$6.72 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 367 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 15.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GGG | Sell | Graco Inc. | $174,440,000 | +12.6% | 2,411,063 | -4.6% | 2.60% | +3.0% |
| PEP | Sell | Pepsico Inc. | $169,661,000 | +4.5% | 1,144,038 | -2.3% | 2.52% | -4.4% |
| LIN | Sell | Linde PLC | $161,481,000 | +5.1% | 612,806 | -5.0% | 2.40% | -3.8% |
| FAST | Sell | Fastenal Co. | $147,891,000 | +3.3% | 3,028,690 | -4.6% | 2.20% | -5.5% |
| PAYX | Sell | Paychex Inc. | $141,739,000 | +11.9% | 1,521,127 | -4.2% | 2.11% | +2.3% |
| DEO | Sell | Diageo PLC | $138,723,000 | +12.7% | 873,518 | -2.3% | 2.06% | +3.1% |
| PGR | Sell | Progressive Corp. | $138,022,000 | -0.7% | 1,395,856 | -4.9% | 2.05% | -9.2% |
| NSRGY | Sell | Nestle SA | $135,361,000 | -5.5% | 1,149,078 | -4.4% | 2.01% | -13.6% |
| MSFT | Sell | Microsoft Corp. | $130,737,000 | +2.1% | 587,795 | -3.4% | 1.94% | -6.5% |
| SNA | Sell | Snap-on Inc. | $130,735,000 | +11.7% | 763,909 | -4.0% | 1.94% | +2.2% |
| CL | Sell | Colgate-Palmolive Co. | $127,500,000 | +6.7% | 1,491,057 | -3.7% | 1.90% | -2.4% |
| BR | Sell | Broadridge Financial Solutions | $127,016,000 | +10.9% | 829,087 | -4.4% | 1.89% | +1.5% |
| ADI | Sell | Analog Devices Inc. | $121,220,000 | +21.9% | 820,552 | -3.6% | 1.80% | +11.6% |
| SO | Sell | Southern Company | $120,909,000 | +9.5% | 1,968,236 | -3.3% | 1.80% | +0.2% |
| CB | Sell | Chubb Corp | $117,807,000 | +28.4% | 765,378 | -3.1% | 1.75% | +17.4% |
| LMT | Sell | Lockheed Martin Corp | $112,473,000 | -10.2% | 316,844 | -3.1% | 1.67% | -17.9% |
| NTRS | Sell | Northern Trust Corporation | $110,045,000 | +16.1% | 1,181,496 | -2.8% | 1.64% | +6.2% |
| PII | Sell | Polaris Industries | $109,961,000 | -2.0% | 1,154,082 | -3.0% | 1.64% | -10.4% |
| MMM | Sell | 3M Company | $99,851,000 | +5.9% | 571,260 | -2.9% | 1.48% | -3.1% |
| WY | Sell | Weyerhaeuser Co. | $97,745,000 | +12.8% | 2,915,149 | -4.1% | 1.45% | +3.2% |
| FNF | Sell | Fidelity National Financial In | $97,489,000 | +20.1% | 2,493,958 | -3.8% | 1.45% | +9.8% |
| DLR | Sell | Digital Realty Trust Inc. | $97,065,000 | -9.3% | 695,757 | -4.6% | 1.44% | -17.0% |
| DOW | Sell | Dow Inc | $91,507,000 | +12.1% | 1,648,772 | -5.0% | 1.36% | +2.6% |
| RYN | Sell | Rayonier Inc. | $86,015,000 | +7.2% | 2,927,676 | -3.5% | 1.28% | -1.9% |
| USB | Sell | US Bancorp | $85,750,000 | +21.8% | 1,840,524 | -6.3% | 1.28% | +11.4% |
| SBUX | Sell | Starbucks Corporation | $84,891,000 | +24.1% | 793,525 | -0.3% | 1.26% | +13.6% |
| SYK | Sell | Stryker Corp. | $83,516,000 | +17.4% | 340,828 | -0.1% | 1.24% | +7.4% |
| ETR | Sell | Entergy Corporation | $82,725,000 | -2.2% | 828,575 | -3.5% | 1.23% | -10.5% |
| PFE | Sell | Pfizer Inc. | $80,156,000 | -3.2% | 2,177,558 | -3.5% | 1.19% | -11.5% |
| TJX | Buy | TJX Companies | $77,817,000 | +23.5% | 1,139,513 | +0.6% | 1.16% | +13.0% |
| CSCO | Sell | Cisco Systems, Inc. | $76,269,000 | +7.7% | 1,704,329 | -5.2% | 1.14% | -1.4% |
| MA | Sell | Mastercard Inc. - A | $75,112,000 | +3.4% | 210,433 | -2.0% | 1.12% | -5.4% |
| CVX | Sell | Chevron Corp. | $74,543,000 | +10.9% | 882,688 | -5.5% | 1.11% | +1.5% |
| ARCC | Sell | Ares Capital Corp. | $72,757,000 | +17.6% | 4,307,727 | -2.9% | 1.08% | +7.6% |
| TIF | Sell | Tiffany & Co. | $70,717,000 | -12.0% | 537,975 | -22.4% | 1.05% | -19.5% |
| NXPI | Sell | NXP Semiconductors N.V. | $70,397,000 | +22.1% | 442,722 | -4.1% | 1.05% | +11.7% |
| ORCL | Buy | Oracle Corporation | $69,531,000 | +9.3% | 1,074,839 | +0.8% | 1.03% | -0.1% |
| SLG | New | Sl Green Realty | $67,912,000 | – | 1,139,854 | +100.0% | 1.01% | – |
| KMI | Sell | Kinder Morgan Inc. | $66,745,000 | +2.0% | 4,882,559 | -8.0% | 0.99% | -6.7% |
