$1.61 Billion is the total value of CONFLUENCE INVESTMENT MANAGEMENT LLC's 254 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 10.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ARCC | Buy | Ares Capital Corp. | $37,072,000 | +6.6% | 2,144,130 | +6.1% | 2.30% | -4.0% |
| JNJ | Buy | Johnson & Johnson | $35,267,000 | +9.0% | 406,816 | +8.0% | 2.19% | -1.8% |
| VNQ | Buy | REIT Index - Vanguard | $33,910,000 | +3.8% | 512,702 | +7.9% | 2.10% | -6.5% |
| PEP | Buy | Pepsico, Inc | $33,746,000 | +28.2% | 424,483 | +31.9% | 2.09% | +15.4% |
| MSFT | Buy | Microsoft Corp. | $33,733,000 | +6.0% | 1,013,603 | +10.1% | 2.09% | -4.6% |
| DEO | Buy | Diageo (Adr 1:4) | $32,902,000 | +21.4% | 258,905 | +9.8% | 2.04% | +9.3% |
| EMR | Buy | Emerson Electric Company | $32,709,000 | +28.8% | 505,548 | +8.6% | 2.03% | +16.0% |
| LMT | Buy | Lockheed Martin Corp | $29,984,000 | +23.9% | 235,078 | +5.4% | 1.86% | +11.6% |
| CVX | Buy | Chevron Corp. | $27,256,000 | +3.7% | 224,326 | +1.0% | 1.69% | -6.7% |
| MMM | Buy | 3M Company | $27,188,000 | +49.1% | 227,685 | +36.6% | 1.68% | +34.2% |
| BR | Buy | Broadridge Financial Solutions | $26,138,000 | +29.1% | 823,252 | +8.0% | 1.62% | +16.1% |
| GBDC | Buy | Golub Capital BDC Inc | $25,686,000 | +8.6% | 1,482,619 | +9.7% | 1.59% | -2.2% |
| PX | Buy | Praxair Inc. | $25,439,000 | +15.7% | 211,624 | +10.8% | 1.58% | +4.1% |
| GSK | Buy | GlaxoSmithKline Plc (Adr 1:2) | $24,897,000 | +10.9% | 496,258 | +10.5% | 1.54% | -0.1% |
| RYN | Buy | Rayonier Inc. | $23,863,000 | +9.7% | 428,801 | +9.2% | 1.48% | -1.3% |
| DD | Buy | Du Pont E.I. De Nemours & Com | $23,854,000 | +21.1% | 407,340 | +8.6% | 1.48% | +9.1% |
| FNF | Buy | Fidelity National Financial In | $23,721,000 | +22.9% | 891,762 | +10.0% | 1.47% | +10.6% |
| KSS | Buy | Kohl's Corp. | $23,018,000 | +11.2% | 444,790 | +8.6% | 1.43% | +0.1% |
| SO | Buy | Southern Company | $22,988,000 | +4.9% | 558,241 | +12.4% | 1.42% | -5.6% |
| PCL | Buy | Plum Creek Timber Co. Inc. | $22,958,000 | +10.0% | 490,231 | +9.6% | 1.42% | -1.0% |
| IRM | Buy | Iron Mountain | $22,897,000 | +12.7% | 847,400 | +11.0% | 1.42% | +1.4% |
| CHRW | Buy | C.H. Robinson Worldwide Inc. | $22,865,000 | +17.1% | 383,709 | +10.7% | 1.42% | +5.4% |
| PFE | Buy | Pfizer Inc. | $22,439,000 | +12.8% | 781,149 | +10.0% | 1.39% | +1.5% |
| WSH | Buy | Willis Group Hldg | $22,444,000 | +16.9% | 517,982 | +10.1% | 1.39% | +5.2% |
| KRFT | Buy | Kraft Foods Group, Inc. | $22,385,000 | +2.2% | 426,552 | +8.8% | 1.39% | -8.0% |
| MLM | Buy | Martin Marietta Materials Inc. | $21,400,000 | +10.4% | 217,994 | +10.7% | 1.33% | -0.6% |
| RLI | Sell | RLI Corp. | $21,167,000 | +14.3% | 242,129 | -0.1% | 1.31% | +2.8% |
| KMI | Buy | Kinder Morgan Inc. | $20,843,000 | +4.3% | 585,976 | +11.9% | 1.29% | -6.1% |
| LQD | Buy | iShares iBoxx Corporate Bond E | $19,928,000 | +119.5% | 175,545 | +119.8% | 1.24% | +97.6% |
| GGG | Sell | Graco inc. | $19,931,000 | +4.6% | 269,126 | -10.7% | 1.24% | -5.9% |
| POM | Buy | Pepco Holdings, Inc. | $19,387,000 | +3.5% | 1,050,241 | +13.0% | 1.20% | -6.8% |
| JNK | Sell | Barclays Capital High Yield Bo | $18,170,000 | -2.2% | 456,008 | -3.1% | 1.13% | -12.0% |
| LLTC | Buy | Linear Technology Corp | $17,877,000 | +8.2% | 450,760 | +0.5% | 1.11% | -2.6% |
