$1.81 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 255 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 13.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CVX | Buy | Chevron Corp. | $41,092,000 | +50.8% | 328,969 | +46.6% | 2.27% | +34.6% |
| JNJ | Buy | Johnson & Johnson | $40,546,000 | +15.0% | 442,687 | +8.8% | 2.24% | +2.6% |
| ARCC | Buy | Ares Capital Corp. | $40,404,000 | +9.0% | 2,273,701 | +6.0% | 2.24% | -2.7% |
| PEP | Buy | Pepsico, Inc | $38,725,000 | +14.8% | 466,903 | +10.0% | 2.14% | +2.4% |
| EMR | Buy | Emerson Electric Company | $38,060,000 | +16.4% | 542,319 | +7.3% | 2.10% | +3.8% |
| LMT | Buy | Lockheed Martin Corp | $37,784,000 | +26.0% | 254,167 | +8.1% | 2.09% | +12.4% |
| DEO | Buy | Diageo (Adr 1:4) | $36,952,000 | +12.3% | 279,051 | +7.8% | 2.04% | +0.2% |
| MMM | Buy | 3M Company | $34,777,000 | +27.9% | 247,961 | +8.9% | 1.92% | +14.2% |
| BR | Buy | Broadridge Financial Solutions | $34,343,000 | +31.4% | 869,015 | +5.6% | 1.90% | +17.3% |
| MSFT | Sell | Microsoft Corp. | $32,133,000 | -4.7% | 858,934 | -15.3% | 1.78% | -15.0% |
| FNF | Buy | Fidelity National Financial In | $31,065,000 | +31.0% | 957,324 | +7.4% | 1.72% | +16.9% |
| PX | Buy | Praxair Inc. | $30,642,000 | +20.5% | 235,656 | +11.4% | 1.70% | +7.5% |
| VNQ | Sell | REIT Index - Vanguard | $30,524,000 | -10.0% | 472,796 | -7.8% | 1.69% | -19.6% |
| GBDC | Buy | Golub Capital BDC Inc | $30,241,000 | +17.7% | 1,582,486 | +6.7% | 1.67% | +5.1% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $29,731,000 | +19.4% | 556,867 | +12.2% | 1.64% | +6.6% |
| IRM | Buy | Iron Mountain | $29,280,000 | +27.9% | 964,742 | +13.8% | 1.62% | +14.2% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $28,710,000 | +20.4% | 441,890 | +8.5% | 1.59% | +7.4% |
| LLTC | Buy | Linear Technology Corp | $27,907,000 | +56.1% | 612,665 | +35.9% | 1.54% | +39.4% |
| KSS | Buy | Kohl's Corp. | $27,503,000 | +19.5% | 484,635 | +9.0% | 1.52% | +6.6% |
| SO | Buy | Southern Company | $26,306,000 | +14.4% | 639,898 | +14.6% | 1.46% | +2.1% |
| PFE | Buy | Pfizer Inc. | $26,180,000 | +16.7% | 854,718 | +9.4% | 1.45% | +4.1% |
| RYN | Buy | Rayonier Inc. | $25,367,000 | +6.3% | 602,551 | +40.5% | 1.40% | -5.1% |
| KRFT | Buy | Kraft Foods Group, Inc. | $25,310,000 | +13.1% | 469,478 | +10.1% | 1.40% | +0.9% |
| PCL | Buy | Plum Creek Timber Co. Inc. | $25,201,000 | +9.8% | 541,845 | +10.5% | 1.39% | -2.0% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $24,689,000 | +8.0% | 423,124 | +10.3% | 1.37% | -3.6% |
| LQD | Buy | iShares iBoxx Corporate Bond E | $24,678,000 | +23.8% | 216,113 | +23.1% | 1.36% | +10.5% |
| WSH | Buy | Willis Group Hldg | $24,452,000 | +8.9% | 545,688 | +5.3% | 1.35% | -2.7% |
| MLM | Buy | Martin Marietta Materials Inc. | $24,205,000 | +13.1% | 242,193 | +11.1% | 1.34% | +0.9% |
| KMI | Buy | Kinder Morgan Inc. | $24,136,000 | +15.8% | 670,438 | +14.4% | 1.34% | +3.3% |
| POM | Buy | Pepco Holdings, Inc. | $22,361,000 | +15.3% | 1,168,915 | +11.3% | 1.24% | +2.9% |
| GGG | Buy | Graco inc. | $21,505,000 | +7.9% | 275,275 | +2.3% | 1.19% | -3.6% |
| PGR | Buy | Progressive Corp. | $20,815,000 | +21.2% | 763,295 | +21.0% | 1.15% | +8.1% |
