$1.44 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 141 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 45.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $64,662,000 | – | 4,171,753 | +100.0% | 4.49% | – |
| RA | Buy | BROOKFIELD REAL ASSETS INCOM | $60,156,000 | +39.7% | 2,640,719 | +36.8% | 4.17% | +48.5% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $57,476,000 | +9.8% | 5,585,656 | -4.5% | 3.99% | +16.8% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $51,106,000 | +25.2% | 3,825,310 | +25.0% | 3.55% | +33.2% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $44,216,000 | -5.7% | 3,194,804 | -6.5% | 3.07% | +0.3% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $43,938,000 | +72.0% | 8,717,911 | +70.3% | 3.05% | +82.8% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $41,344,000 | +1.3% | 3,141,676 | -0.1% | 2.87% | +7.8% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $37,813,000 | -0.6% | 6,925,510 | -6.1% | 2.62% | +5.7% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $35,696,000 | +32.0% | 3,268,860 | +31.0% | 2.48% | +40.4% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $35,434,000 | +10.6% | 4,077,548 | +12.7% | 2.46% | +17.7% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $28,542,000 | +6.5% | 2,084,889 | +8.6% | 1.98% | +13.2% |
| GIM | TEMPLETON GLOBAL INCOME FD | $26,527,000 | +2.6% | 3,988,980 | 0.0% | 1.84% | +9.1% | |
| BWG | Sell | LEGG MASON BW GLB INC OPP FD | $25,865,000 | +8.0% | 2,023,863 | -0.1% | 1.80% | +14.8% |
| RVT | Sell | ROYCE VALUE TR INC | $24,519,000 | -3.4% | 1,751,362 | -7.6% | 1.70% | +2.8% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $24,292,000 | +4.5% | 1,986,250 | +5.1% | 1.68% | +11.1% |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $24,127,000 | – | 2,094,358 | +100.0% | 1.67% | – |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $23,434,000 | +40.0% | 1,889,852 | +30.6% | 1.63% | +48.9% |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $23,027,000 | +16.3% | 1,546,458 | +16.3% | 1.60% | +23.7% |
| VVR | Sell | INVESCO SR INCOME TR | $21,527,000 | -9.7% | 4,649,403 | -9.6% | 1.49% | -4.0% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $21,228,000 | +11.9% | 1,679,435 | -1.4% | 1.47% | +19.1% |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $19,760,000 | +6.1% | 1,482,352 | +2.1% | 1.37% | +12.8% |
| TY | Sell | TRI CONTL CORP | $18,343,000 | +1.2% | 793,366 | -3.5% | 1.27% | +7.7% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $17,922,000 | +15.0% | 450,975 | +3.6% | 1.24% | +22.3% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $17,902,000 | +291.0% | 1,772,505 | +280.5% | 1.24% | +315.4% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $17,805,000 | -3.7% | 1,294,915 | -11.0% | 1.24% | +2.4% |
| WIW | Buy | WESTERN ASSET CLYM INFL OPP | $17,374,000 | +51.0% | 1,555,387 | +50.6% | 1.20% | +60.5% |
| AVK | Sell | ADVENT CLAYMORE CV SECS & IN | $16,337,000 | +2.3% | 1,043,205 | -4.1% | 1.13% | +8.7% |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $16,253,000 | -27.7% | 938,926 | -31.2% | 1.13% | -23.1% |
| PRF | Sell | POWERSHARES ETF TRUSTftse rafi 1000 | $15,934,000 | -6.2% | 155,495 | -8.9% | 1.11% | -0.2% |
| PCI | Sell | PIMCO DYNMIC CREDIT AND MRT | $15,012,000 | -70.1% | 700,196 | -71.8% | 1.04% | -68.2% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $14,673,000 | -9.7% | 1,306,601 | -12.2% | 1.02% | -3.9% |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $14,390,000 | +10.0% | 1,898,351 | +4.1% | 1.00% | +17.0% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $13,901,000 | +145.5% | 1,078,407 | +140.1% | 0.96% | +161.2% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $13,823,000 | +7.8% | 862,851 | +1.5% | 0.96% | +14.6% |
