$1.26 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 129 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 26.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $66,650,000 | +1.4% | 4,242,492 | +0.5% | 5.44% | +8.2% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $52,012,000 | +12.9% | 4,627,392 | +6.5% | 4.24% | +20.4% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $48,679,000 | +65.2% | 8,046,069 | +54.5% | 3.97% | +76.1% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $46,520,000 | -10.0% | 3,361,272 | -11.0% | 3.80% | -4.0% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $41,633,000 | +3.9% | 8,131,479 | +2.9% | 3.40% | +10.9% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $40,285,000 | -10.9% | 2,865,202 | -10.7% | 3.29% | -5.0% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $39,372,000 | +2.2% | 2,886,482 | +0.8% | 3.21% | +9.0% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $35,531,000 | +2.3% | 3,149,915 | -0.6% | 2.90% | +9.1% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $32,400,000 | -1.5% | 3,825,264 | +0.1% | 2.64% | +5.0% |
| ARCC | Sell | ARES CAP CORP | $27,492,000 | -12.6% | 1,675,309 | -12.8% | 2.24% | -6.8% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $27,457,000 | -5.0% | 1,939,024 | -5.8% | 2.24% | +1.3% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $26,337,000 | +10.3% | 1,975,785 | +4.4% | 2.15% | +17.7% |
| BWG | Sell | LEGG MASON BW GLB INC OPP FD | $25,435,000 | -0.3% | 1,892,504 | -1.9% | 2.08% | +6.3% |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $24,933,000 | +3.4% | 1,669,969 | +2.9% | 2.04% | +10.3% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $24,298,000 | -2.4% | 3,599,712 | -2.8% | 1.98% | +4.0% |
| VVR | Buy | INVESCO SR INCOME TR | $23,980,000 | +26.7% | 5,340,739 | +28.7% | 1.96% | +35.1% |
| RA | Sell | BROOKFIELD REAL ASSETS INCOM | $23,901,000 | -51.9% | 1,002,538 | -53.2% | 1.95% | -48.7% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $23,379,000 | -4.4% | 1,956,419 | -4.1% | 1.91% | +1.9% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $23,377,000 | +7.4% | 2,269,578 | +4.9% | 1.91% | +14.6% |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $21,630,000 | – | 1,456,587 | +100.0% | 1.76% | – |
| WIW | Buy | WESTERN ASSET CLYM INFL OPP | $21,409,000 | +3.7% | 1,898,004 | +1.3% | 1.75% | +10.5% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $20,351,000 | -4.0% | 1,742,399 | -5.2% | 1.66% | +2.3% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $18,731,000 | +36.5% | 3,602,098 | +41.3% | 1.53% | +45.6% |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $18,419,000 | +16.5% | 1,594,718 | +13.2% | 1.50% | +24.2% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $17,687,000 | +68.1% | 1,952,206 | +61.2% | 1.44% | +79.4% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $14,773,000 | +2.0% | 965,586 | -4.7% | 1.21% | +8.7% |
| RVT | Sell | ROYCE VALUE TR INC | $13,539,000 | -28.2% | 855,296 | -33.8% | 1.10% | -23.4% |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $12,728,000 | +6.8% | 291,859 | 0.0% | 1.04% | +13.9% | |
| EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $12,685,000 | -3.2% | 1,585,652 | -4.1% | 1.04% | +3.2% |
| HYI | WESTERN ASSET HGH YLD DFNDFD | $12,660,000 | +1.7% | 814,688 | 0.0% | 1.03% | +8.4% | |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $11,690,000 | -10.1% | 711,948 | -10.5% | 0.95% | -4.1% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $11,545,000 | -6.2% | 718,841 | -7.1% | 0.94% | 0.0% |
| NHF | Sell | NEXPOINT CR STRATEGIES FD | $11,011,000 | -1.7% | 476,440 | -7.3% | 0.90% | +4.9% |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $10,879,000 | -22.9% | 582,363 | -25.2% | 0.89% | -17.8% |
| PRF | POWERSHARES ETF TRUSTftse rafi 1000 | $10,836,000 | +4.2% | 100,632 | 0.0% | 0.88% | +11.1% | |
| JLS | Sell | NUVEEN MTG OPPORTUNITY TERM | $10,790,000 | -12.0% | 424,124 | -11.5% | 0.88% | -6.2% |
| MZF | Buy | MANAGED DURATION INVT GRD FU | $10,548,000 | +16.1% | 768,818 | +16.7% | 0.86% | +23.7% |
| FUND | Buy | SPROTT FOCUS TR INC | $10,027,000 | +7.2% | 1,293,758 | +1.9% | 0.82% | +14.2% |
| CEF | CENTRAL FD CDA LTDcl a | $9,321,000 | +6.0% | 713,165 | 0.0% | 0.76% | +13.1% | |
| TY | Sell | TRI CONTL CORP | $9,229,000 | -10.4% | 359,663 | -15.0% | 0.75% | -4.6% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & PR | $8,630,000 | -9.3% | 644,996 | -11.2% | 0.70% | -3.4% |
| GAM | Sell | GENERAL AMERN INVS INC | $8,402,000 | -6.6% | 232,746 | -11.2% | 0.69% | -0.4% |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $8,381,000 | +26.0% | 707,871 | +21.3% | 0.68% | +34.4% |
| WIA | Buy | WESTERN ASSET CLYM INFL SEC | $8,069,000 | +39.5% | 701,628 | +37.1% | 0.66% | +48.8% |
| AVK | Sell | ADVENT CLAYMORE CV SECS & IN | $7,959,000 | -52.7% | 490,383 | -52.9% | 0.65% | -49.5% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $7,960,000 | -19.0% | 456,712 | -21.6% | 0.65% | -13.6% |
| Buy | GARRISON CAP INC | $7,664,000 | +6.3% | 910,217 | +4.3% | 0.63% | +13.4% | |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 | $7,646,000 | -2.8% | 310,077 | -3.1% | 0.62% | +3.7% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $7,059,000 | +6.4% | 749,385 | -2.3% | 0.58% | +13.4% |
| DHG | Sell | DEUTSCHE HIGH INCOME OPPORT | $6,826,000 | -19.2% | 453,240 | -20.2% | 0.56% | -13.9% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $6,825,000 | -2.7% | 785,348 | -3.3% | 0.56% | +3.7% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $6,769,000 | +3.2% | 1,022,508 | +3.7% | 0.55% | +10.0% |
| PXH | POWERSHARES ETF TR IIemer mrkt port | $6,554,000 | +7.4% | 307,565 | 0.0% | 0.54% | +14.6% | |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $6,506,000 | +0.8% | 644,750 | -1.2% | 0.53% | +7.5% |
| ZF | New | VIRTUS TOTAL RETURN FUND INC | $6,400,000 | – | 493,104 | +100.0% | 0.52% | – |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $6,344,000 | +4.0% | 521,317 | +1.6% | 0.52% | +10.9% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $6,133,000 | -4.5% | 981,244 | -5.3% | 0.50% | +1.8% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $6,138,000 | -8.8% | 296,535 | -13.0% | 0.50% | -2.7% |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $6,107,000 | -27.9% | 431,622 | -28.4% | 0.50% | -23.1% |
