$6.15 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 348 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 8.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEP | Sell | Pepsico Inc. | $162,375,000 | +2.2% | 1,171,533 | -2.4% | 2.64% | -0.4% |
| GGG | Sell | Graco Inc. | $154,972,000 | +23.6% | 2,526,027 | -3.3% | 2.52% | +20.5% |
| LIN | Sell | Linde PLC | $153,654,000 | +6.3% | 645,252 | -5.3% | 2.50% | +3.5% |
| NSRGY | Sell | Nestle SA | $143,308,000 | +3.7% | 1,201,692 | -4.0% | 2.33% | +1.0% |
| FAST | Sell | Fastenal Co. | $143,178,000 | -2.0% | 3,175,385 | -6.9% | 2.33% | -4.5% |
| PGR | Sell | Progressive Corp. | $138,990,000 | +13.2% | 1,468,152 | -4.2% | 2.26% | +10.2% |
| MSFT | Sell | Microsoft Corp. | $128,006,000 | -25.4% | 608,597 | -27.9% | 2.08% | -27.4% |
| PAYX | Sell | Paychex Inc. | $126,664,000 | +2.1% | 1,587,865 | -3.0% | 2.06% | -0.5% |
| LMT | Sell | Lockheed Martin Corp | $125,298,000 | +1.7% | 326,910 | -3.2% | 2.04% | -1.0% |
| DEO | Sell | Diageo PLC | $123,102,000 | +0.5% | 894,246 | -1.9% | 2.00% | -2.1% |
| CL | Sell | Colgate-Palmolive Co. | $119,478,000 | +1.9% | 1,548,648 | -3.2% | 1.94% | -0.7% |
| SNA | Sell | Snap-on Inc. | $117,028,000 | +2.9% | 795,404 | -3.1% | 1.90% | +0.3% |
| BR | Sell | Broadridge Financial Solutions | $114,531,000 | +0.7% | 867,658 | -3.7% | 1.86% | -1.9% |
| PII | Sell | Polaris Industries | $112,247,000 | -3.2% | 1,189,814 | -5.0% | 1.82% | -5.6% |
| SO | Sell | Southern Company | $110,376,000 | +1.8% | 2,035,706 | -2.6% | 1.80% | -0.8% |
| DLR | Sell | Digital Realty Trust Inc. | $106,988,000 | -1.9% | 729,000 | -5.0% | 1.74% | -4.4% |
| ADI | Sell | Analog Devices Inc. | $99,409,000 | -7.4% | 851,542 | -2.7% | 1.62% | -9.8% |
| NTRS | Sell | Northern Trust Corporation | $94,782,000 | -3.7% | 1,215,622 | -2.1% | 1.54% | -6.2% |
| MMM | Sell | 3M Company | $94,280,000 | +0.4% | 588,590 | -2.3% | 1.53% | -2.2% |
| CB | Sell | Chubb Corp | $91,742,000 | -10.3% | 790,061 | -2.2% | 1.49% | -12.6% |
| WY | Sell | Weyerhaeuser Co. | $86,662,000 | +22.5% | 3,038,648 | -3.5% | 1.41% | +19.4% |
| ETR | Sell | Entergy Corporation | $84,561,000 | +2.0% | 858,222 | -2.9% | 1.38% | -0.7% |
| PFE | Sell | Pfizer Inc. | $82,813,000 | +8.8% | 2,256,496 | -3.1% | 1.35% | +6.0% |
| DOW | Sell | Dow Inc | $81,625,000 | +12.1% | 1,734,862 | -2.9% | 1.33% | +9.2% |
| FNF | Buy | Fidelity National Financial In | $81,154,000 | +10.4% | 2,591,944 | +8.1% | 1.32% | +7.6% |
| TIF | Sell | Tiffany & Co. | $80,356,000 | -11.2% | 693,618 | -6.5% | 1.31% | -13.4% |
| RYN | Sell | Rayonier Inc. | $80,231,000 | +3.5% | 3,034,443 | -3.0% | 1.30% | +0.9% |
| GILD | Sell | Gilead Sciences | $76,322,000 | -20.5% | 1,207,818 | -3.2% | 1.24% | -22.5% |
| MA | Sell | Mastercard Inc. - A | $72,628,000 | +12.9% | 214,768 | -1.3% | 1.18% | +10.0% |
| SYK | Sell | Stryker Corp. | $71,123,000 | +15.4% | 341,328 | -0.2% | 1.16% | +12.5% |
| CSCO | Buy | Cisco Systems, Inc. | $70,806,000 | +920.4% | 1,797,566 | +1108.3% | 1.15% | +892.2% |
| USB | Sell | US Bancorp | $70,406,000 | -5.0% | 1,963,903 | -2.4% | 1.14% | -7.4% |
| SBUX | Buy | Starbucks Corporation | $68,409,000 | +16.8% | 796,193 | +0.1% | 1.11% | +13.8% |
| CVX | Sell | Chevron Corp. | $67,238,000 | -21.4% | 933,862 | -2.6% | 1.09% | -23.4% |
| KMI | Sell | Kinder Morgan Inc. | $65,411,000 | -21.4% | 5,305,036 | -3.3% | 1.06% | -23.3% |
| ORCL | Buy | Oracle Corporation | $63,628,000 | +8.2% | 1,065,795 | +0.2% | 1.04% | +5.5% |
| ITW | Sell | Illinois Tool Works Inc. | $63,365,000 | +9.3% | 327,957 | -1.1% | 1.03% | +6.4% |
