$1.21 Billion is the total value of Sonora Investment Management, LLC's 1759 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 22.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INCequities | $40,889,000 | +16.4% | 308,156 | +1.6% | 3.39% | +4.3% |
| MSFT | Buy | MICROSOFT CORPequities | $29,936,000 | +8.0% | 134,590 | +2.1% | 2.48% | -3.3% |
| Sell | CSG SYSTEMS INCconvertible/ | $23,074,000 | -0.2% | 21,768,000 | -2.2% | 1.91% | -10.6% | |
| Sell | TOLL BROTHERS INCconvertible/ | $22,018,000 | +0.5% | 20,870,000 | -0.6% | 1.83% | -10.0% | |
| QCOM | Sell | QUALCOMM INCequities | $21,216,000 | +28.6% | 139,267 | -0.6% | 1.76% | +15.3% |
| Sell | JUNIPER NETWORKS INCconvertible/ | $20,423,000 | -8.9% | 18,123,000 | -9.6% | 1.69% | -18.4% | |
| Sell | VERINT SYSTEMS INCconvertible/ | $19,414,000 | +2.7% | 18,002,000 | -3.5% | 1.61% | -8.1% | |
| Sell | TOLL BROTHERS INCconvertible/ | $18,355,000 | -2.2% | 17,649,000 | -2.3% | 1.52% | -12.4% | |
| Sell | VALERO ENERGY CORPconvertible/ | $17,719,000 | -6.3% | 16,213,000 | -7.7% | 1.47% | -16.1% | |
| Sell | COACH INCconvertible/ | $16,985,000 | +0.2% | 15,746,000 | -3.8% | 1.41% | -10.3% | |
| BACPRM | Buy | BANK OF AMERICA CORP PFD Mpfds, reits, | $16,672,000 | +9.9% | 610,484 | +8.1% | 1.38% | -1.6% |
| GOOG | Buy | ALPHABET INC CL Cequities | $16,266,000 | +20.8% | 9,285 | +1.4% | 1.35% | +8.2% |
| Sell | MERITAGE HOMES CORPconvertible/ | $16,189,000 | -0.8% | 14,295,000 | -2.1% | 1.34% | -11.2% | |
| ALLPRH | Buy | ALLSTATE CORP PFDpfds, reits, | $15,202,000 | +5.8% | 543,890 | +1.4% | 1.26% | -5.2% |
| Sell | MERITAGE HOMES CORPconvertible/ | $13,884,000 | -2.0% | 13,067,000 | -1.7% | 1.15% | -12.2% | |
| GSPRJ | Sell | GOLDMAN SACHS PFD Jpfds, reits, | $13,186,000 | +2.2% | 482,471 | -0.8% | 1.09% | -8.4% |
| Sell | TWITTER INCconvertible/ | $13,139,000 | -1.8% | 12,985,000 | -3.2% | 1.09% | -12.0% | |
| New | GREENBRIER COS INCconvertible/ | $13,041,000 | – | 12,940,000 | +100.0% | 1.08% | – | |
| METPRF | Buy | METLIFE INC PFD Fpfds, reits, | $12,569,000 | +251280.0% | 462,085 | +236866.7% | 1.04% | – |
| PG | Buy | PROCTER & GAMBLE COequities | $12,483,000 | +0.2% | 89,718 | +0.1% | 1.04% | -10.1% |
| PEP | Buy | PEPSICO INCequities | $12,240,000 | +12.9% | 82,533 | +5.6% | 1.02% | +1.1% |
| Sell | HYATT HOTELS CORPconvertible/ | $12,126,000 | +0.9% | 10,840,000 | -2.9% | 1.01% | -9.6% | |
| Buy | NEW RELIC INCconvertible/ | $12,019,000 | +52.0% | 12,265,000 | +47.9% | 1.00% | +36.2% | |
| WMT | Buy | WAL-MART STORES INCequities | $11,530,000 | +6.6% | 79,986 | +3.5% | 0.96% | -4.6% |
| JNJ | Buy | JOHNSON & JOHNSONequities | $11,391,000 | +12.3% | 72,378 | +6.2% | 0.94% | +0.6% |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $11,025,000 | +1.7% | 22,045 | -0.3% | 0.92% | -8.9% |
| RSG | Buy | REPUBLIC SERVICES INCequities | $10,946,000 | +9.1% | 113,669 | +5.7% | 0.91% | -2.3% |
| Sell | FIFTH THIRD BANKconvertible/ | $10,505,000 | -3.5% | 9,523,000 | -3.3% | 0.87% | -13.6% | |
| HD | Buy | HOME DEPOT INCequities | $10,369,000 | +0.1% | 39,036 | +4.7% | 0.86% | -10.3% |
| DTP | Buy | DTE ENERGY COpfds, reits, | $9,957,000 | +7.8% | 206,828 | +1.1% | 0.83% | -3.4% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $9,864,000 | -5.6% | 73,157 | +3.4% | 0.82% | -15.4% |
| COST | Buy | COSTCO WHOLESALE CORPequities | $9,831,000 | +8.9% | 26,092 | +2.6% | 0.82% | -2.4% |
| PFE | Buy | PFIZER INCequities | $9,825,000 | +1.8% | 266,924 | +1.5% | 0.82% | -8.7% |
| Sell | NUANCE COMM INCconvertible/ | $9,750,000 | +29.0% | 4,275,000 | -0.1% | 0.81% | +15.6% | |
| MGP | Sell | MGM GROWTH PPTYS LLCpfds, reits, | $9,683,000 | +11.6% | 309,366 | -0.2% | 0.80% | -0.1% |
| Sell | KLA TENCOR CORPconvertible/ | $9,576,000 | -9.2% | 8,420,000 | -8.8% | 0.79% | -18.7% | |
| Sell | ZILLOW GROUP INCconvertible/ | $9,427,000 | -35.5% | 5,560,000 | -45.6% | 0.78% | -42.2% | |
| AJG | Buy | ARTHUR J GALLAGHER & COequities | $9,066,000 | +20.3% | 73,287 | +2.7% | 0.75% | +7.7% |
| FITBI | Sell | FIFTH THIRD PFDpfds, reits, | $9,037,000 | +8.7% | 310,341 | -0.4% | 0.75% | -2.6% |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $9,045,000 | -1.7% | 25,479 | +6.1% | 0.75% | -12.0% |
| Sell | VMWARE INCconvertible/ | $9,009,000 | -8.7% | 7,895,000 | -9.5% | 0.75% | -18.3% | |
| Sell | CLEVELAND CLIFFSconvertible/ | $8,962,000 | +86.7% | 4,585,000 | -0.8% | 0.74% | +67.3% | |
| DLRPRL | Buy | DIGITAL REALTY PFD Lpfds, reits, | $8,783,000 | +105.3% | 321,718 | +104.4% | 0.73% | +84.1% |
| TXN | Buy | TEXAS INSTRUMENTS INCequities | $8,686,000 | +38.6% | 52,921 | +20.6% | 0.72% | +24.3% |
| JPM | Buy | JPMORGAN CHASE & COequities | $8,615,000 | +78.9% | 67,800 | +35.5% | 0.72% | +60.3% |
| IONS | Buy | IONIS PHARMACEUTICALS INCequities | $8,537,000 | +38.2% | 150,995 | +16.0% | 0.71% | +23.8% |
| MRK | Buy | MERCK & CO INCequities | $8,321,000 | +2.3% | 101,718 | +3.7% | 0.69% | -8.4% |
| UNP | Buy | UNION PACIFIC CORPequities | $8,303,000 | +13.3% | 39,875 | +7.1% | 0.69% | +1.5% |
| JPMPRC | Buy | JPMORGAN CHASE PFDpfds, reits, | $8,256,000 | +6.0% | 289,880 | +2.1% | 0.68% | -5.1% |
| Buy | PURE STORAGE INCconvertible/ | $8,251,000 | +16.7% | 7,460,000 | +1.4% | 0.68% | +4.4% | |
| VZ | Buy | VERIZON COMM INCequities | $8,135,000 | +8.1% | 138,476 | +9.5% | 0.68% | -3.2% |
| EMR | Buy | EMERSON ELECTRIC COequities | $7,842,000 | +28.2% | 97,578 | +4.6% | 0.65% | +14.8% |
| Sell | ADVANCED AUTO PARTS INCconvertible/ | $7,798,000 | -7.0% | 7,133,000 | -4.7% | 0.65% | -16.6% | |
| Sell | GOLDMAN SACHS GROUPconvertible/ | $7,752,000 | -1.6% | 6,800,000 | -2.2% | 0.64% | -11.8% | |
| CSCO | Sell | CISCO SYSTEMS INCequities | $7,599,000 | +11.5% | 169,815 | -1.8% | 0.63% | -0.2% |
| Sell | MICROCHIP TECH INCconvertible/ | $7,535,000 | +31.8% | 3,730,000 | -0.1% | 0.62% | +18.1% | |
| New | RAYTHEON TECH COequities | $7,529,000 | – | 105,282 | +100.0% | 0.62% | – | |
| Sell | INSMED INCconvertible/ | $7,519,000 | +2.0% | 6,645,000 | -1.0% | 0.62% | -8.6% | |
| Sell | GUIDEWIRE SOFTWARE INCconvertible/ | $7,499,000 | +12.2% | 5,825,000 | -0.6% | 0.62% | +0.5% | |
| SBUX | Buy | STARBUCKS CORPequities | $7,474,000 | +34.6% | 69,861 | +8.1% | 0.62% | +20.6% |
| Sell | CADENCE DESIGN SYSTEMS INCconvertible/ | $7,131,000 | -8.1% | 6,355,000 | -8.0% | 0.59% | -17.5% | |
| PNCPRP | Sell | PNC FINL SVCS PFDpfds, reits, | $6,973,000 | -2.2% | 260,375 | -2.9% | 0.58% | -12.6% |
| Sell | BIOMARIN PHARMA INCconvertible/ | $6,807,000 | +1.7% | 6,370,000 | -0.2% | 0.56% | -8.9% | |
| AMZN | Buy | AMAZON.COM INCequities | $6,579,000 | +69.9% | 2,020 | +64.2% | 0.55% | +52.1% |
| SCHWPRD | Sell | CHARLES SCHWAB PFDpfds, reits, | $6,374,000 | -5.1% | 244,785 | -6.3% | 0.53% | -15.0% |
| Buy | OMEROS CORPconvertible/ | $6,344,000 | +71.0% | 5,945,000 | +33.7% | 0.53% | +52.9% | |
| EVRG | Buy | EVERGY INCequities | $6,314,000 | +25.5% | 113,744 | +14.9% | 0.52% | +12.4% |
| HON | Buy | HONEYWELL INTL INCequities | $6,199,000 | +85.1% | 29,145 | +43.2% | 0.51% | +65.8% |
| VLO | Sell | VALERO ENERGY CORPequities | $6,100,000 | +21.5% | 107,837 | -7.0% | 0.51% | +8.8% |
| Sell | EXACT SCIENCES CORPconvertible/ | $6,088,000 | +18.3% | 4,345,000 | -0.7% | 0.50% | +5.9% | |
| AEPPL | Buy | AMERICAN ELECTRIC POWER CO PFDpfds, reits, | $6,044,000 | +73.8% | 120,647 | +68.3% | 0.50% | +55.6% |
| GIS | Buy | GENERAL MILLS INCequities | $5,843,000 | +4.1% | 99,370 | +9.2% | 0.48% | -6.7% |
| AMGN | Buy | AMGEN INCequities | $5,742,000 | +23.5% | 24,975 | +36.5% | 0.48% | +10.4% |
| Sell | COACH INCconvertible/ | $5,709,000 | -1.0% | 5,585,000 | -2.3% | 0.47% | -11.2% | |
| GLW | Sell | CORNING INCequities | $5,675,000 | +9.2% | 157,631 | -1.7% | 0.47% | -2.1% |
| MMM | Buy | 3M COequities | $5,549,000 | +20.3% | 31,748 | +10.3% | 0.46% | +7.7% |
| USB | Buy | US BANCORPequities | $5,447,000 | +267.0% | 116,916 | +182.5% | 0.45% | +229.9% |
| KLAC | Buy | KLA-TENCOR CORPequities | $5,430,000 | +49.3% | 20,974 | +11.7% | 0.45% | +33.5% |
| T | Buy | AT&T INCequities | $5,365,000 | +1.1% | 186,534 | +0.2% | 0.44% | -9.4% |
| DIS | Buy | WALT DISNEY COequities | $5,368,000 | +58.3% | 29,628 | +8.5% | 0.44% | +41.7% |
| Sell | EXACT SCIENCES CORPconvertible/ | $5,070,000 | +22.0% | 2,685,000 | -0.2% | 0.42% | +9.4% | |
| TFCPRH | Sell | TRUIST FINL CORP PFD-Hpfds, reits, | $5,051,000 | -10.8% | 194,327 | -10.8% | 0.42% | -20.0% |
| V | Buy | VISA INCequities | $4,900,000 | +39.2% | 22,402 | +27.3% | 0.41% | +24.5% |
| BX | Buy | BLACKSTONE GROUPequities | $4,860,000 | +51.7% | 74,988 | +22.2% | 0.40% | +35.7% |
| NEEPRP | Buy | NEXTERA ENERGY PFDpfds, reits, | $4,798,000 | +85.0% | 94,377 | +69.9% | 0.40% | +65.8% |
| MDT | Buy | MEDTRONIC INCequities | $4,793,000 | +20.5% | 40,921 | +6.9% | 0.40% | +8.2% |
| FB | Buy | FACEBOOK INCequities | $4,696,000 | +58.4% | 17,190 | +51.8% | 0.39% | +41.8% |
| RPM | Buy | RPM INTL INCequities | $4,679,000 | +23.9% | 51,538 | +13.1% | 0.39% | +10.9% |
| ORCL | Buy | ORACLE CORPequities | $4,681,000 | +18.4% | 72,353 | +9.2% | 0.39% | +6.0% |
| KO | Buy | COCA-COLA COequities | $4,585,000 | +190.2% | 83,602 | +161.2% | 0.38% | +160.3% |
| New | ALTERYX INCconvertible/ | $4,491,000 | – | 4,260,000 | +100.0% | 0.37% | – | |
| CGNX | Sell | COGNEX CORPequities | $4,262,000 | +22.4% | 53,089 | -0.8% | 0.35% | +9.6% |
| MCD | Buy | MCDONALD'S CORPequities | $4,176,000 | +37.5% | 19,459 | +40.7% | 0.35% | +23.1% |
| INTC | Sell | INTEL CORPequities | $4,118,000 | -24.8% | 82,660 | -21.8% | 0.34% | -32.5% |
| Sell | HYATT HOTELS CORPconvertible/ | $3,977,000 | -3.0% | 3,908,000 | -2.5% | 0.33% | -13.2% | |
| GOOGL | Buy | ALPHABET INC CL Aequities | $3,950,000 | +20.2% | 2,254 | +0.5% | 0.33% | +7.9% |
| Buy | CITIGROUP INCconvertible/ | $3,943,000 | +193.6% | 3,360,000 | +189.7% | 0.33% | +163.7% | |
| USBPRM | Sell | US BANCORPpfds, reits, | $3,828,000 | -3.9% | 143,570 | -4.0% | 0.32% | -13.8% |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $3,792,000 | +87.4% | 25,453 | +38.2% | 0.32% | +68.4% |
| ACN | Buy | ACCENTURE PLCequities | $3,724,000 | +41.4% | 14,255 | +22.4% | 0.31% | +26.6% |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $3,670,000 | +13.9% | 214,109 | +5.7% | 0.30% | +2.0% |
| Sell | AGILENT TECHNOLOGIESconvertible/ | $3,583,000 | -9.7% | 3,330,000 | -9.1% | 0.30% | -19.3% | |
| PNW | Buy | PINNACLE WEST CAPITAL CPequities | $3,569,000 | +9.6% | 44,641 | +2.2% | 0.30% | -2.0% |
| CLX | Buy | CLOROX COequities | $3,449,000 | -3.2% | 17,083 | +0.7% | 0.29% | -13.3% |
| JPMPRG | Sell | JPMORGAN CHASEpfds, reits, | $3,351,000 | -8.1% | 130,128 | -9.6% | 0.28% | -17.8% |
| Sell | II-VI INCconvertible/ | $3,295,000 | +46.1% | 1,985,000 | -0.5% | 0.27% | +30.6% | |
| Sell | JPMORGAN CHASE & COconvertible/ | $3,283,000 | -3.0% | 2,830,000 | -2.7% | 0.27% | -13.4% | |
| ITW | Buy | ILLINOIS TOOL WORKSequities | $3,153,000 | +151.2% | 15,465 | +138.0% | 0.26% | +125.9% |
| MGM | Buy | MGM RESORTS INTLequities | $3,102,000 | +53.0% | 98,439 | +5.6% | 0.26% | +36.7% |
| Sell | MARRIOTT INTL INCconvertible/ | $2,884,000 | -3.6% | 2,810,000 | -3.9% | 0.24% | -13.7% | |
| Sell | NUANCE COMM INCconvertible/ | $2,871,000 | +28.3% | 1,345,000 | -0.4% | 0.24% | +15.0% | |
| CLF | Sell | CLEVELAND-CLIFFS INCequities | $2,869,000 | +117.3% | 197,015 | -4.2% | 0.24% | +95.1% |
| IRM | Buy | IRON MOUNTAIN INCpfds, reits, | $2,844,000 | +15.1% | 96,479 | +4.6% | 0.24% | +3.1% |
| New | PROOFPOINT INCconvertible/ | $2,776,000 | – | 2,510,000 | +100.0% | 0.23% | – | |
| Sell | AT&T INCconvertible/ | $2,761,000 | -14.4% | 2,488,000 | -14.9% | 0.23% | -23.4% | |
| Sell | REPUBLIC SERVICES INCconvertible/ | $2,682,000 | -4.8% | 2,435,000 | -4.5% | 0.22% | -14.9% | |
| EXPI | Sell | EXP WORLD HOLDINGS INCequities | $2,627,000 | +55.4% | 41,622 | -0.7% | 0.22% | +38.9% |
