RIVERNORTH CAPITAL MANAGEMENT, LLC

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$1.35 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 181 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 31.2% .

All

			Value		Shares		↓ Weighting
EMD	Sell	WESTERN ASSET EMRG MKT DEBT	$56,555,000	-11.5%	3,892,264	-5.3%	4.20%	-5.4%
NEA	Buy	NUVEEN AMT FREE QLTY MUN INC	$46,633,000	-1.5%	3,587,173	+4.1%	3.47%	+5.2%
EVV	Sell	EATON VANCE LTD DUR INCOME F	$43,863,000	-6.0%	3,368,912	-1.5%	3.26%	+0.4%
HIO	Buy	WESTERN ASSET HIGH INCM OPP	$43,402,000	-3.5%	9,023,372	+1.7%	3.23%	+3.1%
USA	Sell	LIBERTY ALL STAR EQUITY FDsh ben int	$38,460,000	-37.3%	6,273,997	-35.6%	2.86%	-33.0%
BTZ	Buy	BLACKROCK CR ALLCTN INC TR	$37,438,000	-0.5%	2,954,815	+4.6%	2.78%	+6.4%
HYT	Buy	BLACKROCK CORPOR HI YLD FD I	$37,146,000	+4.9%	3,507,621	+8.4%	2.76%	+12.1%
AOD	Buy	ALPINE TOTAL DYNAMIC DIVID F	$36,906,000	+41.7%	4,128,193	+50.0%	2.74%	+51.4%
JQC	Sell	NUVEEN CR STRATEGIES INCM FD	$34,624,000	-3.5%	4,360,713	-0.1%	2.57%	+3.1%
GLO	Buy	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$28,793,000	+1.1%	2,690,950	+2.8%	2.14%	+8.1%
NAD	Buy	NUVEEN QUALITY MUNCP INCOME	$28,183,000	+2.1%	2,144,819	+9.2%	2.10%	+9.1%
GIM	Buy	TEMPLETON GLOBAL INCOME FD	$27,783,000	+6.1%	4,347,815	+7.2%	2.06%	+13.3%
BWG	New	BRANDYWINEGBL GLBAL INM OPRT	$27,580,000	–	2,139,638	+100.0%	2.05%	–
VVR	Sell	INVESCO SR INCOME TR	$26,802,000	-1.6%	6,091,346	-1.8%	1.99%	+5.2%
TEI	Buy	TEMPLETON EMERG MKTS INCOME	$25,869,000	+11.4%	2,289,252	+10.1%	1.92%	+19.1%
HFRO	Buy	HIGHLAND FLOATNG RATE OPPRT	$25,449,000	+29.1%	1,591,553	+25.2%	1.89%	+38.0%
GHY	Buy	PRUDENTIAL GLB SHT DUR HG YL	$25,402,000	-2.5%	1,830,148	+1.2%	1.89%	+4.2%
PPR	Sell	VOYA PRIME RATE TRsh ben int	$23,935,000	+0.5%	4,594,084	-2.2%	1.78%	+7.4%
WIW	Sell	WESTERN ASSET CLYM INFL OPP	$22,174,000	-7.5%	1,958,859	-6.6%	1.65%	-1.1%
EHI	Sell	WESTERN ASSET GLB HI INCOME	$21,160,000	-9.2%	2,248,627	-1.4%	1.57%	-3.0%
RA	Buy	BROOKFIELD REAL ASSETS INCOM	$20,867,000	+4.3%	958,541	+11.9%	1.55%	+11.4%
VTA	Sell	INVESCO DYNAMIC CR OPP FD	$20,245,000	-8.7%	1,725,921	-8.9%	1.50%	-2.5%
NHF	Sell	NEXPOINT STRATEGIC OPORTUNT	$17,676,000	-20.7%	769,204	-12.7%	1.31%	-15.2%