| HYG | Sell | High Yield Corporate Bond Fund | $17,434,000 | -0.0% | 190,368 | -0.8% | 1.08% | -10.0% |
| PGR | Sell | Progressive Corp. | $17,175,000 | +5.0% | 630,730 | -2.0% | 1.06% | -5.5% |
| PAYX | Buy | Paychex, Inc. | $15,921,000 | +12.2% | 391,761 | +0.8% | 0.99% | +1.0% |
| IYW | Buy | Dow Jones US Technology - iSha | $15,499,000 | +43.0% | 196,686 | +33.6% | 0.96% | +28.8% |
| IYF | Buy | Dow Jones US Financial Sector | $14,396,000 | +19.9% | 196,454 | +17.0% | 0.89% | +7.9% |
| AXP | Buy | American Express Company | $13,694,000 | +26.3% | 181,331 | +25.1% | 0.85% | +13.7% |
| UTX | Buy | United Technologies Corp. | $13,450,000 | +23.6% | 124,747 | +6.5% | 0.83% | +11.3% |
| ITW | Buy | Illinois Tool Works Inc. | $12,618,000 | +13.1% | 165,434 | +2.5% | 0.78% | +1.8% |
| EXPD | Buy | Expeditors International of Wa | $12,426,000 | +24.4% | 282,031 | +7.4% | 0.77% | +11.9% |
| MKL | Buy | Markel Corp. | $12,033,000 | +13.9% | 23,241 | +15.9% | 0.75% | +2.5% |
| LDR | Sell | Landauer Inc. | $11,749,000 | -20.8% | 229,242 | -25.4% | 0.73% | -28.8% |
| PNNT | Sell | PennantPark Investment Corp. | $11,613,000 | -1.4% | 1,029,494 | -3.4% | 0.72% | -11.2% |
| WRB | Buy | W.R. Berkley Corp | $11,428,000 | +12.5% | 266,640 | +7.2% | 0.71% | +1.1% |
| ESRX | Buy | Express Scripts Inc. | $11,316,000 | +5.9% | 183,105 | +5.8% | 0.70% | -4.8% |
| WAT | Buy | Waters Corp. | $11,270,000 | +12.2% | 106,114 | +5.7% | 0.70% | +1.0% |
| TCRD | THL Credit | $11,067,000 | +2.8% | 709,030 | 0.0% | 0.69% | -7.5% | |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $11,021,000 | +11.9% | 119,594 | +2.8% | 0.68% | +0.7% |
| SIAL | Buy | Sigma-Aldrich Corp | $10,983,000 | +9.4% | 128,755 | +3.2% | 0.68% | -1.4% |
| DJP | Buy | DJ-UBS Commodity Index Total R | $10,638,000 | +42.3% | 285,512 | +39.4% | 0.66% | +28.0% |
| MCC | Buy | Medley Capital Corp. | $10,593,000 | +5.8% | 768,172 | +4.2% | 0.66% | -4.6% |
| DISCK | Sell | Discovery Communications, Inc. | $10,461,000 | +11.9% | 133,906 | -0.1% | 0.65% | +0.6% |
| GOOGL | Buy | Google Inc. - A | $10,436,000 | +8.4% | 11,915 | +9.0% | 0.65% | -2.4% |
| BBBY | Buy | Bed Bath & Beyond Inc | $10,391,000 | +14.9% | 134,318 | +5.3% | 0.64% | +3.4% |
| LOW | Sell | Lowe's Companies Inc. | $10,255,000 | +15.8% | 215,395 | -0.5% | 0.64% | +4.3% |
| TJX | Buy | TJX Companies | $10,092,000 | +15.6% | 178,964 | +2.7% | 0.63% | +4.2% |
| BRKB | Buy | Berkshire Hathaway Inc. - B | $9,791,000 | +7.1% | 86,259 | +5.6% | 0.61% | -3.7% |
| XLE | Buy | Energy Select Sector - SPDR | $9,739,000 | +16.1% | 117,465 | +9.6% | 0.60% | +4.5% |
| MA | Buy | Mastercard Inc. - A | $9,743,000 | +25.5% | 14,482 | +7.1% | 0.60% | +12.9% |
| XLV | Buy | Health Care Select Sector - SP | $9,446,000 | +27.2% | 186,721 | +19.7% | 0.59% | +14.7% |
| HTGC | Sell | Hercules Technology Growth Cap | $9,249,000 | +1.8% | 606,483 | -7.0% | 0.57% | -8.5% |
| WFC | Buy | Wells Fargo & Company | $9,194,000 | +4.6% | 222,511 | +4.5% | 0.57% | -5.8% |
| SLRC | Buy | Solar Capital, LTD. | $9,188,000 | +6.7% | 414,233 | +11.1% | 0.57% | -3.9% |
| HAL | Buy | Halliburton Co. | $8,699,000 | +21.2% | 180,673 | +5.0% | 0.54% | +9.1% |
| IJJ | New | S&P MidCap 400 Value Index Fun | $8,690,000 | – | 80,450 | +100.0% | 0.54% | – |
| TCPC | Buy | TCP Capital Corp | $8,267,000 | +8.1% | 509,353 | +11.7% | 0.51% | -2.8% |