| PAYX | Buy | Paychex, Inc. | $18,508,000 | +16.2% | 406,506 | +3.8% | 1.02% | +3.7% |
| NTRS | New | Northern Trust Corporation | $18,150,000 | – | 293,257 | +100.0% | 1.00% | – |
| IJK | Buy | S&P MidCap 400 Growth Index Fu | $18,032,000 | +208.4% | 120,060 | +185.7% | 1.00% | +175.7% |
| AXP | Buy | American Express Company | $17,191,000 | +25.5% | 189,479 | +4.5% | 0.95% | +12.0% |
| UTX | Buy | United Technologies Corp. | $15,238,000 | +13.3% | 133,898 | +7.3% | 0.84% | +1.1% |
| NXPI | Buy | NXP Semiconductors | $15,185,000 | +355.5% | 330,615 | +269.0% | 0.84% | +305.8% |
| ITW | Buy | Illinois Tool Works Inc. | $14,247,000 | +12.9% | 169,450 | +2.4% | 0.79% | +0.8% |
| MKL | Buy | Markel Corp. | $13,849,000 | +15.1% | 23,864 | +2.7% | 0.77% | +2.7% |
| EXPD | Buy | Expeditors International of Wa | $13,775,000 | +10.9% | 311,290 | +10.4% | 0.76% | -1.0% |
| ESRX | Buy | Express Scripts Inc. | $13,325,000 | +17.8% | 189,709 | +3.6% | 0.74% | +5.1% |
| TMO | Sell | Thermo Fisher Scientific, Inc. | $13,137,000 | +19.2% | 117,982 | -1.3% | 0.73% | +6.4% |
| IYW | Sell | Dow Jones US Technology - iSha | $13,081,000 | -15.6% | 147,912 | -24.8% | 0.72% | -24.7% |
| SIAL | Buy | Sigma-Aldrich Corp | $12,700,000 | +15.6% | 135,090 | +4.9% | 0.70% | +3.2% |
| GOOGL | Sell | Google Inc. - A | $12,658,000 | +21.3% | 11,295 | -5.2% | 0.70% | +8.2% |
| WRB | Buy | W.R. Berkley Corp | $12,195,000 | +6.7% | 281,060 | +5.4% | 0.68% | -4.7% |
| IJJ | Buy | S&P MidCap 400 Value Index Fun | $12,014,000 | +38.3% | 103,366 | +28.5% | 0.66% | +23.4% |
| LOW | Buy | Lowe's Companies Inc. | $11,724,000 | +14.3% | 236,615 | +9.9% | 0.65% | +2.0% |
| TCRD | Sell | THL Credit | $11,461,000 | +3.6% | 695,030 | -2.0% | 0.63% | -7.6% |
| TJX | Sell | TJX Companies | $11,161,000 | +10.6% | 175,126 | -2.1% | 0.62% | -1.4% |
| WAT | Buy | Waters Corp. | $11,111,000 | -1.4% | 111,109 | +4.7% | 0.62% | -12.0% |
| BBBY | Buy | Bed Bath & Beyond Inc | $11,102,000 | +6.8% | 138,256 | +2.9% | 0.61% | -4.7% |
| MA | Sell | Mastercard Inc. - A | $11,040,000 | +13.3% | 13,214 | -8.8% | 0.61% | +1.2% |
| JNK | Sell | Barclays Capital High Yield Bo | $10,878,000 | -40.1% | 268,204 | -41.2% | 0.60% | -46.5% |
| DISCK | Sell | Discovery Communications, Inc. | $10,783,000 | +3.1% | 128,584 | -4.0% | 0.60% | -7.9% |
| PNNT | Sell | PennantPark Investment Corp. | $10,671,000 | -8.1% | 919,901 | -10.6% | 0.59% | -18.1% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $10,624,000 | +8.5% | 89,610 | +3.9% | 0.59% | -3.1% |
| WFC | Buy | Wells Fargo & Company | $10,524,000 | +14.5% | 231,816 | +4.2% | 0.58% | +2.1% |
| MCC | Sell | Medley Capital Corp. | $10,390,000 | -1.9% | 750,172 | -2.3% | 0.58% | -12.5% |
| IYF | Sell | Dow Jones US Financial Sector | $10,222,000 | -29.0% | 127,525 | -35.1% | 0.56% | -36.7% |
| HYG | Sell | High Yield Corporate Bond Fund | $10,147,000 | -41.8% | 109,248 | -42.6% | 0.56% | -48.1% |
| HAL | Buy | Halliburton Co. | $9,364,000 | +7.6% | 184,509 | +2.1% | 0.52% | -3.9% |
| SLRC | Solar Capital, LTD. | $9,341,000 | +1.7% | 414,233 | 0.0% | 0.52% | -9.3% | |
| XLY | Buy | Consumer Discret Select Sector | $9,259,000 | +40.0% | 138,540 | +27.0% | 0.51% | +24.9% |
| TCPC | Buy | TCP Capital Corp | $9,231,000 | +11.7% | 550,135 | +8.0% | 0.51% | -0.2% |