| UNH | Buy | UNITEDHEALTH GROUP INCequities | $2,624,000 | +871.9% | 7,483 | +764.1% | 0.22% | +772.0% |
| CINF | Sell | CINCINNATI FINANCIAL CORPequities | $2,616,000 | +1.5% | 29,943 | -9.4% | 0.22% | -9.2% |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $2,589,000 | -5.9% | 2,490,000 | -1.2% | 0.22% | -15.7% | |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $2,574,000 | +27.4% | 32,928 | -1.0% | 0.21% | +14.4% |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $2,489,000 | -13.7% | 2,505,000 | -20.5% | 0.21% | -22.8% | |
| Sell | JPMORGAN CHASE & COconvertible/ | $2,415,000 | -2.0% | 2,163,000 | -3.1% | 0.20% | -12.3% | |
| FITBO | New | FIFTH THIRD BANCORP PFD Kpfds, reits, | $2,353,000 | – | 84,885 | +100.0% | 0.20% | – |
| Sell | AGILENT TECHNOLOGIESconvertible/ | $2,336,000 | -5.0% | 2,115,000 | -4.9% | 0.19% | -14.9% | |
| Sell | CHENIERE ENERGY INCconvertible/ | $2,318,000 | +8.5% | 2,970,000 | -0.3% | 0.19% | -3.0% | |
| KMI | Sell | KINDER MORGAN INCequities | $2,285,000 | -17.6% | 167,155 | -25.7% | 0.19% | -26.1% |
| PLUG | Buy | PLUG POWERequities | $2,260,000 | +2468.2% | 66,657 | +915.5% | 0.19% | +2237.5% |
| PAYX | Buy | PAYCHEX INCequities | $2,252,000 | +21.9% | 24,168 | +4.3% | 0.19% | +9.4% |
| BGEPF | BUNGE LTDpfds, reits, | $2,260,000 | +10.9% | 20,737 | 0.0% | 0.19% | -1.1% | |
| ITCI | Buy | INTRA-CELLULAR THERAPIES INCequities | $2,248,000 | +48.7% | 70,705 | +20.0% | 0.19% | +32.9% |
| CVS | Sell | CVS HEALTH CORPequities | $2,208,000 | +9.9% | 32,322 | -6.1% | 0.18% | -1.6% |
| Buy | AMERICAN TOWER CORPconvertible/ | $2,186,000 | +36.8% | 1,885,000 | +35.6% | 0.18% | +22.3% | |
| TFC | Sell | TRUIST FINL CORPequities | $2,113,000 | +23.6% | 44,091 | -1.8% | 0.18% | +10.8% |
| NORTHROP GRUMMANconvertible/ | $2,078,000 | -0.8% | 2,065,000 | 0.0% | 0.17% | -11.3% | ||
| New | GRANITE CONSTRUCTION INCconvertible/ | $2,031,000 | – | 1,865,000 | +100.0% | 0.17% | – | |
| IBM | Buy | INTL BUSINESS MACHINES CORPequities | $2,016,000 | +9.5% | 16,016 | +5.9% | 0.17% | -2.3% |
| Sell | MARRIOTT INTL INCconvertible/ | $1,996,000 | +3.3% | 1,845,000 | -1.1% | 0.17% | -7.3% | |
| HUN | Sell | HUNTSMAN CORPequities | $1,944,000 | +11.5% | 77,345 | -1.5% | 0.16% | -0.6% |
| LYB | Sell | LYONDELLBASELL INDUS NVequities | $1,927,000 | +18.7% | 21,023 | -8.7% | 0.16% | +6.7% |
| LUV | Buy | SOUTHWEST AIRLINES COequities | $1,911,000 | +149.8% | 40,999 | +100.9% | 0.16% | +123.9% |
| Sell | AMGEN INCconvertible/ | $1,854,000 | -11.0% | 1,800,000 | -10.7% | 0.15% | -20.2% | |
| DLRPRJ | Sell | DIGITAL REALTY PFD Jpfds, reits, | $1,839,000 | -3.7% | 70,234 | -2.5% | 0.15% | -13.6% |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $1,825,000 | -7.1% | 1,595,000 | -1.2% | 0.15% | -17.0% | |
| New | TARGET CORPequities | $1,803,000 | – | 10,211 | +100.0% | 0.15% | – | |
| CSX | Buy | CSX CORPequities | $1,803,000 | +140.1% | 19,867 | +105.6% | 0.15% | +114.3% |
| XOM | Buy | EXXON MOBIL CORPequities | $1,759,000 | +23.8% | 42,667 | +3.1% | 0.15% | +10.6% |
| AMT | Buy | AMERICAN TOWER CORPequities | $1,748,000 | +67.4% | 7,789 | +80.4% | 0.14% | +49.5% |
| CVS HEALTH CORPconvertible/ | $1,695,000 | -0.9% | 1,685,000 | 0.0% | 0.14% | -10.8% | ||
| JPMPRJCL | Buy | JP MORGAN CAPpfds, reits, | $1,603,000 | +6065.4% | 57,848 | +5713.9% | 0.13% | +6550.0% |
| LEG | Sell | LEGGETT & PLATTequities | $1,602,000 | +0.1% | 36,173 | -7.0% | 0.13% | -10.1% |
| TECK | Buy | TECK RESOURCES LTDequities | $1,591,000 | +35.6% | 87,677 | +4.0% | 0.13% | +21.1% |
| Sell | MARRIOTT INTL INCconvertible/ | $1,552,000 | +6.7% | 1,458,000 | -0.3% | 0.13% | -4.4% | |
| HBI | Buy | HANESBRANDS INCequities | $1,517,000 | +8.4% | 104,060 | +17.2% | 0.13% | -3.1% |
| CORNING INCconvertible/ | $1,424,000 | -0.4% | 1,385,000 | 0.0% | 0.12% | -10.6% | ||
| TSM | Buy | TAIWAN SEMI MANU CO LTDequities | $1,428,000 | +35.6% | 13,099 | +0.8% | 0.12% | +20.4% |
| WM | Sell | WASTE MANAGEMENT INCequities | $1,397,000 | +2.5% | 11,843 | -1.7% | 0.12% | -7.9% |
| Sell | AMERICAN EXPRESSconvertible/ | $1,352,000 | -2.2% | 1,218,000 | -2.4% | 0.11% | -12.5% | |
| Buy | JUNIPER NETWORKS INCconvertible/ | $1,355,000 | +123.2% | 1,185,000 | +123.6% | 0.11% | +100.0% | |
| Sell | NUANCE COMM INCconvertible/ | $1,330,000 | -27.9% | 715,000 | -43.7% | 0.11% | -35.7% | |
| CVX | Sell | CHEVRON CORPequities | $1,312,000 | +16.7% | 15,536 | -0.5% | 0.11% | +4.8% |
| Sell | AT&T INCconvertible/ | $1,301,000 | -5.0% | 1,255,000 | -4.6% | 0.11% | -15.0% | |
| UNION PACIFIC COconvertible/ | $1,261,000 | -0.4% | 1,140,000 | 0.0% | 0.10% | -10.3% | ||
| BA | Sell | BOEING COequities | $1,239,000 | +4.7% | 5,786 | -19.1% | 0.10% | -6.4% |
| MPW | Sell | MEDICAL PROP TRUST INCpfds, reits, | $1,211,000 | +22.3% | 55,570 | -1.1% | 0.10% | +8.7% |
| Buy | VALERO ENERGY CORPconvertible/ | $1,163,000 | +61.1% | 1,005,000 | +55.8% | 0.10% | +43.3% | |
| Sell | VALERO ENERGY COconvertible/ | $1,142,000 | -1.1% | 1,095,000 | -1.8% | 0.10% | -11.2% | |
| WPC | Buy | WP CAREY INCpfds, reits, | $1,130,000 | +9.0% | 16,009 | +0.6% | 0.09% | -2.1% |
| PSX | Sell | PHILLIPS 66equities | $1,093,000 | +31.7% | 15,632 | -2.3% | 0.09% | +18.2% |
| Sell | WP CAREY INCconvertible/ | $1,099,000 | -5.7% | 990,000 | -7.0% | 0.09% | -15.7% | |
| Buy | JPMORGAN CHASEconvertible/ | $1,079,000 | +104.0% | 915,000 | +101.1% | 0.09% | +83.7% | |
| Sell | QUALCOMM INCconvertible/ | $1,077,000 | -6.3% | 1,040,000 | -5.9% | 0.09% | -16.8% | |
| SPY | Sell | SPDR S&P 500 ETFequities | $1,067,000 | +5.0% | 2,854 | -6.0% | 0.09% | -5.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC Bequities | $1,058,000 | +3.6% | 4,565 | -4.8% | 0.09% | -7.4% |
| NKE | Sell | NIKE INCequities | $1,059,000 | +11.7% | 7,486 | -0.8% | 0.09% | 0.0% |
| MCDONALDS CORPconvertible/ | $1,022,000 | -0.3% | 900,000 | 0.0% | 0.08% | -10.5% | ||
| WY | Sell | WEYERHAUSER COpfds, reits, | $976,000 | +12.2% | 29,123 | -4.5% | 0.08% | 0.0% |
| Sell | WASTE MGMT INCconvertible/ | $964,000 | -1.4% | 930,000 | -1.1% | 0.08% | -12.1% | |
| DG | Buy | DOLLAR GENERAL CORP NEWequities | $966,000 | +507.5% | 4,595 | +504.6% | 0.08% | +433.3% |
| ABT | Buy | ABBOTT LABSequities | $841,000 | +1.0% | 7,684 | +0.4% | 0.07% | -9.1% |
| ORACLE CORPconvertible/ | $849,000 | -0.5% | 785,000 | 0.0% | 0.07% | -11.4% | ||
| Sell | FLEX LTDconvertible/ | $834,000 | -2.1% | 770,000 | -1.3% | 0.07% | -12.7% | |
| Sell | CVS HEALTH CORP (VARIABLE)convertible/ | $826,000 | -5.8% | 825,000 | -5.7% | 0.07% | -14.8% | |
| Sell | NORTHROP GRUMMANconvertible/ | $822,000 | -2.8% | 738,000 | -2.6% | 0.07% | -12.8% | |
| PM | Buy | PHILIP MORRIS INTL INCequities | $805,000 | +13.1% | 9,728 | +2.4% | 0.07% | +1.5% |
| CAT | CATERPILLAR INCequities | $794,000 | +22.0% | 4,364 | 0.0% | 0.07% | +10.0% | |
| FIS | Sell | FIDELITY NATL INFO SVCSequities | $795,000 | -5.9% | 5,622 | -2.1% | 0.07% | -15.4% |
| PFL | PIMCO INC STRAT FDequities | $723,000 | +13.1% | 63,181 | 0.0% | 0.06% | +1.7% | |
| NVDA | Buy | NVIDIAequities | $688,000 | +21.8% | 1,317 | +26.1% | 0.06% | +9.6% |
| PFN | PIMCO INC STRAT FD IIequities | $683,000 | +9.3% | 68,800 | 0.0% | 0.06% | -1.7% | |
| ABBV | Sell | ABBVIE INCequities | $652,000 | +22.1% | 6,084 | -0.2% | 0.05% | +10.2% |
| GSPRN | Sell | GOLDMAN SACHS PFDpfds, reits, | $640,000 | -11.5% | 24,122 | -13.4% | 0.05% | -20.9% |
| STARBUCKS CORPconvertible/ | $634,000 | -0.6% | 585,000 | 0.0% | 0.05% | -10.2% | ||
| AMAT | APPLIED MATERIALS INCequities | $628,000 | +45.0% | 7,276 | 0.0% | 0.05% | +30.0% | |
| New | DOVER CORPconvertible/ | $632,000 | – | 585,000 | +100.0% | 0.05% | – | |
| BMY | Sell | BRISTOL-MYERS SQUIBB COequities | $619,000 | -14.4% | 9,986 | -16.8% | 0.05% | -23.9% |
| WST | WEST PHARMA SVCS INCequities | $620,000 | +3.0% | 2,190 | 0.0% | 0.05% | -8.9% | |
| TSLA | Buy | TESLA MOTORS INCequities | $598,000 | +85.1% | 848 | +12.8% | 0.05% | +66.7% |
| Sell | GOLDMAN SACHS GROUPconvertible/ | $591,000 | -1.2% | 555,000 | -0.9% | 0.05% | -10.9% | |
| VUG | Buy | VANGUARD GWTH ETFequities | $596,000 | +19.0% | 2,352 | +6.9% | 0.05% | +6.5% |
| VTRS | New | VIATRIS INCequities | $594,000 | – | 31,721 | +100.0% | 0.05% | – |
| STWD | Sell | STARWOOD PPTY TRUSTpfds, reits, | $539,000 | +22.5% | 27,910 | -4.2% | 0.04% | +9.8% |
| AB | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $545,000 | +25.0% | 16,142 | 0.0% | 0.04% | +12.5% | |
| LLY | ELI LILLY & COequities | $535,000 | +14.1% | 3,170 | 0.0% | 0.04% | +2.3% | |
| NEE | Buy | NEXTERA ENERGY INCequities | $526,000 | +46.1% | 6,814 | +425.4% | 0.04% | +33.3% |
| GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $536,000 | -0.2% | 535,000 | 0.0% | 0.04% | -12.0% | ||
| TPRA | Buy | AT&T PFDpfds, reits, | $529,000 | +587.0% | 19,495 | +575.7% | 0.04% | +528.6% |
| ANET | Buy | ARISTA NETWORKS INCequities | $513,000 | +1065.9% | 1,765 | +720.9% | 0.04% | +975.0% |
| EXEL | Buy | EXELIXIS INCequities | $519,000 | +224.4% | 25,845 | +294.0% | 0.04% | +186.7% |
| IPGP | Sell | IPG PHOTONICS CORPequities | $519,000 | +29.1% | 2,318 | -2.1% | 0.04% | +16.2% |
| HR | Sell | HEALTHCARE REALTY TRUST INCpfds, reits, | $523,000 | -3.3% | 17,675 | -1.7% | 0.04% | -14.0% |
| NCV | ALLIANZGI CONV & INC FDequities | $491,000 | +25.3% | 85,615 | 0.0% | 0.04% | +13.9% | |
| IVV | Buy | ISHARES CORE S&P 500 ETFequities | $491,000 | +71.7% | 1,309 | +53.6% | 0.04% | +57.7% |
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $486,000 | +12.2% | 31,156 | 0.0% | 0.04% | 0.0% | |
| NCZ | NICHOLAS APPLEGATE CONVequities | $479,000 | +23.8% | 94,060 | 0.0% | 0.04% | +11.1% | |
| APPLE INCconvertible/ | $477,000 | -0.2% | 425,000 | 0.0% | 0.04% | -9.1% | ||
| EAD | EVERGREEN INC ADVANTAGEequities | $470,000 | +11.9% | 57,573 | 0.0% | 0.04% | 0.0% | |
| 3M COconvertible/ | $462,000 | -0.6% | 345,000 | 0.0% | 0.04% | -11.6% | ||
| AVGO | Buy | BROADCOM INCequities | $442,000 | +3057.1% | 1,010 | +2557.9% | 0.04% | +3600.0% |
| SON | Sell | SONOCO PRODUCTS COequities | $445,000 | +6.2% | 7,510 | -8.5% | 0.04% | -5.1% |
| MO | Buy | ALTRIA GROUP INCequities | $428,000 | +8.4% | 10,437 | +2.2% | 0.04% | -2.7% |
| BACPRC | BANK OF AMERICA CORPpfds, reits, | $437,000 | -1.4% | 17,480 | 0.0% | 0.04% | -12.2% | |
| ISRG | Buy | INTUITIVE SURGICALequities | $418,000 | +1507.7% | 511 | +1319.4% | 0.04% | +1650.0% |
| Sell | MEDTRONIC INCconvertible/ | $421,000 | -33.9% | 376,000 | -33.5% | 0.04% | -40.7% | |
| DLR | Buy | DIGITAL REALTY TRUSTpfds, reits, | $404,000 | +296.1% | 2,897 | +315.6% | 0.03% | +277.8% |
| KYN | Sell | KAYNE ANDERSON MLP INVpfds, reits, | $414,000 | +8.4% | 71,966 | -24.8% | 0.03% | -2.9% |
| MA | Buy | MASTERCARD INCequities | $408,000 | +14.0% | 1,144 | +7.9% | 0.03% | +3.0% |
| IWN | Sell | ISHARES RUSSELL 2000 VALUEequities | $413,000 | +6.4% | 2,165 | -18.2% | 0.03% | -5.6% |
| HIX | WESTERN ASSET HI INC FD II INCequities | $397,000 | +7.6% | 57,703 | 0.0% | 0.03% | -2.9% | |
| EPD | Sell | ENTERPRISE PTNRSpfds, reits, | $383,000 | +21.2% | 19,539 | -2.5% | 0.03% | +10.3% |
| FCX | Buy | FREEPORT-MCMORAN INCequities | $386,000 | +74.7% | 14,851 | +4.9% | 0.03% | +60.0% |
| CRM | Buy | SALESFORCE.COM INCequities | $378,000 | -6.2% | 1,697 | +5.9% | 0.03% | -16.2% |
| WPM | Buy | WHEATON PRECIOUS METALS CORPequities | $370,000 | +20.5% | 8,855 | +41.6% | 0.03% | +10.7% |
| BABA | Buy | ALIBABA GROUP HLDG ADRequities | $370,000 | -20.4% | 1,588 | +0.4% | 0.03% | -27.9% |
| WFC | Sell | WELLS FARGO & COequities | $367,000 | +16.1% | 12,149 | -9.7% | 0.03% | +3.4% |
| VTI | Buy | VANGUARD TOTAL STOCK MKTequities | $356,000 | +22.8% | 1,829 | +7.3% | 0.03% | +11.1% |
| NYCBPRU | NEW YORK CMTY BANCORP PFDpfds, reits, | $356,000 | +3.5% | 7,770 | 0.0% | 0.03% | -6.2% | |
