp 12/19/202	$0	–	-60,000	-100.0%	0.00%	–
SMSHW	Exit	SMAAASH ENTERTAINMENT INC*w exp 05/22/202	$0	–	-97,950	-100.0%	-0.00%	–
RBZ	Exit	REEBONZ HLDG LT	$0	–	-11,998	-100.0%	-0.00%	–
BBCPW	Exit	CONCRETE PUMPING HLDGS INC*w exp 08/01/202	$0	–	-50,000	-100.0%	-0.00%	–
LTNWS	Exit	UNION ACQUISITION CORP*w exp 07/01/202	$0	–	-200,000	-100.0%	-0.00%	–
USWSW	Exit	U S WELL SVCS INC*w exp 03/15/202	$0	–	-150,000	-100.0%	-0.00%	–
LTNRT	Exit	UNION ACQUISITION CORPright 12/02/2019	$0	–	-200,000	-100.0%	-0.01%	–
GDL	Exit	GDL FUND	$0	–	-10,303	-100.0%	-0.01%	–
MEN	Exit	BLACKROCK MUNIENHANCED FD IN	$0	–	-12,200	-100.0%	-0.01%	–
VCV	Exit	INVESCO CALIF VALUE MUN INC	$0	–	-10,173	-100.0%	-0.01%	–
CMU	Exit	MFS HIGH YIELD MUN TRsh ben int	$0	–	-32,830	-100.0%	-0.01%	–
IMXIW	Exit	INTERNATIONAL MNY EXPRESS IN*w exp 01/19/202	$0	–	-62,501	-100.0%	-0.01%	–
MMT	Exit	MFS MULTIMARKET INCOME TRsh ben int	$0	–	-28,974	-100.0%	-0.01%	–
EIV	Exit	EATON VANCE MUN BD FD II	$0	–	-13,450	-100.0%	-0.01%	–
NHA	Exit	NUVEEN MUN 2021 TARGET TERM	$0	–	-19,256	-100.0%	-0.01%	–
NBH	Exit	NEUBERGER BERMAN MUNI FD INC	$0	–	-16,608	-100.0%	-0.01%	–
JCO	Exit	NUVEEN CR OPPORTUNITIES 2022	$0	–	-23,000	-100.0%	-0.01%	–
BQH	Exit	BLACKROCK NY MUNICIPAL BOND	$0	–	-16,420	-100.0%	-0.01%	–
PCM	Exit	PCM FUND INC	$0	–	-26,264	-100.0%	-0.02%	–
MTT	Exit	WESTERN ASSET MUN DEF OPP TR	$0	–	-14,769	-100.0%	-0.02%	–
BGX	Exit	BLACKSTONE GSO LNG SHRT CR I	$0	–	-27,639	-100.0%	-0.02%	–
EMJ	Exit	EATON VANCE N J MUN BD FD	$0	–	-36,191	-100.0%	-0.02%	–
JHB	Exit	NUVEEN HIGH INCOME NOVEMBER	$0	–	-50,852	-100.0%	-0.03%	–
ERC	Exit	WELLS FARGO MULTI SECTOR INC	$0	–	-41,499	-100.0%	-0.03%	–
EIO	Exit	EATON VANCE OHIO MUNICIPAL B	$0	–	-44,549	-100.0%	-0.03%	–
CCCU	Exit	CHURCHILL CAP CORPunit 99/99/9999	$0	–	-50,000	-100.0%	-0.03%	–
MFM	Exit	MFS MUN INCOME TRsh ben int	$0	–	-85,866	-100.0%	-0.03%	–
BNY	Exit	BLACKROCK N Y MUN INCOME TRsh ben int	$0	–	-43,801	-100.0%	-0.03%	–
EVO	Exit	EATON VANCE OH MUNI INCOME Tsh ben int	$0	–	-43,735	-100.0%	-0.03%	–
EVN	Exit	EATON VANCE MUNI INCOME TRUSsh ben int	$0	–	-49,841	-100.0%	-0.03%	–
EIP	Exit	EATON VANCE PA MUN BD FD	$0	–	-49,543	-100.0%	-0.03%	–
MMV	Exit	EATON VANCE MA MUNI INCOME Tsh ben int	$0	–	-52,897	-100.0%	-0.04%	–