KYN	Buy	KAYNE ANDERSON MLP INVT CO	$17,402,000	+66.2%	1,056,569	+92.3%	1.29%	+77.6%
SPY	New	SPDR S&P 500 ETF TRtr unit	$14,678,000	–	55,719	+100.0%	1.09%	–
DEX	Buy	DELAWARE ENHANCED GBL DIV &	$14,674,000	+28.1%	1,269,399	+34.4%	1.09%	+36.9%
NFJ	Buy	ALLIANZGI NFJ DIVID INT & PR	$14,580,000	+63.0%	1,148,018	+67.5%	1.08%	+74.3%
ISD	Buy	PRUDENTIAL SHT DURATION HG Y	$14,523,000	+38.6%	1,027,780	+44.9%	1.08%	+48.0%
BIT	Buy	BLACKROCK MULTI-SECTOR INC T	$14,045,000	+22.0%	836,494	+31.9%	1.04%	+30.3%
UTG	Buy	REAVES UTIL INCOME FD	$13,989,000	+39.6%	495,542	+53.0%	1.04%	+49.2%
VWO		VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$13,712,000	+2.3%	291,859	0.0%	1.02%	+9.3%
HYI	Buy	WESTERN ASSET HGH YLD DFNDFD	$13,660,000	+5.2%	935,650	+8.9%	1.02%	+12.4%
EDD	Buy	MORGAN STANLEY EM MKTS DM DE	$13,304,000	+5.3%	1,701,272	+3.7%	0.99%	+12.6%
DSU	Sell	BLACKROCK DEBT STRAT FD INC	$13,197,000	-27.5%	1,135,754	-27.0%	0.98%	-22.6%
MZF	Buy	MANAGED DURATION INVT GRD FU	$12,919,000	+12.1%	949,919	+10.7%	0.96%	+19.9%
CBH	Sell	ALLIANZGI CON INCM 2024 TARG	$12,798,000	-8.6%	1,388,048	-9.8%	0.95%	-2.4%
FIV	Sell	FIRST TR SR FLOATING RATE 20	$12,672,000	-25.9%	1,353,833	-27.7%	0.94%	-20.8%
VLT	Buy	INVESCO HIGH INCOME TR II	$11,453,000	+19.0%	825,764	+26.2%	0.85%	+27.0%
PRF		POWERSHARES ETF TRUSTftse rafi 1000	$11,088,000	-3.0%	100,632	0.0%	0.82%	+3.6%
ZF	Sell	VIRTUS TOTAL RETURN FUND INC	$10,291,000	-24.4%	916,372	-13.1%	0.76%	-19.2%
	Buy	GARRISON CAP INC	$10,227,000	+18.9%	1,259,445	+18.7%	0.76%	+27.1%
MSD	Buy	MORGAN STANLEY EMER MKTS DEB	$10,032,000	+4.7%	1,068,402	+11.2%	0.75%	+11.8%
ARDC	Sell	ARES DYNAMIC CR ALLOCATION F	$9,578,000	-8.4%	589,760	-7.4%	0.71%	-2.1%
WIA	Buy	WESTERN ASSET CLYM INFL SEC	$9,572,000	+2.3%	830,178	+4.6%	0.71%	+9.2%
CEF	Sell	CENTRAL FD CDA LTDcl a	$9,179,000	-3.9%	694,364	-2.6%	0.68%	+2.6%
FUND	Sell	SPROTT FOCUS TR INC	$9,074,000	-13.9%	1,164,832	-12.5%	0.67%	-8.0%
JLS	Sell	NUVEEN MTG OPPORTUNITY TERM	$8,977,000	-5.0%	377,174	-1.4%	0.67%	+1.5%
FSK	Sell	FS INVT CORP	$8,510,000	-6.8%	1,173,759	-5.6%	0.63%	-0.3%
JMT	Buy	NUVEEN MTG OPPTY TERM FD 2	$8,301,000	+1.5%	367,124	+6.5%	0.62%	+8.4%