| XLI | Sell | Industrial Select Sector - SPD | $7,796,000 | -3.1% | 168,003 | -11.0% | 0.48% | -12.8% |
| NMFC | New Mountain Finance Corp. | $7,285,000 | +1.8% | 505,565 | 0.0% | 0.45% | -8.3% | |
| TCAP | Sell | Triangle Capital Corp | $6,823,000 | -7.2% | 232,312 | -13.1% | 0.42% | -16.4% |
| XLY | Buy | Consumer Discret Select Sector | $6,614,000 | +26.0% | 109,092 | +17.2% | 0.41% | +13.6% |
| SYK | Buy | Stryker Corp. | $6,049,000 | +14.5% | 89,502 | +9.5% | 0.38% | +3.0% |
| IGIB | Buy | iShares Interm. Term Corporate | $5,866,000 | +31.4% | 54,348 | +31.1% | 0.36% | +18.6% |
| IJK | New | S&P MidCap 400 Growth Index Fu | $5,847,000 | – | 42,029 | +100.0% | 0.36% | – |
| MBB | Buy | iShares MBS Bond ETF | $5,468,000 | +22.7% | 51,628 | +21.9% | 0.34% | +10.4% |
| BRO | Buy | Brown & Brown Inc. | $5,443,000 | +8.2% | 169,555 | +8.6% | 0.34% | -2.9% |
| XLP | Buy | Consumer Staples Select Sector | $5,369,000 | +23.4% | 134,910 | +23.0% | 0.33% | +11.0% |
| CYS | CYS Investments Inc | $5,308,000 | -11.7% | 652,880 | 0.0% | 0.33% | -20.5% | |
| HD | Sell | Home Depot Inc. | $4,935,000 | -4.8% | 65,061 | -2.8% | 0.31% | -14.3% |
| IBCC | Buy | iShares Corporate ex Fin | $4,778,000 | +8.8% | 48,209 | +6.6% | 0.30% | -2.0% |
| XOM | Buy | Exxon Mobil Corp. | $4,775,000 | +3.0% | 55,503 | +8.1% | 0.30% | -7.2% |
| MFIN | Medallion Financial Corp | $4,737,000 | +7.0% | 318,330 | 0.0% | 0.29% | -3.6% | |
| VCIT | Buy | Vanguard Interm. Term Corporat | $4,655,000 | +4.7% | 55,796 | +4.2% | 0.29% | -5.6% |
| SPIB | Buy | SPDR Interm. Term Corporate Bo | $4,592,000 | +6.3% | 136,093 | +5.8% | 0.28% | -4.0% |
| HRZN | Horizon Technology | $4,425,000 | -3.0% | 332,194 | 0.0% | 0.27% | -12.7% | |
| DECK | Sell | Deckers Outdoor Corp. | $4,368,000 | +18.1% | 66,264 | -9.5% | 0.27% | +6.3% |
| MVC | Sell | MVC Capital, Inc. | $4,184,000 | -10.4% | 320,400 | -13.7% | 0.26% | -19.6% |
| COP | Buy | ConocoPhillips | $4,149,000 | +24.3% | 59,686 | +8.2% | 0.26% | +11.7% |
| PFLT | Buy | PennantPark Floating Rate Capi | $4,144,000 | +5.2% | 300,733 | +7.9% | 0.26% | -5.2% |
| GLAD | Sell | Gladstone Capital Corporation | $4,145,000 | +6.1% | 474,807 | -0.7% | 0.26% | -4.5% |
| NLY | Annaly Capital Management Inc. | $4,108,000 | -7.9% | 354,717 | 0.0% | 0.26% | -16.9% | |
| AINV | Sell | Apollo Investment Corp. | $3,891,000 | -12.7% | 477,362 | -17.1% | 0.24% | -21.5% |
| CODI | Compass Diversified Holdings | $3,853,000 | +1.7% | 216,200 | 0.0% | 0.24% | -8.4% | |
| GWW | Buy | W.W. Grainger, Inc. | $3,772,000 | +13.5% | 14,412 | +9.3% | 0.23% | +2.2% |
| LSTR | Buy | Landstar System Inc. | $3,746,000 | +15.9% | 66,921 | +6.6% | 0.23% | +4.0% |
| NKE | Buy | Nike Inc. - B | $3,668,000 | +27.1% | 50,490 | +11.4% | 0.23% | +14.1% |
| IEF | Buy | iShares 7-10 Year Treasury Bon | $3,610,000 | +25.1% | 35,352 | +25.6% | 0.22% | +12.6% |
| KCAP | Buy | KCAP Financial Inc | $3,486,000 | -15.8% | 389,509 | +6.0% | 0.22% | -24.2% |
| ADP | Buy | Automatic Data Processing, Inc | $3,441,000 | +17.0% | 47,536 | +11.3% | 0.21% | +4.9% |
| CBSH | Buy | Commerce Bancshares, Inc. | $3,444,000 | +14.2% | 78,601 | +13.5% | 0.21% | +2.4% |
| NVS | Buy | Novartis AG - ADR | $3,435,000 | +21.6% | 44,776 | +12.1% | 0.21% | +9.8% |