EFL	Exit	EATON VANCE FLTNG RATE 2022	$0	–	-77,895	-100.0%	-0.04%	–
VGI	Exit	VIRTUS GLOBAL MULTI-SEC INC	$0	–	-69,453	-100.0%	-0.05%	–
CHN	Exit	CHINA FD INC	$0	–	-46,055	-100.0%	-0.05%	–
EVP	Exit	EATON VANCE PA MUNI INCOME Tsh ben int	$0	–	-82,362	-100.0%	-0.05%	–
PMF	Exit	PIMCO MUNICIPAL INCOME FD	$0	–	-78,350	-100.0%	-0.06%	–
NEV	Exit	NUVEEN ENHANCED MUN VALUE FD	$0	–	-77,512	-100.0%	-0.06%	–
FAM	Exit	FIRST TR ABERDEEN GLBL OPP F	$0	–	-108,860	-100.0%	-0.06%	–
RMRM	Exit	RMR REAL ESTATE INCOME FUND	$0	–	-69,006	-100.0%	-0.06%	–
LDP	Exit	COHEN & STEERS LTD DUR PFD I	$0	–	-49,895	-100.0%	-0.06%	–
OCCI	Exit	OFS CREDIT COMPANY INC	$0	–	-71,208	-100.0%	-0.06%	–
CNAC	Exit	CONSTELLATION ALPHA CAP	$0	–	-112,469	-100.0%	-0.07%	–
BCAC	Exit	BISON CAP ACQUISITION CORP	$0	–	-125,000	-100.0%	-0.08%	–
VKI	Exit	INVESCO ADVANTAGE MUNICIPALsh ben int	$0	–	-150,267	-100.0%	-0.09%	–
DSM	Exit	DREYFUS STRATEGIC MUN BD FD	$0	–	-222,363	-100.0%	-0.09%	–
EDD	Exit	MORGAN STANLEY EM MKTS DM DE	$0	–	-262,638	-100.0%	-0.10%	–
PDI	Exit	PIMCO DYNAMIC INCOME FD	$0	–	-54,902	-100.0%	-0.10%	–
SBI	Exit	WESTERN ASSET INTM MUNI FD I	$0	–	-208,755	-100.0%	-0.10%	–
PFN	Exit	PIMCO INCOME STRATEGY FUND I	$0	–	-181,707	-100.0%	-0.10%	–
EHT	Exit	EATON VANCE HIGH INCOME 2021	$0	–	-208,876	-100.0%	-0.11%	–
LTN	Exit	UNION ACQUISITION CORP	$0	–	-200,000	-100.0%	-0.12%	–
KBLM	Exit	KBL MERGER CORP IV	$0	–	-220,375	-100.0%	-0.13%	–
BGH	Exit	BARINGS GLOBAL SHORT DURATIO	$0	–	-144,624	-100.0%	-0.14%	–
MMDM	Exit	MODERN MEDIA ACQUISITION	$0	–	-228,000	-100.0%	-0.14%	–
BSL	Exit	BLACKSTONE GSO FLTING RTE FU	$0	–	-150,131	-100.0%	-0.14%	–
DCF	Exit	DREYFUS ALCENTRA GBL CR INCO	$0	–	-307,309	-100.0%	-0.15%	–
PCK	Exit	PIMCO CALIF MUN INCOME FD II	$0	–	-346,696	-100.0%	-0.16%	–
BGB	Exit	BLACKSTONE GSO STRATEGIC CR	$0	–	-211,176	-100.0%	-0.17%	–
NUV	Exit	NUVEEN MUN VALUE FD INC	$0	–	-313,634	-100.0%	-0.17%	–
HYAC	Exit	HAYMAKER ACQUISITION CORP	$0	–	-294,996	-100.0%	-0.18%	–
EVJ	Exit	EATON VANCE NJ MUNI INCOME Tsh ben int	$0	–	-263,928	-100.0%	-0.18%	–
JPI	Exit	NUVEEN PFD & INCOME TERM FD	$0	–	-145,482	-100.0%	-0.18%	–
MAV	Exit	PIONEER MUN HIGH INCOME ADV	$0	–	-305,668	-100.0%	-0.18%	–