| TJX | Buy | TJX Companies | $63,030,000 | +10.2% | 1,132,614 | +0.1% | 1.02% | +7.4% |
| ARCC | Sell | Ares Capital Corp. | $61,875,000 | -5.7% | 4,435,502 | -2.3% | 1.01% | -8.1% |
| BKI | Sell | Black Knight Inc | $61,360,000 | +18.0% | 704,878 | -1.6% | 1.00% | +15.0% |
| LOW | Sell | Lowe's Companies Inc. | $59,650,000 | +20.4% | 359,643 | -1.9% | 0.97% | +17.3% |
| BRKB | Sell | Berkshire Hathaway Inc. - B | $58,378,000 | +18.2% | 274,154 | -0.9% | 0.95% | +15.0% |
| NXPI | Sell | NXP Semiconductors N.V. | $57,644,000 | +6.0% | 461,854 | -3.1% | 0.94% | +3.2% |
| SLG | Sell | Sl Green Realty | $56,893,000 | -6.9% | 1,226,937 | -1.0% | 0.92% | -9.3% |
| MKL | Sell | Markel Corp. | $48,866,000 | +3.0% | 50,186 | -2.4% | 0.80% | +0.4% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $45,809,000 | -4.4% | 103,752 | -21.5% | 0.74% | -6.8% |
| CRL | Sell | Charles River Laboratories Int | $45,115,000 | +25.1% | 199,229 | -3.7% | 0.73% | +21.9% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $44,220,000 | +2.9% | 362,994 | +2.9% | 0.72% | +0.3% |
| BRO | Sell | Brown & Brown Inc. | $44,134,000 | +8.0% | 974,908 | -2.8% | 0.72% | +5.3% |
| WRB | Buy | W.R. Berkley Corp. | $41,670,000 | +7.0% | 681,434 | +0.2% | 0.68% | +4.3% |
| AXTA | Sell | Axalta Coating Systems LTD | $41,263,000 | -3.5% | 1,861,198 | -1.8% | 0.67% | -5.9% |
| NDSN | Sell | Nordson Corporation | $41,056,000 | -1.1% | 214,037 | -2.2% | 0.67% | -3.6% |
| GOOG | Sell | Alphabet Inc. - Class C | $40,383,000 | -9.8% | 27,479 | -13.2% | 0.66% | -12.0% |
| BAM | Buy | Brookfield Asset Management In | $40,352,000 | +0.9% | 1,220,580 | +0.4% | 0.66% | -1.6% |
| RTX | Buy | Raytheon Technologies Corp | $38,870,000 | -5.0% | 675,523 | +1.7% | 0.63% | -7.5% |
| CNNE | Sell | Cannae Holdings Inc | $35,267,000 | -15.6% | 946,497 | -6.9% | 0.57% | -17.8% |
| FTDR | Sell | Frontdoor Inc | $34,845,000 | -17.5% | 895,530 | -6.0% | 0.57% | -19.6% |
| APD | Sell | Air Products & Chemicals Inc. | $34,148,000 | +19.7% | 114,646 | -3.0% | 0.56% | +16.6% |
| NKE | Sell | Nike Inc. - B | $33,470,000 | +25.4% | 266,610 | -2.1% | 0.54% | +22.0% |
| HD | Sell | Home Depot Inc. | $33,033,000 | +8.1% | 118,948 | -2.5% | 0.54% | +5.3% |
| CERN | Buy | Cerner Corporation | $32,844,000 | +5.5% | 454,332 | +0.1% | 0.53% | +2.9% |
| BKNG | Sell | Booking Holdings Inc | $32,547,000 | +4.8% | 19,026 | -2.5% | 0.53% | +1.9% |
| CFRUY | Sell | Compagnie Financiere Richemont | $32,461,000 | +1.8% | 4,888,688 | -2.3% | 0.53% | -0.8% |
| ACN | Sell | Accenture PLC | $31,136,000 | +2.0% | 137,776 | -3.1% | 0.51% | -0.8% |
| AWK | Sell | American Water Works Co. | $28,978,000 | +10.2% | 200,014 | -2.1% | 0.47% | +7.3% |
| PG | Sell | Procter & Gamble Company | $28,653,000 | +13.9% | 206,148 | -2.0% | 0.47% | +11.0% |
| FIS | Sell | Fidelity National Information | $28,574,000 | +8.1% | 194,107 | -1.5% | 0.46% | +5.4% |
| DLTR | Sell | Dollar Tree, Inc. | $27,733,000 | -8.1% | 303,628 | -6.7% | 0.45% | -10.5% |
| MCD | Sell | McDonald's Corp. | $27,739,000 | +17.2% | 126,377 | -1.5% | 0.45% | +14.2% |
| INFO | Sell | IHS Markit Ltd | $27,374,000 | +3.8% | 348,667 | -0.1% | 0.44% | +1.1% |
| CLX | Sell | The Clorox Company | $27,346,000 | -6.6% | 130,114 | -2.5% | 0.44% | -8.8% |
| TROW | Sell | T. Rowe Price Group Inc. | $26,946,000 | +2.0% | 210,158 | -1.8% | 0.44% | -0.7% |
| EXPD | Sell | Expeditors International of Wa | $26,121,000 | +17.1% | 288,564 | -1.6% | 0.42% | +14.2% |
| MDT | Sell | Medtronic | $25,485,000 | +12.2% | 245,234 | -1.0% | 0.41% | +9.2% |
| PPG | Sell | PPG Industries Inc. | $24,523,000 | +13.6% | 200,877 | -1.3% | 0.40% | +10.8% |