DDF	Buy	DELAWARE INVTS DIV & INCOME	$8,178,000	+1093.9%	776,608	+1116.1%	0.61%	+1166.7%
HIX	Buy	WESTERN ASSET HIGH INCM FD I	$7,928,000	+16.3%	1,208,520	+23.6%	0.59%	+24.3%
TY	Sell	TRI CONTL CORP	$7,839,000	-4.6%	297,938	-2.3%	0.58%	+2.1%
	Sell	CORPORATE CAP TR INC	$7,648,000	-66.7%	452,541	-68.5%	0.57%	-64.4%
JGH	Sell	NUVEEN GLOBAL HIGH INCOME FD	$7,600,000	-4.7%	471,457	-0.0%	0.56%	+1.8%
ARCC	Sell	ARES CAP CORP	$7,546,000	-66.5%	475,494	-66.8%	0.56%	-64.2%
EAD	Sell	WELLS FARGO INCOME OPPORTUNIwf inc oppty fd	$7,538,000	-7.4%	937,570	-3.2%	0.56%	-1.1%
PXH		POWERSHARES ETF TR IIemer mrkt port	$7,231,000	+5.3%	307,565	0.0%	0.54%	+12.3%
TYG	Buy	TORTOISE ENERGY INFRA CORP	$7,115,000	+22.1%	284,843	+42.2%	0.53%	+30.6%
EVF	Sell	EATON VANCE SR INCOME TRsh ben int	$6,734,000	+2.5%	988,898	-1.9%	0.50%	+9.6%
GLQ	Sell	CLOUGH GLOBAL EQUITY FD	$6,716,000	-22.9%	510,760	-21.7%	0.50%	-17.7%
BTT	New	BLACKROCK MUN 2030 TAR TERM	$6,210,000	–	291,413	+100.0%	0.46%	–
BGB	Sell	BLACKSTONE GSO STRATEGIC CR	$6,095,000	-23.0%	383,818	-23.8%	0.45%	-17.8%
MUI	Buy	BLACKROCK MUNI INTER DR FD I	$6,025,000	-5.7%	459,578	+0.2%	0.45%	+0.9%
NHS	Buy	NEUBERGER BERMAN HGH YLD FD	$6,030,000	-1.6%	541,317	+3.8%	0.45%	+5.2%
MCR	Sell	MFS CHARTER INCOME TRsh ben int	$6,034,000	-9.3%	743,051	-5.3%	0.45%	-3.2%
AVK	Sell	ADVENT CLAYMORE CV SECS & IN	$6,018,000	-23.8%	399,079	-19.7%	0.45%	-18.6%
RMT	Sell	ROYCE MICRO-CAP TR INC	$5,858,000	-4.1%	625,809	-3.3%	0.44%	+2.4%
JEMD	Buy	NUVEEN EMERGING MKTS DEBT 20	$5,708,000	+98.3%	634,898	+107.4%	0.42%	+112.0%
EGIF	Buy	EAGLE GRWTH & INCOME OPPTY F	$5,664,000	+17.0%	376,871	+29.2%	0.42%	+24.9%
VEA		VANGUARD TAX MANAGED INTL FDftse dev mkt etf	$5,588,000	-1.4%	126,277	0.0%	0.42%	+5.3%
NIQ	Buy	NUVEEN INT DUR QUAL MUN TRM	$5,505,000	+9.1%	438,324	+11.8%	0.41%	+16.5%
KMM	Buy	DEUTSCHE MULTI-MKT INCOME TR	$5,465,000	+1.8%	623,179	+2.7%	0.41%	+8.8%
SPEPRB		SPECIAL OPPORTUNITIES FD INCpfd conv se b	$4,897,000	-1.0%	191,280	0.0%	0.36%	+5.8%
FAX	Sell	ABERDEEN ASIA PACIFIC INCOM	$4,857,000	-5.3%	1,024,590	-2.5%	0.36%	+1.1%
ICB	Buy	MORGAN STANLEY TRUSTS	$4,649,000	+10.0%	246,874	+7.2%	0.35%	+17.7%
AGC	Buy	ADVENT CLAY CONV SEC INC FD	$4,536,000	+0.8%	810,003	+7.8%	0.34%	+7.7%
