$1.55 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 149 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 25.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PCI | Sell | PIMCO DYNAMIC CR INCOME FD | $103,036,000 | -9.0% | 5,386,080 | -17.0% | 6.67% | -4.3% |
| ACAS | Sell | AMERICAN CAP LTD | $57,196,000 | -22.6% | 3,613,161 | -25.5% | 3.70% | -18.6% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $44,607,000 | +1.0% | 4,781,018 | +3.7% | 2.89% | +6.2% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $41,041,000 | +7.1% | 3,152,162 | +3.0% | 2.66% | +12.7% |
| New | ALLIANCEBERNSTEIN INCOME FUN | $39,380,000 | – | 4,849,714 | +100.0% | 2.55% | – | |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $33,948,000 | +0.4% | 4,201,465 | -1.7% | 2.20% | +5.6% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $32,734,000 | +7.4% | 6,520,662 | +6.3% | 2.12% | +12.9% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $30,978,000 | +6.0% | 2,304,941 | +3.9% | 2.00% | +11.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $30,428,000 | +13.7% | 145,259 | +11.5% | 1.97% | +19.6% |
| RVT | Buy | ROYCE VALUE TR INC | $29,497,000 | +19.8% | 2,506,105 | +19.1% | 1.91% | +25.9% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $28,341,000 | -1.6% | 2,714,645 | -6.0% | 1.83% | +3.5% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $26,903,000 | -4.7% | 3,309,134 | -8.0% | 1.74% | +0.2% |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $26,471,000 | +1.9% | 751,375 | 0.0% | 1.71% | +7.1% | |
| VVR | Buy | INVESCO SR INCOME TR | $25,097,000 | +8.5% | 6,004,146 | +4.8% | 1.62% | +14.0% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $22,838,000 | -2.8% | 3,590,920 | -0.4% | 1.48% | +2.2% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $22,804,000 | +9.8% | 6,460,146 | +7.9% | 1.48% | +15.4% |
| TY | Sell | TRI CONTL CORP | $22,407,000 | -10.0% | 1,090,903 | -12.6% | 1.45% | -5.4% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $22,044,000 | -9.1% | 1,739,841 | -9.2% | 1.43% | -4.4% |
| PRF | POWERSHARES ETF TRUSTftse rafi 1000 | $21,785,000 | +2.7% | 240,668 | 0.0% | 1.41% | +8.0% | |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $21,354,000 | +6.1% | 1,483,978 | +0.5% | 1.38% | +11.5% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $21,322,000 | +19.6% | 1,990,827 | +21.5% | 1.38% | +25.8% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $21,290,000 | +28.8% | 1,931,945 | +25.7% | 1.38% | +35.5% |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $20,727,000 | +1.5% | 2,108,502 | -2.0% | 1.34% | +6.8% |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $19,998,000 | -5.5% | 1,208,325 | -9.7% | 1.29% | -0.7% |
| ERC | Buy | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $18,075,000 | +17.9% | 1,428,840 | +13.9% | 1.17% | +24.1% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $17,469,000 | +1.9% | 2,406,260 | +5.2% | 1.13% | +7.1% |
