$1.35 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 181 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 72.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $46,633,000 | -1.5% | 3,587,173 | +4.1% | 3.47% | +5.2% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $43,402,000 | -3.5% | 9,023,372 | +1.7% | 3.23% | +3.1% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $37,438,000 | -0.5% | 2,954,815 | +4.6% | 2.78% | +6.4% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $37,146,000 | +4.9% | 3,507,621 | +8.4% | 2.76% | +12.1% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $36,906,000 | +41.7% | 4,128,193 | +50.0% | 2.74% | +51.4% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $28,793,000 | +1.1% | 2,690,950 | +2.8% | 2.14% | +8.1% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $28,183,000 | +2.1% | 2,144,819 | +9.2% | 2.10% | +9.1% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $27,783,000 | +6.1% | 4,347,815 | +7.2% | 2.06% | +13.3% |
| BWG | New | BRANDYWINEGBL GLBAL INM OPRT | $27,580,000 | – | 2,139,638 | +100.0% | 2.05% | – |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $25,869,000 | +11.4% | 2,289,252 | +10.1% | 1.92% | +19.1% |
| HFRO | Buy | HIGHLAND FLOATNG RATE OPPRT | $25,449,000 | +29.1% | 1,591,553 | +25.2% | 1.89% | +38.0% |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $25,402,000 | -2.5% | 1,830,148 | +1.2% | 1.89% | +4.2% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOM | $20,867,000 | +4.3% | 958,541 | +11.9% | 1.55% | +11.4% |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO | $17,402,000 | +66.2% | 1,056,569 | +92.3% | 1.29% | +77.6% |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $14,678,000 | – | 55,719 | +100.0% | 1.09% | – |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $14,674,000 | +28.1% | 1,269,399 | +34.4% | 1.09% | +36.9% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $14,580,000 | +63.0% | 1,148,018 | +67.5% | 1.08% | +74.3% |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $14,523,000 | +38.6% | 1,027,780 | +44.9% | 1.08% | +48.0% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $14,045,000 | +22.0% | 836,494 | +31.9% | 1.04% | +30.3% |
| UTG | Buy | REAVES UTIL INCOME FD | $13,989,000 | +39.6% | 495,542 | +53.0% | 1.04% | +49.2% |
| HYI | Buy | WESTERN ASSET HGH YLD DFNDFD | $13,660,000 | +5.2% | 935,650 | +8.9% | 1.02% | +12.4% |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $13,304,000 | +5.3% | 1,701,272 | +3.7% | 0.99% | +12.6% |
| MZF | Buy | MANAGED DURATION INVT GRD FU | $12,919,000 | +12.1% | 949,919 | +10.7% | 0.96% | +19.9% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $11,453,000 | +19.0% | 825,764 | +26.2% | 0.85% | +27.0% |
| Buy | GARRISON CAP INC | $10,227,000 | +18.9% | 1,259,445 | +18.7% | 0.76% | +27.1% | |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $10,032,000 | +4.7% | 1,068,402 | +11.2% | 0.75% | +11.8% |
| WIA | Buy | WESTERN ASSET CLYM INFL SEC | $9,572,000 | +2.3% | 830,178 | +4.6% | 0.71% | +9.2% |
| JMT | Buy | NUVEEN MTG OPPTY TERM FD 2 | $8,301,000 | +1.5% | 367,124 | +6.5% | 0.62% | +8.4% |
| DDF | Buy | DELAWARE INVTS DIV & INCOME | $8,178,000 | +1093.9% | 776,608 | +1116.1% | 0.61% | +1166.7% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $7,928,000 | +16.3% | 1,208,520 | +23.6% | 0.59% | +24.3% |
| TYG | Buy | TORTOISE ENERGY INFRA CORP | $7,115,000 | +22.1% | 284,843 | +42.2% | 0.53% | +30.6% |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $6,210,000 | – | 291,413 | +100.0% | 0.46% | – |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $6,025,000 | -5.7% | 459,578 | +0.2% | 0.45% | +0.9% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $6,030,000 | -1.6% | 541,317 | +3.8% | 0.45% | +5.2% |
| JEMD | Buy | NUVEEN EMERGING MKTS DEBT 20 | $5,708,000 | +98.3% | 634,898 | +107.4% | 0.42% | +112.0% |
| EGIF | Buy | EAGLE GRWTH & INCOME OPPTY F | $5,664,000 | +17.0% | 376,871 | +29.2% | 0.42% | +24.9% |
