$1.27 Billion is the total value of Sonora Investment Management, LLC's 1799 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 31.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INCequities | $36,207,000 | -11.5% | 296,414 | -3.8% | 2.85% | -15.9% |
| MSFT | Sell | MICROSOFT CORPequities | $30,762,000 | +2.8% | 130,477 | -3.1% | 2.42% | -2.5% |
| Buy | GREENBRIER COS INCconvertible/ | $25,347,000 | +94.4% | 23,345,000 | +80.4% | 2.00% | +84.5% | |
| Buy | ALTERYX INCconvertible/ | $24,681,000 | +449.6% | 27,130,000 | +536.9% | 1.94% | +420.9% | |
| Sell | CSG SYSTEMS INCconvertible/ | $22,839,000 | -1.0% | 21,545,000 | -1.0% | 1.80% | -6.1% | |
| Sell | TOLL BROTHERS INCconvertible/ | $20,738,000 | -5.8% | 19,845,000 | -4.9% | 1.63% | -10.6% | |
| QCOM | Buy | QUALCOMM INCequities | $19,967,000 | -5.9% | 150,595 | +8.1% | 1.57% | -10.7% |
| GOOG | Sell | ALPHABET INC CL Cequities | $19,127,000 | +17.6% | 9,246 | -0.4% | 1.51% | +11.6% |
| New | SUMMIT HOTEL PROPERTIESconvertible/ | $18,448,000 | – | 16,795,000 | +100.0% | 1.45% | – | |
| Sell | TOLL BROTHERS INCconvertible/ | $17,223,000 | -6.2% | 16,803,000 | -4.8% | 1.36% | -11.0% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $17,157,000 | +6.0% | 15,285,000 | +6.9% | 1.35% | +0.6% | |
| Sell | COACH INCconvertible/ | $16,876,000 | -0.6% | 15,581,000 | -1.0% | 1.33% | -5.7% | |
| Sell | VALERO ENERGY CORPconvertible/ | $16,721,000 | -5.6% | 15,578,000 | -3.9% | 1.32% | -10.4% | |
| New | CHEFS' WAREHOUSE INCconvertible/ | $14,425,000 | – | 14,155,000 | +100.0% | 1.14% | – | |
| BACPRM | Sell | BANK OF AMERICA CORP PFD Mpfds, reits, | $13,285,000 | -20.3% | 490,599 | -19.6% | 1.05% | -24.4% |
| Sell | MERITAGE HOMES CORPconvertible/ | $12,985,000 | -6.5% | 12,381,000 | -5.2% | 1.02% | -11.3% | |
| Buy | NEW RELIC INCconvertible/ | $12,656,000 | +5.3% | 12,955,000 | +5.6% | 1.00% | 0.0% | |
| GSPRJ | Sell | GOLDMAN SACHS PFD Jpfds, reits, | $12,302,000 | -6.7% | 455,276 | -5.6% | 0.97% | -11.4% |
| PG | Sell | PROCTER & GAMBLE COequities | $12,013,000 | -3.8% | 88,704 | -1.1% | 0.95% | -8.7% |
| JNJ | Buy | JOHNSON & JOHNSONequities | $11,995,000 | +5.3% | 72,983 | +0.8% | 0.94% | 0.0% |
| HD | Sell | HOME DEPOT INCequities | $11,774,000 | +13.6% | 38,571 | -1.2% | 0.93% | +7.8% |
| Sell | CLEVELAND-CLIFFS INCconvertible/ | $11,285,000 | +25.9% | 4,340,000 | -5.3% | 0.89% | +19.7% | |
| Sell | HYATT HOTELS CORPconvertible/ | $11,176,000 | -7.8% | 10,115,000 | -6.7% | 0.88% | -12.5% | |
| RSG | Sell | REPUBLIC SERVICES INCequities | $10,985,000 | +0.4% | 110,566 | -2.7% | 0.86% | -4.7% |
| JPM | Buy | JPMORGAN CHASE & COequities | $10,976,000 | +27.4% | 72,103 | +6.3% | 0.86% | +20.8% |
| WMT | Buy | WAL-MART STORES INCequities | $10,967,000 | -4.9% | 80,744 | +0.9% | 0.86% | -9.6% |
| DTP | Buy | DTE ENERGY COpfds, reits, | $10,610,000 | +6.6% | 213,518 | +3.2% | 0.84% | +1.1% |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $10,378,000 | -5.9% | 21,830 | -1.0% | 0.82% | -10.7% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $10,330,000 | +4.7% | 74,288 | +1.5% | 0.81% | -0.6% |
| MGP | Buy | MGM GROWTH PPTYS LLCpfds, reits, | $10,313,000 | +6.5% | 316,141 | +2.2% | 0.81% | +1.1% |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $10,033,000 | +10.9% | 27,153 | +6.6% | 0.79% | +5.3% |
| PFE | Buy | PFIZER INCequities | $10,022,000 | +2.0% | 276,622 | +3.6% | 0.79% | -3.2% |
| TXN | Sell | TEXAS INSTRUMENTS INCequities | $9,998,000 | +15.1% | 52,902 | -0.0% | 0.79% | +9.2% |
| Sell | FIFTH THIRD BANKconvertible/ | $9,810,000 | -6.6% | 8,983,000 | -5.7% | 0.77% | -11.4% | |
| COST | Buy | COSTCO WHOLESALE CORPequities | $9,498,000 | -3.4% | 26,947 | +3.3% | 0.75% | -8.3% |
| Sell | NUANCE COMM INCconvertible/ | $9,320,000 | -4.4% | 4,095,000 | -4.2% | 0.73% | -9.3% | |
| ALLPRH | Sell | ALLSTATE CORP PFDpfds, reits, | $9,285,000 | -38.9% | 343,774 | -36.8% | 0.73% | -42.0% |
| AJG | Buy | ARTHUR J GALLAGHER & COequities | $9,274,000 | +2.3% | 74,328 | +1.4% | 0.73% | -2.9% |
| PEP | Sell | PEPSICO INCequities | $9,202,000 | -24.8% | 65,052 | -21.2% | 0.72% | -28.6% |
| TFC | Buy | TRUIST FINL CORPequities | $9,090,000 | +330.2% | 155,867 | +253.5% | 0.72% | +309.1% |
| CSCO | Buy | CISCO SYSTEMS INCequities | $9,015,000 | +18.6% | 174,342 | +2.7% | 0.71% | +12.7% |
| New | RAYTHEON TECH COequities | $8,804,000 | – | 113,942 | +100.0% | 0.69% | – | |
| UNP | Sell | UNION PACIFIC CORPequities | $8,786,000 | +5.8% | 39,861 | -0.0% | 0.69% | +0.4% |
| EMR | Sell | EMERSON ELECTRIC COequities | $8,778,000 | +11.9% | 97,293 | -0.3% | 0.69% | +6.1% |
| VZ | Buy | VERIZON COMM INCequities | $8,491,000 | +4.4% | 146,025 | +5.5% | 0.67% | -0.9% |
| Sell | MICROCHIP TECH INCconvertible/ | $8,461,000 | +12.3% | 3,715,000 | -0.4% | 0.67% | +6.6% | |
| VLO | Buy | VALERO ENERGY CORPequities | $8,407,000 | +37.8% | 117,415 | +8.9% | 0.66% | +30.8% |
| MRK | Buy | MERCK & CO INCequities | $8,312,000 | -0.1% | 107,825 | +6.0% | 0.66% | -5.1% |
| Sell | PURE STORAGE INCconvertible/ | $8,192,000 | -0.7% | 7,420,000 | -0.5% | 0.64% | -5.7% | |
| Sell | VMWARE INCconvertible/ | $8,182,000 | -9.2% | 7,355,000 | -6.8% | 0.64% | -13.8% | |
| FITBI | Sell | FIFTH THIRD PFDpfds, reits, | $8,135,000 | -10.0% | 288,991 | -6.9% | 0.64% | -14.5% |
| Buy | GOLDMAN SACHS GROUPconvertible/ | $8,144,000 | +5.1% | 7,305,000 | +7.4% | 0.64% | -0.3% | |
| METPRF | Sell | METLIFE INC PFD Fpfds, reits, | $7,926,000 | -36.9% | 299,550 | -35.2% | 0.62% | -40.2% |
| SBUX | Buy | STARBUCKS CORPequities | $7,878,000 | +5.4% | 72,095 | +3.2% | 0.62% | 0.0% |
| BX | Buy | BLACKSTONE GROUPequities | $7,779,000 | +60.1% | 104,369 | +39.2% | 0.61% | +52.1% |
| ORCL | Buy | ORACLE CORPequities | $7,694,000 | +64.4% | 109,652 | +51.6% | 0.61% | +56.2% |
| HON | Buy | HONEYWELL INTL INCequities | $7,608,000 | +22.7% | 35,047 | +20.3% | 0.60% | +16.5% |
| USB | Buy | US BANCORPequities | $7,487,000 | +37.5% | 135,358 | +15.8% | 0.59% | +30.5% |
| Sell | ADVANCED AUTO PARTS INCconvertible/ | $7,434,000 | -4.7% | 6,858,000 | -3.9% | 0.58% | -9.6% | |
| EVRG | Buy | EVERGY INCequities | $7,422,000 | +17.5% | 124,685 | +9.6% | 0.58% | +11.5% |
| Buy | GRANITE CONSTRUCTION INCconvertible/ | $7,375,000 | +263.1% | 5,240,000 | +181.0% | 0.58% | +245.8% | |
| IONS | Buy | IONIS PHARMACEUTICALS INCequities | $7,370,000 | -13.7% | 163,923 | +8.6% | 0.58% | -18.1% |
| Sell | INSMED INCconvertible/ | $7,361,000 | -2.1% | 6,590,000 | -0.8% | 0.58% | -7.1% | |
| JPMPRC | Sell | JPMORGAN CHASE PFDpfds, reits, | $7,368,000 | -10.8% | 268,115 | -7.5% | 0.58% | -15.3% |
| Sell | OMEROS CORPconvertible/ | $7,324,000 | +15.4% | 5,900,000 | -0.8% | 0.58% | +9.7% | |
| KLAC | Buy | KLA-TENCOR CORPequities | $7,328,000 | +35.0% | 22,178 | +5.7% | 0.58% | +28.2% |
| DLRPRL | Sell | DIGITAL REALTY PFD Lpfds, reits, | $7,061,000 | -19.6% | 264,935 | -17.6% | 0.56% | -23.7% |
| Buy | JUNIPER NETWORKS INCconvertible/ | $6,991,000 | +415.9% | 6,495,000 | +448.1% | 0.55% | +392.0% | |
| Buy | BIOMARIN PHARMA INCconvertible/ | $6,905,000 | +1.4% | 6,730,000 | +5.7% | 0.54% | -3.7% | |
| DIS | Buy | WALT DISNEY COequities | $6,848,000 | +27.6% | 37,114 | +25.3% | 0.54% | +21.1% |
| NEEPRP | Buy | NEXTERA ENERGY PFDpfds, reits, | $6,800,000 | +41.7% | 137,292 | +45.5% | 0.54% | +34.4% |
| MMM | Buy | 3M COequities | $6,725,000 | +21.2% | 34,901 | +9.9% | 0.53% | +15.2% |
| Sell | CADENCE DESIGN SYSTEMS INCconvertible/ | $6,676,000 | -6.4% | 6,020,000 | -5.3% | 0.53% | -11.1% | |
| PNCPRP | Sell | PNC FINL SVCS PFDpfds, reits, | $6,564,000 | -5.9% | 246,320 | -5.4% | 0.52% | -10.6% |
| Sell | GUIDEWIRE SOFTWARE INCconvertible/ | $6,530,000 | -12.9% | 5,790,000 | -0.6% | 0.51% | -17.4% | |
| AMGN | Buy | AMGEN INCequities | $6,474,000 | +12.7% | 26,020 | +4.2% | 0.51% | +7.1% |
| Sell | TWITTER INCconvertible/ | $6,365,000 | -51.6% | 6,130,000 | -52.8% | 0.50% | -54.0% | |
| AMZN | Buy | AMAZON.COM INCequities | $6,321,000 | -3.9% | 2,043 | +1.1% | 0.50% | -8.8% |
| GIS | Buy | GENERAL MILLS INCequities | $6,205,000 | +6.2% | 101,187 | +1.8% | 0.49% | +0.8% |
| LYB | Buy | LYONDELLBASELL INDUS NVequities | $6,075,000 | +215.3% | 58,382 | +177.7% | 0.48% | +198.8% |
| AEPPL | Buy | AMERICAN ELECTRIC POWER CO PFDpfds, reits, | $5,997,000 | -0.8% | 124,262 | +3.0% | 0.47% | -5.8% |
| SCHWPRD | Sell | CHARLES SCHWAB PFDpfds, reits, | $5,922,000 | -7.1% | 233,530 | -4.6% | 0.47% | -11.9% |
| Sell | EXACT SCIENCES CORPconvertible/ | $5,879,000 | -3.4% | 4,310,000 | -0.8% | 0.46% | -8.3% | |
| Buy | CITIGROUP INCconvertible/ | $5,853,000 | +48.4% | 5,207,000 | +55.0% | 0.46% | +41.0% | |
| New | IONIS PHARMA INCconvertible/ | $5,719,000 | – | 5,975,000 | +100.0% | 0.45% | – | |
| T | Sell | AT&T INCequities | $5,644,000 | +5.2% | 186,451 | -0.0% | 0.44% | -0.2% |
| MCD | Buy | MCDONALD'S CORPequities | $5,635,000 | +34.9% | 25,140 | +29.2% | 0.44% | +28.3% |
| V | Buy | VISA INCequities | $5,630,000 | +14.9% | 26,592 | +18.7% | 0.44% | +9.1% |
| New | SUPERNUS PHARMA INCconvertible/ | $5,568,000 | – | 5,775,000 | +100.0% | 0.44% | – | |
| Sell | COACH INCconvertible/ | $5,454,000 | -4.5% | 5,335,000 | -4.5% | 0.43% | -9.5% | |
| LUV | Buy | SOUTHWEST AIRLINES COequities | $5,441,000 | +184.7% | 89,116 | +117.4% | 0.43% | +169.2% |
| MDT | Buy | MEDTRONIC INCequities | $5,339,000 | +11.4% | 45,193 | +10.4% | 0.42% | +5.5% |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $5,126,000 | +35.2% | 29,223 | +14.8% | 0.40% | +28.3% |
| INTC | Sell | INTEL CORPequities | $5,040,000 | +22.4% | 78,745 | -4.7% | 0.40% | +16.1% |
| RPM | Buy | RPM INTL INCequities | $4,989,000 | +6.6% | 54,313 | +5.4% | 0.39% | +1.3% |
| Sell | EXACT SCIENCES CORPconvertible/ | $4,988,000 | -1.6% | 2,675,000 | -0.4% | 0.39% | -6.7% | |
| MGM | Buy | MGM RESORTS INTLequities | $4,961,000 | +59.9% | 130,596 | +32.7% | 0.39% | +52.1% |
| ITW | Buy | ILLINOIS TOOL WORKSequities | $4,952,000 | +57.1% | 22,353 | +44.5% | 0.39% | +48.9% |
| GLW | Sell | CORNING INCequities | $4,959,000 | -12.6% | 113,970 | -27.7% | 0.39% | -17.2% |
| ACN | Buy | ACCENTURE PLCequities | $4,954,000 | +33.0% | 17,934 | +25.8% | 0.39% | +26.2% |
| FB | Sell | FACEBOOK INCequities | $4,869,000 | +3.7% | 16,530 | -3.8% | 0.38% | -1.8% |
| KO | Buy | COCA-COLA COequities | $4,866,000 | +6.1% | 92,317 | +10.4% | 0.38% | +0.8% |
| TFCPRH | Sell | TRUIST FINL CORP PFD-Hpfds, reits, | $4,724,000 | -6.5% | 186,287 | -4.1% | 0.37% | -11.2% |
| GOOGL | Sell | ALPHABET INC CL Aequities | $4,634,000 | +17.3% | 2,247 | -0.3% | 0.36% | +11.3% |
| CGNX | Sell | COGNEX CORPequities | $4,245,000 | -0.4% | 51,153 | -3.6% | 0.33% | -5.6% |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $4,003,000 | +9.1% | 221,633 | +3.5% | 0.32% | +3.6% |
| UNH | Buy | UNITEDHEALTH GROUP INCequities | $3,902,000 | +48.7% | 10,488 | +40.2% | 0.31% | +40.8% |
| Sell | HYATT HOTELS CORPconvertible/ | $3,807,000 | -4.3% | 3,770,000 | -3.5% | 0.30% | -9.1% | |
| Buy | MCDONALDS CORPconvertible/ | $3,715,000 | +995.9% | 3,415,000 | +1077.6% | 0.29% | +946.4% | |
| CLF | Sell | CLEVELAND-CLIFFS INCequities | $3,699,000 | +28.9% | 183,925 | -6.6% | 0.29% | +22.3% |
| PNW | Buy | PINNACLE WEST CAPITAL CPequities | $3,674,000 | +2.9% | 45,166 | +1.2% | 0.29% | -2.4% |
| USBPRM | Sell | US BANCORPpfds, reits, | $3,609,000 | -5.7% | 138,760 | -3.4% | 0.28% | -10.7% |
| IRM | Sell | IRON MOUNTAIN INCpfds, reits, | $3,537,000 | +24.4% | 95,579 | -0.9% | 0.28% | +18.2% |
| LEG | Buy | LEGGETT & PLATTequities | $3,486,000 | +117.6% | 76,362 | +111.1% | 0.28% | +106.8% |
| Buy | CHENIERE ENERGY INCconvertible/ | $3,403,000 | +46.8% | 4,175,000 | +40.6% | 0.27% | +39.6% | |
| Sell | AGILENT TECHNOLOGIESconvertible/ | $3,298,000 | -8.0% | 3,095,000 | -7.1% | 0.26% | -12.5% | |
| JPMPRG | Sell | JPMORGAN CHASEpfds, reits, | $3,227,000 | -3.7% | 126,748 | -2.6% | 0.25% | -8.6% |
| EXPI | Buy | EXP WORLD HOLDINGS INCequities | $3,187,000 | +21.3% | 69,969 | +68.1% | 0.25% | +15.1% |
| CLX | Sell | CLOROX COequities | $3,162,000 | -8.3% | 16,393 | -4.0% | 0.25% | -12.9% |
| Sell | KLA TENCOR CORPconvertible/ | $3,129,000 | -67.3% | 2,800,000 | -66.7% | 0.25% | -69.0% | |
| Sell | JPMORGAN CHASE & COconvertible/ | $3,072,000 | -6.4% | 2,745,000 | -3.0% | 0.24% | -11.0% | |
| Sell | II-VI INCconvertible/ | $2,950,000 | -10.5% | 1,930,000 | -2.8% | 0.23% | -15.0% | |
| Buy | PROOFPOINT INCconvertible/ | $2,906,000 | +4.7% | 2,740,000 | +9.2% | 0.23% | -0.4% | |
| CINF | Sell | CINCINNATI FINANCIAL CORPequities | $2,883,000 | +10.2% | 27,969 | -6.6% | 0.23% | +4.6% |
| PAYX | Buy | PAYCHEX INCequities | $2,885,000 | +28.1% | 29,433 | +21.8% | 0.23% | +21.4% |
| KMI | Buy | KINDER MORGAN INCequities | $2,873,000 | +25.7% | 172,569 | +3.2% | 0.23% | +18.9% |
| Sell | MARRIOTT INTL INCconvertible/ | $2,792,000 | -3.2% | 2,725,000 | -3.0% | 0.22% | -7.9% | |
| Sell | AT&T INCconvertible/ | $2,638,000 | -4.5% | 2,433,000 | -2.2% | 0.21% | -9.2% | |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $2,509,000 | -3.1% | 2,365,000 | -5.0% | 0.20% | -7.9% | |
| Sell | REPUBLIC SERVICES INCconvertible/ | $2,515,000 | -6.2% | 2,360,000 | -3.1% | 0.20% | -10.8% | |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $2,496,000 | -3.0% | 26,020 | -21.0% | 0.20% | -7.9% |
| ITCI | Buy | INTRA-CELLULAR THERAPIES INCequities | $2,465,000 | +9.7% | 72,648 | +2.7% | 0.19% | +4.3% |
| PAGS | Buy | PAGSEGURO DIGITALequities | $2,434,000 | +877.5% | 52,562 | +1098.7% | 0.19% | +814.3% |
| IBM | Buy | INTL BUSINESS MACHINES CORPequities | $2,418,000 | +19.9% | 18,146 | +13.3% | 0.19% | +13.8% |
| Buy | JPMORGAN CHASEconvertible/ | $2,374,000 | +120.0% | 2,105,000 | +130.1% | 0.19% | +107.8% | |
| Buy | JPMORGAN CHASE & COconvertible/ | $2,346,000 | -2.9% | 2,183,000 | +0.9% | 0.18% | -7.5% | |
| CVS | Sell | CVS HEALTH CORPequities | $2,343,000 | +6.1% | 31,148 | -3.6% | 0.18% | +0.5% |
| XOM | Sell | EXXON MOBIL CORPequities | $2,289,000 | +30.1% | 41,000 | -3.9% | 0.18% | +23.3% |
| PLUG | Sell | PLUG POWERequities | $2,179,000 | -3.6% | 60,810 | -8.8% | 0.17% | -8.0% |
| Sell | AGILENT TECHNOLOGIESconvertible/ | $2,137,000 | -8.5% | 1,985,000 | -6.1% | 0.17% | -13.4% | |
| HBI | Buy | HANESBRANDS INCequities | $2,092,000 | +37.9% | 106,375 | +2.2% | 0.16% | +31.0% |
| CVX | Buy | CHEVRON CORPequities | $2,038,000 | +55.3% | 19,448 | +25.2% | 0.16% | +46.8% |
| Sell | AMERICAN TOWER CORPconvertible/ | $1,996,000 | -8.7% | 1,815,000 | -3.7% | 0.16% | -13.3% | |
| New | BROADCOM INC.convertible/ | $1,934,000 | – | 1,745,000 | +100.0% | 0.15% | – | |
| Sell | MARRIOTT INTL INCconvertible/ | $1,931,000 | -3.3% | 1,815,000 | -1.6% | 0.15% | -8.4% | |
| Buy | VALERO ENERGY CORPconvertible/ | $1,911,000 | +64.3% | 1,710,000 | +70.1% | 0.15% | +56.2% | |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $1,865,000 | +2.2% | 1,565,000 | -1.9% | 0.15% | -2.6% | |
| AMT | Sell | AMERICAN TOWER CORPequities | $1,815,000 | +3.8% | 7,591 | -2.5% | 0.14% | -1.4% |
| FITBO | Sell | FIFTH THIRD BANCORP PFD Kpfds, reits, | $1,772,000 | -24.7% | 66,800 | -21.3% | 0.14% | -28.2% |
| New | SOUTHWEST AIRLINESconvertible/ | $1,764,000 | – | 1,680,000 | +100.0% | 0.14% | – | |
| Sell | AMGEN INCconvertible/ | $1,754,000 | -5.4% | 1,715,000 | -4.7% | 0.14% | -10.4% | |
| CSX | Sell | CSX CORPequities | $1,756,000 | -2.6% | 18,211 | -8.3% | 0.14% | -8.0% |
| TECK | Buy | TECK RESOURCES LTDequities | $1,707,000 | +7.3% | 89,012 | +1.5% | 0.13% | +1.5% |
| DLRPRJ | Sell | DIGITAL REALTY PFD Jpfds, reits, | $1,620,000 | -11.9% | 61,084 | -13.0% | 0.13% | -16.3% |
| Sell | CVS HEALTH CORPconvertible/ | $1,618,000 | -4.5% | 1,615,000 | -4.2% | 0.13% | -9.9% | |
| TSM | Sell | TAIWAN SEMI MANU CO LTDequities | $1,545,000 | +8.2% | 13,061 | -0.3% | 0.12% | +3.4% |
| New | TARGET CORPequities | $1,532,000 | – | 7,733 | +100.0% | 0.12% | – | |
| WM | Buy | WASTE MANAGEMENT INCequities | $1,530,000 | +9.5% | 11,858 | +0.1% | 0.12% | +3.4% |
| JPMPRJCL | Sell | JP MORGAN CAPpfds, reits, | $1,488,000 | -7.2% | 56,323 | -2.6% | 0.12% | -12.0% |
| BA | Sell | BOEING COequities | $1,471,000 | +18.7% | 5,774 | -0.2% | 0.12% | +12.6% |
| Sell | MARRIOTT INTL INCconvertible/ | $1,418,000 | -8.6% | 1,353,000 | -7.2% | 0.11% | -13.2% | |
| Sell | AMERICAN EXPRESSconvertible/ | $1,319,000 | -2.4% | 1,213,000 | -0.4% | 0.10% | -7.1% | |
| Sell | CORNING INCconvertible/ | $1,292,000 | -9.3% | 1,265,000 | -8.7% | 0.10% | -13.6% | |
| PSX | Sell | PHILLIPS 66equities | $1,267,000 | +15.9% | 15,543 | -0.6% | 0.10% | +9.9% |
| WPC | Buy | WP CAREY INCpfds, reits, | $1,267,000 | +12.1% | 17,900 | +11.8% | 0.10% | +6.4% |
| Sell | AT&T INCconvertible/ | $1,209,000 | -7.1% | 1,175,000 | -6.4% | 0.10% | -12.0% | |
| MPW | Buy | MEDICAL PROP TRUST INCpfds, reits, | $1,202,000 | -0.7% | 56,465 | +1.6% | 0.10% | -5.0% |
| DG | Buy | DOLLAR GENERAL CORP NEWequities | $1,189,000 | +23.1% | 5,868 | +27.7% | 0.09% | +17.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC Bequities | $1,185,000 | +12.0% | 4,639 | +1.6% | 0.09% | +5.7% |
| Sell | UNION PACIFIC COconvertible/ | $1,184,000 | -6.1% | 1,095,000 | -3.9% | 0.09% | -11.4% | |
| Sell | ZILLOW GROUP INCconvertible/ | $1,156,000 | -87.7% | 695,000 | -87.5% | 0.09% | -88.4% | |
| HUN | Sell | HUNTSMAN CORPequities | $1,155,000 | -40.6% | 40,060 | -48.2% | 0.09% | -43.5% |
| Sell | VALERO ENERGY COconvertible/ | $1,100,000 | -3.7% | 1,060,000 | -3.2% | 0.09% | -8.4% | |
| SPY | Sell | SPDR S&P 500 ETFequities | $1,080,000 | +1.2% | 2,724 | -4.6% | 0.08% | -4.5% |
| TPRA | Buy | AT&T PFDpfds, reits, | $1,038,000 | +96.2% | 39,345 | +101.8% | 0.08% | +86.4% |
| Sell | WP CAREY INCconvertible/ | $1,040,000 | -5.4% | 945,000 | -4.5% | 0.08% | -9.9% | |
| Sell | QUALCOMM INCconvertible/ | $1,010,000 | -6.2% | 980,000 | -5.8% | 0.08% | -10.1% | |
| WY | Sell | WEYERHAUSER COpfds, reits, | $998,000 | +2.3% | 28,038 | -3.7% | 0.08% | -2.5% |
| MCDONALDS CORPconvertible/ | $992,000 | -2.9% | 900,000 | 0.0% | 0.08% | -8.2% | ||
| AMAT | Buy | APPLIED MATERIALS INCequities | $979,000 | +55.9% | 7,331 | +0.8% | 0.08% | +48.1% |
| CAT | Sell | CATERPILLAR INCequities | $978,000 | +23.2% | 4,220 | -3.3% | 0.08% | +16.7% |
| NKE | Sell | NIKE INCequities | $965,000 | -8.9% | 7,260 | -3.0% | 0.08% | -13.6% |
| Sell | WASTE MGMT INCconvertible/ | $917,000 | -4.9% | 890,000 | -4.3% | 0.07% | -10.0% | |
| PM | Buy | PHILIP MORRIS INTL INCequities | $868,000 | +7.8% | 9,784 | +0.6% | 0.07% | +1.5% |
| Buy | DOVER CORPconvertible/ | $834,000 | +32.0% | 800,000 | +36.8% | 0.07% | +26.9% | |
| FLEX LTDconvertible/ | $828,000 | -0.7% | 770,000 | 0.0% | 0.06% | -5.8% | ||
| Sell | ORACLE CORPconvertible/ | $810,000 | -4.6% | 760,000 | -3.2% | 0.06% | -8.6% | |
| FIS | Buy | FIDELITY NATL INFO SVCSequities | $802,000 | +0.9% | 5,701 | +1.4% | 0.06% | -4.5% |
| Sell | NORTHROP GRUMMANconvertible/ | $792,000 | -3.6% | 733,000 | -0.7% | 0.06% | -8.8% | |
| PFL | PIMCO INC STRAT FDequities | $759,000 | +5.0% | 63,181 | 0.0% | 0.06% | 0.0% | |
| ABT | Sell | ABBOTT LABSequities | $763,000 | -9.3% | 6,371 | -17.1% | 0.06% | -14.3% |
| Buy | TOLL BROTHERS Fconvertible/ | $753,000 | +1007.4% | 675,000 | +1025.0% | 0.06% | +883.3% | |
| AVGO | Buy | BROADCOM INCequities | $735,000 | +66.3% | 1,585 | +56.9% | 0.06% | +56.8% |
| PFN | PIMCO INC STRAT FD IIequities | $707,000 | +3.5% | 68,800 | 0.0% | 0.06% | -1.8% | |
| STWD | Sell | STARWOOD PPTY TRUSTpfds, reits, | $684,000 | +26.9% | 27,650 | -0.9% | 0.05% | +20.0% |
| NVDA | Sell | NVIDIAequities | $684,000 | -0.6% | 1,281 | -2.7% | 0.05% | -5.3% |
| FITB | Buy | FIFTH THIRD BANCORPequities | $664,000 | +1129.6% | 17,728 | +798.5% | 0.05% | +1200.0% |
| EXEL | Buy | EXELIXIS INCequities | $651,000 | +25.4% | 28,835 | +11.6% | 0.05% | +18.6% |
| AB | Sell | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $640,000 | +17.4% | 16,012 | -0.8% | 0.05% | +11.1% |
| WST | WEST PHARMA SVCS INCequities | $617,000 | -0.5% | 2,190 | 0.0% | 0.05% | -3.9% | |
| Sell | STARBUCKS CORPconvertible/ | $624,000 | -1.6% | 580,000 | -0.9% | 0.05% | -7.5% | |
| GSPRN | Sell | GOLDMAN SACHS PFDpfds, reits, | $613,000 | -4.2% | 24,112 | -0.0% | 0.05% | -9.4% |
| VUG | Sell | VANGUARD GWTH ETFequities | $579,000 | -2.9% | 2,252 | -4.3% | 0.05% | -6.1% |
| Sell | GOLDMAN SACHS GROUPconvertible/ | $575,000 | -2.7% | 545,000 | -1.8% | 0.04% | -8.2% | |
| ABBV | Sell | ABBVIE INCequities | $545,000 | -16.4% | 5,035 | -17.2% | 0.04% | -20.4% |
| TSLA | Sell | TESLA MOTORS INCequities | $551,000 | -7.9% | 825 | -2.7% | 0.04% | -14.0% |
| HR | Sell | HEALTHCARE REALTY TRUST INCpfds, reits, | $534,000 | +2.1% | 17,625 | -0.3% | 0.04% | -2.3% |
| MO | Buy | ALTRIA GROUP INCequities | $537,000 | +25.5% | 10,492 | +0.5% | 0.04% | +16.7% |
| KYN | Buy | KAYNE ANDERSON MLP INVpfds, reits, | $519,000 | +25.4% | 72,354 | +0.5% | 0.04% | +20.6% |
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $522,000 | +7.4% | 31,156 | 0.0% | 0.04% | +2.5% | |
| IVV | ISHARES CORE S&P 500 ETFequities | $521,000 | +6.1% | 1,309 | 0.0% | 0.04% | 0.0% | |
| Buy | ADVANCED AUTO PARTconvertible/ | $505,000 | +69.5% | 465,000 | +78.8% | 0.04% | +60.0% | |
| CMI | Buy | CUMMINS INCequities | $507,000 | +38.5% | 1,958 | +21.5% | 0.04% | +33.3% |
| EPD | Buy | ENTERPRISE PTNRSpfds, reits, | $492,000 | +28.5% | 22,335 | +14.3% | 0.04% | +21.9% |
| IPGP | IPG PHOTONICS CORPequities | $489,000 | -5.8% | 2,318 | 0.0% | 0.04% | -9.3% | |
| EAD | EVERGREEN INC ADVANTAGEequities | $486,000 | +3.4% | 57,573 | 0.0% | 0.04% | -2.6% | |
| NCV | ALLIANZGI CONV & INC FDequities | $485,000 | -1.2% | 85,615 | 0.0% | 0.04% | -7.3% | |
| MOGA | Buy | MOOG INC CL Aequities | $478,000 | +710.2% | 5,753 | +667.1% | 0.04% | +660.0% |