| VEA | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $17,070,000 | -1.4% | 482,753 | 0.0% | 1.10% | +3.6% | |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $15,524,000 | +56.3% | 1,432,144 | +48.0% | 1.00% | +64.3% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $15,495,000 | -16.8% | 3,092,759 | -17.0% | 1.00% | -12.5% |
| GHY | Sell | PRUDENTIAL GLB SHT DUR HG YL | $15,198,000 | -4.8% | 1,012,525 | -5.6% | 0.98% | +0.1% |
| EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $15,131,000 | -2.5% | 1,972,781 | -2.8% | 0.98% | +2.5% |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $14,930,000 | +59.1% | 1,070,256 | +50.7% | 0.97% | +67.4% |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $14,907,000 | +3.3% | 1,423,816 | +1.4% | 0.96% | +8.7% |
| FSD | FIRST TR HIGH INCOME L/S FD | $14,418,000 | +1.4% | 972,219 | 0.0% | 0.93% | +6.6% | |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $14,129,000 | +6.0% | 2,335,415 | +2.1% | 0.91% | +11.5% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $13,209,000 | +11.5% | 960,649 | +8.5% | 0.86% | +17.3% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $13,161,000 | -0.8% | 855,715 | -6.3% | 0.85% | +4.4% |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $13,100,000 | +51.5% | 1,010,767 | +44.4% | 0.85% | +59.4% |
| FSFR | Sell | FIFTH STR SR FLOATNG RATE CO | $12,884,000 | -8.0% | 1,618,615 | -8.4% | 0.83% | -3.2% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $12,811,000 | +19.0% | 2,614,571 | +13.9% | 0.83% | +25.2% |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $12,070,000 | +34.0% | 2,125,028 | +20.1% | 0.78% | +41.0% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $11,982,000 | -7.8% | 1,414,638 | -11.5% | 0.78% | -3.0% |
| FTF | Buy | FRANKLIN LTD DURATION INC TR | $11,893,000 | +20.3% | 1,025,261 | +17.6% | 0.77% | +26.4% |
| GAM | Sell | GENERAL AMERN INVS INC | $11,670,000 | -20.7% | 378,646 | -19.7% | 0.76% | -16.7% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $10,971,000 | +10.7% | 474,931 | +7.8% | 0.71% | +16.4% |
| BOI | Sell | BROOKFIELD MTG OPP INC FD IN | $10,832,000 | -1.4% | 728,473 | -2.9% | 0.70% | +3.7% |
| JGH | NUVEEN GLOBAL HIGH INCOME FD | $10,660,000 | +3.7% | 740,790 | 0.0% | 0.69% | +9.2% | |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $10,505,000 | +185.9% | 2,051,811 | +181.5% | 0.68% | +200.9% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC | $10,316,000 | -7.9% | 857,544 | -8.2% | 0.67% | -3.2% |
| CEF | CENTRAL FD CDA LTDcl a | $10,251,000 | +15.9% | 737,465 | 0.0% | 0.66% | +21.9% | |
| NHF | Sell | NEXPOINT CR STRATEGIES FD | $10,196,000 | +13.0% | 478,453 | -4.3% | 0.66% | +18.9% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $10,038,000 | +5.5% | 668,312 | -2.1% | 0.65% | +10.8% |
| BGH | Sell | BABSON CAP GLB SHT DURHGH YL | $9,809,000 | +5.7% | 549,240 | -1.3% | 0.64% | +11.2% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $9,614,000 | +34.6% | 712,148 | +33.0% | 0.62% | +41.4% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $9,404,000 | -18.3% | 511,347 | -19.2% | 0.61% | -14.2% |