| HTGC | Sell | Hercules Technology Growth Cap | $8,953,000 | -3.2% | 545,945 | -10.0% | 0.50% | -13.6% |
| NMFC | Buy | New Mountain Finance Corp. | $8,906,000 | +22.3% | 592,152 | +17.1% | 0.49% | +9.1% |
| XLI | Sell | Industrial Select Sector - SPD | $8,395,000 | +7.7% | 160,635 | -4.4% | 0.46% | -3.9% |
| XLE | Sell | Energy Select Sector - SPDR | $8,232,000 | -15.5% | 93,004 | -20.8% | 0.46% | -24.7% |
| IGIB | Buy | iShares Interm. Term Corporate | $7,741,000 | +32.0% | 71,758 | +32.0% | 0.43% | +17.6% |
| SYK | Buy | Stryker Corp. | $7,597,000 | +25.6% | 101,110 | +13.0% | 0.42% | +12.0% |
| BRO | Buy | Brown & Brown Inc. | $6,228,000 | +14.4% | 198,393 | +17.0% | 0.34% | +2.4% |
| MBB | Buy | iShares MBS Bond ETF | $6,183,000 | +13.1% | 59,132 | +14.5% | 0.34% | +0.9% |
| TCAP | Sell | Triangle Capital Corp | $5,898,000 | -13.6% | 213,312 | -8.2% | 0.33% | -22.9% |
| XOM | Buy | Exxon Mobil Corp. | $5,729,000 | +20.0% | 56,609 | +2.0% | 0.32% | +7.1% |
| HD | Sell | Home Depot Inc. | $5,338,000 | +8.2% | 64,826 | -0.4% | 0.30% | -3.6% |
| IBCC | Buy | iShares Corporate ex Fin | $5,017,000 | +5.0% | 51,298 | +6.4% | 0.28% | -6.1% |
| VCIT | Buy | Vanguard Interm. Term Corporat | $4,926,000 | +5.8% | 59,561 | +6.7% | 0.27% | -5.5% |
| CYS | Buy | CYS Investments Inc | $4,942,000 | -6.9% | 666,880 | +2.1% | 0.27% | -17.0% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $4,890,000 | +6.5% | 145,550 | +6.9% | 0.27% | -4.9% |
| COP | Buy | ConocoPhillips | $4,857,000 | +17.1% | 68,743 | +15.2% | 0.27% | +4.7% |
| XLV | Sell | Health Care Select Sector - SP | $4,743,000 | -49.8% | 85,561 | -54.2% | 0.26% | -55.3% |
| HRZN | Horizon Technology | $4,720,000 | +6.7% | 332,194 | 0.0% | 0.26% | -4.7% | |
| NKE | Buy | Nike Inc. - B | $4,669,000 | +27.3% | 59,366 | +17.6% | 0.26% | +13.7% |
| ADP | Buy | Automatic Data Processing, Inc | $4,618,000 | +34.2% | 57,151 | +20.2% | 0.26% | +19.7% |
| XLP | Sell | Consumer Staples Select Sector | $4,535,000 | -15.5% | 105,511 | -21.8% | 0.25% | -24.6% |
| CBSH | Buy | Commerce Bancshares, Inc. | $4,464,000 | +29.6% | 99,404 | +26.5% | 0.25% | +16.0% |
| BANX | New | Stonecastle Financial Corporat | $4,467,000 | – | 181,879 | +100.0% | 0.25% | – |
| TROW | Buy | T. Rowe Price Group, Inc. | $4,438,000 | +41.8% | 52,979 | +21.7% | 0.25% | +26.8% |
| GD | Buy | General Dynamics Corp. | $4,429,000 | +33.0% | 46,358 | +21.8% | 0.24% | +18.9% |
| GWW | Buy | W.W. Grainger, Inc. | $4,406,000 | +16.8% | 17,250 | +19.7% | 0.24% | +4.3% |
| MFIN | Sell | Medallion Financial Corp | $4,417,000 | -6.8% | 307,830 | -3.3% | 0.24% | -17.0% |
| CL | Buy | Colgate-Palmolive Co. | $4,401,000 | +32.4% | 67,492 | +20.4% | 0.24% | +18.0% |
| MDU | Buy | MDU Resources Group Inc. | $4,399,000 | +32.8% | 143,987 | +21.6% | 0.24% | +18.5% |
| BFB | Buy | Brown-Forman Corp. - B | $4,354,000 | +36.3% | 57,612 | +22.9% | 0.24% | +21.7% |
| NVS | Buy | Novartis AG - ADR | $4,363,000 | +27.0% | 54,280 | +21.2% | 0.24% | +13.1% |
| ACE | New | ACE Limited | $4,360,000 | – | 42,109 | +100.0% | 0.24% | – |
| BDX | Buy | Becton, Dickinson and Company | $4,332,000 | +34.0% | 39,210 | +21.3% | 0.24% | +20.0% |
| NEE | Buy | NextEra Energy, Inc. | $4,304,000 | +29.3% | 50,265 | +21.0% | 0.24% | +15.5% |