| SON | SONOCO PRODUCTS COequities | $475,000 | +6.7% | 7,510 | 0.0% | 0.04% | 0.0% | |
| IWN | ISHARES RUSSELL 2000 VALUEequities | $467,000 | +13.1% | 2,165 | 0.0% | 0.04% | +8.8% | |
| NCZ | NICHOLAS APPLEGATE CONVequities | $468,000 | -2.3% | 94,060 | 0.0% | 0.04% | -7.5% | |
| APPLE INCconvertible/ | $464,000 | -2.7% | 425,000 | 0.0% | 0.04% | -7.5% | ||
| LLY | Sell | ELI LILLY & COequities | $452,000 | -15.5% | 2,420 | -23.7% | 0.04% | -18.2% |
| WFC | Sell | WELLS FARGO & COequities | $452,000 | +23.2% | 11,559 | -4.9% | 0.04% | +20.0% |
| WPM | Buy | WHEATON PRECIOUS METALS CORPequities | $453,000 | +22.4% | 11,855 | +33.9% | 0.04% | +16.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB COequities | $436,000 | -29.6% | 6,912 | -30.8% | 0.03% | -33.3% |
| FCX | Sell | FREEPORT-MCMORAN INCequities | $424,000 | +9.8% | 12,876 | -13.3% | 0.03% | +3.1% |
| Sell | 3M COconvertible/ | $408,000 | -11.7% | 320,000 | -7.2% | 0.03% | -15.8% | |
| MEDTRONIC INCconvertible/ | $412,000 | -2.1% | 376,000 | 0.0% | 0.03% | -8.6% | ||
| NSC | NORFOLK SOUTHERN CORPequities | $393,000 | +13.3% | 1,462 | 0.0% | 0.03% | +6.9% | |
| HIX | WESTERN ASSET HI INC FD II INCequities | $398,000 | +0.3% | 57,703 | 0.0% | 0.03% | -6.1% | |
| DOV | Buy | DOVER CORPequities | $385,000 | +9.1% | 2,810 | +0.5% | 0.03% | +3.4% |
| BABA | Buy | ALIBABA GROUP HLDG ADRequities | $364,000 | -1.6% | 1,605 | +1.1% | 0.03% | -6.5% |
| MA | Sell | MASTERCARD INCequities | $370,000 | -9.3% | 1,038 | -9.3% | 0.03% | -14.7% |
| MMP | MAGELLAN MIDSTREAM PTNRSpfds, reits, | $362,000 | +2.3% | 8,348 | 0.0% | 0.03% | 0.0% | |
| CRM | Buy | SALESFORCE.COM INCequities | $365,000 | -3.4% | 1,722 | +1.5% | 0.03% | -6.5% |
| TWO | TWO HARBORS INVESTpfds, reits, | $359,000 | +15.1% | 48,984 | 0.0% | 0.03% | +7.7% | |
| ETN | Buy | EATON CORP PLCequities | $356,000 | +25.4% | 2,575 | +8.9% | 0.03% | +16.7% |
| NORTHROP GRUMMANconvertible/ | $341,000 | -0.6% | 320,000 | 0.0% | 0.03% | -3.6% | ||
| CIM | CHIMERA INVESTMENTequities | $348,000 | +23.8% | 27,400 | 0.0% | 0.03% | +17.4% | |
| PLD | PROLOGIS INCpfds, reits, | $344,000 | +6.2% | 3,249 | 0.0% | 0.03% | 0.0% | |
| INNPRE | New | SUMMIT HOTEL PFD Epfds, reits, | $345,000 | – | 14,065 | +100.0% | 0.03% | – |
| CSX CORPconvertible/ | $332,000 | -2.6% | 305,000 | 0.0% | 0.03% | -7.1% | ||
| URI | UNITED RENTALS INCequities | $329,000 | +41.8% | 1,000 | 0.0% | 0.03% | +36.8% | |
| VTI | Sell | VANGUARD TOTAL STOCK MKTequities | $327,000 | -8.1% | 1,582 | -13.5% | 0.03% | -13.3% |
| Buy | AT&T NC.convertible/ | $333,000 | +160.2% | 335,000 | +179.2% | 0.03% | +136.4% | |
| O | Buy | REALTY INCOME CORPpfds, reits, | $313,000 | +7.2% | 4,935 | +5.1% | 0.02% | +4.2% |
| MDLZ | Buy | MONDELEZ INTL INCequities | $316,000 | +0.6% | 5,397 | +0.5% | 0.02% | -3.8% |
| DOC | Sell | PHYSICIANS REALTY TRUSTpfds, reits, | $322,000 | -4.5% | 18,251 | -3.5% | 0.02% | -10.7% |
| UGI | Sell | UGI CORPequities | $319,000 | +1.6% | 7,785 | -13.5% | 0.02% | -3.8% |
| Sell | IONIS PHARMA INCconvertible/ | $319,000 | -7.3% | 313,000 | -1.6% | 0.02% | -13.8% | |
| BAC | Buy | BANK OF AMERICA CORPequities | $292,000 | +29.2% | 7,537 | +1.0% | 0.02% | +21.1% |
| MARRIOTT INTL INCconvertible/ | $292,000 | -0.3% | 290,000 | 0.0% | 0.02% | -4.2% | ||
| ENDTF | CANOE EIT INCequities | $292,000 | +15.0% | 32,810 | 0.0% | 0.02% | +9.5% | |
| MXIM | Sell | MAXIM INTEGRATED PRODSequities | $297,000 | -7.5% | 3,250 | -10.4% | 0.02% | -14.8% |
| Scottsdale Az Mpcconvertible/ | $288,000 | -1.4% | 250,000 | 0.0% | 0.02% | -4.2% | ||
| HYI | WESTERN ASSET HY DEF OPP FDequities | $293,000 | 0.0% | 19,000 | 0.0% | 0.02% | -4.2% | |
| LOW | Buy | LOWE'S COS INCequities | $284,000 | +19.8% | 1,491 | +1.1% | 0.02% | +10.0% |
| Buy | AMGEN INCconvertible/ | $280,000 | +95.8% | 285,000 | +111.1% | 0.02% | +83.3% | |
| ET | Buy | ENERGY TRNFR EQUITY LPpfds, reits, | $280,000 | +39.3% | 36,489 | +12.3% | 0.02% | +29.4% |
| VICI | Sell | VICI PROPERTIES INCpfds, reits, | $281,000 | +7.3% | 9,965 | -2.8% | 0.02% | 0.0% |
| CL | Buy | COLGATE PALMOLIVEequities | $269,000 | -6.6% | 3,413 | +1.4% | 0.02% | -12.5% |
| NFJ | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $269,000 | +2.7% | 19,500 | 0.0% | 0.02% | -4.5% | |
| CMCSA | Buy | COMCAST CORP Aequities | $266,000 | +53.8% | 4,907 | +48.7% | 0.02% | +50.0% |
| MPLX | MPLX LPpfds, reits, | $256,000 | +18.5% | 9,978 | 0.0% | 0.02% | +11.1% | |
| Phoenix Az Wtrconvertible/ | $253,000 | -1.2% | 250,000 | 0.0% | 0.02% | -4.8% | ||
| DEO | Buy | DIAGEO PLCequities | $254,000 | +5.4% | 1,547 | +1.8% | 0.02% | 0.0% |
| Buy | THE WALT DISNEY COconvertible/ | $249,000 | +167.7% | 245,000 | +188.2% | 0.02% | +150.0% | |
| FDX | Sell | FEDEX CORPequities | $249,000 | -18.4% | 875 | -25.5% | 0.02% | -20.0% |
| Salt River Prj Azconvertible/ | $258,000 | -1.1% | 250,000 | 0.0% | 0.02% | -9.1% | ||
| QQQ | Sell | POWERSHARES QQQequities | $250,000 | -10.4% | 784 | -11.8% | 0.02% | -13.0% |
| EL | Buy | ESTEE LAUDER COS INC Aequities | $238,000 | +11.7% | 818 | +2.2% | 0.02% | +5.6% |
| STZ | Sell | CONSTELLATION BRANDS INCequities | $241,000 | -1.6% | 1,055 | -5.8% | 0.02% | -5.0% |
| TROW | TROWE PRICE GROUP INCequities | $246,000 | +13.4% | 1,435 | 0.0% | 0.02% | +5.6% | |
| INTU | Buy | INTUITequities | $239,000 | +4.8% | 624 | +4.0% | 0.02% | 0.0% |
| ATROB | New | ASTRONICS CORPequities | $244,000 | – | 13,754 | +100.0% | 0.02% | – |
| USBPRP | Buy | U.S. BANCORP PFDpfds, reits, | $231,000 | -2.5% | 8,413 | +1.2% | 0.02% | -10.0% |
| Maricopa Az Esd #2convertible/ | $228,000 | -1.7% | 200,000 | 0.0% | 0.02% | -5.3% | ||
| PYPL | Buy | PAYPAL HOLDINGS INCequities | $214,000 | +12.0% | 881 | +8.2% | 0.02% | +6.2% |
| NEE | Sell | NEXTERA ENERGY INCequities | $216,000 | -58.9% | 2,859 | -58.0% | 0.02% | -61.4% |
| AEP | Buy | AMERICAN ELECTRIC POWER CO INCequities | $212,000 | +2.4% | 2,499 | +0.6% | 0.02% | 0.0% |
| DHY | CREDIT SUISSE HY BD FDequities | $217,000 | +5.9% | 90,000 | 0.0% | 0.02% | 0.0% | |
| SCHW | Buy | CHARLES SCHWAB CORPequities | $221,000 | +33.9% | 3,385 | +8.8% | 0.02% | +21.4% |
| HYD | VANECK VECTORS HY MUNI INDEX ETFequities | $220,000 | +0.9% | 3,546 | 0.0% | 0.02% | -5.6% | |
| MELI | Sell | MERCADOLIBRE INCequities | $218,000 | -15.2% | 148 | -3.3% | 0.02% | -19.0% |
| VYM | Buy | VANGUARD HIGH DIV YLD ETFequities | $201,000 | +47.8% | 1,991 | +33.5% | 0.02% | +45.5% |
| AZO | AUTOZONE INCequities | $197,000 | +18.7% | 140 | 0.0% | 0.02% | +14.3% | |
| Salt River Prj Azconvertible/ | $206,000 | -1.4% | 200,000 | 0.0% | 0.02% | -5.9% | ||
| Az St Trans Brdconvertible/ | $202,000 | -1.5% | 200,000 | 0.0% | 0.02% | -5.9% | ||
| ILPT | Buy | INDUSTRIAL LOGISTICSpfds, reits, | $207,000 | +4.0% | 8,950 | +4.9% | 0.02% | -5.9% |
| GILD | Sell | GILEAD SCIENCES INCequities | $201,000 | +5.2% | 3,116 | -5.0% | 0.02% | 0.0% |
| Sell | LOWES CO INCconvertible/ | $203,000 | -18.5% | 160,000 | -13.5% | 0.02% | -23.8% | |
| VOO | Buy | VANGUARD S&P 500equities | $201,000 | +27.2% | 551 | +19.5% | 0.02% | +23.1% |
| ARR | ARMOUR RES REITpfds, reits, | $208,000 | +13.0% | 17,090 | 0.0% | 0.02% | +6.7% | |
| Pima Cn Az Regl Traconvertible/ | $198,000 | -1.5% | 180,000 | 0.0% | 0.02% | -5.9% | ||
| CIGNA CORPconvertible/ | $191,000 | -0.5% | 187,000 | 0.0% | 0.02% | -6.2% | ||
| SVC | Sell | SERVICE PROPERTIES TRUSTpfds, reits, | $189,000 | +2.2% | 15,960 | -0.9% | 0.02% | 0.0% |
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $193,000 | +2.1% | 14,328 | 0.0% | 0.02% | -6.2% | |
| Maricopa County Ariconvertible/ | $195,000 | -1.0% | 170,000 | 0.0% | 0.02% | -6.2% | ||
| SCHX | Sell | SCHWAB US LC ETFequities | $186,000 | -7.0% | 1,937 | -11.8% | 0.02% | -11.8% |
| APPN | APPIAN CORP 00500equities | $186,000 | -18.1% | 1,400 | 0.0% | 0.02% | -21.1% | |
| DOW | Buy | DOW CHEMICAL COequities | $179,000 | +33.6% | 2,796 | +15.6% | 0.01% | +27.3% |
| MU | Buy | MICRON TECH INCequities | $178,000 | +23.6% | 2,021 | +5.3% | 0.01% | +16.7% |
| WASTE MGMT INCconvertible/ | $181,000 | -4.2% | 135,000 | 0.0% | 0.01% | -12.5% | ||
| OHI | Sell | OMEGA HLTHCARE INVS INCpfds, reits, | $181,000 | -3.2% | 4,940 | -3.9% | 0.01% | -12.5% |
| IVW | ISHARES CORE S&P 500 ETFequities | $173,000 | +1.8% | 2,664 | 0.0% | 0.01% | 0.0% | |
| RYT | GUGGENHEIM S&P500 EQ WT TECH ETFequities | $177,000 | +6.6% | 655 | 0.0% | 0.01% | 0.0% | |
| YUM | YUM! BRANDS INCequities | $184,000 | -0.5% | 1,703 | 0.0% | 0.01% | -6.7% | |
| WELLS FARGO & Cconvertible/ | $175,000 | -1.1% | 162,000 | 0.0% | 0.01% | -6.7% | ||
| METROPOLITAN STATEconvertible/ | $172,000 | -1.7% | 155,000 | 0.0% | 0.01% | -6.7% | ||
| VOE | VANGUARD MC VAL INDX ETFequities | $183,000 | +13.7% | 1,354 | 0.0% | 0.01% | +7.7% | |
| NLY | Buy | ANNALY CAPITAL MGMTpfds, reits, | $180,000 | +2.3% | 20,974 | +0.6% | 0.01% | -6.7% |
| BND | Sell | VANGUARD BOND INDEX FUNDequities | $181,000 | -46.6% | 2,139 | -44.4% | 0.01% | -50.0% |
| SOCORRO TX ISDconvertible/ | $178,000 | -1.1% | 175,000 | 0.0% | 0.01% | -6.7% | ||
| Maricopa County Ariconvertible/ | $166,000 | -0.6% | 150,000 | 0.0% | 0.01% | -7.1% | ||
| ENB | Buy | ENBRIDGE INCequities | $159,000 | +45.9% | 4,358 | +28.1% | 0.01% | +44.4% |
| MAC | Buy | MACERICH COpfds, reits, | $164,000 | +17.1% | 14,050 | +7.3% | 0.01% | +8.3% |
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $169,000 | +13.4% | 15,000 | 0.0% | 0.01% | +8.3% | |
| Yuma Arizona Municiconvertible/ | $159,000 | -1.2% | 150,000 | 0.0% | 0.01% | 0.0% | ||
| GS | Sell | GOLDMAN SACHS GROUP INCequities | $168,000 | +12.8% | 515 | -8.8% | 0.01% | +8.3% |
| WEC | Buy | WEC ENERGY GRP INCequities | $163,000 | +21.6% | 1,745 | +19.6% | 0.01% | +18.2% |
| CPRK | CITIGROUP INC PFDpfds, reits, | $163,000 | -1.2% | 5,740 | 0.0% | 0.01% | -7.1% | |
| NAD | NUVEEN DIV ADV MUNI FDequities | $164,000 | -1.8% | 10,860 | 0.0% | 0.01% | -7.1% | |
| New | INVESCO ADV MUNI INC TRUST IIequities | $161,000 | – | 13,603 | +100.0% | 0.01% | – | |
| Pinal Cn Azconvertible/ | $171,000 | -1.2% | 150,000 | 0.0% | 0.01% | -7.1% | ||
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $162,000 | +14.9% | 1,221 | +0.6% | 0.01% | +8.3% |
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $157,000 | +11.3% | 8,000 | 0.0% | 0.01% | 0.0% | |
| VIG | Buy | VANGUARD DIV APPRECIATION ETFequities | $154,000 | +67.4% | 1,050 | +61.0% | 0.01% | +50.0% |
| MICHIGAN BELL TEconvertible/ | $148,000 | -0.7% | 140,000 | 0.0% | 0.01% | 0.0% | ||
| TEMPE AZ EXCISE TAXconvertible/ | $152,000 | -1.3% | 150,000 | 0.0% | 0.01% | -7.7% | ||
| IWR | New | ISHARES RUSSELL MIDCAPequities | $153,000 | – | 2,075 | +100.0% | 0.01% | – |
| IJH | ISHARES CORE S&P ETFequities | $151,000 | +13.5% | 580 | 0.0% | 0.01% | +9.1% | |
| EQAL | POWERSHARES RUSSELL 1000equities | $153,000 | +10.9% | 3,551 | 0.0% | 0.01% | +9.1% | |
| Sell | VERIZON COMMUNICATIONS INCconvertible/ | $155,000 | -13.9% | 140,000 | -12.5% | 0.01% | -20.0% | |
| Pinal Cn Az Ccdconvertible/ | $151,000 | -1.9% | 125,000 | 0.0% | 0.01% | -7.7% | ||
| MTB | New | M&T BANK CORPequities | $152,000 | – | 1,005 | +100.0% | 0.01% | – |
| New | INVESCO S&P SMALLCAPequities | $144,000 | – | 781 | +100.0% | 0.01% | – | |
| New | BLACKROCK MUNIYIELD INSDequities | $143,000 | – | 10,000 | +100.0% | 0.01% | – | |
| XLF | Sell | FINANCIAL SELECT SECTOR SPDR FDequities | $135,000 | +13.4% | 3,979 | -1.4% | 0.01% | +10.0% |
| NJ ST TRANS TRconvertible/ | $138,000 | 0.0% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| GE | Buy | GENERAL ELECTRIC COequities | $137,000 | +33.0% | 10,416 | +9.2% | 0.01% | +22.2% |
| MKC | MCCORMICK & CO INCequities | $136,000 | -6.2% | 1,520 | 0.0% | 0.01% | -8.3% | |
| BP | Sell | BP PLC ADRequities | $137,000 | 0.0% | 5,635 | -15.8% | 0.01% | 0.0% |
| CSX CORPconvertible/ | $137,000 | -3.5% | 130,000 | 0.0% | 0.01% | -8.3% | ||
| C | Buy | CITIGROUP INCequities | $143,000 | +30.0% | 1,964 | +10.5% | 0.01% | +22.2% |
| VFH | Buy | VANGUARD FINANCIALSequities | $135,000 | +68.8% | 1,600 | +45.5% | 0.01% | +57.1% |
| SKYY | FIRST TRUST CLOUDequities | $139,000 | +0.7% | 1,447 | 0.0% | 0.01% | 0.0% | |
| ARE | ALEXANDRIA REAL EST REITpfds, reits, | $139,000 | -7.9% | 847 | 0.0% | 0.01% | -15.4% | |
| Buy | STARBUCKS CORPconvertible/ | $134,000 | +2.3% | 121,000 | +5.2% | 0.01% | 0.0% | |
| PMO | PUTNAM MUNICIPAL OPPTUNequities | $134,000 | -2.2% | 10,000 | 0.0% | 0.01% | 0.0% | |
| CLARK CNTY NV HWYconvertible/ | $126,000 | -1.6% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| CCI | Buy | CROWN CASTLE INTL CORPpfds, reits, | $121,000 | +11.0% | 702 | +2.3% | 0.01% | +11.1% |
| Buy | BANK OF AMERICA CORconvertible/ | $126,000 | +23.5% | 125,000 | +25.0% | 0.01% | +25.0% | |
| MYD | BLACKROCK MUNIYIELD CFequities | $127,000 | 0.0% | 8,872 | 0.0% | 0.01% | -9.1% | |
| HEWLETT-PACKARD COconvertible/ | $127,000 | -0.8% | 125,000 | 0.0% | 0.01% | -9.1% | ||
| KING CNTY WA SWR REVconvertible/ | $123,000 | -2.4% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| DEA | Buy | EASTERLY GOVT PPTYSpfds, reits, | $125,000 | -7.4% | 6,050 | +1.7% | 0.01% | -9.1% |
| EXAS | EXACT SCIENCES CORPequities | $125,000 | -0.8% | 950 | 0.0% | 0.01% | 0.0% | |
| ARAPAHOE CNTY SD #6convertible/ | $122,000 | -1.6% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| WBA | Buy | WALGREENS BOOTS ALLIANCE INCequities | $132,000 | +51.7% | 2,409 | +10.2% | 0.01% | +42.9% |
| NFLX | Buy | NETFLIX INCequities | $128,000 | +1.6% | 245 | +5.2% | 0.01% | 0.0% |
| CARR | Buy | CARRIER GLOBAL CORPequities | $125,000 | +64.5% | 2,967 | +47.8% | 0.01% | +66.7% |
| CELGENE CORPconvertible/ | $130,000 | -0.8% | 125,000 | 0.0% | 0.01% | -9.1% | ||
| GENERAL MOTORS FIconvertible/ | $125,000 | -0.8% | 125,000 | 0.0% | 0.01% | 0.0% | ||
| SCHB | Sell | SCHWAB US BROAD MKT ETFequities | $131,000 | -10.9% | 1,352 | -16.1% | 0.01% | -16.7% |
| Salt River Prj Azconvertible/ | $124,000 | -0.8% | 120,000 | 0.0% | 0.01% | 0.0% | ||
| WASTE MGMT INCconvertible/ | $124,000 | -0.8% | 115,000 | 0.0% | 0.01% | 0.0% | ||
| SWKS | SKYWORKS SOLUTIONS INCequities | $131,000 | +20.2% | 716 | 0.0% | 0.01% | +11.1% | |
| MD ST DEPT TRANS REVconvertible/ | $125,000 | -2.3% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| PML | PIMCO MUNI INC FD IIequities | $124,000 | +4.2% | 8,321 | 0.0% | 0.01% | 0.0% | |
| RDSB | Buy | ROYAL DUTCH SHELL PLCpfds, reits, | $132,000 | +10.0% | 3,580 | +0.3% | 0.01% | 0.0% |
| SLB | SCHLUMBERGER LTDequities | $133,000 | +24.3% | 4,903 | 0.0% | 0.01% | +11.1% | |
| INVESCO UNIT TRUSTSunit trusts | $131,000 | -6.4% | 178 | 0.0% | 0.01% | -16.7% | ||
| APTS | Buy | PREF APT COMMUNITIESpfds, reits, | $109,000 | +373.9% | 11,050 | +250.8% | 0.01% | +350.0% |
| FRISCO TX ISDconvertible/ | $112,000 | -0.9% | 110,000 | 0.0% | 0.01% | 0.0% | ||
| DENVER CO C&C Sconvertible/ | $110,000 | -0.9% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| VERIZON COMMUNICconvertible/ | $109,000 | -1.8% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| NICE | NICE LTDequities | $114,000 | -23.5% | 525 | 0.0% | 0.01% | -25.0% | |
| TJX | Buy | TJX COS INCequities | $115,000 | +16.2% | 1,743 | +20.5% | 0.01% | +12.5% |
| OKE | ONEOK INCequities | $113,000 | +32.9% | 2,224 | 0.0% | 0.01% | +28.6% | |
| AMERIPRISE FINANCIAL INCequities | $119,000 | +19.0% | 512 | 0.0% | 0.01% | +12.5% | ||
| VTWO | New | VANGUARD RUSSELL 2000equities | $120,000 | – | 675 | +100.0% | 0.01% | – |
| WYETH LLCconvertible/ | $119,000 | -0.8% | 105,000 | 0.0% | 0.01% | -10.0% | ||
| DLR | Sell | DIGITAL REALTY TRUSTpfds, reits, | $119,000 | -70.5% | 847 | -70.8% | 0.01% | -73.5% |
| SO | Sell | SOUTHERN COequities | $115,000 | 0.0% | 1,850 | -1.1% | 0.01% | -10.0% |
| BDX | Buy | BECTON DICKINSON & COequities | $112,000 | -0.9% | 460 | +2.0% | 0.01% | 0.0% |
| FT LEWIS CLG BD COconvertible/ | $114,000 | -1.7% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| COMPUTER SCIENCEconvertible/ | $111,000 | 0.0% | 105,000 | 0.0% | 0.01% | 0.0% | ||
| TMO | Buy | THERMO FISHER SCIENTIFIC INCequities | $116,000 | 0.0% | 255 | +2.4% | 0.01% | -10.0% |
| TEXTRON INCORPORAconvertible/ | $120,000 | 0.0% | 110,000 | 0.0% | 0.01% | -10.0% | ||
| ADAMS & WELD CO SD#27convertible/ | $113,000 | -0.9% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| ALK | Sell | ALASKA AIR GROUP INCequities | $116,000 | +18.4% | 1,674 | -11.1% | 0.01% | +12.5% |
| OTIS | Buy | OTIS WORLDWIDE CORPequities | $108,000 | +45.9% | 1,579 | +43.7% | 0.01% | +50.0% |
| SONY CORP (ADR)equities | $116,000 | +4.5% | 1,095 | 0.0% | 0.01% | 0.0% | ||
| MCO | MOODYSequities | $119,000 | +2.6% | 400 | 0.0% | 0.01% | -10.0% | |
| TWLO | TWILIO INCequities | $111,000 | +0.9% | 326 | 0.0% | 0.01% | 0.0% | |
| F | Sell | FORD MOTOR COequities | $109,000 | +25.3% | 8,888 | -10.4% | 0.01% | +28.6% |
| WILLOW TRACE MET COconvertible/ | $111,000 | -1.8% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| DOCU | Sell | DOCUSIGN INCequities | $103,000 | -12.7% | 508 | -4.3% | 0.01% | -20.0% |
| TIFFANY & CO.convertible/ | $107,000 | -2.7% | 100,000 | 0.0% | 0.01% | -11.1% | ||
| BTI | BRIT AMER TOBACCOequities | $102,000 | +3.0% | 2,630 | 0.0% | 0.01% | 0.0% | |
| MCK | Sell | MCKESSON CORPequities | $100,000 | -1.0% | 510 | -12.2% | 0.01% | 0.0% |
| INVH | INVITATION HOMES INCequities | $103,000 | +7.3% | 3,228 | 0.0% | 0.01% | 0.0% | |
| CAH | CARDINAL HEALTH INCequities | $102,000 | +13.3% | 1,681 | 0.0% | 0.01% | +14.3% | |
| Tyson Foods, Inc.convertible/ | $104,000 | -1.0% | 100,000 | 0.0% | 0.01% | -11.1% | ||
| BCE | Buy | BCE INCequities | $103,000 | +17.0% | 2,281 | +10.9% | 0.01% | +14.3% |
| HPQ | Sell | HP INCequities | $99,000 | +11.2% | 3,105 | -13.9% | 0.01% | +14.3% |
| KHC | Sell | KRAFT HEINZ COequities | $98,000 | +6.5% | 2,453 | -7.6% | 0.01% | 0.0% |
| MCHP | New | MICROCHIP TECH INCequities | $101,000 | – | 649 | +100.0% | 0.01% | – |
| GVA | Buy | GRANITE CONSTRUCTIONequities | $106,000 | +71.0% | 2,625 | +12.9% | 0.01% | +60.0% |
| DENVER CO C&C SD #1convertible/ | $105,000 | -0.9% | 100,000 | 0.0% | 0.01% | -11.1% | ||
| AMERICAN TOBACCOconvertible/ | $103,000 | 0.0% | 100,000 | 0.0% | 0.01% | -11.1% | ||
| NFG | Buy | NATL FUEL GAS COequities | $102,000 | +5000.0% | 2,050 | +4000.0% | 0.01% | – |
| FNDF | Buy | SCHWAB FUND INTL LG CO ETFequities | $105,000 | +23.5% | 3,257 | +12.6% | 0.01% | +14.3% |
| COP | Buy | CONOCOPHILLIPSequities | $98,000 | +34.2% | 1,847 | +1.8% | 0.01% | +33.3% |
| WAUKEE IAconvertible/ | $105,000 | 0.0% | 100,000 | 0.0% | 0.01% | -11.1% | ||
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $102,000 | +9.7% | 269 | 0.0% | 0.01% | 0.0% | |
| Pinal Cn Az Elec #3convertible/ | $101,000 | -1.0% | 100,000 | 0.0% | 0.01% | 0.0% | ||
| NVS | Buy | NOVARTIS AGequities | $97,000 | +4.3% | 1,133 | +15.1% | 0.01% | 0.0% |
| D | Buy | DOMINION RESOURCES INCequities | $96,000 | +5.5% | 1,262 | +4.2% | 0.01% | 0.0% |
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $102,000 | +18.6% | 25,374 | 0.0% | 0.01% | +14.3% | |
| SPDW | New | SPDR PORTFOLIO DVLPDequities | $95,000 | – | 2,700 | +100.0% | 0.01% | – |
| OH ST WTR POLL REVconvertible/ | $90,000 | -2.2% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| IAU | Sell | ISHARES TR COMEX GOLDequities | $92,000 | -17.9% | 5,667 | -8.6% | 0.01% | -22.2% |
| NEUCES RV AUTH WTRconvertible/ | $86,000 | -1.1% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| Scottsdale Arizconvertible/ | $89,000 | -1.1% | 80,000 | 0.0% | 0.01% | 0.0% | ||
| CHICAGO IL O'HARE REVconvertible/ | $89,000 | -1.1% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| WU | WESTERN UNION COMPANYequities | $85,000 | +11.8% | 3,448 | 0.0% | 0.01% | +16.7% | |
| AMERICAN EXPRESSconvertible/ | $90,000 | -1.1% | 85,000 | 0.0% | 0.01% | -12.5% | ||
| STONEGATE VLG Mconvertible/ | $93,000 | -1.1% | 90,000 | 0.0% | 0.01% | -12.5% | ||
| PSAPRC | PUBLIC STORA PFDpfds, reits, | $89,000 | -2.2% | 3,490 | 0.0% | 0.01% | -12.5% | |
| GSY | INVESCO ULTRA SHORT DURATION ETFequities | $83,000 | 0.0% | 1,645 | 0.0% | 0.01% | 0.0% | |
| ME MUN BD BK REVconvertible/ | $92,000 | -1.1% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| SYK | STRYKER CORPequities | $87,000 | -1.1% | 359 | 0.0% | 0.01% | 0.0% | |
| PRU | Sell | PRUDENTIAL FINLequities | $83,000 | +2.5% | 910 | -12.3% | 0.01% | 0.0% |
| XEL | Buy | XCEL ENERGYequities | $95,000 | +2.2% | 1,421 | +1.5% | 0.01% | -12.5% |
| PZZA | PAPA JOHNS INTL INCequities | $89,000 | +4.7% | 1,000 | 0.0% | 0.01% | 0.0% | |
| Maricopa Az Sd #40convertible/ | $91,000 | -2.2% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| NY ST DORM AUTH PERSconvertible/ | $91,000 | -2.2% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| MAR | Buy | MARRIOTT INTL INC CL Aequities | $85,000 | +70.0% | 576 | +53.2% | 0.01% | +75.0% |
| AMERICAN TOWER CORPconvertible/ | $89,000 | -1.1% | 85,000 | 0.0% | 0.01% | 0.0% | ||
| MA ST IAM GOconvertible/ | $89,000 | -3.3% | 65,000 | 0.0% | 0.01% | -12.5% | ||
| FL STATE REVconvertible/ | $83,000 | -3.5% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| GUNNISON ETC CO SDconvertible/ | $88,000 | -1.1% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| UPS | Sell | UNITED PARCEL SERVICE INCequities | $95,000 | 0.0% | 559 | -0.5% | 0.01% | -12.5% |
| DHS | Buy | WISDOMTREE US HIGHequities | $95,000 | +61.0% | 1,250 | +47.1% | 0.01% | +40.0% |
| Az Bd Regents Univconvertible/ | $88,000 | -1.1% | 80,000 | 0.0% | 0.01% | 0.0% | ||
| MSI | MOTOROLA SOLUTIONS INCequities | $91,000 | +11.0% | 482 | 0.0% | 0.01% | 0.0% | |
| VGK | VANGUARD FTSE EUROPEequities | $89,000 | +4.7% | 1,412 | 0.0% | 0.01% | 0.0% | |
| TYSON FOODS INCconvertible/ | $87,000 | -2.2% | 80,000 | 0.0% | 0.01% | 0.0% | ||
| GPC | Buy | GENUINE PARTS COequities | $83,000 | +20.3% | 722 | +5.4% | 0.01% | +16.7% |
| GEORGIA ST GOconvertible/ | $89,000 | -2.2% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| Glendale Arizona Muconvertible/ | $95,000 | -1.0% | 90,000 | 0.0% | 0.01% | -12.5% | ||
| OK ST TPK AUTH REVconvertible/ | $89,000 | -2.2% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| DOVER CORPconvertible/ | $75,000 | -2.6% | 70,000 | 0.0% | 0.01% | 0.0% | ||
| MET T AUTH NY REVconvertible/ | $73,000 | +2.8% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| WDC | WESTERN DIGITALequities | $78,000 | +20.0% | 1,172 | 0.0% | 0.01% | +20.0% | |
| ENERGY TRANSFER Pconvertible/ | $78,000 | 0.0% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| PEAK | HEALTHPEAK PROPERTIES INCpfds, reits, | $76,000 | +4.1% | 2,400 | 0.0% | 0.01% | 0.0% | |
| WELLS FARGO & COconvertible/ | $72,000 | 0.0% | 70,000 | 0.0% | 0.01% | 0.0% | ||
| SUNDANCE CFD AZconvertible/ | $71,000 | -1.4% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| CA STATE VARconvertible/ | $75,000 | -2.6% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| DUK | Sell | DUKE ENERGY CORPequities | $80,000 | -34.4% | 824 | -38.0% | 0.01% | -40.0% |
| OCCIDENTAL PETRconvertible/ | $75,000 | 0.0% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| ADI | Sell | ANALOG DEVICES INCequities | $81,000 | -55.2% | 520 | -57.7% | 0.01% | -60.0% |
| SLV | Sell | ISHARES SILVER TRUSTequities | $74,000 | -39.8% | 3,275 | -34.6% | 0.01% | -40.0% |
| AMERICAN INTL Gconvertible/ | $71,000 | -1.4% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| BANK OF AMERICAconvertible/ | $70,000 | -1.4% | 67,000 | 0.0% | 0.01% | 0.0% | ||
| MIAMI-DADE CN FL Rconvertible/ | $82,000 | -7.9% | 55,000 | 0.0% | 0.01% | -14.3% | ||
| BFLY | New | BUTTERFLY NETWORK INC CL Aequities | $81,000 | – | 4,800 | +100.0% | 0.01% | – |
| WA ST GOconvertible/ | $70,000 | -1.4% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| BE | Sell | BLOOM ENERGY CORPequities | $82,000 | -33.3% | 3,025 | -29.2% | 0.01% | -40.0% |
| ZEN | ZENDESK INCequities | $80,000 | -7.0% | 600 | 0.0% | 0.01% | -14.3% | |
| MIC | Sell | MACQUARIE INFRASTRUCTUREpfds, reits, | $73,000 | -39.2% | 2,290 | -28.2% | 0.01% | -40.0% |
| VNQ | Sell | VANGUARD REIT ETFequities | $70,000 | 0.0% | 763 | -7.3% | 0.01% | 0.0% |
| AGG | ISHARES CORE US AGGREGATE BONDequities | $72,000 | -4.0% | 632 | 0.0% | 0.01% | 0.0% | |
| TEXAS ST GOconvertible/ | $74,000 | -1.3% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| CHI | Sell | CALAMOS CONV OPP & INC FDequities | $82,000 | +3.8% | 5,750 | -1.4% | 0.01% | -14.3% |
| THE GOLDMAN SACHS GROUPconvertible/ | $76,000 | -3.8% | 70,000 | 0.0% | 0.01% | -14.3% | ||
| MS | Buy | MORGAN STANLEYequities | $82,000 | +18.8% | 1,055 | +5.5% | 0.01% | 0.0% |
| BLL | Sell | BALL CORPequities | $73,000 | -9.9% | 861 | -0.3% | 0.01% | -14.3% |
| CMC | Buy | Commercial Metals Coequities | $71,000 | +1083.3% | 2,300 | +666.7% | 0.01% | – |
| CHEVRON CORPconvertible/ | $79,000 | -1.2% | 75,000 | 0.0% | 0.01% | -14.3% | ||
| EIX | EDISON INTERNATIONALequities | $70,000 | -6.7% | 1,189 | 0.0% | 0.01% | 0.0% | |
| SHOP | Buy | SHOPIFY INCequities | $77,000 | +35.1% | 70 | +40.0% | 0.01% | +20.0% |
| AZ HLTH FAC AUTHconvertible/ | $81,000 | +1.2% | 75,000 | 0.0% | 0.01% | -14.3% | ||
| New | EDWARDS LIFESCIENCES CPequities | $82,000 | – | 980 | +100.0% | 0.01% | – | |
| KIMBERLY-CLARK CORPconvertible/ | $72,000 | -5.3% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| MORGAN STANLEYconvertible/ | $76,000 | 0.0% | 71,000 | 0.0% | 0.01% | 0.0% | ||
| NY NY CITY TRA FINconvertible/ | $75,000 | -2.6% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| ED | CONSOLIDATED EDISON INCequities | $70,000 | +2.9% | 937 | 0.0% | 0.01% | 0.0% | |
| SPPI | SPECTRUM PHARMA INCequities | $82,000 | -3.5% | 25,000 | 0.0% | 0.01% | -14.3% | |
| AMERICAN TOWER CORPconvertible/ | $72,000 | -1.4% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| WILLIAM PARTNERS Lconvertible/ | $76,000 | -1.3% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| CR | CRANE COequities | $71,000 | +22.4% | 751 | 0.0% | 0.01% | +20.0% | |
| SALT VERDE AZ FCconvertible/ | $79,000 | -2.5% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| ATO | ATMOS ENERGY CORPequities | $71,000 | +2.9% | 720 | 0.0% | 0.01% | 0.0% | |
| IJR | New | I SHARES TR S&P SMALLCAPequities | $79,000 | – | 731 | +100.0% | 0.01% | – |
| CAPL | CROSSAMERICA LPpfds, reits, | $80,000 | +8.1% | 4,300 | 0.0% | 0.01% | 0.0% | |
| AMD | Buy | ADVANCED MICRO DEVICES INCequities | $58,000 | +5.5% | 734 | +22.1% | 0.01% | 0.0% |
| ZTS | Buy | ZOETIS INCequities | $58,000 | +18.4% | 371 | +26.2% | 0.01% | +25.0% |
| NSRGY | NESTLE SAequities | $62,000 | -6.1% | 560 | 0.0% | 0.01% | 0.0% | |
| ROCKWELL COLLINSconvertible/ | $64,000 | -1.5% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| MORGAN STANLEYconvertible/ | $67,000 | -1.5% | 63,000 | 0.0% | 0.01% | -16.7% | ||
| New | HP INC.convertible/ | $62,000 | – | 50,000 | +100.0% | 0.01% | – | |
| HEWLETT PACKARD STEP 22convertible/ | $58,000 | 0.0% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| MQY | BLACKROCK MUNIYIELD QUALITYequities | $59,000 | -3.3% | 3,700 | 0.0% | 0.01% | 0.0% | |
| SALT VERDE AZ FCconvertible/ | $58,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HWM | HOWMET AEROSPACE INCequities | $60,000 | +13.2% | 1,872 | 0.0% | 0.01% | +25.0% | |
| HARRIS CNTY TX METconvertible/ | $58,000 | -1.7% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $59,000 | -1.7% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $64,000 | 0.0% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| BAX | Sell | BAXTER INTLequities | $60,000 | -56.5% | 716 | -58.3% | 0.01% | -54.5% |
| FXH | FIRST TRUST HC ALPHADEX ETFequities | $59,000 | +1.7% | 540 | 0.0% | 0.01% | 0.0% | |
| WD | WALKER & DUNLOP INCequities | $62,000 | +12.7% | 600 | 0.0% | 0.01% | 0.0% | |
| IWO | ISHARES TR RUSSELLequities | $58,000 | +3.6% | 194 | 0.0% | 0.01% | 0.0% | |
| TPRC | Sell | AT&T INC. PFDpfds, reits, | $63,000 | -8.7% | 2,500 | -2.5% | 0.01% | -16.7% |
| New | FIRST TRUST DJ INTERNET ETFequities | $61,000 | – | 278 | +100.0% | 0.01% | – | |
| CO HEALTH FACconvertible/ | $61,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MC DONALDS CORPconvertible/ | $65,000 | 0.0% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| ADSK | AUTODESK INCequities | $64,000 | -8.6% | 230 | 0.0% | 0.01% | -16.7% | |
| PSA | PUBLIC STORAGE INCpfds, reits, | $67,000 | +8.1% | 270 | 0.0% | 0.01% | 0.0% | |
| BIIB | BIOGEN IDEC INCequities | $64,000 | +14.3% | 227 | 0.0% | 0.01% | 0.0% | |
| STOR | Buy | STORE CAPITAL CORPequities | $63,000 | +16.7% | 1,875 | +19.0% | 0.01% | +25.0% |
| METLIFEconvertible/ | $58,000 | -1.7% | 53,000 | 0.0% | 0.01% | 0.0% | ||
| JOHNSON CONTROconvertible/ | $59,000 | -1.7% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| KSU | KANSAS CITY SOUTHERNequities | $62,000 | +29.2% | 236 | 0.0% | 0.01% | +25.0% | |
| ANET | Sell | ARISTA NETWORKS INCequities | $65,000 | -87.3% | 216 | -87.8% | 0.01% | -88.4% |
| BB&T CORPconvertible/ | $64,000 | -1.5% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| N TX TWY AUTHconvertible/ | $66,000 | -1.5% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| YUMC | Sell | YUM CHINA HOLDINGS INCequities | $67,000 | -23.9% | 1,137 | -26.0% | 0.01% | -28.6% |
| CITIGROUP INCconvertible/ | $63,000 | 0.0% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| CTAS | CINTAS CORPequities | $60,000 | -3.2% | 175 | 0.0% | 0.01% | 0.0% | |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $60,000 | -97.6% | 60,000 | -97.6% | 0.01% | -97.6% | |
| AMERICAN EXPRESSconvertible/ | $64,000 | -1.5% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| NOC | NORTHROP GRUNMAN COequities | $66,000 | +6.5% | 203 | 0.0% | 0.01% | 0.0% | |
| New | GENERAL ELECTRICconvertible/ | $63,000 | – | 60,000 | +100.0% | 0.01% | – | |
| FIRSTMERIT CORPconvertible/ | $59,000 | 0.0% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| SNY | SANOFIequities | $59,000 | +1.7% | 1,200 | 0.0% | 0.01% | 0.0% | |
| SALT VERDE AZ FCconvertible/ | $63,000 | -1.6% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WMB | WILLIAMS COS INCequities | $64,000 | +18.5% | 2,689 | 0.0% | 0.01% | +25.0% | |
| STAG | STAG INDUSTRIAL INCpfds, reits, | $60,000 | +7.1% | 1,775 | 0.0% | 0.01% | 0.0% | |
| THE BANK OF NEW YORconvertible/ | $58,000 | -4.9% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| ORACLE CORPconvertible/ | $58,000 | -3.3% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| AMTD | TORONTO DOMINIONequities | $65,000 | +16.1% | 1,000 | 0.0% | 0.01% | 0.0% | |
| NCLH | Buy | NORWEGIAN CRUISE LINEequities | $58,000 | +1833.3% | 2,100 | +2000.0% | 0.01% | – |
| VFC | Buy | VF CORPequities | $66,000 | +3.1% | 831 | +11.4% | 0.01% | 0.0% |
| SPEM | New | SPDR INDEX SHARES EMERG MKT ETFequities | $59,000 | – | 1,350 | +100.0% | 0.01% | – |
| RAYTHEON COconvertible/ | $64,000 | -4.5% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| MIAMI-DADE COUNTY FL REVconvertible/ | $60,000 | -1.6% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| APPLE INC.convertible/ | $58,000 | -3.3% | 53,000 | 0.0% | 0.01% | 0.0% | ||
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $65,000 | +8.3% | 6,035 | 0.0% | 0.01% | 0.0% | |
| PWB | POWERSHARES DYNAMIC LREequities | $49,000 | +2.1% | 715 | 0.0% | 0.00% | 0.0% | |
| MET | METLIFE INCequities | $48,000 | +29.7% | 796 | 0.0% | 0.00% | +33.3% | |
| MIDD | MIDDLEBY CORPequities | $50,000 | +28.2% | 300 | 0.0% | 0.00% | +33.3% | |
| SOUTHERN NATURALconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| MONSANTO COconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| BLK | Buy | BLACKROCK INCequities | $46,000 | +31.4% | 61 | +24.5% | 0.00% | +33.3% |
| MORGAN STANLEYconvertible/ | $55,000 | -1.8% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| WORK | SLACK TECHNOLOGIES INCequities | $45,000 | -2.2% | 1,100 | 0.0% | 0.00% | 0.0% | |
| SPG | New | SIMON PPTY GRPequities | $46,000 | – | 400 | +100.0% | 0.00% | – |
| NJ ST TPK AUTHconvertible/ | $57,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| NY ST TWY AUTH GENconvertible/ | $45,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| NOW | Buy | SERVICE NOW INCequities | $51,000 | -7.3% | 101 | +1.0% | 0.00% | -20.0% |
| BOARDWALK PIPELconvertible/ | $46,000 | -2.1% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| JWN | NORDSTROM INCequities | $45,000 | +21.6% | 1,200 | 0.0% | 0.00% | +33.3% | |
| NORFOLK SOUTHERN CORPconvertible/ | $55,000 | -1.8% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| SEMPRA ENERGYconvertible/ | $48,000 | -2.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| O'REILLY AUTOMOconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| New | OHIO STconvertible/ | $54,000 | – | 50,000 | +100.0% | 0.00% | – | |
| BAM | BROOKFIELD ASSET MANAGEMENT INCequities | $50,000 | +8.7% | 1,113 | 0.0% | 0.00% | 0.0% | |
| OMC | Buy | OMNICOM GROUP INCequities | $45,000 | +309.1% | 601 | +251.5% | 0.00% | +300.0% |
| OMER | Sell | OMEROS CORPequities | $45,000 | -51.6% | 2,540 | -61.2% | 0.00% | -50.0% |
| ON | ON SEMICONDUCTOR CORPequities | $50,000 | +28.2% | 1,198 | 0.0% | 0.00% | +33.3% | |
| OUT | OUTFRONT MEDIA INCpfds, reits, | $46,000 | +12.2% | 2,100 | 0.0% | 0.00% | +33.3% | |
| PSEG POWER LLCconvertible/ | $54,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $53,000 | -3.6% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| PACKAGING CORP Oconvertible/ | $54,000 | -1.8% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| FNDA | Buy | SCHWAB FUND US SC ETFequities | $45,000 | +181.2% | 897 | +147.8% | 0.00% | +300.0% |
| PBA | PEMBINA PIPELINE CORPequities | $52,000 | +20.9% | 1,797 | 0.0% | 0.00% | 0.0% | |
| PENNSYLVANIAconvertible/ | $57,000 | -1.7% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| SCHE | Sell | SCHWAB EMER MKT EQ ETFequities | $56,000 | -15.2% | 1,775 | -17.1% | 0.00% | -20.0% |
| Pima Cn Az Regl Traconvertible/ | $55,000 | -1.8% | 55,000 | 0.0% | 0.00% | -20.0% | ||
| SCHA | Buy | SCHWAB US SC ETFequities | $57,000 | +200.0% | 573 | +169.0% | 0.00% | +100.0% |
| PXD | Buy | PIONEER NATURAL RES COequities | $57,000 | +128.0% | 360 | +65.1% | 0.00% | +100.0% |
| PORT SEATTLE WA REVconvertible/ | $57,000 | -1.7% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| PXSG | POWERSHARES RSSLLl 2000equities | $45,000 | +9.8% | 860 | 0.0% | 0.00% | +33.3% | |
| Buy | HILLSHIRE BRANDconvertible/ | $47,000 | +147.4% | 40,000 | +166.7% | 0.00% | +100.0% | |
| PSTG | PURE STORAGE INCequities | $53,000 | -3.6% | 2,450 | 0.0% | 0.00% | -20.0% | |
| RMD | RESMED INCequities | $49,000 | -7.5% | 250 | 0.0% | 0.00% | 0.0% | |
| ROP | ROPER TECHNOLOGIESequities | $50,000 | -7.4% | 125 | 0.0% | 0.00% | 0.0% | |
| VOD | Sell | VODAFONE GROUP PLCequities | $46,000 | +9.5% | 2,500 | -2.5% | 0.00% | +33.3% |
| CHEVRON CORPORAconvertible/ | $48,000 | -4.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| CCIV | New | Churchill Capital IV Corequities | $47,000 | – | 2,012 | +100.0% | 0.00% | – |
| CFG | New | CITIZENS FINL GROUP 0050equities | $53,000 | – | 1,200 | +100.0% | 0.00% | – |
| COMCAST CORPconvertible/ | $49,000 | -2.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| WOODMOOR CO W/Sconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| CORNING INCconvertible/ | $54,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| CTVA | Sell | CORTEVA INCequities | $46,000 | +17.9% | 993 | -0.8% | 0.00% | +33.3% |
| CRON | Buy | CRONOS GROUP INCequities | $57,000 | +78.1% | 5,975 | +29.9% | 0.00% | +33.3% |
| AMPHENOL CORPconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| DFS | DISCOVER FINANCIAL SVCSequities | $51,000 | +6.2% | 533 | 0.0% | 0.00% | 0.0% | |
| VDE | New | VANGUARD ENERGYunit trusts | $48,000 | – | 700 | +100.0% | 0.00% | – |
| DOVER CORPconvertible/ | $50,000 | -7.4% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| MGV | New | Vanguard Mega Cap Valueequities | $48,000 | – | 500 | +100.0% | 0.00% | – |
| EATON VANCE CORconvertible/ | $53,000 | -1.9% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| ARI | APOLLO COMM REAL ESTATE FINANCE INCpfds, reits, | $47,000 | +23.7% | 3,400 | 0.0% | 0.00% | +33.3% | |
| New | AT&T INC.convertible/ | $50,000 | – | 40,000 | +100.0% | 0.00% | – | |
| ELS | EQUITY LIFESTYLE PPTpfds, reits, | $45,000 | +2.3% | 700 | 0.0% | 0.00% | 0.0% | |
| EVERGY, INC.convertible/ | $52,000 | -1.9% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| ES | Buy | EVERSOURCE ENERGYequities | $48,000 | +6.7% | 551 | +7.0% | 0.00% | 0.0% |
| ADM | Buy | ARCHER DANIELS MIDLAND COequities | $49,000 | +32.4% | 852 | +14.8% | 0.00% | +33.3% |
| EXPRESS SCRIPTS HOLDINGS COconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| ACTIVISION BLIZZAconvertible/ | $55,000 | -3.5% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| TRTN | New | TRITON INTL LTDequities | $55,000 | – | 1,000 | +100.0% | 0.00% | – |
| UNION PACIFIC CORPconvertible/ | $55,000 | -3.5% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| Az St Transn Brdconvertible/ | $55,000 | -1.8% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| GAIN | New | Gladstone Investmentequities | $49,000 | – | 4,000 | +100.0% | 0.00% | – |
| GOLDCORP INC.convertible/ | $45,000 | 0.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| WHIRLPOOL CORPconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| GPMT | GRANITE POINT MORTGApfds, reits, | $49,000 | +19.5% | 4,124 | 0.0% | 0.00% | +33.3% | |
| ASPEN INSURANCEconvertible/ | $54,000 | +1.9% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| HSBC HOLDINGSconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| HSBC HOLDINGS PLCconvertible/ | $47,000 | 0.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| ATRO | New | ASTRONICS CORPequities | $54,000 | – | 3,000 | +100.0% | 0.00% | – |
| HARRIS CN TX CULT EDconvertible/ | $57,000 | -1.7% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| TT | TRANEequities | $49,000 | +14.0% | 298 | 0.0% | 0.00% | 0.0% | |
| HTGC | New | HERCULES TECH GROWTH CAP INCequities | $48,000 | – | 3,000 | +100.0% | 0.00% | – |
| New | TOTAL SAequities | $47,000 | – | 1,000 | +100.0% | 0.00% | – | |
| WESTLAKE CHEMICALconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| AFL | AFLAC INCequities | $50,000 | +13.6% | 980 | 0.0% | 0.00% | 0.0% | |
| Ingersoll-Randconvertible/ | $54,000 | -1.8% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| INSM | INSMED INC 00500equities | $51,000 | +2.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| IIPR | Buy | Innovative Industrial Prequities | $45,000 | +1025.0% | 250 | +1150.0% | 0.00% | – |
| VMO | Invesco Muni Opportunityequities | $53,000 | +3.9% | 4,000 | 0.0% | 0.00% | 0.0% | |
| RSP | Sell | INVESCO S&P 500 EQUALlequities | $50,000 | -16.7% | 355 | -24.6% | 0.00% | -20.0% |
| IWP | ISHARES RUSSELL MC GWTH ETFequities | $57,000 | 0.0% | 560 | 0.0% | 0.00% | -20.0% | |
| IWD | Sell | ISHARES RUSSELL 1000 VALequities | $46,000 | -31.3% | 303 | -38.3% | 0.00% | -33.3% |
| JOHNSON CONTROLSconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| KKR | KKR & CO LPpfds, reits, | $55,000 | +19.6% | 1,132 | 0.0% | 0.00% | 0.0% | |
| KEY | KEYCORP INCequities | $51,000 | +21.4% | 2,566 | 0.0% | 0.00% | +33.3% | |
| WAL | WESTERN ALLIANCE BANCORPequities | $57,000 | +58.3% | 600 | 0.0% | 0.00% | +33.3% | |
| LRCX | LAM RESEARCH CORPORATIONequities | $57,000 | +26.7% | 96 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICAconvertible/ | $49,000 | -2.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| LENNOX INTERNTNL INconvertible/ | $48,000 | +2.1% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| GLD | Buy | SPDR GOLD SHARES ETFequities | $52,000 | -8.8% | 327 | +2.2% | 0.00% | -20.0% |
| MRNA | Sell | MDRNAequities | $45,000 | +15.4% | 340 | -8.4% | 0.00% | +33.3% |
| Marana Az Excise Taconvertible/ | $53,000 | -1.9% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| BANK NEW YORK MEL VAR 23convertible/ | $56,000 | -1.8% | 55,000 | 0.0% | 0.00% | -20.0% | ||
| PHYS | New | SPROTT PHYSICAL GOLD ETVequities | $50,000 | – | 3,700 | +100.0% | 0.00% | – |
| MARKEL CORPconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| New | XCEL ENERGY INC.convertible/ | $50,000 | – | 40,000 | +100.0% | 0.00% | – | |
| SOUTHWEST GAS Hconvertible/ | $54,000 | -1.8% | 53,000 | 0.0% | 0.00% | -20.0% | ||
| BBBY | BED BATH & BEYOND INCequities | $55,000 | +61.8% | 1,900 | 0.0% | 0.00% | +33.3% | |
| CPRT | COPART INCequities | $33,000 | -13.2% | 300 | 0.0% | 0.00% | 0.0% | |
| BHC | BAUSCH HEALTH COS INCequities | $33,000 | +57.1% | 1,025 | 0.0% | 0.00% | +50.0% | |
| WI ST AAAAconvertible/ | $42,000 | -2.3% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| EVA | New | Enviva Partners Lp Lppfds, reits, | $36,000 | – | 754 | +100.0% | 0.00% | – |
| New | NEWMONT GOLDCORPconvertible/ | $35,000 | – | 25,000 | +100.0% | 0.00% | – | |
| VEA | Sell | VANGUARD MSCI EAFE ETFequities | $38,000 | -74.1% | 769 | -75.3% | 0.00% | -75.0% |
| GOLDMAN SACHS GROUPconvertible/ | $42,000 | -2.3% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| A | Buy | AGILENT TECHNOLOGIES INCequities | $40,000 | +8.1% | 317 | +0.3% | 0.00% | 0.0% |
| VSS | VANGUARD FTSE ETFequities | $32,000 | +6.7% | 250 | 0.0% | 0.00% | +50.0% | |
| VCR | VANGUARD CONSUMERequities | $44,000 | +7.3% | 150 | 0.0% | 0.00% | 0.0% | |
| ANTM | ANTHEM INCequities | $36,000 | +12.5% | 100 | 0.0% | 0.00% | 0.0% | |
| DCI | DONALDSON COequities | $41,000 | +5.1% | 700 | 0.0% | 0.00% | 0.0% | |
| GWW | Buy | WW GRAINGER INCequities | $33,000 | +153.8% | 83 | +151.5% | 0.00% | +200.0% |
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $32,000 | +3.2% | 150 | 0.0% | 0.00% | 0.0% | |
| ABBOTT LABORATORIconvertible/ | $38,000 | -2.6% | 36,000 | 0.0% | 0.00% | 0.0% | ||
| New | HALLIBURTON COconvertible/ | $42,000 | – | 30,000 | +100.0% | 0.00% | – | |
| TRP | Buy | TC ENERGY CORPequities | $35,000 | +337.5% | 760 | +280.0% | 0.00% | +200.0% |
| New | H. J. HEINZ FINconvertible/ | $32,000 | – | 25,000 | +100.0% | 0.00% | – | |
| FAIRFAX FINL HOLconvertible/ | $44,000 | +2.3% | 35,000 | 0.0% | 0.00% | -25.0% | ||
| CONSOLIDATED EDISONconvertible/ | $44,000 | -4.3% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| AWR | AMERICAN STATES WTRequities | $38,000 | -5.0% | 500 | 0.0% | 0.00% | 0.0% | |
| MET TRAN AUTH NYconvertible/ | $43,000 | -2.3% | 35,000 | 0.0% | 0.00% | -25.0% | ||
| MRVL | Buy | MARVELL TECH GRP LTDequities | $43,000 | +138.9% | 880 | +131.6% | 0.00% | +200.0% |
| Buy | COMCAST CORPORAconvertible/ | $38,000 | +245.5% | 35,000 | +250.0% | 0.00% | +200.0% | |
| New | VIACOM INCconvertible/ | $36,000 | – | 30,000 | +100.0% | 0.00% | – | |
| BBN | BLACKROCK TAXABLE MUNI BOND TRUSTequities | $37,000 | -7.5% | 1,500 | 0.0% | 0.00% | 0.0% | |
| AUTOMATIC DATAconvertible/ | $39,000 | 0.0% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| XPEV | Xpeng Inc Adrequities | $37,000 | -14.0% | 1,000 | 0.0% | 0.00% | -25.0% | |
| CTXS | CITRIX SYSTEMS INCequities | $44,000 | +7.3% | 312 | 0.0% | 0.00% | 0.0% | |
| AVB | AVALONBAY COMMUNITIES INCpfds, reits, | $37,000 | +15.6% | 200 | 0.0% | 0.00% | 0.0% | |
| VA ST PUB BLDG AUTHconvertible/ | $32,000 | -3.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CNK | CINEMARK HOLDINGS INCequities | $41,000 | +17.1% | 2,000 | 0.0% | 0.00% | 0.0% | |
| LNG | CHENIERE ENERGY INCequities | $35,000 | +20.7% | 486 | 0.0% | 0.00% | +50.0% | |
| ISRG | Sell | INTUITIVE SURGICALequities | $35,000 | -91.6% | 47 | -90.8% | 0.00% | -91.4% |
| AXP | Buy | AMERICAN EXPRESS COequities | $41,000 | +36.7% | 288 | +16.1% | 0.00% | +50.0% |
| CHARTER COMMUNICATIONSconvertible/ | $44,000 | -4.3% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| NHI | Buy | Ntnl Health Invepfds, reits, | $36,000 | +414.3% | 500 | +400.0% | 0.00% | +200.0% |
| New | CELGENE CORPconvertible/ | $32,000 | – | 25,000 | +100.0% | 0.00% | – | |
| CCL | Buy | CARNIVAL CORPequities | $37,000 | +311.1% | 1,402 | +248.8% | 0.00% | +200.0% |
| AKBA | Buy | AKEBIA THERAPEUTICSequities | $44,000 | +1366.7% | 13,100 | +1210.0% | 0.00% | – |
| RGLD | ROYAL GOLD INCequities | $43,000 | 0.0% | 402 | 0.0% | 0.00% | -25.0% | |
| AMERICAN AIRLINconvertible/ | $44,000 | +4.8% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| SBI | New | Western Asset Intermediaequities | $40,000 | – | 4,280 | +100.0% | 0.00% | – |
| CPT | CAMDEN PROPERTY TRUSTequities | $44,000 | +10.0% | 400 | 0.0% | 0.00% | 0.0% | |
| MSPRL | MORGAN STANLEY PFDpfds, reits, | $32,000 | 0.0% | 1,200 | 0.0% | 0.00% | 0.0% | |
| New | SAFEWAY INCconvertible/ | $35,000 | – | 30,000 | +100.0% | 0.00% | – | |
| REPUBLIC SERVICESconvertible/ | $32,000 | -3.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| MUB | New | ISHARES NATL MUNI BDequities | $35,000 | – | 301 | +100.0% | 0.00% | – |
| REM | ISHARES MORTGAGE REALequities | $39,000 | +11.4% | 1,094 | 0.0% | 0.00% | 0.0% | |
| SHV | ISHARES SHORT TREASURYequities | $42,000 | 0.0% | 380 | 0.0% | 0.00% | 0.0% | |
| PFF | Sell | ISHARES S&P PRD STK ETFequities | $36,000 | -54.4% | 950 | -53.7% | 0.00% | -57.1% |
| SALT VERDE AZ FCconvertible/ | $39,000 | 0.0% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| SAP | Sell | SAP SE (ADR)equities | $36,000 | -25.0% | 294 | -19.9% | 0.00% | -25.0% |
| JPMORGAN CHASE &convertible/ | $33,000 | -2.9% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| PSR | POWERSHARES ACTIVE US RE ETFequities | $39,000 | +8.3% | 417 | 0.0% | 0.00% | 0.0% | |
| JCI | JOHNSON CONTROLS INCequities | $33,000 | +26.9% | 560 | 0.0% | 0.00% | +50.0% | |
| PINAL CN AZ ELECconvertible/ | $40,000 | -2.4% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| PTY | PIMCO CORPORATE OPPTY FUNDequities | $37,000 | +2.8% | 2,000 | 0.0% | 0.00% | 0.0% | |
| New | Pima Cn Az Usd #1convertible/ | $42,000 | – | 40,000 | +100.0% | 0.00% | – | |
| PFIZER INCconvertible/ | $42,000 | -2.3% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| New | THE KROEGER CO.convertible/ | $34,000 | – | 30,000 | +100.0% | 0.00% | – | |
| WFCPRR | Sell | WELLS FARGO & CO PFDpfds, reits, | $38,000 | -22.4% | 1,316 | -21.3% | 0.00% | -25.0% |
| MORGAN STANLEYconvertible/ | $44,000 | -4.3% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| SUME | SUMMER ENERGY HLDG INCequities | $32,000 | -17.9% | 35,218 | 0.0% | 0.00% | 0.0% | |
| PENNSBURY PA SDconvertible/ | $32,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| PH | Sell | PARKER-HANNIFIN CORPequities | $39,000 | -64.9% | 124 | -69.5% | 0.00% | -66.7% |
| New | SOUTHERN COPPERconvertible/ | $36,000 | – | 30,000 | +100.0% | 0.00% | – | |
| LVS | LAS VEGAS SANDSequities | $34,000 | +3.0% | 555 | 0.0% | 0.00% | 0.0% | |
| PAAS | PAN AMERICAN SILVER CPequities | $36,000 | -12.2% | 1,200 | 0.0% | 0.00% | 0.0% | |
| SPH | SUBURBAN PROPANE PRT LPpfds, reits, | $32,000 | 0.0% | 2,168 | 0.0% | 0.00% | 0.0% | |
| New | VERIZON PENNSYLVANIconvertible/ | $40,000 | – | 35,000 | +100.0% | 0.00% | – | |
| BATRK | LIBERTY MEDIA CORPequities | $33,000 | +10.0% | 1,200 | 0.0% | 0.00% | +50.0% | |
| PNC FINANCIAL SRVconvertible/ | $33,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| New | HOWMET AEROSPACEconvertible/ | $34,000 | – | 30,000 | +100.0% | 0.00% | – | |
| ORANGE CN FL S/T REVconvertible/ | $41,000 | -2.4% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| Yuma Arizona Municiconvertible/ | $42,000 | -2.3% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| OKTA | OKTA INCequities | $44,000 | -13.7% | 200 | 0.0% | 0.00% | -25.0% | |
| SGEN | SEATTLE GENETICS INCequities | $35,000 | -20.5% | 250 | 0.0% | 0.00% | -25.0% | |
| MDU | Sell | MDU RESOURCES GROUP INCequities | $35,000 | -5.4% | 1,100 | -21.4% | 0.00% | 0.0% |
| XLV | HEALTHCARE SELECT SECTOR SPDR FDequities | $36,000 | +2.9% | 312 | 0.0% | 0.00% | 0.0% | |
| XLK | TECH SELECT SECTOR SPDR FDequities | $42,000 | +2.4% | 313 | 0.0% | 0.00% | 0.0% | |
| Nthrn Ariz Univconvertible/ | $32,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | MICROSOFT CORPconvertible/ | $36,000 | -23.4% | 35,000 | -22.2% | 0.00% | -25.0% | |
| BMRN | BIOMARIN PHARMA INCequities | $35,000 | -12.5% | 460 | 0.0% | 0.00% | 0.0% | |
| New | SHELL INTERNTNLconvertible/ | $35,000 | – | 32,000 | +100.0% | 0.00% | – | |
| NEEPRK | Buy | NEXTERA ENERGY PFDpfds, reits, | $35,000 | +45.8% | 1,375 | +52.8% | 0.00% | +50.0% |
| New | BARCLAYS PLCequities | $34,000 | – | 3,310 | +100.0% | 0.00% | – | |
| AZ BD REGENTS UNIVconvertible/ | $34,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| FL ST B/E PUB EDconvertible/ | $42,000 | -2.3% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| FORD MOTOR COconvertible/ | $41,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| FNF | FIDELITY NATL FINL INCequities | $37,000 | +5.7% | 900 | 0.0% | 0.00% | 0.0% | |
| Buy | VERIZON COMMUNICATIONS INCconvertible/ | $34,000 | +161.5% | 27,000 | +170.0% | 0.00% | +200.0% | |
| Buy | FEDERAL NTNL MORTGAGconvertible/ | $32,000 | +433.3% | 31,000 | +416.7% | 0.00% | – | |
| UMH | UMH PROP Inc.pfds, reits, | $38,000 | +26.7% | 2,000 | 0.0% | 0.00% | +50.0% | |
| GD | Buy | GENERAL DYNAMICS CORPequities | $44,000 | +25.7% | 244 | +4.7% | 0.00% | 0.0% |
| AUSTIN TX CODconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| HMC | HONDA MOTORequities | $21,000 | +5.0% | 700 | 0.0% | 0.00% | 0.0% | |
| VERIZON NEW YORKconvertible/ | $20,000 | -4.8% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| New | HOUSTON TX UTIL SYSconvertible/ | $23,000 | – | 20,000 | +100.0% | 0.00% | – | |
| BROWN & BROWN INCconvertible/ | $29,000 | 0.0% | 26,000 | 0.0% | 0.00% | 0.0% | ||
| FIFTH THIRD BANCO VARconvertible/ | $25,000 | +4.2% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| TOLL BROTHERS INCconvertible/ | $23,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VRSK | Buy | VERISK ANALYTICS INCequities | $20,000 | +33.3% | 116 | +61.1% | 0.00% | +100.0% |
| BEPC | BROOKFIELD RENEWABLE CORPequities | $29,000 | -19.4% | 611 | 0.0% | 0.00% | -33.3% | |
| HUTCHINSON MN PURconvertible/ | $28,000 | -3.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| VRTX | Sell | VERTEX PHARMA INCequities | $21,000 | -12.5% | 98 | -4.9% | 0.00% | 0.0% |
| HYATT HOTELS CORPconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | COMCASE CORPORATIconvertible/ | $29,000 | +26.1% | 27,000 | +35.0% | 0.00% | 0.0% | |
| New | ORACLE CORPconvertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $30,000 | -3.2% | 380 | 0.0% | 0.00% | -33.3% | |
| New | FHLBconvertible/ | $28,000 | – | 25,000 | +100.0% | 0.00% | – | |
| Buy | THE WESTERN UNIONconvertible/ | $28,000 | +133.3% | 23,000 | +130.0% | 0.00% | +100.0% | |
| COCA-COLA COconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | VIACOM INCconvertible/ | $29,000 | +222.2% | 21,000 | +250.0% | 0.00% | +100.0% | |
| MARRIOTT INTL INCconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| THE CLOROX COconvertible/ | $28,000 | -3.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| NM ST HOSPconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AT&T INC.convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CIOPRA | CITY OFFICEpfds, reits, | $23,000 | -4.2% | 885 | 0.0% | 0.00% | 0.0% | |
| New | FREEPORT-MCMORANconvertible/ | $27,000 | – | 25,000 | +100.0% | 0.00% | – | |
| BACPRN | BANK OF AMERICA PFDpfds, reits, | $21,000 | 0.0% | 779 | 0.0% | 0.00% | 0.0% | |
| INNERGEX RENEWABLEequities | $23,000 | -17.9% | 1,314 | 0.0% | 0.00% | 0.0% | ||
| New | OH ST TPK COMMconvertible/ | $25,000 | – | 20,000 | +100.0% | 0.00% | – | |
| BLX | Sell | BANCO LATINOAMERICANO DE COMERCIO EXTERIOR SAequities | $23,000 | -28.1% | 1,500 | -25.0% | 0.00% | -33.3% |
| INTEL CORPconvertible/ | $21,000 | -4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| OH ST INFRA PROJconvertible/ | $24,000 | -4.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| LKNCY | Sell | LUCKIN COFFEE INCequities | $22,000 | 0.0% | 2,550 | -1.9% | 0.00% | 0.0% |
| BK | Buy | BANK OF NY MELLON CORPequities | $21,000 | +23.5% | 440 | +10.0% | 0.00% | +100.0% |
| New | CITIGROUP INCconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | U.S. BANCORPconvertible/ | $25,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | DUKE ENERGY OHIO,convertible/ | $24,000 | – | 20,000 | +100.0% | 0.00% | – | |
| IBM CORPconvertible/ | $25,000 | -3.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | AVERY DENNISON CORPconvertible/ | $25,000 | – | 20,000 | +100.0% | 0.00% | – | |
| IP | Sell | INTL PAPER COequities | $22,000 | -68.6% | 412 | -70.8% | 0.00% | -66.7% |
| AMERICAN EXPRESS COconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CB | Sell | CHUBB CORPequities | $28,000 | 0.0% | 176 | -3.8% | 0.00% | 0.0% |
| YETI | YETI HOLDINGS INCORPORATequities | $23,000 | +4.5% | 325 | 0.0% | 0.00% | 0.0% | |
| SPPP | New | SPROTT PHYSICAL PLATINUMequities | $21,000 | – | 1,130 | +100.0% | 0.00% | – |
| NTR | NUTRIEN LTDequities | $25,000 | +13.6% | 456 | 0.0% | 0.00% | 0.0% | |
| UL | Sell | UNILEVERequities | $31,000 | -20.5% | 562 | -12.3% | 0.00% | -33.3% |
| MODN | MODEL N INCequities | $26,000 | -3.7% | 750 | 0.0% | 0.00% | 0.0% | |
| NTAP | NETAPP INCequities | $22,000 | +10.0% | 300 | 0.0% | 0.00% | 0.0% | |
| CNC | CENTENE CORPequities | $22,000 | +4.8% | 350 | 0.0% | 0.00% | 0.0% | |
| NXP | Nuveen Select Tax-Free Iequities | $21,000 | 0.0% | 1,200 | 0.0% | 0.00% | 0.0% | |
| UI | UBIQUITI INCequities | $21,000 | +10.5% | 70 | 0.0% | 0.00% | 0.0% | |
| CE | CELANESE CORPequities | $30,000 | +15.4% | 200 | 0.0% | 0.00% | 0.0% | |
| Sell | NUANCE COMM INCconvertible/ | $28,000 | -97.9% | 15,000 | -97.9% | 0.00% | -98.2% | |
| TTD | Buy | THE TRADE DESK INCequities | $27,000 | -15.6% | 41 | +2.5% | 0.00% | -33.3% |
| NVTA | INVITAE CORPequities | $27,000 | -6.9% | 700 | 0.0% | 0.00% | 0.0% | |
| KMX | CARMAX INCequities | $27,000 | +42.1% | 200 | 0.0% | 0.00% | 0.0% | |
| CTRE | New | CARETRUST REIT INCpfds, reits, | $23,000 | – | 1,000 | +100.0% | 0.00% | – |
| CARDINAL HEALTH INCconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | IA ST SPL OBLIGconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| AKAM | AKAMIA TECHNOLOGIES INCequities | $31,000 | 0.0% | 300 | 0.0% | 0.00% | -33.3% | |
| COFPRG | Buy | CCAPITAL ONE FC PFDpfds, reits, | $31,000 | +14.8% | 1,200 | +20.0% | 0.00% | 0.0% |
| CGC | CANOPY GROWTH CORPequities | $23,000 | +27.8% | 723 | 0.0% | 0.00% | +100.0% | |
| New | US TREASURYconvertible/ | $28,000 | – | 25,000 | +100.0% | 0.00% | – | |
| WALGREENS BOOTS ALLIconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ALAMEDA CORRIDORconvertible/ | $23,000 | -4.2% | 19,000 | 0.0% | 0.00% | 0.0% | ||
| CSIQ | Canadian Solar Incequities | $20,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| SRE | SEMPRA ENERGYequities | $22,000 | +4.8% | 165 | 0.0% | 0.00% | 0.0% | |
| TEXAS STATE B7convertible/ | $21,000 | -4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NORTHERN ARIZONA UNconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GWX | New | SPDR S&P INTERNATIONALequities | $24,000 | – | 635 | +100.0% | 0.00% | – |
| PSLV | New | SPROTT PHYS SILVER TRequities | $28,000 | – | 3,200 | +100.0% | 0.00% | – |
| MARRIOTT INTL INCconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CANADIAN APT PPTYSpfds, reits, | $26,000 | +8.3% | 600 | 0.0% | 0.00% | 0.0% | ||
| PUKPRA | PRUDENTIAL PLC PFDpfds, reits, | $26,000 | -3.7% | 945 | 0.0% | 0.00% | 0.0% | |
| RHHBY | Buy | ROCHE HLDG LTD SPON ADRFequities | $28,000 | 0.0% | 696 | +7.9% | 0.00% | 0.0% |
| NDSN | NORDSON CORPequities | $30,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| OPPPRA | New | Rivernorth C Pfdpfds, reits, | $20,000 | – | 800 | +100.0% | 0.00% | – |
| AAL | AMERICAN AIRLINES GROUP INCequities | $20,000 | +53.8% | 831 | 0.0% | 0.00% | +100.0% | |
| KRE | SPDR S&P REGIONAL BANK ETFequities | $27,000 | +28.6% | 400 | 0.0% | 0.00% | 0.0% | |
| MLFNF | MAPLE LEAF FOODSequities | $28,000 | 0.0% | 1,240 | 0.0% | 0.00% | 0.0% | |
| IMCB | ISHARES MORNINGSTAR MC ETFequities | $28,000 | +7.7% | 110 | 0.0% | 0.00% | 0.0% | |
| MFC | MANULIFE FINANCIAL CORPequities | $22,000 | +22.2% | 1,000 | 0.0% | 0.00% | +100.0% | |
| WASHINGTON COUNTY Oconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | SOUTHERN POWER Cconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| TCBIP | TEXAS CAPITALpfds, reits, | $24,000 | 0.0% | 950 | 0.0% | 0.00% | 0.0% | |
| GTHX | New | G ONE THERAPEUTICS INCequities | $24,000 | – | 1,000 | +100.0% | 0.00% | – |
| GENERAL ELECTRIC VAR PFDconvertible/ | $24,000 | +4.3% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| NOK | New | NOKIA CORPequities | $24,000 | – | 6,000 | +100.0% | 0.00% | – |
| FSLY | FASTLY INCequities | $27,000 | -22.9% | 400 | 0.0% | 0.00% | -33.3% | |
| ITB | ISHARES US HOME CONSTRUCTIONequities | $20,000 | +17.6% | 300 | 0.0% | 0.00% | +100.0% | |
| CCMP | CABOT MICROELECTRONICS CORPequities | $26,000 | +18.2% | 148 | 0.0% | 0.00% | 0.0% | |
| TEX | TEREX CORPequities | $22,000 | +29.4% | 487 | 0.0% | 0.00% | +100.0% | |
| RPM INTERNTNL INconvertible/ | $27,000 | -3.6% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| RLI | RLI CORPequities | $23,000 | +9.5% | 203 | 0.0% | 0.00% | 0.0% | |
| USMV | ISHARES MSCI USA MIN VOLequities | $24,000 | +4.3% | 341 | 0.0% | 0.00% | 0.0% | |
| CBT | CABOT CORPequities | $24,000 | +20.0% | 456 | 0.0% | 0.00% | 0.0% | |
| QUALCOMM INCconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| SANTA FE CN NMconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | FEDERAL NTNL MOconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| BIDU | BAIDU INCequities | $22,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| New | PUBLIC SERVICE Econvertible/ | $20,000 | – | 16,000 | +100.0% | 0.00% | – | |
| AMX | AMERICA MOVIL SAB DE CVequities | $26,000 | -3.7% | 1,891 | 0.0% | 0.00% | 0.0% | |
| PRLB | PROTO LABS INCequities | $24,000 | -22.6% | 200 | 0.0% | 0.00% | -33.3% | |
| New | PROSPECT CAPITALconvertible/ | $23,000 | – | 25,000 | +100.0% | 0.00% | – | |
| MARICOPA AZ HOSPconvertible/ | $28,000 | -3.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | THE PROCTER & GAconvertible/ | $22,000 | – | 18,000 | +100.0% | 0.00% | – | |
| SPLV | POWERSHARES S&P500 LOW VOL ETFequities | $22,000 | 0.0% | 384 | 0.0% | 0.00% | 0.0% | |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DJP | BRCLYS BK IPATH BLOOMequities | $28,000 | +7.7% | 1,182 | 0.0% | 0.00% | 0.0% | |
| PLANO TEXAS INDEconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| JOHNSON & JOHNSONconvertible/ | $29,000 | -3.3% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GPS | GAPequities | $28,000 | +47.4% | 935 | 0.0% | 0.00% | 0.0% | |
| SCCO | SOUTHERN COPPER CORPequities | $20,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| PAA | PLAINS ALL AMERN PPLN LPpfds, reits, | $24,000 | +14.3% | 2,584 | 0.0% | 0.00% | 0.0% | |
| New | JOHNSON CONTROLconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | BAKER HUGHES HOLconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | PITNEY BOWES INCconvertible/ | $20,000 | – | 22,000 | +100.0% | 0.00% | – | |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PBIPRB | New | Pitney Bowes Inc Pfdpfds, reits, | $20,000 | – | 800 | +100.0% | 0.00% | – |
| PINS | Buy | PINTEREST INCequities | $20,000 | +185.7% | 275 | +161.9% | 0.00% | +100.0% |
| Pinal Cn Azconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Pinal Cn Az Ccdconvertible/ | $29,000 | -3.3% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GOLD | Buy | BARRICK GOLD CORPequities | $28,000 | +86.7% | 1,410 | +110.4% | 0.00% | +100.0% |
| STPZ | Sell | PIMCO 1-5 YR US TIPS ETFequities | $24,000 | -22.6% | 445 | -21.9% | 0.00% | -33.3% |
| BERKSHIRE HATHAconvertible/ | $29,000 | -3.3% | 27,000 | 0.0% | 0.00% | 0.0% | ||
| FISV | Buy | FISERV INCequities | $29,000 | +107.1% | 246 | +100.0% | 0.00% | +100.0% |
| PCN | PIMCO CORP INCOME CFequities | $21,000 | 0.0% | 1,200 | 0.0% | 0.00% | 0.0% | |
| New | PIMA CN AZ SWRconvertible/ | $23,000 | – | 20,000 | +100.0% | 0.00% | – | |
| KS ST DEV FA REVconvertible/ | $27,000 | -3.6% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| TDIV | FIRST TR NASDAQ TECH DIVequities | $25,000 | +8.7% | 470 | 0.0% | 0.00% | 0.0% | |
| SUNTRUST PREFERRE VARconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MA ST TRANS FDconvertible/ | $28,000 | -3.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | CBOA FINANCIAL INCequities | $31,000 | – | 12,000 | +100.0% | 0.00% | – | |
| Phoenix Az Cvc Impconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CI | Sell | CIGNA CORPequities | $22,000 | +4.8% | 89 | -13.6% | 0.00% | 0.0% |
| Phoenix Az Wtrconvertible/ | $26,000 | -3.7% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| KING CNTY WA SDconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CHSCL | CHS INCpfds, reits, | $20,000 | -4.8% | 700 | 0.0% | 0.00% | 0.0% | |
| SUN | SUNOCO LPpfds, reits, | $20,000 | +11.1% | 629 | 0.0% | 0.00% | +100.0% | |
| PHOENIX AZconvertible/ | $23,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PHILIP MORRIS INTconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| FBZ | FIRST TRUST BRAZIL ALPHADEXequities | $25,000 | -7.4% | 2,000 | 0.0% | 0.00% | 0.0% | |
| New | KOHL'S CORPconvertible/ | $28,000 | – | 25,000 | +100.0% | 0.00% | – | |
| SLF | New | SUN LIFE FINANCIAL INCequities | $25,000 | – | 500 | +100.0% | 0.00% | – |
| New | PETROBLAS GLOBAconvertible/ | $28,000 | – | 25,000 | +100.0% | 0.00% | – | |
| KR | KROGER COequities | $25,000 | +13.6% | 706 | 0.0% | 0.00% | 0.0% | |
| New | HOWMET AEROSPACEconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| GARDEN GROVE CAconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MTZ | MASTEC INCequities | $28,000 | +40.0% | 300 | 0.0% | 0.00% | 0.0% | |
| LHX | L3HARRIS TECHNOLOGIES INequities | $23,000 | +4.5% | 115 | 0.0% | 0.00% | 0.0% | |
| Az Bd Regents Univconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| PMTPRA | PENNYMAC MORpfds, reits, | $23,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| BNSF, LLCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AMLP | ALERIAN MLP ETFequities | $22,000 | +15.8% | 733 | 0.0% | 0.00% | 0.0% | |
| CIBR | FIRST TRUST NASDAQequities | $21,000 | -4.5% | 500 | 0.0% | 0.00% | 0.0% | |
| LMRK | LANDMARK INFRASTRUCTURE LPpfds, reits, | $24,000 | +14.3% | 2,000 | 0.0% | 0.00% | 0.0% | |
| FVD | New | FIRST TRUST VAL LINE DIV IDX FDequities | $21,000 | – | 546 | +100.0% | 0.00% | – |
| UNITEDHEALTH GRconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| LSTR | LANDSTAR SYSTEM INCequities | $31,000 | +19.2% | 190 | 0.0% | 0.00% | 0.0% | |
| PENN | Sell | PENN NATIONAL GAMINGequities | $21,000 | +16.7% | 200 | -4.8% | 0.00% | +100.0% |
| ARCC | Sell | ARES CAP CORPequities | $24,000 | -11.1% | 1,295 | -18.4% | 0.00% | 0.0% |
| New | UNVL HEALTH RLTY INC TRpfds, reits, | $27,000 | – | 395 | +100.0% | 0.00% | – | |
| AZ SCH FAC BRD COPconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| UHS | UNIVERSAL HLTH SVCS CL Bequities | $21,000 | -4.5% | 160 | 0.0% | 0.00% | 0.0% | |
| New | ARCHER-DANIELS-convertible/ | $22,000 | – | 17,000 | +100.0% | 0.00% | – | |
| EVERSOURCE ENERGconvertible/ | $23,000 | -4.2% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | FLORIDA ST BOARD EDconvertible/ | $24,000 | – | 20,000 | +100.0% | 0.00% | – | |
| UNIV AZ MED CTRconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | UNIV TXconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| FORD HLDG LLCconvertible/ | $20,000 | +5.3% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| QCLN | FIRST TST NASDAQ CLEANequities | $24,000 | 0.0% | 348 | 0.0% | 0.00% | 0.0% | |
| GILEAD SCIENCESconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| VALERO ENERGY CORPconvertible/ | $30,000 | -3.2% | 28,000 | 0.0% | 0.00% | -33.3% | ||
| GOODM | GLADSTONE COML Cpfds, reits, | $23,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| LAS VEGAS VY NV WTRconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ATVI | ACTIVISION BLIZZARD INCequities | $25,000 | 0.0% | 271 | 0.0% | 0.00% | 0.0% | |
| New | Glaxosmithkline Cconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| APPLE INCconvertible/ | $27,000 | -3.6% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Glendale Az Uhsd 20convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| THE VALSPAR CORPconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| ANGL | VANECK VECTORS FALLENequities | $22,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| AETNA INCconvertible/ | $26,000 | -3.7% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GMRE | GLOBAL MEDICAL REIT INCpfds, reits, | $26,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| LIT | Buy | GLOBAL X LITHIUM BATTERYequities | $31,000 | +24.0% | 535 | +33.8% | 0.00% | 0.0% |
| WISCONSIN STATE AAAconvertible/ | $26,000 | -3.7% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | NESTLE SA ORDequities | $22,000 | +4.8% | 197 | +13.2% | 0.00% | 0.0% | |