| ZF | Buy | ZWEIG FD | $9,148,000 | +341.7% | 726,581 | +351.9% | 0.59% | +366.1% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $8,776,000 | +47.9% | 1,589,806 | +45.5% | 0.57% | +55.6% |
| MVC | Sell | MVC CAPITAL INC | $8,719,000 | -16.8% | 1,084,480 | -22.8% | 0.56% | -12.6% |
| PXH | POWERSHARES ETF TR IIemer mrkt port | $8,470,000 | +4.3% | 521,245 | 0.0% | 0.55% | +9.6% | |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $8,325,000 | -54.0% | 677,921 | -56.3% | 0.54% | -51.6% |
| XLG | Sell | RYDEX ETF TRUSTguggenhm s&p 500 | $7,987,000 | -31.1% | 54,099 | -32.1% | 0.52% | -27.5% |
| FUND | Buy | SPROTT FOCUS TR INC | $7,796,000 | +29.7% | 1,214,348 | +23.1% | 0.50% | +36.2% |
| SCD | Buy | LMP CAP & INCOME FD INC | $7,735,000 | +23.5% | 589,097 | +16.3% | 0.50% | +29.5% |
| KMM | Buy | DEUTSCHE MULTI-MKT INCOME TR | $7,694,000 | +33.9% | 944,101 | +30.3% | 0.50% | +40.7% |
| BOE | BLACKROCK GLOBAL OPP EQTY TR | $7,664,000 | -0.2% | 646,722 | 0.0% | 0.50% | +4.9% | |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $7,404,000 | +20.9% | 512,381 | +13.7% | 0.48% | +27.1% |
| CTR | Sell | CLEARBRIDGE ENERGY MLP TR FD | $7,331,000 | +2.6% | 572,712 | -16.8% | 0.47% | +7.7% |
| MHY | Buy | WESTERN ASSET MGD HI INCM FD | $7,111,000 | +27.5% | 1,506,618 | +19.7% | 0.46% | +34.1% |
| CTF | Sell | NUVEEN LG/SHT COMMODITY TOTR | $7,079,000 | -7.5% | 477,026 | -6.1% | 0.46% | -2.8% |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $6,988,000 | +6.4% | 410,071 | +3.0% | 0.45% | +11.9% |
| NSL | Sell | NUVEEN SR INCOME FD | $6,813,000 | -12.1% | 1,127,977 | -14.1% | 0.44% | -7.5% |
| DHG | DEUTSCHE HIGH INCOME OPPORT | $6,787,000 | +2.0% | 499,065 | 0.0% | 0.44% | +7.3% | |
| INF | Sell | BROOKFIELD GLOBL LISTED INFR | $6,669,000 | +1.1% | 506,755 | -12.8% | 0.43% | +6.4% |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $6,527,000 | +66.5% | 570,514 | +59.6% | 0.42% | +75.1% |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $6,262,000 | +5.2% | 676,287 | -0.2% | 0.40% | +10.7% |
| NHS | NEUBERGER BERMAN HGH YLD FD | $6,140,000 | +3.2% | 560,713 | 0.0% | 0.40% | +8.5% | |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $6,119,000 | +12.4% | 1,018,138 | +8.2% | 0.40% | +18.2% |
| AIF | Sell | APOLLO TACTICAL INCOME FD IN | $6,032,000 | +2.2% | 418,049 | -3.6% | 0.39% | +7.4% |
| WIW | WESTERN ASSET CLYM INFL OPP | $6,004,000 | +0.5% | 540,457 | 0.0% | 0.39% | +5.4% | |
| ACV | Buy | ALLIANZGI DIVERS INC & CNV F | $5,876,000 | +0.3% | 330,691 | +0.4% | 0.38% | +5.6% |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $5,806,000 | – | 209,517 | +100.0% | 0.38% | – |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $5,771,000 | +20.5% | 701,194 | +14.3% | 0.37% | +26.4% |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $5,199,000 | +51.5% | 1,774,389 | +48.4% | 0.34% | +59.2% |
| GSVC | Buy | GSV CAP CORP | $5,198,000 | -9.3% | 1,035,465 | +1.2% | 0.34% | -4.8% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $5,141,000 | +84.7% | 1,108,099 | +69.2% | 0.33% | +94.7% |
| GLV | Buy | CLOUGH GLOBAL ALLOCATION FD | $5,116,000 | +8.0% | 437,245 | +7.1% | 0.33% | +13.4% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $5,092,000 | +42.1% | 621,755 | +42.4% | 0.33% | +48.9% |
| ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $5,070,000 | -55.0% | 321,101 | -56.2% | 0.33% | -52.7% |
| VGI | Sell | VIRTUS GLOBAL MULTI-SEC INC | $5,031,000 | +5.4% | 331,859 | -1.4% | 0.33% | +10.9% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $4,889,000 | +10.4% | 408,089 | +1.0% | 0.32% | +16.2% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $4,571,000 | -5.1% | 347,586 | -5.7% | 0.30% | 0.0% |
| HYB | Sell | NEW AMER HIGH INCOME FD INC | $4,516,000 | -19.0% | 528,238 | -23.5% | 0.29% | -14.9% |
| IVH | Sell | IVY HIGH INC OPPORTUNITIES F | $4,470,000 | -28.2% | 326,978 | -33.2% | 0.29% | -24.5% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $4,404,000 | +9.5% | 400,773 | +3.5% | 0.28% | +15.4% |
| FULL | Sell | FULL CIRCLE CAP CORP | $4,358,000 | -4.6% | 1,613,992 | -8.8% | 0.28% | +0.4% |
| KHI | DEUTSCHE HIGH INCOME TR | $4,283,000 | +3.6% | 487,764 | 0.0% | 0.28% | +8.6% | |
| ICB | MORGAN STANLEY TRUSTS | $4,228,000 | +4.8% | 230,385 | 0.0% | 0.27% | +10.5% | |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $4,216,000 | -28.4% | 407,697 | -30.3% | 0.27% | -24.8% |
| OHAI | Buy | OHA INVT CORP | $3,895,000 | -28.5% | 2,007,954 | +24.9% | 0.25% | -24.8% |
| GDL | GDL FUND | $3,838,000 | -1.0% | 386,464 | 0.0% | 0.25% | +3.8% | |
| GDF | Buy | WESTERN ASSET GLB PTNRS INCO | $3,742,000 | +17.3% | 437,094 | +9.9% | 0.24% | +23.5% |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $3,681,000 | +25.3% | 1,490,293 | +18.7% | 0.24% | +31.5% |
| BLW | BLACKROCK LTD DURATION INC T | $3,653,000 | +3.2% | 239,545 | 0.0% | 0.24% | +8.3% | |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $3,641,000 | +28.0% | 230,426 | +23.1% | 0.24% | +34.9% |
| JSD | Sell | NUVEEN SHT DUR CR OPP FD | $3,642,000 | +0.8% | 231,649 | -3.1% | 0.24% | +6.3% |
| CBA | Sell | CLEARBRIDGE AMERN ENERG MLP | $3,595,000 | -3.9% | 415,634 | -22.3% | 0.23% | +1.3% |
| IWM | ISHARES TRrussell 2000 etf | $3,449,000 | +3.9% | 30,000 | 0.0% | 0.22% | +9.3% | |
| HHY | Buy | BROOKFIELD HIGH INCOME FD IN | $3,427,000 | +70.5% | 475,368 | +66.0% | 0.22% | +79.0% |
| CHY | Buy | CALAMOS CONV & HIGH INCOME F | $3,330,000 | +6.6% | 313,808 | +4.4% | 0.22% | +12.0% |
| PHD | Sell | PIONEER FLOATING RATE TR | $3,303,000 | -0.1% | 293,106 | -0.8% | 0.21% | +5.4% |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $3,272,000 | -49.1% | 337,019 | -52.6% | 0.21% | -46.3% |
| JMT | Buy | NUVEEN MTG OPPTY TERM FD 2 | $3,252,000 | +3.8% | 145,812 | +1.0% | 0.21% | +8.8% |
| ABE | Buy | ABERDEEN EMERGING MKTS SMALL | $3,239,000 | +12.5% | 268,587 | +8.5% | 0.21% | +18.6% |
| Buy | GARRISON CAP INC | $2,965,000 | +158.5% | 293,839 | +175.0% | 0.19% | +170.4% | |
| FHY | FIRST TR STRATEGIC HIGH INC | $2,914,000 | +5.2% | 243,641 | 0.0% | 0.19% | +11.2% | |