| CMI | Buy | CUMMINS INCequities | $366,000 | +713.3% | 1,611 | +663.5% | 0.03% | +650.0% |
| IONIS PHARMA INCconvertible/ | $344,000 | +5.5% | 318,000 | 0.0% | 0.03% | -3.3% | ||
| NSC | Buy | NORFOLK SOUTHERN CORPequities | $347,000 | +110.3% | 1,462 | +89.9% | 0.03% | +93.3% |
| New | CA INCconvertible/ | $355,000 | – | 345,000 | +100.0% | 0.03% | – | |
| SCHG | New | SCHWAB US LC GWTH ETFequities | $352,000 | – | 2,741 | +100.0% | 0.03% | – |
| MMP | MAGELLAN MIDSTREAM PTNRSpfds, reits, | $354,000 | +23.8% | 8,348 | 0.0% | 0.03% | +11.5% | |
| DOV | Buy | DOVER CORPequities | $353,000 | +20.9% | 2,797 | +3.7% | 0.03% | +7.4% |
| NORTHROP GRUMMANconvertible/ | $343,000 | -0.6% | 320,000 | 0.0% | 0.03% | -12.5% | ||
| DOC | Sell | PHYSICIANS REALTY TRUSTpfds, reits, | $337,000 | -7.2% | 18,906 | -6.7% | 0.03% | -17.6% |
| Buy | MCDONALDS CORPconvertible/ | $339,000 | +26.5% | 290,000 | +26.1% | 0.03% | +12.0% | |
| BND | Buy | VANGUARD BOND INDEX FUNDequities | $339,000 | +1.5% | 3,849 | +1.5% | 0.03% | -9.7% |
| CSX CORPconvertible/ | $341,000 | -0.6% | 305,000 | 0.0% | 0.03% | -12.5% | ||
| PLD | PROLOGIS INCpfds, reits, | $324,000 | -0.9% | 3,249 | 0.0% | 0.03% | -10.0% | |
| MXIM | MAXIM INTEGRATED PRODSequities | $321,000 | +31.0% | 3,626 | 0.0% | 0.03% | +17.4% | |
| MDLZ | Buy | MONDELEZ INTL INCequities | $314,000 | +2.3% | 5,370 | +0.5% | 0.03% | -7.1% |
| UGI | Sell | UGI CORPequities | $314,000 | -7.1% | 8,995 | -12.1% | 0.03% | -16.1% |
| TWO | TWO HARBORS INVESTpfds, reits, | $312,000 | +25.3% | 48,984 | 0.0% | 0.03% | +13.0% | |
| FDX | Sell | FEDEX CORPequities | $305,000 | -6.7% | 1,175 | -9.7% | 0.02% | -16.7% |
| New | Advance Auto Partconvertible/ | $298,000 | – | 260,000 | +100.0% | 0.02% | – | |
| HYI | WESTERN ASSET HY DEF OPP FDequities | $293,000 | +9.7% | 19,000 | 0.0% | 0.02% | -4.0% | |
| O | REALTY INCOME CORPpfds, reits, | $292,000 | +2.5% | 4,695 | 0.0% | 0.02% | -7.7% | |
| Scottsdale Az Mpcconvertible/ | $292,000 | -1.0% | 250,000 | 0.0% | 0.02% | -11.1% | ||
| ETN | Sell | EATON CORP PLCequities | $284,000 | +8.4% | 2,365 | -7.9% | 0.02% | 0.0% |
| Sell | MARRIOTT INTL INCconvertible/ | $293,000 | -3.9% | 290,000 | -3.3% | 0.02% | -14.3% | |
| CL | Sell | COLGATE PALMOLIVEequities | $288,000 | -9.4% | 3,365 | -18.3% | 0.02% | -17.2% |
| QQQ | Sell | POWERSHARES QQQequities | $279,000 | +2.6% | 889 | -9.2% | 0.02% | -8.0% |
| CIM | CHIMERA INVESTMENTequities | $281,000 | +24.9% | 27,400 | 0.0% | 0.02% | +9.5% | |
| VICI | VICI PROPERTIES INCpfds, reits, | $262,000 | +9.2% | 10,255 | 0.0% | 0.02% | 0.0% | |
| Salt River Prj Azconvertible/ | $261,000 | -1.1% | 250,000 | 0.0% | 0.02% | -8.3% | ||
| SCHV | Buy | SCHWAB US LC VAL ETFequities | $268,000 | +26700.0% | 4,510 | +22450.0% | 0.02% | – |
| NFJ | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $262,000 | +13.9% | 19,500 | 0.0% | 0.02% | +4.8% | |
| QRVO | New | QORVO INCequities | $249,000 | – | 1,500 | +100.0% | 0.02% | – |
| PAGS | Buy | PAGSEGURO DIGITALequities | $249,000 | +189.5% | 4,385 | +91.9% | 0.02% | +162.5% |
| ENDTF | CANOE EIT INCequities | $254,000 | +12.9% | 32,810 | 0.0% | 0.02% | 0.0% | |
| Phoenix Az Wtrconvertible/ | $256,000 | -1.2% | 250,000 | 0.0% | 0.02% | -12.5% | ||
| MELI | MERCADOLIBRE INCequities | $257,000 | +54.8% | 153 | 0.0% | 0.02% | +40.0% | |
| Sell | LOWES CO INCconvertible/ | $249,000 | -19.4% | 185,000 | -21.3% | 0.02% | -27.6% | |
| DEO | Sell | DIAGEO PLCequities | $241,000 | +14.2% | 1,519 | -0.7% | 0.02% | 0.0% |
| USBPRP | Buy | U.S. BANCORP PFDpfds, reits, | $237,000 | +24.7% | 8,313 | +17.9% | 0.02% | +11.1% |
| STZ | Sell | CONSTELLATION BRANDS INCequities | $245,000 | +11.9% | 1,120 | -3.1% | 0.02% | 0.0% |
| LOW | Buy | LOWE'S COS INCequities | $237,000 | +3.5% | 1,475 | +6.7% | 0.02% | -4.8% |
| URI | New | UNITED RENTALS INCequities | $232,000 | – | 1,000 | +100.0% | 0.02% | – |
| INTU | Sell | INTUITequities | $228,000 | +11.2% | 600 | -4.6% | 0.02% | 0.0% |
| BAC | Buy | BANK OF AMERICA CORPequities | $226,000 | +61.4% | 7,462 | +28.3% | 0.02% | +46.2% |
| Maricopa Az Esd #2convertible/ | $232,000 | -0.9% | 200,000 | 0.0% | 0.02% | -13.6% | ||
| HUM | HUMANA INCequities | $235,000 | -0.8% | 572 | 0.0% | 0.02% | -13.6% | |
| APPN | New | Appian Corp 00500equities | $227,000 | – | 1,400 | +100.0% | 0.02% | – |
| Glendale Az Uhsd 20convertible/ | $214,000 | -1.4% | 200,000 | 0.0% | 0.02% | -10.0% | ||
| MPLX | Sell | MPLX LPpfds, reits, | $216,000 | +35.8% | 9,978 | -1.1% | 0.02% | +20.0% |
| EL | ESTEE LAUDER COS INC Aequities | $213,000 | +21.7% | 800 | 0.0% | 0.02% | +12.5% | |
| TROW | Buy | TROWE PRICE GROUP INCequities | $217,000 | +5325.0% | 1,435 | +4000.0% | 0.02% | – |
| HYD | VANECK VECTORS HY MUNI INDEX ETFequities | $218,000 | +2.8% | 3,546 | 0.0% | 0.02% | -10.0% | |
| SCHX | Sell | SCHWAB US LC ETFequities | $200,000 | -40.5% | 2,197 | -47.4% | 0.02% | -45.2% |
| Az St Trans Brdconvertible/ | $205,000 | -1.4% | 200,000 | 0.0% | 0.02% | -10.5% | ||
| DHY | CREDIT SUISSE HY BD FDequities | $205,000 | +7.9% | 90,000 | 0.0% | 0.02% | -5.6% | |
| Salt River Prj Azconvertible/ | $209,000 | -0.9% | 200,000 | 0.0% | 0.02% | -15.0% | ||
| CACI | CACI INTL INCequities | $199,000 | +16.4% | 800 | 0.0% | 0.02% | +6.2% | |
| AEP | Buy | AMERICAN ELECTRIC POWER CO INCequities | $207,000 | +2.0% | 2,484 | +0.1% | 0.02% | -10.5% |
| GSK | Buy | GLAXOSMITHKLINE PLC ADRequities | $205,000 | +454.1% | 5,562 | +466.4% | 0.02% | +466.7% |
| ILPT | Sell | INDUSTRIAL LOGISTICSpfds, reits, | $199,000 | +2.1% | 8,535 | -4.5% | 0.02% | -5.6% |
| Pima Cn Az Regl Traconvertible/ | $201,000 | -0.5% | 180,000 | 0.0% | 0.02% | -10.5% | ||
| ET | Sell | ENERGY TRNFR EQUITY LPpfds, reits, | $201,000 | -23.6% | 32,486 | -33.0% | 0.02% | -29.2% |
| SCHD | Buy | SCHWAB US DIV EQUITY ETFequities | $194,000 | +321.7% | 3,021 | +266.2% | 0.02% | +300.0% |
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $189,000 | +6.2% | 14,328 | 0.0% | 0.02% | 0.0% | |
| Maricopa County Ariconvertible/ | $197,000 | -1.0% | 170,000 | 0.0% | 0.02% | -11.1% | ||
| WASTE MGMT INCconvertible/ | $189,000 | +0.5% | 135,000 | 0.0% | 0.02% | -5.9% | ||
| GILD | Buy | GILEAD SCIENCES INCequities | $191,000 | +15.8% | 3,279 | +25.7% | 0.02% | +6.7% |
| CIGNA CORPconvertible/ | $192,000 | -0.5% | 187,000 | 0.0% | 0.02% | -11.1% | ||
| PYPL | Buy | PAYPAL HOLDINGS INCequities | $191,000 | +24.8% | 814 | +4.5% | 0.02% | +14.3% |
| OHI | Sell | OMEGA HLTHCARE INVS INCpfds, reits, | $187,000 | +10.7% | 5,140 | -8.9% | 0.02% | 0.0% |
| METROPOLITAN STATEconvertible/ | $175,000 | +0.6% | 155,000 | 0.0% | 0.02% | -6.2% | ||
| ADI | Buy | ANALOG DEVICES INCequities | $181,000 | +50.8% | 1,228 | +19.5% | 0.02% | +36.4% |
| WELLS FARGO & Cconvertible/ | $177,000 | 0.0% | 162,000 | 0.0% | 0.02% | -6.2% | ||
| NLY | Buy | ANNALY CAPITAL MGMTpfds, reits, | $176,000 | +23.9% | 20,847 | +4.4% | 0.02% | +15.4% |
| SOCORRO TX ISDconvertible/ | $180,000 | -1.1% | 175,000 | 0.0% | 0.02% | -11.8% | ||
| SVC | Sell | SERVICE PROPERTIES TRUSTpfds, reits, | $185,000 | +4.5% | 16,105 | -27.9% | 0.02% | -6.2% |
| ARR | ARMOUR RES REITpfds, reits, | $184,000 | +12.9% | 17,090 | 0.0% | 0.02% | 0.0% | |
| VERIZON COMMUNICATIONS INCconvertible/ | $180,000 | -0.6% | 160,000 | 0.0% | 0.02% | -11.8% | ||
| YUM | Sell | YUM! BRANDS INCequities | $185,000 | +15.6% | 1,703 | -2.9% | 0.02% | 0.0% |
| CPRK | Buy | CITIGROUP INC PFDpfds, reits, | $165,000 | +58.7% | 5,740 | +52.1% | 0.01% | +40.0% |
| SCHW | Sell | CHARLES SCHWAB CORPequities | $165,000 | +42.2% | 3,112 | -3.1% | 0.01% | +27.3% |
| RYT | GUGGENHEIM S&P500 EQ WT TECH ETFequities | $166,000 | +20.3% | 655 | 0.0% | 0.01% | +7.7% | |
| Pinal Cn Azconvertible/ | $173,000 | -0.6% | 150,000 | 0.0% | 0.01% | -12.5% | ||
| AZO | Sell | AUTOZONE INCequities | $166,000 | 0.0% | 140 | -0.7% | 0.01% | -6.7% |
| Maricopa County Ariconvertible/ | $167,000 | -1.2% | 150,000 | 0.0% | 0.01% | -12.5% | ||
| CMCSA | Buy | COMCAST CORP Aequities | $173,000 | +29.1% | 3,300 | +13.7% | 0.01% | +16.7% |
| NAD | NUVEEN DIV ADV MUNI FDequities | $167,000 | +5.7% | 10,860 | 0.0% | 0.01% | -6.7% | |
| IVW | Buy | ISHARES CORE S&P 500 ETFequities | $170,000 | +10.4% | 2,664 | +300.0% | 0.01% | 0.0% |
| ARE | ALEXANDRIA REAL EST REITpfds, reits, | $151,000 | +11.0% | 847 | 0.0% | 0.01% | 0.0% | |
| Pinal Cn Az Ccdconvertible/ | $154,000 | -0.6% | 125,000 | 0.0% | 0.01% | -7.1% | ||
| US Treasu Ntconvertible/ | $153,000 | 0.0% | 150,000 | 0.0% | 0.01% | -7.1% | ||
| VOO | VANGUARD S&P 500equities | $158,000 | +11.3% | 461 | 0.0% | 0.01% | 0.0% | |
| TEMPE AZ EXCISE TAXconvertible/ | $154,000 | -0.6% | 150,000 | 0.0% | 0.01% | -7.1% | ||
| Yuma Arizona Municiconvertible/ | $161,000 | -0.6% | 150,000 | 0.0% | 0.01% | -13.3% | ||
| XILINX, INC.convertible/ | $151,000 | -0.7% | 150,000 | 0.0% | 0.01% | -7.1% | ||
| New | INVESCO ADV MUNI INC TRUST IIequities | $154,000 | – | 13,603 | +100.0% | 0.01% | – | |
| VOE | Sell | VANGUARD MC VAL INDX ETFequities | $161,000 | +11.8% | 1,354 | -5.0% | 0.01% | 0.0% |
| CSX CORPconvertible/ | $142,000 | 0.0% | 130,000 | 0.0% | 0.01% | -7.7% | ||
| VEA | Buy | VANGUARD MSCI EAFE ETFequities | $147,000 | +177.4% | 3,117 | +141.8% | 0.01% | +140.0% |
| MU | Buy | MICRON TECH INCequities | $144,000 | +67.4% | 1,920 | +5.0% | 0.01% | +50.0% |
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $141,000 | +9.3% | 8,000 | 0.0% | 0.01% | 0.0% | |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $141,000 | +9.3% | 1,214 | +0.6% | 0.01% | 0.0% |
| NICE | Buy | NICE LTDequities | $149,000 | +192.2% | 525 | +133.3% | 0.01% | +140.0% |
| MAC | New | MACERICH COpfds, reits, | $140,000 | – | 13,100 | +100.0% | 0.01% | – |
| MICHIGAN BELL TEconvertible/ | $149,000 | -1.3% | 140,000 | 0.0% | 0.01% | -14.3% | ||
| INVESCO UNIT TRUSTSunit trusts | $140,000 | -11.4% | 178 | 0.0% | 0.01% | -20.0% | ||
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $149,000 | +25.2% | 15,000 | 0.0% | 0.01% | +9.1% | |
| New | BLACKROCK MUNIYIELD INSDequities | $145,000 | – | 10,000 | +100.0% | 0.01% | – | |
| SCHB | SCHWAB US BROAD MKT ETFequities | $147,000 | +14.8% | 1,612 | 0.0% | 0.01% | 0.0% | |
| Buy | Amgen Inc.convertible/ | $143,000 | +72.3% | 135,000 | +68.8% | 0.01% | +50.0% | |
| GS | GOLDMAN SACHS GROUP INCequities | $149,000 | +30.7% | 565 | 0.0% | 0.01% | +9.1% | |
| MKC | Buy | MCCORMICK & CO INCequities | $145,000 | +107.1% | 1,520 | +322.2% | 0.01% | +100.0% |
| BAX | BAXTER INTLequities | $138,000 | 0.0% | 1,716 | 0.0% | 0.01% | -15.4% | |
| PMO | PUTNAM MUNICIPAL OPPTUNequities | $137,000 | +5.4% | 10,000 | 0.0% | 0.01% | -8.3% | |
| SCOTTSDALE AZconvertible/ | $138,000 | -1.4% | 135,000 | 0.0% | 0.01% | -15.4% | ||
| EQAL | POWERSHARES RUSSELL 1000equities | $138,000 | +21.1% | 3,551 | 0.0% | 0.01% | 0.0% | |
| BP | Sell | BP PLC ADRequities | $137,000 | +16.1% | 6,689 | -1.2% | 0.01% | 0.0% |
| STARBUCKS CORPconvertible/ | $131,000 | +0.8% | 115,000 | 0.0% | 0.01% | -8.3% | ||
| NJ ST TRANS TRconvertible/ | $138,000 | +6.2% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| MYD | BLACKROCK MUNIYIELD CFequities | $127,000 | +6.7% | 8,872 | 0.0% | 0.01% | 0.0% | |
| MD ST DEPT TRANS REVconvertible/ | $128,000 | 0.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| CELGENE CORPconvertible/ | $131,000 | -0.8% | 125,000 | 0.0% | 0.01% | -8.3% | ||
| IJH | ISHARES CORE S&P ETFequities | $133,000 | +24.3% | 580 | 0.0% | 0.01% | +10.0% | |
| VYM | Buy | VANGUARD HIGH DIV YLD ETFequities | $136,000 | +1842.9% | 1,491 | +1538.5% | 0.01% | +1000.0% |
| New | INVESCO S&P SMALLCAPequities | $133,000 | – | 781 | +100.0% | 0.01% | – | |
| CLARK CNTY NV HWYconvertible/ | $128,000 | +2.4% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| HEWLETT-PACKARD COconvertible/ | $128,000 | -1.5% | 125,000 | 0.0% | 0.01% | -8.3% | ||
