$1.76 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 198 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 22.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $122,893,000 | +11.6% | 6,816,007 | +13.1% | 7.00% | +3.3% |
| ACAS | Buy | AMERICAN CAP LTD | $73,705,000 | +89.4% | 5,344,845 | +67.0% | 4.20% | +75.4% |
| FSC | Buy | FIFTH STREET FINANCE CORP | $51,167,000 | +81.5% | 8,019,869 | +75.6% | 2.91% | +68.0% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $42,403,000 | -8.0% | 4,061,636 | -5.8% | 2.41% | -14.9% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $37,934,000 | -1.1% | 3,074,062 | -2.4% | 2.16% | -8.4% |
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUN | $36,350,000 | -2.5% | 4,739,242 | -0.1% | 2.07% | -9.7% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $36,167,000 | +14.9% | 7,913,974 | +13.2% | 2.06% | +6.4% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $33,515,000 | +2.9% | 4,274,815 | +4.7% | 1.91% | -4.8% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $31,331,000 | +17.4% | 5,856,315 | +11.5% | 1.78% | +8.7% |
| BIF | BOULDER GROWTH & INCOME FD I | $29,981,000 | +3.9% | 3,873,489 | 0.0% | 1.71% | -3.8% | |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $28,513,000 | -8.5% | 2,915,441 | -7.7% | 1.62% | -15.3% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $26,556,000 | +2.8% | 130,259 | -3.3% | 1.51% | -4.8% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $25,967,000 | +12.1% | 2,035,031 | +11.4% | 1.48% | +3.8% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $25,370,000 | +29.1% | 3,995,224 | +23.8% | 1.44% | +19.4% |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $24,577,000 | -1.2% | 751,375 | 0.0% | 1.40% | -8.5% | |
| TY | Buy | TRI CONTL CORP | $23,221,000 | +5.4% | 1,159,908 | +2.7% | 1.32% | -2.4% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $22,471,000 | +1.7% | 1,751,441 | +1.0% | 1.28% | -6.0% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $21,059,000 | +16.4% | 1,332,026 | +15.6% | 1.20% | +7.7% |
| RVT | Buy | ROYCE VALUE TR INC | $21,018,000 | +29.6% | 1,785,734 | +26.7% | 1.20% | +20.1% |
| PRF | POWERSHARES ETF TRUSTftse rafi 1000 | $20,897,000 | +4.7% | 240,668 | 0.0% | 1.19% | -3.0% | |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $20,179,000 | +8.8% | 5,987,697 | +7.9% | 1.15% | +0.8% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $19,851,000 | +53.3% | 1,584,239 | +54.8% | 1.13% | +41.8% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $19,750,000 | +3.9% | 1,477,171 | +10.5% | 1.12% | -3.8% |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $18,822,000 | +15.3% | 1,330,154 | +12.4% | 1.07% | +6.8% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $18,441,000 | +3.0% | 1,710,656 | +5.8% | 1.05% | -4.6% |
| VEA | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $17,727,000 | +3.0% | 482,753 | 0.0% | 1.01% | -4.6% | |
| CHI | Buy | CALAMOS CONV OPP AND INC FDsh ben int | $16,770,000 | +149.9% | 1,692,250 | +149.4% | 0.96% | +131.2% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $15,793,000 | +3.2% | 1,496,980 | +3.4% | 0.90% | -4.5% |
