$1.55 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 149 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 18.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $44,607,000 | +1.0% | 4,781,018 | +3.7% | 2.89% | +6.2% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $41,041,000 | +7.1% | 3,152,162 | +3.0% | 2.66% | +12.7% |
| New | ALLIANCEBERNSTEIN INCOME FUN | $39,380,000 | – | 4,849,714 | +100.0% | 2.55% | – | |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $32,734,000 | +7.4% | 6,520,662 | +6.3% | 2.12% | +12.9% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $30,978,000 | +6.0% | 2,304,941 | +3.9% | 2.00% | +11.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $30,428,000 | +13.7% | 145,259 | +11.5% | 1.97% | +19.6% |
| RVT | Buy | ROYCE VALUE TR INC | $29,497,000 | +19.8% | 2,506,105 | +19.1% | 1.91% | +25.9% |
| VVR | Buy | INVESCO SR INCOME TR | $25,097,000 | +8.5% | 6,004,146 | +4.8% | 1.62% | +14.0% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $22,804,000 | +9.8% | 6,460,146 | +7.9% | 1.48% | +15.4% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $21,354,000 | +6.1% | 1,483,978 | +0.5% | 1.38% | +11.5% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $21,322,000 | +19.6% | 1,990,827 | +21.5% | 1.38% | +25.8% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $21,290,000 | +28.8% | 1,931,945 | +25.7% | 1.38% | +35.5% |
| ERC | Buy | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $18,075,000 | +17.9% | 1,428,840 | +13.9% | 1.17% | +24.1% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $17,469,000 | +1.9% | 2,406,260 | +5.2% | 1.13% | +7.1% |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $15,524,000 | +56.3% | 1,432,144 | +48.0% | 1.00% | +64.3% |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $14,930,000 | +59.1% | 1,070,256 | +50.7% | 0.97% | +67.4% |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $14,907,000 | +3.3% | 1,423,816 | +1.4% | 0.96% | +8.7% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $14,129,000 | +6.0% | 2,335,415 | +2.1% | 0.91% | +11.5% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $13,209,000 | +11.5% | 960,649 | +8.5% | 0.86% | +17.3% |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $13,100,000 | +51.5% | 1,010,767 | +44.4% | 0.85% | +59.4% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $12,811,000 | +19.0% | 2,614,571 | +13.9% | 0.83% | +25.2% |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $12,070,000 | +34.0% | 2,125,028 | +20.1% | 0.78% | +41.0% |
| FTF | Buy | FRANKLIN LTD DURATION INC TR | $11,893,000 | +20.3% | 1,025,261 | +17.6% | 0.77% | +26.4% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $10,971,000 | +10.7% | 474,931 | +7.8% | 0.71% | +16.4% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $10,505,000 | +185.9% | 2,051,811 | +181.5% | 0.68% | +200.9% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $9,614,000 | +34.6% | 712,148 | +33.0% | 0.62% | +41.4% |
| ZF | Buy | ZWEIG FD | $9,148,000 | +341.7% | 726,581 | +351.9% | 0.59% | +366.1% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $8,776,000 | +47.9% | 1,589,806 | +45.5% | 0.57% | +55.6% |
| FUND | Buy | SPROTT FOCUS TR INC | $7,796,000 | +29.7% | 1,214,348 | +23.1% | 0.50% | +36.2% |
| SCD | Buy | LMP CAP & INCOME FD INC | $7,735,000 | +23.5% | 589,097 | +16.3% | 0.50% | +29.5% |
| KMM | Buy | DEUTSCHE MULTI-MKT INCOME TR | $7,694,000 | +33.9% | 944,101 | +30.3% | 0.50% | +40.7% |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $7,404,000 | +20.9% | 512,381 | +13.7% | 0.48% | +27.1% |
| MHY | Buy | WESTERN ASSET MGD HI INCM FD | $7,111,000 | +27.5% | 1,506,618 | +19.7% | 0.46% | +34.1% |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $6,988,000 | +6.4% | 410,071 | +3.0% | 0.45% | +11.9% |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $6,527,000 | +66.5% | 570,514 | +59.6% | 0.42% | +75.1% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $6,119,000 | +12.4% | 1,018,138 | +8.2% | 0.40% | +18.2% |