| FORD MOTOR COconvertible/ | $23,000 | -4.2% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NEWELL BRANDS INCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $23,000 | -8.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $29,000 | -6.5% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| WI ST CLEAN WTRconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| PANW | PALO ALTO NETWORKSequities | $27,000 | -10.0% | 85 | 0.0% | 0.00% | 0.0% | |
| GOLDMAN SACHS GROUPconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICA CORconvertible/ | $27,000 | -3.6% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | THE GOLDMAN SACHSconvertible/ | $30,000 | – | 25,000 | +100.0% | 0.00% | – | |
| FORD MOTOR COMPconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WI ST TRANSconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CHUBB CORPconvertible/ | $21,000 | -4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | THE GOLDMAN SACHS Gconvertible/ | $25,000 | – | 25,000 | +100.0% | 0.00% | – | |
| DD | Sell | DUPONT DE NEMOURS INCequities | $29,000 | +3.6% | 378 | -2.6% | 0.00% | 0.0% |
| PNC BANK (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DR PEPPER SNAPPLconvertible/ | $22,000 | -4.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INCequities | $28,000 | -63.2% | 175 | -64.6% | 0.00% | -66.7% |
| GENERAL ELECTRIC COconvertible/ | $27,000 | -3.6% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WIX | WIX COM LTDequities | $28,000 | +12.0% | 100 | 0.0% | 0.00% | 0.0% | |
| GOLDMAN SACHS GRO VAR 26convertible/ | $26,000 | +4.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| DC W/S AUTH PUB UTIconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ANHEUSER-BUSCH Iconvertible/ | $22,000 | -4.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WFCPRX | WELLS FARGO & PFDpfds, reits, | $27,000 | -3.6% | 1,060 | 0.0% | 0.00% | 0.0% | |
| Maricopa Az Usd #80convertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| VEEV | VEEVA SYSTEMS INCequities | $24,000 | -4.0% | 90 | 0.0% | 0.00% | 0.0% | |
| AMPHENOL CORPconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| APH | Buy | AMPHENOL CORPequities | $26,000 | 0.0% | 400 | +100.0% | 0.00% | 0.0% |
| MARICOPA AZ SD #83convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TUCSON AZ WTRconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AMGEN INCconvertible/ | $31,000 | 0.0% | 30,000 | 0.0% | 0.00% | -33.3% | ||
| Z | ZILLOW GROUP INC CL Cequities | $26,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| DHR | Buy | DANAHER CORPequities | $21,000 | +90.9% | 92 | +84.0% | 0.00% | +100.0% |
| PPG | Buy | PPG INDUSTRIES INCequities | $30,000 | +36.4% | 199 | +30.1% | 0.00% | 0.0% |
| New | BLOCK FINL LLCconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| HSBC HOLDINGS PLSconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ALL | ALLSTATE CORPequities | $26,000 | +4.0% | 224 | 0.0% | 0.00% | 0.0% | |
| MARKEL CORPconvertible/ | $26,000 | -3.7% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| DALLAS TEXAS WATERWconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| FPX | New | FIRST TRUST IPOX-100 INDX ETFequities | $20,000 | – | 171 | +100.0% | 0.00% | – |
| AZN | ASTRAZENECA PLCequities | $25,000 | 0.0% | 508 | 0.0% | 0.00% | 0.0% | |
| New | HALIBURTON COconvertible/ | $22,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | WEYERHAUSER COconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| VV | VANGUARD LC ETFequities | $22,000 | +4.8% | 120 | 0.0% | 0.00% | 0.0% | |
| New | VERIZON NEW YORKconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| DTJ | DTE ENERGY CO PFD Jpfds, reits, | $23,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| New | NY ST URB DEV CORPconvertible/ | $24,000 | – | 20,000 | +100.0% | 0.00% | – | |
| VTV | Sell | VANGUARD VALUEequities | $28,000 | -24.3% | 210 | -32.3% | 0.00% | -33.3% |
| New | TRAVELERS COMPANIESequities | $26,000 | – | 175 | +100.0% | 0.00% | – | |
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $22,000 | +22.2% | 500 | 0.0% | 0.00% | +100.0% | |
| VB | Sell | VANGUARD SC ETFequities | $29,000 | -29.3% | 133 | -36.1% | 0.00% | -33.3% |
| SCHD | Sell | SCHWAB US DIV EQUITY ETFequities | $24,000 | -87.6% | 325 | -89.2% | 0.00% | -87.5% |
| CROWN CASTLE INTLconvertible/ | $28,000 | -3.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | UNION PACIFIC COconvertible/ | $31,000 | -16.2% | 30,000 | -14.3% | 0.00% | -33.3% | |
| ALLY | Buy | ALLY FINL INCequities | $22,000 | +37.5% | 478 | +9.1% | 0.00% | +100.0% |
| NYC NY MUN FA W/Sconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN TOWER CORPconvertible/ | $21,000 | -4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VER | Sell | VEREIT INCpfds, reits, | $30,000 | -25.0% | 780 | -26.4% | 0.00% | -33.3% |
| VERIZON COMMUNICATIOconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CORRPRA | Buy | CORENERGY INFpfds, reits, | $20,000 | +122.2% | 900 | +80.0% | 0.00% | +100.0% |
| SCHH | Sell | SCHWAB US REIT ETFequities | $22,000 | +4.8% | 530 | -4.7% | 0.00% | 0.0% |
| CLR | CONTINENTAL RESOURCES INCequities | $22,000 | +57.1% | 862 | 0.0% | 0.00% | +100.0% | |
| CONSTELLATION BRANDSconvertible/ | $26,000 | -7.1% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WILLIAMS PARTNERconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | CONOCOPHILLIPSconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| HOLLAND MICHIGAN ELconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CT ST SPL TAX OBGconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | VERIZON MARYLANconvertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| NEW YORK NYconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| FERG | New | FERGUSON PLCequities | $12,000 | – | 97 | +100.0% | 0.00% | – |
| AMN | AMN HEALTHCARE SERVICESequities | $14,000 | +7.7% | 187 | 0.0% | 0.00% | 0.0% | |
| A O N PLCconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| TBC | Buy | At&T Inc. Pfdpfds, reits, | $8,000 | +60.0% | 312 | +60.0% | 0.00% | – |
| AT&T INCconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| At&T Inc.convertible/ | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| New | At&T Inc.convertible/ | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| AT&T INCconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| New | AT&T INC.convertible/ | $14,000 | – | 15,000 | +100.0% | 0.00% | – | |
| KBS REIT II MDpfds, reits, | $8,000 | 0.0% | 3,750 | 0.0% | 0.00% | 0.0% | ||
| New | Abbott Laboratorconvertible/ | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| ACRPRC | New | ACRES COML R PFDpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| AIR LEASE CORPconvertible/ | $8,000 | -11.1% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| APD | Buy | AIR PRODUCTS & CHEMICALS INCequities | $19,000 | +26.7% | 66 | +17.9% | 0.00% | 0.0% |
| AIR PRODUCTS ANDconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ALBEMARLE CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | NEW ALBERTSONS Lconvertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | THE ALLSTAR CORconvertible/ | $18,000 | – | 14,000 | +100.0% | 0.00% | – | |
| ATUSF | Buy | ALTIUS MINERALS CORPequities | $17,000 | +30.8% | 1,400 | +16.7% | 0.00% | 0.0% |
| New | STRUCTURED PRODUCT PFDpfds, reits, | $12,000 | – | 400 | +100.0% | 0.00% | – | |
| AEE | Buy | AMEREN CORPequities | $14,000 | +40.0% | 177 | +40.5% | 0.00% | 0.0% |
| AMERICAN AIRLINESconvertible/ | $18,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | AMERICAN HONDA Fconvertible/ | $16,000 | +100.0% | 15,000 | +114.3% | 0.00% | 0.0% | |
| AMERICAN TOWER COconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN TOWER COconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | AMERISOURCEBERGEN CORPequities | $17,000 | – | 142 | +100.0% | 0.00% | – | |
| New | Amgen Inc.convertible/ | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| BUD | Buy | ANHEUSER BUSCH INBEV SA/NVequities | $8,000 | +14.3% | 134 | +34.0% | 0.00% | 0.0% |
| ATRS | ANTARES PHARMA INCequities | $12,000 | 0.0% | 3,000 | 0.0% | 0.00% | 0.0% | |
| AON | Buy | AON PLCequities | $16,000 | +45.5% | 68 | +25.9% | 0.00% | 0.0% |
| AIRC | APARTMENT INCOME REIT COequities | $11,000 | +10.0% | 264 | 0.0% | 0.00% | 0.0% | |
| APPLE INCconvertible/ | $11,000 | -15.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Apple Inc.convertible/ | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| ARIZONA BOARD REGENconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | ARIZONA BOARD REGENconvertible/ | $10,000 | -33.3% | 10,000 | -33.3% | 0.00% | 0.0% | |
| AZ BRD REGENTS COPconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BRD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ HLTH FAC AUTHconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | AZ ST CTFS PARTconvertible/ | $17,000 | – | 15,000 | +100.0% | 0.00% | – | |
| AZ ST TRANS BRD HWYconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ WTR INFRA FA REVconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ATHX | ATHERSYS INCequities | $9,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | |
| ATLS | I N G GROEPequities | $16,000 | +23.1% | 1,349 | 0.0% | 0.00% | 0.0% | |
| AUSTIN TX ISDconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX WTR & WSTconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ADP | Buy | AUTO DATA PROCESSING INCequities | $8,000 | +60.0% | 43 | +38.7% | 0.00% | – |
| New | Autozone, Inc.convertible/ | $9,000 | – | 8,000 | +100.0% | 0.00% | – | |
| AVNT | AVIENT CORPequities | $15,000 | +25.0% | 310 | 0.0% | 0.00% | 0.0% | |
| AVA | AVISTA CORPequities | $10,000 | +25.0% | 211 | 0.0% | 0.00% | 0.0% | |
| BGS | New | B&G FOODS INCequities | $16,000 | – | 500 | +100.0% | 0.00% | – |
| Buy | B. A. T CAPITAL CORPconvertible/ | $19,000 | +111.1% | 18,000 | +125.0% | 0.00% | 0.0% | |
| BWXT | B W X TECHNOLOGIES INCORequities | $10,000 | +11.1% | 150 | 0.0% | 0.00% | 0.0% | |
| New | BALTIMORE GAS ANDconvertible/ | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| BANF | BANCFIRST CORP OKequities | $14,000 | +16.7% | 202 | 0.0% | 0.00% | 0.0% | |
| BACPRB | BANK OF AMERICA PFDpfds, reits, | $10,000 | 0.0% | 350 | 0.0% | 0.00% | 0.0% | |
| BACPRA | BANK OF AMERICA PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICA CORconvertible/ | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICA Cconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BAYRY | BAYER AGequities | $8,000 | +14.3% | 500 | 0.0% | 0.00% | 0.0% | |
| BECTON DICKINSONconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| BEDFORD TXconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BENTON CNTY WA SD#1convertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WRBPRD | New | WR BERKLEY PFD Dpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| BHP | Buy | BHP BILLITON LTDequities | $12,000 | +140.0% | 169 | +131.5% | 0.00% | – |
| BIG | BIG LOTS INCequities | $10,000 | +66.7% | 150 | 0.0% | 0.00% | – | |
| BIOGEN INCconvertible/ | $14,000 | 0.0% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| GBTC | Buy | Bitcoin Investment Ordequities | $7,000 | +133.3% | 140 | +55.6% | 0.00% | – |
| BOE | BLACKROCK GLOBAL OPP EQ TRUSTequities | $7,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| BXMT | BLACKSTONE MTG TRpfds, reits, | $9,000 | +12.5% | 300 | 0.0% | 0.00% | 0.0% | |
| BPMC | BLUEPRINT MEDICINES CORPequities | $9,000 | -18.2% | 95 | 0.0% | 0.00% | 0.0% | |
| New | THE BOEING COconvertible/ | $14,000 | – | 15,000 | +100.0% | 0.00% | – | |
| BXPPRB | New | Boston Proper Pfdpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| Buy | BOSTON PROPERTIESconvertible/ | $16,000 | +77.8% | 15,000 | +87.5% | 0.00% | 0.0% | |
| RA | New | BROOKFIELD REAL ASSETS Iequities | $13,000 | – | 624 | +100.0% | 0.00% | – |
| BROWARD CNTY FL ARPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BCPRB | New | Brunswick Corp Pfdpfds, reits, | $11,000 | – | 400 | +100.0% | 0.00% | – |
| BTG | New | B2gold Corpequities | $13,000 | – | 3,000 | +100.0% | 0.00% | – |
| New | VIACOMCBS INC.convertible/ | $17,000 | – | 15,000 | +100.0% | 0.00% | – | |
| CHSCP | CHS INC. PFDequities | $15,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| CHSCN | CHS INC. PFDequities | $10,000 | 0.0% | 350 | 0.0% | 0.00% | 0.0% | |
| CIT | CIT GROUP INCequities | $8,000 | +33.3% | 158 | 0.0% | 0.00% | – | |
| CVS HEALTH CORPconvertible/ | $8,000 | -11.1% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| CABO | CABLE ONE INCequities | $18,000 | -18.2% | 10 | 0.0% | 0.00% | -50.0% | |
| CALIFORNIA STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CNI | CANADIAN NATIONAL RAILWAY COequities | $9,000 | +12.5% | 75 | 0.0% | 0.00% | 0.0% | |
| CAPITAL ONE FINLconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CAPITAL ONE FINLconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| New | Capital One Finlconvertible/ | $9,000 | – | 8,000 | +100.0% | 0.00% | – | |
| LUMN | LUMEN TECHNOLOGIES INCequities | $10,000 | +42.9% | 748 | 0.0% | 0.00% | 0.0% | |
| CHANDLER AZconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHEMTRADE LOG INC FDequities | $11,000 | +22.2% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| CHEVRON CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHICAGO ILLINOIS Oconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CIMAREX ENERGYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CINCINNATI BELL Tconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CION INVESTMENT CORPequities | $17,000 | 0.0% | 2,220 | 0.0% | 0.00% | 0.0% | ||
| CISCO SYSTEMS, Iconvertible/ | $10,000 | 0.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| CDEVY | CITY DEVELOMPNT LTDequities | $7,000 | 0.0% | 1,121 | 0.0% | 0.00% | 0.0% | |
| CIO | CITY OFFICE REITpfds, reits, | $11,000 | +10.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| CLPHY | C L P HOLDINGS LTDequities | $8,000 | +14.3% | 800 | 0.0% | 0.00% | 0.0% | |
| UTF | New | COHEN AND STEERS INFRASTequities | $14,000 | – | 500 | +100.0% | 0.00% | – |
| COMCAST CORPconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| CAG | CONAGRA FOODS INCequities | $16,000 | +6.7% | 425 | 0.0% | 0.00% | 0.0% | |
| CNSL | CONS COMM HLDGSequities | $11,000 | +57.1% | 1,480 | 0.0% | 0.00% | 0.0% | |
| New | CONSOLIDATED EDISconvertible/ | $17,000 | – | 15,000 | +100.0% | 0.00% | – | |
| CORPUS CHRISTI TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CXW | CORECIVIC INCpfds, reits, | $14,000 | +40.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| CBRL | CRACKER BARREL OLD CTY STOREequities | $12,000 | +33.3% | 70 | 0.0% | 0.00% | 0.0% | |
| CRWD | Sell | CROWDSTRIKE HLDGS INCequities | $16,000 | -15.8% | 90 | -2.2% | 0.00% | -50.0% |
| DALLAS TEXAS WATERWconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DANAHER CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | DARDEN RESTAURANTSconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | John Deere Capitconvertible/ | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| JOHN DEERE CAPITALconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| Delaware Stconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DELAWARE STconvertible/ | $16,000 | -5.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DAL | Sell | DELTA AIR LINES INCequities | $19,000 | 0.0% | 387 | -16.4% | 0.00% | -50.0% |
| DPSGY | DEUTSCHE POST NEW ADRequities | $7,000 | +16.7% | 130 | 0.0% | 0.00% | – | |
| DVN | New | DEVON ENERGY CORPequities | $17,000 | – | 758 | +100.0% | 0.00% | – |
| DXCM | DEXCOM INCequities | $7,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| DLRPRC | DIGITAL REAL PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| THE WALT DISNEY COconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| New | THE WALT DISNEYconvertible/ | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| DISCOVERY, INC.convertible/ | $17,000 | -5.6% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| DC INCOME TAXconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DHCNL | New | Diversified Hea Pfdpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| Buy | DUPONT DE NEMOURSconvertible/ | $15,000 | +87.5% | 13,000 | +85.7% | 0.00% | 0.0% | |
| DUKH | New | DUKE ENERGYequities | $10,000 | – | 400 | +100.0% | 0.00% | – |
| Buy | DUKE ENERGY CORPconvertible/ | $14,000 | +75.0% | 13,000 | +85.7% | 0.00% | 0.0% | |
| EOG | Sell | EOG RESOURCES INCequities | $9,000 | +12.5% | 126 | -21.7% | 0.00% | 0.0% |
| MJ | ETF MANAGERS TR ALTequities | $8,000 | +60.0% | 334 | 0.0% | 0.00% | – | |
| EVT | New | EATON VACE TAX ADVANTAGequities | $11,000 | – | 400 | +100.0% | 0.00% | – |
| ETV | EATON VANCE TAX MGD BUYequities | $14,000 | 0.0% | 929 | 0.0% | 0.00% | 0.0% | |
| EIGR | EIGER BIOPHARMACEUTICALSequities | $7,000 | -30.0% | 800 | 0.0% | 0.00% | 0.0% | |
| EL PASO CNTY TXconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EL PASO TXconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EA | Buy | ELECTRONIC ARTS INCequities | $10,000 | +11.1% | 74 | +23.3% | 0.00% | 0.0% |
| ECFPRA | New | Ellsworth Gro Pfdpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| THE EMPIRE DIST Econvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ENLAY | ENEL S P Aequities | $7,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| New | Equinor Asaconvertible/ | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| EQX | EQUINOX GOLD CORPequities | $11,000 | -26.7% | 1,426 | 0.0% | 0.00% | 0.0% | |
| EQR | EQUITY RESIDENTIALpfds, reits, | $17,000 | +21.4% | 233 | 0.0% | 0.00% | 0.0% | |
| EXCELSIOR MINING COequities | $7,000 | -36.4% | 12,300 | 0.0% | 0.00% | 0.0% | ||
| ROBO | Buy | ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETFequities | $7,000 | 0.0% | 114 | +0.9% | 0.00% | 0.0% |
| EXCELON GENERATIONconvertible/ | $18,000 | 0.0% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| New | Exelon Corpconvertible/ | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| HACK | PUREFUNDS ISE CYBER SECURITY ETFequities | $14,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| Buy | FEDEX CORPconvertible/ | $17,000 | +88.9% | 16,000 | +100.0% | 0.00% | 0.0% | |
| New | Fifth Third Bancconvertible/ | $9,000 | – | 8,000 | +100.0% | 0.00% | – | |
| FSLR | FIRST SOLAR INCequities | $9,000 | -10.0% | 100 | 0.0% | 0.00% | 0.0% | |
| FNX | New | FIRST TRUST MID CAP CREequities | $16,000 | – | 167 | +100.0% | 0.00% | – |
| FIRST TR COMBINED SERunit trusts | $12,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | ||
| FAN | FIRST TRUST GLOBAL WINDequities | $10,000 | -9.1% | 461 | 0.0% | 0.00% | 0.0% | |
| FISERV, INCconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| FE | Buy | FIRSTENERGYequities | $14,000 | +133.3% | 406 | +121.9% | 0.00% | – |
| FLAGSTAFF AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FFC | FLAHERTY CRUMRINE PRF SEequities | $13,000 | 0.0% | 575 | 0.0% | 0.00% | 0.0% | |
| FORD MOTOR CREDIT Cconvertible/ | $15,000 | +7.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GMTA | GATX CORP PFDpfds, reits, | $10,000 | -9.1% | 400 | 0.0% | 0.00% | 0.0% | |
| ALLYPRA | Sell | GMAC CAPITAL Tpfds, reits, | $8,000 | -57.9% | 300 | -58.2% | 0.00% | -50.0% |
| GGTPRE | New | Gabelli Mult Pfdpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| GMGMQ | GENERAL MOTORS COequities | $9,000 | +50.0% | 153 | 0.0% | 0.00% | – | |
| New | GENERAL MOTORS COconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| GENERAL MOTORS COconvertible/ | $7,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL MOTORS FINLconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| GNMK | GENMARK DIAGNOSTICS INCequities | $10,000 | +66.7% | 400 | 0.0% | 0.00% | – | |
| GSK | Sell | GLAXOSMITHKLINE PLC ADRequities | $19,000 | -90.7% | 522 | -90.6% | 0.00% | -94.1% |
| GLPPRA | New | Global Partne Pfdpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| MLPA | GLOBAL X MLP ETFequities | $8,000 | +33.3% | 233 | 0.0% | 0.00% | – | |
| THE GOLDMAN SACHconvertible/ | $17,000 | -10.5% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| THE GOLDMAN SACHconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| THE GOLDMAN SACHSconvertible/ | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| OPINI | New | Office Pptys I Pfdpfds, reits, | $10,000 | – | 399 | +100.0% | 0.00% | – |
| GRD FORKS ND SANIconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GRAND RV DAM AUTH Oconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| HCA HEALTHCARE,convertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HALLIBURTON COconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HWCPL | New | Hancock Whitney Pfdpfds, reits, | $15,000 | – | 600 | +100.0% | 0.00% | – |
| HOG | HARLEY-DAVIDSON INCequities | $16,000 | +6.7% | 400 | 0.0% | 0.00% | 0.0% | |
| HARRIS CNTY TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HSY | HERSHEY COMPANYequities | $12,000 | +9.1% | 75 | 0.0% | 0.00% | 0.0% | |
| HES | HESS CORPequities | $7,000 | +40.0% | 100 | 0.0% | 0.00% | – | |
| HEWLETT-PACKARD COconvertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HPE | HEWLETT PACKARD ENTERPRISE COMPequities | $10,000 | +42.9% | 607 | 0.0% | 0.00% | 0.0% | |
| HFROPRA | New | Highland Inc Pfdpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| THE HOME DEPOTconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| THE HOME DEPOTconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HUM | Sell | HUMANA INCequities | $9,000 | -96.2% | 22 | -96.2% | 0.00% | -94.7% |
| New | HUSKY ENERGY INCconvertible/ | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| STARPRG | ISTAR INC PFDpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| IHS INCconvertible/ | $16,000 | +6.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| IL FA REVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ILMN | ILLUMINA INCequities | $13,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| IIPRPRA | INNOVATIVE INDUSTRIAL PRF Apfds, reits, | $16,000 | -11.1% | 500 | 0.0% | 0.00% | 0.0% | |
| Buy | INTEL CORPconvertible/ | $14,000 | +75.0% | 13,000 | +85.7% | 0.00% | 0.0% | |
| IEH | INTEGRYS ENERGY GRpfds, reits, | $7,000 | 0.0% | 267 | 0.0% | 0.00% | 0.0% | |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INCequities | $12,000 | 0.0% | 103 | -3.7% | 0.00% | 0.0% |
| INTL BK RECON & DEconvertible/ | $8,000 | -11.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| INTERNTNL BUSINESSconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | INVESCO S&P MIDCAP LOWequities | $13,000 | – | 257 | +100.0% | 0.00% | – | |
| IQV | IQVIA HOLDINGS INCequities | $19,000 | +5.6% | 100 | 0.0% | 0.00% | 0.0% | |
| EEMV | ISHARES MSCI EMG MKTS MINI VOLequities | $9,000 | 0.0% | 146 | 0.0% | 0.00% | 0.0% | |
| TIP | New | ISHARES TR BARCLAYS TIPSequities | $17,000 | – | 135 | +100.0% | 0.00% | – |
| EFA | ISHARES TR MSCIE EAFE FDequities | $14,000 | 0.0% | 191 | 0.0% | 0.00% | 0.0% | |
| IBB | NASDAQ BIO FUNDpfds, reits, | $11,000 | 0.0% | 75 | 0.0% | 0.00% | 0.0% | |
| SCZ | Sell | ISHARES MSCI EAFE SCequities | $9,000 | -35.7% | 124 | -41.2% | 0.00% | 0.0% |
| JXI | ISHARES GLOBAL UTILITIESequities | $13,000 | 0.0% | 211 | 0.0% | 0.00% | 0.0% | |
| EFAV | ISHARES MSCI ETFequities | $14,000 | 0.0% | 189 | 0.0% | 0.00% | 0.0% | |
| RING | ISHARES MSCI GLOBAL GOLDequities | $11,000 | -8.3% | 400 | 0.0% | 0.00% | 0.0% | |
| JEA FL ELEC SYS REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| JP MORGAN CHASE BK VAR 34convertible/ | $9,000 | +12.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KKRPRA | New | Kkr & Co. Inc Pfdpfds, reits, | $18,000 | – | 700 | +100.0% | 0.00% | – |
| KEYS | KEYSIGHT TECHNOLOGIESequities | $18,000 | +5.9% | 127 | 0.0% | 0.00% | 0.0% | |
| KINDER MORGAN ENconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| New | KIRKLAND LAKE GOLD LIM Fequities | $10,000 | – | 290 | +100.0% | 0.00% | – | |
| KLEIN TX ISDconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LTC | Sell | LTC PROPERTIES INCpfds, reits, | $19,000 | -17.4% | 465 | -21.2% | 0.00% | -50.0% |
| LVMUY | New | L V M H MOETequities | $13,000 | – | 96 | +100.0% | 0.00% | – |
| LYB INTERNTNL FINconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| LADR | Sell | LADDER CAP CORPpfds, reits, | $16,000 | 0.0% | 1,388 | -15.8% | 0.00% | 0.0% |
| LMRKO | LANDMARK INFRApfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| LAREDO TXconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LAREDO TXconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LAREDO TX WWKS SWRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LMIBL | New | Legg Mason Inc Pfdpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| LII | LENNOX INTL INCequities | $11,000 | +10.0% | 35 | 0.0% | 0.00% | 0.0% | |
| LIBERTY INTERACTIVEconvertible/ | $19,000 | 0.0% | 17,000 | 0.0% | 0.00% | -50.0% | ||
| LINCOLN NE ELEC SYSconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Lockheed Martinconvertible/ | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| LOWER CO RIV AUTH Tconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LULU | LULULEMON ATHLETICA INCequities | $16,000 | -11.1% | 52 | 0.0% | 0.00% | 0.0% | |
| LAZR | New | Luminar Technologies Incequities | $17,000 | – | 700 | +100.0% | 0.00% | – |
| MRO | New | MARATHON OIL CORPequities | $13,000 | – | 1,250 | +100.0% | 0.00% | – |
| MARICOPA AZ CCDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ CODconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #4convertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #38convertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA COUNTY ARIconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GDX | MARKET VECTORS GOLD MINERS ETFequities | $15,000 | -6.2% | 450 | 0.0% | 0.00% | 0.0% | |
| SMH | MKT VECTORS SEMICONDUCTRequities | $8,000 | +14.3% | 32 | 0.0% | 0.00% | 0.0% | |
| MMC | Sell | MARSH & MCLENNAN COS INCequities | $18,000 | -5.3% | 152 | -6.7% | 0.00% | -50.0% |
| MARSH & MCLENNANconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| MTRN | MATERION CORPequities | $11,000 | 0.0% | 171 | 0.0% | 0.00% | 0.0% | |
| New | Mcdonald'S Corpconvertible/ | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| MERCK & CO., INCconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MERITAGE HOMES CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MTOR | MERITOR INCequities | $9,000 | 0.0% | 320 | 0.0% | 0.00% | 0.0% | |
| MESA AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| METLIFE, INC.convertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| MTD | METTLER TOLEDOequities | $13,000 | 0.0% | 11 | 0.0% | 0.00% | 0.0% | |
| MI ST BLDG AUTHconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MI ST HOSP FAconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $7,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MONTSANTO COconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MONTANA STATE Bconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Morgan Stanley Var 26convertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MORGAN STANLEYconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NTES | NETEASE INCequities | $11,000 | +10.0% | 105 | 0.0% | 0.00% | 0.0% | |
| NTGR | NETGEARequities | $10,000 | 0.0% | 240 | 0.0% | 0.00% | 0.0% | |
| NBIX | NEUROCRINE BIOSCIENCESequities | $10,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NM FA ST TRANSconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NEW YORK N Yconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH PERconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NYT | NEW YORK TIMES CLASS Aequities | $10,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| NEM | NEWMONT MINING CORPequities | $8,000 | 0.0% | 132 | 0.0% | 0.00% | 0.0% | |
| New | Nextera Energy Cconvertible/ | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| NOMURA AMERICAN FI VAR 34convertible/ | $9,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NORDSTROM, INCconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NORFOLK SOUTHERNconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NC MUN PWR CA ELECconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| N TX TWY AUTHconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NTRS | NORTHERN TRUST CORPequities | $16,000 | +14.3% | 150 | 0.0% | 0.00% | 0.0% | |
| NORTHROP GRUMMANconvertible/ | $8,000 | -11.1% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| BXMX | NUVEEN S&P 500 BUY-WRITE INC FDequities | $7,000 | 0.0% | 542 | 0.0% | 0.00% | 0.0% | |
| JRS | NUVEEN RE INC FDequities | $14,000 | +7.7% | 1,500 | 0.0% | 0.00% | 0.0% | |
| JPI | NUVEEN PREFERRED AND INCequities | $11,000 | 0.0% | 430 | 0.0% | 0.00% | 0.0% | |
| Sell | OCCIDENTAL PETRO CORPequities | $7,000 | -12.5% | 247 | -48.0% | 0.00% | 0.0% | |
| OHIO STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OH ST WTR POLL REVconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OLD NTNL BANCORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | ORACLE CORPconvertible/ | $17,000 | +112.5% | 16,000 | +100.0% | 0.00% | 0.0% | |
| OVV | OVINTIV INCequities | $10,000 | +66.7% | 400 | 0.0% | 0.00% | – | |
| EXELON CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PKG | Sell | PACKAGING CORP OF AMERICAequities | $7,000 | -22.2% | 55 | -15.4% | 0.00% | 0.0% |
| PLTR | Palantir Technologies Inequities | $7,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| New | PANAMAconvertible/ | $8,000 | – | 6,000 | +100.0% | 0.00% | – | |
| PK | Sell | PARK HOTELS & RESORTS INCpfds, reits, | $19,000 | 0.0% | 875 | -22.2% | 0.00% | -50.0% |
| PA ST TPK COMMN TPKconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PEORIA AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Pepsico, Inc.convertible/ | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| PEPSICO, INCconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WST WTRconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ IDA Econvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ IDAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | PIMA COUNTY ARIZONAconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| PIMA CN AZ USD #16convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PCI | PIMCO DYNAMIC CREDIT INCequities | $9,000 | +12.5% | 400 | 0.0% | 0.00% | 0.0% | |
| PORT AUTH NY & NJconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SPHD | POWERSHARES S&P500 HI DIVequities | $19,000 | +11.8% | 445 | 0.0% | 0.00% | 0.0% | |
| PBH | PRESTIGE BRANDS HOLDINGSequities | $9,000 | +28.6% | 200 | 0.0% | 0.00% | 0.0% | |
| PFG | PRINCIPAL FINANCIALequities | $13,000 | +18.2% | 213 | 0.0% | 0.00% | 0.0% | |
| New | THE PROCTER & GAconvertible/ | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| PRG | Prog Holdings Incequities | $9,000 | -18.2% | 200 | 0.0% | 0.00% | 0.0% | |
| New | Prudential Finl,convertible/ | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| PSAPRG | New | Public Storag Pfdpfds, reits, | $11,000 | – | 400 | +100.0% | 0.00% | – |
| New | Pr Elec Pwr Authconvertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| QTS | QTS REALTY TRUST INCpfds, reits, | $12,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| DGX | QUEST DIAGNOSTIC INCequities | $7,000 | +16.7% | 51 | 0.0% | 0.00% | – | |
| RYN | RAYONIERpfds, reits, | $10,000 | +11.1% | 315 | 0.0% | 0.00% | 0.0% | |
| RDFN | REDFIN CORP 00500equities | $7,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| RFPRC | REGIONS FINL C PFDpfds, reits, | $17,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| RS | RELIANCE STL & ALUMINUMequities | $19,000 | +26.7% | 122 | 0.0% | 0.00% | 0.0% | |
| REPUBLIC SERVICESconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| RIO TINTO FINconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| RIO TINTO FINconvertible/ | $11,000 | -15.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RBLX | New | ROBLOX CORPequities | $8,000 | – | 125 | +100.0% | 0.00% | – |
| ROK | ROCKWELL AUTOMATION INCequities | $7,000 | 0.0% | 27 | 0.0% | 0.00% | 0.0% | |
| ROSEMONT ILconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RDSA | ROYAL DUTCH SHELL PLCequities | $15,000 | +15.4% | 384 | 0.0% | 0.00% | 0.0% | |
| SCEPRJ | Buy | SCE TRUST IV PFDpfds, reits, | $10,000 | +900.0% | 400 | +1190.3% | 0.00% | – |
| SCEPRK | Sell | SCE TRUST V PFDpfds, reits, | $15,000 | -11.8% | 600 | -9.2% | 0.00% | 0.0% |
| SCEPRL | New | Sce TRUST Vi Pfdpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| JSM | S L Mequities | $18,000 | -5.3% | 750 | 0.0% | 0.00% | -50.0% | |
| SPMB | SPDR PORT MRTGG BCKD BNDequities | $10,000 | 0.0% | 384 | 0.0% | 0.00% | 0.0% | |
| RWR | SPDR DOW JONES REIT ETFequities | $12,000 | +9.1% | 126 | 0.0% | 0.00% | 0.0% | |
| SDY | SPDR S&P DIVIDEND ETFequities | $9,000 | +12.5% | 77 | 0.0% | 0.00% | 0.0% | |
| SMLV | SPDR SSGA US SL CP LWequities | $11,000 | +10.0% | 102 | 0.0% | 0.00% | 0.0% | |
| SACRAMENTO CN Cconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CITY OF SAN ANTONIOconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | SANTANDER HOLDINGSconvertible/ | $15,000 | +87.5% | 14,000 | +75.0% | 0.00% | 0.0% | |
| THE CHARLES SCHconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FNDX | Sell | SCHWAB FUNDAENTAL USequities | $13,000 | -18.8% | 261 | -24.1% | 0.00% | 0.0% |
| SCOTTSDALE ARIZconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | SCOTTSDALE AZconvertible/ | $10,000 | -92.8% | 10,000 | -92.6% | 0.00% | -90.9% | |
| SCOTTSDALE AZ W/convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SA | SEABRIDGE GOLD INCequities | $13,000 | -23.5% | 785 | 0.0% | 0.00% | 0.0% | |
| XLP | SECTOR SPDR CONSUMER STAPLESequities | $7,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| XLI | New | SPDR INDL SLCT SCTR ETFequities | $10,000 | – | 100 | +100.0% | 0.00% | – |
| SHERMAN TXconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Simon Propertyconvertible/ | $9,000 | – | 8,000 | +100.0% | 0.00% | – | |
| SIMON PROPERTY GRconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SIMON PROPERTY GROUPconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| SKX | Sell | SKECHERS USA INCequities | $10,000 | -37.5% | 250 | -44.4% | 0.00% | 0.0% |
| AOS | Buy | SMITH A Oequities | $17,000 | +30.8% | 257 | +4.5% | 0.00% | 0.0% |
| SLRC | SOLAR CAPITAL LTDequities | $10,000 | 0.0% | 546 | 0.0% | 0.00% | 0.0% | |
| EDISON INTERNTNLconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| SOJC | New | SOUTHERN COMPANYpfds, reits, | $11,000 | – | 400 | +100.0% | 0.00% | – |
| THE SOUTHERN COconvertible/ | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| SPLK | SPLUNK INCequities | $7,000 | -22.2% | 54 | 0.0% | 0.00% | 0.0% | |
| SFM | SPROUTS FARMERS MARKET INCequities | $13,000 | +30.0% | 500 | 0.0% | 0.00% | 0.0% | |
| STARBUCKS CORPconvertible/ | $8,000 | -11.1% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| STARBUCKS CORPconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STM | STMICROELETRONICS NVequities | $14,000 | 0.0% | 378 | 0.0% | 0.00% | 0.0% | |
| SU | SUNCOR ENERGY INCequities | $16,000 | +23.1% | 779 | 0.0% | 0.00% | 0.0% | |
| SYNH | SYNEOS HEALTH INCequities | $13,000 | +18.2% | 165 | 0.0% | 0.00% | 0.0% | |
| SYY | SYSCOequities | $16,000 | +6.7% | 204 | 0.0% | 0.00% | 0.0% | |
| SYSCO CORPconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| TMUS | Sell | T-MOBILE US INCequities | $7,000 | -12.5% | 57 | -5.0% | 0.00% | 0.0% |
| New | NORTHROP GRUMMANconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| TPR | TAPESTRY INC.equities | $16,000 | +33.3% | 400 | 0.0% | 0.00% | 0.0% | |
| TARGET CORPconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| TMHC | TAYLOR MORRISON HOMEequities | $9,000 | +12.5% | 295 | 0.0% | 0.00% | 0.0% | |
| TDJ | Buy | TELEPHONE AND DATA PFDpfds, reits, | $15,000 | +87.5% | 600 | +100.0% | 0.00% | 0.0% |
| TCEHY | Buy | TENCENT HOLDINGSequities | $8,000 | +300.0% | 104 | +225.0% | 0.00% | – |
| TER | TERADYNE INCORPORATEequities | $7,000 | 0.0% | 57 | 0.0% | 0.00% | 0.0% | |
| TCBIL | New | TEXAS CAPITAL BA PFDpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| TX TRANS ST HWY FDconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TOL | TOLL BROTHERS INCequities | $17,000 | +30.8% | 300 | 0.0% | 0.00% | 0.0% | |
| New | TOTAL CAPITAL INconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| TOYOTA MOTOR CORconvertible/ | $13,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| TAC | TRANSALTA CORPequities | $10,000 | +25.0% | 1,100 | 0.0% | 0.00% | 0.0% | |
| TRIBOROUGH BRIDGE &convertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| TUCSON AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TWTR | TWITTER INCequities | $16,000 | +23.1% | 245 | 0.0% | 0.00% | 0.0% | |
| TWOPRB | Buy | TWO HARBORSpfds, reits, | $14,000 | +55.6% | 550 | +45.1% | 0.00% | 0.0% |
| TSN | TYSON FOODSequities | $15,000 | +15.4% | 200 | 0.0% | 0.00% | 0.0% | |
| USBPRQ | New | US BANCORP PFD Qpfds, reits, | $10,000 | – | 400 | +100.0% | 0.00% | – |
| UBER | Buy | UBER TECHNOLOGIES INCequities | $14,000 | +16.7% | 255 | +12.3% | 0.00% | 0.0% |
| UNITED AIRLINES,convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UNITED PARCEL SERconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| U.S. BANCORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UZA | New | US Cellular Cor Pfdpfds, reits, | $8,000 | – | 300 | +100.0% | 0.00% | – |
| UZC | Buy | US CELLULAR COR PFDpfds, reits, | $12,000 | +300.0% | 475 | +262.6% | 0.00% | – |
| US TREASU NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASURYconvertible/ | $9,000 | 0.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASU NTconvertible/ | $12,000 | -7.7% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASURY NTconvertible/ | $19,000 | -9.5% | 19,000 | 0.0% | 0.00% | -50.0% | ||
| UNIV MA BLDG AUTHconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UNIV TXconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UNIV UTconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UNIV WAconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UTAH STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UTAH STconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| MTN | VAIL RESORTS INCequities | $13,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| VXUS | Sell | VANGUARD TOTALequities | $8,000 | -33.3% | 120 | -40.0% | 0.00% | 0.0% |
| VGT | VANGUARD IT ETFequities | $13,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| VCIT | Sell | VANGUARD INTERMEDIATEequities | $19,000 | -26.9% | 200 | -25.1% | 0.00% | -50.0% |
| VOT | VANGUARD MID CAP GROWTHequities | $13,000 | 0.0% | 60 | 0.0% | 0.00% | 0.0% | |
| New | VERIZON COMMUNIconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | VERIZON COMMUNIconvertible/ | $8,000 | – | 8,000 | +100.0% | 0.00% | – | |
| VIAV | VIAVI SOLUTIONS INCequities | $11,000 | +10.0% | 700 | 0.0% | 0.00% | 0.0% | |
| VMW | VMWARE INC CL Aequities | $9,000 | +12.5% | 60 | 0.0% | 0.00% | 0.0% | |
| WACO TXconvertible/ | $16,000 | -5.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WAL-MART STORES INCconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WALMART INCconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| WASHINGTON STconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WCN | WASTE CONNECTIONS INCequities | $13,000 | 0.0% | 125 | 0.0% | 0.00% | 0.0% | |
| WSO | Buy | WATSCO INCequities | $11,000 | +37.5% | 41 | +20.6% | 0.00% | 0.0% |
| ANTHEM, INCconvertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO BK Nconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WRK | New | WESTROCKequities | $10,000 | – | 200 | +100.0% | 0.00% | – |
| WSM | WILLIAMS SONOMAequities | $18,000 | +80.0% | 100 | 0.0% | 0.00% | 0.0% | |
| WGO | WINNEBAGO INDUSTRIESequities | $8,000 | +33.3% | 100 | 0.0% | 0.00% | – | |
| WISCONSIN STATE AAAconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WISCONSIN STATEconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ZG | ZILLOW GROUP INC CL Aequities | $13,000 | -7.1% | 100 | 0.0% | 0.00% | 0.0% | |
| ZIMMER BIOMET HOLDINconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ZION | ZIONS BANCORPequities | $16,000 | +23.1% | 300 | 0.0% | 0.00% | 0.0% | |
| ZIONS BANCORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ZI | New | Zoominfo Technologies Inequities | $15,000 | – | 300 | +100.0% | 0.00% | – |
| ZNGA | ZYNGA INCequities | $15,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| AMBA | AMBARELLA INCequities | $10,000 | +11.1% | 100 | 0.0% | 0.00% | 0.0% | |
| TEAM | ATLASSIAN CORP PLCequities | $13,000 | -7.1% | 60 | 0.0% | 0.00% | 0.0% | |
| BEP | BROOKFIELD RENEWABLE ENERGY PARTNERS LPequities | $19,000 | 0.0% | 450 | 0.0% | 0.00% | -50.0% | |
| GLOGPRA | GASLOG LTDpfds, reits, | $10,000 | +11.1% | 400 | 0.0% | 0.00% | 0.0% | |
| HZNP | HORIZON PHARMA PLCequities | $18,000 | +20.0% | 200 | 0.0% | 0.00% | 0.0% | |
| INFO | IHS MARKIT LTDequities | $7,000 | +16.7% | 71 | 0.0% | 0.00% | – | |
| INGERSOLL-RAND PLCequities | $13,000 | +8.3% | 262 | 0.0% | 0.00% | 0.0% | ||
| LIN | Sell | LINDE PLCequities | $15,000 | -6.2% | 55 | -9.8% | 0.00% | 0.0% |
| RNRPRE | Buy | RENAISSANCERpfds, reits, | $13,000 | +550.0% | 493 | +430.1% | 0.00% | – |
| STX | SEAGATE TECHNOLOGYequities | $10,000 | +25.0% | 132 | 0.0% | 0.00% | 0.0% | |
| CRSP | Sell | CRISPR THERAPEUTICSequities | $12,000 | -45.5% | 100 | -31.0% | 0.00% | -50.0% |
| CHKP | Sell | CHECK POINT SOFTWARE TECHNOLOGIES LTDequities | $11,000 | -21.4% | 100 | -8.3% | 0.00% | 0.0% |
| ASML | New | ASML HLDGS NVequities | $9,000 | – | 15 | +100.0% | 0.00% | – |
| RACE | FERRARI N Vequities | $12,000 | -7.7% | 56 | 0.0% | 0.00% | 0.0% | |
| RCL | ROYAL CARIBBEAN CRUISES LTDequities | $9,000 | +28.6% | 100 | 0.0% | 0.00% | 0.0% | |
| ETRN | EQUITRANS MIDSTREAM CORPequities | $6,000 | 0.0% | 732 | 0.0% | 0.00% | – | |
| LSXMK | LIBERTY MEDIA CORPequities | $2,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| LSXMA | LIBERTY MEDIA CORPequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| LEHMAN BROS HLDGSconvertible/ | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 92 | 0.0% | 0.00% | – | ||
| LMRKP | New | Landmark Infrast Pfdpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| INN | New | SUMMIT HOTEL PROP INCequities | $1,000 | – | 100 | +100.0% | 0.00% | – |
| LH | Sell | LAB CORP OF AMER HLDGequities | $4,000 | -93.8% | 17 | -94.6% | 0.00% | -100.0% |
| THE KROGER CO.convertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | – | ||
| KTB | KONTOOR BRANDS INCequities | $1,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| AGNCM | Exit | AGNC INVESTM PFDpfds, reits, | $0 | – | -29 | -100.0% | 0.00% | – |
| Exit | CALIFORNIA STconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| AELPRA | Exit | AMERICAN EQUI PFDpfds, reits, | $0 | – | -120 | -100.0% | 0.00% | – |
| LAMR | Exit | LAMAR ADVERTISINGpfds, reits, | $0 | – | -20 | -100.0% | 0.00% | – |
| NLYPRI | Exit | ANNALY CAPITA PFDpfds, reits, | $0 | – | -119 | -100.0% | 0.00% | – |
| NRTLQ | Exit | Nortel Networks Cp Nexxxequities | $0 | – | -10 | -100.0% | 0.00% | – |
| PPL | Exit | PPL CORPORATIONequities | $0 | – | -45 | -100.0% | 0.00% | – |
| BHF | Exit | BRIGHTHOUSE FINANCIAequities | $0 | – | -9 | -100.0% | 0.00% | – |
| SRVR | Exit | Pacer Bnchmrk Dt Andequities | $0 | – | -50 | -100.0% | 0.00% | – |
| NNDM | Exit | Nano Dimension Ltdequities | $0 | – | -22 | -100.0% | 0.00% | – |
| NSS | Exit | NUSTAR LOGISTI PFDpfds, reits, | $0 | – | -58 | -100.0% | 0.00% | – |