| ITW | Sell | Illinois Tool Works Inc. | $66,446,000 | +4.9% | 325,908 | -0.6% | 0.99% | -4.1% |
| GILD | Sell | Gilead Sciences | $64,526,000 | -15.5% | 1,107,549 | -8.3% | 0.96% | -22.6% |
| BKI | Sell | Black Knight Inc | $57,992,000 | -5.5% | 656,391 | -6.9% | 0.86% | -13.5% |
| LOW | Sell | Lowe's Companies Inc. | $55,316,000 | -7.3% | 344,623 | -4.2% | 0.82% | -15.2% |
| BKNG | Buy | Booking Holdings Inc | $54,777,000 | +68.3% | 24,594 | +29.3% | 0.82% | +54.1% |
| MKL | Buy | Markel Corp. | $52,862,000 | +8.2% | 51,158 | +1.9% | 0.79% | -1.1% |
| BAM | Buy | Brookfield Asset Management In | $50,680,000 | +25.6% | 1,228,009 | +0.6% | 0.75% | +14.9% |
| RTX | Buy | Raytheon Technologies Corp | $49,657,000 | +27.8% | 694,400 | +2.8% | 0.74% | +16.9% |
| INFO | Buy | IHS Markit Ltd | $49,642,000 | +81.3% | 552,625 | +58.5% | 0.74% | +65.8% |
| CRL | Sell | Charles River Laboratories Int | $49,001,000 | +8.6% | 196,113 | -1.6% | 0.73% | -0.7% |
| GOOG | Buy | Alphabet Inc. - Class C | $48,667,000 | +20.5% | 27,780 | +1.1% | 0.72% | +10.2% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $48,075,000 | +4.9% | 103,213 | -0.5% | 0.72% | -4.0% |
| BRKB | Sell | Berkshire Hathaway Inc. - B | $46,811,000 | -19.8% | 201,887 | -26.4% | 0.70% | -26.7% |
| WRB | Buy | W.R. Berkley Corp. | $46,016,000 | +10.4% | 692,796 | +1.7% | 0.68% | +1.0% |
| BRO | Sell | Brown & Brown Inc. | $45,276,000 | +2.6% | 954,978 | -2.0% | 0.67% | -6.1% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $45,239,000 | +2.3% | 377,151 | +3.9% | 0.67% | -6.4% |
| NDSN | Sell | Nordson Corporation | $42,232,000 | +2.9% | 210,162 | -1.8% | 0.63% | -6.0% |
| FTDR | Sell | Frontdoor Inc | $41,931,000 | +20.3% | 835,102 | -6.7% | 0.62% | +10.1% |
| CNNE | Sell | Cannae Holdings Inc | $40,640,000 | +15.2% | 918,009 | -3.0% | 0.60% | +5.6% |
| AXTA | Sell | Axalta Coating Systems LTD | $38,321,000 | -7.1% | 1,342,244 | -27.9% | 0.57% | -15.1% |
| CERN | Buy | Cerner Corporation | $36,320,000 | +10.6% | 462,796 | +1.9% | 0.54% | +1.1% |
| NKE | Sell | Nike Inc. - B | $36,317,000 | +8.5% | 256,712 | -3.7% | 0.54% | -0.7% |
| ACN | Sell | Accenture PLC | $34,396,000 | +10.5% | 131,681 | -4.4% | 0.51% | +1.2% |
| DLTR | Sell | Dollar Tree, Inc. | $31,588,000 | +13.9% | 292,376 | -3.7% | 0.47% | +4.2% |
| TROW | Sell | T. Rowe Price Group Inc. | $31,086,000 | +15.4% | 205,340 | -2.3% | 0.46% | +5.5% |
| HD | Sell | Home Depot Inc. | $30,829,000 | -6.7% | 116,065 | -2.4% | 0.46% | -14.5% |
| APD | Sell | Air Products & Chemicals Inc. | $30,462,000 | -10.8% | 111,493 | -2.8% | 0.45% | -18.4% |
| DNB | Buy | Dun & Bradstreet Holdings | $30,371,000 | +105.1% | 1,219,724 | +111.3% | 0.45% | +87.6% |
| AWK | Sell | American Water Works Co. | $29,922,000 | +3.3% | 194,970 | -2.5% | 0.44% | -5.5% |
| SCHW | Sell | Charles Schwab | $28,655,000 | +43.8% | 540,260 | -1.8% | 0.43% | +31.5% |
| PPG | Sell | PPG Industries Inc. | $28,319,000 | +15.5% | 196,357 | -2.3% | 0.42% | +5.5% |
| MDT | Sell | Medtronic | $28,270,000 | +10.9% | 241,335 | -1.6% | 0.42% | +1.7% |
| PG | Sell | Procter & Gamble Company | $28,096,000 | -1.9% | 201,928 | -2.0% | 0.42% | -10.3% |
| ROK | Sell | Rockwell Automation Inc. | $27,273,000 | +11.4% | 108,738 | -2.0% | 0.41% | +2.0% |
| FIS | Sell | Fidelity National Information | $27,060,000 | -5.3% | 191,288 | -1.5% | 0.40% | -13.3% |
| EXPD | Sell | Expeditors International of Wa | $27,004,000 | +3.4% | 283,925 | -1.6% | 0.40% | -5.4% |
| CBSH | Buy | Commerce Bancshares Inc. | $26,753,000 | +19.1% | 407,200 | +2.0% | 0.40% | +9.0% |
| MCD | Sell | McDonald's Corp. | $26,672,000 | -3.8% | 124,298 | -1.6% | 0.40% | -12.0% |
| CLX | Sell | The Clorox Company | $25,849,000 | -5.5% | 128,014 | -1.6% | 0.38% | -13.5% |
| DCI | Sell | Donaldson Inc. | $25,468,000 | +19.0% | 455,764 | -1.1% | 0.38% | +8.9% |