| ARCC | New | ARES CAP CORP | $13,667,000 | – | 786,362 | +100.0% | 0.95% | – |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $13,094,000 | -27.3% | 826,617 | -29.6% | 0.91% | -22.7% |
| HYI | Buy | WESTERN ASSET HGH YLD DFNDFD | $12,898,000 | +32.7% | 839,688 | +29.9% | 0.90% | +41.2% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $12,366,000 | +6.5% | 499,250 | +3.5% | 0.86% | +13.2% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $11,962,000 | +587.9% | 1,219,386 | +590.1% | 0.83% | +634.5% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $10,706,000 | -19.0% | 1,151,180 | -22.1% | 0.74% | -13.8% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $10,662,000 | -16.2% | 1,427,335 | -18.1% | 0.74% | -10.8% |
| NVG | Sell | NUVEEN AMT FREE MUN CR INC F | $10,655,000 | -34.5% | 728,823 | -35.2% | 0.74% | -30.3% |
| GAM | Sell | GENERAL AMERN INVS INC | $10,304,000 | -3.4% | 307,487 | -10.1% | 0.72% | +2.7% |
| FUND | Buy | SPROTT FOCUS TR INC | $9,927,000 | +13.5% | 1,336,120 | +6.0% | 0.69% | +20.7% |
| CEF | CENTRAL FD CDA LTDcl a | $9,484,000 | +13.9% | 737,465 | 0.0% | 0.66% | +21.2% | |
| PXH | Sell | POWERSHARES ETF TR IIemer mrkt port | $9,429,000 | -0.3% | 475,245 | -8.8% | 0.65% | +6.0% |
| NHF | Sell | NEXPOINT CR STRATEGIES FD | $9,357,000 | -0.3% | 408,598 | -0.9% | 0.65% | +6.0% |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $9,252,000 | -52.0% | 555,365 | -53.6% | 0.64% | -48.9% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $9,233,000 | +4.6% | 560,578 | +1.5% | 0.64% | +11.3% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID F | $9,087,000 | -33.4% | 1,100,111 | -38.8% | 0.63% | -29.2% |
| Buy | GARRISON CAP INC | $8,983,000 | +30.8% | 918,538 | +25.0% | 0.62% | +39.1% | |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $8,868,000 | -17.8% | 1,451,392 | -20.9% | 0.62% | -12.6% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $8,354,000 | +1.0% | 603,195 | +0.7% | 0.58% | +7.6% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $8,298,000 | +0.2% | 1,662,845 | -7.0% | 0.58% | +6.7% |
| DHG | Buy | DEUTSCHE HIGH INCOME OPPORT | $8,051,000 | +19.8% | 549,523 | +17.8% | 0.56% | +27.3% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $7,966,000 | -4.0% | 530,765 | -12.1% | 0.55% | +2.2% |
| ACV | Buy | ALLIANZGI DIVERS INC & CNV F | $7,973,000 | +15.6% | 392,394 | +6.8% | 0.55% | +22.9% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $7,915,000 | -35.0% | 1,293,339 | -35.6% | 0.55% | -30.9% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $7,791,000 | +16.0% | 928,547 | +12.8% | 0.54% | +23.5% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $7,668,000 | -2.1% | 195,120 | -8.9% | 0.53% | +4.1% |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $7,095,000 | -38.0% | 1,333,617 | -37.4% | 0.49% | -34.0% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $7,043,000 | -19.1% | 817,951 | -19.9% | 0.49% | -13.9% |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUNI | $6,547,000 | -28.0% | 489,304 | -28.9% | 0.45% | -23.6% |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $6,456,000 | -6.5% | 414,653 | -8.9% | 0.45% | -0.7% |
| AGD | Buy | ALPINE GLOBAL DYNAMIC DIVD F | $6,411,000 | +405.2% | 656,854 | +354.1% | 0.44% | +436.1% |
| BHAC | New | BARINGTON HILCO ACQUISITION | $6,364,000 | – | 622,740 | +100.0% | 0.44% | – |
| ZF | Sell | ZWEIG FD | $6,147,000 | -38.0% | 552,761 | -32.6% | 0.43% | -34.1% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $6,087,000 | -1.6% | 897,820 | -3.0% | 0.42% | +4.7% |
| BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $5,937,000 | -20.0% | 369,236 | -20.8% | 0.41% | -14.9% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $5,888,000 | -23.2% | 305,055 | -26.7% | 0.41% | -18.2% |
| WIA | Buy | WESTERN ASSET CLYM INFL SEC | $5,882,000 | +7.0% | 511,001 | +6.7% | 0.41% | +13.6% |
| MSD | MORGAN STANLEY EMER MKTS DEB | $5,861,000 | +2.6% | 627,542 | 0.0% | 0.41% | +9.1% | |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $5,794,000 | +5.3% | 487,712 | +3.5% | 0.40% | +12.0% |
| LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $5,688,000 | +0.6% | 673,955 | -1.1% | 0.40% | +7.0% |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $5,579,000 | -10.8% | 641,309 | -12.6% | 0.39% | -5.1% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $5,452,000 | -3.7% | 469,179 | -7.5% | 0.38% | +2.4% |
| SCD | Sell | LMP CAP & INCOME FD INC | $5,341,000 | -2.8% | 375,348 | -9.2% | 0.37% | +3.6% |
| NIQ | Buy | NUVEEN INT DUR QUAL MUN TRM | $5,345,000 | +15.4% | 413,672 | +9.8% | 0.37% | +22.8% |
| NZF | Sell | NUVEEN MUNICIPAL CREDIT INC | $5,304,000 | -34.2% | 368,594 | -35.3% | 0.37% | -30.0% |
| MZF | Buy | MANAGED DURATION INVT GRD FU | $5,143,000 | +504.3% | 389,645 | +500.7% | 0.36% | +537.5% |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $5,113,000 | +182.2% | 465,210 | +159.5% | 0.36% | +200.8% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $5,072,000 | +89.4% | 602,340 | +90.8% | 0.35% | +101.1% |
| SPEPRB | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $4,868,000 | +0.2% | 191,280 | 0.0% | 0.34% | +6.6% | |
| GDX | VANECK VECTORS ETF TRgold miners etf | $4,779,000 | +9.3% | 209,517 | 0.0% | 0.33% | +16.5% | |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $4,621,000 | -32.4% | 327,299 | -33.7% | 0.32% | -28.0% |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $4,473,000 | +187.1% | 520,148 | +176.1% | 0.31% | +203.9% |
| GECC | Sell | GREAT ELM CAP CORP | $4,240,000 | +8.4% | 166,870 | -50.2% | 0.29% | +15.3% |
| ICB | MORGAN STANLEY TRUSTS | $4,119,000 | -0.3% | 230,385 | 0.0% | 0.29% | +5.9% | |
| LOR | Buy | LAZARD WORLD DIVID & INCOME | $3,794,000 | +22.2% | 356,230 | +13.7% | 0.26% | +29.6% |
| GDL | GDL FUND | $3,791,000 | 0.0% | 385,272 | 0.0% | 0.26% | +6.5% | |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $3,740,000 | -76.4% | 710,418 | -77.7% | 0.26% | -74.9% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $3,678,000 | +10.9% | 254,870 | +9.5% | 0.26% | +18.1% |
| FTF | Sell | FRANKLIN LTD DURATION INC TR | $3,589,000 | -74.6% | 299,828 | -74.4% | 0.25% | -73.0% |
| OHAI | Buy | OHA INVT CORP | $3,488,000 | -5.9% | 2,264,826 | +5.7% | 0.24% | 0.0% |
| VKQ | Sell | INVESCO MUN TR | $3,384,000 | -44.0% | 270,076 | -45.2% | 0.24% | -40.4% |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $3,376,000 | -60.8% | 623,986 | -59.8% | 0.23% | -58.3% |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 | $3,278,000 | +1.5% | 138,035 | -1.0% | 0.23% | +7.6% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $3,212,000 | +3.8% | 219,877 | -3.0% | 0.22% | +10.4% |
| EIM | Sell | EATON VANCE MUN BD FD | $3,211,000 | -0.9% | 255,880 | -2.0% | 0.22% | +5.7% |
| BGY | New | BLACKROCK INTL GRWTH & INC T | $2,946,000 | – | 508,791 | +100.0% | 0.20% | – |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $2,837,000 | -26.8% | 162,856 | -28.1% | 0.20% | -22.1% |
| PHF | Sell | PACHOLDER HIGH YIELD FD INC | $2,707,000 | +3.9% | 350,628 | -3.1% | 0.19% | +10.6% |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $2,487,000 | – | 197,700 | +100.0% | 0.17% | – |