| ROK | Sell | Rockwell Automation Inc. | $24,478,000 | +2.0% | 110,919 | -1.5% | 0.40% | -0.7% |
| BDX | Sell | Becton Dickinson and Company | $22,814,000 | -3.9% | 98,049 | -1.2% | 0.37% | -6.3% |
| CBSH | Sell | Commerce Bancshares Inc. | $22,472,000 | -6.0% | 399,223 | -0.7% | 0.36% | -8.5% |
| SPYG | Sell | SPDR S&P 500 Growth ETF | $22,038,000 | -1.7% | 439,796 | -11.9% | 0.36% | -4.3% |
| NVS | Sell | Novartis AG - ADR | $21,828,000 | -1.4% | 251,014 | -1.0% | 0.36% | -4.1% |
| DCI | Sell | Donaldson Inc. | $21,398,000 | -1.1% | 460,957 | -0.8% | 0.35% | -3.6% |
| SPYV | Buy | SPDR S&P 500 Value | $21,029,000 | +57.1% | 696,333 | +50.7% | 0.34% | +53.4% |
| SCHW | Buy | Charles Schwab | $19,932,000 | +7.6% | 550,157 | +0.2% | 0.32% | +4.9% |
| MBB | Buy | iShares MBS Bond ETF | $19,693,000 | +9.5% | 178,380 | +9.8% | 0.32% | +6.7% |
| SEIC | Sell | SEI Investments Company | $19,512,000 | -8.0% | 384,696 | -0.3% | 0.32% | -10.5% |
| MORN | Sell | Morningstar Inc. | $18,439,000 | +10.9% | 114,805 | -2.7% | 0.30% | +8.3% |
| MDYG | Sell | Dow Jones Mid Cap Growth ETF - | $17,902,000 | -3.7% | 311,930 | -9.7% | 0.29% | -6.1% |
| IAU | Buy | iShares Gold Trust | $17,922,000 | +18.7% | 996,226 | +12.1% | 0.29% | +15.5% |
| IBDR | Buy | iShares Corporate iBonds ETF 2 | $17,624,000 | +2.6% | 657,136 | +2.0% | 0.29% | 0.0% |
| IBDV | New | iShares iBonds Dec 2030 Term C | $17,562,000 | – | 681,796 | +100.0% | 0.29% | – |
| MDYV | Buy | SPDR S&P 400 Mid Cap Value | $17,218,000 | +43.5% | 396,810 | +41.0% | 0.28% | +40.0% |
| AVNS | Sell | Avanos Medical Inc. | $17,021,000 | +4.9% | 512,377 | -7.2% | 0.28% | +2.2% |
| GD | Buy | General Dynamics Corp. | $16,859,000 | -7.1% | 121,790 | +0.3% | 0.27% | -9.6% |
| RMAX | Sell | RE/MAX Holdings Inc. | $16,327,000 | +2.4% | 498,847 | -1.7% | 0.26% | -0.4% |
| BSCP | Buy | Invesco BulletShares 2025 | $15,329,000 | +2.7% | 685,863 | +2.1% | 0.25% | 0.0% |
| CFR | Buy | Cullen Frost Bankers Inc. | $15,139,000 | -13.2% | 236,734 | +1.4% | 0.25% | -15.5% |
| DNB | New | Dun & Bradstreet Holdings | $14,811,000 | – | 577,204 | +100.0% | 0.24% | – |
| NJR | Buy | New Jersey Resources Corp. | $14,647,000 | -15.9% | 542,062 | +1.6% | 0.24% | -18.2% |
| MLN | Sell | VanEck Vectors Long Municipal | $14,395,000 | -2.0% | 672,993 | -3.1% | 0.23% | -4.5% |
| HXGBY | Sell | Hexagon AB | $13,637,000 | +26.6% | 180,640 | -2.0% | 0.22% | +23.3% |
| MTB | Buy | M&T Bank Corp. | $13,659,000 | -9.4% | 148,326 | +2.3% | 0.22% | -11.9% |
| IBDT | Buy | iShares iBonds Dec 2028 Term C | $13,328,000 | +2.6% | 458,148 | +1.7% | 0.22% | 0.0% |
| HCSG | Sell | Healthcare Services Group | $11,920,000 | -17.8% | 553,667 | -6.6% | 0.19% | -19.8% |
| IBDS | Buy | iShares iBonds Dec 2027 Term C | $11,089,000 | +2.5% | 408,600 | +1.8% | 0.18% | -0.6% |
| BSCO | Buy | Invesco BulletShares 2024 | $11,076,000 | +2.6% | 499,375 | +2.0% | 0.18% | 0.0% |
| IBTD | Buy | iShares iBonds Dec 2023 Term T | $10,171,000 | +3.4% | 395,060 | +3.5% | 0.16% | +0.6% |
| DD | Sell | Dupont De Nemurs Inc | $9,935,000 | +1.9% | 179,080 | -2.4% | 0.16% | -0.6% |
| IBTJ | Buy | iShares iBonds Dec 2029 Term T | $9,510,000 | +3.1% | 356,995 | +3.1% | 0.16% | +0.6% |
| IBTG | Buy | iShares iBonds Dec 2026 Term T | $9,474,000 | +3.4% | 359,815 | +3.2% | 0.15% | +0.7% |
| IBDU | New | iShares iBonds December 2029 T | $8,761,000 | – | 323,945 | +100.0% | 0.14% | – |
| TLT | Sell | Barclays 20 Plus Year Treasury | $8,451,000 | -29.4% | 51,766 | -29.1% | 0.14% | -31.5% |
| IBTF | Buy | iShares iBonds Dec 2025 Term T | $8,189,000 | +3.2% | 312,691 | +3.2% | 0.13% | +0.8% |
