$1.52 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 234 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 52.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $55,004,000 | +7.6% | 4,348,169 | +1.5% | 3.62% | +19.0% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $51,457,000 | +18.6% | 10,653,537 | +8.1% | 3.39% | +31.2% |
| HFRO | Buy | HIGHLAND FLOATNG RATE OPPRTsh ben int | $43,226,000 | +15.6% | 3,111,994 | +4.4% | 2.85% | +27.9% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $42,764,000 | +26.9% | 5,532,166 | +20.6% | 2.82% | +40.3% |
| VVR | Buy | INVESCO SR INCOME TR | $37,837,000 | +19.5% | 9,008,791 | +10.4% | 2.49% | +32.2% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $37,148,000 | +10.8% | 7,771,555 | +6.1% | 2.45% | +22.5% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $35,181,000 | +64.3% | 3,746,649 | +44.3% | 2.32% | +81.6% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $32,027,000 | +57.9% | 2,951,788 | +49.6% | 2.11% | +74.6% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $31,843,000 | +5.1% | 5,054,399 | +1.6% | 2.10% | +16.2% |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $21,605,000 | +22.5% | 2,013,529 | +15.9% | 1.42% | +35.5% |
| ISD | Buy | PGIM HIGH YIELD BOND FUND IN | $20,836,000 | +19.2% | 1,469,411 | +10.2% | 1.37% | +31.8% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $19,804,000 | +31.7% | 1,847,419 | +21.3% | 1.30% | +45.6% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $16,748,000 | +46.4% | 720,967 | +41.7% | 1.10% | +61.9% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $15,576,000 | +44.2% | 1,617,481 | +39.5% | 1.03% | +59.3% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $14,738,000 | +9.9% | 888,373 | +3.4% | 0.97% | +21.5% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $14,550,000 | +25.6% | 1,206,442 | +10.5% | 0.96% | +39.0% |
| PMO | Buy | PUTNAM MUN OPPORTUNITIES TRsh ben int | $14,525,000 | +112.9% | 1,184,776 | +94.8% | 0.96% | +135.1% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $14,323,000 | +98.5% | 1,268,675 | +71.6% | 0.94% | +119.5% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $13,883,000 | +110.3% | 1,052,569 | +101.7% | 0.92% | +132.2% |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $12,212,000 | +27.2% | 937,942 | +21.4% | 0.80% | +40.7% |
| FTF | Buy | FRANKLIN LTD DURATION INC TR | $10,902,000 | +8.0% | 1,132,074 | +1.9% | 0.72% | +19.3% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $10,080,000 | +57.5% | 1,555,481 | +39.5% | 0.66% | +73.8% |
| SPY | Buy | SPDR S&P 500 ETF TR TR UNITtr unit | $9,751,000 | +23.7% | 34,521 | +8.5% | 0.64% | +36.8% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $9,284,000 | +26.7% | 647,444 | +9.8% | 0.61% | +40.0% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $9,124,000 | +209.0% | 624,498 | +181.2% | 0.60% | +241.5% |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD | $8,833,000 | – | 683,169 | +100.0% | 0.58% | – |
| EIM | Buy | EATON VANCE MUN BD FD | $8,715,000 | +164.7% | 702,819 | +138.5% | 0.57% | +192.9% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $8,390,000 | +43.9% | 687,173 | +35.9% | 0.55% | +58.9% |
| AEF | Buy | ABERDEEN EMRG MRKTS EQT INM | $7,926,000 | +33.1% | 1,090,233 | +16.3% | 0.52% | +47.0% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $7,778,000 | +91.9% | 658,037 | +81.7% | 0.51% | +112.0% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $7,590,000 | +46.0% | 591,551 | +35.7% | 0.50% | +61.3% |
| EVM | Buy | EATON VANCE CALIF MUN BD FD | $7,141,000 | +18.8% | 676,854 | +11.0% | 0.47% | +31.6% |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $6,985,000 | +17.4% | 475,181 | +7.1% | 0.46% | +29.6% |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $6,580,000 | +116.7% | 488,489 | +101.7% | 0.43% | +139.8% |
