$5.26 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 343 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 40.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEP | Buy | Pepsico Inc. | $147,025,000 | -7.0% | 1,224,187 | +1.6% | 2.79% | +10.4% |
| MSFT | Sell | Microsoft Corp. | $138,004,000 | -8.0% | 875,047 | -21.8% | 2.62% | +9.2% |
| NSRGY | Sell | Nestle SA | $132,045,000 | -1.6% | 1,282,112 | -1.2% | 2.51% | +16.9% |
| LIN | Sell | Linde PLC | $121,411,000 | -15.6% | 701,798 | -2.0% | 2.31% | +0.3% |
| DEO | Buy | Diageo PLC | $117,866,000 | -24.7% | 927,203 | +2.1% | 2.24% | -10.6% |
| LMT | Sell | Lockheed Martin Corp | $117,671,000 | -7.5% | 347,162 | -0.8% | 2.24% | +9.8% |
| PGR | Buy | Progressive Corp. | $117,003,000 | -3.3% | 1,584,553 | +4.7% | 2.22% | +14.8% |
| SO | Sell | Southern Company | $115,771,000 | -6.4% | 2,138,359 | -4.4% | 2.20% | +11.2% |
| DLR | Buy | Digital Realty Trust Inc. | $112,455,000 | +19.2% | 809,555 | +1.1% | 2.14% | +41.5% |
| FAST | Sell | Fastenal Co. | $110,880,000 | -5.3% | 3,548,166 | -1.2% | 2.11% | +12.4% |
| GGG | Buy | Graco Inc. | $110,496,000 | +4.5% | 2,267,512 | +7.6% | 2.10% | +24.1% |
| CL | Buy | Colgate-Palmolive Co. | $108,650,000 | -3.8% | 1,637,282 | +3.9% | 2.06% | +14.3% |
| PAYX | Buy | Paychex Inc. | $105,068,000 | -22.8% | 1,669,871 | +1.0% | 2.00% | -8.3% |
| TIF | Buy | Tiffany & Co. | $103,322,000 | +77.6% | 797,853 | +28.4% | 1.96% | +110.8% |
| GILD | Buy | Gilead Sciences | $96,266,000 | +17.9% | 1,287,664 | +6.5% | 1.83% | +39.9% |
| NTRS | Buy | Northern Trust Corporation | $94,804,000 | -13.3% | 1,256,347 | +3.4% | 1.80% | +2.9% |
| CB | Buy | Chubb Corp | $90,938,000 | -22.3% | 814,204 | +2.5% | 1.73% | -7.6% |
| SNA | New | Snap-on Inc. | $90,802,000 | – | 834,421 | +100.0% | 1.72% | – |
| BR | Buy | Broadridge Financial Solutions | $88,080,000 | -24.9% | 928,824 | +1.1% | 1.67% | -10.9% |
| ETR | Sell | Entergy Corporation | $85,255,000 | -12.5% | 907,257 | -4.1% | 1.62% | +3.9% |
| MMM | Buy | 3M Company | $82,963,000 | -13.5% | 607,743 | +9.8% | 1.58% | +2.7% |
| ADI | Buy | Analog Devices Inc. | $80,340,000 | -6.3% | 896,157 | +17.9% | 1.53% | +11.2% |
| KMI | Buy | Kinder Morgan Inc. | $78,871,000 | -32.7% | 5,666,052 | +0.9% | 1.50% | -20.1% |
| PFE | Buy | Pfizer Inc. | $77,984,000 | -20.9% | 2,389,210 | +4.9% | 1.48% | -6.1% |
| RYN | Buy | Rayonier Inc. | $74,459,000 | -18.2% | 3,161,713 | +5.2% | 1.42% | -2.9% |
| CVX | Buy | Chevron Corp. | $70,891,000 | -37.5% | 978,348 | +7.4% | 1.35% | -25.7% |
| USB | Buy | US Bancorp | $70,197,000 | -21.0% | 2,037,636 | +20.1% | 1.33% | -6.2% |
| PII | Buy | Polaris Industries | $60,693,000 | -42.8% | 1,260,497 | +8.4% | 1.15% | -32.1% |
| FNF | Buy | Fidelity National Financial In | $60,106,000 | -38.2% | 2,415,816 | +0.1% | 1.14% | -26.6% |
| SYK | Buy | Stryker Corp. | $56,888,000 | -11.7% | 341,691 | +9.1% | 1.08% | +5.0% |
| WY | Buy | Weyerhaeuser Co. | $53,696,000 | -31.4% | 3,167,898 | +6.5% | 1.02% | -18.6% |
| TJX | Buy | TJX Companies | $53,543,000 | -4.5% | 1,119,920 | +5.6% | 1.02% | +13.4% |
| MA | Sell | Mastercard Inc. - A | $52,711,000 | -23.2% | 218,211 | -15.9% | 1.00% | -8.8% |
| DOW | Sell | Dow Inc | $52,683,000 | -43.0% | 1,801,731 | -3.9% | 1.00% | -32.3% |
| SLG | New | Sl Green Realty | $52,543,000 | – | 1,219,092 | +100.0% | 1.00% | – |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $52,373,000 | +36.8% | 286,459 | +59.5% | 1.00% | +62.3% |
| SBUX | Sell | Starbucks Corporation | $52,346,000 | -23.0% | 796,260 | -1.8% | 0.99% | -8.6% |
| ARCC | Sell | Ares Capital Corp. | $50,245,000 | -43.8% | 4,660,940 | -6.5% | 0.96% | -33.3% |
| MKL | Sell | Markel Corp. | $49,095,000 | -19.4% | 52,910 | -5.4% | 0.93% | -4.3% |
| ITW | Buy | Illinois Tool Works Inc. | $47,064,000 | -2.5% | 331,155 | +3.4% | 0.89% | +15.8% |
| BKI | Sell | Black Knight Inc | $42,576,000 | -45.3% | 733,306 | -43.3% | 0.81% | -35.0% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $41,976,000 | +38.6% | 345,538 | +25.5% | 0.80% | +64.3% |
| NXPI | Sell | NXP Semiconductors N.V. | $41,029,000 | -71.9% | 494,748 | -66.9% | 0.78% | -66.6% |
| TMO | Sell | Thermo Fisher Scientific Inc. | $38,355,000 | -13.3% | 135,243 | -10.2% | 0.73% | +3.0% |
| BRO | Sell | Brown & Brown Inc. | $38,234,000 | -0.7% | 1,055,623 | -8.1% | 0.73% | +17.9% |
| GOOG | Buy | Alphabet Inc. - Class C | $37,521,000 | +11.4% | 32,267 | +3.5% | 0.71% | +32.3% |
| CNNE | Buy | Cannae Holdings Inc | $36,585,000 | +104.9% | 1,092,419 | +77.3% | 0.70% | +143.0% |
| FTDR | Sell | Frontdoor Inc | $35,921,000 | -37.0% | 1,032,789 | -21.2% | 0.68% | -25.3% |
| UTX | Buy | United Technologies Corp. | $35,891,000 | -21.7% | 380,488 | +8.1% | 0.68% | -7.0% |
| WRB | Sell | W.R. Berkley Corp. | $35,128,000 | -21.3% | 673,336 | -0.6% | 0.67% | -6.7% |
| BAM | Buy | Brookfield Asset Management In | $35,028,000 | -6.2% | 791,591 | +1.3% | 0.66% | +11.2% |
| AXTA | Sell | Axalta Coating Systems LTD | $33,458,000 | -42.5% | 1,937,336 | -0.9% | 0.64% | -31.7% |
| LOW | Buy | Lowe's Companies Inc. | $32,004,000 | -11.2% | 371,922 | +4.1% | 0.61% | +5.4% |
| ORCL | Buy | Oracle Corporation | $31,696,000 | -8.4% | 655,819 | +8.0% | 0.60% | +8.9% |
| NDSN | Buy | Nordson Corporation | $29,900,000 | +31.3% | 221,367 | +37.3% | 0.57% | +56.0% |
| CERN | Buy | Cerner Corporation | $28,563,000 | -13.3% | 453,454 | +0.8% | 0.54% | +3.0% |
| CFRUY | Sell | Compagnie Financiere Richemont | $27,951,000 | -36.9% | 5,205,011 | -0.8% | 0.53% | -25.1% |
| DLTR | New | Dollar Tree, Inc. | $26,243,000 | – | 357,197 | +100.0% | 0.50% | – |
| CLX | Buy | The Clorox Company | $25,866,000 | +21.5% | 149,299 | +7.4% | 0.49% | +44.0% |
| AWK | Buy | American Water Works Co. | $24,537,000 | +7.1% | 205,230 | +3.9% | 0.47% | +27.3% |
| FIS | Buy | Fidelity National Information | $24,012,000 | +1.1% | 197,402 | +1.9% | 0.46% | +20.0% |
| APD | Buy | Air Products & Chemicals Inc. | $23,760,000 | -10.5% | 119,030 | +1.5% | 0.45% | +6.1% |
| ACN | Buy | Accenture PLC | $23,244,000 | -10.7% | 142,374 | +1.0% | 0.44% | +6.0% |
| PG | Buy | Procter & Gamble Company | $23,191,000 | +2.8% | 210,823 | +2.5% | 0.44% | +22.2% |
| HD | Buy | Home Depot Inc. | $23,159,000 | -9.3% | 124,037 | +1.0% | 0.44% | +7.6% |
| BDX | Buy | Becton Dickinson and Company | $22,890,000 | -4.6% | 99,621 | +4.7% | 0.44% | +13.3% |
| NKE | Buy | Nike Inc. - B | $22,578,000 | +0.9% | 272,873 | +2.4% | 0.43% | +19.8% |
| MDT | Buy | Medtronic | $22,232,000 | -3.5% | 246,534 | +4.3% | 0.42% | +14.7% |
| BKNG | New | Booking Holdings Inc | $22,131,000 | – | 16,450 | +100.0% | 0.42% | – |
| MCD | Buy | McDonald's Corp. | $21,158,000 | -17.2% | 127,959 | +4.0% | 0.40% | -1.7% |
| CRL | New | Charles River Laboratories Int | $20,997,000 | – | 166,366 | +100.0% | 0.40% | – |
| TROW | Buy | T. Rowe Price Group Inc. | $20,859,000 | -7.3% | 213,607 | +4.1% | 0.40% | +10.0% |
| NVS | Buy | Novartis AG - ADR | $20,682,000 | -1.8% | 250,838 | +8.8% | 0.39% | +16.6% |
| CBSH | Buy | Commerce Bancshares Inc. | $20,177,000 | -6.3% | 400,731 | +11.0% | 0.38% | +11.3% |
| EXPD | Buy | Expeditors International of Wa | $19,439,000 | -1.5% | 291,359 | +12.0% | 0.37% | +16.8% |
| AXP | Buy | American Express Company | $18,130,000 | -26.6% | 211,775 | +5.8% | 0.34% | -12.9% |
| SCHW | Buy | Charles Schwab | $18,124,000 | -8.0% | 539,092 | +9.9% | 0.34% | +9.2% |
| SPYG | New | SPDR S&P 500 Growth ETF | $17,926,000 | – | 501,560 | +100.0% | 0.34% | – |
| DCI | Buy | Donaldson Inc. | $17,719,000 | -17.2% | 458,690 | +9.0% | 0.34% | -1.5% |
| MBB | Sell | iShares MBS Bond ETF | $17,561,000 | +2.6% | 159,008 | -0.0% | 0.33% | +21.9% |
| SEIC | Buy | SEI Investments Company | $17,576,000 | -10.0% | 379,278 | +9.0% | 0.33% | +7.1% |
| NJR | Buy | New Jersey Resources Corp. | $17,607,000 | -22.4% | 518,299 | +13.7% | 0.33% | -8.0% |
| ROK | New | Rockwell Automation Inc. | $16,918,000 | – | 112,109 | +100.0% | 0.32% | – |
| PPG | Buy | PPG Industries Inc. | $16,708,000 | -22.1% | 199,857 | +8.8% | 0.32% | -7.6% |
| AVNS | Buy | Avanos Medical Inc. | $16,494,000 | +229.9% | 612,491 | +434.3% | 0.31% | +291.2% |
| IBDR | Buy | iShares Corporate iBonds ETF 2 | $15,561,000 | -0.5% | 633,835 | +1.5% | 0.30% | +18.4% |
| GD | Buy | General Dynamics Corp. | $15,571,000 | -17.2% | 117,683 | +13.7% | 0.30% | -1.7% |
| HCSG | New | Healthcare Services Group | $15,502,000 | – | 648,339 | +100.0% | 0.30% | – |
| MDYG | New | Dow Jones Mid Cap Growth ETF - | $14,862,000 | – | 347,090 | +100.0% | 0.28% | – |
| DAL | Buy | Delta Air Lines | $14,783,000 | +5.4% | 518,147 | +109.7% | 0.28% | +25.4% |
| MLN | Buy | VanEck Vectors Long Municipal | $14,519,000 | +50.5% | 710,670 | +53.0% | 0.28% | +79.2% |
| MTB | Buy | M&T Bank Corp. | $14,275,000 | -30.8% | 138,012 | +13.8% | 0.27% | -17.9% |
| MORN | Sell | Morningstar Inc. | $14,160,000 | -21.4% | 121,809 | -2.2% | 0.27% | -6.6% |
| INFO | New | IHS Markit Ltd | $13,852,000 | – | 230,867 | +100.0% | 0.26% | – |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $13,735,000 | +2.3% | 520,558 | +3.6% | 0.26% | +21.4% |
| BSCP | Buy | Invesco BulletShares 2025 | $13,643,000 | -0.5% | 663,239 | +2.4% | 0.26% | +18.3% |
| IAU | Buy | iShares Gold Trust | $13,268,000 | +139.1% | 880,433 | +114.2% | 0.25% | +183.1% |
| CFR | Buy | Cullen Frost Bankers Inc. | $12,526,000 | -28.6% | 224,512 | +19.9% | 0.24% | -15.3% |
| SPYV | New | SPDR S&P 500 Value | $11,911,000 | – | 460,956 | +100.0% | 0.23% | – |
| TLT | Sell | Barclays 20 Plus Year Treasury | $11,839,000 | -48.1% | 71,765 | -58.2% | 0.22% | -38.4% |
| IBDT | Sell | iShares iBonds Dec 2028 Term C | $11,643,000 | -14.3% | 443,708 | -11.4% | 0.22% | +1.8% |
| RMAX | Buy | RE/MAX Holdings Inc. | $11,185,000 | +155.5% | 510,257 | +258.5% | 0.21% | +202.9% |
| BSCO | Buy | Invesco BulletShares 2024 | $9,985,000 | +1.9% | 483,514 | +4.9% | 0.19% | +21.0% |
| MDYV | New | SPDR S&P 400 Mid Cap Value | $9,900,000 | – | 280,761 | +100.0% | 0.19% | – |
| BSCM | Buy | Invesco BulletShares 2022 | $9,892,000 | +3.2% | 467,023 | +4.2% | 0.19% | +22.9% |
| IBDS | Sell | iShares iBonds Dec 2027 Term C | $9,707,000 | -16.8% | 396,060 | -13.5% | 0.18% | -1.6% |
| IBTD | New | iShares iBonds Dec 2023 Term T | $9,580,000 | – | 372,702 | +100.0% | 0.18% | – |
| IBTJ | New | iShares iBonds Dec 2029 Term T | $8,986,000 | – | 338,210 | +100.0% | 0.17% | – |
| IBTG | New | iShares iBonds Dec 2026 Term T | $8,917,000 | – | 340,475 | +100.0% | 0.17% | – |
| LQD | Buy | iShares iBoxx Corporate Bond E | $7,897,000 | +1328.0% | 63,937 | +1337.1% | 0.15% | +1566.7% |
| IBTF | New | iShares iBonds Dec 2025 Term T | $7,745,000 | – | 296,531 | +100.0% | 0.15% | – |
| IBTE | New | iShares iBonds Dec 2024 Term T | $7,655,000 | – | 295,453 | +100.0% | 0.14% | – |
| SPHQ | New | Powershares S&P 500 Quality Po | $6,638,000 | – | 221,792 | +100.0% | 0.13% | – |
| DD | Sell | Dupont De Nemurs Inc | $6,565,000 | -83.2% | 192,521 | -62.9% | 0.12% | -80.0% |
| SJW | Sell | SJW Group | $5,774,000 | -9.0% | 99,938 | -4.3% | 0.11% | +7.8% |
| NWN | Sell | Northwest Natural Holding Co | $5,528,000 | -14.9% | 89,526 | -4.3% | 0.10% | +1.0% |
| VNQ | Buy | REIT Index - Vanguard | $5,410,000 | +436.7% | 77,451 | +571.3% | 0.10% | +543.8% |
| AIG | Sell | American International Group I | $5,293,000 | -90.1% | 218,266 | -78.2% | 0.10% | -88.2% |
| IBMQ | New | iShares iBonds Dec 2028 Term M | $5,313,000 | – | 202,464 | +100.0% | 0.10% | – |
| JRVR | New | James River Group Holdings Ltd | $5,242,000 | – | 144,655 | +100.0% | 0.10% | – |
| SPB | Sell | Spectrum Brands Holdings Inc | $5,218,000 | -81.0% | 143,459 | -71.9% | 0.10% | -77.4% |
| GBDC | Sell | Golub Capital BDC Inc. | $5,147,000 | -55.3% | 409,753 | -36.7% | 0.10% | -46.7% |
| IIIV | Sell | I3 Verticals Inc | $4,797,000 | -37.8% | 251,280 | -4.1% | 0.09% | -26.0% |
| IBMP | New | Ishares Ibonds Dec 2027 Term M | $4,816,000 | – | 185,093 | +100.0% | 0.09% | – |
| GTES | Buy | Gates Industrial | $4,787,000 | -18.4% | 648,656 | +26.1% | 0.09% | -3.2% |
| SLYG | New | S&P 600 Small Cap Growth - SPD | $4,755,000 | – | 102,973 | +100.0% | 0.09% | – |
| SPY | Buy | S&P 500 - SPDR | $4,696,000 | -4.3% | 18,220 | +8.8% | 0.09% | +12.7% |
| BBDC | Sell | Barings BDC Inc | $4,592,000 | -48.6% | 613,944 | -32.4% | 0.09% | -39.2% |
| KAI | Sell | Kadant Inc | $4,536,000 | -18.5% | 60,760 | -0.9% | 0.09% | -3.4% |
| ROLL | Sell | RBC Bearings Incorporated | $4,400,000 | -34.3% | 39,005 | -2.9% | 0.08% | -21.5% |
| JBT | Sell | John Bean Technologies Corp. | $4,437,000 | -38.9% | 59,729 | -0.4% | 0.08% | -27.6% |
| NMFC | Sell | New Mountain Finance Corp. | $4,427,000 | -64.1% | 651,146 | -26.2% | 0.08% | -57.4% |
| FWRD | Sell | Forward Air Corp. | $4,351,000 | -18.9% | 85,910 | -5.3% | 0.08% | -3.5% |
| HXGBY | New | Hexagon AB | $4,257,000 | – | 100,757 | +100.0% | 0.08% | – |
| SLRC | Sell | Solar Capital Ltd. | $4,163,000 | -55.0% | 357,633 | -20.5% | 0.08% | -46.6% |
| HTGC | Sell | Hercules Technology Growth Cap | $4,030,000 | -59.8% | 527,438 | -32.6% | 0.08% | -51.9% |
| IUSV | Buy | iShares Core US Values - ETF | $4,018,000 | +120.5% | 87,006 | +170.5% | 0.08% | +162.1% |
| PAHC | Buy | Phibro Animal Health Corp Clas | $4,024,000 | -11.2% | 166,480 | +16.8% | 0.08% | +5.6% |
| GOOD | Sell | Gladstone Commercial Corp. | $3,972,000 | -34.9% | 276,610 | -3.9% | 0.08% | -23.5% |
| RVNU | New | XTrackers Municipal Infr REven | $3,851,000 | – | 140,051 | +100.0% | 0.07% | – |
| RGP | Sell | Resources Connection Inc | $3,852,000 | -32.6% | 351,168 | -1.7% | 0.07% | -19.8% |
| IBMO | New | Ishares Ibonds Dec 2026 Term M | $3,768,000 | – | 146,062 | +100.0% | 0.07% | – |
| BMRC | Sell | Bank of Marin (CA) | $3,813,000 | -27.1% | 127,116 | -0.4% | 0.07% | -14.3% |
| VREX | Buy | Varex Imaging Corp | $3,805,000 | -24.3% | 167,577 | +2.2% | 0.07% | -10.0% |
| IBMN | Buy | iShares iBonds Dec 2025 Term M | $3,759,000 | +6.8% | 139,044 | +6.3% | 0.07% | +26.8% |
| IBMM | Buy | iShares iBonds Dec 2024 Term M | $3,733,000 | +6.4% | 142,704 | +6.8% | 0.07% | +26.8% |
| THR | Sell | Thermon Group Holdings Inc. | $3,670,000 | -42.9% | 243,567 | -2.9% | 0.07% | -32.0% |
| IBMK | Sell | iShares iBonds Dec 2022 AMT-Fr | $3,615,000 | -46.3% | 138,977 | -46.1% | 0.07% | -36.1% |
| IBML | Buy | iShares Muni Bond 2023 | $3,617,000 | +3.5% | 141,018 | +3.8% | 0.07% | +23.2% |
| NTUS | Sell | Natus Medical Inc. | $3,587,000 | -11.9% | 155,079 | -2.1% | 0.07% | +4.6% |
| TPVG | Sell | TriplePoint Venture Growth BDC | $3,593,000 | -64.6% | 625,986 | -12.2% | 0.07% | -58.0% |
| TCPC | Sell | TCP Capital Corp. | $3,568,000 | -70.2% | 570,837 | -32.0% | 0.07% | -64.4% |
| AMOT | Sell | Allied Motion Technologies Inc | $3,521,000 | -39.8% | 148,542 | -3.7% | 0.07% | -28.7% |
| MUB | Buy | iShares National AMT-Free Muni | $3,460,000 | +25.5% | 30,617 | +25.6% | 0.07% | +50.0% |
| MOV | Buy | Movado Group Inc. | $3,417,000 | -27.2% | 289,112 | +66.4% | 0.06% | -13.3% |
| PDCO | Sell | Patterson Companies Inc. | $3,444,000 | -59.1% | 225,274 | -38.7% | 0.06% | -51.9% |
| SCM | Sell | Stellus Capital Investment | $3,387,000 | -47.7% | 464,649 | -0.7% | 0.06% | -38.5% |
| CTVA | Sell | Corteva Inc | $3,293,000 | -78.6% | 140,134 | -73.0% | 0.06% | -74.4% |
| NP | Buy | Neenah Paper Inc | $3,285,000 | -35.3% | 76,170 | +1.4% | 0.06% | -23.5% |
| XLY | New | Consumer Discret Select Sector | $3,221,000 | – | 32,838 | +100.0% | 0.06% | – |
| SLYV | New | SPDR S&P 600 Small CapValue ET | $3,190,000 | – | 78,076 | +100.0% | 0.06% | – |
| MLM | Sell | Martin Marietta Materials Inc. | $3,185,000 | -96.9% | 16,834 | -96.2% | 0.06% | -96.3% |
| GSBD | Buy | Goldman Sachs BDC Inc. | $3,119,000 | -31.4% | 252,962 | +9.5% | 0.06% | -19.2% |
| MTSC | Buy | MTS Systems Corp. | $2,929,000 | -52.7% | 130,184 | +23.1% | 0.06% | -43.4% |
| TSLX | Sell | TPG Specialty Lending, Inc. | $2,944,000 | -54.0% | 211,470 | -35.2% | 0.06% | -45.1% |
| XLC | New | Communication Services Select | $2,806,000 | – | 63,431 | +100.0% | 0.05% | – |
| IGLB | Sell | iShares Long-Term Corporate Bo | $2,717,000 | -25.0% | 42,703 | -24.9% | 0.05% | -10.3% |
| ALK | New | Alaska Air Group Inc. | $2,758,000 | – | 96,857 | +100.0% | 0.05% | – |
| AGN | Sell | Allergan Inc. | $2,685,000 | -90.8% | 15,163 | -91.3% | 0.05% | -89.1% |
| VBTX | Sell | Veritex Holdings | $2,663,000 | -46.5% | 190,610 | -0.6% | 0.05% | -36.2% |
| TFI | Sell | SPDR Nuveen Barclays Capital M | $2,573,000 | -62.6% | 51,456 | -62.5% | 0.05% | -55.5% |
| BRP | New | BRP Group | $2,520,000 | – | 238,896 | +100.0% | 0.05% | – |
| XLK | Sell | Technology Select Sector SPDR | $2,447,000 | -40.6% | 30,449 | -42.3% | 0.05% | -30.3% |
| PNNT | Sell | PennantPark Investment Corp. | $2,330,000 | -59.5% | 899,482 | -1.3% | 0.04% | -52.2% |
| OFS | Buy | OFS Capital Corp. | $2,273,000 | -65.9% | 558,547 | +0.4% | 0.04% | -59.8% |
| GOOGL | Sell | Alphabet Inc. - Class A | $2,059,000 | +4.0% | 1,772 | -3.1% | 0.04% | +21.9% |
| ICLR | Sell | Icon PLC | $1,763,000 | -27.1% | 12,966 | -17.5% | 0.03% | -15.4% |
| BABA | Sell | Alibaba Group Holding Ltd | $1,747,000 | +5.2% | 8,981 | -8.3% | 0.03% | +22.2% |
| GSK | Sell | GlaxoSmithKline Plc (Adr 1:2) | $1,620,000 | -77.2% | 42,760 | -75.9% | 0.03% | -72.8% |
| LVMUY | Sell | LVMH Moet Hennessy Louis Vuitt | $1,595,000 | -24.5% | 21,439 | -13.6% | 0.03% | -11.8% |
| NATH | Sell | Nathan's Famous Inc | $1,525,000 | -23.4% | 24,992 | -1.9% | 0.03% | -9.4% |
| FNV | Buy | Franco-Nevada Corp. | $1,532,000 | +410.7% | 15,393 | +335.1% | 0.03% | +480.0% |
| SHOP | Sell | Shopify Inc | $1,548,000 | +5.8% | 3,712 | -23.8% | 0.03% | +26.1% |
| BKCC | New | BlackRock Kelso Capital Corp. | $1,535,000 | – | 697,501 | +100.0% | 0.03% | – |
| AINV | Sell | Apollo Investment Corp. | $1,476,000 | -74.1% | 218,779 | -39.3% | 0.03% | -69.2% |
| ZTO | Sell | ZTO Express Cayman Inc | $1,450,000 | +38.5% | 54,745 | -0.1% | 0.03% | +64.7% |
| SONY | Buy | Sony Corp. ADS | $1,399,000 | +17.1% | 23,646 | +3.6% | 0.03% | +42.1% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,360,000 | -14.6% | 5 | 0.0% | 0.03% | +4.0% | |
| AAGIY | Buy | AIA Group Ltd | $1,349,000 | -7.3% | 37,480 | +11.1% | 0.03% | +13.0% |
| NVO | New | Novo Nordisk A/S ADS | $1,330,000 | – | 22,094 | +100.0% | 0.02% | – |
| IEMG | New | iShares Core MSCI Emerging Mar | $1,308,000 | – | 32,310 | +100.0% | 0.02% | – |
| TSM | Buy | Taiwan Semiconductor Manufactu | $1,313,000 | +96.0% | 27,477 | +60.6% | 0.02% | +127.3% |
| TWO | Sell | Two Harbors Investment Corp. | $1,281,000 | -76.8% | 336,333 | -22.9% | 0.02% | -72.7% |
| IBTH | New | iShares iBonds Dec 2027 Term T | $1,194,000 | – | 45,403 | +100.0% | 0.02% | – |
| IBDN | New | iShares iBonds Dec 2022 Term C | $1,230,000 | – | 49,619 | +100.0% | 0.02% | – |
| WCN | Sell | Waste Connections, INC. | $1,163,000 | -40.3% | 15,003 | -26.4% | 0.02% | -29.0% |
| IBDM | New | iShares iBonds Dec 2021 Term C | $1,167,000 | – | 47,327 | +100.0% | 0.02% | – |
| IBTI | New | iShares iBonds Dec 2028 Term T | $1,163,000 | – | 43,939 | +100.0% | 0.02% | – |
| TCEHY | Sell | Tencent Holdings LTD | $1,105,000 | -0.8% | 22,507 | -8.5% | 0.02% | +16.7% |
| WMMVY | Buy | Walmart De-Mexico-Spon ADR V | $1,124,000 | +221.1% | 48,352 | +277.1% | 0.02% | +250.0% |
| ESLT | Sell | Elbit Systems Ltd | $1,065,000 | -22.7% | 8,339 | -9.4% | 0.02% | -9.1% |
| CSWC | Sell | Capital Southwest Corp. | $1,061,000 | -56.2% | 92,922 | -19.7% | 0.02% | -48.7% |
| DSDVY | Sell | DSV Panalpina | $1,078,000 | -30.8% | 23,723 | -25.3% | 0.02% | -20.0% |
| CYBR | Sell | Cyberark Software Ltd | $1,074,000 | -39.6% | 12,554 | -9.7% | 0.02% | -28.6% |
| HYG | New | High Yield Corporate Bond Fund | $1,048,000 | – | 13,596 | +100.0% | 0.02% | – |
| RIO | Sell | Rio Tinto PLC | $1,004,000 | -36.3% | 22,037 | -12.9% | 0.02% | -24.0% |
| WLTW | New | Willis Towers Watson Public Lt | $1,015,000 | – | 5,976 | +100.0% | 0.02% | – |
| IWN | New | Russell 2000 Value Index - iSh | $933,000 | – | 11,379 | +100.0% | 0.02% | – |
| CNI | Buy | Canadian National Railway | $925,000 | -15.4% | 11,917 | +0.8% | 0.02% | 0.0% |
| SAP | Sell | SAP AG - ADS | $884,000 | -26.2% | 8,003 | -8.6% | 0.02% | -10.5% |
| UL | Sell | Unilever Plc | $881,000 | -20.7% | 17,421 | -2.9% | 0.02% | -5.6% |
| NTDOY | Sell | Nintendo Co. Ltd. ADS | $849,000 | -3.5% | 17,586 | -8.5% | 0.02% | +14.3% |
| KL | Buy | Kirkland Lake Gold Ltd | $863,000 | +327.2% | 29,147 | +520.3% | 0.02% | +433.3% |
| IBDO | Sell | iShares iBonds Dec 2023 Term C | $834,000 | -31.4% | 33,349 | -30.3% | 0.02% | -15.8% |
| CCAP | New | Crescent Capital BDC, Inc. | $823,000 | – | 85,344 | +100.0% | 0.02% | – |
| OCSL | Sell | Oaktree Specialty Lending Corp | $848,000 | -50.9% | 261,613 | -17.8% | 0.02% | -42.9% |
| MAIN | Sell | Main Street Capital Corp. | $768,000 | -76.1% | 37,433 | -52.1% | 0.02% | -70.6% |
| RDSA | Buy | Royal Dutch Shell PLC - Cl A | $741,000 | -44.0% | 21,235 | +4.3% | 0.01% | -33.3% |
| MINT | Buy | Pimco Enhanced Short Maturity | $722,000 | +198.3% | 7,291 | +207.0% | 0.01% | +250.0% |
| DBSDY | Sell | DBS GROUP HOLDINGS-SPON ADR | $745,000 | -38.4% | 14,412 | -8.6% | 0.01% | -26.3% |
| BCSF | New | Bain Capital Specialty Finance | $725,000 | – | 78,228 | +100.0% | 0.01% | – |
| PFLT | Sell | PennantPark Floating Rate Capi | $701,000 | -65.0% | 144,332 | -16.7% | 0.01% | -59.4% |
| UOVEY | Sell | United Overseas Bank Limited | $639,000 | -35.3% | 23,458 | -7.9% | 0.01% | -25.0% |
| BP | Sell | BP PLC (Adr 1:6) | $615,000 | -48.2% | 25,203 | -11.5% | 0.01% | -36.8% |
| FANUY | Sell | Fanuc Ltd. ADS | $584,000 | -33.7% | 44,157 | -7.4% | 0.01% | -21.4% |
| HDB | Buy | HDFC Bank Ltd | $568,000 | +20.3% | 14,766 | +306.6% | 0.01% | +37.5% |
| FSP | Buy | Franklin Street Properties Cor | $587,000 | -0.5% | 102,500 | +28.1% | 0.01% | +22.2% |
| SLV | New | Silver Trust - iShares | $558,000 | – | 42,771 | +100.0% | 0.01% | – |
| APTV | Sell | APTIV PLC | $600,000 | -46.9% | 12,176 | -13.0% | 0.01% | -38.9% |
| New | Vanguard Treasury Money Marketmfund | $520,000 | – | 519,581 | +100.0% | 0.01% | – | |
| SUNS | Sell | Solar Senior Capital Ltd. | $529,000 | -51.2% | 54,484 | -19.9% | 0.01% | -41.2% |
| TLH | Sell | iShares Barclays 10-20 Year Tr | $536,000 | -22.7% | 3,197 | -34.0% | 0.01% | -9.1% |
| MUFG | Sell | Mitsubishi UFJ Financial | $516,000 | -28.9% | 141,100 | -7.6% | 0.01% | -16.7% |
| IWD | New | Russell 1000 Value Index - iSh | $522,000 | – | 5,259 | +100.0% | 0.01% | – |
| GBIL | New | Goldman Sachs Treasury Access | $502,000 | – | 4,986 | +100.0% | 0.01% | – |
| MLCO | Sell | Melco Resorts & Entertainment | $464,000 | -54.5% | 37,408 | -20.2% | 0.01% | -43.8% |
| KMTUY | Sell | KOMATSU LTD | $464,000 | -37.5% | 28,259 | -7.6% | 0.01% | -25.0% |
| CMO | Buy | Capstead Mortgage Corp. | $467,000 | -48.5% | 111,144 | +2.4% | 0.01% | -35.7% |
| V | Sell | Visa, Inc. - A | $419,000 | -44.1% | 2,598 | -39.9% | 0.01% | -33.3% |
| JAZZ | Sell | Jazz Pharmaceuticals Plc | $382,000 | -36.9% | 3,834 | -9.6% | 0.01% | -30.0% |
| PAGS | Buy | Pagseguro Digital Ltd | $380,000 | +13.4% | 19,678 | +128.8% | 0.01% | +40.0% |
| SSDOY | Sell | Shiseido Co Ltd | $358,000 | -30.4% | 6,125 | -9.9% | 0.01% | -12.5% |
| VIPS | New | Vipshop Holdings Ltd | $348,000 | – | 22,360 | +100.0% | 0.01% | – |
| YNDX | Sell | Yandex NV | $337,000 | -17.6% | 9,910 | -8.0% | 0.01% | -14.3% |
| KMPR | Kemper Corp. | $332,000 | -14.0% | 4,470 | 0.0% | 0.01% | 0.0% | |
| MELI | Sell | MERCADOLIBRE INC | $312,000 | -25.4% | 639 | -6.6% | 0.01% | -14.3% |
| PTMN | Portman Ridge Finance Corp | $319,000 | -58.4% | 340,472 | 0.0% | 0.01% | -50.0% | |
| Sell | Manatuck Hill Mariner Offshore | $335,000 | -11.8% | 2,177 | -7.1% | 0.01% | 0.0% | |
| LLY | Eli Lilly & Co. | $333,000 | +25.2% | 2,400 | 0.0% | 0.01% | +50.0% | |
| HTHT | Sell | Huazhu Group Ltd. | $325,000 | -27.6% | 11,316 | -8.6% | 0.01% | -14.3% |
| ICMB | New | Investcorp Credit Management B | $319,000 | – | 130,340 | +100.0% | 0.01% | – |
| AAPL | Sell | Apple Inc. | $277,000 | -23.1% | 1,088 | -40.1% | 0.01% | -16.7% |
| MCC | Medley Capital Corp. | $271,000 | -75.2% | 466,714 | 0.0% | 0.01% | -70.6% | |
| YUMC | New | Yum China Holdings Inc | $274,000 | – | 6,425 | +100.0% | 0.01% | – |
| JPM | Sell | JP Morgan Chase & Company | $269,000 | -62.5% | 2,988 | -53.5% | 0.01% | -54.5% |