| ADI | Buy | Analog Devices, Inc. | $4,307,000 | +33.6% | 84,560 | +23.4% | 0.24% | +19.0% |
| DCI | Buy | Donaldson Inc | $4,270,000 | +39.9% | 98,240 | +22.7% | 0.24% | +24.9% |
| MVC | Sell | MVC Capital, Inc. | $4,271,000 | +2.1% | 316,378 | -1.3% | 0.24% | -8.9% |
| PG | Buy | Procter & Gamble Company | $4,262,000 | +30.0% | 52,348 | +20.7% | 0.24% | +16.3% |
| CLX | Buy | The Clorox Company | $4,210,000 | +38.0% | 45,381 | +21.6% | 0.23% | +23.3% |
| CFR | Buy | Cullen Frost Bankers, Inc. | $4,220,000 | +30.1% | 56,691 | +23.3% | 0.23% | +15.9% |
| LDR | Sell | Landauer Inc. | $4,197,000 | -64.3% | 79,772 | -65.2% | 0.23% | -68.1% |
| APD | Buy | Air Products & Chemicals Inc. | $4,183,000 | +27.7% | 37,424 | +21.8% | 0.23% | +13.8% |
| MTB | Buy | M&T Bank Corp. | $4,174,000 | +27.8% | 35,855 | +22.9% | 0.23% | +14.4% |
| OXY | Buy | Occidental Petroleum Corp | $4,175,000 | +22.7% | 43,896 | +20.7% | 0.23% | +9.5% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $4,165,000 | +15.4% | 41,967 | +18.7% | 0.23% | +2.7% |
| JWN | Buy | Nordstrom Inc. | $4,136,000 | +36.8% | 66,918 | +24.4% | 0.23% | +22.5% |
| PFLT | PennantPark Floating Rate Capi | $4,129,000 | -0.4% | 300,733 | 0.0% | 0.23% | -11.3% | |
| LSTR | Buy | Landstar System Inc. | $3,991,000 | +6.5% | 69,478 | +3.8% | 0.22% | -4.7% |
| CODI | Sell | Compass Diversified Holdings | $3,908,000 | +1.4% | 199,092 | -7.9% | 0.22% | -9.6% |
| MCD | Buy | McDonald's Corp. | $3,878,000 | +26.2% | 39,972 | +25.2% | 0.22% | +13.2% |
| GLAD | Sell | Gladstone Capital Corporation | $3,886,000 | -6.2% | 406,052 | -14.5% | 0.22% | -16.3% |
| MRO | Buy | Marathon Oil Corp. | $3,874,000 | +26.0% | 109,732 | +24.5% | 0.21% | +12.0% |
| NJR | Buy | New Jersey Resources Corp. | $3,726,000 | +33.8% | 80,590 | +27.5% | 0.21% | +19.1% |
| IBM | Buy | International Business Machine | $3,698,000 | +31.5% | 19,713 | +29.8% | 0.20% | +17.8% |
| PNY | Buy | Piedmont Natural Gas Co. Inc. | $3,696,000 | +28.2% | 111,473 | +27.1% | 0.20% | +14.0% |
| NLY | Buy | Annaly Capital Management Inc. | $3,666,000 | -10.8% | 367,717 | +3.7% | 0.20% | -20.4% |
| AINV | Sell | Apollo Investment Corp. | $3,618,000 | -7.0% | 426,884 | -10.6% | 0.20% | -17.0% |
| SCM | Buy | Stellus Capital Investment | $3,431,000 | +5.3% | 229,522 | +5.5% | 0.19% | -5.9% |
| OFS | Buy | OFS Capital Corp. | $3,426,000 | +12.3% | 267,051 | +10.8% | 0.19% | +0.5% |
| KCAP | Buy | KCAP Financial Inc | $3,310,000 | -5.0% | 410,161 | +5.3% | 0.18% | -15.3% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $3,166,000 | +77.2% | 140,390 | +79.5% | 0.18% | +57.7% |
| IBDD | Buy | iShares Corporate Bond ETF 202 | $3,106,000 | +5.7% | 31,278 | +6.3% | 0.17% | -5.5% |
| IBCD | Buy | iShares Corporate ex Financial | $3,095,000 | +6.5% | 32,260 | +6.6% | 0.17% | -5.0% |
| IBCE | Buy | iShares Corporate ex Financial | $2,992,000 | +6.3% | 32,827 | +7.1% | 0.17% | -4.6% |
| HTS | Hatteras Financial Corp. | $2,880,000 | -12.7% | 176,282 | 0.0% | 0.16% | -22.1% | |
| NGPC | Sell | NGP Capital Ressources Company | $2,826,000 | -7.2% | 378,341 | -7.7% | 0.16% | -17.5% |
| P107PS | Sell | MCG Capital Corp. | $2,762,000 | -14.9% | 627,656 | -2.5% | 0.15% | -23.9% |