| OXY | Buy | Occidental Petroleum Corp | $3,403,000 | +20.0% | 36,382 | +14.5% | 0.21% | +8.2% |
| NXPI | Buy | NXP Semiconductors | $3,334,000 | +25.9% | 89,606 | +4.9% | 0.21% | +13.7% |
| CL | Buy | Colgate-Palmolive Co. | $3,325,000 | +16.8% | 56,063 | +12.8% | 0.21% | +5.1% |
| NEE | Buy | NextEra Energy, Inc. | $3,329,000 | +8.7% | 41,527 | +10.5% | 0.21% | -2.4% |
| GD | Buy | General Dynamics Corp. | $3,331,000 | +24.7% | 38,058 | +11.6% | 0.21% | +12.0% |
| MDU | Buy | MDU Resources Group Inc. | $3,313,000 | +21.4% | 118,439 | +12.4% | 0.20% | +9.0% |
| HTS | Sell | Hatteras Financial Corp. | $3,298,000 | -24.1% | 176,282 | -0.1% | 0.20% | -31.8% |
| APD | Buy | Air Products & Chemicals Inc. | $3,276,000 | +31.7% | 30,736 | +13.1% | 0.20% | +18.7% |
| PG | Buy | Procter & Gamble Company | $3,278,000 | +6.7% | 43,372 | +8.7% | 0.20% | -3.8% |
| SCM | Buy | Stellus Capital Investment | $3,258,000 | +1.5% | 217,486 | +1.9% | 0.20% | -8.6% |
| MTB | Buy | M&T Bank Corp. | $3,265,000 | +12.0% | 29,172 | +11.8% | 0.20% | +0.5% |
| CFR | Buy | Cullen Frost Bankers, Inc. | $3,243,000 | +18.6% | 45,968 | +12.2% | 0.20% | +6.9% |
| P107PS | Sell | MCG Capital Corp. | $3,244,000 | -12.3% | 643,656 | -9.4% | 0.20% | -21.2% |
| ADI | Buy | Analog Devices, Inc. | $3,224,000 | +17.8% | 68,521 | +12.8% | 0.20% | +6.4% |
| BDX | Buy | Becton, Dickinson and Company | $3,232,000 | +14.1% | 32,313 | +12.7% | 0.20% | +2.6% |
| BFB | Buy | Brown-Forman Corp. - B | $3,195,000 | +13.1% | 46,895 | +12.1% | 0.20% | +1.5% |
| TROW | Buy | T. Rowe Price Group, Inc. | $3,130,000 | +11.8% | 43,517 | +13.8% | 0.19% | +0.5% |
| WMT | Buy | Wal-Mart Stores Inc. | $3,101,000 | +13.2% | 41,925 | +14.0% | 0.19% | +1.6% |
| MRO | Buy | Marathon Oil Corp. | $3,075,000 | +15.0% | 88,161 | +14.0% | 0.19% | +3.8% |
| MCD | Buy | McDonald's Corp. | $3,072,000 | +11.5% | 31,932 | +14.8% | 0.19% | 0.0% |
| DCI | Buy | Donaldson Inc | $3,052,000 | +24.8% | 80,052 | +16.7% | 0.19% | +12.5% |
| OFS | Buy | OFS Capital Corp. | $3,052,000 | +22.2% | 241,053 | +14.9% | 0.19% | +9.9% |
| CLX | Buy | The Clorox Company | $3,050,000 | +11.5% | 37,318 | +13.4% | 0.19% | +0.5% |
| NGPC | NGP Capital Ressources Company | $3,045,000 | +21.2% | 409,869 | 0.0% | 0.19% | +9.2% | |
| JWN | Buy | Nordstrom Inc. | $3,024,000 | +7.3% | 53,813 | +14.5% | 0.19% | -3.6% |
| IBDD | New | iShares Corporate Bond ETF 202 | $2,938,000 | – | 29,428 | +100.0% | 0.18% | – |
| IBCD | Buy | iShares Corporate ex Financial | $2,905,000 | +7.5% | 30,265 | +7.1% | 0.18% | -3.2% |
| PNY | Buy | Piedmont Natural Gas Co. Inc. | $2,883,000 | +14.1% | 87,686 | +17.1% | 0.18% | +2.9% |
| MAIN | Buy | Main Street Capital Corp. | $2,820,000 | +37.7% | 94,234 | +27.4% | 0.18% | +24.1% |
| IBCE | Buy | iShares Corporate ex Financial | $2,814,000 | +6.5% | 30,647 | +7.8% | 0.17% | -4.4% |
| IBM | Buy | International Business Machine | $2,813,000 | +13.6% | 15,193 | +17.2% | 0.17% | +1.8% |
| NJR | Buy | New Jersey Resources Corp. | $2,784,000 | +26.4% | 63,200 | +19.1% | 0.17% | +13.8% |
| BKCC | Sell | BlackRock Kelso Capital Corp. | $2,735,000 | -5.2% | 288,547 | -6.4% | 0.17% | -14.6% |
| SUNS | Solar Senior Capital Ltd. | $2,645,000 | -1.7% | 146,272 | 0.0% | 0.16% | -11.4% | |
| NPO | Sell | EnPro Industries, Inc. | $2,551,000 | +15.0% | 42,370 | -3.1% | 0.16% | +3.3% |
