$1.26 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 129 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 30.4% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $46,520,000 | -10.0% | 3,361,272 | -11.0% | 3.80% | -4.0% |
EVV | Sell | EATON VANCE LTD DUR INCOME F | $40,285,000 | -10.9% | 2,865,202 | -10.7% | 3.29% | -5.0% |
HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $35,531,000 | +2.3% | 3,149,915 | -0.6% | 2.90% | +9.1% |
ARCC | Sell | ARES CAP CORP | $27,492,000 | -12.6% | 1,675,309 | -12.8% | 2.24% | -6.8% |
NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $27,457,000 | -5.0% | 1,939,024 | -5.8% | 2.24% | +1.3% |
BWG | Sell | LEGG MASON BW GLB INC OPP FD | $25,435,000 | -0.3% | 1,892,504 | -1.9% | 2.08% | +6.3% |
GIM | Sell | TEMPLETON GLOBAL INCOME FD | $24,298,000 | -2.4% | 3,599,712 | -2.8% | 1.98% | +4.0% |
RA | Sell | BROOKFIELD REAL ASSETS INCOM | $23,901,000 | -51.9% | 1,002,538 | -53.2% | 1.95% | -48.7% |
VTA | Sell | INVESCO DYNAMIC CR OPP FD | $23,379,000 | -4.4% | 1,956,419 | -4.1% | 1.91% | +1.9% |
DSU | Sell | BLACKROCK DEBT STRAT FD INC | $20,351,000 | -4.0% | 1,742,399 | -5.2% | 1.66% | +2.3% |
ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $14,773,000 | +2.0% | 965,586 | -4.7% | 1.21% | +8.7% |
RVT | Sell | ROYCE VALUE TR INC | $13,539,000 | -28.2% | 855,296 | -33.8% | 1.10% | -23.4% |
EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $12,685,000 | -3.2% | 1,585,652 | -4.1% | 1.04% | +3.2% |
ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $11,690,000 | -10.1% | 711,948 | -10.5% | 0.95% | -4.1% |
BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $11,545,000 | -6.2% | 718,841 | -7.1% | 0.94% | 0.0% |
NHF | Sell | NEXPOINT CR STRATEGIES FD | $11,011,000 | -1.7% | 476,440 | -7.3% | 0.90% | +4.9% |
BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $10,879,000 | -22.9% | 582,363 | -25.2% | 0.89% | -17.8% |
JLS | Sell | NUVEEN MTG OPPORTUNITY TERM | $10,790,000 | -12.0% | 424,124 | -11.5% | 0.88% | -6.2% |
TY | Sell | TRI CONTL CORP | $9,229,000 | -10.4% | 359,663 | -15.0% | 0.75% | -4.6% |
NFJ | Sell | ALLIANZGI NFJ DIVID INT & PR | $8,630,000 | -9.3% | 644,996 | -11.2% | 0.70% | -3.4% |
GAM | Sell | GENERAL AMERN INVS INC | $8,402,000 | -6.6% | 232,746 | -11.2% | 0.69% | -0.4% |
AVK | Sell | ADVENT CLAYMORE CV SECS & IN | $7,959,000 | -52.7% | 490,383 | -52.9% | 0.65% | -49.5% |
JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $7,960,000 | -19.0% | 456,712 | -21.6% | 0.65% | -13.6% |
JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 | $7,646,000 | -2.8% | 310,077 | -3.1% | 0.62% | +3.7% |
RMT | Sell | ROYCE MICRO-CAP TR INC | $7,059,000 | +6.4% | 749,385 | -2.3% | 0.58% | +13.4% |
DHG | Sell | DEUTSCHE HIGH INCOME OPPORT | $6,826,000 | -19.2% | 453,240 | -20.2% | 0.56% | -13.9% |
MCR | Sell | MFS CHARTER INCOME TRsh ben int | $6,825,000 | -2.7% | 785,348 | -3.3% | 0.56% | +3.7% |
MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $6,506,000 | +0.8% | 644,750 | -1.2% | 0.53% | +7.5% |
MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $6,133,000 | -4.5% | 981,244 | -5.3% | 0.50% | +1.8% |
NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $6,138,000 | -8.8% | 296,535 | -13.0% | 0.50% | -2.7% |
MUI | Sell | BLACKROCK MUNI INTER DR FD I | $6,107,000 | -27.9% | 431,622 | -28.4% | 0.50% | -23.1% |
EAD | Sell | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $5,336,000 | +0.1% | 615,405 | -1.2% | 0.44% | +6.9% |
BIF | Sell | BOULDER GROWTH & INCOME FD I | $4,830,000 | -42.9% | 470,330 | -46.1% | 0.39% | -39.2% |
AFB | Sell | ALLIANCEBERNSTEIN NATL MUNI | $4,737,000 | -28.7% | 340,090 | -29.9% | 0.39% | -23.8% |
BOE | Sell | BLACKROCK ENHANCED GBL DIV T | $4,639,000 | -73.1% | 343,090 | -73.6% | 0.38% | -71.2% |
NIQ | Sell | NUVEEN INT DUR QUAL MUN TRM | $4,464,000 | -15.2% | 336,925 | -17.1% | 0.36% | -9.7% |
BLW | Sell | BLACKROCK LTD DURATION INC T | $3,669,000 | -51.2% | 227,204 | -52.4% | 0.30% | -48.1% |
GECC | Sell | GREAT ELM CAP CORP | $3,553,000 | -16.1% | 141,656 | -15.1% | 0.29% | -10.5% |