| IBTE | Buy | iShares iBonds Dec 2024 Term T | $8,113,000 | +3.2% | 312,057 | +3.3% | 0.13% | +0.8% |
| GTES | Buy | Gates Industrial | $7,413,000 | +8.7% | 666,678 | +0.5% | 0.12% | +6.1% |
| BRP | Sell | BRP Group | $7,251,000 | +7.9% | 291,067 | -25.2% | 0.12% | +5.4% |
| SLYG | Buy | S&P 600 Small Cap Growth - SPD | $6,707,000 | +16.3% | 113,618 | +11.8% | 0.11% | +13.5% |
| SLYV | Buy | SPDR S&P 600 Small CapValue ET | $6,639,000 | +75.4% | 132,535 | +72.0% | 0.11% | +71.4% |
| VNQ | Buy | REIT Index - Vanguard | $6,336,000 | +2.1% | 80,237 | +1.5% | 0.10% | -1.0% |
| KAI | Sell | Kadant Inc | $6,150,000 | +6.3% | 56,100 | -3.4% | 0.10% | +3.1% |
| JRVR | Sell | James River Group Holdings Ltd | $6,020,000 | -4.4% | 135,201 | -3.4% | 0.10% | -6.7% |
| AMOT | Sell | Allied Motion Technologies Inc | $5,843,000 | +13.9% | 141,564 | -2.6% | 0.10% | +10.5% |
| SJW | Sell | SJW Group | $5,721,000 | -4.5% | 94,003 | -2.6% | 0.09% | -7.0% |
| IIIV | Sell | I3 Verticals Inc | $5,736,000 | -19.7% | 227,173 | -3.8% | 0.09% | -21.8% |
| IBMQ | Buy | iShares iBonds Dec 2028 Term M | $5,526,000 | +3.2% | 202,470 | +2.5% | 0.09% | +1.1% |
| JBT | Sell | John Bean Technologies Corp. | $5,310,000 | +4.6% | 57,783 | -2.1% | 0.09% | +1.2% |
| HTGC | Buy | Hercules Technology Growth Cap | $5,209,000 | +10.6% | 450,219 | +0.1% | 0.08% | +7.6% |
| SPY | Sell | S&P 500 - SPDR | $5,200,000 | -9.5% | 15,526 | -16.6% | 0.08% | -11.5% |
| FARO | Buy | Faro Technologies Inc | $4,995,000 | +106.7% | 81,906 | +81.7% | 0.08% | +102.5% |
| NMFC | Buy | New Mountain Finance Corp. | $4,993,000 | +3.0% | 522,183 | +0.0% | 0.08% | 0.0% |
| GBDC | Buy | Golub Capital BDC Inc. | $4,777,000 | +13.7% | 360,783 | +0.1% | 0.08% | +11.4% |
| ROLL | Buy | RBC Bearings Incorporated | $4,723,000 | -7.8% | 38,972 | +2.0% | 0.08% | -9.4% |
| IBMP | Sell | Ishares Ibonds Dec 2027 Term M | $4,700,000 | -2.4% | 173,627 | -3.3% | 0.08% | -5.0% |
| GOOD | Sell | Gladstone Commercial Corp. | $4,699,000 | -12.3% | 278,865 | -2.5% | 0.08% | -14.6% |
| LQD | Sell | iShares iBoxx Corporate Bond E | $4,629,000 | -48.2% | 34,360 | -48.2% | 0.08% | -49.7% |
| TCPC | Buy | TCP Capital Corp. | $4,592,000 | +7.4% | 468,091 | +0.1% | 0.08% | +5.6% |
| SLRC | Buy | Solar Capital Ltd. | $4,556,000 | -1.0% | 287,439 | +0.0% | 0.07% | -3.9% |
| FWRD | Sell | Forward Air Corp. | $4,532,000 | +9.1% | 78,976 | -5.3% | 0.07% | +7.2% |
| EPC | Sell | Edgewell Personal Care Company | $4,515,000 | -11.7% | 161,957 | -1.3% | 0.07% | -14.1% |
| XLC | Buy | Communication Services Select | $4,318,000 | +25.3% | 72,696 | +14.0% | 0.07% | +20.7% |
| BBDC | Buy | Barings BDC Inc | $4,199,000 | +2.2% | 524,850 | +1.5% | 0.07% | -1.4% |
| XLY | Sell | Consumer Discret Select Sector | $4,108,000 | -2.1% | 27,949 | -14.9% | 0.07% | -4.3% |
| TSLX | Buy | Sixth Street Specialty Lending | $4,138,000 | +18.5% | 240,394 | +13.5% | 0.07% | +15.5% |
| NWN | Sell | Northwest Natural Holding Co | $3,955,000 | -19.9% | 87,138 | -1.5% | 0.06% | -22.0% |
| IBMM | Buy | iShares iBonds Dec 2024 Term M | $3,874,000 | +3.7% | 142,988 | +3.3% | 0.06% | +1.6% |
| RGP | Sell | Resources Global Professionals | $3,895,000 | -5.5% | 337,274 | -2.1% | 0.06% | -8.7% |
| IBMO | Buy | Ishares Ibonds Dec 2026 Term M | $3,905,000 | +3.4% | 145,067 | +2.5% | 0.06% | 0.0% |
| XLK | Buy | Technology Select Sector SPDR | $3,876,000 | +22.3% | 33,211 | +9.5% | 0.06% | +18.9% |
| BMRC | Sell | Bank of Marin (CA) | $3,789,000 | -13.2% | 130,831 | -0.1% | 0.06% | -15.1% |
| JJSF | Buy | J & J Snack Foods Corp | $3,682,000 | +75.1% | 28,239 | +70.7% | 0.06% | +71.4% |