| ACAS | American Capital Ltd. | $2,670,000 | +13.8% | 170,708 | 0.0% | 0.15% | +2.1% | |
| SUNS | Solar Senior Capital Ltd. | $2,665,000 | +0.8% | 146,272 | 0.0% | 0.15% | -10.4% | |
| IEI | Buy | Barclays 3-7 Year Treasury Bon | $2,614,000 | +261.0% | 21,778 | +265.2% | 0.14% | +222.2% |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $2,602,000 | -4.9% | 278,851 | -3.4% | 0.14% | -15.3% |
| SHM | Buy | SPDR Nuveen Barclays Capital S | $2,584,000 | +50.6% | 106,361 | +50.1% | 0.14% | +34.9% |
| ZBRA | Buy | Zebra Technologies Corp. | $2,490,000 | +21.8% | 46,037 | +2.6% | 0.14% | +8.7% |
| MAIN | Sell | Main Street Capital Corp. | $2,482,000 | -12.0% | 75,934 | -19.4% | 0.14% | -21.7% |
| RBA | Buy | Ritchie Brothers Auctioneers I | $2,359,000 | +18.1% | 102,882 | +4.0% | 0.13% | +5.6% |
| NPO | Sell | EnPro Industries, Inc. | $2,365,000 | -7.3% | 41,029 | -3.2% | 0.13% | -17.1% |
| GAIN | Gladstone Investment Corp. | $2,353,000 | +14.3% | 291,979 | 0.0% | 0.13% | +1.6% | |
| XLB | Sell | Materials Select Sector - SPDR | $2,308,000 | -4.1% | 49,933 | -12.8% | 0.13% | -14.1% |
| PDCO | Buy | Patterson Companies, Inc. | $2,190,000 | +6.8% | 53,151 | +4.1% | 0.12% | -4.7% |
| VCSH | Buy | Vanguard Short-Term Corporate | $1,958,000 | +6.0% | 24,544 | +5.8% | 0.11% | -5.3% |
| IDU | Sell | Dow Jones US Utilities - iShar | $1,947,000 | -10.7% | 20,321 | -12.5% | 0.11% | -20.0% |
| BSCH | Buy | Guggenheim BulletShares C | $1,924,000 | +7.4% | 84,911 | +7.2% | 0.11% | -4.5% |
| BSCI | Buy | Guggenheim BulletShares C | $1,897,000 | +6.7% | 90,648 | +6.5% | 0.10% | -4.5% |
| CMBS | Buy | iShares CMBS Bond ETF | $1,879,000 | +5.4% | 36,806 | +6.5% | 0.10% | -5.5% |
| BSCJ | Buy | Guggenheim BulletShares C | $1,876,000 | +6.5% | 91,169 | +6.6% | 0.10% | -4.6% |
| TICC | Sell | TICC Capital Corp. | $1,874,000 | -5.8% | 181,244 | -11.3% | 0.10% | -15.4% |
| IBCB | Buy | iShares Corporate ex Fin | $1,883,000 | +5.0% | 18,963 | +6.3% | 0.10% | -6.3% |
| GNMA | Buy | iShares GNMA Bond ETF | $1,876,000 | +6.0% | 38,772 | +6.6% | 0.10% | -5.5% |
| BSCK | Buy | Guggenheim BulletShares C | $1,866,000 | +7.2% | 90,836 | +6.7% | 0.10% | -4.6% |
| THR | Buy | Thermon Group Holdings Inc | $1,693,000 | +18.4% | 61,946 | +0.1% | 0.09% | +5.6% |
| GOOD | Buy | Gladstone Commercial Corp. | $1,651,000 | +34.0% | 91,894 | +33.9% | 0.09% | +19.7% |
| WST | Sell | West Pharmaceutical Services, | $1,617,000 | +12.4% | 32,961 | -5.7% | 0.09% | 0.0% |
| TECH | Buy | Techne Corp. | $1,597,000 | +19.1% | 16,870 | +0.7% | 0.09% | +6.0% |
| WOOF | Buy | VCA Antech Inc. | $1,549,000 | +18.7% | 49,383 | +3.9% | 0.09% | +6.2% |
| FULL | Full Circle Capital Corp. | $1,518,000 | -17.6% | 215,559 | 0.0% | 0.08% | -26.3% | |
| FELE | Sell | Franklin Electric Co. Inc. | $1,518,000 | +12.0% | 33,995 | -1.1% | 0.08% | 0.0% |
| MLI | Buy | Mueller Industries Inc. | $1,524,000 | +15.3% | 24,192 | +1.9% | 0.08% | +2.4% |
| SFE | Buy | Safeguard Scientifics New | $1,516,000 | +47.6% | 75,467 | +15.3% | 0.08% | +31.2% |
| FWRD | Sell | Forward Air Corp. | $1,499,000 | +3.1% | 34,132 | -5.4% | 0.08% | -7.8% |
| CULP | New | Culp Inc. | $1,454,000 | – | 71,097 | +100.0% | 0.08% | – |
| GTI | Sell | Graftech International Ltd. | $1,445,000 | +9.9% | 128,645 | -17.3% | 0.08% | -2.4% |
| BMRC | Buy | Bank of Marin (CA) | $1,373,000 | +6.9% | 31,646 | +2.4% | 0.08% | -5.0% |
| OB | Sell | Onebeacon Insurance Group Ltd | $1,376,000 | +4.2% | 86,966 | -2.8% | 0.08% | -7.3% |
| HITT | Buy | Hittite Microwave Corp | $1,351,000 | -2.5% | 21,891 | +3.2% | 0.08% | -12.8% |
| PLOW | Buy | Douglas Dynamics, Inc. | $1,355,000 | +20.2% | 80,571 | +5.3% | 0.08% | +7.1% |
| CJES | Buy | C & J Energy Services Inc | $1,346,000 | +18.3% | 58,270 | +2.8% | 0.07% | +4.2% |
| HAE | Buy | Haemonetics Corporation | $1,339,000 | +11.3% | 31,787 | +5.4% | 0.07% | -1.3% |
| BSCG | Buy | Guggenheim BulletShares C | $1,345,000 | +7.2% | 60,334 | +6.9% | 0.07% | -5.1% |
| VCRA | Buy | Vocera Communications Inc. | $1,334,000 | -14.6% | 85,456 | +1.7% | 0.07% | -23.7% |
| RMAX | New | RE/Max Holdings | $1,312,000 | – | 40,900 | +100.0% | 0.07% | – |
| LNCE | Buy | Snyders-Lance Inc | $1,277,000 | +5.4% | 44,564 | +6.0% | 0.07% | -5.3% |
| BSCF | Buy | Guggenheim BulletShares C | $1,283,000 | +6.3% | 58,648 | +6.3% | 0.07% | -5.3% |
| CUB | Buy | Cubic Corp | $1,274,000 | +1.4% | 24,193 | +3.4% | 0.07% | -10.3% |
| MORN | Sell | Morningstar Inc. | $1,231,000 | -6.7% | 15,770 | -5.3% | 0.07% | -17.1% |
| NATL | New | National Interstate Corporatio | $1,159,000 | – | 50,392 | +100.0% | 0.06% | – |
| FSC | Buy | Fifth Street Finance Corp. | $1,147,000 | +10.5% | 124,014 | +22.9% | 0.06% | -1.6% |
| SMG | Sell | The Scotts Miracle-Gro Company | $1,130,000 | +6.9% | 18,163 | -5.4% | 0.06% | -4.5% |
| SPY | Buy | S&P 500 - SPDR | $1,104,000 | +58.8% | 5,979 | +44.5% | 0.06% | +41.9% |
| PPLT | Sell | ETFs Platinum Trust | $1,104,000 | -10.9% | 8,246 | -8.6% | 0.06% | -20.8% |
| IGLB | Buy | iShares 10+ Year Credit Bond E | $1,058,000 | +82.4% | 19,237 | +84.2% | 0.06% | +63.9% |
| IBMG | Buy | iShares S&P AMT-Free Municipal | $1,044,000 | +93.3% | 41,249 | +92.0% | 0.06% | +75.8% |
| IBMF | Buy | iShares S&P AMT-Free Municipal | $1,029,000 | +26.9% | 18,717 | +26.8% | 0.06% | +14.0% |
| MSM | New | MSC Industrial Direct Co. Inc | $903,000 | – | 11,167 | +100.0% | 0.05% | – |
| BRKA | Berkshire Hathaway Inc. - Clas | $889,000 | +4.3% | 5 | 0.0% | 0.05% | -7.5% | |
| VAR | Buy | Varian Medical Systems Inc. | $882,000 | +19.2% | 11,358 | +14.7% | 0.05% | +6.5% |
| MHK | Sell | Mohawk Industries Inc. | $847,000 | +3.5% | 5,691 | -9.4% | 0.05% | -7.8% |
| IVW | Buy | S&P 500 Growth Index - iShares | $731,000 | +16.4% | 7,401 | +5.4% | 0.04% | +2.6% |
| IBMD | Buy | iShares S&P AMT-Free Municipal | $686,000 | +28.0% | 12,887 | +27.9% | 0.04% | +15.2% |
| MUB | Buy | iShares National AMT-Free Muni | $680,000 | +28.8% | 6,554 | +29.6% | 0.04% | +15.2% |
| IBME | Buy | iShares S&P AMT-Free Municipal | $686,000 | +28.2% | 12,804 | +28.0% | 0.04% | +15.2% |
| IWO | Sell | Russell 2000 Growth Index - iS | $664,000 | -46.1% | 4,902 | -49.9% | 0.04% | -51.3% |
| MOS | Buy | The Mosaic Company | $599,000 | +46.1% | 12,669 | +32.9% | 0.03% | +32.0% |
| WY | Sell | Weyerhaeuser Co. | $561,000 | +5.8% | 17,758 | -4.0% | 0.03% | -6.1% |
| POT | Buy | Potash Corp. of Saskatchewan I | $562,000 | +45.2% | 17,056 | +37.9% | 0.03% | +29.2% |
| IVE | Sell | S&P 500 Value Index - iShares | $548,000 | -43.6% | 6,410 | -48.4% | 0.03% | -50.0% |
| SWN | Sell | Southwestern Energy Co. | $530,000 | +3.9% | 13,486 | -3.9% | 0.03% | -9.4% |
| PALL | Sell | Physical Palladium Shares - ET | $499,000 | -5.5% | 7,166 | -4.0% | 0.03% | -15.2% |
| RDSA | Sell | Royal Dutch Shell PLC - Cl A | $511,000 | -5.4% | 7,166 | -12.9% | 0.03% | -15.2% |
| MUNI | Buy | PIMCO Intermediate Muni Bond E | $484,000 | +83.3% | 9,349 | +84.8% | 0.03% | +68.8% |
| Sell | Manatuck Hill Mariner Offshore | $482,000 | -5.5% | 3,182 | -5.9% | 0.03% | -15.6% | |
| IWN | Sell | Russell 2000 Value Index - iSh | $478,000 | -72.7% | 4,804 | -74.8% | 0.03% | -75.9% |
| MRCC | Buy | Monroe Capital Corp. | $464,000 | +79.8% | 38,034 | +91.4% | 0.03% | +62.5% |
| PXD | Sell | Pioneer Natural Resources Co. | $451,000 | -8.5% | 2,451 | -6.1% | 0.02% | -19.4% |
| SPTI | New | SPDR Barclays Intermediate Ter | $444,000 | – | 7,513 | +100.0% | 0.02% | – |
| MCF | Sell | Contango Oil & Gas Company | $425,000 | +20.4% | 8,992 | -6.5% | 0.02% | +9.1% |
| TTE | Sell | Total SA - ADR | $413,000 | -10.0% | 6,744 | -14.8% | 0.02% | -17.9% |
| IUSV | New | Russell 3000 Value Index Fund | $414,000 | – | 3,351 | +100.0% | 0.02% | – |
| EZU | Sell | MSCI EMU Index - iShares | $417,000 | -18.2% | 10,066 | -25.5% | 0.02% | -28.1% |
| AMG | Sell | Affiliated Managers Group Inc. | $422,000 | -0.9% | 1,948 | -16.5% | 0.02% | -11.5% |
| FCX | Sell | Freeport-McMoRan Copper & Gold | $420,000 | +7.1% | 11,131 | -6.2% | 0.02% | -4.2% |
| KO | Buy | The Coca-Cola Company | $421,000 | +9.1% | 10,198 | +0.1% | 0.02% | -4.2% |
| BHP | Sell | BHP Billiton Limited - ADR | $400,000 | -4.3% | 5,865 | -6.6% | 0.02% | -15.4% |
| RRC | New | Range Resources Corporation | $404,000 | – | 4,787 | +100.0% | 0.02% | – |
| GULTU | Sell | Gulf Coast Ultra Deep Royalty | $373,000 | -9.0% | 179,480 | -4.6% | 0.02% | -16.0% |
| HES | New | Hess Corp. | $383,000 | – | 4,620 | +100.0% | 0.02% | – |
| STO | Sell | Statoil ASA ADS | $379,000 | +3.0% | 15,715 | -3.1% | 0.02% | -8.7% |
| REPYY | Sell | Repsol S.A. - ADR | $373,000 | -3.6% | 14,756 | -5.4% | 0.02% | -12.5% |
| FNV | Sell | Franco-Nevada Corp. | $362,000 | -14.0% | 8,878 | -4.6% | 0.02% | -23.1% |
| SLW | Sell | Silver Wheaton Corp. | $361,000 | -22.0% | 17,868 | -4.3% | 0.02% | -31.0% |
| E | Sell | ENI S.p.A. ADS | $369,000 | -0.3% | 7,606 | -5.3% | 0.02% | -13.0% |
| CXO | New | Concho Resources, Inc. | $359,000 | – | 3,327 | +100.0% | 0.02% | – |
| XEC | Sell | Cimarex Energy Co. | $368,000 | -51.1% | 3,507 | -55.0% | 0.02% | -57.4% |
| EXXIQ | Sell | Energy XXI Limited - (Bermuda | $369,000 | -14.8% | 13,618 | -5.0% | 0.02% | -25.9% |
| MUR | Sell | Murphy Oil Corp. | $365,000 | +3.4% | 5,629 | -3.8% | 0.02% | -9.1% |
| AGU | Sell | Agrium Inc. | $358,000 | +4.4% | 3,913 | -4.2% | 0.02% | -4.8% |
| SM | Sell | SM Energy Company | $336,000 | -26.3% | 4,047 | -31.4% | 0.02% | -32.1% |
| CLR | New | Continental Resources, Inc. | $348,000 | – | 3,089 | +100.0% | 0.02% | – |
| WLL | New | Whiting Petroleum Corp. | $343,000 | – | 5,537 | +100.0% | 0.02% | – |
| EOG | New | EOG Resources | $345,000 | – | 2,054 | +100.0% | 0.02% | – |
| RGLD | Sell | Royal Gold, Inc. | $326,000 | -8.2% | 7,086 | -3.0% | 0.02% | -18.2% |