| ACV | Buy | ALLIANZGI DIVERS INC & CNV F | $5,876,000 | +0.3% | 330,691 | +0.4% | 0.38% | +5.6% |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $5,806,000 | – | 209,517 | +100.0% | 0.38% | – |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $5,771,000 | +20.5% | 701,194 | +14.3% | 0.37% | +26.4% |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $5,199,000 | +51.5% | 1,774,389 | +48.4% | 0.34% | +59.2% |
| GSVC | Buy | GSV CAP CORP | $5,198,000 | -9.3% | 1,035,465 | +1.2% | 0.34% | -4.8% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $5,141,000 | +84.7% | 1,108,099 | +69.2% | 0.33% | +94.7% |
| GLV | Buy | CLOUGH GLOBAL ALLOCATION FD | $5,116,000 | +8.0% | 437,245 | +7.1% | 0.33% | +13.4% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $5,092,000 | +42.1% | 621,755 | +42.4% | 0.33% | +48.9% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $4,889,000 | +10.4% | 408,089 | +1.0% | 0.32% | +16.2% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $4,404,000 | +9.5% | 400,773 | +3.5% | 0.28% | +15.4% |
| OHAI | Buy | OHA INVT CORP | $3,895,000 | -28.5% | 2,007,954 | +24.9% | 0.25% | -24.8% |
| GDF | Buy | WESTERN ASSET GLB PTNRS INCO | $3,742,000 | +17.3% | 437,094 | +9.9% | 0.24% | +23.5% |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $3,681,000 | +25.3% | 1,490,293 | +18.7% | 0.24% | +31.5% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $3,641,000 | +28.0% | 230,426 | +23.1% | 0.24% | +34.9% |
| HHY | Buy | BROOKFIELD HIGH INCOME FD IN | $3,427,000 | +70.5% | 475,368 | +66.0% | 0.22% | +79.0% |
| CHY | Buy | CALAMOS CONV & HIGH INCOME F | $3,330,000 | +6.6% | 313,808 | +4.4% | 0.22% | +12.0% |
| JMT | Buy | NUVEEN MTG OPPTY TERM FD 2 | $3,252,000 | +3.8% | 145,812 | +1.0% | 0.21% | +8.8% |
| ABE | Buy | ABERDEEN EMERGING MKTS SMALL | $3,239,000 | +12.5% | 268,587 | +8.5% | 0.21% | +18.6% |
| Buy | GARRISON CAP INC | $2,965,000 | +158.5% | 293,839 | +175.0% | 0.19% | +170.4% | |
| PHF | New | PACHOLDER HIGH YIELD FD INC | $2,912,000 | – | 411,366 | +100.0% | 0.19% | – |
| VLT | Buy | INVESCO HIGH INCOME TR II | $2,507,000 | +40.0% | 182,186 | +34.7% | 0.16% | +47.3% |
| JGV | New | NUVEEN GLOBAL EQUITY INCOME | $2,409,000 | – | 206,386 | +100.0% | 0.16% | – |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $2,370,000 | +13.6% | 172,332 | +8.0% | 0.15% | +19.5% |
| TLI | New | WESTERN ASSET CORPORATE LN F | $2,248,000 | – | 217,228 | +100.0% | 0.14% | – |
| PCF | Buy | PUTMAN HIGH INCOME SEC FUND | $2,116,000 | +43.8% | 275,931 | +37.3% | 0.14% | +50.5% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $1,906,000 | +13.3% | 165,767 | +11.0% | 0.12% | +18.3% |
| KST | Buy | DEUTSCHE STRATEGIC INCOME TR | $1,829,000 | +45.6% | 159,352 | +40.4% | 0.12% | +53.2% |
| BCX | New | BLACKROCK RES & COMM STRAT T | $1,578,000 | – | 204,976 | +100.0% | 0.10% | – |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $1,560,000 | +35.8% | 197,444 | +30.1% | 0.10% | +42.3% |
| AGD | Buy | ALPINE GLOBAL DYNAMIC DIVD F | $1,467,000 | +240.4% | 173,356 | +243.3% | 0.10% | +251.9% |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $1,027,000 | – | 218,600 | +100.0% | 0.07% | – |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $895,000 | +7.7% | 117,716 | +4.3% | 0.06% | +13.7% |
| EACQU | New | EASTERLY ACQUISITION CORPunit 99/99/9999 | $731,000 | – | 73,055 | +100.0% | 0.05% | – |
| NZF | New | NUVEEN ENHANCED MUN CREDIT O | $623,000 | – | 39,157 | +100.0% | 0.04% | – |
| MCN | New | MADISON CVRED CALL & EQ STR | $482,000 | – | 62,907 | +100.0% | 0.03% | – |
| BKT | New | BLACKROCK INCOME TR INC | $401,000 | – | 60,539 | +100.0% | 0.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.