AFB	Buy	ALLIANCEBERNSTEIN NATL MUNI	$4,320,000	-5.2%	345,284	+1.5%	0.32%	+1.3%
MSF	Buy	MORGAN STANLEY EMER MKTS FD	$4,263,000	+282.3%	231,319	+271.1%	0.32%	+306.4%
LCM	Buy	ADVENT CLAYMORE ENH GRW & IN	$4,046,000	+11.0%	510,904	+16.9%	0.30%	+19.0%
OMADU	New	ONE MADISON CORPunit 99/99/9999	$4,000,000	–	400,000	+100.0%	0.30%	–
NUV	New	NUVEEN MUN VALUE FD INC	$3,830,000	–	404,451	+100.0%	0.28%	–
WRLS	Sell	PENSARE ACQUISITION CORP	$3,791,000	-2.0%	389,994	-2.5%	0.28%	+4.8%
GAM	Sell	GENERAL AMERN INVS INC	$3,682,000	-52.2%	110,023	-50.8%	0.27%	-48.8%
BLW	Buy	BLACKROCK LTD DURATION INC T	$3,406,000	+19.3%	225,861	+25.7%	0.25%	+27.1%
MCN	Sell	MADISON CVRED CALL & EQ STR	$3,178,000	-10.8%	437,710	-5.1%	0.24%	-4.8%
HCAC	Sell	HENNESSY CAP ACQUSTON CORP I	$3,078,000	-3.4%	310,904	-4.3%	0.23%	+3.2%
EFL	Sell	EATON VANCE FLTNG RATE 2022	$3,050,000	-43.8%	327,258	-44.3%	0.23%	-39.9%
LACQU		LEISURE ACQUISITION CORPunit 99/99/9999	$3,035,000	-0.1%	306,600	0.0%	0.23%	+7.1%
OHAI	Sell	OHA INVT CORP	$3,010,000	+20.9%	2,149,690	-0.7%	0.22%	+29.5%
GDX		VANECK VECTORS ETF TRgold miners etf	$2,980,000	-5.4%	135,594	0.0%	0.22%	+0.9%
PHK	Sell	PIMCO HIGH INCOME FD	$2,947,000	-85.5%	388,789	-85.7%	0.22%	-84.5%
HYACU		HAYMAKER ACQUISITION CORPunit 10/19/2022	$2,935,000	+0.5%	295,000	0.0%	0.22%	+7.4%
CMSS		CM SEVEN STAR ACQUISITION CO	$2,922,000	+0.9%	300,000	0.0%	0.22%	+8.0%
NID	New	NUVEEN INTER DURATION MN TMF	$2,734,000	–	217,684	+100.0%	0.20%	–
RCS	Sell	PIMCO STRATEGIC INCOME FD IN	$2,608,000	-30.5%	281,056	-31.3%	0.19%	-25.7%
NIE	Sell	ALLIANZGI EQUITY & CONV INCO	$2,510,000	-46.9%	121,316	-45.8%	0.19%	-43.2%
OPESU	New	OPES ACQUISITION CORPunit 03/07/2023	$2,514,000	–	250,000	+100.0%	0.19%	–
BRPAU		BIG ROCK PARTNERS ACQUISI COunit 11/20/2022	$2,484,000	+1.1%	240,000	0.0%	0.18%	+8.2%
ACSF	Sell	AMERICAN CAP SR FLOATING LTD	$2,371,000	-42.9%	212,648	-46.1%	0.18%	-39.1%
NESR		NATIONAL ENERGY SERVICES REU	$2,284,000	-0.2%	230,000	0.0%	0.17%	+6.9%
MMDM	Sell	MODERN MEDIA ACQUISITION	$2,269,000	+0.7%	228,000	-0.9%	0.17%	+7.6%
AWF	New	ALLIANCEBERNSTEIN GBL HGH IN	$2,186,000	–	183,825	+100.0%	0.16%	–
KBLM	Sell	KBL MERGER CORP IV	$2,171,000	-2.8%	220,375	-4.2%	0.16%	+3.9%