| Buy | At&T Inc.convertible/ | $128,000 | +245.9% | 120,000 | +242.9% | 0.01% | +266.7% | |
| SKYY | FIRST TRUST CLOUDequities | $138,000 | +21.1% | 1,447 | 0.0% | 0.01% | 0.0% | |
| WEC | Sell | WEC ENERGY GRP INCequities | $134,000 | -6.3% | 1,459 | -1.1% | 0.01% | -15.4% |
| DEA | EASTERLY GOVT PPTYSpfds, reits, | $135,000 | +1.5% | 5,950 | 0.0% | 0.01% | -8.3% | |
| DOW | Sell | DOW CHEMICAL COequities | $134,000 | -5.0% | 2,418 | -19.4% | 0.01% | -15.4% |
| EXAS | EXACT SCIENCES CORPequities | $126,000 | +29.9% | 950 | 0.0% | 0.01% | +11.1% | |
| Salt River Prj Azconvertible/ | $125,000 | -1.6% | 120,000 | 0.0% | 0.01% | -16.7% | ||
| WASTE MGMT INCconvertible/ | $125,000 | -0.8% | 115,000 | 0.0% | 0.01% | -16.7% | ||
| TMO | Buy | THERMO FISHER SCIENTIFIC INCequities | $116,000 | +46.8% | 249 | +38.3% | 0.01% | +42.9% |
| TEXTRON INCORPORAconvertible/ | $120,000 | -0.8% | 110,000 | 0.0% | 0.01% | -9.1% | ||
| GENERAL MOTORS FIconvertible/ | $126,000 | -0.8% | 125,000 | 0.0% | 0.01% | -16.7% | ||
| NFLX | Buy | NETFLIX INCequities | $126,000 | +41.6% | 233 | +30.9% | 0.01% | +25.0% |
| MIC | Sell | MACQUARIE INFRASTRUCTUREpfds, reits, | $120,000 | +7.1% | 3,190 | -23.3% | 0.01% | 0.0% |
| BE | Sell | BLOOM ENERGY CORPequities | $123,000 | +7.0% | 4,275 | -33.2% | 0.01% | -9.1% |
| MCO | MOODYSequities | $116,000 | 0.0% | 400 | 0.0% | 0.01% | -9.1% | |
| SLV | ISHARES SILVER TRUSTequities | $123,000 | +13.9% | 5,005 | 0.0% | 0.01% | 0.0% | |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDR FDequities | $119,000 | +60.8% | 4,037 | +31.1% | 0.01% | +42.9% |
| PML | PIMCO MUNI INC FD IIequities | $119,000 | +6.2% | 8,321 | 0.0% | 0.01% | 0.0% | |
| CA INCconvertible/ | $118,000 | +0.9% | 110,000 | 0.0% | 0.01% | -9.1% | ||
| SO | Sell | SOUTHERN COequities | $115,000 | +10.6% | 1,871 | -2.7% | 0.01% | 0.0% |
| KING CNTY WA SWR REVconvertible/ | $126,000 | +0.8% | 100,000 | 0.0% | 0.01% | -16.7% | ||
| RDSB | Sell | ROYAL DUTCH SHELL PLCpfds, reits, | $120,000 | +20.0% | 3,571 | -13.8% | 0.01% | +11.1% |
| DOCU | Buy | DOCUSIGN INCequities | $118,000 | +4.4% | 531 | +1.0% | 0.01% | 0.0% |
| DUK | Sell | DUKE ENERGY CORPequities | $122,000 | -20.3% | 1,329 | -23.0% | 0.01% | -28.6% |
| ARAPAHOE CNTY SD #6convertible/ | $124,000 | -0.8% | 100,000 | 0.0% | 0.01% | -16.7% | ||
| WYETH LLCconvertible/ | $120,000 | -1.6% | 105,000 | 0.0% | 0.01% | -9.1% | ||
| FT LEWIS CLG BD COconvertible/ | $116,000 | +0.9% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| CCI | Buy | CROWN CASTLE INTL CORPpfds, reits, | $109,000 | -4.4% | 686 | +0.4% | 0.01% | -18.2% |
| THE JOHN HOPKIconvertible/ | $104,000 | 0.0% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| ADAMS & WELD CO SD#27convertible/ | $114,000 | 0.0% | 100,000 | 0.0% | 0.01% | -18.2% | ||
| WAUKEE IAconvertible/ | $105,000 | -0.9% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| Tyson Foods, Inc.convertible/ | $105,000 | -0.9% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| TWLO | TWILIO INCequities | $110,000 | +35.8% | 326 | 0.0% | 0.01% | +12.5% | |
| COMPUTER SCIENCEconvertible/ | $111,000 | +0.9% | 105,000 | 0.0% | 0.01% | -10.0% | ||
| TOLL BROTHERS INCconvertible/ | $111,000 | +1.8% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| TIFFANY & CO.convertible/ | $110,000 | +1.9% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| SONY CORP (ADR)equities | $111,000 | +32.1% | 1,095 | 0.0% | 0.01% | +12.5% | ||
| BDX | Buy | BECTON DICKINSON & COequities | $113,000 | +20.2% | 451 | +11.9% | 0.01% | 0.0% |
| GE | Buy | GENERAL ELECTRIC COequities | $103,000 | +77.6% | 9,536 | +3.3% | 0.01% | +80.0% |
| AMERICAN TOBACCOconvertible/ | $103,000 | 0.0% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| FRISCO TX ISDconvertible/ | $113,000 | -1.7% | 110,000 | 0.0% | 0.01% | -18.2% | ||
| WILLOW TRACE MET COconvertible/ | $113,000 | -0.9% | 100,000 | 0.0% | 0.01% | -18.2% | ||
| SLB | Sell | SCHLUMBERGER LTDequities | $107,000 | +27.4% | 4,903 | -9.2% | 0.01% | +12.5% |
| PH | Buy | PARKER-HANNIFIN CORPequities | $111,000 | +58.6% | 406 | +17.3% | 0.01% | +50.0% |
| SWKS | Buy | SKYWORKS SOLUTIONS INCequities | $109,000 | +25.3% | 716 | +19.3% | 0.01% | +12.5% |
| DENVER CO C&C Sconvertible/ | $111,000 | 0.0% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| DENVER CO C&C SD #1convertible/ | $106,000 | 0.0% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| ENB | Sell | ENBRIDGE INCequities | $109,000 | +4.8% | 3,403 | -4.2% | 0.01% | -10.0% |
| VERIZON COMMUNICconvertible/ | $111,000 | 0.0% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| C | Sell | CITIGROUP INCequities | $110,000 | +37.5% | 1,778 | -4.4% | 0.01% | +28.6% |
| IAU | Buy | ISHARES TR COMEX GOLDequities | $112,000 | +10.9% | 6,203 | +10.1% | 0.01% | 0.0% |
| OH ST WTR POLL REVconvertible/ | $92,000 | -1.1% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| AMERICAN EXPRESSconvertible/ | $91,000 | +1.1% | 85,000 | 0.0% | 0.01% | 0.0% | ||
| PSAPRC | PUBLIC STORA PFDpfds, reits, | $91,000 | +2.2% | 3,490 | 0.0% | 0.01% | 0.0% | |
| VIG | Buy | VANGUARD DIV APPRECIATION ETFequities | $92,000 | +178.8% | 652 | +150.8% | 0.01% | +166.7% |
| OK ST TPK AUTH REVconvertible/ | $91,000 | +1.1% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| OMER | Buy | Omeros Corpequities | $93,000 | +158.3% | 6,540 | +81.7% | 0.01% | +166.7% |
| THE HOME DEPOT, Iconvertible/ | $100,000 | -1.0% | 100,000 | 0.0% | 0.01% | -11.1% | ||
| BANK OF AMERICA CORconvertible/ | $102,000 | -1.0% | 100,000 | 0.0% | 0.01% | -20.0% | ||
| XEL | New | XCEL ENERGYequities | $93,000 | – | 1,400 | +100.0% | 0.01% | – |
| KHC | Sell | KRAFT HEINZ COequities | $92,000 | +12.2% | 2,655 | -2.6% | 0.01% | 0.0% |
| ALK | Buy | ALASKA AIR GROUP INCequities | $98,000 | +444.4% | 1,884 | +289.3% | 0.01% | +300.0% |
| D | Buy | DOMINION RESOURCES INCequities | $91,000 | +4.6% | 1,211 | +9.7% | 0.01% | 0.0% |
| Maricopa Az Sd #40convertible/ | $93,000 | -1.1% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| Pinal Cn Az Elec #3convertible/ | $102,000 | -1.9% | 100,000 | 0.0% | 0.01% | -20.0% | ||
| Az St Trans Brd Hwyconvertible/ | $97,000 | -1.0% | 95,000 | 0.0% | 0.01% | -11.1% | ||
| INVH | INVITATION HOMES INCequities | $96,000 | +6.7% | 3,228 | 0.0% | 0.01% | 0.0% | |
| Glendale Arizona Muconvertible/ | $96,000 | -1.0% | 90,000 | 0.0% | 0.01% | -11.1% | ||
| AMERIPRISE FINANCIAL INCequities | $100,000 | +26.6% | 512 | 0.0% | 0.01% | +14.3% | ||
| NY ST DORM AUTH PERSconvertible/ | $93,000 | +1.1% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| GEORGIA ST GOconvertible/ | $91,000 | -1.1% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| BTI | BRIT AMER TOBACCOequities | $99,000 | +4.2% | 2,630 | 0.0% | 0.01% | -11.1% | |
| ME MUN BD BK REVconvertible/ | $93,000 | 0.0% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $93,000 | +13.4% | 269 | 0.0% | 0.01% | 0.0% | |
| Buy | The Walt Disneyconvertible/ | $93,000 | +89.8% | 85,000 | +88.9% | 0.01% | +60.0% | |
| NVS | Buy | NOVARTIS AGequities | $93,000 | +32.9% | 984 | +22.2% | 0.01% | +33.3% |
| MCK | Sell | MCKESSON CORPequities | $101,000 | -29.4% | 581 | -39.7% | 0.01% | -38.5% |
| UPS | Buy | UNITED PARCEL SERVICE INCequities | $95,000 | +17.3% | 562 | +14.9% | 0.01% | 0.0% |
| TJX | Buy | TJX COS INCequities | $99,000 | +52.3% | 1,447 | +23.5% | 0.01% | +33.3% |
| MA ST IAM GOconvertible/ | $92,000 | 0.0% | 65,000 | 0.0% | 0.01% | -11.1% | ||
| STONEGATE VLG Mconvertible/ | $94,000 | 0.0% | 90,000 | 0.0% | 0.01% | -11.1% | ||
| MIAMI-DADE CN FL Rconvertible/ | $89,000 | +2.3% | 55,000 | 0.0% | 0.01% | -12.5% | ||
| AMERICAN TOWER CORPconvertible/ | $90,000 | 0.0% | 85,000 | 0.0% | 0.01% | -12.5% | ||
| Az Bd Regents Univconvertible/ | $89,000 | -1.1% | 80,000 | 0.0% | 0.01% | -12.5% | ||
| Az Hlth Fac Authconvertible/ | $80,000 | 0.0% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| BCE | Buy | BCE INCequities | $88,000 | +14.3% | 2,057 | +10.8% | 0.01% | 0.0% |
| BLL | Buy | BALL CORPequities | $81,000 | +12.5% | 864 | +0.3% | 0.01% | 0.0% |
| CHI | CALAMOS CONV OPP & INC FDequities | $79,000 | +23.4% | 5,829 | 0.0% | 0.01% | +16.7% | |
| CAH | Sell | CARDINAL HEALTH INCequities | $90,000 | +11.1% | 1,681 | -2.5% | 0.01% | -12.5% |
| CHEVRON CORPconvertible/ | $80,000 | 0.0% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| CHICAGO IL O'HARE REVconvertible/ | $90,000 | +1.1% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| GSY | Sell | INVESCO ULTRA SHORT DURATION ETFequities | $83,000 | -43.9% | 1,645 | -44.0% | 0.01% | -50.0% |
| New | EDWARDS LIFESCIENCES CPequities | $89,000 | – | 980 | +100.0% | 0.01% | – | |
| FL STATE REVconvertible/ | $86,000 | 0.0% | 65,000 | 0.0% | 0.01% | -12.5% | ||
| F | Buy | FORD MOTOR COequities | $87,000 | +70.6% | 9,918 | +30.6% | 0.01% | +40.0% |
| THE GOLDMAN SACHS GROUPconvertible/ | $79,000 | +1.3% | 70,000 | 0.0% | 0.01% | 0.0% | ||
| GUNNISON ETC CO SDconvertible/ | $89,000 | 0.0% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| HPQ | Buy | HP INCequities | $89,000 | +43.5% | 3,605 | +9.7% | 0.01% | +16.7% |
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $86,000 | +24.6% | 25,374 | 0.0% | 0.01% | +16.7% | |
| PFF | Buy | ISHARES S&P PRD STK ETFequities | $79,000 | +41.1% | 2,050 | +32.3% | 0.01% | +40.0% |
| New | MICROCHIP TECH INCequities | $90,000 | – | 649 | +100.0% | 0.01% | – | |
| MSI | Sell | MOTOROLA SOLUTIONS INCequities | $82,000 | +2.5% | 482 | -5.5% | 0.01% | 0.0% |
| NEUCES RV AUTH WTRconvertible/ | $87,000 | -1.1% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| OKE | ONEOK INCequities | $85,000 | +46.6% | 2,224 | 0.0% | 0.01% | +40.0% | |
| PZZA | PAPA JOHNS INTL INCequities | $85,000 | +3.7% | 1,000 | 0.0% | 0.01% | -12.5% | |
| PRU | Sell | PRUDENTIAL FINLequities | $81,000 | -9.0% | 1,038 | -25.5% | 0.01% | -12.5% |
| SALT VERDE AZ FCconvertible/ | $81,000 | +3.8% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| FNDF | Buy | SCHWAB FUND INTL LG CO ETFequities | $85,000 | +60.4% | 2,892 | +33.8% | 0.01% | +40.0% |
| Scottsdale Arizconvertible/ | $90,000 | -1.1% | 80,000 | 0.0% | 0.01% | -12.5% | ||
| SPPI | SPECTRUM PHARMA INCequities | $85,000 | -16.7% | 25,000 | 0.0% | 0.01% | -22.2% | |
| SYK | Sell | STRYKER CORPequities | $88,000 | -13.7% | 359 | -26.6% | 0.01% | -22.2% |
| Tc Pipelines, Lpconvertible/ | $80,000 | -1.2% | 80,000 | 0.0% | 0.01% | -12.5% | ||
| TYSON FOODS INCconvertible/ | $89,000 | 0.0% | 80,000 | 0.0% | 0.01% | -12.5% | ||
| VGK | VANGUARD FTSE EUROPEequities | $85,000 | +14.9% | 1,412 | 0.0% | 0.01% | 0.0% | |
| VFH | VANGUARD FINANCIALSequities | $80,000 | +25.0% | 1,100 | 0.0% | 0.01% | +16.7% | |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INCequities | $87,000 | -2.2% | 2,186 | -12.1% | 0.01% | -12.5% |
| YUMC | Sell | YUM CHINA HOLDINGS INCequities | $88,000 | +2.3% | 1,537 | -5.5% | 0.01% | -12.5% |
| ZEN | ZENDESK INCequities | $86,000 | +38.7% | 600 | 0.0% | 0.01% | +16.7% | |
| Sundance Cfd Azconvertible/ | $72,000 | 0.0% | 65,000 | 0.0% | 0.01% | -14.3% | ||
| MORGAN STANLEYconvertible/ | $68,000 | 0.0% | 63,000 | 0.0% | 0.01% | 0.0% | ||
| IWD | New | ISHARES RUSSELL 1000 VALequities | $67,000 | – | 491 | +100.0% | 0.01% | – |
| CA STATE VARconvertible/ | $77,000 | +1.3% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| VNQ | Buy | VANGUARD REIT ETFequities | $70,000 | +12.9% | 823 | +4.0% | 0.01% | 0.0% |
| NY NY CITY TRA FINconvertible/ | $77,000 | +1.3% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| IP | INTL PAPER COequities | $70,000 | +22.8% | 1,412 | 0.0% | 0.01% | +20.0% | |
| MS | Sell | MORGAN STANLEYequities | $69,000 | +27.8% | 1,000 | -11.2% | 0.01% | +20.0% |
| ED | CONSOLIDATED EDISON INCequities | $68,000 | -6.8% | 937 | 0.0% | 0.01% | -14.3% | |