| MVC | Sell | MVC CAPITAL INC | $2,453,000 | -73.2% | 272,906 | -74.4% | 0.17% | -71.5% |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $2,328,000 | -11.2% | 164,303 | -11.7% | 0.16% | -5.3% |
| KLRE | New | KLR ENERGY ACQUISITION CORPcl a | $2,066,000 | – | 200,000 | +100.0% | 0.14% | – |
| STLR | New | STELLAR ACQUISITION III INC | $2,036,000 | – | 200,000 | +100.0% | 0.14% | – |
| CIF | Sell | MFS INTERMEDIATE HIGH INC FDsh ben int | $2,002,000 | -35.1% | 758,415 | -36.6% | 0.14% | -30.8% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $1,882,000 | -89.9% | 165,233 | -90.6% | 0.13% | -89.2% |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $1,801,000 | – | 245,335 | +100.0% | 0.12% | – |
| FPT | New | FEDERATED PREM INTR MUN INC | $1,683,000 | – | 127,906 | +100.0% | 0.12% | – |
| FHY | New | FIRST TR STRATEGIC HIGH INC | $1,635,000 | – | 125,503 | +100.0% | 0.11% | – |
| MPACU | New | MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a | $1,503,000 | – | 150,000 | +100.0% | 0.10% | – |
| HNTUF | Buy | HUNTER MARITIME ACQUISITIONunit 99/99/9999 | $1,480,000 | -2.8% | 150,002 | +0.0% | 0.10% | +4.0% |
| TCAP | New | TRIANGLE CAP CORP | $1,465,000 | – | 76,796 | +100.0% | 0.10% | – |
| OFS | New | OFS CAP CORP | $1,443,000 | – | 101,699 | +100.0% | 0.10% | – |
| SWZ | SWISS HELVETIA FD INC | $1,413,000 | +13.6% | 121,835 | 0.0% | 0.10% | +21.0% | |
| XRDC | Sell | CROSSROADS CAP INC | $1,340,000 | +1.3% | 585,219 | -5.7% | 0.09% | +8.1% |
| FNTEU | New | FINTECH ACQUISITION CORP IIunit 99/99/9999 | $1,275,000 | – | 125,000 | +100.0% | 0.09% | – |
| LBF | Sell | DEUTSCHE GLOBAL HIGH INCOME | $1,196,000 | -7.6% | 140,895 | -9.3% | 0.08% | -1.2% |
| CXH | New | MFS INVT GRADE MUN TRsh ben int | $1,065,000 | – | 110,445 | +100.0% | 0.07% | – |
| PGZ | New | PRINCIPAL REAL ESTATE INCOME | $1,016,000 | – | 57,928 | +100.0% | 0.07% | – |
| MCN | New | MADISON CVRED CALL & EQ STR | $873,000 | – | 108,677 | +100.0% | 0.06% | – |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INCcl a | $803,000 | – | 80,001 | +100.0% | 0.06% | – |
| EACQ | EASTERLY ACQUISITION CORP | $728,000 | +1.1% | 73,058 | 0.0% | 0.05% | +8.5% | |
| JPW | Sell | NUVEEN FLEXIBLE INVT INCOME | $410,000 | -3.1% | 24,200 | -4.7% | 0.03% | 0.0% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $397,000 | -85.5% | 28,408 | -86.1% | 0.03% | -84.4% |
| PCF | New | PUTMAN HIGH INCOME SEC FUND | $347,000 | – | 40,009 | +100.0% | 0.02% | – |
| LAQ | New | ABERDEEN LATIN AMER EQTY FD | $352,000 | – | 14,986 | +100.0% | 0.02% | – |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $323,000 | -96.1% | 73,870 | -96.1% | 0.02% | -96.0% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $285,000 | -77.7% | 16,749 | -79.0% | 0.02% | -75.9% |
| CIK | Sell | CREDIT SUISSE ASSET MGMT INC | $273,000 | -85.3% | 82,720 | -85.9% | 0.02% | -84.3% |
| MSP | New | MADISON STRTG SECTOR PREM FD | $255,000 | – | 20,921 | +100.0% | 0.02% | – |
| KLREW | New | KLR ENERGY ACQUISITION CORP*w exp 09/16/202 | $219,000 | – | 185,800 | +100.0% | 0.02% | – |
| ABE | Sell | ABERDEEN EMERGING MKTS SMALL | $140,000 | -95.4% | 10,700 | -96.0% | 0.01% | -94.9% |
| IF | New | ABERDEEN INDONESIA FD INC | $107,000 | – | 14,900 | +100.0% | 0.01% | – |
| GCV | New | GABELLI CONV&INCOM SECS FD I | $86,000 | – | 17,429 | +100.0% | 0.01% | – |
| STLRW | New | STELLAR ACQUISITION III INC*w exp 03/22/202 | $68,000 | – | 200,000 | +100.0% | 0.01% | – |
| HNTWF | New | HUNTER MARITIME ACQUISITION*w exp 99/99/999 | $60,000 | – | 75,001 | +100.0% | 0.00% | – |