| PHF | New | PACHOLDER HIGH YIELD FD INC | $2,912,000 | – | 411,366 | +100.0% | 0.19% | – |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $2,686,000 | -13.4% | 382,637 | -13.3% | 0.17% | -8.9% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $2,592,000 | -48.0% | 252,601 | -49.8% | 0.17% | -45.1% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $2,507,000 | +40.0% | 182,186 | +34.7% | 0.16% | +47.3% |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $2,426,000 | -57.9% | 160,857 | -60.3% | 0.16% | -55.6% |
| JGV | New | NUVEEN GLOBAL EQUITY INCOME | $2,409,000 | – | 206,386 | +100.0% | 0.16% | – |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $2,370,000 | +13.6% | 172,332 | +8.0% | 0.15% | +19.5% |
| EDI | Sell | STONE HBR EMERG MKTS TL INC | $2,351,000 | -64.9% | 178,074 | -67.1% | 0.15% | -63.1% |
| TLI | New | WESTERN ASSET CORPORATE LN F | $2,248,000 | – | 217,228 | +100.0% | 0.14% | – |
| CEE | Sell | CENTRAL EUR RUSS & TURK FD I | $2,236,000 | -9.8% | 122,057 | -7.8% | 0.14% | -5.2% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $2,229,000 | -22.3% | 147,988 | -25.7% | 0.14% | -18.6% |
| PCF | Buy | PUTMAN HIGH INCOME SEC FUND | $2,116,000 | +43.8% | 275,931 | +37.3% | 0.14% | +50.5% |
| KLREU | KLR ENERGY ACQUISITION CORPunit 12/31/2020 | $2,028,000 | +0.8% | 200,000 | 0.0% | 0.13% | +5.6% | |
| SAR | Sell | SARATOGA INVT CORP | $1,949,000 | -57.9% | 115,332 | -60.9% | 0.13% | -55.8% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $1,906,000 | +13.3% | 165,767 | +11.0% | 0.12% | +18.3% |
| KST | Buy | DEUTSCHE STRATEGIC INCOME TR | $1,829,000 | +45.6% | 159,352 | +40.4% | 0.12% | +53.2% |
| IHD | Sell | VOYA EMERGING MKTS HIGH DIVI | $1,741,000 | -18.4% | 236,924 | -14.1% | 0.11% | -13.7% |
| LBF | DEUTSCHE GLOBAL HIGH INCOME | $1,671,000 | +5.3% | 205,534 | 0.0% | 0.11% | +10.2% | |
| BCX | New | BLACKROCK RES & COMM STRAT T | $1,578,000 | – | 204,976 | +100.0% | 0.10% | – |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $1,560,000 | +35.8% | 197,444 | +30.1% | 0.10% | +42.3% |
| AGD | Buy | ALPINE GLOBAL DYNAMIC DIVD F | $1,467,000 | +240.4% | 173,356 | +243.3% | 0.10% | +251.9% |
| NBD | Sell | NUVEEN BUILD AMER BD OPPTNY | $1,223,000 | -50.0% | 53,894 | -52.6% | 0.08% | -47.3% |
| XRDC | CROSSROADS CAP INC | $1,193,000 | -21.4% | 579,042 | 0.0% | 0.08% | -17.2% | |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $1,027,000 | – | 218,600 | +100.0% | 0.07% | – |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $895,000 | +7.7% | 117,716 | +4.3% | 0.06% | +13.7% |
| EACQU | New | EASTERLY ACQUISITION CORPunit 99/99/9999 | $731,000 | – | 73,055 | +100.0% | 0.05% | – |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $682,000 | -29.8% | 157,528 | -28.7% | 0.04% | -26.7% |
| NVG | Sell | NUVEEN ENHANCED AMT FREE MUN | $624,000 | -80.5% | 38,369 | -81.9% | 0.04% | -79.7% |
| NZF | New | NUVEEN ENHANCED MUN CREDIT O | $623,000 | – | 39,157 | +100.0% | 0.04% | – |
| MCN | New | MADISON CVRED CALL & EQ STR | $482,000 | – | 62,907 | +100.0% | 0.03% | – |
| CFD | Sell | NUVEEN DIVERSIFIED COMMODTY | $455,000 | -24.9% | 46,384 | -31.8% | 0.03% | -21.6% |
| CET | Sell | CENTRAL SECS CORP | $416,000 | -73.0% | 21,195 | -73.6% | 0.03% | -71.6% |