| AMERICAN TOWER CORPconvertible/ | $73,000 | -1.4% | 65,000 | 0.0% | 0.01% | -14.3% | ||
| TPRC | Buy | AT&T INC. PFDpfds, reits, | $69,000 | +3350.0% | 2,563 | +3968.3% | 0.01% | – |
| DOVER CORPconvertible/ | $77,000 | 0.0% | 70,000 | 0.0% | 0.01% | -14.3% | ||
| WILLIAM PARTNERS Lconvertible/ | $77,000 | 0.0% | 75,000 | 0.0% | 0.01% | -14.3% | ||
| TEXAS ST GOconvertible/ | $75,000 | -1.3% | 65,000 | 0.0% | 0.01% | -14.3% | ||
| KIMBERLY-CLARK CORPconvertible/ | $76,000 | -1.3% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| INTERPUBLIC GRP COSconvertible/ | $78,000 | 0.0% | 75,000 | 0.0% | 0.01% | -14.3% | ||
| BANK OF AMERICAconvertible/ | $71,000 | -1.4% | 67,000 | 0.0% | 0.01% | -14.3% | ||
| OTIS | Buy | OTIS WORLDWIDE CORPequities | $74,000 | +76.2% | 1,099 | +65.0% | 0.01% | +50.0% |
| AMERICAN INTL Gconvertible/ | $72,000 | 0.0% | 65,000 | 0.0% | 0.01% | -14.3% | ||
| ATO | ATMOS ENERGY CORPequities | $69,000 | 0.0% | 720 | 0.0% | 0.01% | 0.0% | |
| Sell | TOLL BROTHERS Fconvertible/ | $68,000 | -5.6% | 60,000 | -7.7% | 0.01% | -14.3% | |
| ENERGY TRANSFER Pconvertible/ | $78,000 | +1.3% | 75,000 | 0.0% | 0.01% | -14.3% | ||
| WU | WESTERN UNION COMPANYequities | $76,000 | +2.7% | 3,448 | 0.0% | 0.01% | -14.3% | |
| CAPL | CROSSAMERICA LPpfds, reits, | $74,000 | +15.6% | 4,300 | 0.0% | 0.01% | 0.0% | |
| WELLS FARGO & COconvertible/ | $72,000 | 0.0% | 70,000 | 0.0% | 0.01% | -14.3% | ||
| GPC | Buy | GENUINE PARTS COequities | $69,000 | +23.2% | 685 | +17.1% | 0.01% | +20.0% |
| WA ST GOconvertible/ | $71,000 | -1.4% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| MORGAN STANLEYconvertible/ | $76,000 | -1.3% | 71,000 | 0.0% | 0.01% | -14.3% | ||
| OCCIDENTAL PETRconvertible/ | $75,000 | +7.1% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| COP | Sell | CONOCOPHILLIPSequities | $73,000 | +10.6% | 1,815 | -9.1% | 0.01% | 0.0% |
| PEAK | HEALTHPEAK PROPERTIES INCpfds, reits, | $73,000 | +12.3% | 2,400 | 0.0% | 0.01% | 0.0% | |
| SCHZ | New | SCHWAB US AGG BD ETFequities | $69,000 | – | 1,225 | +100.0% | 0.01% | – |
| CARR | Buy | CARRIER GLOBAL CORPequities | $76,000 | +85.4% | 2,007 | +49.7% | 0.01% | +50.0% |
| MET T AUTH NY REVconvertible/ | $71,000 | +10.9% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| ZBH | ZIMMER BIOMET HOLDINGS INCequities | $76,000 | +13.4% | 495 | 0.0% | 0.01% | 0.0% | |
| ADSK | Sell | AUTODESK INCequities | $70,000 | +18.6% | 230 | -9.8% | 0.01% | +20.0% |
| AGG | Sell | ISHARES CORE US AGGREGATE BONDequities | $75,000 | -44.9% | 632 | -45.2% | 0.01% | -53.8% |
| N TX TWY AUTHconvertible/ | $67,000 | 0.0% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| EIX | EDISON INTERNATIONALequities | $75,000 | +25.0% | 1,189 | 0.0% | 0.01% | 0.0% | |
| RAYTHEON COconvertible/ | $67,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HEWLETT PACKARD STEP 22convertible/ | $58,000 | -1.7% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| IWP | Buy | ISHARES RUSSELL MC GWTH ETFequities | $57,000 | +18.8% | 560 | +100.0% | 0.01% | +25.0% |
| FIRSTMERIT CORPconvertible/ | $59,000 | 0.0% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| FXH | FIRST TRUST HC ALPHADEX ETFequities | $58,000 | +13.7% | 540 | 0.0% | 0.01% | 0.0% | |
| JOHNSON CONTROconvertible/ | $60,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| CR | Buy | CRANE COequities | $58,000 | +1833.3% | 751 | +1372.5% | 0.01% | – |
| THERMO FISHER SCconvertible/ | $55,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CELGENE CORPconvertible/ | $60,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| IWO | ISHARES TR RUSSELLequities | $56,000 | +30.2% | 194 | 0.0% | 0.01% | +25.0% | |
| DHS | WISDOMTREE US HIGHequities | $59,000 | +11.3% | 850 | 0.0% | 0.01% | 0.0% | |
| AZ BD REGENTS UNIVconvertible/ | $60,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| STAG | STAG INDUSTRIAL INCpfds, reits, | $56,000 | +3.7% | 1,775 | 0.0% | 0.01% | 0.0% | |
| SNY | Sell | SANOFIequities | $58,000 | -14.7% | 1,200 | -11.1% | 0.01% | -16.7% |
| APPLE INC.convertible/ | $60,000 | 0.0% | 53,000 | 0.0% | 0.01% | -16.7% | ||
| ORACLE CORPconvertible/ | $60,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| CO HEALTH FACconvertible/ | $61,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| ROCKWELL COLLINSconvertible/ | $65,000 | 0.0% | 60,000 | 0.0% | 0.01% | -16.7% | ||
| Az St Transn Brdconvertible/ | $56,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| THE BANK OF NEW YORconvertible/ | $61,000 | -1.6% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| BANK NEW YORK MEL VAR 23convertible/ | $57,000 | 0.0% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| WD | WALKER & DUNLOP INCequities | $55,000 | +71.9% | 600 | 0.0% | 0.01% | +66.7% | |
| NOC | NORTHROP GRUNMAN COequities | $62,000 | -3.1% | 203 | 0.0% | 0.01% | -16.7% | |
| AMTD | Buy | TORONTO DOMINIONequities | $56,000 | +300.0% | 1,000 | +233.3% | 0.01% | +400.0% |
| RSP | Buy | INVESCO S&P 500 EQUALlequities | $60,000 | +57.9% | 471 | +32.7% | 0.01% | +25.0% |
| NORFOLK SOUTHERN CORPconvertible/ | $56,000 | -1.8% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HARRIS CNTY TX METconvertible/ | $59,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AMERICAN EXPRESSconvertible/ | $65,000 | 0.0% | 60,000 | 0.0% | 0.01% | -16.7% | ||
| BIIB | Sell | BIOGEN IDEC INCequities | $56,000 | -41.1% | 227 | -32.2% | 0.01% | -44.4% |
| NJ ST TPK AUTHconvertible/ | $57,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HARRIS CN TX CULT EDconvertible/ | $58,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| NSRGY | NESTLE SAequities | $66,000 | -1.5% | 560 | 0.0% | 0.01% | -16.7% | |
| AMD | Buy | ADVANCED MICRO DEVICES INCequities | $55,000 | +12.2% | 601 | +0.2% | 0.01% | 0.0% |
| CITIGROUP INCconvertible/ | $63,000 | -1.6% | 60,000 | 0.0% | 0.01% | -16.7% | ||
| CTAS | CINTAS CORPequities | $62,000 | +6.9% | 175 | 0.0% | 0.01% | 0.0% | |
| WELLS FARGO & COconvertible/ | $55,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MORGAN STANLEYconvertible/ | $56,000 | +1.8% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| PSTG | PURE STORAGE INCequities | $55,000 | +44.7% | 2,450 | 0.0% | 0.01% | +25.0% | |
| MOGA | MOOG INC CL Aequities | $59,000 | +22.9% | 750 | 0.0% | 0.01% | +25.0% | |
| SOUTHWEST GAS Hconvertible/ | $55,000 | 0.0% | 53,000 | 0.0% | 0.01% | 0.0% | ||
| PSA | PUBLIC STORAGE INCpfds, reits, | $62,000 | +3.3% | 270 | 0.0% | 0.01% | -16.7% | |
| MQY | BLACKROCK MUNIYIELD QUALITYequities | $61,000 | +3.4% | 3,700 | 0.0% | 0.01% | 0.0% | |
| UNION PACIFIC CORPconvertible/ | $57,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WDC | WESTERN DIGITALequities | $65,000 | +51.2% | 1,172 | 0.0% | 0.01% | +25.0% | |
| MIAMI-DADE COUNTY FL REVconvertible/ | $61,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| GLD | Sell | SPDR GOLD SHARES ETFequities | $57,000 | -23.0% | 320 | -23.8% | 0.01% | -28.6% |
| METLIFEconvertible/ | $59,000 | 0.0% | 53,000 | 0.0% | 0.01% | 0.0% | ||
| SHOP | New | SHOPIFY INCequities | $57,000 | – | 50 | +100.0% | 0.01% | – |
| SALT VERDE AZ FCconvertible/ | $64,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| ACTIVISION BLIZZAconvertible/ | $57,000 | +1.8% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MC DONALDS CORPconvertible/ | $65,000 | -1.5% | 60,000 | 0.0% | 0.01% | -16.7% | ||
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $60,000 | +11.1% | 6,035 | 0.0% | 0.01% | 0.0% | |
| PORT SEATTLE WA REVconvertible/ | $58,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SALT VERDE AZ FCconvertible/ | $58,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| GVA | Sell | GRANITE CONSTRUCTIONequities | $62,000 | +19.2% | 2,325 | -20.5% | 0.01% | 0.0% |
| Pima Cn Az Regl Traconvertible/ | $56,000 | -1.8% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| BB&T CORPconvertible/ | $65,000 | 0.0% | 60,000 | 0.0% | 0.01% | -16.7% | ||
| NOW | New | SERVICE NOW INCequities | $55,000 | – | 100 | +100.0% | 0.01% | – |
| LH | LAB CORP OF AMER HLDGequities | $65,000 | +8.3% | 317 | 0.0% | 0.01% | -16.7% | |
| Az Bd Regents Univconvertible/ | $64,000 | -1.5% | 60,000 | 0.0% | 0.01% | -16.7% | ||
| New | FIRST TRUST DJ INTERNET ETFequities | $59,000 | – | 278 | +100.0% | 0.01% | – | |
| VFC | Buy | VF CORPequities | $64,000 | +52.4% | 746 | +24.7% | 0.01% | +25.0% |
| PENNSYLVANIAconvertible/ | $58,000 | -1.7% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| Ingersoll-Randconvertible/ | $55,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SCHE | Buy | SCHWAB EMER MKT EQ ETFequities | $66,000 | +37.5% | 2,142 | +20.5% | 0.01% | +25.0% |
| PACKAGING CORP Oconvertible/ | $55,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WHIRLPOOL CORPconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| Charter Communicaconvertible/ | $46,000 | +2.2% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| WELLS FARGO & COconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| WFCPRR | WELLS FARGO & CO PFDpfds, reits, | $49,000 | +4.3% | 1,673 | 0.0% | 0.00% | 0.0% | |
| SAP | SAP SE (ADR)equities | $48,000 | -15.8% | 367 | 0.0% | 0.00% | -20.0% | |
| INSM | INSMED INC 00500equities | $50,000 | +4.2% | 1,500 | 0.0% | 0.00% | 0.0% | |
| STOR | STORE CAPITAL CORPequities | $54,000 | +25.6% | 1,575 | 0.0% | 0.00% | 0.0% | |
| CHEVRON CORPORAconvertible/ | $50,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| VIACOM INCconvertible/ | $49,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| JOHN DEERE CAPITAconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| SOUTHERN NATURALconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| WORK | Buy | SLACK TECHNOLOGIES INCequities | $46,000 | +318.2% | 1,100 | +175.0% | 0.00% | +300.0% |
| FLRN | New | SPDR BLMBRG BRCLY INV GRequities | $48,000 | – | 1,553 | +100.0% | 0.00% | – |
| RGLD | ROYAL GOLD INCequities | $43,000 | -10.4% | 402 | 0.0% | 0.00% | 0.0% | |
| DOVER CORPconvertible/ | $54,000 | -1.8% | 40,000 | 0.0% | 0.00% | -20.0% | ||
| ROP | ROPER TECHNOLOGIESequities | $54,000 | +10.2% | 125 | 0.0% | 0.00% | -20.0% | |
| RMD | RESMED INCequities | $53,000 | +23.3% | 250 | 0.0% | 0.00% | 0.0% | |
| FAIRFAX FINL HOLconvertible/ | $43,000 | +2.4% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| COMMONWEALTH EDISconvertible/ | $46,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| ASPEN INSURANCEconvertible/ | $53,000 | -1.9% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| HSBC HOLDINGS PLCconvertible/ | $47,000 | 0.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| HSBC HOLDINGSconvertible/ | $52,000 | -1.9% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| The Progressive Corconvertible/ | $48,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| PWB | POWERSHARES DYNAMIC LREequities | $48,000 | +9.1% | 715 | 0.0% | 0.00% | 0.0% | |
| FITB | Buy | FIFTH THIRD BANCORPequities | $54,000 | +58.8% | 1,973 | +23.1% | 0.00% | +33.3% |
| AMPHENOL CORPconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| New | Pima Cn Az Usd #1convertible/ | $43,000 | – | 40,000 | +100.0% | 0.00% | – | |
| PIMA CN AZ USD #30convertible/ | $48,000 | -2.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| PFIZER INCconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| PBA | PEMBINA PIPELINE CORPequities | $43,000 | +13.2% | 1,797 | 0.0% | 0.00% | 0.0% | |
| SEMPRA ENERGYconvertible/ | $49,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| EXPRESS SCRIPTS HOLDINGS COconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| PSEG POWER LLCconvertible/ | $54,000 | -1.8% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| BANK OF AMERICAconvertible/ | $50,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| OKTA | New | OKTA INCequities | $51,000 | – | 200 | +100.0% | 0.00% | – |