| PCEF | POWERSHARES ETF TRUST II | $15,686,000 | +1.6% | 735,067 | 0.0% | 0.89% | -5.9% | |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $14,830,000 | +4.0% | 1,930,965 | +1.6% | 0.84% | -3.8% |
| FSFR | Buy | FIFTH STR SR FLOATNG RATE CO | $14,497,000 | +95.9% | 1,691,619 | +99.6% | 0.82% | +81.3% |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $14,304,000 | +4.4% | 1,434,685 | +1.4% | 0.81% | -3.4% |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $14,197,000 | +3.4% | 1,254,151 | +3.7% | 0.81% | -4.3% |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $14,085,000 | – | 814,633 | +100.0% | 0.80% | – |
| EDD | MORGAN STANLEY EM MKTS DM DE | $13,808,000 | -1.2% | 2,030,564 | 0.0% | 0.79% | -8.5% | |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $13,689,000 | +0.8% | 972,219 | +0.9% | 0.78% | -6.7% |
| MCC | Buy | MEDLEY CAP CORP | $13,359,000 | +6.1% | 1,776,406 | +5.0% | 0.76% | -1.7% |
| GAM | Buy | GENERAL AMERN INVS INC | $12,979,000 | +8.4% | 406,371 | +5.1% | 0.74% | +0.4% |
| NCZ | New | ALLIANZGI CONV & INCOME FD I | $12,853,000 | – | 2,545,175 | +100.0% | 0.73% | – |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $12,600,000 | -1.6% | 2,286,715 | -0.2% | 0.72% | -9.0% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $12,523,000 | +1.9% | 912,119 | -1.1% | 0.71% | -5.7% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $12,412,000 | +2.3% | 691,070 | -2.1% | 0.71% | -5.4% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $12,175,000 | -1.9% | 1,597,805 | -0.2% | 0.69% | -9.2% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $11,783,000 | +31.4% | 881,973 | +37.5% | 0.67% | +21.8% |
| NMA | NUVEEN MUN ADVANTAGE FD INC | $11,768,000 | +4.1% | 849,642 | 0.0% | 0.67% | -3.7% | |
| XLG | Sell | RYDEX ETF TRUSTgug russ top 50 | $11,523,000 | -8.4% | 79,701 | -15.8% | 0.66% | -15.2% |
| BOI | Buy | BROOKFIELD MTG OPP INC FD IN | $11,434,000 | +14.1% | 775,214 | +14.1% | 0.65% | +5.7% |
| ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $11,313,000 | -0.7% | 774,860 | -0.3% | 0.64% | -8.1% |
| NID | Sell | NUVEEN INTER DURATION MN TMF | $11,209,000 | -27.4% | 871,590 | -30.0% | 0.64% | -32.8% |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $10,899,000 | -5.0% | 2,323,802 | -5.0% | 0.62% | -12.0% |
| JLS | NUVEEN MTG OPPORTUNITY TERM | $10,789,000 | +1.4% | 475,056 | 0.0% | 0.61% | -6.3% | |
| CTR | Sell | CLEARBRIDGE ENERGY MLP TR FD | $10,691,000 | -18.2% | 868,483 | -8.7% | 0.61% | -24.3% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $10,493,000 | +1.8% | 763,711 | +6.8% | 0.60% | -5.8% |
| NMO | NUVEEN MUN MKT OPPORTUNITY F | $10,177,000 | +5.3% | 737,993 | 0.0% | 0.58% | -2.7% | |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $10,123,000 | -8.9% | 793,324 | -13.6% | 0.58% | -15.8% |
| MVC | Buy | MVC CAPITAL INC | $10,024,000 | +0.4% | 1,360,091 | +11.9% | 0.57% | -7.0% |
| NHF | Sell | NEXPOINT CR STRATEGIES FD | $9,760,000 | -10.9% | 477,497 | -75.1% | 0.56% | -17.5% |
| HYI | WESTERN ASSET HGH YLD DFNDFD | $9,624,000 | +0.7% | 682,577 | 0.0% | 0.55% | -6.8% | |