| XLB | Buy | Materials Select Sector - SPDR | $2,406,000 | +18.8% | 57,274 | +8.4% | 0.15% | +7.2% |
| ACAS | Sell | American Capital Ltd. | $2,347,000 | -3.1% | 170,708 | -10.7% | 0.14% | -13.2% |
| IDU | Buy | Dow Jones US Utilities - iShar | $2,181,000 | +6.6% | 23,229 | +7.4% | 0.14% | -4.3% |
| GAIN | Gladstone Investment Corp. | $2,058,000 | -4.1% | 291,979 | 0.0% | 0.13% | -13.5% | |
| PDCO | Buy | Patterson Companies, Inc. | $2,051,000 | +11.7% | 51,034 | +4.5% | 0.13% | +0.8% |
| ZBRA | Buy | Zebra Technologies Corp. | $2,044,000 | +35.5% | 44,856 | +29.1% | 0.13% | +22.1% |
| RBA | Buy | Ritchie Brothers Auctioneers I | $1,997,000 | +29.2% | 98,937 | +23.0% | 0.12% | +17.0% |
| FDUS | Sell | Fidus Investment Corp. | $2,007,000 | -19.5% | 103,443 | -22.4% | 0.12% | -27.9% |
| TICC | TICC Capital Corp. | $1,990,000 | +1.3% | 204,301 | 0.0% | 0.12% | -8.9% | |
| FULL | Sell | Full Circle Capital Corp. | $1,843,000 | +7.7% | 215,559 | -0.4% | 0.11% | -3.4% |
| VCSH | Sell | Vanguard Short-Term Corporate | $1,847,000 | -36.4% | 23,202 | -36.8% | 0.11% | -43.0% |
| TFI | Buy | SPDR Nuveen Barclays Capital M | $1,787,000 | +39.1% | 78,229 | +39.1% | 0.11% | +26.1% |
| IBCB | Buy | iShares Corporate ex Fin | $1,794,000 | +8.2% | 17,845 | +6.4% | 0.11% | -2.6% |
| BSCH | Buy | Guggenheim BulletShares C | $1,792,000 | +4.9% | 79,221 | +3.5% | 0.11% | -5.9% |
| BSCI | Buy | Guggenheim BulletShares C | $1,778,000 | +8.5% | 85,129 | +6.8% | 0.11% | -2.7% |
| GNMA | Buy | iShares GNMA Bond ETF | $1,770,000 | +7.7% | 36,378 | +7.0% | 0.11% | -2.7% |
| CMBS | Buy | iShares CMBS Bond ETF | $1,782,000 | +7.5% | 34,555 | +6.8% | 0.11% | -3.5% |
| BSCJ | Buy | Guggenheim BulletShares C | $1,761,000 | +8.1% | 85,504 | +7.1% | 0.11% | -2.7% |
| BSCK | Buy | Guggenheim BulletShares C | $1,741,000 | +7.9% | 85,093 | +7.3% | 0.11% | -2.7% |
| IWN | Sell | Russell 2000 Value Index - iSh | $1,748,000 | -73.4% | 19,073 | -75.1% | 0.11% | -76.2% |
| SHM | Buy | SPDR Nuveen Barclays Capital S | $1,716,000 | +38.4% | 70,852 | +36.5% | 0.11% | +24.7% |
| VCRA | Buy | Vocera Communications Inc. | $1,562,000 | +27.7% | 83,993 | +1.0% | 0.10% | +15.5% |
| FWRD | Buy | Forward Air Corp. | $1,454,000 | +6.4% | 36,064 | +1.0% | 0.09% | -4.3% |
| WST | Buy | West Pharmaceutical Services, | $1,438,000 | +4.1% | 34,954 | +77.8% | 0.09% | -6.3% |
| THR | Buy | Thermon Group Holdings Inc | $1,430,000 | +16.7% | 61,871 | +3.0% | 0.09% | +6.0% |
| HITT | Buy | Hittite Microwave Corp | $1,386,000 | +13.2% | 21,210 | +0.5% | 0.09% | +2.4% |
| FELE | Sell | Franklin Electric Co. Inc. | $1,355,000 | +14.7% | 34,387 | -2.0% | 0.08% | +3.7% |
| TECH | Buy | Techne Corp. | $1,341,000 | +18.7% | 16,746 | +2.3% | 0.08% | +6.4% |
| OB | Buy | Onebeacon Insurance Group Ltd | $1,320,000 | +21.7% | 89,443 | +19.4% | 0.08% | +9.3% |
| MLI | Buy | Mueller Industries Inc. | $1,322,000 | +11.2% | 23,751 | +0.7% | 0.08% | 0.0% |
| MORN | Sell | Morningstar Inc. | $1,320,000 | +1.1% | 16,652 | -1.0% | 0.08% | -8.9% |
| GTI | Buy | Graftech International Ltd. | $1,315,000 | +17.6% | 155,579 | +1.3% | 0.08% | +6.5% |
| WOOF | Sell | VCA Antech Inc. | $1,305,000 | +2.9% | 47,510 | -2.2% | 0.08% | -6.9% |
| BMRC | Buy | Bank of Marin (CA) | $1,284,000 | +424.1% | 30,899 | +403.8% | 0.08% | +370.6% |
