$1.26 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 129 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $12,728,000 | +6.8% | 291,859 | 0.0% | 1.04% | +13.9% | |
| HYI | WESTERN ASSET HGH YLD DFNDFD | $12,660,000 | +1.7% | 814,688 | 0.0% | 1.03% | +8.4% | |
| PRF | POWERSHARES ETF TRUSTftse rafi 1000 | $10,836,000 | +4.2% | 100,632 | 0.0% | 0.88% | +11.1% | |
| CEF | CENTRAL FD CDA LTDcl a | $9,321,000 | +6.0% | 713,165 | 0.0% | 0.76% | +13.1% | |
| PXH | POWERSHARES ETF TR IIemer mrkt port | $6,554,000 | +7.4% | 307,565 | 0.0% | 0.54% | +14.6% | |
| VEA | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $5,475,000 | +4.9% | 126,277 | 0.0% | 0.45% | +12.0% | |
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $5,419,000 | +1.5% | 606,777 | 0.0% | 0.44% | +8.1% | |
| SPEPRB | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $4,895,000 | +0.3% | 191,280 | 0.0% | 0.40% | +7.2% | |
| ICB | MORGAN STANLEY TRUSTS | $4,216,000 | +0.4% | 230,385 | 0.0% | 0.34% | +7.2% | |
| GDX | VANECK VECTORS ETF TRgold miners etf | $3,125,000 | +4.4% | 135,594 | 0.0% | 0.26% | +11.4% | |
| FSAM | FIFTH STR ASSET MGMT INC | $2,832,000 | -19.6% | 726,266 | 0.0% | 0.23% | -14.4% | |
| MMDMU | MODERN MEDIA ACQUISITIONunit 99/99/9999 | $2,409,000 | +2.1% | 230,000 | 0.0% | 0.20% | +8.8% | |
| HCACU | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $2,329,000 | +3.0% | 225,000 | 0.0% | 0.19% | +9.8% | |
| KBLMU | KBL MERGER CORP IVunit 01/15/2024 | $2,330,000 | -0.7% | 230,000 | 0.0% | 0.19% | +5.6% | |
| NESR | NATIONAL ENERGY SERVICES REU | $2,210,000 | +0.6% | 230,000 | 0.0% | 0.18% | +7.1% | |
| STLR | STELLAR ACQUISITION III INC | $2,030,000 | +1.0% | 200,000 | 0.0% | 0.17% | +7.8% | |
| FMCI | FORUM MERGER CORP | $1,942,000 | 0.0% | 200,000 | 0.0% | 0.16% | +6.7% | |
| MPAC | MATLIN & PARTNERS ACQUISITIOcl a | $1,457,000 | +0.6% | 150,000 | 0.0% | 0.12% | +7.2% | |
| BCACU | BISON CAP ACQUISITION CORPunit 99/99/9999t | $1,282,000 | +0.5% | 125,000 | 0.0% | 0.10% | +7.1% | |
| FNTE | FINTECH ACQUISITION CORP II | $1,225,000 | 0.0% | 125,002 | 0.0% | 0.10% | +6.4% | |
| CNACU | CONSTELLATION ALPHA CAP CORPunit 99/99/9999 | $1,224,000 | +0.6% | 120,000 | 0.0% | 0.10% | +7.5% | |
| GTYH | GTY TECHNOLOGY HOLDINGS INCcl a | $798,000 | -1.2% | 80,001 | 0.0% | 0.06% | +4.8% | |
| ROSWQ | ROSEHILL RES INC*w exp 09/16/202 | $119,000 | -9.8% | 119,700 | 0.0% | 0.01% | 0.0% | |
| NESRW | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $104,000 | +13.0% | 230,000 | 0.0% | 0.01% | +14.3% | |
| STLRW | STELLAR ACQUISITION III INC*w exp 03/22/202 | $74,000 | +15.6% | 200,000 | 0.0% | 0.01% | +20.0% | |
| FNTEW | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $78,000 | +4.0% | 62,501 | 0.0% | 0.01% | 0.0% | |
| MPACW | MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202 | $53,000 | -29.3% | 150,000 | 0.0% | 0.00% | -33.3% | |
| HNTWF | HUNTER MARITIME ACQUISITION*w exp 99/99/999 | $44,000 | +91.3% | 75,001 | 0.0% | 0.00% | +100.0% | |
| FMCIR | FORUM MERGER CORPright 06/01/2019 | $54,000 | -22.9% | 200,000 | 0.0% | 0.00% | -20.0% | |
| FMCIW | FORUM MERGER CORP*w exp 06/01/202 | $31,000 | -8.8% | 100,000 | 0.0% | 0.00% | 0.0% | |
| GTYHW | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $31,000 | -35.4% | 26,667 | 0.0% | 0.00% | -25.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.