| ANDA | New | ANDINA ACQUISITION CORP II | $6,074,000 | – | 597,882 | +100.0% | 0.50% | – |
| VLT | Buy | INVESCO HIGH INCOME TR II | $5,724,000 | +8.0% | 378,024 | +6.4% | 0.47% | +15.0% |
| VEA | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $5,475,000 | +4.9% | 126,277 | 0.0% | 0.45% | +12.0% | |
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $5,419,000 | +1.5% | 606,777 | 0.0% | 0.44% | +8.1% | |
| EAD | Sell | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $5,336,000 | +0.1% | 615,405 | -1.2% | 0.44% | +6.9% |
| SPEPRB | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $4,895,000 | +0.3% | 191,280 | 0.0% | 0.40% | +7.2% | |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $4,830,000 | -42.9% | 470,330 | -46.1% | 0.39% | -39.2% |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUNI | $4,737,000 | -28.7% | 340,090 | -29.9% | 0.39% | -23.8% |
| BOE | Sell | BLACKROCK ENHANCED GBL DIV T | $4,639,000 | -73.1% | 343,090 | -73.6% | 0.38% | -71.2% |
| NIQ | Sell | NUVEEN INT DUR QUAL MUN TRM | $4,464,000 | -15.2% | 336,925 | -17.1% | 0.36% | -9.7% |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $4,373,000 | +165.7% | 286,738 | +166.0% | 0.36% | +183.3% |
| ICB | MORGAN STANLEY TRUSTS | $4,216,000 | +0.4% | 230,385 | 0.0% | 0.34% | +7.2% | |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $3,669,000 | -51.2% | 227,204 | -52.4% | 0.30% | -48.1% |
| WRLSU | New | PENSARE ACQUISITION CORPunit 07/27/2022 | $3,588,000 | – | 350,000 | +100.0% | 0.29% | – |
| GECC | Sell | GREAT ELM CAP CORP | $3,553,000 | -16.1% | 141,656 | -15.1% | 0.29% | -10.5% |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $3,521,000 | -54.3% | 564,285 | -54.4% | 0.29% | -51.4% |
| GDX | VANECK VECTORS ETF TRgold miners etf | $3,125,000 | +4.4% | 135,594 | 0.0% | 0.26% | +11.4% | |
| LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $2,971,000 | -73.6% | 343,920 | -73.3% | 0.24% | -71.9% |
| FSAM | FIFTH STR ASSET MGMT INC | $2,832,000 | -19.6% | 726,266 | 0.0% | 0.23% | -14.4% | |
| OHAI | Sell | OHA INVT CORP | $2,762,000 | -4.8% | 2,209,405 | -3.2% | 0.22% | +1.4% |
| MMDMU | MODERN MEDIA ACQUISITIONunit 99/99/9999 | $2,409,000 | +2.1% | 230,000 | 0.0% | 0.20% | +8.8% | |
| HCACU | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $2,329,000 | +3.0% | 225,000 | 0.0% | 0.19% | +9.8% | |
| KBLMU | KBL MERGER CORP IVunit 01/15/2024 | $2,330,000 | -0.7% | 230,000 | 0.0% | 0.19% | +5.6% | |
| LOR | Sell | LAZARD WORLD DIVID & INCOME | $2,240,000 | -8.4% | 197,489 | -11.0% | 0.18% | -2.1% |
| NESR | NATIONAL ENERGY SERVICES REU | $2,210,000 | +0.6% | 230,000 | 0.0% | 0.18% | +7.1% | |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $2,187,000 | -30.0% | 129,941 | -31.9% | 0.18% | -25.1% |
| STLR | STELLAR ACQUISITION III INC | $2,030,000 | +1.0% | 200,000 | 0.0% | 0.17% | +7.8% | |
| FMCI | FORUM MERGER CORP | $1,942,000 | 0.0% | 200,000 | 0.0% | 0.16% | +6.7% | |
| GLV | Buy | CLOUGH GLOBAL DIVND AND INC | $1,908,000 | +77.8% | 137,135 | +70.8% | 0.16% | +90.2% |
| MCN | Buy | MADISON CVRED CALL & EQ STR | $1,878,000 | +5.7% | 240,492 | +6.0% | 0.15% | +12.5% |