VGM	Exit	INVESCO TR INVT GRADE MUNS	$0	–	-287,167	-100.0%	-0.20%	–
PCN	Exit	PIMCO CORPORATE INCOME STRAT	$0	–	-214,540	-100.0%	-0.20%	–
PTY	Exit	PIMCO CORPORATE & INCOME OPP	$0	–	-213,460	-100.0%	-0.20%	–
CHI	Exit	CALAMOS CONV OPP AND INC FDsh ben int	$0	–	-481,936	-100.0%	-0.25%	–
FAX	Exit	ABERDEEN ASIA PACIFIC INCOM	$0	–	-1,112,348	-100.0%	-0.26%	–
BCSF	Exit	BAIN CAP SPECIALTY FIN INC	$0	–	-256,678	-100.0%	-0.26%	–
MCR	Exit	MFS CHARTER INCOME TR	$0	–	-615,676	-100.0%	-0.27%	–
PCF	Exit	HIGH INCOME SECS FD	$0	–	-646,600	-100.0%	-0.34%	–
PCI	Exit	PIMCO DYNMIC CREDIT AND MRT	$0	–	-285,357	-100.0%	-0.36%	–
NBB	Exit	NUVEEN TAXABLE MUNICPL INCM	$0	–	-333,427	-100.0%	-0.38%	–
BGIO	Exit	BLACKROCK 2022 GBL INCM OPP	$0	–	-785,137	-100.0%	-0.39%	–
MSF	Exit	MORGAN STANLEY EMER MKTS FD	$0	–	-424,446	-100.0%	-0.41%	–
MQY	Exit	BLACKROCK MUNIYIELD QUALITY	$0	–	-760,786	-100.0%	-0.55%	–
NMZ	Exit	NUVEEN MUN HIGH INCOME OPP F	$0	–	-896,361	-100.0%	-0.61%	–
IIM	Exit	INVESCO VALUE MUN INCOME TR	$0	–	-836,168	-100.0%	-0.67%	–
RA	Exit	BROOKFIELD REAL ASSETS INCOM SHS BEN INT	$0	–	-678,557	-100.0%	-0.77%	–
FPF	Exit	FIRST TR INTER DUR PFD & IN	$0	–	-659,495	-100.0%	-0.78%	–
JPS	Exit	NUVEEN PFD & INCM SECURTIES	$0	–	-1,840,177	-100.0%	-0.91%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-05-15

Signatures

The EDGAR filing(s) were signed by:

Marcus Collins — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WESTERN ASSET EMRG MKT DEBT	40	Q3 2023	5.4%
WESTERN ASSET HIGH INCOME OP	40	Q3 2023	3.6%
SPECIAL OPPORTUNITIES FD INC	40	Q3 2023	0.8%
NUVEEN CR STRATEGIES INCOME	39	Q3 2023	2.8%
MORGAN STANLEY EM MKTS DM DE	39	Q3 2023	1.7%
NUVEEN QUALITY MUNCP INCOME	38	Q3 2023	5.7%
WESTERN AST INFL LKD OPP & I	38	Q3 2023	3.2%
TEMPLETON EMERG MKTS INCOME	38	Q3 2023	1.9%
MORGAN STANLEY EMKT DBT FD I	37	Q1 2023	0.9%
BLACKROCK CR ALLOCATION INCO	35	Q3 2023	4.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
SC 13G/A	2024-04-10
SC 13G	2024-04-10
SC 13G	2024-04-10
SC 13G/A	2024-03-05
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

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Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1517394000.0 != 1517399000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings