$6.8 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 336 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 10.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEP | Sell | Pepsico Inc. | $158,061,000 | -5.1% | 1,205,376 | -0.7% | 2.53% | -2.6% |
| DEO | Buy | Diageo PLC | $156,538,000 | +6.1% | 908,415 | +0.7% | 2.50% | +9.0% |
| MSFT | Buy | Microsoft Corp. | $149,977,000 | -2.7% | 1,119,568 | +0.9% | 2.40% | -0.2% |
| NXPI | Buy | NXP Semiconductors N.V. | $145,953,000 | -10.5% | 1,495,268 | +0.0% | 2.34% | -8.2% |
| LIN | Buy | Linde PLC | $143,803,000 | +4.1% | 716,153 | +0.4% | 2.30% | +6.8% |
| PAYX | Buy | Paychex Inc. | $136,083,000 | -0.4% | 1,653,703 | +0.2% | 2.18% | +2.2% |
| NSRGY | Buy | Nestle SA | $134,177,000 | -4.5% | 1,297,654 | +0.3% | 2.15% | -2.0% |
| LMT | Sell | Lockheed Martin Corp | $127,178,000 | -7.0% | 349,833 | -0.3% | 2.04% | -4.6% |
| SO | Sell | Southern Company | $123,650,000 | -10.7% | 2,236,803 | -0.3% | 1.98% | -8.4% |
| PGR | Buy | Progressive Corp. | $120,977,000 | +7.8% | 1,513,535 | +4.2% | 1.94% | +10.6% |
| BR | Buy | Broadridge Financial Solutions | $117,290,000 | +3.1% | 918,628 | +0.5% | 1.88% | +5.8% |
| KMI | Buy | Kinder Morgan Inc. | $117,280,000 | +1.6% | 5,616,868 | +0.3% | 1.88% | +4.3% |
| FAST | Buy | Fastenal Co. | $117,058,000 | -0.2% | 3,591,836 | +0.0% | 1.87% | +2.4% |
| CB | Sell | Chubb Corp | $116,967,000 | -9.5% | 794,124 | -0.8% | 1.87% | -7.1% |
| CVX | Sell | Chevron Corp. | $113,349,000 | +3.2% | 910,872 | -1.7% | 1.81% | +5.9% |
| CL | Sell | Colgate-Palmolive Co. | $112,911,000 | -3.9% | 1,575,425 | -1.4% | 1.81% | -1.4% |
| NTRS | Sell | Northern Trust Corporation | $109,356,000 | -5.2% | 1,215,067 | -1.7% | 1.75% | -2.7% |
| PII | Sell | Polaris Industries | $106,107,000 | +0.9% | 1,163,071 | -2.7% | 1.70% | +3.5% |
| GGG | Sell | Graco Inc. | $105,779,000 | +8.5% | 2,107,994 | -0.5% | 1.69% | +11.3% |
| MLM | Buy | Martin Marietta Materials Inc. | $102,216,000 | -11.2% | 444,204 | +5.8% | 1.64% | -8.9% |
| PFE | Sell | Pfizer Inc. | $98,630,000 | +19.0% | 2,276,772 | -1.3% | 1.58% | +22.1% |
| ETR | Buy | Entergy Corporation | $97,415,000 | -12.2% | 946,421 | +0.1% | 1.56% | -9.9% |
| FNF | Buy | Fidelity National Financial In | $97,241,000 | -8.6% | 2,412,917 | +0.8% | 1.56% | -6.2% |
| MMM | Sell | 3M Company | $95,924,000 | +1.9% | 553,384 | -3.4% | 1.54% | +4.6% |
| DLR | Sell | Digital Realty Trust Inc. | $94,363,000 | -9.6% | 801,109 | -0.3% | 1.51% | -7.2% |
| DOW | Sell | Dow Inc | $92,427,000 | +1.5% | 1,874,416 | -1.9% | 1.48% | +4.2% |
| RYN | Sell | Rayonier Inc. | $91,045,000 | +5.8% | 3,004,767 | -1.5% | 1.46% | +8.6% |
| ARCC | Sell | Ares Capital Corp. | $89,450,000 | -4.8% | 4,986,065 | -1.1% | 1.43% | -2.3% |
| USB | Sell | US Bancorp | $88,875,000 | -6.0% | 1,696,092 | -0.7% | 1.42% | -3.5% |
| ADI | Sell | Analog Devices Inc. | $85,773,000 | +0.2% | 759,931 | -0.8% | 1.37% | +2.8% |
| GILD | Sell | Gilead Sciences | $81,684,000 | +4.3% | 1,209,052 | -2.2% | 1.31% | +7.0% |
| WY | Sell | Weyerhaeuser Co. | $78,321,000 | -7.1% | 2,973,474 | -2.3% | 1.25% | -4.6% |
| BKI | Buy | Black Knight Inc | $77,809,000 | +2.1% | 1,293,582 | +3.6% | 1.24% | +4.8% |
| MA | Buy | Mastercard Inc. - A | $68,637,000 | +16.3% | 259,468 | +19.3% | 1.10% | +19.2% |
| SBUX | Buy | Starbucks Corporation | $67,958,000 | +19.5% | 810,663 | +26.1% | 1.09% | +22.5% |
| SYK | Buy | Stryker Corp. | $64,403,000 | -4.2% | 313,275 | +0.8% | 1.03% | -1.8% |
| MKL | Buy | Markel Corp. | $60,934,000 | -6.5% | 55,923 | +1.4% | 0.98% | -4.0% |
| TIF | Sell | Tiffany & Co. | $58,179,000 | -38.0% | 621,303 | -38.6% | 0.93% | -36.4% |
| AXTA | Buy | Axalta Coating Systems LTD | $58,199,000 | -0.5% | 1,954,966 | +0.8% | 0.93% | +2.1% |
| FTDR | Buy | Frontdoor Inc | $57,056,000 | -1.2% | 1,310,125 | +10.2% | 0.91% | +1.4% |
| TJX | Sell | TJX Companies | $56,081,000 | -7.2% | 1,060,531 | -2.1% | 0.90% | -4.8% |
| AIG | Buy | American International Group I | $53,330,000 | -3.8% | 1,000,946 | +0.5% | 0.85% | -1.4% |
| ITW | Sell | Illinois Tool Works Inc. | $48,280,000 | -6.1% | 320,136 | -2.5% | 0.77% | -3.6% |
| UTX | Sell | United Technologies Corp. | $45,829,000 | -7.7% | 351,992 | -3.2% | 0.73% | -5.3% |
| WRB | Buy | W.R. Berkley Corp. | $44,662,000 | -6.8% | 677,412 | +2.1% | 0.72% | -4.3% |
| CFRUY | Buy | Compagnie Financiere Richemont | $44,292,000 | +15.3% | 5,247,814 | +0.3% | 0.71% | +18.4% |
| TMO | Buy | Thermo Fisher Scientific Inc. | $44,253,000 | +2.0% | 150,684 | +1.2% | 0.71% | +4.7% |
| DD | Buy | Dupont De Nemurs Inc | $39,001,000 | +39.2% | 519,531 | +32.2% | 0.62% | +42.8% |
| BRO | Buy | Brown & Brown Inc. | $38,489,000 | -7.0% | 1,148,937 | +0.1% | 0.62% | -4.6% |
| BRKB | Sell | Berkshire Hathaway Inc. - B | $38,289,000 | +0.8% | 179,618 | -1.6% | 0.61% | +3.5% |
| BAM | Buy | Brookfield Asset Management In | $37,347,000 | -9.6% | 781,643 | +0.4% | 0.60% | -7.1% |
| LOW | Sell | Lowe's Companies Inc. | $36,042,000 | -8.7% | 357,165 | -0.5% | 0.58% | -6.3% |
| ORCL | Sell | Oracle Corporation | $34,586,000 | +2.2% | 607,095 | -1.3% | 0.55% | +4.7% |
| GOOG | Sell | Alphabet Inc. - Class C | $33,696,000 | -12.4% | 31,174 | -1.2% | 0.54% | -10.2% |
| CERN | Buy | Cerner Corporation | $32,959,000 | +8.9% | 449,640 | +1.3% | 0.53% | +11.7% |
| IEF | Sell | iShares 7-10 Year Treasury Bon | $30,287,000 | -27.2% | 275,284 | -25.6% | 0.48% | -25.3% |
| AGN | Buy | Allergan Inc. | $29,160,000 | +12.1% | 174,164 | +12.7% | 0.47% | +15.3% |
| SPB | Buy | Spectrum Brands Holdings Inc | $27,436,000 | +4.4% | 510,244 | +2.4% | 0.44% | +7.1% |
| APD | Sell | Air Products & Chemicals Inc. | $26,542,000 | +0.0% | 117,249 | -2.0% | 0.42% | +2.7% |
| ACN | Sell | Accenture PLC | $26,042,000 | -6.7% | 140,942 | -2.8% | 0.42% | -4.1% |
| MCD | Sell | McDonald's Corp. | $25,553,000 | -5.4% | 123,053 | -2.2% | 0.41% | -2.9% |
| HD | Sell | Home Depot Inc. | $25,536,000 | -12.1% | 122,787 | -1.9% | 0.41% | -9.7% |
| MSM | Buy | MSC Industrial Direct Co. Inc. | $25,357,000 | +5.0% | 341,460 | +2.6% | 0.41% | +8.0% |
| AXP | Sell | American Express Company | $24,697,000 | +1.1% | 200,075 | -3.1% | 0.40% | +3.7% |
| BDX | Sell | Becton Dickinson and Company | $23,989,000 | -3.7% | 95,191 | -3.4% | 0.38% | -1.0% |
| FIS | Sell | Fidelity National Information | $23,760,000 | -9.9% | 193,678 | -2.5% | 0.38% | -7.5% |
| MDT | Sell | Medtronic | $23,030,000 | -13.5% | 236,476 | -3.6% | 0.37% | -11.3% |
| AWK | Sell | American Water Works Co. | $22,903,000 | -9.7% | 197,441 | -3.3% | 0.37% | -7.6% |
| TLT | Sell | Barclays 20 Plus Year Treasury | $22,815,000 | -11.9% | 171,784 | -5.1% | 0.36% | -9.7% |
| NDSN | Sell | Nordson Corporation | $22,779,000 | -8.0% | 161,200 | -4.7% | 0.36% | -5.7% |
| NJR | Sell | New Jersey Resources Corp. | $22,683,000 | +4.8% | 455,762 | -4.8% | 0.36% | +7.7% |
| PG | Sell | Procter & Gamble Company | $22,552,000 | -14.4% | 205,677 | -2.9% | 0.36% | -12.2% |
| TROW | Sell | T. Rowe Price Group Inc. | $22,505,000 | -7.7% | 205,131 | -3.9% | 0.36% | -5.3% |
| NKE | Sell | Nike Inc. - B | $22,381,000 | -13.9% | 266,593 | -3.7% | 0.36% | -11.6% |
| CBSH | Sell | Commerce Bancshares Inc. | $21,532,000 | -6.5% | 360,906 | -5.0% | 0.34% | -4.2% |
| PPG | Sell | PPG Industries Inc. | $21,436,000 | -6.2% | 183,667 | -4.7% | 0.34% | -3.7% |
| DCI | Sell | Donaldson Inc. | $21,398,000 | -7.1% | 420,716 | -4.9% | 0.34% | -4.7% |
| CLX | Sell | The Clorox Company | $21,292,000 | -3.5% | 139,062 | -4.3% | 0.34% | -0.9% |
| NVS | Sell | Novartis AG - ADR | $21,055,000 | +0.0% | 230,583 | -4.8% | 0.34% | +2.7% |
| MTB | Sell | M&T Bank Corp. | $20,619,000 | +1.2% | 121,238 | -6.0% | 0.33% | +3.8% |
| EXPD | Sell | Expeditors International of Wa | $19,743,000 | -3.7% | 260,253 | -5.7% | 0.32% | -1.2% |
| SCHW | Sell | Charles Schwab | $19,710,000 | -9.0% | 490,417 | -5.3% | 0.32% | -6.8% |
| IJK | Sell | S&P MidCap 400 Growth Index Fu | $19,573,000 | -14.0% | 86,501 | -14.9% | 0.31% | -11.8% |
| SEIC | Sell | SEI Investments Company | $19,521,000 | -10.2% | 347,974 | -5.1% | 0.31% | -8.0% |
| IVE | Buy | S&P 500 Value Index - iShares | $19,428,000 | -0.5% | 166,665 | +1.7% | 0.31% | +2.0% |
| IVW | Buy | S&P 500 Growth Index - iShares | $19,324,000 | +2.1% | 107,810 | +2.6% | 0.31% | +4.7% |
| IJJ | Sell | S&P MidCap 400 Value Index Fun | $19,115,000 | -17.7% | 119,868 | -17.5% | 0.31% | -15.5% |
| SLB | Buy | Schlumberger Ltd. | $18,950,000 | +88.8% | 476,837 | +62.4% | 0.30% | +94.2% |
| GD | Sell | General Dynamics Corp. | $18,815,000 | -6.0% | 103,483 | -5.5% | 0.30% | -3.5% |
| MORN | Buy | Morningstar Inc. | $18,008,000 | +3.4% | 124,498 | +4.5% | 0.29% | +6.3% |
| CNNE | Buy | Cannae Holdings Inc | $17,857,000 | +6.5% | 616,167 | +0.9% | 0.29% | +9.2% |
| CFR | Sell | Cullen Frost Bankers Inc. | $17,538,000 | -2.2% | 187,252 | -7.6% | 0.28% | +0.4% |
| XOM | Sell | Exxon Mobil Corp. | $17,454,000 | +0.2% | 227,774 | -7.7% | 0.28% | +2.6% |
| MBB | Sell | iShares MBS Bond ETF | $17,116,000 | -3.6% | 159,068 | -3.0% | 0.27% | -1.1% |
| IBDR | Sell | iShares Corporate iBonds ETF 2 | $15,647,000 | -2.7% | 624,390 | -1.1% | 0.25% | -0.4% |
| SPIB | Sell | SPDR Portfolio Intermediate Te | $15,546,000 | -3.5% | 445,060 | -2.6% | 0.25% | -0.8% |
| CTVA | Buy | Corteva Inc | $15,365,000 | +39.2% | 519,607 | +31.8% | 0.25% | +43.0% |
| DAL | Sell | Delta Air Lines | $14,023,000 | -49.4% | 247,098 | -48.7% | 0.22% | -48.1% |
| BSCP | Sell | Invesco BulletShares 2025 | $13,705,000 | -3.3% | 647,686 | -2.4% | 0.22% | -0.9% |
| IBDT | Sell | iShares iBonds Dec 2028 Term C | $13,592,000 | -3.9% | 500,535 | -1.8% | 0.22% | -1.8% |
| IBDD | Sell | iShares Corporate Bond ETF 202 | $13,431,000 | -3.3% | 502,554 | -2.8% | 0.22% | -0.5% |
| JWN | Sell | Nordstrom Inc. | $13,261,000 | -14.9% | 416,213 | -10.1% | 0.21% | -12.8% |
| NMFC | Buy | New Mountain Finance Corp. | $12,325,000 | +5.1% | 882,224 | +2.6% | 0.20% | +7.7% |
| TCPC | Buy | TCP Capital Corp. | $11,957,000 | +9.8% | 839,079 | +4.4% | 0.19% | +12.4% |
| IBDS | Sell | iShares iBonds Dec 2027 Term C | $11,666,000 | -3.5% | 457,652 | -1.8% | 0.19% | -0.5% |
| GBDC | Sell | Golub Capital BDC Inc. | $11,522,000 | -6.0% | 647,291 | -0.6% | 0.18% | -3.7% |
| TPVG | Buy | TriplePoint Venture Growth BDC | $10,144,000 | +12.0% | 712,902 | +29.6% | 0.16% | +14.9% |
| HTGC | Buy | Hercules Technology Growth Cap | $10,026,000 | -4.0% | 782,087 | +0.2% | 0.16% | -1.8% |
| IJS | Buy | S&P SmallCap 600 Value Index F | $10,024,000 | +56.6% | 67,447 | +58.3% | 0.16% | +60.0% |
| BSCO | Sell | Invesco BulletShares 2024 | $9,795,000 | -3.3% | 460,940 | -2.5% | 0.16% | -0.6% |
| MLN | Sell | VanEck Vectors Long Municipal | $9,645,000 | -35.3% | 464,588 | -34.0% | 0.15% | -33.6% |
| BSCM | Sell | Invesco BulletShares 2022 | $9,587,000 | -3.3% | 448,115 | -2.9% | 0.15% | -1.3% |
| BSCL | Sell | Invesco BulletShares 2021 | $9,538,000 | -3.3% | 450,094 | -3.0% | 0.15% | -0.6% |
| IJT | Buy | S&P SmallCap 600 Growth Index | $9,518,000 | +53.5% | 52,157 | +50.0% | 0.15% | +56.7% |
| IBCD | New | iShares Corporate ex Financial | $9,429,000 | – | 383,223 | +100.0% | 0.15% | – |
| SLRC | Sell | Solar Capital Ltd. | $9,241,000 | -3.1% | 450,098 | -2.5% | 0.15% | -0.7% |
| BBDC | Sell | Barings BDC Inc | $8,936,000 | -4.2% | 908,119 | -1.2% | 0.14% | -1.4% |
| PDCO | Sell | Patterson Companies Inc. | $8,420,000 | +26.5% | 367,689 | -1.6% | 0.14% | +29.8% |
| IGIB | Sell | iShares Intermediate Term Corp | $7,965,000 | -7.2% | 139,851 | -5.6% | 0.13% | -5.2% |
| IIIV | Buy | I3 Verticals Inc | $7,717,000 | +47.9% | 262,046 | +1.0% | 0.12% | +51.9% |
| JBT | Buy | John Bean Technologies Corp. | $7,261,000 | +26.1% | 59,947 | +3.5% | 0.12% | +28.9% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $7,108,000 | -0.1% | 177,603 | +6.5% | 0.11% | +2.7% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $6,886,000 | +183.5% | 137,342 | +186.6% | 0.11% | +189.5% |
| IBMK | Buy | iShares iBonds Dec 2022 AMT-Fr | $6,734,000 | +97.2% | 257,827 | +97.4% | 0.11% | +103.8% |
| OFS | Buy | OFS Capital Corp. | $6,675,000 | +4.9% | 556,273 | +1.5% | 0.11% | +8.1% |
| IBMJ | Buy | iShares iBonds Dec 2021 AMT-Fr | $6,712,000 | +96.3% | 260,345 | +96.3% | 0.11% | +101.9% |
| ROLL | Buy | RBC Bearings Incorporated | $6,701,000 | +5.9% | 40,169 | +5.4% | 0.11% | +8.1% |
| SCM | Sell | Stellus Capital Investment | $6,474,000 | -1.1% | 468,110 | -2.5% | 0.10% | +2.0% |
| NWN | Buy | Northwest Natural Holding Co | $6,499,000 | -0.4% | 93,512 | +2.3% | 0.10% | +2.0% |
| THR | Buy | Thermon Group Holdings Inc. | $6,432,000 | +13.3% | 250,784 | +1.5% | 0.10% | +17.0% |
| SJW | Buy | SJW Group | $6,346,000 | -8.7% | 104,435 | +2.6% | 0.10% | -5.6% |
| TSLX | Sell | TPG Specialty Lending, Inc. | $6,399,000 | -9.3% | 326,475 | -2.9% | 0.10% | -7.3% |
| NLY | Sell | Annaly Capital Management Inc. | $6,276,000 | +3.7% | 687,397 | -0.1% | 0.10% | +6.4% |
| MTSC | Buy | MTS Systems Corp. | $6,191,000 | +10.0% | 105,766 | +3.8% | 0.10% | +12.5% |
| GOOD | Buy | Gladstone Commercial Corp. | $6,106,000 | -6.1% | 287,782 | +4.0% | 0.10% | -3.0% |
| GTES | Sell | Gates Industrial | $5,867,000 | +6.9% | 514,219 | -5.6% | 0.09% | +9.3% |
| AMOT | Buy | Allied Motion Technologies Inc | $5,848,000 | +8.6% | 154,297 | +1.2% | 0.09% | +11.9% |
| PNNT | Sell | PennantPark Investment Corp. | $5,758,000 | +0.5% | 911,169 | -0.3% | 0.09% | +3.4% |
| RGP | Buy | Resources Connection Inc | $5,718,000 | -4.2% | 357,157 | +1.7% | 0.09% | -2.2% |
| AINV | Sell | Apollo Investment Corp. | $5,695,000 | -10.9% | 360,441 | -9.3% | 0.09% | -9.0% |
| RAVN | Buy | Raven Industries Inc. | $5,567,000 | +7.4% | 155,155 | +0.2% | 0.09% | +9.9% |
| IAU | Buy | iShares Gold Trust | $5,548,000 | +1.9% | 410,991 | +6.4% | 0.09% | +4.7% |
| KAI | Buy | Kadant Inc | $5,568,000 | +3.9% | 61,308 | +0.4% | 0.09% | +6.0% |
| TWO | Two Harbors Investment Corp. | $5,529,000 | -3.5% | 436,333 | 0.0% | 0.09% | -1.1% | |
| FWRD | Buy | Forward Air Corp. | $5,366,000 | -5.3% | 90,721 | +2.0% | 0.09% | -2.3% |
| BMRC | Buy | Bank of Marin (CA) | $5,234,000 | -1.0% | 127,581 | +0.1% | 0.08% | +2.4% |
| CBM | Buy | Cambrex Corp | $5,194,000 | +24.1% | 110,952 | +57.7% | 0.08% | +27.7% |
| NP | Buy | Neenah Paper Inc | $5,074,000 | +4.3% | 75,128 | +0.6% | 0.08% | +6.6% |
| AVNS | Sell | Avanos Medical Inc. | $4,999,000 | -1.9% | 114,633 | -15.7% | 0.08% | +1.3% |
| VBTX | Buy | Veritex Holdings | $4,978,000 | +7.6% | 191,828 | +0.6% | 0.08% | +11.1% |
| VREX | Buy | Varex Imaging Corp | $5,026,000 | +7.7% | 163,972 | +0.3% | 0.08% | +9.6% |
| SPY | Sell | S&P 500 - SPDR | $4,907,000 | -8.6% | 16,748 | -7.4% | 0.08% | -6.0% |
| TYPE | Buy | Monotype Imaging Holdings Inc. | $4,842,000 | -9.7% | 287,528 | +6.2% | 0.08% | -8.3% |
| MOV | Sell | Movado Group Inc. | $4,691,000 | +7.1% | 173,743 | -1.4% | 0.08% | +10.3% |
| IBMI | New | iShares iBonds Sep 2020 Amt Fr | $4,590,000 | – | 179,667 | +100.0% | 0.07% | – |
| GSBD | Sell | Goldman Sachs BDC Inc. | $4,545,000 | -12.1% | 231,036 | -10.2% | 0.07% | -9.9% |
| PAHC | Sell | Phibro Animal Health Corp Clas | $4,530,000 | +47.1% | 142,575 | -1.2% | 0.07% | +50.0% |
| RMAX | Sell | RE/MAX Holdings Inc. | $4,377,000 | -72.9% | 142,324 | -71.6% | 0.07% | -72.1% |
| IPHS | Buy | Innophos Holdings Inc | $4,371,000 | -9.8% | 150,168 | +0.6% | 0.07% | -7.9% |
| XLK | Buy | Technology Select Sector SPDR | $4,120,000 | -1.6% | 52,795 | +1.5% | 0.07% | +1.5% |
| NTUS | Buy | Natus Medical Inc. | $4,070,000 | -18.5% | 158,446 | +1.0% | 0.06% | -16.7% |
| IGLB | Buy | iShares Long-Term Corporate Bo | $3,625,000 | -3.0% | 56,863 | +1.3% | 0.06% | 0.0% |
| IBML | Buy | iShares Muni Bond 2023 | $3,495,000 | +2.8% | 135,874 | +2.9% | 0.06% | +5.7% |
| IBMN | Sell | iShares iBonds Dec 2025 Term M | $3,520,000 | -3.0% | 130,811 | -2.3% | 0.06% | -1.8% |
| IBMM | Sell | iShares iBonds Dec 2024 Term M | $3,507,000 | -2.7% | 133,564 | -2.5% | 0.06% | 0.0% |
| USCR | Sell | US Concrete Inc | $3,174,000 | -10.3% | 63,870 | -0.3% | 0.05% | -7.3% |
| MAIN | Sell | Main Street Capital Corp. | $3,216,000 | -8.8% | 78,223 | -4.1% | 0.05% | -7.3% |
| XLI | Buy | Industrial Select Sector - SPD | $2,820,000 | +0.9% | 36,424 | +1.1% | 0.04% | +2.3% |
| MUB | Buy | iShares National AMT-Free Muni | $2,756,000 | +31.2% | 24,373 | +32.4% | 0.04% | +33.3% |
| XLB | Buy | Materials Select Sector - SPDR | $2,484,000 | +2.4% | 42,460 | +1.9% | 0.04% | +5.3% |
| CSWC | Sell | Capital Southwest Corp. | $2,424,000 | -4.8% | 115,715 | -1.0% | 0.04% | -2.5% |
| ICLR | Buy | Icon PLC | $2,418,000 | +8.3% | 15,707 | +3.6% | 0.04% | +11.4% |
| PBPB | Buy | Potbelly Corp. | $2,309,000 | +55.5% | 453,659 | +33.2% | 0.04% | +60.9% |
| LVMUY | Buy | LVMH Moet Hennessy Louis Vuitt | $2,112,000 | +10.1% | 24,817 | +2.8% | 0.03% | +13.3% |
| GOOGL | Buy | Alphabet Inc. - Class A | $1,980,000 | -10.6% | 1,829 | +0.8% | 0.03% | -8.6% |
| ALC | New | Alcon ORD SHS | $1,997,000 | – | 32,186 | +100.0% | 0.03% | – |
| PFLT | Sell | PennantPark Floating Rate Capi | $2,003,000 | -1.6% | 173,293 | -1.2% | 0.03% | 0.0% |
| NATH | Buy | Nathan's Famous Inc | $1,990,000 | +9.5% | 25,472 | +0.7% | 0.03% | +14.3% |
| WCN | Buy | Waste Connections, INC. | $1,949,000 | +7.3% | 20,395 | +3.3% | 0.03% | +10.7% |
| CMFN | New | CM Finance Inc. | $1,876,000 | – | 246,474 | +100.0% | 0.03% | – |
| IUSV | New | iShares Core US Values - ETF | $1,822,000 | – | 32,167 | +100.0% | 0.03% | – |
| CYBR | Buy | Cyberark Software Ltd | $1,778,000 | +32.9% | 13,905 | +3.7% | 0.03% | +33.3% |
| OCSL | Sell | Oaktree Specialty Lending Corp | $1,726,000 | +4.0% | 318,438 | -0.6% | 0.03% | +7.7% |
| IBDQ | Sell | iShares iBonds Dec 2025 Term C | $1,734,000 | -1.9% | 67,724 | -0.8% | 0.03% | 0.0% |
| BABA | Buy | Alibaba Group Holding Ltd | $1,660,000 | +34.3% | 9,794 | +32.5% | 0.03% | +42.1% |
| BRKA | Berkshire Hathaway Inc. - Clas | $1,592,000 | +2.1% | 5 | 0.0% | 0.02% | +4.2% | |
| DSDVY | Buy | DSV A/S-Unsponsored ADR | $1,558,000 | +6.1% | 31,768 | +3.0% | 0.02% | +8.7% |
| RIO | Buy | Rio Tinto PLC | $1,577,000 | +24.5% | 25,296 | +4.0% | 0.02% | +25.0% |
| AAGIY | Sell | AIA Group Lrd | $1,455,000 | -3.4% | 33,727 | -15.4% | 0.02% | 0.0% |
| SHOP | Buy | Shopify Inc | $1,463,000 | +1.2% | 4,873 | +5.0% | 0.02% | 0.0% |
| ABDC | Alcentra Capital Corporation | $1,448,000 | -5.7% | 172,787 | 0.0% | 0.02% | -4.2% | |
| ESLT | Buy | Elbit Systems Ltd | $1,377,000 | -5.4% | 9,208 | +4.3% | 0.02% | -4.3% |
| RDSA | Sell | Royal Dutch Shell PLC - Cl A | $1,324,000 | +9.1% | 20,352 | -1.3% | 0.02% | +10.5% |
| BP | Sell | BP PLC (Adr 1:6) | $1,188,000 | -5.6% | 28,490 | -14.0% | 0.02% | -5.0% |
| DBSDY | Buy | DBS GROUP HOLDINGS-SPON ADR | $1,210,000 | +10.3% | 15,761 | +3.9% | 0.02% | +11.8% |
| SONY | Sell | Sony Corp. ADS | $1,195,000 | -17.7% | 22,814 | -7.1% | 0.02% | -17.4% |
| IBDO | Buy | iShares iBonds Dec 2023 Term C | $1,216,000 | -0.1% | 47,858 | +0.7% | 0.02% | 0.0% |
| SAP | Buy | SAP AG - ADS | $1,198,000 | +20.3% | 8,759 | +3.6% | 0.02% | +18.8% |
| EC | Buy | Ecopetrol SA | $1,171,000 | +45.5% | 64,045 | +35.4% | 0.02% | +46.2% |
| TCEHY | Buy | Tencent Holdings LTD | $1,114,000 | +12.5% | 24,610 | +4.7% | 0.02% | +20.0% |
| APTV | Buy | APTIV PLC | $1,131,000 | -4.0% | 13,998 | +3.9% | 0.02% | 0.0% |
| CNI | Buy | Canadian National Railway | $1,094,000 | +6.7% | 11,825 | +3.6% | 0.02% | +12.5% |
| UL | Buy | Unilever Plc | $1,111,000 | +7.2% | 17,934 | +4.1% | 0.02% | +12.5% |
| MCC | Medley Capital Corp. | $1,092,000 | -9.7% | 466,714 | 0.0% | 0.02% | -10.5% | |
| ZTO | Buy | ZTO Express Cayman Inc | $1,047,000 | -6.4% | 54,785 | +4.5% | 0.02% | 0.0% |
| SUNS | Sell | Solar Senior Capital Ltd. | $1,083,000 | -11.7% | 68,055 | -1.4% | 0.02% | -10.5% |
| SMFG | Buy | Sumitomo Mitsui-Spons ADR | $1,003,000 | +20.7% | 142,041 | +17.0% | 0.02% | +23.1% |
| MLCO | Buy | Melco Resorts & Entertainment | $1,019,000 | +16.2% | 46,905 | +3.8% | 0.02% | +14.3% |
| VNQ | Sell | REIT Index - Vanguard | $1,008,000 | -10.5% | 11,538 | -4.5% | 0.02% | -11.1% |
| UOVEY | Buy | United Overseas Bank Limited | $988,000 | +8.6% | 25,457 | +3.8% | 0.02% | +14.3% |
| FANUY | Buy | Fanuc Ltd. ADS | $881,000 | +2.1% | 47,667 | +3.9% | 0.01% | +7.7% |
| NTDOY | Buy | Nintendo Co. Ltd. ADS | $880,000 | +1.6% | 19,221 | +2.8% | 0.01% | 0.0% |
| CMO | Capstead Mortgage Corp. | $906,000 | +13.7% | 108,500 | 0.0% | 0.01% | +16.7% | |
| TECK | New | Teck Resources Limited | $887,000 | – | 38,485 | +100.0% | 0.01% | – |
| FMS | Buy | Fresenius Medical Care AG & Co | $838,000 | +21.6% | 21,328 | +3.9% | 0.01% | +18.2% |
| EQNR | Buy | Equinor ASA | $780,000 | +10.0% | 39,459 | +5.5% | 0.01% | +9.1% |
| V | Buy | Visa, Inc. - A | $750,000 | +11.6% | 4,324 | +10.7% | 0.01% | +20.0% |
| KMTUY | Buy | KOMATSU LTD | $742,000 | +10.3% | 30,581 | +4.0% | 0.01% | +20.0% |
| MUFG | Buy | Mitsubishi UFJ Financial | $726,000 | -2.3% | 152,763 | +4.4% | 0.01% | 0.0% |
| PTMN | Portman Ridge Finance Corp | $766,000 | 0.0% | 340,472 | 0.0% | 0.01% | 0.0% | |
| JPM | Buy | JP Morgan Chase & Company | $718,000 | +33.0% | 6,419 | +39.9% | 0.01% | +37.5% |
| TSM | Buy | Taiwan Semiconductor Manufactu | $670,000 | -13.1% | 17,114 | +3.2% | 0.01% | -8.3% |
| TLH | New | iShares Barclays 10-20 Year Tr | $693,000 | – | 4,844 | +100.0% | 0.01% | – |
| PYPL | Buy | PayPal Holdings, Inc. | $674,000 | +38.7% | 5,886 | +25.4% | 0.01% | +37.5% |
| JAZZ | Buy | Jazz Pharmaceuticals Plc | $605,000 | +17.2% | 4,243 | +5.4% | 0.01% | +25.0% |
| SNN | Buy | Smith & Nephew (Adr 1:5) | $576,000 | -6.2% | 13,229 | +3.7% | 0.01% | -10.0% |
| FSP | Franklin Street Properties Cor | $590,000 | -12.9% | 80,000 | 0.0% | 0.01% | -18.2% | |
| LZRFY | Buy | Localiza Rent a Car SA | $558,000 | +2.2% | 52,591 | +5.0% | 0.01% | 0.0% |
| LQD | New | iShares iBoxx Corporate Bond E | $553,000 | – | 4,449 | +100.0% | 0.01% | – |
| IX | New | Orix Corp. ADS | $525,000 | – | 7,011 | +100.0% | 0.01% | – |
| EOG | Buy | EOG Resources | $518,000 | +73.8% | 5,556 | +38.6% | 0.01% | +60.0% |
| HDB | Sell | HDFC Bank Ltd | $472,000 | +18.9% | 3,632 | -47.8% | 0.01% | +33.3% |
| ING | New | ING Groep NV | $526,000 | – | 45,424 | +100.0% | 0.01% | – |
| IVV | Buy | S&P 500 Index Fund - iShares | $521,000 | +4.8% | 1,769 | +6.2% | 0.01% | 0.0% |
| SSDOY | Buy | Shiseido Co Ltd | $514,000 | -1.5% | 6,797 | +4.0% | 0.01% | 0.0% |
| CEO | Buy | CNOOC Ltd. | $429,000 | +18.8% | 2,517 | +6.2% | 0.01% | +16.7% |
| YNDX | Buy | Yandex NV | $409,000 | +14.2% | 10,773 | +5.5% | 0.01% | +16.7% |
| HTHT | Buy | Huazhu Group Ltd. | $449,000 | +15.7% | 12,383 | +5.5% | 0.01% | +16.7% |
| TTE | Buy | Total SA - ADR | $440,000 | +11.1% | 7,887 | +3.7% | 0.01% | +16.7% |
| MELI | Buy | MERCADOLIBRE INC | $418,000 | +15.8% | 684 | +4.6% | 0.01% | +16.7% |
| CBD | Buy | Cia Brasileira de Distribuicao | $346,000 | +34.1% | 14,120 | +5.1% | 0.01% | +50.0% |
| BAP | Buy | CREDICORP LTD | $375,000 | +16.8% | 1,638 | +6.2% | 0.01% | +20.0% |
| BAC | Buy | Bank of America Corp. | $366,000 | -0.5% | 12,623 | +0.1% | 0.01% | 0.0% |
| BBD | Buy | Banco Bradesco S.A. | $406,000 | +26.9% | 41,356 | +5.2% | 0.01% | +20.0% |
| AAPL | Sell | Apple Inc. | $360,000 | -16.5% | 1,817 | -5.5% | 0.01% | -14.3% |
| Manatuck Hill Mariner Offshore | $380,000 | +2.2% | 2,343 | 0.0% | 0.01% | 0.0% | ||
| KMPR | Kemper Corp. | $386,000 | +10.9% | 4,470 | 0.0% | 0.01% | +20.0% | |
| ITUB | Buy | Itau Unibanco Holding S/A ADS | $405,000 | +16.7% | 42,977 | +4.2% | 0.01% | +20.0% |
| HON | Buy | Honeywell International, Inc. | $388,000 | +4.3% | 2,222 | +1.0% | 0.01% | 0.0% |
| WMMVY | Buy | Walmart De-Mexico-Spon ADR V | $350,000 | -2.5% | 12,821 | +5.7% | 0.01% | 0.0% |
| AMZN | Amazon.com, Inc. | $365,000 | +9.0% | 193 | 0.0% | 0.01% | +20.0% | |
| COST | Buy | Costco Wholesale Corporation | $391,000 | -7.6% | 1,481 | +0.8% | 0.01% | -14.3% |
| PBR | Buy | Petrobras Petroleo Brasileiro | $305,000 | +12.5% | 19,594 | +4.7% | 0.01% | +25.0% |
| NVDA | NVIDIA Corp. | $288,000 | -5.6% | 1,753 | 0.0% | 0.01% | 0.0% | |
| XNGSY | Buy | ENN Energy Holdings Ltd | $307,000 | -0.6% | 7,886 | +5.5% | 0.01% | 0.0% |
| FMX | Buy | FOMENTO ECONOMICO MEXICANO, S. | $302,000 | +10.6% | 3,120 | +4.8% | 0.01% | +25.0% |
| FNV | Sell | Franco-Nevada Corp. | $300,000 | -79.6% | 3,538 | -78.0% | 0.01% | -78.3% |
| PAGS | Sell | Pagseguro Digital Ltd | $335,000 | -63.9% | 8,602 | -57.1% | 0.01% | -64.3% |
| RGLD | Buy | Royal Gold, Inc. | $309,000 | +5.1% | 3,011 | +26.1% | 0.01% | 0.0% |
| MINT | Sell | Pimco Enhanced Short Maturity | $242,000 | -67.4% | 2,375 | -67.4% | 0.00% | -66.7% |
| MS | Morgan Stanley | $245,000 | +2.9% | 5,583 | 0.0% | 0.00% | 0.0% | |
| CXO | New | Concho Resources, Inc. | $237,000 | – | 2,293 | +100.0% | 0.00% | – |
| GBOOY | Buy | Grupo Financiero ADR | $253,000 | +12.4% | 8,730 | +4.6% | 0.00% | 0.0% |
| WNS | Sell | WNS Holdings Ltd | $262,000 | -8.4% | 4,422 | -9.1% | 0.00% | 0.0% |
| BYDDY | Buy | Byd Company Limited Adr | $236,000 | +26.2% | 19,572 | +4.7% | 0.00% | +33.3% |
| ADP | Sell | Automatic Data Processing, Inc | $272,000 | +0.4% | 1,643 | -2.1% | 0.00% | 0.0% |
| TME | Buy | Tencent Music Entertainment Gr | $272,000 | +23.1% | 18,145 | +4.7% | 0.00% | +33.3% |
| BLK | Sell | BlackRock, Inc. | $266,000 | -11.6% | 567 | -16.0% | 0.00% | -20.0% |
| LLY | Eli Lilly & Co. | $266,000 | -0.7% | 2,400 | 0.0% | 0.00% | 0.0% | |
| SQM | New | Soc Quimica Y Minera Chile (Ad | $228,000 | – | 7,342 | +100.0% | 0.00% | – |
| CHL | Buy | China Mobile Limited | $270,000 | +14.4% | 5,972 | +4.8% | 0.00% | 0.0% |
| LRCX | Lam Research Corporation | $222,000 | -18.7% | 1,183 | 0.0% | 0.00% | 0.0% | |
| KB | Buy | KB Financial Group Inc | $275,000 | +17.0% | 6,954 | +5.6% | 0.00% | 0.0% |
| WF | New | Woori Bank | $261,000 | – | 7,106 | +100.0% | 0.00% | – |
| FLOT | iShares Floating Rate Note Fun | $242,000 | 0.0% | 4,755 | 0.0% | 0.00% | 0.0% | |
| IJR | S&P SmallCap 600 Index Fund - | $275,000 | +0.4% | 3,515 | 0.0% | 0.00% | 0.0% | |
| NILSY | Buy | MMC Norilsk Nickel | $215,000 | -10.0% | 9,486 | +1.5% | 0.00% | -25.0% |
| SA | Buy | Seabridge Gold Inc. | $176,000 | +38.6% | 12,984 | +29.8% | 0.00% | +50.0% |
| SAND | Buy | Sandstorm Gold Ltd. | $206,000 | +32.1% | 37,108 | +34.2% | 0.00% | +50.0% |
| GLD | Sell | Gold Shares - SPDR | $210,000 | -18.0% | 1,576 | -14.5% | 0.00% | -25.0% |
| PXD | New | Pioneer Natural Resources Co. | $209,000 | – | 1,356 | +100.0% | 0.00% | – |
| PAAS | Buy | Pan American Silver Corp | $188,000 | +9.3% | 14,571 | +32.9% | 0.00% | 0.0% |
| MOS | New | The Mosaic Company | $215,000 | – | 8,579 | +100.0% | 0.00% | – |
| Buy | Torex Gold Res Inc | $189,000 | +10.5% | 18,319 | +32.5% | 0.00% | 0.0% | |
| Buy | Leagold Mining Corp | $184,000 | +7.0% | 119,746 | +34.4% | 0.00% | 0.0% | |
| KL | Sell | Kirkland Lake Gold Ltd | $202,000 | -84.7% | 4,699 | -84.1% | 0.00% | -85.7% |
| IBN | Buy | ICICI Bank Ltd. ADS | $176,000 | +4.8% | 13,968 | +1.6% | 0.00% | 0.0% |
| XEC | New | Cimarex Energy Co. | $212,000 | – | 3,581 | +100.0% | 0.00% | – |
| CCJ | Buy | Cameco Corp. | $199,000 | +50.8% | 18,574 | +33.9% | 0.00% | +50.0% |
| MAG | Buy | MAG Silver Corp | $146,000 | +32.7% | 13,865 | +34.2% | 0.00% | 0.0% |
| XKEM | New | Xechem International Inc | $0 | – | 32,353 | +100.0% | 0.00% | – |
| WFC | Exit | Wells Fargo & Company | $0 | – | -4,000 | -100.0% | -0.00% | – |
| CSX | Exit | CSX Corp. | $0 | – | -3,000 | -100.0% | -0.00% | – |
| Exit | Lord Abbett Bond-Debenture-Amfund | $0 | – | -26,349 | -100.0% | -0.00% | – | |
| GBIL | Exit | Goldman Sachs Treasury Access | $0 | – | -4,986 | -100.0% | -0.01% | – |
| WLTW | Exit | Willis Towers Watson Public Lt | $0 | – | -6,688 | -100.0% | -0.02% | – |
| ICMB | Exit | Investcorp Credit Management B | $0 | – | -239,904 | -100.0% | -0.02% | – |
| BCSF | Exit | Bain Capital Specialty Finance | $0 | – | -99,836 | -100.0% | -0.03% | – |
| IBMO | Exit | Ishares Ibonds Dec 2026 Term M | $0 | – | -138,027 | -100.0% | -0.06% | – |
| HXGBY | Exit | Hexagon AB | $0 | – | -94,782 | -100.0% | -0.07% | – |
| IBMP | Exit | Ishares Ibonds Dec 2027 Term M | $0 | – | -175,509 | -100.0% | -0.07% | – |
| IBMQ | Exit | iShares iBonds Dec 2028 Term M | $0 | – | -193,119 | -100.0% | -0.08% | – |
| HCSG | Exit | Healthcare Services Group | $0 | – | -228,239 | -100.0% | -0.09% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2020-06-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.
Compare quarters
The following issues were detected while analyzing the report:
- The reported total value is incorrect (6799321000.0 != 6250263000.0)
- The reported number of holdings is incorrect (336 != 344)
- The reported has been restated
- The reported has been amended
Export CONFLUENCE INVESTMENT MANAGEMENT LLC's holdings