| VVR | Buy | INVESCO SR INCOME TR | $9,555,000 | +168.9% | 2,365,216 | +178.3% | 0.54% | +148.4% |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $9,409,000 | +11.2% | 967,054 | +9.2% | 0.54% | +2.9% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $9,221,000 | +14.1% | 757,046 | +7.0% | 0.52% | +5.6% |
| BGH | Buy | BABSON CAP GLB SHT DURHGH YL | $9,110,000 | +11.3% | 552,457 | +17.1% | 0.52% | +3.2% |
| BDCL | Sell | UBS AG LONDON BRH2x lev lng lkd | $9,061,000 | -26.4% | 567,034 | -28.2% | 0.52% | -31.9% |
| TYG | New | TORTOISE ENERGY INFRSTRCTR C | $9,037,000 | – | 324,826 | +100.0% | 0.52% | – |
| GSVC | Sell | GSV CAP CORP | $8,957,000 | +5.2% | 955,929 | -11.9% | 0.51% | -2.7% |
| VKQ | Sell | INVESCO MUN TR | $8,728,000 | -30.4% | 683,462 | -33.1% | 0.50% | -35.6% |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $8,408,000 | +9.2% | 1,678,227 | +0.5% | 0.48% | +1.1% |
| FTF | FRANKLIN LTD DURATION INC TR | $8,301,000 | -1.6% | 774,336 | 0.0% | 0.47% | -8.9% | |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $8,097,000 | +10.4% | 699,242 | +10.7% | 0.46% | +2.2% |
| OEF | Sell | ISHARES TRs&p 100 etf | $8,075,000 | +1.8% | 88,567 | -5.3% | 0.46% | -5.7% |
| CTF | Sell | NUVEEN LG/SHT COMMODITY TOTR | $7,736,000 | -2.9% | 497,816 | -0.0% | 0.44% | -10.2% |
| NSL | Buy | NUVEEN SR INCOME FD | $7,647,000 | +12.9% | 1,325,321 | +15.6% | 0.44% | +4.3% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $7,416,000 | -1.0% | 850,437 | +1.8% | 0.42% | -8.5% |
| CEF | CENTRAL FD CDA LTDcl a | $7,367,000 | -5.7% | 737,465 | 0.0% | 0.42% | -12.7% | |
| PXH | POWERSHARES GLOBAL ETF TRUSTemer mrkt port | $7,266,000 | -3.1% | 521,245 | 0.0% | 0.41% | -10.2% | |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $6,569,000 | +6.7% | 489,851 | +5.2% | 0.37% | -1.3% |
| DHG | DEUTSCHE HIGH INCOME OPPORT | $6,518,000 | -0.7% | 499,065 | 0.0% | 0.37% | -8.2% | |
| EDI | Buy | STONE HBR EMERG MKTS TL INC | $6,498,000 | +5.5% | 571,530 | +5.4% | 0.37% | -2.4% |
| AINV | New | APOLLO INVT CORP | $6,431,000 | – | 1,232,051 | +100.0% | 0.37% | – |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $6,418,000 | -11.4% | 455,163 | -15.8% | 0.36% | -18.2% |
| ACV | Buy | ALLIANZGI DIVERS INC & CNV F | $6,353,000 | +122.1% | 349,853 | +113.1% | 0.36% | +105.7% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $6,322,000 | -5.5% | 400,128 | -5.3% | 0.36% | -12.6% |
| INF | Buy | BROOKFIELD GLOBL LISTED INFR | $6,308,000 | +188.8% | 536,810 | +207.9% | 0.36% | +167.9% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $6,109,000 | -25.1% | 596,621 | -26.4% | 0.35% | -30.5% |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $6,072,000 | +12.1% | 450,460 | +18.5% | 0.35% | +3.9% |
| IVH | Buy | IVY HIGH INC OPPORTUNITIES F | $6,058,000 | -3.1% | 489,311 | +1.5% | 0.34% | -10.2% |
| AIF | APOLLO TACTICAL INCOME FD IN | $6,025,000 | -4.1% | 433,770 | 0.0% | 0.34% | -11.4% | |
| NVG | Buy | NUVEEN DIVID ADVANTAGE MUN I | $6,018,000 | +8.5% | 415,581 | +4.4% | 0.34% | +0.6% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $6,015,000 | +22.0% | 1,083,776 | +18.8% | 0.34% | +12.9% |
| MSD | MORGAN STANLEY EMER MKTS DEB | $5,809,000 | +2.9% | 677,787 | 0.0% | 0.33% | -4.6% | |