| MORN | Sell | Morningstar Inc. | $24,955,000 | +35.3% | 107,762 | -6.1% | 0.37% | +23.7% |
| SPYV | Buy | SPDR S&P 500 Value | $24,927,000 | +18.5% | 724,831 | +4.1% | 0.37% | +8.5% |
| SPYG | Buy | SPDR S&P 500 Growth ETF | $24,614,000 | +11.7% | 445,173 | +1.2% | 0.37% | +2.2% |
| BDX | Sell | Becton Dickinson and Company | $24,426,000 | +7.1% | 97,619 | -0.4% | 0.36% | -2.2% |
| BRP | Buy | BRP Group | $24,389,000 | +236.4% | 813,771 | +179.6% | 0.36% | +207.6% |
| NVS | Sell | Novartis AG - ADR | $23,336,000 | +6.9% | 247,124 | -1.5% | 0.35% | -2.3% |
| HCSG | Buy | Healthcare Services Group | $22,282,000 | +86.9% | 792,936 | +43.2% | 0.33% | +70.6% |
| SEIC | Sell | SEI Investments Company | $22,055,000 | +13.0% | 383,762 | -0.2% | 0.33% | +3.5% |
| AVNS | Sell | Avanos Medical Inc. | $22,070,000 | +29.7% | 481,042 | -6.1% | 0.33% | +18.4% |
| IAU | Buy | iShares Gold Trust | $21,919,000 | +22.3% | 1,209,016 | +21.4% | 0.33% | +12.0% |
| MBB | Buy | iShares MBS Bond ETF | $21,807,000 | +10.7% | 198,007 | +11.0% | 0.32% | +1.2% |
| IUSV | Buy | iShares Core US Values - ETF | $20,746,000 | +2358.1% | 333,591 | +2045.8% | 0.31% | +2107.1% |
| CFR | Buy | Cullen Frost Bankers Inc. | $20,742,000 | +37.0% | 237,782 | +0.4% | 0.31% | +25.6% |
| NJR | Buy | New Jersey Resources Corp. | $19,329,000 | +32.0% | 543,712 | +0.3% | 0.29% | +21.0% |
| MTB | Buy | M&T Bank Corp. | $19,044,000 | +39.4% | 149,598 | +0.9% | 0.28% | +27.5% |
| GD | Buy | General Dynamics Corp. | $18,175,000 | +7.8% | 122,130 | +0.3% | 0.27% | -1.5% |
| RMAX | Sell | RE/MAX Holdings Inc. | $18,060,000 | +10.6% | 497,113 | -0.3% | 0.27% | +1.5% |
| IBDV | Sell | iShares iBonds Dec 2030 Term C | $17,874,000 | +1.8% | 679,995 | -0.3% | 0.27% | -7.0% |
| IBDR | Sell | iShares Corporate iBonds ETF 2 | $17,785,000 | +0.9% | 656,253 | -0.1% | 0.26% | -7.7% |
| VNT | New | Vontier | $17,605,000 | – | 527,091 | +100.0% | 0.26% | – |
| HXGBY | Sell | Hexagon AB | $16,006,000 | +17.4% | 176,570 | -2.3% | 0.24% | +7.2% |
| BSCP | Sell | Invesco BulletShares 2025 | $15,484,000 | +1.0% | 684,226 | -0.2% | 0.23% | -7.6% |
| MLN | Buy | VanEck Vectors Long Municipal | $14,758,000 | +2.5% | 679,775 | +1.0% | 0.22% | -6.0% |
| IBDT | Sell | iShares iBonds Dec 2028 Term C | $13,490,000 | +1.2% | 456,514 | -0.4% | 0.20% | -7.4% |
| SPDW | New | SPDR Portfolio World Ex US ETF | $13,032,000 | – | 386,137 | +100.0% | 0.19% | – |
| MDYV | Sell | SPDR S&P 400 Mid Cap Value | $12,931,000 | -24.9% | 232,989 | -41.3% | 0.19% | -31.4% |
| DD | Sell | Dupont De Nemurs Inc | $12,410,000 | +24.9% | 174,522 | -2.5% | 0.18% | +14.2% |
| MDYG | Sell | Dow Jones Mid Cap Growth ETF - | $12,427,000 | -30.6% | 179,240 | -42.5% | 0.18% | -36.4% |
| IBDS | Sell | iShares iBonds Dec 2027 Term C | $11,225,000 | +1.2% | 407,156 | -0.4% | 0.17% | -7.2% |
| BSCO | Sell | Invesco BulletShares 2024 | $11,142,000 | +0.6% | 497,633 | -0.3% | 0.17% | -7.8% |
| IBTD | Buy | iShares iBonds Dec 2023 Term T | $10,192,000 | +0.2% | 396,412 | +0.3% | 0.15% | -7.9% |
| IBTG | Buy | iShares iBonds Dec 2026 Term T | $9,580,000 | +1.1% | 365,643 | +1.6% | 0.14% | -7.1% |
| IBTJ | Buy | iShares iBonds Dec 2029 Term T | $9,532,000 | +0.2% | 363,471 | +1.8% | 0.14% | -8.4% |
| SLYV | Buy | SPDR S&P 600 Small CapValue ET | $9,095,000 | +37.0% | 137,406 | +3.7% | 0.14% | +25.0% |
| SLYG | Buy | S&P 600 Small Cap Growth - SPD | $9,032,000 | +34.7% | 118,260 | +4.1% | 0.13% | +22.9% |
| IBDU | Sell | iShares iBonds December 2029 T | $8,886,000 | +1.4% | 323,253 | -0.2% | 0.13% | -7.0% |
| GTES | Buy | Gates Industrial | $8,701,000 | +17.4% | 681,881 | +2.3% | 0.13% | +6.6% |
| IBTF | Buy | iShares iBonds Dec 2025 Term T | $8,201,000 | +0.1% | 314,317 | +0.5% | 0.12% | -8.3% |