| WTI | New | W&T Offshore Inc. | $317,000 | – | 19,841 | +100.0% | 0.02% | – |
| EGO | Sell | Eldorado Gold Corp. | $303,000 | -17.9% | 53,167 | -3.4% | 0.02% | -26.1% |
| GOLD | Sell | Barrick Gold Corp. | $315,000 | -9.2% | 17,880 | -4.1% | 0.02% | -22.7% |
| AUY | Sell | Yamana Gold, Inc. | $306,000 | -19.3% | 35,444 | -2.7% | 0.02% | -26.1% |
| HCAP | Harvest Capital Credit Corp | $300,000 | +0.3% | 20,000 | 0.0% | 0.02% | -10.5% | |
| GE | Sell | General Electric Company | $313,000 | +6.1% | 11,155 | -9.7% | 0.02% | -5.6% |
| SQM | Sell | Soc Quimica Y Minera Chile (Ad | $314,000 | -18.9% | 12,126 | -4.4% | 0.02% | -29.2% |
| PCH | Sell | Potlatch Corp. | $307,000 | +2.3% | 7,364 | -2.5% | 0.02% | -10.5% |
| LUK | Sell | Leucadia National Corp. | $285,000 | -8.4% | 10,043 | -11.9% | 0.02% | -15.8% |
| NGD | Sell | New Gold, Inc. | $285,000 | -15.4% | 54,314 | -3.5% | 0.02% | -23.8% |
| EWJ | Sell | iShares MSCI Japan Index | $276,000 | -6.1% | 22,724 | -7.7% | 0.02% | -16.7% |
| New | Vanguard Equity-Income Admiralmfund | $273,000 | – | 4,379 | +100.0% | 0.02% | – | |
| JPM | Sell | JP Morgan Chase & Company | $250,000 | -1.2% | 4,279 | -12.5% | 0.01% | -12.5% |
| VWO | Sell | Vanguard MSCI Emerging Markets | $260,000 | -70.2% | 6,311 | -71.0% | 0.01% | -74.1% |
| ACRE | Ares Commercial Real Estate | $262,000 | +5.2% | 20,000 | 0.0% | 0.01% | -6.7% | |
| YCS | Sell | ProShares UltraShort Yen ETF | $235,000 | -14.9% | 3,308 | -25.5% | 0.01% | -23.5% |
| SAR | Buy | Saratoga Investment Corporatio | $234,000 | -11.7% | 14,936 | +6.0% | 0.01% | -18.8% |
| XOP | New | SPDR S&P Oil & Gas Explor & Pr | $211,000 | – | 3,081 | +100.0% | 0.01% | – |
| FSP | Franklin Street Properties Cor | $131,000 | -6.4% | 11,000 | 0.0% | 0.01% | -22.2% | |
| FXA | Exit | Australian Dollar Trust - Curr | $0 | – | -2,302 | -100.0% | -0.01% | – |
| PSEC | Exit | Prospect Capital Corp | $0 | – | -19,539 | -100.0% | -0.01% | – |
| DXJ | Exit | Japan Total Divend Fund - Wisd | $0 | – | -4,542 | -100.0% | -0.01% | – |
| FCG | Exit | ISE-Revere Natural Gas Index F | $0 | – | -12,689 | -100.0% | -0.02% | – |
| BTU | Exit | Peabody Energy Corp. | $0 | – | -18,625 | -100.0% | -0.02% | – |
| NEM | Exit | Newmont Mining Corp. | $0 | – | -11,559 | -100.0% | -0.02% | – |
| DEL | Exit | Deltic Timber Corp. | $0 | – | -5,549 | -100.0% | -0.02% | – |
| FAX | Exit | Aberdeen Asia Pacific Prime In | $0 | – | -68,916 | -100.0% | -0.03% | – |
| IMO | Exit | Imperial Oil Ltd. | $0 | – | -9,599 | -100.0% | -0.03% | – |
| BP | Exit | BP PLC (Adr 1:6) | $0 | – | -10,893 | -100.0% | -0.03% | – |
| 9362SC | Exit | iShares S&P AMT-Free Municipal | $0 | – | -9,357 | -100.0% | -0.03% | – |
| IGSB | Exit | iShares Barclays 1-3 Year Inve | $0 | – | -9,540 | -100.0% | -0.06% | – |
| FDUS | Exit | Fidus Investment Corp. | $0 | – | -103,443 | -100.0% | -0.12% | – |
| WMT | Exit | Wal-Mart Stores Inc. | $0 | – | -41,925 | -100.0% | -0.19% | – |
| DECK | Exit | Deckers Outdoor Corp. | $0 | – | -66,264 | -100.0% | -0.27% | – |
| DJP | Exit | DJ-UBS Commodity Index Total R | $0 | – | -285,512 | -100.0% | -0.66% | – |
| RLI | Exit | RLI Corp. | $0 | – | -242,129 | -100.0% | -1.31% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.