| SLV | Buy | Silver Trust - iShares | $3,674,000 | +418.9% | 169,788 | +307.9% | 0.06% | +400.0% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-Fr | $3,643,000 | +2.0% | 137,460 | +1.7% | 0.06% | -1.7% |
| VBTX | Buy | Veritex Holdings | $3,658,000 | -3.3% | 214,775 | +0.5% | 0.06% | -6.3% |
| TPVG | Sell | TriplePoint Venture Growth BDC | $3,616,000 | -38.6% | 327,489 | -42.8% | 0.06% | -39.8% |
| MLM | Sell | Martin Marietta Materials Inc. | $3,659,000 | +12.9% | 15,545 | -0.9% | 0.06% | +9.3% |
| IBMN | Sell | iShares iBonds Dec 2025 Term M | $3,599,000 | -4.2% | 128,062 | -5.0% | 0.06% | -6.3% |
| IBML | Sell | iShares Muni Bond 2023 | $3,563,000 | -1.1% | 135,563 | -1.3% | 0.06% | -3.3% |
| RVNU | Sell | XTrackers Municipal Infr REven | $3,544,000 | -7.7% | 124,928 | -7.9% | 0.06% | -9.4% |
| SCM | Buy | Stellus Capital Investment | $3,414,000 | +19.6% | 392,414 | +0.1% | 0.06% | +16.7% |
| IGSB | New | iShares Short-Term Corporate B | $3,467,000 | – | 63,134 | +100.0% | 0.06% | – |
| MUB | Sell | iShares National AMT-Free Muni | $3,300,000 | -4.2% | 28,468 | -4.6% | 0.05% | -5.3% |
| MOV | Sell | Movado Group Inc. | $3,222,000 | -8.4% | 324,173 | -0.1% | 0.05% | -11.9% |
| CTVA | Sell | Corteva Inc | $3,097,000 | -0.2% | 107,514 | -7.2% | 0.05% | -3.8% |
| PAHC | Buy | Phibro Animal Health Corp Clas | $2,987,000 | -32.4% | 171,678 | +2.0% | 0.05% | -33.8% |
| PRFT | Buy | Perficient Inc | $2,986,000 | +22.0% | 69,867 | +2.1% | 0.05% | +19.5% |
| THR | Buy | Thermon Group Holdings Inc. | $2,990,000 | -21.1% | 266,313 | +2.4% | 0.05% | -22.2% |
| NP | Buy | Neenah Paper Inc | $2,983,000 | -23.6% | 79,598 | +0.8% | 0.05% | -24.6% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $2,805,000 | -7.3% | 186,532 | +0.1% | 0.05% | -9.8% |
| BABA | Buy | Alibaba Group Holding Ltd | $2,710,000 | +41.3% | 9,218 | +3.7% | 0.04% | +37.5% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $2,579,000 | +0.4% | 49,667 | -0.2% | 0.04% | -2.3% |
| NTUS | Sell | Natus Medical Inc. | $2,580,000 | -22.5% | 150,610 | -1.3% | 0.04% | -25.0% |
| VREX | Buy | Varex Imaging Corp | $2,509,000 | -12.7% | 197,272 | +4.0% | 0.04% | -14.6% |
| PNNT | Buy | PennantPark Investment Corp. | $2,450,000 | -9.0% | 767,824 | +0.1% | 0.04% | -11.1% |
| OFS | Buy | OFS Capital Corp. | $2,161,000 | +4.4% | 458,930 | +0.2% | 0.04% | 0.0% |
| TSM | Sell | Taiwan Semiconductor Manufactu | $2,136,000 | +38.9% | 26,353 | -2.7% | 0.04% | +34.6% |
| FNV | Sell | Franco-Nevada Corp. | $1,912,000 | -9.0% | 13,696 | -8.9% | 0.03% | -11.4% |
| ICLR | Sell | Icon PLC | $1,894,000 | -11.3% | 9,914 | -21.8% | 0.03% | -13.9% |
| DSDVY | Sell | DSV Panalpina | $1,775,000 | +25.2% | 21,717 | -6.6% | 0.03% | +20.8% |
| SHOP | Sell | Shopify Inc | $1,775,000 | -11.7% | 1,735 | -18.1% | 0.03% | -14.7% |
| LVMUY | Sell | LVMH Moet Hennessy Louis Vuitt | $1,674,000 | -9.5% | 17,871 | -15.2% | 0.03% | -12.9% |
| SONY | Sell | Sony Corp. ADS | $1,662,000 | +3.9% | 21,659 | -6.4% | 0.03% | 0.0% |
| IEMG | Buy | iShares Core MSCI Emerging Mar | $1,631,000 | +11.3% | 30,882 | +0.3% | 0.03% | +12.5% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,600,000 | +19.8% | 5 | 0.0% | 0.03% | +18.2% | |
| TCEHY | Sell | Tencent Holdings LTD | $1,597,000 | -2.8% | 24,199 | -5.3% | 0.03% | -3.7% |
| MAIN | Buy | Main Street Capital Corp. | $1,530,000 | -4.9% | 51,749 | +0.2% | 0.02% | -7.4% |
| NVO | Sell | Novo Nordisk A/S ADS | $1,470,000 | +1.7% | 21,175 | -4.1% | 0.02% | 0.0% |
| HYG | Buy | High Yield Corporate Bond Fund | $1,457,000 | +21.4% | 17,362 | +18.1% | 0.02% | +20.0% |
| NLY | New | Annaly Capital Management Inc. | $1,453,000 | – | 204,104 | +100.0% | 0.02% | – |
| ZTO | Sell | ZTO Express Cayman Inc | $1,484,000 | -21.6% | 49,615 | -3.8% | 0.02% | -25.0% |
| GSK | Sell | GlaxoSmithKline Plc (Adr 1:2) | $1,422,000 | -14.0% | 37,786 | -6.8% | 0.02% | -17.9% |
| KL | Sell | Kirkland Lake Gold Ltd | $1,409,000 | +14.9% | 28,919 | -2.7% | 0.02% | +15.0% |
| WCN | Sell | Waste Connections, INC. | $1,400,000 | +1.9% | 13,489 | -7.9% | 0.02% | 0.0% |
| AAGIY | Sell | AIA Group Ltd | $1,366,000 | -1.2% | 34,863 | -5.9% | 0.02% | -4.3% |
| ORCC | Buy | Owl Rock Capital Corporation | $1,355,000 | +16.0% | 112,331 | +18.5% | 0.02% | +15.8% |
| IBTH | Buy | iShares iBonds Dec 2027 Term T | $1,300,000 | +4.3% | 49,165 | +4.2% | 0.02% | 0.0% |
| NATH | Sell | Nathan's Famous Inc | $1,286,000 | -9.4% | 25,094 | -0.6% | 0.02% | -12.5% |
| IBTI | Buy | iShares iBonds Dec 2028 Term T | $1,265,000 | +4.4% | 47,514 | +4.3% | 0.02% | +5.0% |
| LRLCY | Buy | L'Oreal SA | $1,268,000 | +2.0% | 19,481 | +0.6% | 0.02% | 0.0% |
| RIO | Sell | Rio Tinto PLC | $1,235,000 | +1.2% | 20,450 | -5.8% | 0.02% | 0.0% |
| CYBR | Sell | Cyberark Software Ltd | $1,201,000 | -2.0% | 11,609 | -6.0% | 0.02% | 0.0% |
| SPTI | New | Spdr Portfolio Intermediate Te | $1,152,000 | – | 34,655 | +100.0% | 0.02% | – |
| CNI | Sell | Canadian National Railway | $1,187,000 | +13.3% | 11,147 | -5.8% | 0.02% | +11.8% |
| SAP | Sell | SAP AG - ADS | $1,140,000 | +3.2% | 7,315 | -7.3% | 0.02% | +5.6% |
| WLTW | Sell | Willis Towers Watson Public Lt | $1,160,000 | -0.3% | 5,553 | -5.9% | 0.02% | 0.0% |
| NTDOY | Sell | Nintendo Co. Ltd. ADS | $1,145,000 | +18.7% | 16,199 | -6.6% | 0.02% | +18.8% |
| WMMVY | Sell | Walmart De-Mexico-Spon ADR V | $1,097,000 | -3.9% | 45,777 | -4.5% | 0.02% | -5.3% |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $1,124,000 | -30.8% | 460,712 | -24.3% | 0.02% | -33.3% |
| APTV | Sell | APTIV PLC | $1,034,000 | +11.2% | 11,279 | -5.5% | 0.02% | +6.2% |
| ESLT | Sell | Elbit Systems Ltd | $918,000 | -17.9% | 7,629 | -6.5% | 0.02% | -21.1% |
| CSWC | Buy | Capital Southwest Corp. | $920,000 | +4.5% | 65,518 | +0.4% | 0.02% | 0.0% |
| IUSV | Sell | iShares Core US Values - ETF | $844,000 | -4.0% | 15,546 | -7.6% | 0.01% | -6.7% |
| IBDO | Sell | iShares iBonds Dec 2023 Term C | $880,000 | -0.7% | 33,539 | -0.7% | 0.01% | -6.7% |
| RHHBY | Sell | Roche Holding AG | $844,000 | -5.6% | 19,686 | -4.6% | 0.01% | -6.7% |
| PFLT | Buy | PennantPark Floating Rate Capi | $803,000 | +0.9% | 95,138 | +0.4% | 0.01% | 0.0% |
| DBSDY | Sell | DBS GROUP HOLDINGS-SPON ADR | $777,000 | -7.8% | 13,318 | -5.7% | 0.01% | -7.1% |
| FANUY | Sell | Fanuc Ltd. ADS | $780,000 | +0.9% | 40,929 | -5.5% | 0.01% | 0.0% |
| CCAP | Buy | Crescent Capital BDC, Inc. | $781,000 | +1.0% | 61,240 | +0.1% | 0.01% | 0.0% |
| PRU | New | Prudential Financial Inc | $715,000 | – | 11,253 | +100.0% | 0.01% | – |
| PAGS | Sell | Pagseguro Digital Ltd | $760,000 | +3.0% | 20,163 | -3.4% | 0.01% | 0.0% |
| OCSL | Buy | Oaktree Specialty Lending Corp | $741,000 | +8.3% | 153,070 | +0.1% | 0.01% | +9.1% |
| MINT | Pimco Enhanced Short Maturity | $743,000 | +0.3% | 7,291 | 0.0% | 0.01% | 0.0% | |
| WXXWY | Buy | Wuxi Biologics Cayman Inc | $624,000 | +101.3% | 12,817 | +51.5% | 0.01% | +100.0% |
| MLCO | Sell | Melco Resorts & Entertainment | $598,000 | +4.0% | 35,921 | -3.0% | 0.01% | 0.0% |
| UOVEY | Sell | United Overseas Bank Limited | $608,000 | -9.4% | 21,807 | -5.8% | 0.01% | -9.1% |
| YNDX | Sell | Yandex NV | $632,000 | +27.4% | 9,686 | -2.3% | 0.01% | +25.0% |