| TLT | Buy | Barclays 20 Plus Year Treasury | $8,203,000 | -2.9% | 52,004 | +0.5% | 0.12% | -10.9% |
| IBTE | Buy | iShares iBonds Dec 2024 Term T | $8,148,000 | +0.4% | 314,275 | +0.7% | 0.12% | -8.3% |
| KAI | Sell | Kadant Inc | $7,756,000 | +26.1% | 55,015 | -1.9% | 0.12% | +15.0% |
| IIIV | Sell | I3 Verticals Inc | $7,446,000 | +29.8% | 224,282 | -1.3% | 0.11% | +19.4% |
| VNQ | Buy | REIT Index - Vanguard | $7,428,000 | +17.2% | 87,457 | +9.0% | 0.11% | +6.8% |
| AMOT | Sell | Allied Motion Technologies Inc | $7,038,000 | +20.5% | 137,729 | -2.7% | 0.10% | +10.5% |
| ROLL | Sell | RBC Bearings Incorporated | $6,897,000 | +46.0% | 38,522 | -1.2% | 0.10% | +33.8% |
| JRVR | Sell | James River Group Holdings Ltd | $6,517,000 | +8.3% | 132,587 | -1.9% | 0.10% | -1.0% |
| JBT | Sell | John Bean Technologies Corp. | $6,489,000 | +22.2% | 56,992 | -1.4% | 0.10% | +12.8% |
| SJW | Buy | SJW Group | $6,536,000 | +14.2% | 94,238 | +0.2% | 0.10% | +4.3% |
| HTGC | Buy | Hercules Technology Growth Cap | $6,518,000 | +25.1% | 451,989 | +0.4% | 0.10% | +14.1% |
| WGO | New | Winnebago Industries Inc | $6,003,000 | – | 100,157 | +100.0% | 0.09% | – |
| JJSF | Buy | J & J Snack Foods Corp | $5,889,000 | +59.9% | 37,903 | +34.2% | 0.09% | +46.7% |
| NMFC | Sell | New Mountain Finance Corp. | $5,912,000 | +18.4% | 520,393 | -0.3% | 0.09% | +8.6% |
| IEMG | Buy | iShares Core MSCI Emerging Mar | $5,866,000 | +259.7% | 94,557 | +206.2% | 0.09% | +222.2% |
| FARO | Buy | Faro Technologies Inc | $5,803,000 | +16.2% | 82,161 | +0.3% | 0.09% | +6.2% |
| EPC | Buy | Edgewell Personal Care Company | $5,620,000 | +24.5% | 162,535 | +0.4% | 0.08% | +15.1% |
| LQD | Buy | iShares iBoxx Corporate Bond E | $5,632,000 | +21.7% | 40,772 | +18.7% | 0.08% | +12.0% |
| IBMQ | Sell | iShares iBonds Dec 2028 Term M | $5,576,000 | +0.9% | 202,002 | -0.2% | 0.08% | -7.8% |
| SPY | Sell | S&P 500 - SPDR | $5,505,000 | +5.9% | 14,723 | -5.2% | 0.08% | -3.5% |
| VBTX | Sell | Veritex Holdings | $5,331,000 | +45.7% | 207,757 | -3.3% | 0.08% | +33.9% |
| FWRD | Sell | Forward Air Corp. | $5,306,000 | +17.1% | 69,059 | -12.6% | 0.08% | +6.8% |
| GOOD | Buy | Gladstone Commercial Corp. | $5,219,000 | +11.1% | 289,913 | +4.0% | 0.08% | +2.6% |
| SLRC | Buy | Solar Capital Ltd. | $5,247,000 | +15.2% | 299,653 | +4.2% | 0.08% | +5.4% |
| TCPC | Sell | TCP Capital Corp. | $5,235,000 | +14.0% | 465,803 | -0.5% | 0.08% | +4.0% |
| GBDC | Buy | Golub Capital BDC Inc. | $5,180,000 | +8.4% | 366,364 | +1.5% | 0.08% | -1.3% |
| MAIN | Buy | Main Street Capital Corp. | $5,095,000 | +233.0% | 157,926 | +205.2% | 0.08% | +204.0% |
| MOV | Sell | Movado Group Inc. | $5,123,000 | +59.0% | 308,244 | -4.9% | 0.08% | +46.2% |
| TSLX | Buy | Sixth Street Specialty Lending | $5,021,000 | +21.3% | 241,994 | +0.7% | 0.08% | +11.9% |
| BBDC | Buy | Barings BDC Inc | $4,927,000 | +17.3% | 535,484 | +2.0% | 0.07% | +7.4% |
| VTRS | New | Viatris | $4,935,000 | – | 263,336 | +100.0% | 0.07% | – |
| IBMP | Sell | Ishares Ibonds Dec 2027 Term M | $4,675,000 | -0.5% | 171,141 | -1.4% | 0.07% | -7.9% |
| BMRC | Buy | Bank of Marin (CA) | $4,579,000 | +20.8% | 133,363 | +1.9% | 0.07% | +9.7% |
| NP | Buy | Neenah Paper Inc | $4,413,000 | +47.9% | 79,777 | +0.2% | 0.07% | +34.7% |
| TPVG | Buy | TriplePoint Venture Growth BDC | $4,281,000 | +18.4% | 328,279 | +0.2% | 0.06% | +8.5% |
| RGP | Sell | Resources Global Professionals | $4,220,000 | +8.3% | 335,684 | -0.5% | 0.06% | 0.0% |
| SCM | Sell | Stellus Capital Investment | $4,263,000 | +24.9% | 391,814 | -0.2% | 0.06% | +12.5% |
| NWN | Buy | Northwest Natural Holding Co | $4,266,000 | +7.9% | 92,757 | +6.4% | 0.06% | -1.6% |
| THR | Buy | Thermon Group Holdings Inc. | $4,214,000 | +40.9% | 269,566 | +1.2% | 0.06% | +28.6% |