| BSCG | Buy | Guggenheim BulletShares C | $1,255,000 | +7.0% | 56,414 | +6.2% | 0.08% | -3.7% |
| CUB | Buy | Cubic Corp | $1,256,000 | +13.2% | 23,398 | +1.5% | 0.08% | +2.6% |
| PPLT | Buy | ETFs Platinum Trust | $1,239,000 | +114.4% | 9,026 | +104.6% | 0.08% | +92.5% |
| GOOD | Buy | Gladstone Commercial Corp. | $1,232,000 | -1.8% | 68,613 | +2.0% | 0.08% | -11.6% |
| IWO | Sell | Russell 2000 Growth Index - iS | $1,231,000 | -73.1% | 9,785 | -76.2% | 0.08% | -75.9% |
| LNCE | Buy | Snyders-Lance Inc | $1,212,000 | +104.4% | 42,056 | +101.3% | 0.08% | +82.9% |
| BSCF | Buy | Guggenheim BulletShares C | $1,207,000 | +6.9% | 55,170 | +6.3% | 0.08% | -3.8% |
| HAE | Buy | Haemonetics Corporation | $1,203,000 | -1.7% | 30,166 | +1.9% | 0.08% | -10.7% |
| CJES | Buy | C & J Energy Services Inc | $1,138,000 | +4.9% | 56,695 | +1.2% | 0.07% | -5.3% |
| PLOW | Buy | Douglas Dynamics, Inc. | $1,127,000 | +15.7% | 76,517 | +2.0% | 0.07% | +4.5% |
| SMG | Sell | The Scotts Miracle-Gro Company | $1,057,000 | +12.9% | 19,203 | -0.9% | 0.07% | +3.1% |
| SFE | New | Safeguard Scientifics New | $1,027,000 | – | 65,467 | +100.0% | 0.06% | – |
| FSC | Fifth Street Finance Corp. | $1,038,000 | -1.6% | 100,931 | 0.0% | 0.06% | -12.3% | |
| IGSB | Sell | iShares Barclays 1-3 Year Inve | $1,004,000 | -90.6% | 9,540 | -90.6% | 0.06% | -91.6% |
| IVE | Buy | S&P 500 Value Index - iShares | $972,000 | +47.9% | 12,413 | +43.3% | 0.06% | +33.3% |
| VWO | Sell | Vanguard MSCI Emerging Markets | $873,000 | -89.3% | 21,740 | -89.6% | 0.05% | -90.4% |
| BRKA | Berkshire Hathaway Inc. - Clas | $852,000 | +1.1% | 5 | 0.0% | 0.05% | -8.6% | |
| MHK | Sell | Mohawk Industries Inc. | $818,000 | +11.1% | 6,278 | -4.1% | 0.05% | 0.0% |
| IBMF | Buy | iShares S&P AMT-Free Municipal | $811,000 | +21.8% | 14,761 | +19.0% | 0.05% | +8.7% |
| XEC | Sell | Cimarex Energy Co. | $752,000 | +45.7% | 7,798 | -1.8% | 0.05% | +30.6% |
| VAR | Buy | Varian Medical Systems Inc. | $740,000 | +22.5% | 9,899 | +10.6% | 0.05% | +9.5% |
| IEI | Sell | Barclays 3-7 Year Treasury Bon | $724,000 | -6.5% | 5,964 | -7.0% | 0.04% | -15.1% |
| SPY | Buy | S&P 500 - SPDR | $695,000 | +38.7% | 4,137 | +32.4% | 0.04% | +22.9% |
| IVW | Buy | S&P 500 Growth Index - iShares | $628,000 | +46.0% | 7,023 | +37.3% | 0.04% | +30.0% |
| IGLB | New | iShares 10+ Year Credit Bond E | $580,000 | – | 10,443 | +100.0% | 0.04% | – |
| WY | Buy | Weyerhaeuser Co. | $530,000 | +1.1% | 18,504 | +0.6% | 0.03% | -8.3% |
| MUB | Buy | iShares National AMT-Free Muni | $528,000 | +19.7% | 5,057 | +20.5% | 0.03% | +10.0% |
| IBME | Buy | iShares S&P AMT-Free Municipal | $535,000 | +16.6% | 10,005 | +19.2% | 0.03% | +3.1% |
| IBMD | Buy | iShares S&P AMT-Free Municipal | $536,000 | +19.6% | 10,075 | +19.0% | 0.03% | +6.5% |
| IBMG | Buy | iShares S&P AMT-Free Municipal | $540,000 | +20.5% | 21,483 | +19.3% | 0.03% | +6.5% |
| PALL | Buy | Physical Palladium Shares - ET | $528,000 | +59.0% | 7,462 | +45.5% | 0.03% | +43.5% |
| RDSA | Sell | Royal Dutch Shell PLC - Cl A | $540,000 | -0.7% | 8,226 | -3.5% | 0.03% | -10.8% |
| EZU | New | MSCI EMU Index - iShares | $510,000 | – | 13,507 | +100.0% | 0.03% | – |
| SWN | Sell | Southwestern Energy Co. | $510,000 | -1.5% | 14,027 | -1.1% | 0.03% | -11.1% |
| Manatuck Hill Mariner Offshore | $510,000 | -1.9% | 3,380 | 0.0% | 0.03% | -11.1% | ||