AGC | Sell | ADVENT CLAY CONV SEC INC FD | $3,521,000 | -54.3% | 564,285 | -54.4% | 0.29% | -51.4% |
LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $2,971,000 | -73.6% | 343,920 | -73.3% | 0.24% | -71.9% |
OHAI | Sell | OHA INVT CORP | $2,762,000 | -4.8% | 2,209,405 | -3.2% | 0.22% | +1.4% |
LOR | Sell | LAZARD WORLD DIVID & INCOME | $2,240,000 | -8.4% | 197,489 | -11.0% | 0.18% | -2.1% |
LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $2,187,000 | -30.0% | 129,941 | -31.9% | 0.18% | -25.1% |
SCD | Sell | LMP CAP & INCOME FD INC | $1,763,000 | -53.9% | 122,016 | -54.6% | 0.14% | -50.9% |
SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $1,483,000 | -47.0% | 93,949 | -49.0% | 0.12% | -43.5% |
ERC | Sell | WELLS FARGO MULTI SECTOR INC | $1,483,000 | -42.0% | 110,653 | -42.2% | 0.12% | -38.3% |
CGBD | Sell | TCG BDC INC | $1,410,000 | -75.2% | 75,196 | -76.1% | 0.12% | -73.5% |
BCX | Sell | BLACKROCK RES & COMM STRAT T | $1,330,000 | -70.3% | 148,302 | -73.5% | 0.11% | -68.2% |
CPTAG | Sell | CAPITALA FIN CORP5.75% nt cv 22 | $1,310,000 | -47.3% | 52,440 | -46.7% | 0.11% | -43.7% |
BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $1,160,000 | -46.4% | 71,849 | -46.4% | 0.10% | -42.8% |
EVG | Sell | EATON VANCE SH TM DR DIVR IN | $934,000 | -75.2% | 65,567 | -75.5% | 0.08% | -73.6% |
FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $922,000 | -80.2% | 78,435 | -80.3% | 0.08% | -78.9% |
FHY | Sell | FIRST TR STRATEGIC HIGH INC | $797,000 | -32.2% | 59,045 | -31.5% | 0.06% | -27.8% |
CXH | Sell | MFS INVT GRADE MUN TRsh ben int | $725,000 | -38.7% | 72,618 | -37.7% | 0.06% | -35.2% |
GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $371,000 | -87.2% | 20,249 | -87.6% | 0.03% | -86.5% |
EACQW | Exit | EASTERLY ACQUISITION CORP*w exp 07/29/202 | $0 | – | -36,529 | -100.0% | -0.00% | – |
EACQ | Exit | EASTERLY ACQUISITION CORP | $0 | – | -21,058 | -100.0% | -0.02% | – |
DDF | Exit | DELAWARE INVTS DIV & INCOME | $0 | – | -31,905 | -100.0% | -0.03% | – |
KEF | Exit | KOREA EQUITY FD INC | $0 | – | -48,903 | -100.0% | -0.03% | – |
FPT | Exit | FEDERATED PREM INTR MUN INC | $0 | – | -43,699 | -100.0% | -0.05% | – |
SOR | Exit | SOURCE CAP INC | $0 | – | -17,663 | -100.0% | -0.05% | – |
SGF | Exit | ABERDEEN SINGAPORE FD INC | $0 | – | -107,904 | -100.0% | -0.09% | – |
LBF | Exit | DEUTSCHE GLOBAL HIGH INCOME | $0 | – | -140,895 | -100.0% | -0.09% | – |
AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -126,490 | -100.0% | -0.10% | – |
GDL | Exit | GDL FUND | $0 | – | -135,242 | -100.0% | -0.11% | – |
HNTUF | Exit | HUNTER MARITIME ACQUISITIONunit 99/99/9999 | $0 | – | -150,002 | -100.0% | -0.11% | – |
EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -196,503 | -100.0% | -0.19% | – |
PHF | Exit | PACHOLDER HIGH YIELD FD INC | $0 | – | -350,628 | -100.0% | -0.21% | – |
FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -171,784 | -100.0% | -0.23% | – |
JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -290,354 | -100.0% | -0.23% | – |
AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -262,115 | -100.0% | -0.26% | – |
ACV | Exit | ALLIANZGI DIVERS INC & CNV F | $0 | – | -164,857 | -100.0% | -0.26% | – |
IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -492,901 | -100.0% | -0.29% | – |
FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -770,653 | -100.0% | -0.30% | – |
NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -306,942 | -100.0% | -0.36% | – |
PAAC | Exit | PACIFIC SPL ACQUISITION CORP | $0 | – | -487,131 | -100.0% | -0.38% | – |
SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -499,070 | -100.0% | -0.48% | – |
BHAC | Exit | BARINGTON HILCO ACQUISITION | $0 | – | -622,740 | -100.0% | -0.49% | – |
ZF | Exit | ZWEIG FD | $0 | – | -659,493 | -100.0% | -0.62% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13G/A | 2024-04-10 |
SC 13G | 2024-04-10 |
SC 13G | 2024-04-10 |
SC 13G/A | 2024-03-05 |
13F-HR | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.