| NIQ | Buy | NUVEEN INT DUR QUAL MUN TRM | $5,505,000 | +9.1% | 438,324 | +11.8% | 0.41% | +16.5% |
| KMM | Buy | DEUTSCHE MULTI-MKT INCOME TR | $5,465,000 | +1.8% | 623,179 | +2.7% | 0.41% | +8.8% |
| ICB | Buy | MORGAN STANLEY TRUSTS | $4,649,000 | +10.0% | 246,874 | +7.2% | 0.35% | +17.7% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $4,536,000 | +0.8% | 810,003 | +7.8% | 0.34% | +7.7% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $4,320,000 | -5.2% | 345,284 | +1.5% | 0.32% | +1.3% |
| MSF | Buy | MORGAN STANLEY EMER MKTS FD | $4,263,000 | +282.3% | 231,319 | +271.1% | 0.32% | +306.4% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $4,046,000 | +11.0% | 510,904 | +16.9% | 0.30% | +19.0% |
| OMADU | New | ONE MADISON CORPunit 99/99/9999 | $4,000,000 | – | 400,000 | +100.0% | 0.30% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $3,830,000 | – | 404,451 | +100.0% | 0.28% | – |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $3,406,000 | +19.3% | 225,861 | +25.7% | 0.25% | +27.1% |
| NID | New | NUVEEN INTER DURATION MN TMF | $2,734,000 | – | 217,684 | +100.0% | 0.20% | – |
| OPESU | New | OPES ACQUISITION CORPunit 03/07/2023 | $2,514,000 | – | 250,000 | +100.0% | 0.19% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $2,186,000 | – | 183,825 | +100.0% | 0.16% | – |
| MUDSU | New | MUDRICK CAP ACQUISITION CORPunit 02/01/2023 | $2,044,000 | – | 200,000 | +100.0% | 0.15% | – |
| LTNU | New | UNION ACQUISITION CORPunit 99/99/9999 | $2,046,000 | – | 200,000 | +100.0% | 0.15% | – |
| EVN | Buy | EATON VANCE MUNI INCOME TRUSsh ben int | $1,981,000 | +58.7% | 169,147 | +68.0% | 0.15% | +69.0% |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $1,866,000 | +49.4% | 165,870 | +57.4% | 0.14% | +59.8% |
| GPAQU | New | GORDON POINTE ACQUISITION COunit 01/18/2023 | $1,808,000 | – | 175,000 | +100.0% | 0.13% | – |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $1,789,000 | +23.5% | 121,321 | +24.7% | 0.13% | +31.7% |
| NTG | New | TORTOISE MLP FD INC | $1,768,000 | – | 110,685 | +100.0% | 0.13% | – |
| IYR | New | ISHARES TRu.s. real es etf | $1,655,000 | – | 21,924 | +100.0% | 0.12% | – |
| PCF | New | PUTMAN HIGH INCOME SEC FUND | $1,602,000 | – | 177,265 | +100.0% | 0.12% | – |
| MTECU | New | MTECH ACQUISITION CORPunit 01/19/2023 | $1,576,000 | – | 155,000 | +100.0% | 0.12% | – |
| SZC | New | CUSHING RENAISSANCE FD | $1,399,000 | – | 88,965 | +100.0% | 0.10% | – |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RE | $1,378,000 | – | 69,574 | +100.0% | 0.10% | – |
| TIBRU | New | TIBERIUS ACQUISITION CORPunit 02/28/2021 | $1,262,000 | – | 125,000 | +100.0% | 0.09% | – |
| GUT | New | GABELLI UTIL TR | $1,152,000 | – | 184,979 | +100.0% | 0.09% | – |
| GDO | New | WESTERN ASSET GLOBAL CP DEFI | $1,027,000 | – | 61,413 | +100.0% | 0.08% | – |
| JPC | New | NUVEEN PFD & INCM OPPORTNYS | $946,000 | – | 94,481 | +100.0% | 0.07% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $890,000 | – | 37,556 | +100.0% | 0.07% | – |
| MXE | New | MEXICO EQUITY & INCOME FD | $715,000 | – | 65,237 | +100.0% | 0.05% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $683,000 | – | 93,500 | +100.0% | 0.05% | – |
| NBB | New | NUVEEN BUILD AMER BD FD | $629,000 | – | 30,243 | +100.0% | 0.05% | – |
| TCPC | New | TCP CAP CORP | $635,000 | – | 44,651 | +100.0% | 0.05% | – |
| KST | New | DEUTSCHE STRATEGIC INCOME TR | $214,000 | – | 17,460 | +100.0% | 0.02% | – |
| RNP | New | COHEN & STEERS REIT & PFD IN | $192,000 | – | 10,266 | +100.0% | 0.01% | – |
| AEF | New | ABERDEEN CHILE FD INC | $149,000 | – | 16,500 | +100.0% | 0.01% | – |
| CVONW | New | CONVERGEONE HLDGS INC*w exp 04/12/202 | $119,000 | – | 100,000 | +100.0% | 0.01% | – |
| NRO | New | NEUBERGER BERMAN RE ES SEC F | $125,000 | – | 26,180 | +100.0% | 0.01% | – |
| IF | New | ABERDEEN INDONESIA FD INC | $97,000 | – | 13,300 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.