| PXD | Sell | Pioneer Natural Resources Co. | $493,000 | +27.4% | 2,610 | -2.3% | 0.03% | +14.8% |
| 9362SC | Buy | iShares S&P AMT-Free Municipal | $483,000 | +6.9% | 9,357 | +7.0% | 0.03% | -3.2% |
| SLW | Buy | Silver Wheaton Corp. | $463,000 | +54.3% | 18,677 | +22.3% | 0.03% | +38.1% |
| BP | Sell | BP PLC (Adr 1:6) | $458,000 | -7.3% | 10,893 | -7.9% | 0.03% | -17.6% |
| SM | Sell | SM Energy Company | $456,000 | +26.3% | 5,903 | -1.9% | 0.03% | +12.0% |
| TTE | Sell | Total SA - ADR | $459,000 | +10.6% | 7,917 | -7.2% | 0.03% | -3.4% |
| EXXIQ | Sell | Energy XXI Limited - (Bermuda | $433,000 | +34.5% | 14,335 | -1.4% | 0.03% | +22.7% |
| IMO | Sell | Imperial Oil Ltd. | $422,000 | +13.1% | 9,599 | -1.6% | 0.03% | 0.0% |
| BHP | Sell | BHP Billiton Limited - ADR | $418,000 | +12.1% | 6,279 | -2.9% | 0.03% | 0.0% |
| FNV | Sell | Franco-Nevada Corp. | $421,000 | +25.7% | 9,303 | -0.6% | 0.03% | +13.0% |
| AMG | Sell | Affiliated Managers Group Inc. | $426,000 | -73.4% | 2,334 | -76.1% | 0.03% | -76.4% |
| FAX | New | Aberdeen Asia Pacific Prime In | $418,000 | – | 68,916 | +100.0% | 0.03% | – |
| GULTU | Sell | Gulf Coast Ultra Deep Royalty | $410,000 | +4.9% | 188,181 | -1.8% | 0.02% | -7.4% |
| MOS | Buy | The Mosaic Company | $410,000 | +1.7% | 9,536 | +27.2% | 0.02% | -10.7% |
| POT | Buy | Potash Corp. of Saskatchewan I | $387,000 | +3.5% | 12,372 | +26.0% | 0.02% | -7.7% |
| REPYY | Sell | Repsol S.A. - ADR | $387,000 | +15.9% | 15,602 | -1.2% | 0.02% | +4.3% |
| KO | Buy | The Coca-Cola Company | $386,000 | +1.0% | 10,186 | +7.0% | 0.02% | -7.7% |
| SQM | Buy | Soc Quimica Y Minera Chile (Ad | $387,000 | +22.9% | 12,678 | +62.6% | 0.02% | +9.1% |
| FCX | Sell | Freeport-McMoRan Copper & Gold | $392,000 | +19.5% | 11,865 | -0.2% | 0.02% | +4.3% |
| EGO | Sell | Eldorado Gold Corp. | $369,000 | +7.3% | 55,018 | -1.1% | 0.02% | -4.2% |
| STO | New | Statoil ASA ADS | $368,000 | – | 16,216 | +100.0% | 0.02% | – |
| E | Sell | ENI S.p.A. ADS | $370,000 | +11.1% | 8,031 | -0.9% | 0.02% | 0.0% |
| AUY | Sell | Yamana Gold, Inc. | $379,000 | +9.2% | 36,437 | -0.1% | 0.02% | -4.2% |
| RGLD | Buy | Royal Gold, Inc. | $355,000 | +16.0% | 7,305 | +0.5% | 0.02% | +4.8% |
| DEL | Buy | Deltic Timber Corp. | $361,000 | +12.5% | 5,549 | +0.0% | 0.02% | 0.0% |
| MCF | Sell | Contango Oil & Gas Company | $353,000 | +7.6% | 9,612 | -1.0% | 0.02% | -4.3% |
| GOLD | Buy | Barrick Gold Corp. | $347,000 | +18.4% | 18,646 | +0.2% | 0.02% | +10.0% |
| MUR | Sell | Murphy Oil Corp. | $353,000 | -2.2% | 5,852 | -1.4% | 0.02% | -12.0% |
| AGU | Sell | Agrium Inc. | $343,000 | -3.9% | 4,084 | -0.6% | 0.02% | -16.0% |
| NGD | Sell | New Gold, Inc. | $337,000 | -7.9% | 56,300 | -1.3% | 0.02% | -16.0% |
| NEM | Buy | Newmont Mining Corp. | $325,000 | -5.8% | 11,559 | +0.3% | 0.02% | -16.7% |
| BTU | Buy | Peabody Energy Corp. | $321,000 | +22.1% | 18,625 | +3.5% | 0.02% | +11.1% |
| LUK | Sell | Leucadia National Corp. | $311,000 | -22.1% | 11,405 | -25.1% | 0.02% | -29.6% |
| HCAP | Harvest Capital Credit Corp | $299,000 | -1.0% | 20,000 | 0.0% | 0.02% | -9.5% | |
| PCH | Buy | Potlatch Corp. | $300,000 | 0.0% | 7,553 | +1.8% | 0.02% | -9.5% |
| EWJ | New | iShares MSCI Japan Index | $294,000 | – | 24,628 | +100.0% | 0.02% | – |