| TT | TRANEequities | $43,000 | +19.4% | 298 | 0.0% | 0.00% | +33.3% | |
| SGEN | Sell | SEATTLE GENETICS INCequities | $44,000 | -25.4% | 250 | -16.7% | 0.00% | -20.0% |
| New | OHIO STconvertible/ | $54,000 | – | 50,000 | +100.0% | 0.00% | – | |
| O'REILLY AUTOMOconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| VMO | Invesco Muni Opportunityequities | $51,000 | +4.1% | 4,000 | 0.0% | 0.00% | -20.0% | |
| GOLDCORP INC.convertible/ | $45,000 | -2.2% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST TWY AUTH GENconvertible/ | $45,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| EQT CORPconvertible/ | $46,000 | +2.2% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| Consolidated Edisconvertible/ | $46,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| HWM | Sell | HOWMET AEROSPACE INCequities | $53,000 | +23.3% | 1,872 | -27.2% | 0.00% | 0.0% |
| MORGAN STANLEYconvertible/ | $46,000 | +2.2% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| MONSANTO COconvertible/ | $52,000 | +2.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| DFS | Buy | DISCOVER FINANCIAL SVCSequities | $48,000 | +1100.0% | 533 | +601.3% | 0.00% | – |
| BOARDWALK PIPELconvertible/ | $47,000 | +2.2% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $47,000 | 0.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| MET TRAN AUTH NYconvertible/ | $44,000 | +4.8% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| ES | Buy | EVERSOURCE ENERGYequities | $45,000 | +73.1% | 515 | +67.2% | 0.00% | +100.0% |
| COMCAST CORPconvertible/ | $50,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| BAM | BROOKFIELD ASSET MANAGEMENT INCequities | $46,000 | +24.3% | 1,113 | 0.0% | 0.00% | +33.3% | |
| EVERGY, INC.convertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| Cooperatieve Rabconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| MAR | MARRIOTT INTL INC CL Aequities | $50,000 | +42.9% | 376 | 0.0% | 0.00% | +33.3% | |
| General Dynamicsconvertible/ | $47,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| MARKEL CORPconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| MARATHON PETROLconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| Marana Az Excise Taconvertible/ | $54,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| CORNING INCconvertible/ | $54,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| ELS | New | Equity Lifestyle Pptpfds, reits, | $44,000 | – | 700 | +100.0% | 0.00% | – |
| LENNOX INTERNTNL INconvertible/ | $47,000 | 0.0% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| LRCX | LAM RESEARCH CORPORATIONequities | $45,000 | +40.6% | 96 | 0.0% | 0.00% | +33.3% | |
| FL ST B/E PUB EDconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| AFL | Sell | AFLAC INCequities | $44,000 | +2.3% | 980 | -16.2% | 0.00% | 0.0% |
| KSU | KANSAS CITY SOUTHERNequities | $48,000 | +11.6% | 236 | 0.0% | 0.00% | 0.0% | |
| KKR | Buy | KKR & CO LPpfds, reits, | $46,000 | +557.1% | 1,132 | +466.0% | 0.00% | +300.0% |
| EATON VANCE CORconvertible/ | $54,000 | +1.9% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| ZTS | ZOETIS INCequities | $49,000 | 0.0% | 294 | 0.0% | 0.00% | -20.0% | |
| Yuma Arizona Municiconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| JOHNSON CONTROLSconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| XPEV | Xpeng Inc Adrequities | $43,000 | +115.0% | 1,000 | 0.0% | 0.00% | +100.0% | |
| WOODMOOR CO W/Sconvertible/ | $52,000 | -1.9% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| WI ST AAAAconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| WMB | Sell | WILLIAMS COS INCequities | $54,000 | -37.2% | 2,689 | -38.9% | 0.00% | -50.0% |
| WESTLAKE CHEMICALconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.00% | -20.0% | ||
| VOD | Buy | VODAFONE GROUP PLCequities | $42,000 | +23.5% | 2,563 | +2.5% | 0.00% | 0.0% |
| ANTM | Sell | ANTHEM INCequities | $32,000 | +3.2% | 100 | -13.0% | 0.00% | 0.0% |
| SPH | SUBURBAN PROPANE PRT L Ppfds, reits, | $32,000 | -8.6% | 2,168 | 0.0% | 0.00% | 0.0% | |
| SUME | SUMMER ENERGY HLDG INCequities | $39,000 | +5.4% | 35,218 | 0.0% | 0.00% | 0.0% | |
| FNF | FIDELITY NATL FINL INCequities | $35,000 | +25.0% | 900 | 0.0% | 0.00% | 0.0% | |
| AMGEN INCconvertible/ | $31,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| TTD | THE TRADE DESK INCequities | $32,000 | +52.4% | 40 | 0.0% | 0.00% | +50.0% | |
| AWR | AMERICAN STATES WTRequities | $40,000 | +8.1% | 500 | 0.0% | 0.00% | 0.0% | |
| CTXS | CITRIX SYSTEMS INCequities | $41,000 | -4.7% | 312 | 0.0% | 0.00% | -25.0% | |
| DCI | New | DONALDSON COequities | $39,000 | – | 700 | +100.0% | 0.00% | – |
| New | TOTAL SAequities | $42,000 | – | 1,000 | +100.0% | 0.00% | – | |
| AMERICAN AIRLINconvertible/ | $42,000 | +13.5% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| UL | Buy | UNILEVERequities | $39,000 | +44.4% | 641 | +45.7% | 0.00% | 0.0% |
| UNION PACIFIC COconvertible/ | $37,000 | 0.0% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| CNK | CINEMARK HOLDINGS INCequities | $35,000 | +75.0% | 2,000 | 0.0% | 0.00% | +50.0% | |
| DVY | Sell | ISHARESTRUST DOW JONESequities | $39,000 | -26.4% | 401 | -38.4% | 0.00% | -40.0% |
| VALERO ENERGY CORPconvertible/ | $31,000 | +3.3% | 28,000 | 0.0% | 0.00% | 0.0% | ||
| VCR | VANGUARD CONSUMERequities | $41,000 | +17.1% | 150 | 0.0% | 0.00% | 0.0% | |
| REM | ISHARES MORTGAGE REALequities | $35,000 | +25.0% | 1,094 | 0.0% | 0.00% | 0.0% | |
| VTV | Sell | VANGUARD VALUEequities | $37,000 | -14.0% | 310 | -24.4% | 0.00% | -25.0% |
| VB | Buy | VANGUARD SC ETFequities | $41,000 | +156.2% | 208 | +105.9% | 0.00% | +200.0% |
| AKAM | AKAMIA TECHNOLOGIES INCequities | $31,000 | -6.1% | 300 | 0.0% | 0.00% | 0.0% | |
| VER | Sell | VEREIT INCpfds, reits, | $40,000 | +17.6% | 1,060 | -80.0% | 0.00% | 0.0% |
| SHV | ISHARES SHORT TREASURYequities | $42,000 | 0.0% | 380 | 0.0% | 0.00% | -25.0% | |
| A | Buy | AGILENT TECHNOLOGIES INCequities | $37,000 | +42.3% | 316 | +23.4% | 0.00% | +50.0% |
| VA ST PUB BLDG AUTHconvertible/ | $33,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ABBOTT LABORATORIconvertible/ | $39,000 | 0.0% | 36,000 | 0.0% | 0.00% | -25.0% | ||
| WAL | Sell | WESTERN ALLIANCE BANCORPequities | $36,000 | +63.6% | 600 | -12.9% | 0.00% | +50.0% |
| JPMORGAN CHASE &convertible/ | $34,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| KEY | Sell | KEYCORP INCequities | $42,000 | +27.3% | 2,566 | -6.2% | 0.00% | 0.0% |
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $31,000 | +10.7% | 150 | 0.0% | 0.00% | 0.0% | |
| BLX | BANCO LATINOAMERICANO DE COMERCIO EXTERIOR SAequities | $32,000 | +33.3% | 2,000 | 0.0% | 0.00% | +50.0% | |
| LVS | Sell | LAS VEGAS SANDSequities | $33,000 | -10.8% | 555 | -30.8% | 0.00% | 0.0% |
| FORD MOTOR COconvertible/ | $41,000 | 0.0% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| CTVA | Sell | CORTEVA INCequities | $39,000 | +21.9% | 1,001 | -9.1% | 0.00% | 0.0% |
| MDU | New | MDU RESOURCES GROUP INCequities | $37,000 | – | 1,400 | +100.0% | 0.00% | – |
| MRNA | Buy | MDRNAequities | $39,000 | +875.0% | 371 | +642.0% | 0.00% | – |
| CPT | CAMDEN PROPERTY TRUSTequities | $40,000 | +11.1% | 400 | 0.0% | 0.00% | 0.0% | |
| GD | GENERAL DYNAMICS CORPequities | $35,000 | +9.4% | 233 | 0.0% | 0.00% | 0.0% | |
| CPRT | COPART INCequities | $38,000 | +18.8% | 300 | 0.0% | 0.00% | 0.0% | |
| BEPC | Buy | BROOKFIELD RENEWABLE CORPequities | $36,000 | +800.0% | 611 | +714.7% | 0.00% | – |
| MET | Buy | METLIFE INCequities | $37,000 | +184.6% | 796 | +123.6% | 0.00% | +200.0% |
| AIR | New | AAR CORPequities | $36,000 | – | 1,000 | +100.0% | 0.00% | – |
| MIDD | MIDDLEBY CORPequities | $39,000 | +44.4% | 300 | 0.0% | 0.00% | 0.0% | |
| MSPRL | MORGAN STANLEY PFDpfds, reits, | $32,000 | +3.2% | 1,200 | 0.0% | 0.00% | 0.0% | |
| BBN | BLACKROCK TAXABLE MUNI BOND TRUSTequities | $40,000 | +2.6% | 1,500 | 0.0% | 0.00% | -25.0% | |
| BLK | Sell | BLACKROCK INCequities | $35,000 | +2.9% | 49 | -19.7% | 0.00% | 0.0% |
| BMRN | BIOMARIN PHARMA INCequities | $40,000 | +14.3% | 460 | 0.0% | 0.00% | 0.0% | |
| JWN | Sell | NORDSTROM INCequities | $37,000 | +131.2% | 1,200 | -8.9% | 0.00% | +200.0% |
| GOLDMAN SACHS GROUPconvertible/ | $31,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Nthrn Ariz Univconvertible/ | $32,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| BBBY | New | BED BATH & BEYOND INCequities | $34,000 | – | 1,900 | +100.0% | 0.00% | – |
| ON | ON SEMICONDUCTOR CORPequities | $39,000 | +50.0% | 1,198 | 0.0% | 0.00% | +50.0% | |
| DIST ENGY CORPconvertible/ | $40,000 | 0.0% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| ORANGE CN FL S/T REVconvertible/ | $42,000 | 0.0% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| OUT | Sell | OUTFRONT MEDIA INCpfds, reits, | $41,000 | +7.9% | 2,100 | -19.2% | 0.00% | -25.0% |
| PNC FINANCIAL SRVconvertible/ | $33,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| PAAS | PAN AMERICAN SILVER CPequities | $41,000 | +5.1% | 1,200 | 0.0% | 0.00% | -25.0% | |
| PENNSBURY PA SDconvertible/ | $32,000 | -3.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| PTY | PIMCO CORPORATE OPPTY FUNDequities | $36,000 | +12.5% | 2,000 | 0.0% | 0.00% | 0.0% | |
| AVB | AVALONBAY COMMUNITIES INCpfds, reits, | $32,000 | +6.7% | 200 | 0.0% | 0.00% | 0.0% | |
| STPZ | Sell | PIMCO 1-5 YR US TIPS ETFequities | $31,000 | -18.4% | 570 | -18.6% | 0.00% | -25.0% |
| AUTOMATIC DATAconvertible/ | $39,000 | 0.0% | 35,000 | 0.0% | 0.00% | -25.0% | ||
| Pinal Cn Az Elecconvertible/ | $41,000 | -2.4% | 40,000 | 0.0% | 0.00% | -25.0% | ||
| GPMT | GRANITE POINT MORTGApfds, reits, | $41,000 | +41.4% | 4,124 | 0.0% | 0.00% | 0.0% | |
| CRON | Buy | CRONOS GROUP INCequities | $32,000 | +357.1% | 4,600 | +228.6% | 0.00% | +200.0% |
| PSR | New | POWERSHARES ACTIVE US RE ETFequities | $36,000 | – | 417 | +100.0% | 0.00% | – |
| PXSG | POWERSHARES RSSLLl 2000equities | $41,000 | +20.6% | 860 | 0.0% | 0.00% | 0.0% | |
| PRLB | PROTO LABS INCequities | $31,000 | +19.2% | 200 | 0.0% | 0.00% | +50.0% | |
| REPUBLIC SERVICESconvertible/ | $33,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| FSLY | New | Fastly Incequities | $35,000 | – | 400 | +100.0% | 0.00% | – |
| ROKU | New | ROKU INC Cl Aequities | $33,000 | – | 100 | +100.0% | 0.00% | – |
| SALT VERDE AZ FCconvertible/ | $39,000 | -2.5% | 35,000 | 0.0% | 0.00% | -25.0% | ||
| Az Bd Regents Univconvertible/ | $34,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| ADM | ARCHER DANIELS MIDLAND COequities | $37,000 | +5.7% | 742 | 0.0% | 0.00% | 0.0% | |
| XLV | HEALTHCARE SELECT SECTOR SPDR FDequities | $35,000 | +6.1% | 312 | 0.0% | 0.00% | 0.0% | |
| XLK | TECH SELECT SECTOR SPDR FDequities | $41,000 | +13.9% | 313 | 0.0% | 0.00% | 0.0% | |
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $31,000 | +19.2% | 380 | 0.0% | 0.00% | +50.0% | |
| ARI | Sell | APOLLO COMM REAL ESTATE FINANCE INCpfds, reits, | $38,000 | -22.4% | 3,400 | -37.0% | 0.00% | -40.0% |
| BPY | BROOKFIELD PROP PART LPpfds, reits, | $22,000 | +22.2% | 1,500 | 0.0% | 0.00% | 0.0% | |
| PHOENIX AZconvertible/ | $23,000 | -4.2% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NVTA | New | INVITAE CORPequities | $29,000 | – | 700 | +100.0% | 0.00% | – |
| BEP | Buy | BROOKFIELD RENEWABLE ENERGY PARTNERS LPequities | $19,000 | +18.8% | 450 | +50.0% | 0.00% | +100.0% |
| PHOENIX AZ WTRconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Phoenix Az Wtrconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| Glendale Az Uhsd 20convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Phoenix Az Cvc Impconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| LHX | L3HARRIS TECHNOLOGIES INequities | $22,000 | +10.0% | 115 | 0.0% | 0.00% | 0.0% | |