| BLDP | Exit | BALLARD POWER SYSTEMS INCequities | $0 | – | -90 | -100.0% | 0.00% | – |
| SCHC | Exit | SCHWAB INTL SC EQ ETFequities | $0 | – | -163 | -100.0% | 0.00% | – |
| PRFZ | Exit | POWERSHARES FTSE RAFI US 1500 SM-MID ETFequities | $0 | – | -35 | -100.0% | 0.00% | – |
| WPX | Exit | WPW ENERGY INCequities | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | -600 | -100.0% | 0.00% | – | |
| PREPRH | Exit | PARTNERRE LTD PFDpfds, reits, | $0 | – | -221 | -100.0% | 0.00% | – |
| VLYPO | Exit | VALLEY NTNLl BA PFDpfds, reits, | $0 | – | -29 | -100.0% | 0.00% | – |
| NLYPRF | Exit | ANNALY CAPITA PFDpfds, reits, | $0 | – | -58 | -100.0% | 0.00% | – |
| BBH | Exit | VANECK VECTORS BIOTECHequities | $0 | – | -15 | -100.0% | 0.00% | – |
| NXPI | Exit | NXP SEMIS NVequities | $0 | – | -4 | -100.0% | 0.00% | – |
| CONE | Exit | CYRUSONE INCequities | $0 | – | -13 | -100.0% | 0.00% | – |
| Exit | CONNECTOR 2000 SCconvertible/ | $0 | – | -1,350 | -100.0% | 0.00% | – | |
| LRLCY | Exit | L OREALequities | $0 | – | -66 | -100.0% | 0.00% | – |
| TWOPRC | Exit | TWO HARBORS I PFDpfds, reits, | $0 | – | -88 | -100.0% | 0.00% | – |
| IHAK | Exit | ISHARES CYBERSECURITYequities | $0 | – | -90 | -100.0% | 0.00% | – |
| EMLC | Exit | VANECK VECTORS J Pequities | $0 | – | -64 | -100.0% | 0.00% | – |
| GBLIL | Exit | GLOBAL INDEMNIpfds, reits, | $0 | – | -85 | -100.0% | 0.00% | – |
| Exit | GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| Exit | NOBLE HOLDING INconvertible/ | $0 | – | -31,000 | -100.0% | 0.00% | – | |
| NANR | SPDR S&P NRTH AMRCN NTRLequities | $2,000 | +100.0% | 44 | 0.0% | 0.00% | – | |
| ROST | ROSS STORES INCequities | $5,000 | -16.7% | 45 | 0.0% | 0.00% | – | |
| RIOCF | RIOCAN REAL ESTATE INVequities | $5,000 | +25.0% | 300 | 0.0% | 0.00% | – | |
| Exit | VOLKSWAGEN AG ORDequities | $0 | – | -20 | -100.0% | 0.00% | – | |
| REZI | RESIDEO TECHNOLOGIES INCequities | $1,000 | – | 20 | 0.0% | 0.00% | – | |
| VERPRF | Exit | VEREIT INC PFDpfds, reits, | $0 | – | -10 | -100.0% | 0.00% | – |
| C996 | RENTECH NITROGEN LP XXXpfds, reits, | $0 | – | 500 | 0.0% | 0.00% | – | |
| REPYY | REPSOL S Aequities | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| RZA | Sell | REINSURANCE GPpfds, reits, | $1,000 | -80.0% | 51 | -72.0% | 0.00% | – |
| RGA | REINSURANCE GP AMERequities | $0 | – | 3 | 0.0% | 0.00% | – | |
| RFPRB | REGIONS FINApfds, reits, | $4,000 | 0.0% | 130 | 0.0% | 0.00% | – | |
| RF | Sell | REGIONS FINL CORPequities | $3,000 | 0.0% | 127 | -31.7% | 0.00% | – |
| RGLS | REGULUS THERAPEUTICS INCequities | $0 | – | 16 | 0.0% | 0.00% | – | |
| RMR | RMR GROUP INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| QUEEN CRK AZ EXCconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| Exit | Tiffany & Co 3.8xxxconvertible/ | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| SAND | SANDSTORM GOLD LTDequities | $2,000 | 0.0% | 335 | 0.0% | 0.00% | – | |
| QUALCOMM INCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| QRVO | Sell | QORVO INCequities | $0 | -100.0% | 1 | -99.9% | 0.00% | -100.0% |
| PSAPRE | Sell | PUBLIC STORAGE PFDpfds, reits, | $5,000 | -37.5% | 200 | -33.3% | 0.00% | -100.0% |
| PUBLIC STORAGEconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | – | ||
| SSL | SASOL LTDequities | $1,000 | – | 50 | 0.0% | 0.00% | – | |
| PEG | PUB SVC ENTERPRISE GPequities | $4,000 | +33.3% | 60 | 0.0% | 0.00% | – | |
| NOBL | PROSHARES S&P 500 DIVequities | $6,000 | 0.0% | 69 | 0.0% | 0.00% | – | |
| POST | POST HOLDINGS INCequities | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| EOLS | Exit | EVOLUS INCequities | $0 | – | -100 | -100.0% | 0.00% | – |
| PING | PING IDENTITY HLDG CORPequities | $2,000 | -33.3% | 100 | 0.0% | 0.00% | – | |
| PINAL CN AZ CCDconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| SCHV | Sell | SCHWAB US LC VAL ETFequities | $1,000 | -99.6% | 20 | -99.6% | 0.00% | -100.0% |
| PIMA CN AZ REGL TRAN REVconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| PIMA CNTY AZconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| FNDC | Sell | SCHWAB FUND INTL SC ETFequities | $6,000 | -40.0% | 155 | -46.9% | 0.00% | -100.0% |
| PBCT | New | PEOPLES UNITED FINL INCequities | $1,000 | – | 60 | +100.0% | 0.00% | – |
| PIUTQ | PAIUTE OIL & MININGequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| NYCBPRA | Exit | NEW YORK COM PFDpfds, reits, | $0 | – | -165 | -100.0% | 0.00% | – |
| PNC FINL SVCS GROUPconvertible/ | $6,000 | -14.3% | 6,000 | 0.0% | 0.00% | -100.0% | ||
| SCHF | Sell | SCHWAB INTL EQ ETFequities | $5,000 | -54.5% | 125 | -58.5% | 0.00% | -100.0% |
| PJT | PJT PARTNERS INCequities | $2,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| AHLPRC | Exit | ASPEN INSURANCE HOLDINGS LTDpfds, reits, | $0 | – | -146 | -100.0% | 0.00% | – |
| OR | OSISKO GOLD ROALTIEequities | $1,000 | 0.0% | 61 | 0.0% | 0.00% | – | |
| OPI | OFFICE PPTYS INCM TRpfds, reits, | $2,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| WFCPRW | Exit | WELLS FARGO & PFDpfds, reits, | $0 | – | -68 | -100.0% | 0.00% | – |
| OXYWS | Sell | OCCIDENTAL PETROL 27 WTSequities | $0 | – | 31 | -47.5% | 0.00% | – |
| NS | NUSTAR ENERGY LPpfds, reits, | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| Exit | GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| XLE | ENERGY SELECT SECTOR SPDR FDequities | $5,000 | +25.0% | 100 | 0.0% | 0.00% | – | |
| NUE | NUCORequities | $6,000 | +50.0% | 70 | 0.0% | 0.00% | – | |
| Exit | FIRST TRUST PREFERREDequities | $0 | – | -8 | -100.0% | 0.00% | – | |
| NGBL | NOTIS GLOBAL INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| SNFCA | SECURITY NATL FINL CORPequities | $0 | – | 24 | 0.0% | 0.00% | – | |
| NTRSO | New | Northern TRUST Pfdpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| NC EASTERN MUNI PWRconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| SENEB | New | SENECA FOODS CORPequities | $5,000 | – | 100 | +100.0% | 0.00% | – |
| SENEA | New | SENECA FOODS CORPequities | $5,000 | – | 100 | +100.0% | 0.00% | – |
| SCI | SERVICE CORP INTLequities | $5,000 | 0.0% | 99 | 0.0% | 0.00% | – | |
| SERVICEMASTER CO LTDconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| FRASER COMPANIESconvertible/ | $6,000 | -14.3% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| NKLA | Sell | NIKOLA CORPequities | $3,000 | -40.0% | 250 | -28.6% | 0.00% | – |
| NEP | NEXTERA ENERGY PARTNE LPpfds, reits, | $3,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| SIEGY | New | SIEMENS AGequities | $4,000 | – | 48 | +100.0% | 0.00% | – |
| SGLB | SIGMA LABS INCequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| NEUN | NEUROGENESIS INCequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| SIRI | Buy | SIRIUS XM HLDG INCequities | $4,000 | 0.0% | 714 | +16.3% | 0.00% | – |
| Ntnl Rural Utiliconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| NGG | Sell | NATIONAL GRID PLCequities | $5,000 | -16.7% | 78 | -22.8% | 0.00% | – |
| New | NCR CORPORATIONequities | $1,000 | – | 20 | +100.0% | 0.00% | – | |
| SFTBY | SOFTBANK CORPequities | $2,000 | 0.0% | 52 | 0.0% | 0.00% | – | |
| SLSSF | SOLARIS RESOURCES INCequities | $2,000 | 0.0% | 354 | 0.0% | 0.00% | – | |
| MPHASE TECH INCequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| MOTOROLA SOLUTIONconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| Exit | US TREASURYconvertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| ENBA | Exit | ENBRIDGE INC. PFDpfds, reits, | $0 | – | -169 | -100.0% | 0.00% | – |
| MORGAN STANLEY (VARIABLE)convertible/ | $6,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | ||
| MONTANA STATE BOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| MNRO | MONRO MUFFLER BRAKE INCequities | $2,000 | 0.0% | 35 | 0.0% | 0.00% | – | |
| MICROSOFT CORPconvertible/ | $4,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| SOUHY | SOUTH32 LTDequities | $0 | – | 11 | 0.0% | 0.00% | – | |
| MCDONALDS CORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| MTCH | MATCH GROUP INCequities | $6,000 | -14.3% | 45 | 0.0% | 0.00% | -100.0% | |
| MASSACHUSETTS STconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| MARSH & MCLENNANconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| SPECTRA7 MICROSYSTEMS INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| MARICOPA AZ USD #41convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| MPC | Sell | MARATHON PETRO CORPequities | $6,000 | -70.0% | 119 | -75.1% | 0.00% | -100.0% |
| New | Madison Group Assoc Nxxxequities | $0 | – | 400 | +100.0% | 0.00% | – | |
| LYFT | Buy | LYFT INCequities | $2,000 | – | 30 | +1400.0% | 0.00% | – |
| FANUY | Exit | FANUC CORPORATIONequities | $0 | – | -175 | -100.0% | 0.00% | – |
| SQ | SQUARE INCequities | $4,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| LOS ANGELES CA W/Pconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| SLI | STANDARD LITHIUM CORPequities | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | |
| L | LOWES CORPequities | $4,000 | +33.3% | 73 | 0.0% | 0.00% | – | |
| Lockheed Martinconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| LINNCO LLC XXXconvertible/ | $0 | – | 980 | 0.0% | 0.00% | – | ||
| New | Lincoln Ntnl Corconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| STTPRD | STATE STREET Cpfds, reits, | $4,000 | 0.0% | 142 | 0.0% | 0.00% | – | |
| KSS | KOHL'S CORPequities | $2,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| KGFHY | KINGFISHER PLCequities | $5,000 | +25.0% | 540 | 0.0% | 0.00% | – | |
| SUNTRUST BANK (A)convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| K | KELLOGG COMPANYequities | $6,000 | 0.0% | 96 | 0.0% | 0.00% | – | |
| KKRPRB | New | Kkr & Co. Inc. Pfdpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| SYF | SYNCHRONY FINANCIALequities | $5,000 | 0.0% | 134 | 0.0% | 0.00% | – | |
| SYFPRA | New | SYNCHRONY FIN PFD Apfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| JENGQ | New | JUST ENERGY GROUPequities | $0 | – | 372 | +100.0% | 0.00% | – |
| TD AMERITRADE HOLconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $0 | – | 7 | 0.0% | 0.00% | – | |
| JPMPRDCL | JP MORGAN CHASEpfds, reits, | $2,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| JD | New | JD.COM INCequities | $3,000 | – | 40 | +100.0% | 0.00% | – |
| AAN | Exit | AARONS INCequities | $0 | – | -100 | -100.0% | 0.00% | – |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| Exit | NCR CORPORATIONequities | $0 | – | -20 | -100.0% | 0.00% | – | |
| IZEA | New | IZEA WORLDWIDE INCequities | $2,000 | – | 500 | +100.0% | 0.00% | – |
| TDOC | TELADOC INCequities | $5,000 | -16.7% | 29 | 0.0% | 0.00% | – | |
| TEF | Sell | TELEFONICA SAequities | $0 | -100.0% | 29 | -94.6% | 0.00% | – |
| AIGWS | Exit | AMERICAN INTL GRO 21 WTSequities | $0 | – | -3,410 | -100.0% | 0.00% | – |
| TDE | TELEPHONE AND PFDpfds, reits, | $6,000 | 0.0% | 241 | 0.0% | 0.00% | – | |
| TEMPE AZconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| ICSH | ISHARES ULTRA SHORT TERMequities | $5,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| PACTIV LLCconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| TN ENGY ACQUISITconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| IEO | ISHARES OIL & GAS EXPLequities | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| ITA | ISHARES US AEROSPACEequities | $3,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| IDV | ISHARES INTL SELECT DIVequities | $1,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| IGF | Sell | ISHARES GLOBAL INFRAequities | $4,000 | 0.0% | 80 | -20.0% | 0.00% | – |
| IYR | New | ISHARES TR DOW JONES REequities | $5,000 | – | 50 | +100.0% | 0.00% | – |
| ILF | New | ISHARES TR S&P LATN AMERunit trusts | $5,000 | – | 180 | +100.0% | 0.00% | – |
| EEM | ISHARES MSCI EMER MKT ETFequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| TXT | TEXTRONequities | $3,000 | +50.0% | 50 | 0.0% | 0.00% | – | |
| DVY | Sell | ISHARESTRUST DOW JONESequities | $3,000 | -92.3% | 30 | -92.5% | 0.00% | -100.0% |
| BSJL | INVESCO BULLETSHARESequities | $6,000 | 0.0% | 240 | 0.0% | 0.00% | – | |
| PDN | Sell | INVESCO FTSE RAFIequities | $2,000 | -60.0% | 51 | -67.7% | 0.00% | – |
| New | THERMO FISHER SCconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 105 | 0.0% | 0.00% | – | |
| ISNPY | New | INTESA SANPAOLO SPA ADRFequities | $3,000 | – | 185 | +100.0% | 0.00% | – |
| New | 3m Coconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| IPWG | INTERNATIONAL POWER GPequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| TLRY | Tilray Incequities | $5,000 | +150.0% | 200 | 0.0% | 0.00% | – | |
| INTL BK RECON &convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| INTERCONTINENTALconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| HDYNQ | HYPERDYNAMICS CORPequities | $0 | – | 13 | 0.0% | 0.00% | – | |
| HBAN | Sell | HUNTINGTON BANCSHARES INC.equities | $1,000 | -50.0% | 77 | -53.9% | 0.00% | – |
| New | THE HOME DEPOT, INCconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| TOTAL CAPITALconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| ALPRA | Exit | AIR LEASE COR PFDpfds, reits, | $0 | – | -85 | -100.0% | 0.00% | – |
| TOYOTA MOTOR COconvertible/ | $4,000 | -20.0% | 4,000 | 0.0% | 0.00% | – | ||
| CXO | Exit | CONCHO RESOURCES INCequities | $0 | – | -22 | -100.0% | 0.00% | – |
| New | TOYOTA MOTOR CREconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| HP | HELMERICH & PAYNE INCequities | $0 | – | 15 | 0.0% | 0.00% | – | |
| HCN | Sell | WELLTOWER INCpfds, reits, | $3,000 | -25.0% | 38 | -30.9% | 0.00% | – |
| HAS | HASBRO INCequities | $3,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| TCNNF | New | TRULIEVE CANNABIS CORPequities | $5,000 | – | 100 | +100.0% | 0.00% | – |
| HTGM | HTG MOLECULAR DIAG INCequities | $3,000 | +50.0% | 466 | 0.0% | 0.00% | – | |
| GTBIF | New | GREEN THUMB INDS INCequities | $6,000 | – | 200 | +100.0% | 0.00% | – |
| TUCSON AZconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| TUCSON AZ WTRconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| GTSO | New | GREEN TECH SOLUTIONSequities | $0 | – | 2,000 | +100.0% | 0.00% | – |
| ALPHABET INC.convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| SPIB | Exit | SPDR BARCLY INTERMEDIATEequities | $0 | – | -8 | -100.0% | 0.00% | – |
| GSPRK | GOLDMAN SACHpfds, reits, | $5,000 | 0.0% | 158 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| Exit | FREMONT NEBRASKA COconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| GOL | GOL LINHAS AEREAS INTELIGENTES SAequities | $0 | – | 20 | 0.0% | 0.00% | – | |
| New | Globe Life Inc Pfdpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – | |
| GOOD | Gladstone Coml Corppfds, reits, | $5,000 | 0.0% | 270 | 0.0% | 0.00% | – | |
| GILEAD SCIENCES,convertible/ | $6,000 | -14.3% | 6,000 | 0.0% | 0.00% | -100.0% | ||
| CLNYPRJ | Exit | COLONY CAPIT PFDpfds, reits, | $0 | – | -87 | -100.0% | 0.00% | – |
| New | General Motors Fconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| GENERAL ELECTRIconvertible/ | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| GTX | GARRETT MOTION INCequities | $0 | – | 12 | 0.0% | 0.00% | – | |
| FCEL | FUELCELL ENERGY INCequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| FTRCQ | New | FRONTIER COMM CORPequities | $0 | – | 5 | +100.0% | 0.00% | – |
| BEAM INCconvertible/ | $6,000 | -14.3% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| Sell | FT BEND CTY TEXconvertible/ | $5,000 | -68.8% | 5,000 | -66.7% | 0.00% | -100.0% | |
| New | FIRST TRUST PREFERREDequities | $5,000 | – | 229 | +100.0% | 0.00% | – | |
| FIRST TRUST PORTFOLIOSunit trusts | $3,000 | -25.0% | 10 | 0.0% | 0.00% | – | ||
| UAL | UNITED CONTL HLDGSequities | $3,000 | +50.0% | 46 | 0.0% | 0.00% | – | |
| FHN | FIRST HORIZON NATL CORPequities | $4,000 | +33.3% | 245 | 0.0% | 0.00% | – | |
| SRCL | Exit | STERICYCLE INCequities | $0 | – | -34 | -100.0% | 0.00% | – |
| New | UNITED PARCEL SERconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| FITBP | FIFTH THIRD BANCORP PFDpfds, reits, | $2,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| ONEQ | Fidelity Nasdaqequities | $4,000 | 0.0% | 7 | 0.0% | 0.00% | – | |
| SNVPRE | Exit | SYNOVUS FINL PFDpfds, reits, | $0 | – | -29 | -100.0% | 0.00% | – |
| U. S. BANCORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| ESGRP | Exit | ENSTAR GROUP LIM PFDpfds, reits, | $0 | – | -85 | -100.0% | 0.00% | – |
| US TREASUR NTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| FEDERAL NTNL MORTGAGconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| LUNMF | Exit | LUNDIN MININGequities | $0 | – | -85 | -100.0% | 0.00% | – |
| AGNCO | Exit | AGNC INVESTM PFDpfds, reits, | $0 | – | -30 | -100.0% | 0.00% | – |
| FAST | FASTENAL COequities | $3,000 | 0.0% | 58 | 0.0% | 0.00% | – | |
| FTCH | Farfetch Limitedequities | $5,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| FTunit trusts | $5,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| EXXON MOBIL CORconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | – | ||
| UNITY ONE CAPITALequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| ESS | ESSEX PROPERTY TRUST INCpfds, reits, | $3,000 | 0.0% | 12 | 0.0% | 0.00% | – | |
| TFCPRF | Exit | TRUIST FINL CORP PFD-Fpfds, reits, | $0 | – | -51 | -100.0% | 0.00% | – |
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| VMBS | Exit | VANGUARD MORTGAGE BACKEDequities | $0 | – | -18 | -100.0% | 0.00% | – |
| UBPPRH | URSTADT BIDDL PFDpfds, reits, | $1,000 | 0.0% | 23 | 0.0% | 0.00% | – | |
| APPS | Exit | DIGITAL TURBINE INCequities | $0 | – | -75 | -100.0% | 0.00% | – |
| LSCG | LIGHTING SCIENCE GROUP Cequities | $0 | -100.0% | 5,000 | 0.0% | 0.00% | – | |
| ETR | New | ENTERGY CORPequities | $0 | – | 2 | +100.0% | 0.00% | – |
| EAI | New | Entergy Arkans Pfdpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| WATT | Energous Corpequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| ECTYQ | ECOTALITY INC XXXequities | $0 | – | 833 | 0.0% | 0.00% | – | |
| ECL | ECOLAB INCequities | $5,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| EBIX | EBIX INCequities | $3,000 | 0.0% | 87 | 0.0% | 0.00% | – | |
| VAN KAMPEN INSD INCMunit trusts | $4,000 | 0.0% | 9 | 0.0% | 0.00% | – | ||
| EBAY | EBAY INCequities | $6,000 | +20.0% | 100 | 0.0% | 0.00% | – | |
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $5,000 | 0.0% | 420 | 0.0% | 0.00% | – | |
| HAUZ | Exit | XTRACKERS INTER REAL ESTATEequities | $0 | – | -2 | -100.0% | 0.00% | – |
| EATON CORPconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| IPAY | Etfmg Prime Mobileequities | $4,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| EPR | EPR PROPERTIESpfds, reits, | $4,000 | +33.3% | 86 | 0.0% | 0.00% | – | |
| EDIG | E DIGITAL CORPequities | $0 | – | 300 | 0.0% | 0.00% | – | |
| DUKE ENERGY OHIOconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | – | ||
| VWO | Sell | VANGUARD EMERGING MARKETequities | $4,000 | -60.0% | 82 | -56.8% | 0.00% | -100.0% |
| DRD | DRDGOLD LTDequities | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| DKNG | Draftkings Incequities | $1,000 | – | 10 | 0.0% | 0.00% | – | |
| DOMINION ENERGYconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| DLB | DOLBY LABS INCequities | $6,000 | 0.0% | 63 | 0.0% | 0.00% | – | |
| Exit | Global X Superdividendequities | $0 | – | -500 | -100.0% | 0.00% | – | |
| New | Discover Finl SEconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| SNVPRD | Exit | SYNOVUS FINLl C PFDpfds, reits, | $0 | – | -28 | -100.0% | 0.00% | – |
| VASO | VASO CORP 00500equities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| QQQE | DIREXION NASDAQ 100 EQLequities | $2,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| New | VENEZELA Xxxconvertible/ | $1,000 | – | 13,000 | +100.0% | 0.00% | – | |
| DIA | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $2,000 | 0.0% | 5 | 0.0% | 0.00% | – | |
| DK | DELEK US HOLDINGS INequities | $5,000 | +25.0% | 221 | 0.0% | 0.00% | – | |
| DE | DEERE & COequities | $5,000 | +25.0% | 13 | 0.0% | 0.00% | – | |
| VO | VANGUARD MID CAPequities | $6,000 | +20.0% | 25 | 0.0% | 0.00% | – | |
| DTW | New | Dte Energy Co Pfdpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| DTE | D T E ENERGY COMPANYequities | $3,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| CRYFQ | CRYSTALLEX INTL CORP XXXequities | $0 | – | 50 | 0.0% | 0.00% | – | |
| CREE | CREEequities | $5,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| Costco Wholesaleconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| COTRP | CORTS TRUSTequities | $0 | – | 700 | 0.0% | 0.00% | – | |
| CNO | CNO FINL GROUP INCequities | $0 | – | 7 | 0.0% | 0.00% | – | |
| CONNECTOR 2000 SCconvertible/ | $1,000 | 0.0% | 1,427 | 0.0% | 0.00% | – | ||
| SFPRA | Exit | STIFEL FINL C PFDpfds, reits, | $0 | – | -56 | -100.0% | 0.00% | – |
| VERIZON COMMUNICATIOconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | – | ||
| VRNT | VERINT SYSTEMS INCequities | $4,000 | -33.3% | 85 | 0.0% | 0.00% | – | |
| CONEJO VY CA USDconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CNDT | CONDUENT INCequities | $0 | – | 72 | 0.0% | 0.00% | – | |
| New | COMMONWEALTH EDIconvertible/ | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | COMMONWEALTH EDconvertible/ | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CDE | COEUR MINING INCequities | $4,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| CLDR | CLOUDERA INCequities | $4,000 | -20.0% | 353 | 0.0% | 0.00% | – | |
| VTRS | Sell | VIATRIS INCequities | $1,000 | -99.8% | 69 | -99.8% | 0.00% | -100.0% |
| Frontier Communiconvertible/ | $6,000 | +50.0% | 8,913 | 0.0% | 0.00% | – | ||