| GTYHW | New | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $31,000 | – | 26,667 | +100.0% | 0.00% | – |
| EACQW | New | EASTERLY ACQUISITION CORP*w exp 07/29/202 | $13,000 | – | 36,529 | +100.0% | 0.00% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -25,571 | -100.0% | -0.02% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LN F | $0 | – | -45,154 | -100.0% | -0.03% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -22,427 | -100.0% | -0.03% | – |
| PHK | Exit | PIMCO HIGH INCOME FD | $0 | – | -64,600 | -100.0% | -0.04% | – |
| HQH | Exit | TEKLA HEALTHCARE INVSsh ben int | $0 | – | -34,004 | -100.0% | -0.05% | – |
| KST | Exit | DEUTSCHE STRATEGIC INCOME TR | $0 | – | -63,903 | -100.0% | -0.05% | – |
| GTYHU | Exit | GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999 | $0 | – | -80,000 | -100.0% | -0.06% | – |
| VKI | Exit | INVESCO ADVANTAGE MUNICIPALsh ben int | $0 | – | -76,786 | -100.0% | -0.06% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -175,407 | -100.0% | -0.07% | – |
| NAC | Exit | NUVEEN CA QUALTY MUN INCOME | $0 | – | -79,113 | -100.0% | -0.07% | – |
| ECC | Exit | EAGLE PT CR CO LLC | $0 | – | -77,920 | -100.0% | -0.08% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -144,118 | -100.0% | -0.11% | – |
| NMZ | Exit | NUVEEN MUN HIGH INCOME OPP F | $0 | – | -139,506 | -100.0% | -0.12% | – |
| STLRU | Exit | STELLAR ACQUISITION III INCunit 03/22/2022 | $0 | – | -200,000 | -100.0% | -0.13% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -118,993 | -100.0% | -0.14% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -183,692 | -100.0% | -0.15% | – |
| ACSF | Exit | AMERICAN CAP SR FLOATING LTD | $0 | – | -199,449 | -100.0% | -0.16% | – |
| CCD | Exit | CALAMOS DYNAMIC CONV & INCOM | $0 | – | -140,942 | -100.0% | -0.16% | – |
| KLREU | Exit | KLR ENERGY ACQUISITION CORPunit 12/31/2020 | $0 | – | -200,000 | -100.0% | -0.16% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -181,162 | -100.0% | -0.17% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -397,954 | -100.0% | -0.18% | – |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | -179,453 | -100.0% | -0.18% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -208,054 | -100.0% | -0.21% | – |
| VGM | Exit | INVESCO TR INVT GRADE MUNS | $0 | – | -252,208 | -100.0% | -0.21% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -658,832 | -100.0% | -0.23% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS | $0 | – | -716,686 | -100.0% | -0.24% | – |
| VGI | Exit | VIRTUS GLOBAL MULTI-SEC INC | $0 | – | -250,676 | -100.0% | -0.25% | – |
| BGH | Exit | BARINGS GLOBAL SHORT DURATIO | $0 | – | -204,618 | -100.0% | -0.26% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -494,392 | -100.0% | -0.31% | – |
| FSAM | Exit | FIFTH STR ASSET MGMT INC | $0 | – | -732,666 | -100.0% | -0.32% | – |
| GSVC | Exit | GSV CAP CORP | $0 | – | -1,179,892 | -100.0% | -0.39% | – |
| TCRD | Exit | THL CR INC | $0 | – | -645,212 | -100.0% | -0.42% | – |
| PML | Exit | PIMCO MUN INCOME FD II | $0 | – | -529,308 | -100.0% | -0.42% | – |
| CTF | Exit | NUVEEN LG/SHT COMMODITY TOTR | $0 | – | -485,932 | -100.0% | -0.44% | – |
| ZTR | Exit | VIRTUS GLOBAL DIVID INCOME F | $0 | – | -605,548 | -100.0% | -0.48% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -1,094,258 | -100.0% | -0.72% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -2,011,802 | -100.0% | -1.49% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -1,919,200 | -100.0% | -1.84% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -2,415,410 | -100.0% | -2.82% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.