| CIBR | FIRST TRUST NASDAQequities | $22,000 | +29.4% | 500 | 0.0% | 0.00% | 0.0% | |
| GRAND RV DAM AUTH Oconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CABO | CABLE ONE INCequities | $22,000 | +15.8% | 10 | 0.0% | 0.00% | 0.0% | |
| NTAP | NETAPP INCequities | $20,000 | +53.8% | 300 | 0.0% | 0.00% | +100.0% | |
| APH | AMPHENOL CORPequities | $26,000 | +18.2% | 200 | 0.0% | 0.00% | 0.0% | |
| YETI | YETI HOLDINGS INCORPORATequities | $22,000 | +46.7% | 325 | 0.0% | 0.00% | +100.0% | |
| Maricopa Az Usd #48convertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Maricopa Az Usd #80convertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| AXP | Buy | AMERICAN EXPRESS COequities | $30,000 | +25.0% | 248 | +4.6% | 0.00% | 0.0% |
| MARICOPA AZ SD #83convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WISCONSIN STATE AAAconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| PCN | PIMCO CORP INCOME CFequities | $21,000 | +10.5% | 1,200 | 0.0% | 0.00% | 0.0% | |
| WI ST CLEAN WTRconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| US TREASURY NTconvertible/ | $21,000 | 0.0% | 19,000 | 0.0% | 0.00% | 0.0% | ||
| NM ST HOSPconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| HUTCHINSON MN PURconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| MARKEL CORPconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| KS ST DEV FA REVconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| WSTN MARICOPA ED #2convertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| LMRK | Buy | LANDMARK INFRASTRUCTURE LPpfds, reits, | $21,000 | +50.0% | 2,000 | +33.3% | 0.00% | +100.0% |
| NEW YORK NYconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Pinal Cn Az Ccdconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| MMC | Buy | MARSH & MCLENNAN COS INCequities | $19,000 | +11.8% | 163 | +7.2% | 0.00% | 0.0% |
| Pinal Cn Azconvertible/ | $22,000 | -4.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CARDINAL HEALTH INCconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| IBM CORPconvertible/ | $26,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NYC NY MUN FA W/Sconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| LSTR | Buy | LANDSTAR SYSTEM INCequities | $26,000 | +2500.0% | 190 | +2614.3% | 0.00% | – |
| ANZBY | AUST & NEW ZEALAND BKG ADRFequities | $26,000 | +36.8% | 1,500 | 0.0% | 0.00% | 0.0% | |
| MARRIOTT INTL INCconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PXD | PIONEER NATURAL RES COequities | $25,000 | +31.6% | 218 | 0.0% | 0.00% | 0.0% | |
| PAA | Sell | PLAINS ALL AMERN PPLN LPpfds, reits, | $21,000 | -25.0% | 2,584 | -45.7% | 0.00% | -33.3% |
| PLANO TEXAS INDEconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ANGL | VANECK VECTORS FALLENequities | $22,000 | +4.8% | 700 | 0.0% | 0.00% | 0.0% | |
| GENERAL ELECTRIC VAR PFDconvertible/ | $23,000 | +15.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| THE VALSPAR CORPconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| POR | PORTLAND GENERAL ELECequities | $21,000 | +16.7% | 500 | 0.0% | 0.00% | 0.0% | |
| General Electricconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| UTAH STconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NEWELL BRANDS INCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| MARRIOTT INTL INCconvertible/ | $27,000 | +3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL ELECTRIC COconvertible/ | $28,000 | +7.7% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GMRE | GLOBAL MEDICAL REIT INCpfds, reits, | $26,000 | -3.7% | 2,000 | 0.0% | 0.00% | -33.3% | |
| LIT | Global X Lithium Batteryequities | $25,000 | +56.2% | 400 | 0.0% | 0.00% | +100.0% | |
| NEEPRK | Nextera Energy Pfdpfds, reits, | $24,000 | +4.3% | 900 | 0.0% | 0.00% | 0.0% | |
| SPLV | Sell | POWERSHARES S&P500 LOW VOL ETFequities | $22,000 | -40.5% | 384 | -43.9% | 0.00% | -33.3% |
| APTS | Sell | PREF APT COMMUNITIESpfds, reits, | $23,000 | +15.0% | 3,150 | -13.7% | 0.00% | 0.0% |
| New | CBOA FINANCIAL INCequities | $30,000 | – | 12,000 | +100.0% | 0.00% | – | |
| AUSTIN TX CODconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $20,000 | +11.1% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| HSBC HOLDINGS PLSconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BERKSHIRE HATHAconvertible/ | $30,000 | 0.0% | 27,000 | 0.0% | 0.00% | -33.3% | ||
| BERKSHIRE HATHAWAYconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AMPHENOL CORPconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| AMERICAN EXPRESS COconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $25,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| HYATT HOTELS CORPconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| LAS VEGAS VY NV WTRconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| MA ST TRANS FDconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| NDSN | NORDSON CORPequities | $30,000 | +3.4% | 150 | 0.0% | 0.00% | -33.3% | |
| MTZ | MASTEC INCequities | $20,000 | +53.8% | 300 | 0.0% | 0.00% | +100.0% | |
| DR PEPPER SNAPPLconvertible/ | $23,000 | +4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WI ST TRANSconvertible/ | $22,000 | -4.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Z | ZILLOW GROUP INC CL Cequities | $26,000 | +30.0% | 200 | 0.0% | 0.00% | 0.0% | |
| TUCSON AZ WTRconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AZN | ASTRAZENECA PLCequities | $25,000 | -10.7% | 508 | 0.0% | 0.00% | -33.3% | |
| FORD MOTOR COconvertible/ | $24,000 | +9.1% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| THE GOLDMAN SACHconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ANHEUSER-BUSCH Iconvertible/ | $23,000 | +4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CI | Sell | CIGNA CORPequities | $21,000 | -16.0% | 103 | -29.9% | 0.00% | 0.0% |
| CHSCL | CHS INCpfds, reits, | $21,000 | +5.0% | 700 | 0.0% | 0.00% | 0.0% | |
| QUALCOMM INCconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MOTOR COMPconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| SCCO | SOUTHERN COPPER CORPequities | $20,000 | +42.9% | 300 | 0.0% | 0.00% | +100.0% | |
| NORTHERN ARIZONA UNconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| RLI | RLI CORPequities | $21,000 | +23.5% | 203 | 0.0% | 0.00% | 0.0% | |
| NTLA | New | Intellia Therapeuticequities | $27,000 | – | 500 | +100.0% | 0.00% | – |
| AMLP | ALERIAN MLP ETFequities | $19,000 | +26.7% | 733 | 0.0% | 0.00% | +100.0% | |
| RPM INTERNTNL INconvertible/ | $28,000 | +3.7% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| New | RAYMOND JAMES FINANCIALequities | $22,000 | – | 230 | +100.0% | 0.00% | – | |
| FIFTH THIRD BANCO VARconvertible/ | $24,000 | +9.1% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| VSS | VANGUARD FTSE ETFequities | $30,000 | +15.4% | 250 | 0.0% | 0.00% | 0.0% | |
| New | UNVL HEALTH RLTY INC TRpfds, reits, | $25,000 | – | 395 | +100.0% | 0.00% | – | |
| LIBERTY INTERACTIVEconvertible/ | $19,000 | +5.6% | 17,000 | 0.0% | 0.00% | 0.0% | ||
| BNSF, LLCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| INTEL CORPconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VCIT | Sell | VANGUARD INTERMEDIATEequities | $26,000 | -65.3% | 267 | -65.8% | 0.00% | -71.4% |
| DD | Sell | DUPONT DE NEMOURS INCequities | $28,000 | -53.3% | 388 | -64.2% | 0.00% | -66.7% |
| PUKPRA | Prudential Plc Pfdpfds, reits, | $27,000 | +8.0% | 945 | 0.0% | 0.00% | 0.0% | |
| BHC | BAUSCH HEALTH COS INCequities | $21,000 | +31.2% | 1,025 | 0.0% | 0.00% | +100.0% | |
| BROWN & BROWN INCconvertible/ | $29,000 | 0.0% | 26,000 | 0.0% | 0.00% | -33.3% | ||
| DJP | BRCLYS BK IPATH BLOOMequities | $26,000 | +13.0% | 1,182 | 0.0% | 0.00% | 0.0% | |
| GOLDMAN SACHS GROUPconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| TCP | TC PIPELINES LPpfds, reits, | $24,000 | +20.0% | 800 | 0.0% | 0.00% | 0.0% | |
| CIOPRA | CITY OFFICEpfds, reits, | $24,000 | +4.3% | 885 | 0.0% | 0.00% | 0.0% | |
| BATRK | LIBERTY MEDIA CORPequities | $30,000 | +20.0% | 1,200 | 0.0% | 0.00% | 0.0% | |
| AZ SCH FAC BRD COPconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| SCHH | Sell | SCHWAB US REIT ETFequities | $21,000 | -19.2% | 556 | -24.1% | 0.00% | 0.0% |
| DAL | DELTA AIR LINES INCequities | $19,000 | +35.7% | 463 | 0.0% | 0.00% | +100.0% | |
| NXP | Nuveen Select Tax-Free Iequities | $21,000 | +5.0% | 1,200 | 0.0% | 0.00% | 0.0% | |
| LINCOLN NEBconvertible/ | $27,000 | -3.6% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| KING CNTY WA SDconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| IMCB | ISHARES MORNINGSTAR MC ETFequities | $26,000 | +18.2% | 110 | 0.0% | 0.00% | 0.0% | |
| ALL | ALLSTATE CORPequities | $25,000 | +19.0% | 224 | 0.0% | 0.00% | 0.0% | |
| RHHBY | Buy | ROCHE HLDG LTD SPON ADRFequities | $28,000 | +40.0% | 645 | +39.3% | 0.00% | 0.0% |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NTR | NUTRIEN LTDequities | $22,000 | +22.2% | 456 | 0.0% | 0.00% | 0.0% | |
| TRIBOROUGH BRIDGE &convertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CSIQ | New | Canadian Solar Incequities | $20,000 | – | 400 | +100.0% | 0.00% | – |
| New | TRAVELERS COMPANIESequities | $25,000 | – | 175 | +100.0% | 0.00% | – | |
| CNC | CENTENE CORPequities | $21,000 | +5.0% | 350 | 0.0% | 0.00% | 0.0% | |
| INNERGEX RENEWABLEequities | $28,000 | +16.7% | 1,314 | 0.0% | 0.00% | 0.0% | ||
| New | BARCLAYS PLCequities | $26,000 | – | 3,310 | +100.0% | 0.00% | – | |
| CRSP | CRISPR THERAPEUTICSequities | $22,000 | +83.3% | 145 | 0.0% | 0.00% | +100.0% | |
| EVERSOURCE ENERGconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| OH ST INFRA PROJconvertible/ | $25,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | NESTLE SA ORDequities | $21,000 | +50.0% | 174 | +46.2% | 0.00% | +100.0% | |
| CE | CELANESE CORPequities | $26,000 | +23.8% | 200 | 0.0% | 0.00% | 0.0% | |
| JSM | S L Mequities | $19,000 | +18.8% | 750 | 0.0% | 0.00% | +100.0% | |
| WILLIAMS PARTNERconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| BACPRN | Sell | BANK OF AMERICA PFDpfds, reits, | $21,000 | -4.5% | 779 | -7.2% | 0.00% | 0.0% |
| JOHNSON & JOHNSONconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| UNITED PARCEL Sconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| SUNTRUST PREFERRE VARconvertible/ | $20,000 | +5.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WIX | New | Wix Com Ltdequities | $25,000 | – | 100 | +100.0% | 0.00% | – |
| KRE | SPDR S&P REGIONAL BANK ETFequities | $21,000 | +50.0% | 400 | 0.0% | 0.00% | +100.0% | |
| LKNCY | Sell | LUCKIN COFFEE INCequities | $22,000 | +144.4% | 2,600 | -9.6% | 0.00% | +100.0% |
| MDYV | New | Spdr S&P 400 Mid Capequities | $26,000 | – | 470 | +100.0% | 0.00% | – |
| THE CLOROX COconvertible/ | $29,000 | -3.3% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| JCI | Sell | JOHNSON CONTROLS INCequities | $26,000 | -3.7% | 560 | -15.9% | 0.00% | -33.3% |
| ALLYPRA | GMAC CAPITAL Tpfds, reits, | $19,000 | +5.6% | 718 | 0.0% | 0.00% | 0.0% | |
| LNG | CHENIERE ENERGY INCequities | $29,000 | +31.8% | 486 | 0.0% | 0.00% | 0.0% | |
| SRE | SEMPRA ENERGYequities | $21,000 | +5.0% | 165 | 0.0% | 0.00% | 0.0% | |
| SALINE COUNTY NEBconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Az Bd Regents Univconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| COFPRG | CCAPITAL ONE FC PFDpfds, reits, | $27,000 | +3.8% | 1,000 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICA CORconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| COCA-COLA COconvertible/ | $27,000 | -3.6% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| MICROSOFT CORPconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| HMC | New | HONDA MOTORequities | $20,000 | – | 700 | +100.0% | 0.00% | – |