| XLY | Sell | Consumer Discret Select Sector | $4,129,000 | +0.5% | 25,678 | -8.1% | 0.06% | -9.0% |
| IBMO | Sell | Ishares Ibonds Dec 2026 Term M | $3,896,000 | -0.2% | 143,834 | -0.8% | 0.06% | -7.9% |
| IBMM | Sell | iShares iBonds Dec 2024 Term M | $3,851,000 | -0.6% | 142,154 | -0.6% | 0.06% | -9.5% |
| CTVA | Sell | Corteva Inc | $3,837,000 | +23.9% | 99,094 | -7.8% | 0.06% | +14.0% |
| MLM | Sell | Martin Marietta Materials Inc. | $3,684,000 | +0.7% | 12,973 | -16.5% | 0.06% | -6.8% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $3,680,000 | +31.2% | 192,470 | +3.2% | 0.06% | +19.6% |
| RVNU | Sell | XTrackers Municipal Infr REven | $3,599,000 | +1.6% | 123,087 | -1.5% | 0.05% | -6.9% |
| IBMK | Sell | iShares iBonds Dec 2022 AMT-Fr | $3,612,000 | -0.9% | 137,021 | -0.3% | 0.05% | -8.5% |
| PAHC | Buy | Phibro Animal Health Corp Clas | $3,541,000 | +18.5% | 182,327 | +6.2% | 0.05% | +8.2% |
| IBMN | Sell | iShares iBonds Dec 2025 Term M | $3,562,000 | -1.0% | 126,450 | -1.3% | 0.05% | -10.2% |
| PNNT | Buy | PennantPark Investment Corp. | $3,544,000 | +44.7% | 768,817 | +0.1% | 0.05% | +32.5% |
| XLI | New | Industrial Select Sector - SPD | $3,476,000 | – | 39,250 | +100.0% | 0.05% | – |
| IBML | Sell | iShares Muni Bond 2023 | $3,514,000 | -1.4% | 134,202 | -1.0% | 0.05% | -10.3% |
| MUB | Buy | iShares National AMT-Free Muni | $3,427,000 | +3.8% | 29,238 | +2.7% | 0.05% | -5.6% |
| XLB | New | Materials Select Sector - SPDR | $3,452,000 | – | 47,683 | +100.0% | 0.05% | – |
| PRFT | Buy | Perficient Inc | $3,404,000 | +14.0% | 71,438 | +2.2% | 0.05% | +4.1% |
| OFS | Sell | OFS Capital Corp. | $3,263,000 | +51.0% | 456,325 | -0.6% | 0.05% | +40.0% |
| BIPC | New | Brookfield Infrastructure | $3,176,000 | – | 43,931 | +100.0% | 0.05% | – |
| NTUS | Buy | Natus Medical Inc. | $3,072,000 | +19.1% | 153,279 | +1.8% | 0.05% | +9.5% |
| ORCC | Buy | Owl Rock Capital Corporation | $3,055,000 | +125.5% | 241,339 | +114.8% | 0.04% | +104.5% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $2,568,000 | -0.4% | 48,921 | -1.5% | 0.04% | -9.5% |
| XHB | New | Homebuilders Select Industry S | $2,520,000 | – | 43,711 | +100.0% | 0.04% | – |
| CSWC | Buy | Capital Southwest Corp. | $2,354,000 | +155.9% | 132,596 | +102.4% | 0.04% | +133.3% |
| TSM | Sell | Taiwan Semiconductor Manufactu | $2,171,000 | +1.6% | 19,914 | -24.4% | 0.03% | -8.6% |
| IGSB | Sell | iShares Short-Term Corporate B | $1,885,000 | -45.6% | 34,160 | -45.9% | 0.03% | -50.0% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,739,000 | +8.7% | 5 | 0.0% | 0.03% | 0.0% | |
| NLY | Annaly Capital Management Inc. | $1,725,000 | +18.7% | 204,104 | 0.0% | 0.03% | +8.3% | |
| HYG | Buy | High Yield Corporate Bond Fund | $1,614,000 | +10.8% | 18,487 | +6.5% | 0.02% | 0.0% |
| LVMUY | Sell | LVMH Moet Hennessy Louis Vuitt | $1,548,000 | -7.5% | 12,410 | -30.6% | 0.02% | -14.8% |
| BABA | Sell | Alibaba Group Holding Ltd | $1,455,000 | -46.3% | 6,250 | -32.2% | 0.02% | -50.0% |
| TCEHY | Sell | Tencent Holdings LTD | $1,453,000 | -9.0% | 20,214 | -16.5% | 0.02% | -15.4% |
| ICLR | Sell | Icon PLC | $1,458,000 | -23.0% | 7,479 | -24.6% | 0.02% | -29.0% |
| SONY | Sell | Sony Corp. ADS | $1,498,000 | -9.9% | 14,813 | -31.6% | 0.02% | -18.5% |
| IBTI | Buy | iShares iBonds Dec 2028 Term T | $1,382,000 | +9.2% | 52,556 | +10.6% | 0.02% | 0.0% |
| NATH | Buy | Nathan's Famous Inc | $1,430,000 | +11.2% | 25,901 | +3.2% | 0.02% | 0.0% |
| SHOP | Sell | Shopify Inc | $1,415,000 | -20.3% | 1,250 | -28.0% | 0.02% | -27.6% |
| IBTH | Buy | iShares iBonds Dec 2027 Term T | $1,418,000 | +9.1% | 54,074 | +10.0% | 0.02% | 0.0% |
| IWN | New | Russell 2000 Value Index - iSh | $1,332,000 | – | 10,111 | +100.0% | 0.02% | – |
| AAGIY | Sell | AIA Group Ltd | $1,339,000 | -2.0% | 27,255 | -21.8% | 0.02% | -9.1% |
| DSDVY | Sell | DSV Panalpina | $1,367,000 | -23.0% | 16,269 | -25.1% | 0.02% | -31.0% |
| FNV | Sell | Franco-Nevada Corp. | $1,245,000 | -34.9% | 9,930 | -27.5% | 0.02% | -38.7% |
| CYBR | Sell | Cyberark Software Ltd | $1,263,000 | +5.2% | 7,814 | -32.7% | 0.02% | -5.0% |
| GSK | Sell | GlaxoSmithKline Plc (Adr 1:2) | $1,262,000 | -11.3% | 34,292 | -9.2% | 0.02% | -17.4% |
| RIO | Sell | Rio Tinto PLC | $1,211,000 | -1.9% | 16,104 | -21.3% | 0.02% | -10.0% |
| SPTI | Buy | Spdr Portfolio Intermediate Te | $1,196,000 | +3.8% | 36,190 | +4.4% | 0.02% | -5.3% |
| LRLCY | Sell | L'Oreal SA | $1,138,000 | -10.3% | 14,949 | -23.3% | 0.02% | -19.0% |
| WCN | Sell | Waste Connections, INC. | $1,054,000 | -24.7% | 10,274 | -23.8% | 0.02% | -30.4% |
| ZTO | Sell | ZTO Express Cayman Inc | $1,086,000 | -26.8% | 37,251 | -24.9% | 0.02% | -33.3% |
| NVO | Sell | Novo Nordisk A/S ADS | $1,067,000 | -27.4% | 15,275 | -27.9% | 0.02% | -33.3% |
| APTV | Sell | APTIV PLC | $1,072,000 | +3.7% | 8,224 | -27.1% | 0.02% | -5.9% |
| PFLT | Buy | PennantPark Floating Rate Capi | $1,015,000 | +26.4% | 96,336 | +1.3% | 0.02% | +15.4% |
| NTDOY | Sell | Nintendo Co. Ltd. ADS | $1,007,000 | -12.1% | 12,503 | -22.8% | 0.02% | -21.1% |
| CNI | Sell | Canadian National Railway | $925,000 | -22.1% | 8,422 | -24.4% | 0.01% | -26.3% |
| IBDO | Buy | iShares iBonds Dec 2023 Term C | $932,000 | +5.9% | 35,464 | +5.7% | 0.01% | 0.0% |
| PAGS | Sell | Pagseguro Digital Ltd | $955,000 | +25.7% | 16,798 | -16.7% | 0.01% | +16.7% |
| CCAP | Buy | Crescent Capital BDC, Inc. | $918,000 | +17.5% | 62,997 | +2.9% | 0.01% | +7.7% |
| WMMVY | Sell | Walmart De-Mexico-Spon ADR V | $911,000 | -17.0% | 32,390 | -29.2% | 0.01% | -22.2% |
| PRU | Prudential Financial Inc | $879,000 | +22.9% | 11,253 | 0.0% | 0.01% | +8.3% | |
| WLTW | Sell | Willis Towers Watson Public Lt | $894,000 | -22.9% | 4,242 | -23.6% | 0.01% | -31.6% |
| OCSL | Buy | Oaktree Specialty Lending Corp | $858,000 | +15.8% | 153,981 | +0.6% | 0.01% | +8.3% |
| KL | Sell | Kirkland Lake Gold Ltd | $858,000 | -39.1% | 20,784 | -28.1% | 0.01% | -43.5% |
| ZROZ | New | PIMCO 20 Plus Year Zero Coupon | $800,000 | – | 4,897 | +100.0% | 0.01% | – |
| SLV | Sell | Silver Trust - iShares | $838,000 | -77.2% | 34,118 | -79.9% | 0.01% | -80.0% |
| DBSDY | Sell | DBS GROUP HOLDINGS-SPON ADR | $723,000 | -6.9% | 9,502 | -28.7% | 0.01% | -15.4% |
| FANUY | Sell | Fanuc Ltd. ADS | $731,000 | -6.3% | 29,606 | -27.7% | 0.01% | -15.4% |
| ERIC | New | Ericsson ADR | $755,000 | – | 63,176 | +100.0% | 0.01% | – |
| WXXWY | Buy | Wuxi Biologics Cayman Inc | $687,000 | +10.1% | 26,103 | +103.7% | 0.01% | 0.0% |
| MELI | Sell | MERCADOLIBRE INC | $660,000 | +52.1% | 394 | -1.7% | 0.01% | +42.9% |
| Medley Capital Corp. | $665,000 | +59.9% | 23,335 | 0.0% | 0.01% | +42.9% | ||
| PTMN | Portman Ridge Finance Corp | $650,000 | +42.5% | 340,472 | 0.0% | 0.01% | +42.9% | |
| IWD | New | Russell 1000 Value Index - iSh | $701,000 | – | 5,129 | +100.0% | 0.01% | – |
| YNDX | Sell | Yandex NV | $666,000 | +5.4% | 9,573 | -1.2% | 0.01% | 0.0% |
| SAP | Sell | SAP AG - ADS | $690,000 | -39.5% | 5,295 | -27.6% | 0.01% | -47.4% |
| ICMB | Investcorp Credit Management B | $620,000 | +31.1% | 130,340 | 0.0% | 0.01% | +12.5% | |
| VIPS | Sell | Vipshop Holdings Ltd | $607,000 | +76.5% | 21,589 | -1.9% | 0.01% | +50.0% |
| RHHBY | Sell | Roche Holding AG | $610,000 | -27.7% | 13,914 | -29.3% | 0.01% | -35.7% |
| V | Sell | Visa, Inc. - A | $508,000 | +0.2% | 2,322 | -8.4% | 0.01% | 0.0% |
| UOVEY | Sell | United Overseas Bank Limited | $513,000 | -15.6% | 15,018 | -31.1% | 0.01% | -20.0% |
| KMTUY | Sell | KOMATSU LTD | $534,000 | -8.4% | 19,275 | -27.6% | 0.01% | -11.1% |
| MLCO | Sell | Melco Resorts & Entertainment | $507,000 | -15.2% | 27,314 | -24.0% | 0.01% | -20.0% |