STLR		STELLAR ACQUISITION III INC	$2,070,000	+1.4%	200,000	0.0%	0.15%	+8.5%
MUDSU	New	MUDRICK CAP ACQUISITION CORPunit 02/01/2023	$2,044,000	–	200,000	+100.0%	0.15%	–
LTNU	New	UNION ACQUISITION CORPunit 99/99/9999	$2,046,000	–	200,000	+100.0%	0.15%	–
LGCU		LEGACY ACQUISITION CORPunit 05/31/2024	$1,990,000	+0.1%	200,000	0.0%	0.15%	+7.2%
EVN	Buy	EATON VANCE MUNI INCOME TRUSsh ben int	$1,981,000	+58.7%	169,147	+68.0%	0.15%	+69.0%
MHI	Buy	PIONEER MUN HIGH INCOME TR	$1,866,000	+49.4%	165,870	+57.4%	0.14%	+59.8%
PCI	Sell	PIMCO DYNMIC CREDIT AND MRT	$1,857,000	-89.4%	81,175	-89.6%	0.14%	-88.7%
BRAC	Sell	BLACK RIDGE ACQUISITION CORP	$1,851,000	-4.1%	191,057	-4.5%	0.14%	+3.0%
GPAQU	New	GORDON POINTE ACQUISITION COunit 01/18/2023	$1,808,000	–	175,000	+100.0%	0.13%	–
SPE	Buy	SPECIAL OPPORTUNITIES FD INC	$1,789,000	+23.5%	121,321	+24.7%	0.13%	+31.7%
NTG	New	TORTOISE MLP FD INC	$1,768,000	–	110,685	+100.0%	0.13%	–
LOR	Sell	LAZARD WORLD DIVID & INCOME	$1,745,000	-43.0%	151,717	-42.3%	0.13%	-39.0%
OSPR		OSPREY ENERGY ACQUISITION CO	$1,684,000	+0.2%	175,000	0.0%	0.12%	+6.8%
IYR	New	ISHARES TRu.s. real es etf	$1,655,000	–	21,924	+100.0%	0.12%	–
PCF	New	PUTMAN HIGH INCOME SEC FUND	$1,602,000	–	177,265	+100.0%	0.12%	–
MTECU	New	MTECH ACQUISITION CORPunit 01/19/2023	$1,576,000	–	155,000	+100.0%	0.12%	–
AIF	Sell	APOLLO TACTICAL INCOME FD IN	$1,511,000	-50.7%	96,249	-50.6%	0.11%	-47.4%
ATAC		ATLANTIC ACQUISITION CORP	$1,488,000	+0.6%	150,000	0.0%	0.11%	+7.8%
MPAC		MATLIN & PARTNERS ACQUISITIOcl a	$1,470,000	+0.4%	150,000	0.0%	0.11%	+6.9%
INDU		INDUSTREA ACQUISITION CORPcl a	$1,472,000	+0.6%	150,000	0.0%	0.11%	+6.9%
MMT		MFS MULTIMARKET INCOME TRsh ben int	$1,459,000	-5.0%	252,833	0.0%	0.11%	+0.9%
SZC	New	CUSHING RENAISSANCE FD	$1,399,000	–	88,965	+100.0%	0.10%	–
FLC	New	FLAHERTY & CRUMRINE TOTAL RE	$1,378,000	–	69,574	+100.0%	0.10%	–
PMF	Sell	PIMCO MUNICIPAL INCOME FD	$1,299,000	-20.5%	103,646	-17.5%	0.10%	-14.9%
TIBRU	New	TIBERIUS ACQUISITION CORPunit 02/28/2021	$1,262,000	–	125,000	+100.0%	0.09%	–
ADX	Sell	ADAMS DIVERSIFIED EQUITY FD	$1,264,000	-48.8%	85,549	-47.9%	0.09%	-45.3%
FNTE		FINTECH ACQUISITION CORP II	$1,243,000	+0.2%	125,002	0.0%	0.09%	+7.0%