| KMTUY | Sell | KOMATSU LTD | $583,000 | +1.0% | 26,622 | -5.8% | 0.01% | -10.0% |
| IBDN | Sell | iShares iBonds Dec 2022 Term C | $495,000 | -61.9% | 19,321 | -61.8% | 0.01% | -63.6% |
| ICMB | Investcorp Credit Management B | $473,000 | +5.6% | 130,340 | 0.0% | 0.01% | +14.3% | |
| Buy | Vanguard Treasury Money Marketmfund | $521,000 | 0.0% | 520,957 | +0.0% | 0.01% | -11.1% | |
| JAZZ | Sell | Jazz Pharmaceuticals Plc | $511,000 | +22.8% | 3,587 | -4.9% | 0.01% | +14.3% |
| GBIL | Goldman Sachs Treasury Access | $501,000 | 0.0% | 4,986 | 0.0% | 0.01% | 0.0% | |
| V | Sell | Visa, Inc. - A | $507,000 | +1.6% | 2,534 | -1.9% | 0.01% | 0.0% |
| HTHT | Sell | Huazhu Group Ltd. | $480,000 | +20.9% | 11,098 | -1.9% | 0.01% | +14.3% |
| NVDA | NVIDIA Corp. | $471,000 | +42.3% | 870 | 0.0% | 0.01% | +33.3% | |
| SUNS | Buy | Solar Senior Capital Ltd. | $414,000 | -1.2% | 32,843 | +0.5% | 0.01% | 0.0% |
| IBDM | Sell | iShares iBonds Dec 2021 Term C | $436,000 | -64.6% | 17,414 | -64.5% | 0.01% | -66.7% |
| RDSA | Sell | Royal Dutch Shell PLC - Cl A | $432,000 | -37.3% | 17,175 | -18.5% | 0.01% | -36.4% |
| PTMN | Portman Ridge Finance Corp | $456,000 | +21.6% | 340,472 | 0.0% | 0.01% | +16.7% | |
| PYPL | PayPal Holdings, Inc. | $413,000 | +13.2% | 2,097 | 0.0% | 0.01% | +16.7% | |
| New | Medley Capital Corp. | $416,000 | – | 23,335 | +100.0% | 0.01% | – | |
| GOOGL | Sell | Alphabet Inc. - Class A | $425,000 | -82.5% | 290 | -83.1% | 0.01% | -82.9% |
| AAPL | Buy | Apple Inc. | $457,000 | +18.1% | 3,948 | +271.8% | 0.01% | +16.7% |
| MELI | Sell | MERCADOLIBRE INC | $434,000 | +8.0% | 401 | -1.7% | 0.01% | 0.0% |
| VIPS | Sell | Vipshop Holdings Ltd | $344,000 | -22.7% | 22,012 | -1.6% | 0.01% | -14.3% |
| SHM | New | SPDR Nuveen Barclays Capital S | $357,000 | – | 7,157 | +100.0% | 0.01% | – |
| LLY | Eli Lilly & Co. | $355,000 | -9.9% | 2,400 | 0.0% | 0.01% | -14.3% | |
| AINV | Buy | Apollo Investment Corp. | $370,000 | -13.6% | 44,780 | +0.1% | 0.01% | -14.3% |
| EQX | Sell | Equinox Gold | $395,000 | +2.9% | 33,717 | -1.5% | 0.01% | 0.0% |
| RDY | Sell | DR. REDDY'S LABORATORIES LTD. | $375,000 | +29.3% | 5,391 | -1.6% | 0.01% | +20.0% |
| FSP | Franklin Street Properties Cor | $375,000 | -28.2% | 102,500 | 0.0% | 0.01% | -33.3% | |
| Manatuck Hill Mariner Offshore | $374,000 | +11.0% | 2,177 | 0.0% | 0.01% | 0.0% | ||
| GFI | Sell | Gold Fields Ltd | $374,000 | +28.5% | 30,409 | -1.7% | 0.01% | +20.0% |
| HDB | HDFC Bank Ltd | $334,000 | +9.9% | 6,688 | 0.0% | 0.01% | 0.0% | |
| COST | Sell | Costco Wholesale Corporation | $302,000 | +11.4% | 850 | -4.8% | 0.01% | 0.0% |
| GOLD | Sell | Barrick Gold ORD Shrs | $303,000 | +2.7% | 10,763 | -1.6% | 0.01% | 0.0% |
| SA | Sell | Seabridge Gold Inc. | $286,000 | +5.5% | 15,248 | -1.2% | 0.01% | 0.0% |
| ZNH | Sell | China Southern Airlines Co Ltd | $283,000 | +21.5% | 10,421 | -1.4% | 0.01% | +25.0% |
| GDS | GDS Holdings Ltd | $335,000 | +2.8% | 4,095 | 0.0% | 0.01% | 0.0% | |
| YUMC | Sell | Yum China Holdings Inc | $336,000 | +8.7% | 6,336 | -1.4% | 0.01% | 0.0% |
| PAAS | Sell | Pan American Silver Corp | $287,000 | -27.9% | 8,913 | -32.0% | 0.01% | -28.6% |
| KMPR | Kemper Corp. | $299,000 | -7.7% | 4,470 | 0.0% | 0.01% | 0.0% | |
| AMZN | Buy | Amazon.com, Inc. | $327,000 | +42.8% | 104 | +25.3% | 0.01% | +25.0% |
| WNS | Sell | WNS Holdings Ltd | $301,000 | +14.9% | 4,705 | -1.1% | 0.01% | +25.0% |
| LZRFY | Localiza Rent a Car SA | $308,000 | +35.1% | 30,516 | 0.0% | 0.01% | +25.0% | |
| XNGSY | Buy | ENN Energy Holdings Ltd | $318,000 | -3.3% | 7,310 | +0.0% | 0.01% | 0.0% |