| BKT | New | BLACKROCK INCOME TR INC | $401,000 | – | 60,539 | +100.0% | 0.03% | – |
| GGZ | GABELLI GLB SML & MD CP VAL | $344,000 | -1.7% | 33,117 | 0.0% | 0.02% | 0.0% | |
| TICC | Exit | TICC CAPITAL CORP | $0 | – | -42,957 | -100.0% | -0.01% | – |
| TSI | Exit | TCW STRATEGIC INCOME FUND IN | $0 | – | -39,311 | -100.0% | -0.01% | – |
| ACSF | Exit | AMERICAN CAP SR FLOATING LTD | $0 | – | -23,471 | -100.0% | -0.01% | – |
| NXZ | Exit | NUVEEN DIV ADVANTAGE MUN FD | $0 | – | -17,739 | -100.0% | -0.02% | – |
| GMZ | Exit | GOLDMAN SACHS MLP INC OPP FD | $0 | – | -63,149 | -100.0% | -0.03% | – |
| FAV | Exit | FIRST TR DIVIDEND INCOME FD | $0 | – | -85,269 | -100.0% | -0.04% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUN FD | $0 | – | -72,005 | -100.0% | -0.06% | – |
| EDF | Exit | STONE HBR EMERG MRKTS INC FD | $0 | – | -131,962 | -100.0% | -0.10% | – |
| TLI | Exit | LMP CORPORATE LN FD INC | $0 | – | -199,484 | -100.0% | -0.12% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -136,063 | -100.0% | -0.14% | – |
| SLRC | Exit | SOLAR CAP LTD | $0 | – | -138,346 | -100.0% | -0.15% | – |
| TYG | Exit | TORTOISE ENERGY INFRA CORP | $0 | – | -101,293 | -100.0% | -0.15% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -25,658 | -100.0% | -0.16% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MLP OPP F | $0 | – | -233,561 | -100.0% | -0.16% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -477,655 | -100.0% | -0.16% | – |
| NXRT | Exit | NEXPOINT RESIDENTIAL TR INC | $0 | – | -203,320 | -100.0% | -0.16% | – |
| HYF | Exit | MANAGED HIGH YIELD PLUS FD I | $0 | – | -1,539,057 | -100.0% | -0.17% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVID INT & PR | $0 | – | -255,046 | -100.0% | -0.19% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -253,754 | -100.0% | -0.20% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -227,922 | -100.0% | -0.20% | – |
| GDX | Exit | MARKET VECTORS ETF TRgold miner etf | $0 | – | -209,517 | -100.0% | -0.26% | – |
| KCAP | Exit | KCAP FINL INC | $0 | – | -1,217,290 | -100.0% | -0.27% | – |
| RIT | Exit | LMP REAL ESTATE INCOME FD IN | $0 | – | -322,866 | -100.0% | -0.27% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD IN | $0 | – | -235,070 | -100.0% | -0.27% | – |
| SGL | Exit | STRATEGIC GLOBAL INCOME FD | $0 | – | -531,762 | -100.0% | -0.29% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -915,513 | -100.0% | -0.31% | – |
| MCC | Exit | MEDLEY CAP CORP | $0 | – | -832,864 | -100.0% | -0.34% | – |
| GHI | Exit | GLOBAL HIGH INCOME FUND INC | $0 | – | -644,902 | -100.0% | -0.34% | – |
| NCZ | Exit | ALLIANZGI CONV & INCOME FD I | $0 | – | -1,241,069 | -100.0% | -0.37% | – |
| OEF | Exit | ISHARES TRs&p 100 etf | $0 | – | -87,567 | -100.0% | -0.49% | – |
| NMA | Exit | NUVEEN MUN ADVANTAGE FD INC | $0 | – | -642,339 | -100.0% | -0.57% | – |
| PCEF | Exit | POWERSHARES ETF TRUST II | $0 | – | -691,184 | -100.0% | -0.92% | – |
| ACG | Exit | ALLIANCEBERNSTEIN INCOME FUN | $0 | – | -4,818,749 | -100.0% | -2.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.