| SCD | Sell | LMP CAP & INCOME FD INC | $1,763,000 | -53.9% | 122,016 | -54.6% | 0.14% | -50.9% |
| OSPRU | New | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $1,741,000 | – | 175,000 | +100.0% | 0.14% | – |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $1,645,000 | +127.8% | 138,335 | +130.8% | 0.13% | +143.6% |
| IAMXU | New | I AM CAP ACQUISITION COunit 08/15/2022 | $1,538,000 | – | 150,000 | +100.0% | 0.13% | – |
| ATACU | New | ATLANTIC ACQUISITION CORPunit 02/08/2019 | $1,545,000 | – | 150,000 | +100.0% | 0.13% | – |
| INDUU | New | INDUSTREA ACQUISITION CORPunit 07/21/2024 | $1,517,000 | – | 150,000 | +100.0% | 0.12% | – |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $1,483,000 | -47.0% | 93,949 | -49.0% | 0.12% | -43.5% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $1,483,000 | -42.0% | 110,653 | -42.2% | 0.12% | -38.3% |
| MPAC | MATLIN & PARTNERS ACQUISITIOcl a | $1,457,000 | +0.6% | 150,000 | 0.0% | 0.12% | +7.2% | |
| HUNTF | New | HUNTER MARITIME ACQUISITIONcl a | $1,464,000 | – | 150,002 | +100.0% | 0.12% | – |
| CGBD | Sell | TCG BDC INC | $1,410,000 | -75.2% | 75,196 | -76.1% | 0.12% | -73.5% |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $1,330,000 | -70.3% | 148,302 | -73.5% | 0.11% | -68.2% |
| CPTAG | Sell | CAPITALA FIN CORP5.75% nt cv 22 | $1,310,000 | -47.3% | 52,440 | -46.7% | 0.11% | -43.7% |
| BCACU | BISON CAP ACQUISITION CORPunit 99/99/9999t | $1,282,000 | +0.5% | 125,000 | 0.0% | 0.10% | +7.1% | |
| DOTAU | New | DRAPER OAKWOOD TECHNOLOGYunit 09/30/2024 | $1,224,000 | – | 120,000 | +100.0% | 0.10% | – |
| FNTE | FINTECH ACQUISITION CORP II | $1,225,000 | 0.0% | 125,002 | 0.0% | 0.10% | +6.4% | |
| CNACU | CONSTELLATION ALPHA CAP CORPunit 99/99/9999 | $1,224,000 | +0.6% | 120,000 | 0.0% | 0.10% | +7.5% | |
| BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $1,160,000 | -46.4% | 71,849 | -46.4% | 0.10% | -42.8% |
| GCH | New | ABERDEEN GTR CHINA FD INC | $1,152,000 | – | 98,208 | +100.0% | 0.09% | – |
| CRF | New | CORNERSTONE TOTAL RTRN FD IN | $1,110,000 | – | 75,436 | +100.0% | 0.09% | – |
| ABE | Buy | ABERDEEN EMERGING MKTS SMALL | $1,049,000 | +159.7% | 75,076 | +156.6% | 0.09% | +177.4% |
| MVC | Buy | MVC CAPITAL INC | $974,000 | +82.7% | 97,270 | +80.1% | 0.08% | +92.7% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $934,000 | -75.2% | 65,567 | -75.5% | 0.08% | -73.6% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $922,000 | -80.2% | 78,435 | -80.3% | 0.08% | -78.9% |
| LAQ | Buy | ABERDEEN LATIN AMER EQTY FD | $832,000 | +20.2% | 30,392 | +1.7% | 0.07% | +28.3% |
| GTYH | GTY TECHNOLOGY HOLDINGS INCcl a | $798,000 | -1.2% | 80,001 | 0.0% | 0.06% | +4.8% | |
| FHY | Sell | FIRST TR STRATEGIC HIGH INC | $797,000 | -32.2% | 59,045 | -31.5% | 0.06% | -27.8% |
| IF | Buy | ABERDEEN INDONESIA FD INC | $754,000 | +13.6% | 97,156 | +11.3% | 0.06% | +21.6% |
| CXH | Sell | MFS INVT GRADE MUN TRsh ben int | $725,000 | -38.7% | 72,618 | -37.7% | 0.06% | -35.2% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $371,000 | -87.2% | 20,249 | -87.6% | 0.03% | -86.5% |