| MHY | Buy | WESTERN ASSET MGD HI INCM FD | $5,740,000 | +13.5% | 1,269,846 | +12.2% | 0.33% | +5.1% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $5,658,000 | +1.4% | 560,713 | +2.4% | 0.32% | -6.1% |
| SCD | Buy | LMP CAP & INCOME FD INC | $5,612,000 | +492.0% | 453,657 | +482.1% | 0.32% | +451.7% |
| WIW | WESTERN ASSET CLYM INFL OPP | $5,561,000 | -1.1% | 540,457 | 0.0% | 0.32% | -8.4% | |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPP F | $5,527,000 | -14.9% | 436,195 | -3.1% | 0.32% | -21.1% |
| KMM | Buy | DEUTSCHE MULTI-MKT INCOME TR | $5,537,000 | +24.0% | 724,733 | +20.0% | 0.32% | +14.5% |
| GHI | GLOBAL HIGH INCOME FUND INC | $5,482,000 | +10.1% | 644,902 | 0.0% | 0.31% | +2.0% | |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $5,241,000 | -4.8% | 908,271 | -3.1% | 0.30% | -12.1% |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $5,007,000 | -1.0% | 653,593 | +3.0% | 0.28% | -8.4% |
| FUND | Buy | SPROTT FOCUS TR INC | $4,977,000 | +31.1% | 858,017 | +33.6% | 0.28% | +21.5% |
| GLV | Sell | CLOUGH GLOBAL ALLOCATION FD | $4,943,000 | -5.2% | 366,994 | -8.0% | 0.28% | -12.5% |
| VGI | VIRTUS GLOBAL MULTI-SEC INC | $4,757,000 | -1.2% | 336,675 | 0.0% | 0.27% | -8.4% | |
| SGL | STRATEGIC GLOBAL INCOME FD | $4,658,000 | +10.5% | 531,762 | 0.0% | 0.26% | +2.3% | |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $4,623,000 | +47.3% | 605,151 | +42.3% | 0.26% | +36.3% |
| OHAI | Buy | OHA INVT CORP | $4,578,000 | +143.0% | 1,204,774 | +170.5% | 0.26% | +125.0% |
| NTG | Buy | TORTOISE MLP FD INC | $4,531,000 | +104.4% | 261,017 | +115.7% | 0.26% | +89.7% |
| CBA | Sell | CLEARBRIDGE AMERN ENERG MLP | $4,387,000 | -20.6% | 535,704 | -7.1% | 0.25% | -26.5% |
| SLRC | Buy | SOLAR CAP LTD | $4,337,000 | +23.9% | 263,952 | +19.4% | 0.25% | +14.9% |
| RNP | Buy | COHEN & STEERS REIT & PFD IN | $4,335,000 | +12.2% | 235,070 | +5.4% | 0.25% | +3.8% |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $4,326,000 | +197.7% | 319,963 | +190.0% | 0.25% | +176.4% |
| NBD | NUVEEN BUILD AMER BD OPPTNY | $4,273,000 | +4.5% | 210,615 | 0.0% | 0.24% | -3.6% | |
| RIT | Sell | LMP REAL ESTATE INCOME FD IN | $4,210,000 | +1.6% | 322,866 | -4.3% | 0.24% | -5.9% |
| SAR | Buy | SARATOGA INVT CORP | $4,223,000 | +20.4% | 273,860 | +26.1% | 0.24% | +11.1% |
| FULL | Buy | FULL CIRCLE CAP CORP | $4,186,000 | -14.2% | 1,694,623 | +6.6% | 0.24% | -20.7% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $4,159,000 | +0.1% | 366,462 | +13.4% | 0.24% | -7.1% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $4,142,000 | +3.5% | 321,085 | +3.8% | 0.24% | -4.1% |
| SBW | WESTERN ASSET WORLDWIDE INCO | $3,901,000 | +2.5% | 386,959 | 0.0% | 0.22% | -5.1% | |
| KHI | DEUTSCHE HIGH INCOME TR | $3,878,000 | +1.3% | 487,764 | 0.0% | 0.22% | -6.4% | |
| ICB | MORGAN STANLEY TRUSTS | $3,887,000 | -2.9% | 230,385 | 0.0% | 0.22% | -10.2% | |
| GDL | GDL FUND | $3,869,000 | +2.2% | 386,464 | 0.0% | 0.22% | -5.6% | |
| BSL | Buy | BLACKSTONE GSO FLTING RTE FU | $3,797,000 | -3.3% | 255,658 | +3.3% | 0.22% | -10.4% |
| NZF | NUVEEN DIVID ADV MUN FD 3 | $3,664,000 | +5.9% | 255,186 | 0.0% | 0.21% | -1.9% | |