| GE | Sell | General Electric Company | $295,000 | -18.5% | 12,359 | -20.8% | 0.02% | -28.0% |
| YCS | New | ProShares UltraShort Yen ETF | $276,000 | – | 4,439 | +100.0% | 0.02% | – |
| MRCC | New | Monroe Capital Corp. | $258,000 | – | 19,870 | +100.0% | 0.02% | – |
| MUNI | Buy | PIMCO Intermediate Muni Bond E | $264,000 | +21.1% | 5,060 | +20.2% | 0.02% | +6.7% |
| JPM | Sell | JP Morgan Chase & Company | $253,000 | -22.6% | 4,889 | -21.1% | 0.02% | -30.4% |
| SAR | Saratoga Investment Corporatio | $265,000 | +7.3% | 14,085 | 0.0% | 0.02% | -5.9% | |
| ACRE | Ares Commercial Real Estate | $249,000 | -2.7% | 20,000 | 0.0% | 0.02% | -16.7% | |
| FCG | ISE-Revere Natural Gas Index F | $237,000 | +16.2% | 12,689 | 0.0% | 0.02% | +7.1% | |
| PSEC | Sell | Prospect Capital Corp | $218,000 | -52.2% | 19,539 | -53.7% | 0.01% | -54.8% |
| DXJ | Sell | Japan Total Divend Fund - Wisd | $218,000 | -17.4% | 4,542 | -21.5% | 0.01% | -22.2% |
| FXA | New | Australian Dollar Trust - Curr | $215,000 | – | 2,302 | +100.0% | 0.01% | – |
| FSP | New | Franklin Street Properties Cor | $140,000 | – | 11,000 | +100.0% | 0.01% | – |
| Exit | Golub Capital Inc. - 144A | $0 | – | -23,433 | -100.0% | -0.00% | – | |
| WLTGQ | Exit | Walter Energy, Inc. | $0 | – | -12,076 | -100.0% | -0.01% | – |
| UEC | Exit | Uranium Energy Corp. | $0 | – | -97,066 | -100.0% | -0.01% | – |
| Exit | Vanguard Equity-Income Admiralmfund | $0 | – | -4,328 | -100.0% | -0.02% | – | |
| HEDJ | Exit | Europe Hedged Equity - WisdomT | $0 | – | -5,459 | -100.0% | -0.02% | – |
| AAUKY | Exit | Anglo American Plc ADR | $0 | – | -30,836 | -100.0% | -0.02% | – |
| CCJ | Exit | Cameco Corp. | $0 | – | -16,861 | -100.0% | -0.02% | – |
| UUP | Exit | DB US Dollar Index - Powershar | $0 | – | -16,033 | -100.0% | -0.02% | – |
| HTLD | Exit | Heartland Express, Inc | $0 | – | -38,965 | -100.0% | -0.04% | – |
| JWA | Exit | John Wiley & Sons Inc. - A | $0 | – | -24,494 | -100.0% | -0.07% | – |
| SHY | Exit | Barclays 1-3 Year Treasury Bon | $0 | – | -11,749 | -100.0% | -0.07% | – |
| BSCE | Exit | Guggenheim BulletShares Invest | $0 | – | -53,921 | -100.0% | -0.08% | – |
| EWZ | Exit | MSCI Brazil Index - iShares | $0 | – | -38,215 | -100.0% | -0.12% | – |
| IAU | Exit | Gold Trust - iShares | $0 | – | -346,321 | -100.0% | -0.29% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- First Trust Advisors L.P. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-10-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Pepsico Incorporated | 42 | Q3 2023 | 2.8% |
| Diageo PLC | 42 | Q3 2023 | 2.6% |
| Microsoft Corporation | 42 | Q3 2023 | 2.9% |
| Progressive Corporation | 42 | Q3 2023 | 2.7% |
| Paychex Incorporated | 42 | Q3 2023 | 2.5% |
| Chevron Corporation | 42 | Q3 2023 | 2.5% |
| Southern Company | 42 | Q3 2023 | 2.2% |
| Broadridge Financial Solutions | 42 | Q3 2023 | 2.2% |
| Colgate-Palmolive Company | 42 | Q3 2023 | 2.1% |
| Graco Incorporated | 42 | Q3 2023 | 2.6% |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-01 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-03 |
| 13F-HR | 2023-04-04 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-03 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-04 |
| 13F-HR | 2022-01-04 |
| 13F-HR | 2021-10-04 |
View CONFLUENCE INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.