| ACSF | New | AMERICAN CAP SR FLOATING LTD | $189,000 | – | 16,617 | +100.0% | 0.02% | – |
| ROSWQ | ROSEHILL RES INC*w exp 09/16/202 | $119,000 | -9.8% | 119,700 | 0.0% | 0.01% | 0.0% | |
| NESRW | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $104,000 | +13.0% | 230,000 | 0.0% | 0.01% | +14.3% | |
| STLRW | STELLAR ACQUISITION III INC*w exp 03/22/202 | $74,000 | +15.6% | 200,000 | 0.0% | 0.01% | +20.0% | |
| FNTEW | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $78,000 | +4.0% | 62,501 | 0.0% | 0.01% | 0.0% | |
| MPACW | MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202 | $53,000 | -29.3% | 150,000 | 0.0% | 0.00% | -33.3% | |
| HNTWF | HUNTER MARITIME ACQUISITION*w exp 99/99/999 | $44,000 | +91.3% | 75,001 | 0.0% | 0.00% | +100.0% | |
| FMCIR | FORUM MERGER CORPright 06/01/2019 | $54,000 | -22.9% | 200,000 | 0.0% | 0.00% | -20.0% | |
| FMCIW | FORUM MERGER CORP*w exp 06/01/202 | $31,000 | -8.8% | 100,000 | 0.0% | 0.00% | 0.0% | |
| GTYHW | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $31,000 | -35.4% | 26,667 | 0.0% | 0.00% | -25.0% | |
| EACQW | Exit | EASTERLY ACQUISITION CORP*w exp 07/29/202 | $0 | – | -36,529 | -100.0% | -0.00% | – |
| EACQ | Exit | EASTERLY ACQUISITION CORP | $0 | – | -21,058 | -100.0% | -0.02% | – |
| DDF | Exit | DELAWARE INVTS DIV & INCOME | $0 | – | -31,905 | -100.0% | -0.03% | – |
| KEF | Exit | KOREA EQUITY FD INC | $0 | – | -48,903 | -100.0% | -0.03% | – |
| FPT | Exit | FEDERATED PREM INTR MUN INC | $0 | – | -43,699 | -100.0% | -0.05% | – |
| SOR | Exit | SOURCE CAP INC | $0 | – | -17,663 | -100.0% | -0.05% | – |
| SGF | Exit | ABERDEEN SINGAPORE FD INC | $0 | – | -107,904 | -100.0% | -0.09% | – |
| LBF | Exit | DEUTSCHE GLOBAL HIGH INCOME | $0 | – | -140,895 | -100.0% | -0.09% | – |
| AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -126,490 | -100.0% | -0.10% | – |
| GDL | Exit | GDL FUND | $0 | – | -135,242 | -100.0% | -0.11% | – |
| HNTUF | Exit | HUNTER MARITIME ACQUISITIONunit 99/99/9999 | $0 | – | -150,002 | -100.0% | -0.11% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -196,503 | -100.0% | -0.19% | – |
| PHF | Exit | PACHOLDER HIGH YIELD FD INC | $0 | – | -350,628 | -100.0% | -0.21% | – |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -171,784 | -100.0% | -0.23% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -290,354 | -100.0% | -0.23% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -262,115 | -100.0% | -0.26% | – |
| ACV | Exit | ALLIANZGI DIVERS INC & CNV F | $0 | – | -164,857 | -100.0% | -0.26% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -492,901 | -100.0% | -0.29% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -770,653 | -100.0% | -0.30% | – |
| NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -306,942 | -100.0% | -0.36% | – |
| PAAC | Exit | PACIFIC SPL ACQUISITION CORP | $0 | – | -487,131 | -100.0% | -0.38% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -499,070 | -100.0% | -0.48% | – |
| BHAC | Exit | BARINGTON HILCO ACQUISITION | $0 | – | -622,740 | -100.0% | -0.49% | – |
| ZF | Exit | ZWEIG FD | $0 | – | -659,493 | -100.0% | -0.62% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.