| MINT | Sell | Pimco Enhanced Short Maturity | $493,000 | -33.6% | 4,833 | -33.7% | 0.01% | -41.7% |
| AINV | Buy | Apollo Investment Corp. | $496,000 | +34.1% | 46,670 | +4.2% | 0.01% | +16.7% |
| FSP | Franklin Street Properties Cor | $448,000 | +19.5% | 102,500 | 0.0% | 0.01% | +16.7% | |
| FCX | Buy | Freeport-McMoRan Copper & Gold | $440,000 | +70.5% | 16,927 | +2.6% | 0.01% | +75.0% |
| HDB | Sell | HDFC Bank Ltd | $467,000 | +39.8% | 6,458 | -3.4% | 0.01% | +40.0% |
| HTHT | Sell | Huazhu Group Ltd. | $493,000 | +2.7% | 10,939 | -1.4% | 0.01% | -12.5% |
| NVDA | Sell | NVIDIA Corp. | $452,000 | -4.0% | 865 | -0.6% | 0.01% | -12.5% |
| SUNS | Buy | Solar Senior Capital Ltd. | $501,000 | +21.0% | 34,660 | +5.5% | 0.01% | 0.0% |
| LZRFY | Sell | Localiza Rent a Car SA | $398,000 | +29.2% | 29,688 | -2.7% | 0.01% | +20.0% |
| JAZZ | Sell | Jazz Pharmaceuticals Plc | $421,000 | -17.6% | 2,548 | -29.0% | 0.01% | -25.0% |
| RDY | Sell | DR. REDDY'S LABORATORIES LTD. | $376,000 | +0.3% | 5,275 | -2.2% | 0.01% | 0.0% |
| Manatuck Hill Mariner Offshore | $386,000 | +3.2% | 2,177 | 0.0% | 0.01% | 0.0% | ||
| XNGSY | Sell | ENN Energy Holdings Ltd | $416,000 | +30.8% | 7,066 | -3.3% | 0.01% | +20.0% |
| BIDU | Sell | Baidu Inc. ADS | $402,000 | +62.8% | 1,858 | -4.8% | 0.01% | +50.0% |
| GDS | Sell | GDS Holdings Ltd | $371,000 | +10.7% | 3,957 | -3.4% | 0.01% | +20.0% |
| KMPR | Kemper Corp. | $343,000 | +14.7% | 4,470 | 0.0% | 0.01% | 0.0% | |
| RDSA | Sell | Royal Dutch Shell PLC - Cl A | $366,000 | -15.3% | 10,416 | -39.4% | 0.01% | -28.6% |
| PNGAY | Sell | Ping An Insurance Group Co of | $303,000 | +15.2% | 12,372 | -3.4% | 0.01% | +25.0% |
| PYPL | Sell | PayPal Holdings, Inc. | $304,000 | -26.4% | 1,297 | -38.1% | 0.01% | -28.6% |
| TME | Sell | Tencent Music Entertainment Gr | $369,000 | +26.4% | 19,170 | -2.9% | 0.01% | 0.0% |
| JPM | Sell | JP Morgan Chase & Company | $355,000 | +27.2% | 2,797 | -3.5% | 0.01% | 0.0% |
| BIZD | New | VanEck Vectors BDC Income ETF | $334,000 | – | 24,303 | +100.0% | 0.01% | – |
| GBOOY | Sell | Grupo Financiero ADR | $319,000 | +56.4% | 11,499 | -2.3% | 0.01% | +66.7% |
| WNS | Sell | WNS Holdings Ltd | $331,000 | +10.0% | 4,596 | -2.3% | 0.01% | 0.0% |
| YUMC | Sell | Yum China Holdings Inc | $354,000 | +5.4% | 6,204 | -2.1% | 0.01% | 0.0% |
| COST | Costco Wholesale Corporation | $320,000 | +6.0% | 850 | 0.0% | 0.01% | 0.0% | |
| AAPL | Sell | Apple Inc. | $331,000 | -27.6% | 2,494 | -36.8% | 0.01% | -28.6% |
| GOOGL | Sell | Alphabet Inc. - Class A | $363,000 | -14.6% | 207 | -28.6% | 0.01% | -28.6% |
| SILV | Buy | SilverCrest Metals Inc | $312,000 | +36.8% | 27,873 | +3.6% | 0.01% | +25.0% |
| FLOT | iShares Floating Rate Note Fun | $241,000 | 0.0% | 4,755 | 0.0% | 0.00% | 0.0% | |
| GFI | Sell | Gold Fields Ltd | $277,000 | -25.9% | 29,884 | -1.7% | 0.00% | -33.3% |
| BAP | New | CREDICORP LTD | $236,000 | – | 1,436 | +100.0% | 0.00% | – |
| KB | Sell | KB Financial Group Inc | $294,000 | +20.0% | 7,427 | -2.8% | 0.00% | 0.0% |
| SCCO | New | Southern Copper Corp. | $261,000 | – | 4,010 | +100.0% | 0.00% | – |
| SNP | Sell | China Petroleum & Chemical Co | $241,000 | +4.8% | 5,400 | -5.0% | 0.00% | 0.0% |
| ZNH | Sell | China Southern Airlines Co Ltd | $302,000 | +6.7% | 10,199 | -2.1% | 0.00% | -20.0% |
| GLD | Gold Shares - SPDR | $243,000 | +0.4% | 1,365 | 0.0% | 0.00% | 0.0% | |
| PAAS | Sell | Pan American Silver Corp | $273,000 | -4.9% | 7,925 | -11.1% | 0.00% | -20.0% |
| GOLD | Buy | Barrick Gold ORD Shrs | $254,000 | -16.2% | 11,164 | +3.7% | 0.00% | -20.0% |
| BAC | Sell | Bank of America Corp. | $286,000 | +19.2% | 9,439 | -5.2% | 0.00% | 0.0% |
| HYMB | Buy | SPDR Nuveen S&P High Yield | $240,000 | +11.6% | 4,061 | +7.4% | 0.00% | +33.3% |