| SPCE | VIRGIN GALACTIC HOLDINGS INCequities | $6,000 | +20.0% | 200 | 0.0% | 0.00% | – | |
| CITIGROUP INC (VARIABLE)convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| SNP | China Petroleum&Chemequities | $3,000 | +50.0% | 56 | 0.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| CHEF | New | CHEFS WAREHOUSE INCequities | $1,000 | – | 30 | +100.0% | 0.00% | – |
| CHTR | New | CHARTER COMMUNICATIONSequities | $2,000 | – | 3 | +100.0% | 0.00% | – |
| CENTA | New | CENTRAL GARDEN & PET CO - CLASS Aequities | $1,000 | – | 25 | +100.0% | 0.00% | – |
| CVM | CEL-SCI CORPequities | $4,000 | +33.3% | 289 | 0.0% | 0.00% | – | |
| WAB | WABTECequities | $4,000 | +33.3% | 46 | 0.0% | 0.00% | – | |
| CABGY | CARLSBERG ASequities | $2,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| CDXI | CARDAX INCequities | $0 | – | 67,843 | 0.0% | 0.00% | – | |
| CANNONAU CORPequities | $1,000 | – | 100 | 0.0% | 0.00% | – | ||
| CALIFORNIA STconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| CDNS | CADENCE DESIGN SYSequities | $3,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPequities | $0 | – | 24 | 0.0% | 0.00% | – | |
| WA FUNDING TR III XXXpfds, reits, | $0 | – | 3,550 | 0.0% | 0.00% | – | ||
| CVSI | C V SCIENCES INCequities | $0 | – | 333 | 0.0% | 0.00% | – | |
| CVS HEALTH CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| PMTS | CPI CARD GROUP INCequities | $1,000 | – | 40 | 0.0% | 0.00% | – | |
| Cnl Healthcare Propertiepfds, reits, | $3,000 | -25.0% | 456 | 0.0% | 0.00% | – | ||
| HGH | Exit | HARTFORD FINANCIAL PFDpfds, reits, | $0 | – | -26 | -100.0% | 0.00% | – |
| CNA FINL CORPconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| WAVXQ | WAVE SYSTEMS COequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| W | WAYFAIR INCequities | $5,000 | +25.0% | 17 | 0.0% | 0.00% | – | |
| GNLPRA | Exit | GLOBAL NET LEASpfds, reits, | $0 | – | -18 | -100.0% | 0.00% | – |
| CMS | New | CMS ENERGY CORPequities | $3,000 | – | 56 | +100.0% | 0.00% | – |
| BNSF, LLCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| WFCPRQ | Sell | WELLS FARGO & CO PFDpfds, reits, | $4,000 | -42.9% | 149 | -43.3% | 0.00% | -100.0% |
| BFB | BROWN FORMAN CORPequities | $3,000 | -25.0% | 50 | 0.0% | 0.00% | – | |
| New | BROADCOM INC.convertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| BHRPRD | New | Braemar Hotel Pfdpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| BSX | Buy | BOSTON SCIENTIFIC CORPequities | $5,000 | +150.0% | 119 | +95.1% | 0.00% | – |
| BWA | BORG WARNER INCequities | $3,000 | +50.0% | 61 | 0.0% | 0.00% | – | |
| BIO | BIO-RAD LABS INCequities | $6,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| WFCPRA | New | WELLS FARGO & CO PFD Apfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| BANK OF AMERICA C VAR 28convertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | – | ||
| BACPRK | BANK OF AMERICA PFDpfds, reits, | $1,000 | 0.0% | 38 | 0.0% | 0.00% | – | |
| BANCPRE | New | BANC CALLIF INCpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| BCVPRA | New | BANCROFT FUND LTD PFD Apfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| SAN | New | BANCO SANTANDER SAequities | $2,000 | – | 546 | +100.0% | 0.00% | – |
| BNPQY | New | BNP PARIBASequities | $3,000 | – | 91 | +100.0% | 0.00% | – |
| BB&T CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| AVDX | AVANT DIAGNOSTICS INCequities | $0 | – | 46 | 0.0% | 0.00% | – | |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | 600 | +100.0% | 0.00% | – | |
| WLK | Buy | WESTLAKE CHEMICAL CORPequities | $0 | – | 0 | +100.0% | 0.00% | – |
| AUSTIN TX CCLG DISTconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| VNQI | Exit | VANGUARD GLOBAL EX-US RE ETFequities | $0 | – | -62 | -100.0% | 0.00% | – |
| ACB | AURORA CANNABIS INCequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| New | Astrazeneca Plcconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| AHTPRF | New | ASHFORD HOSP PFDpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| ASTI | New | ASCENT SOLAR TECHNOLOGIES INCequities | $0 | – | 10,000 | +100.0% | 0.00% | – |
| ARLO | ARLO TECHNOLOGIES INCequities | $3,000 | -25.0% | 475 | 0.0% | 0.00% | – | |
| AZ BD REGENTS UNIVconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| AZ BD REGENTS UNIVconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| L100PS | ARCONIC INCequities | $0 | -100.0% | 18 | 0.0% | 0.00% | – | |
| USRT | Exit | ISHARES CORE US REITequities | $0 | – | -76 | -100.0% | 0.00% | – |
| WTFCM | WINTRUST FINL PFDpfds, reits, | $4,000 | 0.0% | 132 | 0.0% | 0.00% | – | |
| AQB | AQUABOUNTY TECHequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| CM | Exit | CANADIAN IMPERIAL BANK OF COMMERCEequities | $0 | – | -24 | -100.0% | 0.00% | – |
| New | Global X Superdividendequities | $5,000 | – | 500 | +100.0% | 0.00% | – | |
| APHA | APHRIA INCequities | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| AIV | APT INVT MGMT COpfds, reits, | $2,000 | +100.0% | 264 | 0.0% | 0.00% | – | |
| WI ST TRANSconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| APA | APACHE CORPequities | $1,000 | 0.0% | 43 | 0.0% | 0.00% | – | |
| AFFS | New | Amtrust Finl SE Pfdpfds, reits, | $4,000 | – | 200 | +100.0% | 0.00% | – |
| WTKWY | Sell | WOLTERS KLUWERequities | $3,000 | -62.5% | 40 | -57.9% | 0.00% | -100.0% |
| AMPW | American Power Corp Xxxequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| WW | WW INTERNATIONAL INCequities | $6,000 | +20.0% | 200 | 0.0% | 0.00% | – | |
| LIACF | New | AMERICAN LITHIUM CRPequities | $0 | – | 200 | +100.0% | 0.00% | – |
| XRX | XEROX CORPequities | $2,000 | 0.0% | 94 | 0.0% | 0.00% | – | |
| AIG | AMERICAN INTL GROUP INCequities | $4,000 | +33.3% | 92 | 0.0% | 0.00% | – | |
| AUY | YAMANA GOLD INCequities | $1,000 | 0.0% | 161 | 0.0% | 0.00% | – | |
| YELLOW MEDIA INC 22 WTSequities | $0 | – | 827 | 0.0% | 0.00% | – | ||
| AMERICAN EXPRESSconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| AMERICAN ELECTRICconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| AMERICAN AIRLINconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| AMRN | AMARIN CORP PLCequities | $0 | – | 33 | 0.0% | 0.00% | – | |
| YUMA ARIZONA MUNICIPconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| ATGFF | ALTAGAS INCOME LTDequities | $5,000 | +25.0% | 300 | 0.0% | 0.00% | – | |
| AABA | ALTABA INCequities | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ALLPRB | Sell | ALLSTATE CORPORApfds, reits, | $4,000 | -42.9% | 153 | -39.5% | 0.00% | -100.0% |
| ALXN | ALEXION PHARMA INCequities | $1,000 | 0.0% | 5 | 0.0% | 0.00% | – | |
| AAPR | ALCOA INCequities | $1,000 | 0.0% | 23 | 0.0% | 0.00% | – | |
| ALB | Sell | ALBEMARLE CORPequities | $4,000 | -63.6% | 25 | -66.7% | 0.00% | -100.0% |
| ZM | ZOOM VIDEO COMMUNICATIONequities | $6,000 | -14.3% | 20 | 0.0% | 0.00% | -100.0% | |
| IVRPRB | Exit | INVESCO MTG Cpfds, reits, | $0 | – | -28 | -100.0% | 0.00% | – |
| ARCO | ARCOS DORADOS HLDG INCequities | $1,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| Exit | BP CAPITAL MKTconvertible/ | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| ABNB | New | AIRBNB INCequities | $4,000 | – | 20 | +100.0% | 0.00% | – |
| BBU | BROOKFIELD BUSINESS P LPpfds, reits, | $1,000 | 0.0% | 14 | 0.0% | 0.00% | – | |
| BT GROUP PLC ORDequities | $5,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | ||
| BG | Sell | BUNGE LTDequities | $2,000 | -33.3% | 27 | -48.1% | 0.00% | – |
| ABB | ABB LTDequities | $2,000 | +100.0% | 50 | 0.0% | 0.00% | – | |
| MBB | Exit | ISHARES MBS ETFequities | $0 | – | -49 | -100.0% | 0.00% | – |
| AGNCP | Exit | AGNC INVESTM PFDpfds, reits, | $0 | – | -63 | -100.0% | 0.00% | – |
| TCFCP | Exit | TCF FINL CORP PFDpfds, reits, | $0 | – | -29 | -100.0% | 0.00% | – |
| MNKKQ | MALLINCKRODT PLCequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| Africo Resources Ltd Xxxpfds, reits, | $0 | – | 249 | 0.0% | 0.00% | – | ||
| NAT | NORDIC AMER TANKERS LTDequities | $4,000 | 0.0% | 1,300 | 0.0% | 0.00% | – | |
| NBLTF | New | Noble Corp New Wtsequities | $1,000 | – | 96 | +100.0% | 0.00% | – |
| NBLRF | New | Noble Corp New Wtsequities | $0 | – | 96 | +100.0% | 0.00% | – |
| NE | New | Noble Corpequities | $0 | – | 23 | +100.0% | 0.00% | – |
| AETNA INCconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| ASIX | ADVANSIX INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| PUKPR | PRUDENTIAL PLC PFDpfds, reits, | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| AAP | AMWAY ASIA PACIFICequities | $3,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| RNR | RENAISSANCERE HLDGSequities | $6,000 | 0.0% | 39 | 0.0% | 0.00% | – | |
| ACTA | ACTUA CORPequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| GLNG | GOLAR LNG LIMITEDequities | $3,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| PRGO | PERRIGO CO PLCequities | $1,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| ALC | ALCON INC.equities | $6,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| AKAOQ | ACHAOGEN INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| New | Petroplus Holdings Orxxxequities | $0 | – | 129 | +100.0% | 0.00% | – | |
| 1338PS | New | UBS AG NEWequities | $3,000 | – | 180 | +100.0% | 0.00% | – |
| KEYENCE CORPequities | $4,000 | -20.0% | 8 | 0.0% | 0.00% | – | ||
| CRNT | New | Ceragon Networks Ltdequities | $1,000 | – | 200 | +100.0% | 0.00% | – |
| CGNT | New | COGNYTE SOFTWARE LTDequities | $2,000 | – | 85 | +100.0% | 0.00% | – |
| SODA | SODASTREAM INTLequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| New | Chubb Ina Holdinconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| ABBVIE INC.convertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| ABKI | ABAKAN INCequities | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| AMR CORPpfds, reits, | $0 | – | 800 | 0.0% | 0.00% | – | ||
| ATCOPRG | New | ATLAS CORP PFD Gpfds, reits, | $5,000 | – | 200 | +100.0% | 0.00% | – |
| AMC | New | Amc Entertainmentequities | $0 | – | 20 | +100.0% | 0.00% | – |
| IFF | Exit | Intl Flavors& Fragraequities | $0 | – | -6 | -100.0% | 0.00% | – |
| VHT | Exit | VANGUARD HC ETFequities | $0 | – | -15 | -100.0% | 0.00% | – |
| RZB | Exit | REINSURANCE GRO PFDpfds, reits, | $0 | – | -187 | -100.0% | 0.00% | – |
| SCHR | Exit | SCHWAB INTERMEDIATE TERMequities | $0 | – | -4 | -100.0% | 0.00% | – |
| AGNCN | Exit | AGNC INVESTMENT PFDpfds, reits, | $0 | – | -58 | -100.0% | 0.00% | – |
| HYLB | Exit | XTRACKERS USD HIGH YIELDequities | $0 | – | -2 | -100.0% | 0.00% | – |
| HBANO | Exit | HUNTINGTON BA PFDpfds, reits, | $0 | – | -85 | -100.0% | 0.00% | – |
| UZB | Exit | UNITED STATES Cpfds, reits, | $0 | – | -28 | -100.0% | 0.00% | – |
| Exit | GILEAD SCIENCES,convertible/ | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| EBND | Exit | SPDR BLOOMBERG BARCLAYS EMERGING MARKETS LOCAL BONequities | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | WILLIS TOWERS Wconvertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| CME | Exit | CME GROUP INC Aequities | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | CROWN CASTLE INTconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| DAR | Exit | DARLING INTL INCequities | $0 | – | -138 | -100.0% | -0.00% | – |
| IBMK | Exit | Ishrs Ibnd Dec 2022 Trmequities | $0 | – | -375 | -100.0% | -0.00% | – |
| IBML | Exit | Ishares Ibonds Dec 2023equities | $0 | – | -375 | -100.0% | -0.00% | – |
| Exit | NY ST DORM AUTH S/Tconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| COF | Exit | CAPITAL ONE FINL CORPequities | $0 | – | -87 | -100.0% | -0.00% | – |
| Exit | NYC NY TRAN AUTHconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | PIMA CN AZ SWRconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | TVAconvertible/ | $0 | – | -7,000 | -100.0% | -0.00% | – | |
| Exit | CONROE TX ISDconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| NGHCO | Exit | NATL GEN PFDpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| Exit | MA ST SCH BLDG AUTHconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | INVESCO S&P MIDCAP LOWequities | $0 | – | -257 | -100.0% | -0.00% | – | |
| STT | Exit | STATE STREETequities | $0 | – | -104 | -100.0% | -0.00% | – |
| XT | Exit | Ishares Exponentialequities | $0 | – | -273 | -100.0% | -0.00% | – |
| Exit | VERISIGNequities | $0 | – | -77 | -100.0% | -0.00% | – | |
| USBPRO | Exit | US BANCORPpfds, reits, | $0 | – | -383 | -100.0% | -0.00% | – |
| Exit | MARICOPA AZ UHSD 21convertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | DRIPPING SPRING TXconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| ASBPRC | Exit | ASSOCIATED BANC PFDpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| SCHP | Exit | SCHWAB US TIPS ELFequities | $0 | – | -149 | -100.0% | -0.00% | – |
| Exit | US TREASUR NTconvertible/ | $0 | – | -11,000 | -100.0% | -0.00% | – | |
| LGVW | Exit | Longview Acquisition Corequities | $0 | – | -825 | -100.0% | -0.00% | – |
| SDIV | Exit | GLOBAL X SUPERDIVIDENDequities | $0 | – | -925 | -100.0% | -0.00% | – |
| Exit | AZ ST CTFS PARTconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| PUBGY | Exit | PUBLICIS GROUPEequities | $0 | – | -736 | -100.0% | -0.00% | – |
| VONV | Exit | Vanguard Russell 1000equities | $0 | – | -125 | -100.0% | -0.00% | – |
| TFI | Exit | Spdr Nuveen Bloombergequities | $0 | – | -210 | -100.0% | -0.00% | – |
| Exit | PIMA CNTY AZconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| BC | Exit | BRUNSWICK CORPequities | $0 | – | -93 | -100.0% | -0.00% | – |
| Exit | Macy'S, Inc.convertible/ | $0 | – | -7,000 | -100.0% | -0.00% | – | |
| PRK | Exit | PARK NTNL CORPequities | $0 | – | -125 | -100.0% | -0.00% | – |
| PKI | Exit | PERKINELMERequities | $0 | – | -100 | -100.0% | -0.00% | – |
| TFCPRG | Exit | TRUIST FINL CORP PFD-Gpfds, reits, | $0 | – | -655 | -100.0% | -0.00% | – |
| XANPRC | Exit | EXANTAS CAPI PFDpfds, reits, | $0 | – | -400 | -100.0% | -0.00% | – |
| Exit | GILA AZ USD #10convertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | STRUCTURED PRODUCT PFDpfds, reits, | $0 | – | -400 | -100.0% | -0.00% | – | |
| Exit | PIMA COUNTY ARIZONAconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| WFCPRP | Exit | WELLS FARGO B PFDpfds, reits, | $0 | – | -598 | -100.0% | -0.00% | – |
| IBMJ | Exit | Ishar Ibnd Dec 2021 Trmequities | $0 | – | -375 | -100.0% | -0.00% | – |
| Exit | MARICOPA AZ SD #11convertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| EBAYL | Exit | EBAY INC PFD Lpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| Exit | LINCOLN NEBRASKAconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| VONG | Exit | Vanguard Russell 1000equities | $0 | – | -59 | -100.0% | -0.00% | – |
| DLN | Exit | WISDOMTREE US LARGECAPequities | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | LINCOLN NEBRASKAconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| RKT | Exit | Rocket Companies Class Aequities | $0 | – | -700 | -100.0% | -0.00% | – |
| FERGY | Exit | FERGUSON PLCequities | $0 | – | -980 | -100.0% | -0.00% | – |
| Exit | Deutsche Bankconvertible/ | $0 | – | -7,000 | -100.0% | -0.00% | – | |
| Exit | AMERISOURCEBERGEN CORPequities | $0 | – | -142 | -100.0% | -0.00% | – | |
| Exit | SCOTTSDALE AZ MPCconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| EXC | Exit | EXELON CORPequities | $0 | – | -272 | -100.0% | -0.00% | – |
| Exit | MICROSOFT CORPconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| ANZBY | Exit | AUST & NEW ZEALAND BKG ADRFequities | $0 | – | -1,500 | -100.0% | -0.00% | – |
| POR | Exit | PORTLAND GENERAL ELECequities | $0 | – | -500 | -100.0% | -0.00% | – |
| Exit | UNVL HEALTH RLTY INC TRpfds, reits, | $0 | – | -395 | -100.0% | -0.00% | – | |
| Exit | Steel Dynamics,convertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| MDYV | Exit | Spdr S&P 400 Mid Capequities | $0 | – | -470 | -100.0% | -0.00% | – |
| Exit | CALIFORNIA STconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| NTLA | Exit | Intellia Therapeuticequities | $0 | – | -500 | -100.0% | -0.00% | – |
| Exit | CBOA FINANCIAL INCequities | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| Exit | General Electricconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | HOWMET AEROSPACE INCconvertible/ | $0 | – | -19,000 | -100.0% | -0.00% | – | |
| BPY | Exit | BROOKFIELD PROP PART LPpfds, reits, | $0 | – | -1,500 | -100.0% | -0.00% | – |
| Exit | RAYMOND JAMES FINANCIALequities | $0 | – | -230 | -100.0% | -0.00% | – | |
| Exit | TRAVELERS COMPANIESequities | $0 | – | -175 | -100.0% | -0.00% | – | |
| Exit | BERKSHIRE HATHAWAYconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | WSTN MARICOPA ED #2convertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | LINCOLN NEBconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| FNDE | Exit | SCHWAB FUNDA EMG MKTSequities | $0 | – | -689 | -100.0% | -0.00% | – |
| AFCI | Exit | ADVANCED FIBRE COMMUNICATIONS INCequities | $0 | – | -985 | -100.0% | -0.00% | – |
| UA | Exit | UNDER ARMOUR INC CL Cequities | $0 | – | -1,500 | -100.0% | -0.00% | – |
| Exit | UNITED PARCEL Sconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | SALINE COUNTY NEBconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| TCP | Exit | TC PIPELINES LPpfds, reits, | $0 | – | -800 | -100.0% | -0.00% | – |
| Exit | BARCLAYS PLCequities | $0 | – | -3,310 | -100.0% | -0.00% | – | |
| Exit | Maricopa Az Usd #48convertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | TOTAL SAequities | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| Exit | DIST ENGY CORPconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| ROKU | Exit | ROKU INC Cl Aequities | $0 | – | -100 | -100.0% | -0.00% | – |
| AIR | Exit | AAR CORPequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| FLRN | Exit | SPDR BLMBRG BRCLY INV GRequities | $0 | – | -1,553 | -100.0% | -0.00% | – |
| Exit | EQT CORPconvertible/ | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | VIACOM INCconvertible/ | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | MARATHON PETROLconvertible/ | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | General Dynamicsconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | OHIO STconvertible/ | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | Cooperatieve Rabconvertible/ | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | COMMONWEALTH EDISconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | Pima Cn Az Usd #1convertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | PIMA CN AZ USD #30convertible/ | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | JOHN DEERE CAPITAconvertible/ | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | The Progressive Corconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | CELGENE CORPconvertible/ | $0 | – | -55,000 | -100.0% | -0.01% | – | |
| Exit | THERMO FISHER SCconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | FIRST TRUST DJ INTERNET ETFequities | $0 | – | -278 | -100.0% | -0.01% | – | |
| Exit | INTERPUBLIC GRP COSconvertible/ | $0 | – | -75,000 | -100.0% | -0.01% | – | |
| SCHZ | Exit | SCHWAB US AGG BD ETFequities | $0 | – | -1,225 | -100.0% | -0.01% | – |
| Exit | Tc Pipelines, Lpconvertible/ | $0 | – | -80,000 | -100.0% | -0.01% | – | |
| Exit | EDWARDS LIFESCIENCES CPequities | $0 | – | -980 | -100.0% | -0.01% | – | |
| Exit | MICROCHIP TECH INCequities | $0 | – | -649 | -100.0% | -0.01% | – | |
| Exit | Az St Trans Brd Hwyconvertible/ | $0 | – | -95,000 | -100.0% | -0.01% | – | |
| Exit | THE HOME DEPOT, Iconvertible/ | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| Exit | TOLL BROTHERS INCconvertible/ | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| Exit | THE JOHN HOPKIconvertible/ | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| Exit | CA INCconvertible/ | $0 | – | -110,000 | -100.0% | -0.01% | – | |
| Exit | INVESCO S&P SMALLCAPequities | $0 | – | -781 | -100.0% | -0.01% | – | |
| Exit | BLACKROCK MUNIYIELD INSDequities | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| Exit | XILINX, INC.convertible/ | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | US Treasu Ntconvertible/ | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | INVESCO ADV MUNI INC TRUST IIequities | $0 | – | -13,603 | -100.0% | -0.01% | – | |
| CACI | Exit | CACI INTL INCequities | $0 | – | -800 | -100.0% | -0.02% | – |
| Exit | Glendale Az Uhsd 20convertible/ | $0 | – | -200,000 | -100.0% | -0.02% | – | |
| SCHG | Exit | SCHWAB US LC GWTH ETFequities | $0 | – | -2,741 | -100.0% | -0.03% | – |
| Exit | CA INCconvertible/ | $0 | – | -345,000 | -100.0% | -0.03% | – | |
| NYCBPRU | Exit | NEW YORK CMTY BANCORP PFDpfds, reits, | $0 | – | -7,770 | -100.0% | -0.03% | – |
| BACPRC | Exit | BANK OF AMERICA CORPpfds, reits, | $0 | – | -17,480 | -100.0% | -0.04% | – |
| Exit | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $0 | – | -535,000 | -100.0% | -0.04% | – | |
| Exit | CVS HEALTH CORP (VARIABLE)convertible/ | $0 | – | -825,000 | -100.0% | -0.07% | – | |
| Exit | TARGET CORPequities | $0 | – | -10,211 | -100.0% | -0.15% | – | |
| Exit | NORTHROP GRUMMANconvertible/ | $0 | – | -2,065,000 | -100.0% | -0.17% | – | |
| BGEPF | Exit | BUNGE LTDpfds, reits, | $0 | – | -20,737 | -100.0% | -0.19% | – |
| Exit | NUANCE COMM INCconvertible/ | $0 | – | -1,345,000 | -100.0% | -0.24% | – | |
| Exit | RAYTHEON TECH COequities | $0 | – | -105,282 | -100.0% | -0.62% | – | |
| Exit | VERINT SYSTEMS INCconvertible/ | $0 | – | -18,002,000 | -100.0% | -1.61% | – | |
| Exit | JUNIPER NETWORKS INCconvertible/ | $0 | – | -18,123,000 | -100.0% | -1.69% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.