| RGLD | Sell | Royal Gold, Inc. | $237,000 | -23.3% | 2,698 | -10.4% | 0.01% | 0.0% |
| TTE | Sell | Total SA - ADR | $274,000 | -37.7% | 7,350 | -6.8% | 0.01% | -28.6% |
| XNGSY | Sell | ENN Energy Holdings Ltd | $279,000 | -9.1% | 7,309 | -7.3% | 0.01% | 0.0% |
| COST | Sell | Costco Wholesale Corporation | $248,000 | -36.6% | 870 | -41.3% | 0.01% | -16.7% |
| SNP | New | China Petroleum & Chemical Co | $277,000 | – | 5,685 | +100.0% | 0.01% | – |
| CEO | Sell | CNOOC Ltd. | $239,000 | -44.3% | 2,308 | -8.3% | 0.01% | -28.6% |
| ZNH | New | China Southern Airlines Co Ltd | $229,000 | – | 10,564 | +100.0% | 0.00% | – |
| BAP | Sell | CREDICORP LTD | $216,000 | -42.4% | 1,507 | -8.0% | 0.00% | -33.3% |
| GLD | Sell | Gold Shares - SPDR | $224,000 | +6.7% | 1,516 | -3.8% | 0.00% | +33.3% |
| PAAS | Sell | Pan American Silver Corp | $190,000 | +1.1% | 13,250 | -9.1% | 0.00% | +33.3% |
| NVDA | Sell | NVIDIA Corp. | $229,000 | -20.5% | 870 | -50.4% | 0.00% | -20.0% |
| WNS | Buy | WNS Holdings Ltd | $204,000 | -22.1% | 4,758 | +7.6% | 0.00% | 0.0% |
| NILSY | Sell | MMC Norilsk Nickel | $217,000 | +0.9% | 8,959 | -5.6% | 0.00% | +33.3% |
| FLOT | iShares Floating Rate Note Fun | $232,000 | -4.1% | 4,755 | 0.0% | 0.00% | 0.0% | |
| CHL | Sell | China Mobile Limited | $213,000 | -21.1% | 5,662 | -5.2% | 0.00% | 0.0% |
| PYPL | Sell | PayPal Holdings, Inc. | $203,000 | -69.9% | 2,118 | -64.0% | 0.00% | -63.6% |
| GOLD | New | Barrick Gold ORD Shrs | $203,000 | – | 11,064 | +100.0% | 0.00% | – |
| BAC | Sell | Bank of America Corp. | $211,000 | -42.3% | 9,956 | -21.1% | 0.00% | -33.3% |
| EQX | New | Equinox Gold | $229,000 | – | 34,597 | +100.0% | 0.00% | – |
| EC | Sell | Ecopetrol SA | $154,000 | -86.8% | 16,246 | -74.6% | 0.00% | -84.2% |
| SAND | Sell | Sandstorm Gold Ltd. | $168,000 | -18.4% | 33,478 | -9.8% | 0.00% | 0.0% |
| SA | Buy | Seabridge Gold Inc. | $157,000 | -10.8% | 16,803 | +29.4% | 0.00% | 0.0% |
| ITUB | Sell | Itau Unibanco Holding S/A ADS | $148,000 | -63.5% | 32,887 | -23.5% | 0.00% | -50.0% |
| SILV | New | SilverCrest Metals Inc | $177,000 | – | 33,882 | +100.0% | 0.00% | – |
| TME | Sell | Tencent Music Entertainment Gr | $175,000 | -35.7% | 17,372 | -4.3% | 0.00% | -25.0% |
| Sell | Torex Gold Res Inc | $161,000 | -14.8% | 16,637 | -9.2% | 0.00% | 0.0% | |
| CBD | New | Cia Brasileira de Distribuicao | $166,000 | – | 13,131 | +100.0% | 0.00% | – |
| BBD | Sell | Banco Bradesco S.A. | $155,000 | -61.8% | 38,238 | -7.5% | 0.00% | -50.0% |
| OR | New | Osisko Gold Royalties Ltd | $117,000 | – | 15,683 | +100.0% | 0.00% | – |
| FCX | New | Freeport-McMoRan Copper & Gold | $114,000 | – | 16,820 | +100.0% | 0.00% | – |
| CCJ | Sell | Cameco Corp. | $129,000 | -35.2% | 16,849 | -9.3% | 0.00% | -33.3% |
| TECK | Sell | Teck Resources Limited | $112,000 | -87.4% | 14,867 | -61.4% | 0.00% | -85.7% |
| IBN | Sell | ICICI Bank Ltd. ADS | $114,000 | -35.2% | 13,460 | -3.6% | 0.00% | -33.3% |
| LZRFY | Sell | Localiza Rent a Car SA | $120,000 | -78.5% | 24,016 | -54.3% | 0.00% | -77.8% |
| LYSDY | New | Lynas Corp Ltd | $93,000 | – | 104,736 | +100.0% | 0.00% | – |
| PBR | Sell | Petrobras Petroleo Brasileiro | $58,000 | -81.0% | 10,530 | -46.3% | 0.00% | -80.0% |
| XKEM | Exit | Xechem International Inc | $0 | – | -32,353 | -100.0% | 0.00% | – |
| MAG | Exit | MAG Silver Corp | $0 | – | -13,865 | -100.0% | -0.00% | – |
| PXD | Exit | Pioneer Natural Resources Co. | $0 | – | -1,356 | -100.0% | -0.00% | – |
| MOS | Exit | The Mosaic Company | $0 | – | -8,579 | -100.0% | -0.00% | – |
| Exit | Leagold Mining Corp | $0 | – | -119,746 | -100.0% | -0.00% | – | |
| XEC | Exit | Cimarex Energy Co. | $0 | – | -3,581 | -100.0% | -0.00% | – |
| KB | Exit | KB Financial Group Inc | $0 | – | -6,954 | -100.0% | -0.00% | – |
| BYDDY | Exit | Byd Company Limited Adr | $0 | – | -19,572 | -100.0% | -0.00% | – |
| BLK | Exit | BlackRock, Inc. | $0 | – | -567 | -100.0% | -0.00% | – |
| CXO | Exit | Concho Resources, Inc. | $0 | – | -2,293 | -100.0% | -0.00% | – |
| LRCX | Exit | Lam Research Corporation | $0 | – | -1,183 | -100.0% | -0.00% | – |