| NQS | NUVEEN SELECT QUALITY MUN FD | $3,659,000 | +5.1% | 260,407 | 0.0% | 0.21% | -2.8% | |
| PHD | Buy | PIONEER FLOATING RATE TR | $3,571,000 | +5.1% | 329,169 | +9.7% | 0.20% | -2.9% |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $3,458,000 | +36.0% | 237,198 | +34.7% | 0.20% | +26.3% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $3,427,000 | +2.4% | 414,364 | +1.5% | 0.20% | -5.3% |
| EDF | New | STONE HBR EMERG MRKTS INC FD | $3,375,000 | – | 280,061 | +100.0% | 0.19% | – |
| IWM | ISHARES TRrussell 2000 etf | $3,379,000 | +3.1% | 30,000 | 0.0% | 0.19% | -5.0% | |
| JSD | Buy | NUVEEN SHT DUR CR OPP FD | $3,367,000 | +9.5% | 227,038 | +12.3% | 0.19% | +1.6% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $3,310,000 | +675.2% | 33,827 | +639.7% | 0.19% | +623.1% |
| JMT | NUVEEN MTG OPPTY TERM FD 2 | $3,250,000 | +2.7% | 145,788 | 0.0% | 0.18% | -5.1% | |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $3,112,000 | – | 434,620 | +100.0% | 0.18% | – |
| EFT | New | EATON VANCE FLTING RATE INC | $3,103,000 | – | 245,504 | +100.0% | 0.18% | – |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $3,069,000 | +44.3% | 1,104,031 | +46.9% | 0.18% | +33.6% |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD | $3,033,000 | +35.8% | 309,495 | +37.9% | 0.17% | +26.3% |
| CIF | MFS INTERMEDIATE HIGH INC FDsh ben int | $2,915,000 | +2.2% | 1,256,362 | 0.0% | 0.17% | -5.1% | |
| GDX | MARKET VECTORS ETF TRgold miner etf | $2,875,000 | -0.1% | 209,517 | 0.0% | 0.16% | -7.3% | |
| GDF | Buy | WESTERN ASSET GLB PTNRS INCO | $2,882,000 | +36.8% | 372,839 | +41.3% | 0.16% | +26.2% |
| HYF | Buy | MANAGED HIGH YIELD PLUS FD I | $2,838,000 | +12.1% | 1,612,277 | +2.5% | 0.16% | +3.8% |
| ABE | ABERDEEN EMERGING MKTS SMALL | $2,687,000 | +1.4% | 247,487 | 0.0% | 0.15% | -6.1% | |
| FHY | Buy | FIRST TR STRATEGIC HIGH INC | $2,656,000 | +1.4% | 238,641 | +4.8% | 0.15% | -6.2% |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $2,628,000 | +8.5% | 259,446 | +3.7% | 0.15% | +0.7% |
| NXRT | Buy | NEXPOINT RESIDENTIAL TR INC | $2,596,000 | +0.3% | 198,320 | +2.4% | 0.15% | -6.9% |
| CEE | Sell | CENTRAL EUR RUSS & TURK FD I | $2,253,000 | -8.4% | 135,461 | -1.5% | 0.13% | -15.2% |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $2,173,000 | +51.6% | 156,650 | +59.2% | 0.12% | +40.9% |
| KCAP | Sell | KCAP FINL INC | $2,033,000 | -58.4% | 499,421 | -53.9% | 0.12% | -61.5% |
| HHY | BROOKFIELD HIGH INCOME FD IN | $1,970,000 | -5.6% | 286,312 | 0.0% | 0.11% | -12.5% | |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $1,919,000 | -3.5% | 259,288 | +0.5% | 0.11% | -10.7% |
| NBB | Sell | NUVEEN BUILD AMER BD FD | $1,862,000 | -74.2% | 92,677 | -74.8% | 0.11% | -76.1% |
| EAD | WELLS FARGO INCOME OPPORTUNI | $1,839,000 | -1.6% | 246,791 | 0.0% | 0.10% | -8.7% | |
| TLI | Buy | LMP CORPORATE LN FD INC | $1,827,000 | -1.6% | 184,876 | +2.4% | 0.10% | -8.8% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $1,819,000 | -5.0% | 137,786 | +1.3% | 0.10% | -11.9% |
| BCX | New | BLACKROCK RES & COMM STRAT T | $1,809,000 | – | 254,446 | +100.0% | 0.10% | – |