| FMX | New | FOMENTO ECONOMICO MEXICANO, S. | $248,000 | – | 3,269 | +100.0% | 0.00% | – |
| HON | Honeywell International, Inc. | $259,000 | +29.5% | 1,218 | 0.0% | 0.00% | +33.3% | |
| EQX | Sell | Equinox Gold | $249,000 | -37.0% | 24,066 | -28.6% | 0.00% | -33.3% |
| NILSY | Sell | MMC Norilsk Nickel | $299,000 | +26.2% | 9,493 | -3.3% | 0.00% | 0.0% |
| GBIL | Sell | Goldman Sachs Treasury Access | $250,000 | -50.1% | 2,493 | -50.0% | 0.00% | -50.0% |
| PKX | New | Posco-ADR | $258,000 | – | 4,143 | +100.0% | 0.00% | – |
| AXP | American Express Company | $290,000 | +20.3% | 2,400 | 0.0% | 0.00% | 0.0% | |
| Buy | Antofagasta plc ADR | $247,000 | +56.3% | 12,530 | +4.0% | 0.00% | +33.3% | |
| ANGPY | New | Anglo American Platinum Ltd | $221,000 | – | 13,646 | +100.0% | 0.00% | – |
| New | Uranium Participation Corp | $198,000 | – | 51,252 | +100.0% | 0.00% | – | |
| IBN | Sell | ICICI Bank Ltd. ADS | $193,000 | +46.2% | 13,017 | -3.3% | 0.00% | +50.0% |
| VEA | New | Europe Pacific ETF - Vanguard | $217,000 | – | 4,590 | +100.0% | 0.00% | – |
| GLNCY | New | Glencore Xstrata plc | $185,000 | – | 29,517 | +100.0% | 0.00% | – |
| FQVLF | New | First Quantum Minerals Ltd. | $211,000 | – | 11,728 | +100.0% | 0.00% | – |
| EC | Sell | Ecopetrol SA | $233,000 | +25.9% | 18,031 | -4.3% | 0.00% | 0.0% |
| RGLD | Buy | Royal Gold, Inc. | $233,000 | -7.5% | 2,188 | +4.3% | 0.00% | -25.0% |
| CBD | Sell | Cia Brasileira de Distribuicao | $216,000 | +11.3% | 15,079 | -4.2% | 0.00% | 0.0% |
| CFRUY | Sell | Compagnie Financiere Richemont | $174,000 | -99.5% | 19,411 | -99.6% | 0.00% | -99.4% |
| CLF | New | Cliffs Natural Resources Inc. | $213,000 | – | 14,612 | +100.0% | 0.00% | – |
| CCJ | Buy | Cameco Corp. | $233,000 | +38.7% | 17,353 | +4.5% | 0.00% | 0.0% |
| AMZN | Sell | Amazon.com, Inc. | $208,000 | -36.4% | 64 | -38.5% | 0.00% | -40.0% |
| TECK | New | Teck Resources Limited | $184,000 | – | 10,157 | +100.0% | 0.00% | – |
| LUNMF | New | Lundin Mining Corp | $205,000 | – | 23,052 | +100.0% | 0.00% | – |
| PCH | New | Potlatch Corp. | $226,000 | – | 4,515 | +100.0% | 0.00% | – |
| SAND | Sell | Sandstorm Gold Ltd. | $178,000 | -29.1% | 24,871 | -16.3% | 0.00% | -25.0% |
| OR | Exit | Osisko Gold Royalties Ltd | $0 | – | -15,415 | -100.0% | -0.00% | – |
| COG | Exit | Cabot Oil & Gas Corp. | $0 | – | -12,395 | -100.0% | -0.00% | – |
| TSLA | Exit | Tesla Motors Inc | $0 | – | -525 | -100.0% | -0.00% | – |
| TTE | Exit | Total SA - ADR | $0 | – | -6,861 | -100.0% | -0.00% | – |
| CEO | Exit | CNOOC Ltd. | $0 | – | -2,308 | -100.0% | -0.00% | – |
| Exit | Torex Gold Res Inc | $0 | – | -15,386 | -100.0% | -0.00% | – | |
| SA | Exit | Seabridge Gold Inc. | $0 | – | -15,248 | -100.0% | -0.01% | – |
| LLY | Exit | Eli Lilly & Co. | $0 | – | -2,400 | -100.0% | -0.01% | – |
| SHM | Exit | SPDR Nuveen Barclays Capital S | $0 | – | -7,157 | -100.0% | -0.01% | – |
| IBDM | Exit | iShares iBonds Dec 2021 Term C | $0 | – | -17,414 | -100.0% | -0.01% | – |
| Exit | Vanguard Treasury Money Marketmfund | $0 | – | -520,957 | -100.0% | -0.01% | – | |
| IBDN | Exit | iShares iBonds Dec 2022 Term C | $0 | – | -19,321 | -100.0% | -0.01% | – |
| ESLT | Exit | Elbit Systems Ltd | $0 | – | -7,629 | -100.0% | -0.02% | – |
| BKCC | Exit | BlackRock Kelso Capital Corp. | $0 | – | -460,712 | -100.0% | -0.02% | – |
| VREX | Exit | Varex Imaging Corp | $0 | – | -197,272 | -100.0% | -0.04% | – |
| XLK | Exit | Technology Select Sector SPDR | $0 | – | -33,211 | -100.0% | -0.06% | – |
| XLC | Exit | Communication Services Select | $0 | – | -72,696 | -100.0% | -0.07% | – |
| SLG | Exit | Sl Green Realty | $0 | – | -1,226,937 | -100.0% | -0.92% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors LP #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.