BCAC		BISON CAP ACQUISITION CORP	$1,243,000	+0.7%	125,000	0.0%	0.09%	+7.0%
RVT	Sell	ROYCE VALUE TR INC	$1,243,000	-75.5%	79,861	-74.6%	0.09%	-73.9%
DOTA		DRAPER OAKWOOD TECHNOLOGY	$1,183,000	+0.8%	120,000	0.0%	0.09%	+7.3%
GUT	New	GABELLI UTIL TR	$1,152,000	–	184,979	+100.0%	0.09%	–
CNAC	Sell	CONSTELLATION ALPHA CAP CORP	$1,110,000	-5.1%	112,469	-6.3%	0.08%	+2.5%
GAB	Sell	GABELLI EQUITY TR INC	$1,065,000	-86.0%	174,001	-85.9%	0.08%	-85.1%
GDO	New	WESTERN ASSET GLOBAL CP DEFI	$1,027,000	–	61,413	+100.0%	0.08%	–
JPC	New	NUVEEN PFD & INCM OPPORTNYS	$946,000	–	94,481	+100.0%	0.07%	–
JPI	New	NUVEEN PFD & INCOME TERM FD	$890,000	–	37,556	+100.0%	0.07%	–
SCD	Sell	LMP CAP & INCOME FD INC	$819,000	-34.2%	64,910	-27.3%	0.06%	-29.9%
GTYH		GTY TECHNOLOGY HOLDINGS INCcl a	$796,000	+0.3%	80,001	0.0%	0.06%	+7.3%
MXE	New	MEXICO EQUITY & INCOME FD	$715,000	–	65,237	+100.0%	0.05%	–
IGR	New	CBRE CLARION GLOBAL REAL EST	$683,000	–	93,500	+100.0%	0.05%	–
NBB	New	NUVEEN BUILD AMER BD FD	$629,000	–	30,243	+100.0%	0.05%	–
TCPC	New	TCP CAP CORP	$635,000	–	44,651	+100.0%	0.05%	–
MSP	Sell	MADISON STRTG SECTOR PREM FD	$229,000	-90.4%	20,427	-89.9%	0.02%	-89.7%
KST	New	DEUTSCHE STRATEGIC INCOME TR	$214,000	–	17,460	+100.0%	0.02%	–
NESRW		NATIONAL ENERGY SERVICES REU*w exp 05/05/202	$207,000	+9.5%	230,000	0.0%	0.02%	+15.4%
RNP	New	COHEN & STEERS REIT & PFD IN	$192,000	–	10,266	+100.0%	0.01%	–
WRLSR		PENSARE ACQUISITION CORPright 99/99/9999	$175,000	0.0%	349,994	0.0%	0.01%	+8.3%
AEF	New	ABERDEEN CHILE FD INC	$149,000	–	16,500	+100.0%	0.01%	–
BCX	Sell	BLACKROCK RES & COMM STRAT T	$152,000	-92.4%	17,116	-91.7%	0.01%	-92.1%
HCACWS		HENNESSY CAP ACQUSTON CORP I*w exp 06/15/202	$140,000	-2.1%	168,750	0.0%	0.01%	0.0%
BRACW		BLACK RIDGE ACQUISITION CORP*w exp 07/10/202	$120,000	+21.2%	300,000	0.0%	0.01%	+28.6%
CVONW	New	CONVERGEONE HLDGS INC*w exp 04/12/202	$119,000	–	100,000	+100.0%	0.01%	–
NRO	New	NEUBERGER BERMAN RE ES SEC F	$125,000	–	26,180	+100.0%	0.01%	–
IF	New	ABERDEEN INDONESIA FD INC	$97,000	–	13,300	+100.0%	0.01%	–
MMDMR		MODERN MEDIA ACQUISITIONright 99/99/9999	$92,000	+2.2%	230,000	0.0%	0.01%	+16.7%
