RIVERNORTH CAPITAL MANAGEMENT, LLC

Add to watchlist

$1.51 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 200 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 38.3% .

All

			Value		Shares		↓ Weighting
PCI	Buy	PIMCO DYNAMIC CR INCOME FD	$66,650,000	+45.9%	3,227,614	+58.7%	4.42%	+21.0%
BTZ	Sell	BLACKROCK CR ALLCTN INC TR	$40,848,000	-4.8%	3,161,592	-2.0%	2.71%	-21.1%
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$35,801,000	+11.9%	4,082,213	+13.9%	2.38%	-7.3%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$35,365,000	-36.4%	172,061	-39.1%	2.35%	-47.3%
VWO	Sell	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$26,068,000	-8.4%	651,375	-4.5%	1.73%	-24.1%
FAX	Buy	ABERDEEN ASIA PACIFIC INCOM	$24,471,000	+254.1%	4,409,137	+276.5%	1.62%	+193.7%
GIM	Buy	TEMPLETON GLOBAL INCOME FD	$24,250,000	+34.8%	3,372,760	+49.0%	1.61%	+11.7%
ADX		ADAMS EXPRESS CO	$23,890,000	-1.9%	1,746,371	0.0%	1.59%	-18.6%
TY	Buy	TRI CONTL CORP	$23,106,000	+3.4%	1,079,196	+0.8%	1.53%	-14.3%
OEF		ISHARES TRs&p 100 etf	$22,735,000	+3.2%	250,000	0.0%	1.51%	-14.5%
PRF		POWERSHARES ETF TRUSTftse rafi 1000	$22,004,000	+4.0%	240,668	0.0%	1.46%	-13.8%
ACAS	Buy	AMERICAN CAP LTD	$21,883,000	+190.6%	1,497,810	+181.6%	1.45%	+141.0%
USA		LIBERTY ALL STAR EQUITY FDsh ben int	$21,349,000	+2.6%	3,570,037	0.0%	1.42%	-14.9%
BDCL	New	UBS AG LONDON BRH2x lev lng lkd	$21,223,000	–	990,320	+100.0%	1.41%	–
NHF	Buy	NEXPOINT CR STRATEGIES FD	$21,070,000	+11.5%	1,876,207	+5.5%	1.40%	-7.5%
NPM		NUVEEN PREM INCOME MUN FD 2	$21,053,000	+3.0%	1,486,800	0.0%	1.40%	-14.7%
RVT	Sell	ROYCE VALUE TR INC	$20,520,000	-1.3%	1,431,949	-0.1%	1.36%	-18.1%
DSU	Buy	BLACKROCK DEBT STRAT FD INC	$20,301,000	+29.9%	5,457,206	+33.4%	1.35%	+7.8%
ACG	Buy	ALLIANCEBERNSTEIN INCOME FUN	$20,164,000	+8.0%	2,699,336	+8.4%	1.34%	-10.4%
GLO		CLOUGH GLOBAL OPPORTUNITIESsh ben int	$19,893,000	+7.5%	1,551,678	0.0%	1.32%	-10.9%
VMO	Sell	INVESCO MUN OPPORTUNITY TR	$19,755,000	+1.5%	1,536,131	-1.1%	1.31%	-15.9%
EDD	Buy	MORGAN STANLEY EM MKTS DM DE	$19,742,000	+15.0%	1,869,481	+28.6%	1.31%	-4.7%
BIT	Buy	BLACKROCK MULTI-SECTOR INC T	$18,945,000	-4.8%	1,129,687	+0.7%	1.26%	-21.0%
CTF	Buy	NUVEEN LG/SHT COMMODITY TOTR	$18,916,000	+38.9%	1,139,526	+23.5%	1.26%	+15.2%
VEA	Sell	VANGUARD TAX MANAGED INTL FDftse dev mkt etf	$18,287,000	-24.4%	482,753	-20.7%	1.21%	-37.3%
BGB	Buy	BLACKSTONE GSO STRATEGIC CR	$17,967,000	+70.8%	1,090,234	+73.9%	1.19%	+41.7%
NID	Buy	NUVEEN INTER DURATION MN TMF	$17,410,000	+3.5%	1,392,832	+3.2%	1.16%	-14.2%
JGH	New	NUVEEN GLOBAL HIGH INCOME FD	$17,320,000	–	1,004,032	+100.0%	1.15%	–
PCEF	New	POWERSHARES ETF TRUST II	$17,097,000	–	724,467	+100.0%	1.14%	–
CBA	New	CLEARBRIDGE AMERN ENERG MLP	$17,011,000	–	1,065,848	+100.0%	1.13%	–
NIE	Sell	ALLIANZGI EQUITY & CONV INCO	$16,860,000	+2.1%	815,265	-1.9%	1.12%	-15.4%
AOD	Sell	ALPINE TOTAL DYNAMIC DIVID F	$16,146,000	-0.8%	1,901,803	-0.6%	1.07%	-17.7%
HYT	Buy	BLACKROCK CORPOR HI YLD FD I	$15,846,000	+46.3%	1,390,004	+51.8%	1.05%	+21.3%
GER	New	GOLDMAN SACHS MLP ENERGY REN	$15,519,000	–	1,093,666	+100.0%	1.03%	–
BOE	Buy	BLACKROCK GLOBAL OPP EQTY TR	$15,241,000	+11.6%	1,160,756	+20.0%	1.01%	-7.4%
BTT	Buy	BLACKROCK MUN TARGET TERM TR	$15,174,000	+16.4%	755,308	+15.1%	1.01%	-3.5%
XLG		RYDEX ETF TRUSTgug russ top 50	$13,419,000	+2.6%	94,701	0.0%	0.89%	-14.9%
VKQ	Sell	INVESCO MUN TR	$13,301,000	-1.4%	1,050,593	-2.2%	0.88%	-18.2%
GAM	Buy	GENERAL AMERN INVS INC	$12,976,000	-4.0%	370,734	+1.6%	0.86%	-20.4%
PPT	Sell	PUTNAM PREMIER INCOME TRsh ben int	$12,920,000	-10.6%	2,461,007	-6.7%	0.86%	-25.8%
NMA		NUVEEN MUN ADVANTAGE FD INC	$11,981,000	+1.3%	877,055	0.0%	0.80%	-16.1%
FSD	Buy	FIRST TR HIGH INCOME L/S FD	$11,630,000	+7.3%	726,902	+14.6%	0.77%	-11.1%
EVV	Buy	EATON VANCE LTD DUR INCOME F	$11,262,000	+194.7%	797,570	+204.2%	0.75%	+144.4%
DRA	Buy	DIVERSIFIED REAL ASSET INC F	$11,072,000	-0.4%	638,439	+1.9%	0.74%	-17.3%
JLS	Buy	NUVEEN MTG OPPORTUNITY TERM	$10,995,000	+4.7%	474,956	+7.4%	0.73%	-13.2%
PFN	Sell	PIMCO INCOME STRATEGY FUND I	$11,003,000	-12.3%	1,121,631	-5.9%	0.73%	-27.3%
ERC	Buy	WELLS FARGO ADVANTAGE MULTI	$10,528,000	+7.5%	772,403	+10.1%	0.70%	-10.8%
BWG	Buy	LEGG MASON BW GLB INC OPP FD	$10,511,000	-0.3%	629,013	+0.9%	0.70%	-17.3%
BOI	Sell	BROOKFIELD MTG OPP INC FD IN	$10,455,000	-5.6%	635,946	-2.5%	0.69%	-21.8%
BTF		BOULDER TOTAL RETURN FD INC	$10,115,000	+5.4%	364,488	0.0%	0.67%	-12.7%
NMO		NUVEEN MUN MKT OPPORTUNITY F	$10,094,000	+2.8%	740,593	0.0%	0.67%	-14.8%
ZTR	Sell	ZWEIG TOTAL RETURN FD INC	$9,942,000	+0.4%	709,624	-0.8%	0.66%	-16.8%
NKX		NUVEEN CAL AMT-FREE MUN INC	$9,679,000	+5.8%	656,667	0.0%	0.64%	-12.3%
MCC	New	MEDLEY CAP CORP	$9,669,000	–	1,046,460	+100.0%	0.64%	–
BGH	New	BABSON CAP GLB SHT DURHGH YL	$9,531,000	–	472,079	+100.0%	0.63%	–
E103PS	Buy	WESTERN ASSET EMRG MKT INCM	$9,339,000	+5.4%	852,900	+15.8%	0.62%	-12.6%
EMD	Buy	WESTERN ASSET EMRG MKT DEBT	$9,221,000	+257.5%	585,114	+288.1%	0.61%	+197.1%
PSEC	Buy	PROSPECT CAPITAL CORPORATION	$9,065,000	+2363.3%	1,097,491	+2850.2%	0.60%	+1975.9%
NAD	Sell	NUVEEN DIVID ADVANTAGE MUN F	$8,812,000	-10.4%	614,925	-13.4%	0.58%	-25.7%
PXH	Buy	POWERSHARES GLOBAL ETF TRUSTemer mrkt port	$8,779,000	-7.2%	471,245	+0.8%	0.58%	-23.1%
CFP	Sell	CORNERSTONE PROGRESSIVE RTN	$8,451,000	-9.5%	555,649	-75.5%	0.56%	-25.0%
TEI	Buy	TEMPLETON EMERG MKTS INCOME	$8,376,000	+1834.4%	738,659	+2071.5%	0.56%	+1488.6%
GMZ	New	GOLDMAN SACHS MLP INC OPP FD	$8,351,000	–	478,827	+100.0%	0.55%	–
FTF	Buy	FRANKLIN LTD DURATION INC TR	$8,224,000	+8.8%	674,665	+10.5%	0.55%	-9.8%
MCR	Sell	MFS CHARTER INCOME TRsh ben int	$8,028,000	-4.8%	873,547	-8.2%	0.53%	-21.0%
IVH		IVY HIGH INC OPPORTUNITIES F	$7,682,000	-8.3%	484,332	0.0%	0.51%	-23.9%
HYI	Buy	WESTERN ASSET HGH YLD DFNDFD	$7,686,000	+30.0%	487,352	+36.9%	0.51%	+7.8%
CEF	Buy	CENTRAL FD CDA LTDcl a	$7,612,000	+8.2%	657,365	+15.0%	0.50%	-10.3%
NPT		NUVEEN PREM INCOME MUN FD 4	$7,496,000	+3.4%	540,821	0.0%	0.50%	-14.1%
GHY	New	PRUDENTIAL GLB SHT DUR HG YL	$7,469,000	–	469,142	+100.0%	0.50%	–
GDO	Buy	WESTERN ASSET GLOBAL CP DEFI	$7,275,000	-0.0%	409,172	+2.3%	0.48%	-17.2%
GLQ		CLOUGH GLOBAL EQUITY FD	$7,279,000	+1.0%	502,718	0.0%	0.48%	-16.3%
MMT	Buy	MFS MULTIMARKET INCOME TRsh ben int	$7,229,000	+11.8%	1,112,216	+10.5%	0.48%	-7.2%
EDI	Buy	STONE HBR EMERG MKTS TL INC	$7,192,000	+33.4%	471,574	+61.3%	0.48%	+10.4%
DHG		DWS HIGH INCOME OPPORT FD IN	$7,002,000	-4.2%	499,065	0.0%	0.46%	-20.5%
BIF		BOULDER GROWTH & INCOME FD I	$6,913,000	+2.4%	763,862	0.0%	0.46%	-15.2%
AIF	Buy	APOLLO TACTICAL INCOME FD IN	$6,854,000	+4.8%	429,431	+13.6%	0.46%	-13.2%
JPC	Buy	NUVEEN PFD INCOME OPPRTNY FD	$6,832,000	+4.2%	714,645	+0.3%	0.45%	-13.7%
NBB		NUVEEN BUILD AMER BD FD	$6,826,000	+3.9%	322,279	0.0%	0.45%	-13.9%
IWM	Buy	ISHARES TRrussell 2000 etf	$6,741,000	+48.9%	56,350	+36.1%	0.45%	+23.5%
EHI	New	WESTERN ASSET GLB HI INCOME	$6,362,000	–	573,168	+100.0%	0.42%	–
WIW		WESTERN ASSET CLYM INFL OPP	$6,107,000	-2.5%	540,457	0.0%	0.40%	-19.2%
MSD	Buy	MORGAN STANLEY EMER MKTS DEB	$6,109,000	+61.8%	672,087	+72.7%	0.40%	+34.1%
BGX	Buy	BLACKSTONE GSO LNG SHRT CR I	$5,871,000	+4.0%	378,034	+11.8%	0.39%	-13.7%
NVG		NUVEEN DIVID ADVANTAGE MUN I	$5,617,000	0.0%	398,114	0.0%	0.37%	-17.1%
NRO	Buy	NEUBERGER BERMAN RE ES SEC F	$5,113,000	+9.8%	966,559	+0.1%	0.34%	-9.1%
VGI		VIRTUS GLOBAL MULTI-SEC INC	$5,099,000	-7.1%	321,675	0.0%	0.34%	-23.2%
AWF	New	ALLIANCEBERNSTEIN GBL HGH IN	$4,907,000	–	394,732	+100.0%	0.33%	–
VTA	Buy	INVESCO DYNAMIC CR OPP FD	$4,907,000	+25.3%	414,120	+30.6%	0.33%	+4.2%
EVG	Buy	EATON VANCE SH TM DR DIVR IN	$4,795,000	+12.9%	338,882	+17.0%	0.32%	-6.5%
GDX	Sell	MARKET VECTORS ETF TRgold miner etf	$4,764,000	-17.7%	259,217	-4.4%	0.32%	-31.7%
ARDC	New	ARES DYNAMIC CR ALLOCATION F	$4,714,000	–	297,983	+100.0%	0.31%	–
NBD		NUVEEN BUILD AMER BD OPPTNY	$4,623,000	+3.5%	210,615	0.0%	0.31%	-14.0%
FUND		ROYCE FOCUS TR	$4,606,000	-7.6%	633,579	0.0%	0.31%	-23.3%
GLV	Buy	CLOUGH GLOBAL ALLOCATION FD	$4,614,000	+5.9%	312,392	+2.6%	0.31%	-12.3%
SGL	Buy	STRATEGIC GLOBAL INCOME FD	$4,487,000	-1.0%	529,162	+3.1%	0.30%	-17.9%
HIX	New	WESTERN ASSET HIGH INCM FD I	$4,360,000	–	524,698	+100.0%	0.29%	–
SBW		WESTERN ASSET WORLDWIDE INCO	$4,313,000	-6.8%	378,039	0.0%	0.29%	-22.7%
TCAP	New	TRIANGLE CAP CORP	$4,270,000	–	210,428	+100.0%	0.28%	–
NIO	Sell	NUVEEN MUN OPPORTUNITY FD IN	$4,149,000	-43.7%	282,842	-45.3%	0.28%	-53.4%
RIT		LMP REAL ESTATE INCOME FD IN	$4,079,000	+11.8%	325,000	0.0%	0.27%	-7.2%
PIM	Sell	PUTNAM MASTER INTER INCOME Tsh ben int	$4,030,000	-6.1%	837,741	-1.8%	0.27%	-22.2%
CTR	Buy	CLEARBRIDGE ENERGY MLP TR FD	$3,953,000	+217.8%	184,807	+242.4%	0.26%	+162.0%
GSVC	Buy	GSV CAP CORP	$3,842,000	+54.4%	445,205	+79.0%	0.26%	+28.1%
ACP	Buy	AVENUE INCOME CR STRATEGIES	$3,837,000	+12.1%	253,944	+24.6%	0.26%	-6.9%
DSE	New	DUFF & PHELPS SLCT ENGY MLP	$3,816,000	–	269,334	+100.0%	0.25%	–
BDJ	Sell	BLACKROCK ENHANCED EQT DIV T	$3,800,000	-24.1%	467,994	-23.3%	0.25%	-37.2%
NIQ	Sell	NUVEEN INT DUR QUAL MUN TRM	$3,687,000	-3.0%	291,453	-2.0%	0.24%	-19.4%
HYB	Buy	NEW AMER HIGH INCOME FD INC	$3,682,000	+5.7%	411,832	+11.2%	0.24%	-12.5%
NQS	Buy	NUVEEN SELECT QUALITY MUN FD	$3,635,000	+12.6%	260,407	+10.2%	0.24%	-6.6%
NZF	Buy	NUVEEN DIVID ADV MUN FD 3	$3,516,000	+10.9%	255,186	+10.1%	0.23%	-8.3%
IGR	Sell	CBRE CLARION GLOBAL REAL EST	$3,475,000	+0.6%	386,524	-6.2%	0.23%	-16.6%
LCM	Buy	ADVENT CLAYMORE ENH GRW & IN	$3,484,000	+15.4%	391,499	+23.0%	0.23%	-4.5%
AINV	New	APOLLO INVT CORP	$3,481,000	–	469,147	+100.0%	0.23%	–
JMT		NUVEEN MTG OPPTY TERM FD 2	$3,378,000	-0.5%	145,788	0.0%	0.22%	-17.6%
AGC	Buy	ADVENT CLAY CONV SEC INC FD	$3,372,000	+48.8%	535,237	+60.4%	0.22%	+23.8%
FTT		FEDERATED ENHANC TREAS INCM	$3,307,000	-1.1%	248,309	0.0%	0.22%	-17.9%
MVC	New	MVC CAPITAL INC	$3,306,000	–	336,347	+100.0%	0.22%	–
IQI		INVESCO QUALITY MUNI INC TRS	$3,237,000	+3.1%	259,173	0.0%	0.22%	-14.3%
PMO	Buy	PUTNAM MUN OPPORTUNITIES TRsh ben int	$3,204,000	+9.5%	267,201	+6.9%	0.21%	-9.0%
EFF	Buy	EATON VANCE FLTG RATE INCOM	$3,197,000	-5.0%	198,206	+1.6%	0.21%	-21.2%
KMF	New	KAYNE ANDERSON MDSTM ENERGY	$3,127,000	–	91,855	+100.0%	0.21%	–
ABE		ABERDEEN EMERGING MKTS SMALL	$3,113,000	-5.8%	237,987	0.0%	0.21%	-21.6%
GHI	Buy	GLOBAL HIGH INCOME FUND INC	$3,119,000	+1.2%	353,655	+10.8%	0.21%	-16.2%
EVF	Buy	EATON VANCE SR INCOME TRsh ben int	$3,046,000	+99.9%	488,157	+108.5%	0.20%	+65.6%
GGN	New	GAMCO GLOBAL GOLD NAT RES &	$3,029,000	–	432,674	+100.0%	0.20%	–
HIO	New	WESTERN ASSET HIGH INCM OPP	$3,031,000	–	564,506	+100.0%	0.20%	–
GDL	Buy	GDL FUND	$2,976,000	-1.8%	290,915	+1.2%	0.20%	-18.5%
CLM	New	CORNERSTONE STRATEGIC VALUE	$2,983,000	–	148,988	+100.0%	0.20%	–
DMB	Sell	DREYFUS MUN BD INFRSTRCTR FD	$2,968,000	-11.9%	243,915	-14.8%	0.20%	-27.0%
CEE		CENTRAL EUR RUSS & TURK FD I	$2,943,000	-20.4%	148,802	0.0%	0.20%	-34.1%
NHS	Buy	NEUBERGER BERMAN HGH YLD FD	$2,936,000	+61.3%	238,738	+69.4%	0.20%	+33.6%
TYG	Sell	TORTOISE ENERGY INFRSTRCTR C	$2,793,000	-59.7%	63,819	-55.7%	0.18%	-66.6%
RNP	Sell	COHEN & STEERS REIT & PFD IN	$2,672,000	-47.8%	140,704	-52.0%	0.18%	-56.8%
NPF		NUVEEN PREMIER MUN INCOME FD	$2,671,000	+3.8%	191,222	0.0%	0.18%	-14.1%
NML	New	NEUBERGER BERMAN MLP INCOME	$2,644,000	–	150,243	+100.0%	0.18%	–
JMLP	New	NUVEEN ALL CAP ENE MLP OPPO	$2,521,000	–	165,299	+100.0%	0.17%	–
MHY	Buy	WESTERN ASSET MGD HI INCM FD	$2,440,000	+63.2%	477,577	+76.7%	0.16%	+35.0%
BKCC	New	BLACKROCK KELSO CAPITAL CORP	$2,301,000	–	280,608	+100.0%	0.15%	–
NSL	Buy	NUVEEN SR INCOME FD	$2,249,000	+12.3%	343,306	+14.7%	0.15%	-6.9%
FPL	New	FST TR NEW OPPORT MLP & ENE	$2,204,000	–	123,078	+100.0%	0.15%	–
NPP		NUVEEN PERFORMANCE PLUS MUN	$2,164,000	+1.7%	146,744	0.0%	0.14%	-15.3%
VGM	Sell	INVESCO TR INVT GRADE MUNS	$2,143,000	-3.8%	161,255	-5.1%	0.14%	-20.2%
NGPC	Buy	NGP CAP RES CO	$2,130,000	+318.5%	454,232	+451.1%	0.14%	+243.9%
JHP		NUVEEN QUALITY PFD INC FD 3	$2,094,000	-0.5%	251,345	0.0%	0.14%	-17.3%
VVR	Buy	INVESCO SR INCOME TR	$2,090,000	+426.4%	458,343	+448.9%	0.14%	+334.4%
MTS	Sell	MONTGOMERY STR INCOME SECS I	$2,035,000	-2.7%	123,780	-3.4%	0.14%	-19.2%
FSFR	New	FIFTH STR SR FLOATNG RATE CO	$2,012,000	–	196,916	+100.0%	0.13%	–
CMK	Buy	MFS INTERMARKET INCOME TRUSTsh ben int	$1,928,000	+169.7%	231,189	+170.0%	0.13%	+124.6%
VBF	New	INVESCO BD FD	$1,840,000	–	100,000	+100.0%	0.12%	–
SPE		SPECIAL OPPORTUNITIES FD INC	$1,831,000	-7.8%	119,119	0.0%	0.12%	-23.3%
ARMF	Buy	ARES MULTI STRATEGY CR FD IN	$1,785,000	+259.9%	91,281	+282.7%	0.12%	+195.0%
CET		CENTRAL SECS CORP	$1,766,000	-4.4%	80,395	0.0%	0.12%	-20.9%
SAR	Buy	SARATOGA INVT CORP	$1,620,000	+290.4%	109,064	+321.5%	0.11%	+227.3%
LBF		DWS GLOBAL HIGH INCOME FD	$1,611,000	-3.2%	205,534	0.0%	0.11%	-19.5%
ISD	New	PRUDENTIAL SHT DURATION HG Y	$1,562,000	–	93,669	+100.0%	0.10%	–
KHI	Buy	DEUTSCHE HIGH INCOME TR	$1,571,000	-2.1%	179,727	+0.2%	0.10%	-18.8%
CFD	Buy	NUVEEN DIVERSIFIED COMMODTY	$1,506,000	+43.8%	117,378	+54.6%	0.10%	+19.0%
BSL	Buy	BLACKSTONE GSO FLTING RTE FU	$1,463,000	+43.3%	87,370	+46.9%	0.10%	+18.3%
EDF	New	STONE HBR EMERG MRKTS INC FD	$1,365,000	–	87,960	+100.0%	0.09%	–
OIH	New	MARKET VECTORS ETF TRoil svcs etf	$1,361,000	–	37,900	+100.0%	0.09%	–
VKI	Sell	INVESCO ADVANTAGE MUNICIPALsh ben int	$1,299,000	-23.0%	111,941	-24.5%	0.09%	-36.3%
CMFN	New	CM FIN INC	$1,261,000	–	114,628	+100.0%	0.08%	–
IWD	Sell	ISHARES TRrus 1000 val etf	$1,249,000	-28.2%	11,960	-31.2%	0.08%	-40.3%
MGU	Sell	MACQUARIE GLBL INFRA TOTL RE	$1,197,000	-50.7%	48,419	-50.6%	0.08%	-59.3%
ABDC	New	ALCENTRA CAP CORP	$1,081,000	–	86,476	+100.0%	0.07%	–
ETX	Sell	EATON VANCE MUN INCOME TERM	$1,054,000	-16.7%	60,184	-17.5%	0.07%	-30.7%
FRA	Buy	BLACKROCK FLOAT RATE OME STR	$1,041,000	+113.8%	77,739	+124.3%	0.07%	+76.9%
JPI	Sell	NUVEEN PFD & INCOME TERM FD	$1,017,000	-4.1%	45,303	-2.2%	0.07%	-20.0%
JFR	New	NUVEEN FLOATING RATE INCOME	$943,000	–	85,802	+100.0%	0.06%	–
SLRC	New	SOLAR CAP LTD	$866,000	–	48,088	+100.0%	0.06%	–
HHY		BROOKFIELD HIGH INCOME FD IN	$861,000	-4.9%	96,614	0.0%	0.06%	-20.8%
JSD	Buy	NUVEEN SHT DUR CR OPP FD	$819,000	+234.3%	49,180	+243.0%	0.05%	+170.0%
NXZ	Buy	NUVEEN DIV ADVANTAGE MUN FD	$804,000	+294.1%	56,957	+288.7%	0.05%	+231.2%
SRF	New	CUSHING RTY & INCOME FD	$738,000	–	93,820	+100.0%	0.05%	–
DNY		DENALI FD INC	$745,000	+4.1%	32,999	0.0%	0.05%	-14.0%
PPR	New	VOYA PRIME RATE TRsh ben int	$695,000	–	130,803	+100.0%	0.05%	–
MSP		MADISON STRTG SECTOR PREM FD	$678,000	-4.1%	57,100	0.0%	0.04%	-21.1%
BCV	Sell	BANCROFT FUND LTD	$663,000	-19.7%	33,057	-20.9%	0.04%	-33.3%
RGT		ROYCE GLOBAL VALUE TR INC	$586,000	-7.7%	72,902	0.0%	0.04%	-23.5%
KRE	Buy	SPDR SERIES TRUSTs&p regl bkg	$564,000	+17.7%	13,848	+9.5%	0.04%	-2.6%
NQU	Sell	NUVEEN QUALITY INCOME MUN FD	$562,000	-15.4%	40,203	-17.1%	0.04%	-30.2%
EAD	New	WELLS FARGO ADVANTAGE INCOME	$465,000	–	52,342	+100.0%	0.03%	–
EFR	New	EATON VANCE SR FLTNG RTE TR	$417,000	–	30,437	+100.0%	0.03%	–
VCV		INVESCO CALIF VALUE MUN INC	$425,000	+5.2%	33,073	0.0%	0.03%	-12.5%
XOP	New	SPDR SERIES TRUSTs&p oilgas exp	$402,000	–	8,400	+100.0%	0.03%	–
EIM		EATON VANCE MUN BD FD	$398,000	+2.6%	31,021	0.0%	0.03%	-16.1%
KIO	New	KKR INCOME OPPORTUNITIES FD	$371,000	–	22,905	+100.0%	0.02%	–
EWZ	New	ISHARESmsci brz cap etf	$366,000	–	10,000	+100.0%	0.02%	–
HNW	New	PIONEER DIV HIGH INCOME TRUS	$355,000	–	20,000	+100.0%	0.02%	–
ACSF	Sell	AMERICAN CAP SR FLOATING LTD	$334,000	-12.8%	27,566	-6.4%	0.02%	-29.0%
FDI		FORT DEARBORN INCOME SECS IN	$293,000	-2.3%	20,700	0.0%	0.02%	-20.8%
FSK	New	FS INVT CORP	$271,000	–	27,300	+100.0%	0.02%	–
XLE	Sell	SELECT SECTOR SPDR TRsbi int-energy	$277,000	-48.2%	3,500	-40.7%	0.02%	-58.1%
XLF	Sell	SELECT SECTOR SPDR TRsbi int-finl	$242,000	-19.1%	9,800	-24.0%	0.02%	-33.3%
AAPL	Sell	APPLE INC	$232,000	-43.8%	2,100	-48.8%	0.02%	-54.5%
EFT	New	EATON VANCE FLTING RATE INC	$194,000	–	14,000	+100.0%	0.01%	–
NQI	New	NUVEEN QUALITY MUN FD INC	$170,000	–	12,909	+100.0%	0.01%	–
PHD	New	PIONEER FLOATING RATE TR	$145,000	–	12,707	+100.0%	0.01%	–
ACI		ARCH COAL INC	$30,000	-14.3%	16,690	0.0%	0.00%	-33.3%
GDV	Exit	GABELLI DIVD & INCOME TR	$0	–	-9,618	-100.0%	-0.02%	–
SLV	Exit	ISHARES SILVER TRUSTishares	$0	–	-12,700	-100.0%	-0.02%	–
XLI	Exit	SELECT SECTOR SPDR TRsbi int-inds	$0	–	-4,056	-100.0%	-0.02%	–
PBR	Exit	PETROLEO BRASILEIRO SA PETROsponsored adr	$0	–	-17,100	-100.0%	-0.02%	–
NFLX	Exit	NETFLIX INC	$0	–	-542	-100.0%	-0.02%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-11,300	-100.0%	-0.02%	–
VXX	Exit	BARCLAYS BK PLCput	$0	–	-947	-100.0%	-0.02%	–
YHOO	Exit	YAHOO INC	$0	–	-7,242	-100.0%	-0.02%	–
FOSL	Exit	FOSSIL GROUP INC	$0	–	-3,700	-100.0%	-0.03%	–
NAC	Exit	NUVEEN CA DIVIDEND ADV MUN F	$0	–	-54,400	-100.0%	-0.06%	–
PML	Exit	PIMCO MUN INCOME FD II	$0	–	-90,506	-100.0%	-0.08%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-8,610	-100.0%	-0.13%	–
TSLX	Exit	TPG SPECIALTY LENDING INC	$0	–	-108,530	-100.0%	-0.14%	–
AMG	Exit	AFFILIATED MANAGERS GROUP	$0	–	-12,100	-100.0%	-0.19%	–
JGG	Exit	NUVEEN GBL INCOME OPPORTUN F	$0	–	-277,050	-100.0%	-0.27%	–
FPF	Exit	FIRST TR INTER DUR PFD & IN	$0	–	-157,303	-100.0%	-0.27%	–
DCA	Exit	VIRTUS TOTAL RETURN FD	$0	–	-742,801	-100.0%	-0.28%	–
PDI	Exit	PIMCO DYNAMIC INCOME FD	$0	–	-124,510	-100.0%	-0.32%	–
PFL	Exit	PIMCO INCOME STRATEGY FUND	$0	–	-408,736	-100.0%	-0.39%	–
SVVC	Exit	FIRSTHAND TECH VALUE FD INC	$0	–	-328,097	-100.0%	-0.63%	–
JGT	Exit	NUVEEN DIVER CURRENCY OPPOR	$0	–	-1,401,963	-100.0%	-1.20%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-02-17

Signatures

The EDGAR filing(s) were signed by:

Marcus Collins — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WESTERN ASSET EMRG MKT DEBT	40	Q3 2023	5.4%
WESTERN ASSET HIGH INCOME OP	40	Q3 2023	3.6%
SPECIAL OPPORTUNITIES FD INC	40	Q3 2023	0.8%
NUVEEN CR STRATEGIES INCOME	39	Q3 2023	2.8%
MORGAN STANLEY EM MKTS DM DE	39	Q3 2023	1.7%
NUVEEN QUALITY MUNCP INCOME	38	Q3 2023	5.7%
WESTERN AST INFL LKD OPP & I	38	Q3 2023	3.2%
TEMPLETON EMERG MKTS INCOME	38	Q3 2023	1.9%
MORGAN STANLEY EMKT DBT FD I	37	Q1 2023	0.9%
BLACKROCK CR ALLOCATION INCO	35	Q3 2023	4.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-10
SC 13G	2024-04-10
SC 13G	2024-04-10
SC 13G/A	2024-03-05
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1506558000.0 != 1506555000.0)

Export RIVERNORTH CAPITAL MANAGEMENT, LLC's holdings