| JPM | JP Morgan Chase & Company | $279,000 | +2.6% | 2,897 | 0.0% | 0.01% | 0.0% | |
| TME | Buy | Tencent Music Entertainment Gr | $292,000 | +10.2% | 19,742 | +0.4% | 0.01% | +25.0% |
| AXP | American Express Company | $241,000 | +5.7% | 2,400 | 0.0% | 0.00% | 0.0% | |
| SAND | Sell | Sandstorm Gold Ltd. | $251,000 | -21.1% | 29,731 | -10.2% | 0.00% | -20.0% |
| FCX | Sell | Freeport-McMoRan Copper & Gold | $258,000 | +34.4% | 16,504 | -0.8% | 0.00% | +33.3% |
| GLD | Sell | Gold Shares - SPDR | $242,000 | -4.7% | 1,365 | -10.0% | 0.00% | 0.0% |
| SILV | Sell | SilverCrest Metals Inc | $228,000 | -25.7% | 26,911 | -19.7% | 0.00% | -20.0% |
| FLOT | iShares Floating Rate Note Fun | $241,000 | 0.0% | 4,755 | 0.0% | 0.00% | 0.0% | |
| RGLD | Sell | Royal Gold, Inc. | $252,000 | -4.5% | 2,097 | -1.2% | 0.00% | 0.0% |
| TSLA | New | Tesla Motors Inc | $225,000 | – | 525 | +100.0% | 0.00% | – |
| SNP | China Petroleum & Chemical Co | $230,000 | -3.8% | 5,687 | 0.0% | 0.00% | 0.0% | |
| Sell | Torex Gold Res Inc | $218,000 | -11.4% | 15,386 | -1.1% | 0.00% | 0.0% | |
| TTE | Sell | Total SA - ADR | $235,000 | -16.1% | 6,861 | -5.6% | 0.00% | -20.0% |
| KB | KB Financial Group Inc | $245,000 | +15.0% | 7,640 | 0.0% | 0.00% | 0.0% | |
| CEO | CNOOC Ltd. | $222,000 | -14.6% | 2,308 | 0.0% | 0.00% | 0.0% | |
| PNGAY | Ping An Insurance Group Co of | $263,000 | +2.7% | 12,808 | 0.0% | 0.00% | 0.0% | |
| BAC | Bank of America Corp. | $240,000 | +1.7% | 9,956 | 0.0% | 0.00% | 0.0% | |
| BIDU | Baidu Inc. ADS | $247,000 | +5.6% | 1,952 | 0.0% | 0.00% | 0.0% | |
| NILSY | MMC Norilsk Nickel | $237,000 | -7.8% | 9,816 | 0.0% | 0.00% | 0.0% | |
| HON | New | Honeywell International, Inc. | $200,000 | – | 1,218 | +100.0% | 0.00% | – |
| New | Antofagasta plc ADR | $158,000 | – | 12,046 | +100.0% | 0.00% | – | |
| COG | New | Cabot Oil & Gas Corp. | $215,000 | – | 12,395 | +100.0% | 0.00% | – |
| OR | Sell | Osisko Gold Royalties Ltd | $182,000 | +17.4% | 15,415 | -0.6% | 0.00% | 0.0% |
| CCJ | Sell | Cameco Corp. | $168,000 | -1.8% | 16,599 | -0.4% | 0.00% | 0.0% |
| HYMB | New | SPDR Nuveen S&P High Yield | $215,000 | – | 3,782 | +100.0% | 0.00% | – |
| GBOOY | Grupo Financiero ADR | $204,000 | +1.0% | 11,765 | 0.0% | 0.00% | 0.0% | |
| CBD | Cia Brasileira de Distribuicao | $194,000 | -5.8% | 15,732 | 0.0% | 0.00% | 0.0% | |
| EC | Ecopetrol SA | $185,000 | -11.9% | 18,846 | 0.0% | 0.00% | -25.0% | |
| IBN | ICICI Bank Ltd. ADS | $132,000 | +5.6% | 13,460 | 0.0% | 0.00% | 0.0% | |
| LYSDY | Exit | Lynas Corp Ltd | $0 | – | -103,567 | -100.0% | -0.00% | – |
| TECK | Exit | Teck Resources Limited | $0 | – | -14,701 | -100.0% | -0.00% | – |
| BAP | Exit | CREDICORP LTD | $0 | – | -1,507 | -100.0% | -0.00% | – |
| FMX | Exit | FOMENTO ECONOMICO MEXICANO, S. | $0 | – | -3,412 | -100.0% | -0.00% | – |
| MCC | Exit | Medley Capital Corp. | $0 | – | -466,714 | -100.0% | -0.01% | – |
| CMO | Exit | Capstead Mortgage Corp. | $0 | – | -111,144 | -100.0% | -0.01% | – |
| TLH | Exit | iShares Barclays 10-20 Year Tr | $0 | – | -3,477 | -100.0% | -0.01% | – |
| TWO | Exit | Two Harbors Investment Corp. | $0 | – | -334,949 | -100.0% | -0.03% | – |
| IGLB | Exit | iShares Long-Term Corporate Bo | $0 | – | -43,293 | -100.0% | -0.05% | – |
| SPHQ | Exit | Powershares S&P 500 Quality Po | $0 | – | -221,844 | -100.0% | -0.13% | – |
| BSCM | Exit | Invesco BulletShares 2022 | $0 | – | -474,806 | -100.0% | -0.17% | – |
| IBDD | Exit | iShares Corporate Bond ETF 202 | $0 | – | -529,361 | -100.0% | -0.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors LP #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.