ROSWQ		ROSEHILL RES INC*w exp 09/16/202	$99,000	-16.8%	119,700	0.0%	0.01%	-12.5%
STLRW		STELLAR ACQUISITION III INC*w exp 03/22/202	$92,000	+48.4%	200,000	0.0%	0.01%	+75.0%
CMSSR		CM SEVEN STAR ACQUISITION COright 08/21/2022	$96,000	0.0%	300,000	0.0%	0.01%	0.0%
INDUW		INDUSTREA ACQUISITION CORP*w exp 08/01/202	$82,000	+30.2%	150,000	0.0%	0.01%	+50.0%
ATACR		ATLANTIC ACQUISITION CORPright 02/08/2019	$74,000	-17.8%	150,000	0.0%	0.01%	0.0%
KBLMR		KBL MERGER CORP IVright 03/22/2019	$81,000	+20.9%	230,000	0.0%	0.01%	+20.0%
WRLSW		PENSARE ACQUISITION CORP*w exp 07/27/202	$83,000	-13.5%	174,997	0.0%	0.01%	-14.3%
FNTEW		FINTECH ACQUISITION CORP II*w exp 01/19/202	$83,000	-3.5%	62,501	0.0%	0.01%	0.0%
MPACW		MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202	$75,000	+19.0%	150,000	0.0%	0.01%	+50.0%
DOTAR		DRAPER OAKWOOD TECHNOLOGYright 09/19/2018	$68,000	+13.3%	120,000	0.0%	0.01%	+25.0%
BCACR		BISON CAP ACQUISITION CORPright 03/20/2019	$63,000	+34.0%	125,000	0.0%	0.01%	+66.7%
IAMXW		I AM CAP ACQUISITION CO*w exp 05/22/202	$66,000	+32.0%	150,000	0.0%	0.01%	+66.7%
OSPRW		OSPREY ENERGY ACQUISITION CO*w exp 07/21/202	$67,000	+9.8%	87,500	0.0%	0.01%	+25.0%
DOTAW		DRAPER OAKWOOD TECHNOLOGY*w exp 09/19/202	$51,000	+27.5%	60,000	0.0%	0.00%	+33.3%
MMDMW		MODERN MEDIA ACQUISITION*w exp 05/17/202	$60,000	-4.8%	115,000	0.0%	0.00%	0.0%
KBLMW		KBL MERGER CORP IV*w exp 01/15/202	$55,000	+22.2%	230,000	0.0%	0.00%	+33.3%
CMSSW		CM SEVEN STAR ACQUISITION CO*w exp 08/21/202	$53,000	+20.5%	150,000	0.0%	0.00%	+33.3%
HNTWF		HUNTER MARITIME ACQUISITION*w exp 99/99/999	$44,000	+91.3%	75,001	0.0%	0.00%	+50.0%
CNACR		CONSTELLATION ALPHA CAP CORPright 99/99/9999	$43,000	+16.2%	120,000	0.0%	0.00%	0.0%
CNACW		CONSTELLATION ALPHA CAP CORP*w exp 03/23/202	$31,000	+19.2%	120,000	0.0%	0.00%	0.0%
GTYHW		GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202	$33,000	-8.3%	26,667	0.0%	0.00%	-33.3%
BCACW		BISON CAP ACQUISITION CORP*w exp 06/20/202	$25,000	+8.7%	62,500	0.0%	0.00%	0.0%
BRACR		BLACK RIDGE ACQUISITION CORPright 07/10/2019	$30,000	+7.1%	100,000	0.0%	0.00%	0.0%
FMCIW	Exit	FORUM MERGER CORP*w exp 06/01/202	$0	–	-100,000	-100.0%	-0.01%	–
FMCIR	Exit	FORUM MERGER CORPright 06/01/2019	$0	–	-200,000	-100.0%	-0.01%	–