| XRDC | New | CROSSROADS CAP INC | $1,775,000 | – | 553,048 | +100.0% | 0.10% | – |
| DPG | New | DUFF & PHELPS GLB UTL INC FD | $1,658,000 | – | 112,550 | +100.0% | 0.09% | – |
| AMJ | Sell | JPMORGAN CHASE & COalerian ml etn | $1,640,000 | -74.5% | 56,597 | -73.2% | 0.09% | -76.5% |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD | $1,638,000 | +37.1% | 115,708 | +31.9% | 0.09% | +25.7% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $1,611,000 | +108.1% | 125,377 | +108.5% | 0.09% | +91.7% |
| BTT | Sell | BLACKROCK MUN TARGET TERM TR | $1,604,000 | -58.8% | 74,349 | -61.1% | 0.09% | -61.9% |
| HIX | Sell | WESTERN ASSET HIGH INCM FD I | $1,601,000 | -39.4% | 253,725 | -37.9% | 0.09% | -44.2% |
| LBF | DEUTSCHE GLOBAL HIGH INCOME | $1,552,000 | -0.1% | 205,534 | 0.0% | 0.09% | -8.3% | |
| CET | CENTRAL SECS CORP | $1,529,000 | -3.8% | 80,395 | 0.0% | 0.09% | -11.2% | |
| CCD | New | CALAMOS DYNAMIC CONV & INCOM | $1,528,000 | – | 84,627 | +100.0% | 0.09% | – |
| DMB | Sell | DREYFUS MUN BD INFRSTRCTR FD | $1,432,000 | -33.6% | 115,691 | -36.4% | 0.08% | -38.3% |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $1,310,000 | -44.2% | 287,879 | -44.7% | 0.08% | -47.9% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $1,265,000 | +13.5% | 117,484 | +12.4% | 0.07% | +4.3% |
| NQU | Buy | NUVEEN QUALITY INCOME MUN FD | $1,155,000 | +118.8% | 81,451 | +108.1% | 0.07% | +106.2% |
| KST | Buy | DEUTSCHE STRATEGIC INCOME TR | $1,104,000 | +109.1% | 105,015 | +104.5% | 0.06% | +96.9% |
| PCF | Buy | PUTMAN HIGH INCOME SEC FUND | $1,097,000 | +17.3% | 150,105 | +13.2% | 0.06% | +6.9% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $1,077,000 | -13.1% | 102,481 | -10.2% | 0.06% | -19.7% |
| GMZ | New | GOLDMAN SACHS MLP INC OPP FD | $1,079,000 | – | 131,050 | +100.0% | 0.06% | – |
| SOR | New | SOURCE CAP INC | $975,000 | – | 14,720 | +100.0% | 0.06% | – |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $905,000 | -94.7% | 62,555 | -95.0% | 0.05% | -95.1% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FDciom | $893,000 | -70.0% | 97,465 | -70.6% | 0.05% | -72.1% |
| CEFL | Sell | UBS AG LONDON BRHetracs mth 2xlv | $862,000 | -68.8% | 56,148 | -68.5% | 0.05% | -71.2% |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $848,000 | – | 68,402 | +100.0% | 0.05% | – |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $817,000 | +46.2% | 109,716 | +37.6% | 0.05% | +38.2% |
| JHP | Sell | NUVEEN QUALITY PFD INC FD 3 | $828,000 | -60.7% | 97,578 | -62.9% | 0.05% | -63.8% |
| ARCC | Sell | ARES CAP CORP | $764,000 | -83.7% | 53,580 | -83.4% | 0.04% | -84.7% |
| DRA | Sell | DIVERSIFIED REAL ASSET INC F | $664,000 | -78.2% | 42,842 | -77.4% | 0.04% | -79.7% |
| CXE | Sell | MFS HIGH INCOME MUN TRsh ben int | $638,000 | -55.6% | 129,840 | -57.1% | 0.04% | -59.1% |
| CFD | NUVEEN DIVERSIFIED COMMODTY | $614,000 | -12.5% | 68,040 | 0.0% | 0.04% | -18.6% | |
| FAV | Buy | FIRST TR DIVIDEND INCOME FD | $609,000 | +128.9% | 71,952 | +111.5% | 0.04% | +118.8% |
| VBF | Sell | INVESCO BD FD | $604,000 | -65.7% | 34,394 | -65.5% | 0.03% | -68.5% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $449,000 | +24.4% | 29,661 | +28.9% | 0.03% | +18.2% |
| PPR | New | VOYA PRIME RATE TRsh ben int | $463,000 | – | 91,436 | +100.0% | 0.03% | – |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $382,000 | -68.3% | 39,261 | -68.5% | 0.02% | -70.3% |
| FCO | New | ABERDEEN GLOBAL INCOME FD IN | $384,000 | – | 49,929 | +100.0% | 0.02% | – |
| GGZ | Buy | GABELLI GLB SML & MD CP VAL | $344,000 | +126.3% | 33,117 | +115.9% | 0.02% | +122.2% |
| AGD | New | ALPINE GLOBAL DYNAMIC DIVD F | $285,000 | – | 32,200 | +100.0% | 0.02% | – |
| TSLF | New | THL CR SR LN FD | $232,000 | – | 14,655 | +100.0% | 0.01% | – |
| NQI | NUVEEN QUALITY MUN FD INC | $195,000 | +4.8% | 14,309 | 0.0% | 0.01% | 0.0% | |
| ACSF | New | AMERICAN CAP SR FLOATING LTD | $98,000 | – | 10,000 | +100.0% | 0.01% | – |
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $49,000 | -97.4% | 3,864 | -97.5% | 0.00% | -97.4% |
| JGV | New | NUVEEN GLOBAL EQUITY INCOME | $43,000 | – | 3,962 | +100.0% | 0.00% | – |
| RMRM | Sell | RMR REAL ESTATE INCOME FUND | $24,000 | -46.7% | 1,264 | -48.9% | 0.00% | -66.7% |
| HNW | New | PIONEER DIV HIGH INCOME TRUS | $21,000 | – | 1,472 | +100.0% | 0.00% | – |
| ZF | New | ZWEIG FD | $24,000 | – | 1,800 | +100.0% | 0.00% | – |
| EFF | Exit | EATON VANCE FLTG RATE INCOM | $0 | – | -6,553 | -100.0% | -0.01% | – |
| CMU | Exit | MFS HIGH YIELD MUN TRsh ben int | $0 | – | -24,696 | -100.0% | -0.01% | – |
| BKT | Exit | BLACKROCK INCOME TR INC | $0 | – | -22,099 | -100.0% | -0.01% | – |
| ETX | Exit | EATON VANCE MUN INCOME 2028 | $0 | – | -9,329 | -100.0% | -0.01% | – |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -35,415 | -100.0% | -0.01% | – |
| EXD | Exit | EATON VANCE TAX-ADV BD & OPT | $0 | – | -27,075 | -100.0% | -0.02% | – |
| WHF | Exit | WHITEHORSE FIN INC | $0 | – | -41,421 | -100.0% | -0.03% | – |
| TPVG | Exit | TRIPLEPOINT VENTURE GROWTH B | $0 | – | -55,029 | -100.0% | -0.03% | – |
| TCRD | Exit | THL CR INC | $0 | – | -63,502 | -100.0% | -0.04% | – |
| NPP | Exit | NUVEEN PERFORMANCE PLUS MUN | $0 | – | -57,034 | -100.0% | -0.05% | – |
| GSBD | Exit | GOLDMAN SACHS BDC INC | $0 | – | -48,327 | -100.0% | -0.06% | – |
| PMO | Exit | PUTNAM MUN OPPORTUNITIES TRsh ben int | $0 | – | -122,543 | -100.0% | -0.09% | – |
| BDCV | Exit | BDCA VENTURE INC | $0 | – | -350,961 | -100.0% | -0.10% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -223,982 | -100.0% | -0.12% | – |
| NPF | Exit | NUVEEN PREMIER MUN INCOME FD | $0 | – | -159,602 | -100.0% | -0.13% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -136,149 | -100.0% | -0.17% | – |
| FTT | Exit | FEDERATED ENHANC TREAS INCM | $0 | – | -224,869 | -100.0% | -0.19% | – |
| GFY | Exit | WESTERN ASSET VAR RT STRG FD | $0 | – | -234,971 | -100.0% | -0.22% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -750,123 | -100.0% | -0.30% | – |
| TICC | Exit | TICC CAPITAL CORP | $0 | – | -770,419 | -100.0% | -0.32% | – |
| NAD | Exit | NUVEEN DIVID ADVANTAGE MUN F | $0 | – | -403,586 | -100.0% | -0.34% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -601,592 | -100.0% | -0.47% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.