| WF | Exit | Woori Bank | $0 | – | -7,106 | -100.0% | -0.00% | – |
| SQM | Exit | Soc Quimica Y Minera Chile (Ad | $0 | – | -7,342 | -100.0% | -0.00% | – |
| IJR | Exit | S&P SmallCap 600 Index Fund - | $0 | – | -3,515 | -100.0% | -0.00% | – |
| MS | Exit | Morgan Stanley | $0 | – | -5,583 | -100.0% | -0.00% | – |
| GBOOY | Exit | Grupo Financiero ADR | $0 | – | -8,730 | -100.0% | -0.00% | – |
| ADP | Exit | Automatic Data Processing, Inc | $0 | – | -1,643 | -100.0% | -0.00% | – |
| FMX | Exit | FOMENTO ECONOMICO MEXICANO, S. | $0 | – | -3,120 | -100.0% | -0.01% | – |
| CBD | Exit | Cia Brasileira de Distribuicao | $0 | – | -14,120 | -100.0% | -0.01% | – |
| HON | Exit | Honeywell International, Inc. | $0 | – | -2,222 | -100.0% | -0.01% | – |
| AMZN | Exit | Amazon.com, Inc. | $0 | – | -193 | -100.0% | -0.01% | – |
| EOG | Exit | EOG Resources | $0 | – | -5,556 | -100.0% | -0.01% | – |
| ING | Exit | ING Groep NV | $0 | – | -45,424 | -100.0% | -0.01% | – |
| IX | Exit | Orix Corp. ADS | $0 | – | -7,011 | -100.0% | -0.01% | – |
| IVV | Exit | S&P 500 Index Fund - iShares | $0 | – | -1,769 | -100.0% | -0.01% | – |
| SNN | Exit | Smith & Nephew (Adr 1:5) | $0 | – | -13,229 | -100.0% | -0.01% | – |
| EQNR | Exit | Equinor ASA | $0 | – | -39,459 | -100.0% | -0.01% | – |
| FMS | Exit | Fresenius Medical Care AG & Co | $0 | – | -21,328 | -100.0% | -0.01% | – |
| SMFG | Exit | Sumitomo Mitsui-Spons ADR | $0 | – | -142,041 | -100.0% | -0.02% | – |
| ABDC | Exit | Alcentra Capital Corporation | $0 | – | -172,787 | -100.0% | -0.02% | – |
| IBDQ | Exit | iShares iBonds Dec 2025 Term C | $0 | – | -67,724 | -100.0% | -0.03% | – |
| CMFN | Exit | CM Finance Inc. | $0 | – | -246,474 | -100.0% | -0.03% | – |
| ALC | Exit | Alcon ORD SHS | $0 | – | -32,186 | -100.0% | -0.03% | – |
| PBPB | Exit | Potbelly Corp. | $0 | – | -453,659 | -100.0% | -0.04% | – |
| XLB | Exit | Materials Select Sector - SPDR | $0 | – | -42,460 | -100.0% | -0.04% | – |
| XLI | Exit | Industrial Select Sector - SPD | $0 | – | -36,424 | -100.0% | -0.04% | – |
| USCR | Exit | US Concrete Inc | $0 | – | -63,870 | -100.0% | -0.05% | – |
| IPHS | Exit | Innophos Holdings Inc | $0 | – | -150,168 | -100.0% | -0.07% | – |
| IBMI | Exit | iShares iBonds Sep 2020 Amt Fr | $0 | – | -179,667 | -100.0% | -0.07% | – |
| TYPE | Exit | Monotype Imaging Holdings Inc. | $0 | – | -287,528 | -100.0% | -0.08% | – |
| CBM | Exit | Cambrex Corp | $0 | – | -110,952 | -100.0% | -0.08% | – |
| RAVN | Exit | Raven Industries Inc. | $0 | – | -155,155 | -100.0% | -0.09% | – |
| NLY | Exit | Annaly Capital Management Inc. | $0 | – | -687,397 | -100.0% | -0.10% | – |
| IBMJ | Exit | iShares iBonds Dec 2021 AMT-Fr | $0 | – | -260,345 | -100.0% | -0.11% | – |
| IGIB | Exit | iShares Intermediate Term Corp | $0 | – | -139,851 | -100.0% | -0.13% | – |
| IBCD | Exit | iShares Corporate ex Financial | $0 | – | -383,223 | -100.0% | -0.15% | – |
| IJT | Exit | S&P SmallCap 600 Growth Index | $0 | – | -52,157 | -100.0% | -0.15% | – |
| BSCL | Exit | Invesco BulletShares 2021 | $0 | – | -450,094 | -100.0% | -0.15% | – |
| IJS | Exit | S&P SmallCap 600 Value Index F | $0 | – | -67,447 | -100.0% | -0.16% | – |
| JWN | Exit | Nordstrom Inc. | $0 | – | -416,213 | -100.0% | -0.21% | – |
| SPIB | Exit | SPDR Portfolio Intermediate Te | $0 | – | -445,060 | -100.0% | -0.25% | – |
| XOM | Exit | Exxon Mobil Corp. | $0 | – | -227,774 | -100.0% | -0.28% | – |
| SLB | Exit | Schlumberger Ltd. | $0 | – | -476,837 | -100.0% | -0.30% | – |
| IJJ | Exit | S&P MidCap 400 Value Index Fun | $0 | – | -119,868 | -100.0% | -0.31% | – |
| IVW | Exit | S&P 500 Growth Index - iShares | $0 | – | -107,810 | -100.0% | -0.31% | – |
| IVE | Exit | S&P 500 Value Index - iShares | $0 | – | -166,665 | -100.0% | -0.31% | – |
| IJK | Exit | S&P MidCap 400 Growth Index Fu | $0 | – | -86,501 | -100.0% | -0.31% | – |
| MSM | Exit | MSC Industrial Direct Co. Inc. | $0 | – | -341,460 | -100.0% | -0.41% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2020-06-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.