ABE	Exit	ABERDEEN EMERGING MKTS SMALL	$0	–	-23,680	-100.0%	-0.02%	–
CPTAG	Exit	CAPITALA FIN CORP5.75% nt cv 22	$0	–	-14,047	-100.0%	-0.02%	–
PHT	Exit	PIONEER HIGH INCOME TR	$0	–	-47,635	-100.0%	-0.03%	–
CXH	Exit	MFS INVT GRADE MUN TRsh ben int	$0	–	-72,618	-100.0%	-0.05%	–
BGX	Exit	BLACKSTONE GSO LNG SHRT CR I	$0	–	-44,430	-100.0%	-0.05%	–
BIF	Exit	BOULDER GROWTH & INCOME FD I	$0	–	-65,326	-100.0%	-0.05%	–
GMZ	Exit	GOLDMAN SACHS MLP INC OPP FD	$0	–	-86,882	-100.0%	-0.05%	–
BDCL	Exit	UBS AG LONDON BRHetrac 2x lev lng	$0	–	-52,000	-100.0%	-0.06%	–
BGIO	Exit	BLACKROCK 2022 GBL INCM OPP	$0	–	-114,301	-100.0%	-0.08%	–
BDCS	Exit	UBS AG JERSEY BRHetrac wells bdci	$0	–	-55,000	-100.0%	-0.08%	–
FMCI	Exit	FORUM MERGER CORP	$0	–	-200,000	-100.0%	-0.14%	–
SLRC	Exit	SOLAR CAP LTD	$0	–	-114,074	-100.0%	-0.16%	–
TCAP	Exit	TRIANGLE CAP CORP	$0	–	-344,556	-100.0%	-0.23%	–
GER	Exit	GOLDMAN SACHS MLP ENERGY REN	$0	–	-535,840	-100.0%	-0.23%	–
CRF	Exit	CORNERSTONE TOTAL RTRN FD IN	$0	–	-250,859	-100.0%	-0.27%	–
ANDA	Exit	ANDINA ACQUISITION CORP II	$0	–	-587,582	-100.0%	-0.42%	–
DHG	Exit	DEUTSCHE HIGH INCOME OPPORT	$0	–	-479,363	-100.0%	-0.50%	–
CLM	Exit	CORNERSTONE STRATEGIC VALUE	$0	–	-1,743,743	-100.0%	-1.88%	–
BWG	Exit	LEGG MASON BW GLB INC OPP FD	$0	–	-2,125,351	-100.0%	-1.89%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-05-15

Signatures

The EDGAR filing(s) were signed by:

Marcus Collins — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WESTERN ASSET EMRG MKT DEBT	40	Q3 2023	5.4%
WESTERN ASSET HIGH INCOME OP	40	Q3 2023	3.6%
SPECIAL OPPORTUNITIES FD INC	40	Q3 2023	0.8%
NUVEEN CR STRATEGIES INCOME	39	Q3 2023	2.8%
MORGAN STANLEY EM MKTS DM DE	39	Q3 2023	1.7%
NUVEEN QUALITY MUNCP INCOME	38	Q3 2023	5.7%
WESTERN AST INFL LKD OPP & I	38	Q3 2023	3.2%
TEMPLETON EMERG MKTS INCOME	38	Q3 2023	1.9%
MORGAN STANLEY EMKT DBT FD I	37	Q1 2023	0.9%
BLACKROCK CR ALLOCATION INCO	35	Q3 2023	4.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-10
SC 13G	2024-04-10
SC 13G	2024-04-10
SC 13G/A	2024-03-05
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1345368000.0 != 1345374000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings