$1.25 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 177 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 36.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $48,703,000 | +16.9% | 248,838 | +11.7% | 3.91% | +15.3% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $44,348,000 | +1.8% | 3,225,278 | +0.1% | 3.56% | +0.5% |
| PCI | Sell | PIMCO DYNAMIC CR INCOME FD | $43,604,000 | -24.7% | 1,830,557 | -28.5% | 3.50% | -25.7% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $29,897,000 | +18.1% | 3,194,114 | +20.0% | 2.40% | +16.5% |
| ADX | ADAMS EXPRESS CO | $24,013,000 | +5.9% | 1,746,371 | 0.0% | 1.93% | +4.6% | |
| RVT | Sell | ROYCE VALUE TR INC | $23,704,000 | -1.0% | 1,481,488 | -2.7% | 1.90% | -2.3% |
| TY | TRI CONTL CORP | $22,469,000 | +4.5% | 1,070,982 | 0.0% | 1.80% | +3.1% | |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $21,702,000 | +71.6% | 2,627,378 | +67.0% | 1.74% | +69.2% |
| OEF | ISHARESs&p 100 etf | $21,633,000 | +4.5% | 250,000 | 0.0% | 1.74% | +3.1% | |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $21,624,000 | +6.3% | 501,375 | 0.0% | 1.74% | +4.9% | |
| PRF | POWERSHARES ETF TRUSTftse rafi 1000 | $21,285,000 | +4.5% | 240,668 | 0.0% | 1.71% | +3.1% | |
| VMO | INVESCO MUN OPPORTUNITY TR | $21,198,000 | +3.3% | 1,682,343 | 0.0% | 1.70% | +1.9% | |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $21,137,000 | +4.2% | 3,517,026 | +1.9% | 1.70% | +2.8% |
| NPM | Buy | NUVEEN PREM INCOME MUN FD 2 | $20,716,000 | +3.8% | 1,496,800 | +0.4% | 1.66% | +2.4% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $20,177,000 | +704.8% | 473,753 | +679.8% | 1.62% | +694.6% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $20,172,000 | +4.8% | 1,551,678 | +2.8% | 1.62% | +3.4% |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $18,530,000 | -9.4% | 1,001,614 | -13.1% | 1.49% | -10.6% |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $17,795,000 | +40.4% | 1,335,980 | +38.3% | 1.43% | +38.5% |
| NHF | Sell | NEXPOINT CR STRATEGIES FD | $17,797,000 | -10.5% | 1,474,500 | -17.9% | 1.43% | -11.7% |
| NID | NUVEEN INTER DURATION MN TMF | $17,718,000 | +5.3% | 1,407,281 | 0.0% | 1.42% | +3.9% | |
| AOD | ALPINE TOTAL DYNAMIC DIVID F | $17,078,000 | +6.3% | 1,914,603 | 0.0% | 1.37% | +4.9% | |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $17,005,000 | -11.5% | 1,129,932 | -14.0% | 1.37% | -12.7% |
| NMA | Buy | NUVEEN MUN ADVANTAGE FD INC | $16,942,000 | +3.8% | 1,260,570 | +0.2% | 1.36% | +2.4% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $16,862,000 | -7.6% | 4,112,656 | -7.6% | 1.35% | -8.9% |
| JGT | Sell | NUVEEN DIVER CURRENCY OPPOR | $15,744,000 | +5.9% | 1,401,963 | -1.1% | 1.26% | +4.5% |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $15,367,000 | +26.0% | 760,730 | +21.4% | 1.23% | +24.3% |
| PFN | Sell | PIMCO INCOME STRATEGY FUND I | $14,459,000 | -1.6% | 1,307,346 | -7.5% | 1.16% | -3.0% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $14,015,000 | +7.8% | 2,525,263 | +7.5% | 1.13% | +6.4% |
| VKQ | INVESCO MUN TR | $13,543,000 | +3.5% | 1,081,693 | 0.0% | 1.09% | +2.2% | |
| GAM | Buy | GENERAL AMERN INVS INC | $13,432,000 | +10.8% | 364,804 | +6.0% | 1.08% | +9.3% |
| CTF | Buy | NUVEEN LG/SHT COMMODITY TOTR | $12,783,000 | +12.0% | 791,041 | +14.7% | 1.03% | +10.5% |
| XLG | RYDEX ETF TRUSTgug russ top 50 | $12,762,000 | +3.9% | 94,701 | 0.0% | 1.02% | +2.5% | |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $11,673,000 | +7.9% | 474,503 | +2.9% | 0.94% | +6.5% |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $11,589,000 | +4.8% | 631,528 | +0.3% | 0.93% | +3.4% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $11,360,000 | -4.8% | 803,400 | -9.8% | 0.91% | -6.1% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD V | $10,903,000 | +6.9% | 887,126 | +6.6% | 0.88% | +5.4% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $10,865,000 | +9.7% | 598,601 | +7.1% | 0.87% | +8.3% |
| ERC | WELLS FARGO ADVANTAGE MULTI | $10,604,000 | +2.8% | 711,678 | 0.0% | 0.85% | +1.4% | |
| ZTR | Sell | ZWEIG TOTL RETURN FUND | $10,219,000 | -15.0% | 710,174 | -16.9% | 0.82% | -16.1% |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY F | $10,018,000 | +10.3% | 750,393 | +5.4% | 0.80% | +8.9% |
| BTT | Buy | BLACKROCK MUN TARGET TERM TR | $9,535,000 | +7.0% | 469,460 | +0.5% | 0.77% | +5.7% |
| NPI | NUVEEN PREM INCOME MUN FD | $9,488,000 | +3.7% | 698,160 | 0.0% | 0.76% | +2.3% | |
| BTF | Buy | BOULDER TOTAL RETURN FD INC | $9,322,000 | +22.6% | 363,288 | +16.3% | 0.75% | +21.0% |
| NKX | Buy | NUVEEN CAL AMT-FREE MUN INC | $8,964,000 | +6.5% | 656,667 | +3.8% | 0.72% | +5.1% |
| NML | Buy | NEUBERGER BERMAN MLP INCOME | $8,890,000 | +12.7% | 440,321 | +0.7% | 0.71% | +11.2% |
| E103PS | Sell | WESTERN ASSET EMRG MKT INCM | $8,851,000 | +1.3% | 684,518 | -3.3% | 0.71% | 0.0% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $8,762,000 | +13.9% | 493,063 | +13.6% | 0.70% | +12.5% |
| IVH | Sell | IVY HIGH INC OPPORTUNITIES F | $8,630,000 | -4.5% | 466,466 | -5.6% | 0.69% | -5.7% |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $8,611,000 | +97.1% | 931,926 | +94.8% | 0.69% | +94.4% |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUN | $8,552,000 | – | 1,137,285 | +100.0% | 0.69% | – |
| BOI | Buy | BROOKFIELD MTG OPP INC FD IN | $8,322,000 | +16.1% | 472,829 | +10.9% | 0.67% | +14.4% |
| CEF | CENTRAL FD CDA LTDcl a | $8,313,000 | +5.7% | 571,703 | 0.0% | 0.67% | +4.4% | |
| NIO | Sell | NUVEEN MUN OPPORTUNITY FD IN | $7,962,000 | -1.1% | 564,310 | -3.5% | 0.64% | -2.3% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $7,952,000 | -1.0% | 425,476 | -3.7% | 0.64% | -2.3% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $7,898,000 | +8.7% | 1,645,382 | +0.1% | 0.63% | +7.3% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $7,782,000 | -0.3% | 502,718 | -0.7% | 0.62% | -1.7% |
| DHG | DWS HIGH INCOME OPPORT FD IN | $7,371,000 | +1.1% | 499,065 | 0.0% | 0.59% | -0.3% | |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $7,240,000 | +17.1% | 273,737 | +4.5% | 0.58% | +15.7% |
| FTF | Buy | FRANKLIN TEMPLETON LTD DUR I | $6,915,000 | +20.4% | 528,677 | +20.1% | 0.56% | +18.6% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $6,874,000 | +5.8% | 708,645 | +1.3% | 0.55% | +4.3% |
| BGX | BLACKSTONE GSO LNG SHRT CR I | $6,726,000 | +0.7% | 379,334 | 0.0% | 0.54% | -0.7% | |
| WIW | WESTERN ASSET CLYM INFL OPP | $6,653,000 | +5.8% | 540,457 | 0.0% | 0.53% | +4.3% | |
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $6,561,000 | -12.1% | 568,506 | -13.9% | 0.53% | -13.2% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $6,508,000 | +5.6% | 763,862 | +0.8% | 0.52% | +4.2% |
| PXH | POWERSHARES GLOBAL ETF TRUSTemer mrkt port | $6,508,000 | +7.3% | 305,240 | 0.0% | 0.52% | +5.9% | |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $6,467,000 | -69.7% | 1,029,726 | -70.5% | 0.52% | -70.2% |
| NBB | Sell | NUVEEN BUILD AMER BD FD | $6,406,000 | +1.1% | 312,479 | -3.3% | 0.52% | -0.2% |
| CFP | New | CORNERSTONE PROGRESSIVE RTN | $6,110,000 | – | 1,331,118 | +100.0% | 0.49% | – |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $5,990,000 | +13.1% | 326,600 | +10.0% | 0.48% | +11.6% |
| ACAS | New | AMERICAN CAP LTD | $5,984,000 | – | 391,384 | +100.0% | 0.48% | – |
| VGI | Sell | VIRTUS GLOBAL MULTI-SEC INC | $5,731,000 | +0.4% | 320,858 | -5.0% | 0.46% | -0.9% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $5,555,000 | +43.1% | 835,404 | +40.5% | 0.45% | +41.1% |
| RNP | Buy | COHEN & STEERS REIT & PFD IN | $5,434,000 | +122.3% | 301,404 | +109.6% | 0.44% | +119.1% |
| NVG | Buy | NUVEEN DIVID ADVANTAGE MUN I | $5,421,000 | +131.2% | 382,814 | +117.6% | 0.44% | +127.7% |
| SVVC | Buy | FIRSTHAND TECH VALUE FD INC | $5,408,000 | +249.1% | 254,496 | +250.8% | 0.43% | +244.4% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $5,333,000 | -13.5% | 432,170 | -17.8% | 0.43% | -14.7% |
| FUND | Buy | ROYCE FOCUS TR | $5,271,000 | +7.8% | 616,488 | +0.3% | 0.42% | +6.3% |
| EDI | Buy | STONE HBR EMERG MKTS TL INC | $5,261,000 | +57.7% | 260,968 | +45.6% | 0.42% | +55.5% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $5,119,000 | +9.6% | 610,188 | +3.7% | 0.41% | +8.2% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $5,063,000 | -9.2% | 390,972 | -9.2% | 0.41% | -10.4% |
| SBW | Sell | WESTERN ASSET WORLDWIDE INCO | $5,062,000 | +5.7% | 384,932 | -0.9% | 0.41% | +4.4% |
| CEE | CENTRAL EUR RUSS & TURK FD I | $4,648,000 | +11.5% | 158,676 | 0.0% | 0.37% | +10.0% | |
| SGL | Buy | STRATEGIC GLOBAL INCOME FD | $4,544,000 | +53.5% | 485,939 | +51.2% | 0.36% | +51.5% |
| NBD | Sell | NUVEEN BUILD AMER BD OPPTNY | $4,537,000 | +4.1% | 210,715 | -0.9% | 0.36% | +2.5% |
| PML | Sell | PIMCO MUN INCOME FD II | $4,505,000 | -4.9% | 376,955 | -7.7% | 0.36% | -6.0% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $4,459,000 | -39.7% | 286,212 | -41.0% | 0.36% | -40.5% |
| BSP | Buy | AMERN STRATEGIC INCOME PTFL | $4,404,000 | +30.7% | 501,624 | +23.7% | 0.35% | +29.2% |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $4,255,000 | +59.7% | 851,059 | +50.8% | 0.34% | +57.6% |
| NIQ | Sell | NUVEEN INT DUR QUAL MUN TRM | $4,241,000 | -7.3% | 330,564 | -12.3% | 0.34% | -8.3% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $4,240,000 | +127.7% | 276,388 | +125.5% | 0.34% | +124.3% |
| HYI | Buy | WESTERN ASSET HGH YLD DFNDFD | $4,215,000 | +66.9% | 235,320 | +66.5% | 0.34% | +64.6% |
| LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $4,187,000 | +1.0% | 406,531 | -0.1% | 0.34% | -0.6% |
| PIM | Buy | PUTNAM MASTER INTER INCOME Tsh ben int | $3,789,000 | +1.5% | 735,746 | +1.5% | 0.30% | 0.0% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $3,746,000 | -30.4% | 208,365 | -31.9% | 0.30% | -31.3% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $3,747,000 | -5.8% | 203,852 | -10.8% | 0.30% | -7.1% |
| HTR | Sell | BROOKFIELD TOTAL RETURN FD I | $3,680,000 | -3.4% | 146,144 | -7.1% | 0.30% | -4.5% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $3,681,000 | +19.6% | 404,028 | +9.6% | 0.30% | +17.9% |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $3,589,000 | +21.4% | 357,492 | +18.6% | 0.29% | +19.5% |
| GLV | Buy | CLOUGH GLOBAL ALLOCATION FD | $3,562,000 | +69.3% | 229,827 | +65.8% | 0.29% | +67.3% |
| JGG | Sell | NUVEEN GBL INCOME OPPORTUN F | $3,532,000 | +9.6% | 277,050 | -0.5% | 0.28% | +8.4% |
| ABE | ABERDEEN EMERGING MKTS SMALL | $3,304,000 | +8.0% | 230,082 | 0.0% | 0.26% | +6.4% | |
| FTT | Buy | FEDERATED ENHANC TREAS INCM | $3,258,000 | +2.0% | 241,510 | +3.1% | 0.26% | +0.8% |
| NQS | Buy | NUVEEN SELECT QUALITY MUN FD | $3,266,000 | +125.9% | 235,607 | +115.7% | 0.26% | +122.0% |
| 0295SC | Buy | AMERICAN SELECT PORTFOLIO IN | $3,247,000 | +204.0% | 303,499 | +182.3% | 0.26% | +200.0% |
| IQI | INVESCO QUALITY MUNI INC TRS | $3,226,000 | +4.0% | 262,723 | 0.0% | 0.26% | +2.4% | |
| PMO | Buy | PUTNAM MUN OPPORTUNITIES TRsh ben int | $3,108,000 | +9.1% | 264,542 | +5.5% | 0.25% | +7.8% |
| PDI | Sell | PIMCO DYNAMIC INCOME FD | $3,071,000 | -82.2% | 90,071 | -84.2% | 0.25% | -82.4% |
| GHI | Buy | GLOBAL HIGH INCOME FUND INC | $2,975,000 | +15.6% | 286,838 | +10.0% | 0.24% | +13.8% |
| SWZ | New | SWISS HELVETIA FD INC | $2,841,000 | – | 194,958 | +100.0% | 0.23% | – |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $2,837,000 | +30.4% | 279,242 | +27.1% | 0.23% | +28.8% |
| MGU | Sell | MACQUARIE GLBL INFRA TOTL RE | $2,827,000 | -2.4% | 109,859 | -10.8% | 0.23% | -3.8% |
| NPF | Buy | NUVEEN PREMIER MUN INCOME FD | $2,748,000 | +5.1% | 201,624 | +1.3% | 0.22% | +3.8% |
| EFF | Sell | EATON VANCE FLTG RATE INCOM | $2,634,000 | -7.9% | 146,256 | -6.6% | 0.21% | -9.0% |
| VGM | INVESCO TR INVT GRADE MUNS | $2,589,000 | +1.8% | 198,684 | 0.0% | 0.21% | +0.5% | |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $2,562,000 | -44.8% | 334,508 | -45.5% | 0.21% | -45.5% |
| JMT | Buy | NUVEEN MTG OPPTY TERM FD 2 | $2,560,000 | +3.1% | 107,579 | +1.1% | 0.21% | +2.0% |
| FRA | BLACKROCK FLOAT RATE OME STR | $2,551,000 | +0.6% | 174,132 | 0.0% | 0.20% | -1.0% | |
| T101SC | Sell | AMERICAN STRATEGIC INCOME II | $2,536,000 | -10.9% | 346,380 | -13.4% | 0.20% | -12.1% |
| AMG | AFFILIATED MANAGERS GROUP | $2,485,000 | +2.6% | 12,100 | 0.0% | 0.20% | +1.5% | |
| DMB | Buy | DREYFUS MUN BD INFRSTRCTR FD | $2,404,000 | +94.2% | 203,048 | +84.4% | 0.19% | +91.1% |
| IWM | New | ISHARESrussell 2000 etf | $2,376,000 | – | 20,000 | +100.0% | 0.19% | – |
| VKI | Sell | INVESCO ADVANTAGE MUNICIPALsh ben int | $2,225,000 | +1.9% | 196,053 | -1.3% | 0.18% | +0.6% |
| NPP | Sell | NUVEEN PERFORMANCE PLUS MUN | $2,151,000 | -57.0% | 146,744 | -57.5% | 0.17% | -57.5% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $2,159,000 | -18.3% | 155,916 | -19.7% | 0.17% | -19.5% |
| CFD | Buy | NUVEEN DIVERSIFIED COMMODTY | $2,145,000 | +4.5% | 131,919 | +2.1% | 0.17% | +3.0% |
| JHP | NUVEEN QUALITY PFD INC FD 3 | $2,146,000 | +3.7% | 247,245 | 0.0% | 0.17% | +2.4% | |
| SPE | SPECIAL OPPORTUNITIES FD INC | $1,989,000 | +2.7% | 119,119 | 0.0% | 0.16% | +1.3% | |
| NSL | New | NUVEEN SR INCOME FD | $1,876,000 | – | 266,080 | +100.0% | 0.15% | – |
| CET | CENTRAL SECS CORP | $1,885,000 | +4.8% | 80,395 | 0.0% | 0.15% | +3.4% | |
| IWD | Sell | ISHARESrus 1000 val etf | $1,760,000 | -11.3% | 17,375 | -15.6% | 0.14% | -13.0% |
| LBF | DWS GLOBAL HIGH INCOME FD | $1,729,000 | +3.5% | 205,534 | 0.0% | 0.14% | +2.2% | |
| GSVC | Buy | GSV CAP CORP | $1,650,000 | +43.9% | 156,122 | +38.1% | 0.13% | +43.0% |
| KHI | Sell | DWS HIGH INCOME TR | $1,623,000 | -10.2% | 172,529 | -10.3% | 0.13% | -11.6% |
| TYG | New | TORTOISE ENERGY INFRSTRCTR C | $1,596,000 | – | 32,281 | +100.0% | 0.13% | – |
| GDL | Buy | GDL FUND | $1,564,000 | +176.8% | 144,045 | +181.3% | 0.13% | +173.9% |
| MHY | Sell | WESTERN ASSET MGD HI INCM FD | $1,530,000 | -22.8% | 263,712 | -23.8% | 0.12% | -23.6% |
| ETX | Buy | EATON VANCE MUN INCOME TERM | $1,486,000 | +524.4% | 88,202 | +482.5% | 0.12% | +526.3% |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $1,460,000 | – | 214,352 | +100.0% | 0.12% | – |
| TTF | Sell | THAI FD INC | $1,416,000 | -25.1% | 126,225 | -27.7% | 0.11% | -26.0% |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $1,319,000 | -24.5% | 134,606 | -30.7% | 0.11% | -25.4% |
| CBA | Sell | CLEARBRIDGE AMERN ENERG MLP | $1,248,000 | -70.5% | 67,164 | -74.3% | 0.10% | -71.0% |
| TSI | Sell | TCW STRATEGIC INCOME FUND IN | $992,000 | -15.8% | 179,752 | -16.7% | 0.08% | -16.7% |
| CLM | Sell | CORNERSTONE STRATEGIC VALUE | $1,000,000 | -83.2% | 164,223 | -82.1% | 0.08% | -83.4% |
| HSA | Sell | HELIOS STRATEGIC INCOME FD I | $908,000 | -23.4% | 131,736 | -24.6% | 0.07% | -24.0% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $853,000 | -6.3% | 62,179 | -9.2% | 0.07% | -6.8% |
| ARMF | Sell | ARES MULTI STRATEGY CR FD IN | $857,000 | -24.4% | 39,206 | -23.9% | 0.07% | -25.0% |
| BCV | New | BANCROFT FUND LTD | $835,000 | – | 41,400 | +100.0% | 0.07% | – |
| JPW | New | NUVEEN FLEXIBLE INVT INCOME | $839,000 | – | 44,609 | +100.0% | 0.07% | – |
| ACSF | New | AMERICAN CAP SR FLOATING LTD | $807,000 | – | 57,667 | +100.0% | 0.06% | – |
| SMM | New | SALIENT MIDSTREAM & MLP FDsh ben int | $780,000 | – | 26,341 | +100.0% | 0.06% | – |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $711,000 | – | 55,713 | +100.0% | 0.06% | – |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $686,000 | +5.5% | 72,902 | +0.7% | 0.06% | +3.8% |
| JFR | New | NUVEEN FLOATING RATE INCOME | $675,000 | – | 55,786 | +100.0% | 0.05% | – |
| BSL | New | BLACKSTONE GSO FLTING RTE FU | $659,000 | – | 36,787 | +100.0% | 0.05% | – |
| VCV | Sell | INVESCO CALIF VALUE MUN INC | $652,000 | -38.5% | 52,689 | -41.3% | 0.05% | -39.5% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $634,000 | -30.1% | 27,900 | -31.3% | 0.05% | -31.1% |
| DNY | New | DENALI FD INC | $609,000 | – | 28,399 | +100.0% | 0.05% | – |
| RIO | Buy | RIO TINTO PLCsponsored adr | $543,000 | +120.7% | 10,000 | +127.3% | 0.04% | +120.0% |
| EIM | Sell | EATON VANCE MUN BD FD | $534,000 | -73.4% | 42,921 | -74.6% | 0.04% | -73.6% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $485,000 | +4.1% | 41,846 | -2.6% | 0.04% | +2.6% |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $455,000 | -3.8% | 35,590 | -6.0% | 0.04% | -5.1% |
| NZF | New | NUVEEN DIVID ADV MUN FD 3 | $454,000 | – | 33,176 | +100.0% | 0.04% | – |
| GDV | Sell | GABELLI DIVD & INCOME TR | $416,000 | -54.8% | 18,986 | -54.7% | 0.03% | -56.0% |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $393,000 | – | 16,750 | +100.0% | 0.03% | – |
| VXX | New | BARCLAYS BK PLCput | $326,000 | – | 842 | +100.0% | 0.03% | – |
| GMZ | New | GOLDMAN SACHS MLP INC OPP FD | $322,000 | – | 15,470 | +100.0% | 0.03% | – |
| YHOO | New | YAHOO INC | $313,000 | – | 8,900 | +100.0% | 0.02% | – |
| 8107SC | New | AMERICAN STRATEGIC INCM PTFL | $314,000 | – | 30,605 | +100.0% | 0.02% | – |
| TWN | New | TAIWAN FD INC | $277,000 | – | 13,511 | +100.0% | 0.02% | – |
| PGZ | New | PRINCIPAL REAL ESTATE INCOME | $242,000 | – | 12,666 | +100.0% | 0.02% | – |
| FHY | Sell | FIRST TR STRATEGIC HIGH INC | $222,000 | -89.3% | 13,573 | -89.6% | 0.02% | -89.3% |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $215,000 | – | 7,500 | +100.0% | 0.02% | – |
| PCF | Sell | PUTNAM HIGH INCOME SEC FUND | $208,000 | -46.7% | 23,832 | -48.9% | 0.02% | -46.9% |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $194,000 | – | 10,538 | +100.0% | 0.02% | – |
| MSP | New | MADISON STRTG SECTOR PREM FD | $190,000 | – | 14,864 | +100.0% | 0.02% | – |
| NAC | New | NUVEEN CA DIVIDEND ADV MUN F | $179,000 | – | 12,833 | +100.0% | 0.01% | – |
| ACI | ARCH COAL INC | $55,000 | -24.7% | 15,090 | 0.0% | 0.00% | -33.3% | |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME F | $0 | – | -12,353 | -100.0% | -0.01% | – |
| CXE | Exit | MFS HIGH INCOME MUN TRsh ben int | $0 | – | -45,397 | -100.0% | -0.02% | – |
| TLI | Exit | LMP CORPORATE LN FD INC | $0 | – | -18,700 | -100.0% | -0.02% | – |
| NCU | Exit | NUVEEN CALIF PREM INCOME MUN | $0 | – | -17,476 | -100.0% | -0.02% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -17,020 | -100.0% | -0.02% | – |
| NEM | Exit | NEWMONT MINING CORP | $0 | – | -10,964 | -100.0% | -0.02% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -105 | -100.0% | -0.02% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -23,260 | -100.0% | -0.03% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -31,690 | -100.0% | -0.04% | – |
| XLI | Exit | SELECT SECTOR SPDR TRsbi int-inds | $0 | – | -9,000 | -100.0% | -0.04% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -9,000 | -100.0% | -0.04% | – |
| AAPL | Exit | APPLE INC | $0 | – | -900 | -100.0% | -0.04% | – |
| TIF | Exit | TIFFANY & CO NEW | $0 | – | -5,700 | -100.0% | -0.04% | – |
| SRLN | Exit | SSGA ACTIVE ETF TRblkstn gsosrln | $0 | – | -10,466 | -100.0% | -0.04% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -51,523 | -100.0% | -0.04% | – |
| EQS | Exit | EQUUS TOTAL RETURN INC | $0 | – | -295,005 | -100.0% | -0.05% | – |
| OFS | Exit | OFS CAP CORP | $0 | – | -46,531 | -100.0% | -0.05% | – |
| GTPPP | Exit | GOODYEAR TIRE & RUBR COpfd conv 5.875% | $0 | – | -8,003 | -100.0% | -0.05% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -38,350 | -100.0% | -0.06% | – |
| HYF | Exit | MANAGED HIGH YIELD PLUS FD I | $0 | – | -346,875 | -100.0% | -0.06% | – |
| CRF | Exit | CORNERSTONE TOTAL RTRN FD IN | $0 | – | -150,501 | -100.0% | -0.07% | – |
| MIE | Exit | COHEN & STEERS MLP INC & ENR | $0 | – | -59,030 | -100.0% | -0.09% | – |
| JPS | Exit | NUVEEN QUALITY PFD INCOME FD | $0 | – | -130,362 | -100.0% | -0.09% | – |
| PMF | Exit | PIMCO MUNICIPAL INCOME FD | $0 | – | -86,557 | -100.0% | -0.10% | – |
| FOF | Exit | COHEN & STEERS CLOSED END OP | $0 | – | -95,255 | -100.0% | -0.10% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -11,433 | -100.0% | -0.12% | – |
| BBN | Exit | BLACKROCK BUILD AMER BD TR | $0 | – | -80,053 | -100.0% | -0.13% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPP | $0 | – | -307,550 | -100.0% | -0.15% | – |
| FCO | Exit | ABERDEEN GLOBAL INCOME FD IN | $0 | – | -170,965 | -100.0% | -0.15% | – |
| IHD | Exit | ING EMERGING MKTS HGH DIV EQ | $0 | – | -158,557 | -100.0% | -0.15% | – |
| FPF | Exit | FIRST TR INTER DUR PFD & IN | $0 | – | -97,105 | -100.0% | -0.18% | – |
| LDP | Exit | COHEN & STEERS LTD DUR PFD I | $0 | – | -108,708 | -100.0% | -0.21% | – |
| IMF | Exit | WESTERN ASSET INFL MGMT FD I | $0 | – | -152,322 | -100.0% | -0.22% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -232,415 | -100.0% | -0.23% | – |
| KYE | Exit | KAYNE ANDERSON ENRGY TTL RT | $0 | – | -117,111 | -100.0% | -0.26% | – |
| BGY | Exit | BLACKROCK INTL GRWTH & INC T | $0 | – | -446,005 | -100.0% | -0.29% | – |
| GHY | Exit | PRUDENTIAL GLB SHT DUR HG YL | $0 | – | -209,200 | -100.0% | -0.30% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INC | $0 | – | -285,032 | -100.0% | -0.30% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -215,937 | -100.0% | -0.32% | – |
| ELD | Exit | WISDOMTREE TRem lcl debt fd | $0 | – | -120,635 | -100.0% | -0.45% | – |
| EDF | Exit | STONE HBR EMERG MRKTS INC FD | $0 | – | -317,862 | -100.0% | -0.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.