| TLI | Buy | WESTERN ASSET CORPORATE LN F | $6,101,000 | +8.1% | 644,279 | +1.9% | 0.40% | +19.6% |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $5,606,000 | +11.5% | 469,503 | +1.4% | 0.37% | +23.0% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $5,576,000 | +127.9% | 420,866 | +111.4% | 0.37% | +151.4% |
| NBW | Buy | NEUBERGER BRMAN CLIFRN MUNI | $5,446,000 | +55.3% | 417,975 | +43.3% | 0.36% | +71.8% |
| PHD | Buy | PIONEER FLOATING RATE TR | $4,321,000 | +25.4% | 415,513 | +19.4% | 0.28% | +39.0% |
| WRLS | Buy | PENSARE ACQUISITION CORP | $4,005,000 | +9002.3% | 389,994 | +122.9% | 0.26% | +8700.0% |
| EXD | Buy | EATON VANCE TAX MNGD BUY WRI | $3,857,000 | +35.2% | 416,486 | +24.4% | 0.25% | +49.4% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $3,683,000 | +72.7% | 274,230 | +48.5% | 0.24% | +91.3% |
| ANDAU | New | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $3,030,000 | – | 300,000 | +100.0% | 0.20% | – |
| TRNEU | New | TRINE ACQUISITION CORPunit 03/31/2021 | $2,756,000 | – | 275,000 | +100.0% | 0.18% | – |
| THCBU | New | TUSCAN HOLDINGS CORPunit 99/99/9999 | $2,605,000 | – | 250,000 | +100.0% | 0.17% | – |
| New | BLACKROCK TCP CAPITAL CORPnote 5.250%12/1 | $2,528,000 | – | 2,500,000 | +100.0% | 0.17% | – | |
| JFKKU | New | 8I ENTERPRISES ACQUISITIN COunit 99/99/9999 | $2,410,000 | – | 240,000 | +100.0% | 0.16% | – |
| MYN | Buy | BLACKROCK MUNIYIELD NY QLTY | $2,387,000 | +71.9% | 193,891 | +59.8% | 0.16% | +89.2% |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD COM SHS | $2,317,000 | +321.3% | 241,634 | +297.1% | 0.15% | +363.6% |
| HHHHU | New | WEALTHBRIDGE ACQUISITION LTDunit 99/99/9999 | $2,259,000 | – | 225,000 | +100.0% | 0.15% | – |
| NNC | Buy | NUVEEN NORTH CAROLINA QLTY M | $2,213,000 | +43.9% | 173,709 | +32.9% | 0.15% | +58.7% |
| HCACU | New | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $2,016,000 | – | 200,000 | +100.0% | 0.13% | – |
| CRSAU | New | CRESCENT ACQUISITION CORPunit 99/99/9999 | $2,000,000 | – | 200,000 | +100.0% | 0.13% | – |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $1,506,000 | +37.7% | 124,370 | +26.5% | 0.10% | +52.3% |
| NAN | Buy | NUVEEN NEW YORK QLT MUN INC | $1,453,000 | +14.1% | 108,500 | +4.1% | 0.10% | +26.3% |
| NUO | New | NUVEEN OHIO QLTY MUN INCOME | $1,092,000 | – | 75,449 | +100.0% | 0.07% | – |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $1,092,000 | – | 91,005 | +100.0% | 0.07% | – |
| PVTU | New | PIVOTAL ACQUISITION CORPunit 12/01/2025 | $1,030,000 | – | 100,000 | +100.0% | 0.07% | – |
| HYB | New | NEW AMER HIGH INCOME FD INC | $1,014,000 | – | 119,342 | +100.0% | 0.07% | – |
| INSUU | New | INSURANCE ACQUISITION CORPunit 03/31/2024 | $1,010,000 | – | 100,000 | +100.0% | 0.07% | – |
| NKG | New | NUVEEN GEORGIA QLTY MUN INC | $990,000 | – | 83,078 | +100.0% | 0.06% | – |
| EVG | New | EATON VANCE SH TM DR DIVR IN | $934,000 | – | 72,000 | +100.0% | 0.06% | – |
| MNE | New | BLACKROCK MUNI N Y INTER DUR | $790,000 | – | 58,084 | +100.0% | 0.05% | – |
| MNCLU | New | MONOCLE ACQUISITION CORPunit 99/99/9999 | $753,000 | – | 75,000 | +100.0% | 0.05% | – |
| CCC | New | CHURCHILL CAP CORP | $672,000 | – | 49,998 | +100.0% | 0.04% | – |
| New | NEW MTN FIN CORPnote 5.000% 6/1 | $628,000 | – | 626,000 | +100.0% | 0.04% | – | |
| HGLB | New | HIGHLAND GLOBAL ALLOCATION F | $251,000 | – | 19,401 | +100.0% | 0.02% | – |
| BIOX | New | BIOCERES CROP SOLUTIONS CORP | $69,000 | – | 13,199 | +100.0% | 0.01% | – |
| CCCWS | New | CHURCHILL CAP CORP*w exp 09/11/202 | $82,000 | – | 24,999 | +100.0% | 0.01% | – |
| BIOXWS | New | BIOCERES CROP SOLUTIONS CORP*w exp 07/01/202 | $54,000 | – | 200,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.