| TOLL BROTHERS INCconvertible/ | $23,000 | +4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DALLAS TEXAS WATERWconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| HOLLAND MICHIGAN ELconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Crown Castle Internconvertible/ | $29,000 | +3.6% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| SANTA FE CN NMconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| KR | Buy | KROGER COequities | $22,000 | +2100.0% | 706 | +4312.5% | 0.00% | – |
| CANADIAN APT PPTYSpfds, reits, | $24,000 | +14.3% | 600 | 0.0% | 0.00% | 0.0% | ||
| HILLSHIRE BRANDconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| COMCASE CORPORATIconvertible/ | $23,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CT ST SPL TAX OBGconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Steel Dynamics,convertible/ | $28,000 | +3.7% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| HOWMET AEROSPACE INCconvertible/ | $19,000 | 0.0% | 19,000 | 0.0% | 0.00% | 0.0% | ||
| UNIV AZ MED CTRconvertible/ | $28,000 | -3.4% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| EDISON INTERNTNLconvertible/ | $19,000 | +5.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| QCLN | New | First Tst Nasdaq Cleanequities | $24,000 | – | 348 | +100.0% | 0.00% | – |
| CB | Buy | CHUBB CORPequities | $28,000 | +40.0% | 183 | +4.0% | 0.00% | 0.0% |
| ARCC | ARES CAP CORPequities | $27,000 | +22.7% | 1,587 | 0.0% | 0.00% | 0.0% | |
| APPLE INCconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| CALIFORNIA STconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VERIZON NEW YORKconvertible/ | $21,000 | -4.5% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| PPG | Buy | PPG INDUSTRIES INCequities | $22,000 | +214.3% | 153 | +159.3% | 0.00% | +100.0% |
| VRTX | VERTEX PHARMA INCequities | $24,000 | -14.3% | 103 | 0.0% | 0.00% | -33.3% | |
| MODN | MODEL N INCequities | $27,000 | +3.8% | 750 | 0.0% | 0.00% | 0.0% | |
| PNC BANK (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AMX | AMERICA MOVIL SAB DE CVequities | $27,000 | +12.5% | 1,891 | 0.0% | 0.00% | 0.0% | |
| AT&T INC.convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| SCHA | Buy | SCHWAB US SC ETFequities | $19,000 | +216.7% | 213 | +126.6% | 0.00% | +100.0% |
| GPS | GAPequities | $19,000 | +18.8% | 935 | 0.0% | 0.00% | +100.0% | |
| FBZ | FIRST TRUST BRAZIL ALPHADEXequities | $27,000 | +28.6% | 2,000 | 0.0% | 0.00% | 0.0% | |
| DTJ | DTE ENERGY CO PFD Jpfds, reits, | $23,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| AETNA INCconvertible/ | $27,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| VERIZON COMMUNICATIOconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN TOWER CORPconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CRWD | Buy | CROWDSTRIKE HLDGS INCequities | $19,000 | +280.0% | 92 | +130.0% | 0.00% | – |
| GARDEN GROVE CAconvertible/ | $22,000 | -4.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PANW | Buy | PALO ALTO NETWORKSequities | $30,000 | +150.0% | 85 | +70.0% | 0.00% | +100.0% |
| AFCI | ADVANCED FIBRE COMMUNICATIONS INCequities | $26,000 | +4.0% | 985 | 0.0% | 0.00% | 0.0% | |
| USMV | ISHARES MSCI USA MIN VOLequities | $23,000 | +4.5% | 341 | 0.0% | 0.00% | 0.0% | |
| MLFNF | Buy | MAPLE LEAF FOODSequities | $28,000 | +40.0% | 1,240 | +24.0% | 0.00% | 0.0% |
| DC W/S AUTH PUB UTIconvertible/ | $30,000 | -3.2% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| PK | PARK HOTELS & RESORTS INCpfds, reits, | $19,000 | +72.7% | 1,125 | 0.0% | 0.00% | +100.0% | |
| Constellation Brconvertible/ | $28,000 | +3.7% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| KMX | CARMAX INCequities | $19,000 | +5.6% | 200 | 0.0% | 0.00% | 0.0% | |
| WALGREENS BOOTS ALLIconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GRO VAR 26convertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WASHINGTON COUNTY Oconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| UA | UNDER ARMOUR INC CL Cequities | $22,000 | +46.7% | 1,500 | 0.0% | 0.00% | +100.0% | |
| UI | UBIQUITI INCequities | $19,000 | +58.3% | 70 | 0.0% | 0.00% | +100.0% | |
| UHS | New | UNIVERSAL HLTH SVCS CL Bequities | $22,000 | – | 160 | +100.0% | 0.00% | – |
| MPC | Buy | MARATHON PETRO CORPequities | $20,000 | +185.7% | 477 | +97.1% | 0.00% | +100.0% |
| TDIV | FIRST TR NASDAQ TECH DIVequities | $23,000 | +9.5% | 470 | 0.0% | 0.00% | 0.0% | |
| VV | VANGUARD LC ETFequities | $21,000 | +10.5% | 120 | 0.0% | 0.00% | 0.0% | |
| ATVI | Buy | ACTIVISION BLIZZARD INCequities | $25,000 | +316.7% | 271 | +281.7% | 0.00% | +100.0% |
| UMH | UMH PROP Inc.pfds, reits, | $30,000 | +11.1% | 2,000 | 0.0% | 0.00% | -33.3% | |
| UNITEDHEALTH GRconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CHUBB CORPconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TEXAS STATE B7convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PMTPRA | PENNYMAC MORpfds, reits, | $23,000 | +9.5% | 900 | 0.0% | 0.00% | 0.0% | |
| CCMP | CABOT MICROELECTRONICS CORPequities | $22,000 | +4.8% | 148 | 0.0% | 0.00% | 0.0% | |
| BIDU | Sell | BAIDU INCequities | $22,000 | +22.2% | 100 | -29.1% | 0.00% | 0.0% |
| FORD HLDG LLCconvertible/ | $19,000 | +5.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CBT | CABOT CORPequities | $20,000 | +25.0% | 456 | 0.0% | 0.00% | +100.0% | |
| MARICOPA AZ HOSPconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| GILEAD SCIENCESconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ALAMEDA CORRIDORconvertible/ | $24,000 | 0.0% | 19,000 | 0.0% | 0.00% | 0.0% | ||
| LTC | LTC PROPERTIES INCpfds, reits, | $23,000 | +9.5% | 590 | 0.0% | 0.00% | 0.0% | |
| VEEV | VEEVA SYSTEMS INCequities | $25,000 | 0.0% | 90 | 0.0% | 0.00% | 0.0% | |
| FNDE | Buy | SCHWAB FUNDA EMG MKTSequities | $19,000 | – | 689 | +17125.0% | 0.00% | – |
| PHILIP MORRIS INTconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| TCBIP | TEXAS CAPITALpfds, reits, | $24,000 | 0.0% | 950 | 0.0% | 0.00% | 0.0% | |
| GOODM | GLADSTONE COML Cpfds, reits, | $23,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| WFCPRX | WELLS FARGO & PFDpfds, reits, | $28,000 | 0.0% | 1,060 | 0.0% | 0.00% | -33.3% | |
| Delaware Stconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| THE GOLDMAN SACHconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CONROE TX ISDconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN HONDA Fconvertible/ | $8,000 | +14.3% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| New | STRUCTURED PRODUCT PFDpfds, reits, | $12,000 | – | 400 | +100.0% | 0.00% | – | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC FDequities | $7,000 | +16.7% | 542 | 0.0% | 0.00% | 0.0% | |
| JRS | NUVEEN RE INC FDequities | $13,000 | +18.2% | 1,500 | 0.0% | 0.00% | 0.0% | |
| JPI | NUVEEN PREFERRED AND INCequities | $11,000 | +22.2% | 430 | 0.0% | 0.00% | 0.0% | |
| Sell | OCCIDENTAL PETRO CORPequities | $8,000 | +14.3% | 475 | -29.6% | 0.00% | 0.0% | |
| TRP | TRANSCANADA CORPequities | $8,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| EXCELON GENERATIONconvertible/ | $18,000 | -5.3% | 16,000 | 0.0% | 0.00% | -50.0% | ||
| OHIO STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OH ST WTR POLL REVconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BK | BANK OF NY MELLON CORPequities | $17,000 | +21.4% | 400 | 0.0% | 0.00% | 0.0% | |
| TAC | New | Transalta Corpequities | $8,000 | – | 1,100 | +100.0% | 0.00% | – |
| Toyota Motor Corconvertible/ | $13,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| OLD NTNL BANCORPconvertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OMC | Buy | OMNICOM GROUP INCequities | $11,000 | +450.0% | 171 | +388.6% | 0.00% | – |
| BANK OF AMERICA Cconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| EXC | EXELON CORPequities | $11,000 | +10.0% | 272 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICA CORconvertible/ | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| IL FA REVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ENLAY | ENEL S P Aequities | $7,000 | +16.7% | 700 | 0.0% | 0.00% | 0.0% | |
| ORACLE CORPconvertible/ | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| CDEVY | CITY DEVELOMPNT LTDequities | $7,000 | +16.7% | 1,121 | 0.0% | 0.00% | 0.0% | |
| THE EMPIRE DIST Econvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EXELON CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| THE GOLDMAN SACHSconvertible/ | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| TOL | TOLL BROTHERS INCequities | $13,000 | -13.3% | 300 | 0.0% | 0.00% | 0.0% | |
| BACPRA | BANK OF AMERICA PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| PNC FINL SVCS GROUPconvertible/ | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| CROWN CASTLE INTconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DANAHER CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN TOWER COconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| PKG | Buy | PACKAGING CORP OF AMERICAequities | $9,000 | +50.0% | 65 | +18.2% | 0.00% | 0.0% |
| PLTR | New | Palantir Technologies Inequities | $7,000 | – | 300 | +100.0% | 0.00% | – |
| SFM | SPROUTS FARMERS MARKET INCequities | $10,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| PRK | PARK NTNL CORPequities | $13,000 | +30.0% | 125 | 0.0% | 0.00% | 0.0% | |
| BACPRB | Sell | BANK OF AMERICA PFDpfds, reits, | $10,000 | -9.1% | 350 | -13.8% | 0.00% | 0.0% |
| BANF | BANCFIRST CORP OKequities | $12,000 | +50.0% | 202 | 0.0% | 0.00% | 0.0% | |
| CBRL | CRACKER BARREL OLD CTY STOREequities | $9,000 | +12.5% | 70 | 0.0% | 0.00% | 0.0% | |
| PENN | Buy | PENN NATIONAL GAMINGequities | $18,000 | +20.0% | 210 | +5.0% | 0.00% | 0.0% |
| SHERMAN TXconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TX TRANS ST HWY FDconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PA ST TPK COMMN TPKconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PEORIA AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PEPSICO, INCconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| PKI | New | PERKINELMERequities | $14,000 | – | 100 | +100.0% | 0.00% | – |
| BWXT | B W X TECHNOLOGIES INCORequities | $9,000 | +12.5% | 150 | 0.0% | 0.00% | 0.0% | |
| American Tower Coconvertible/ | $12,000 | +9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GWW | WW GRAINGER INCequities | $13,000 | +8.3% | 33 | 0.0% | 0.00% | 0.0% | |
| PHOENIX AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WST WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GRD FORKS ND SANIconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| B. A. T CAPITAL CORPconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CNTY AZconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ IDA Econvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ IDAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TEX | New | TEREX CORPequities | $17,000 | – | 487 | +100.0% | 0.00% | – |
| AVA | AVISTA CORPequities | $8,000 | +14.3% | 211 | 0.0% | 0.00% | 0.0% | |
| PIMA CN AZ USD #16convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TER | TERADYNE INCORPORATEequities | $7,000 | +40.0% | 57 | 0.0% | 0.00% | – | |
| PIMA CN AZ SWRconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AVNT | Sell | AVIENT CORPequities | $12,000 | -7.7% | 310 | -35.4% | 0.00% | 0.0% |
| SPLK | SPLUNK INCequities | $9,000 | -10.0% | 54 | 0.0% | 0.00% | 0.0% | |
| TVAconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| SIMON PROPERTY GRconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SIMON PROPERTY GROUPconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| IHS INCconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| PCI | PIMCO DYNAMIC CREDIT INCequities | $8,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| SKX | SKECHERS USA INCequities | $16,000 | +14.3% | 450 | 0.0% | 0.00% | 0.0% | |
| EIGR | EIGER BIOPHARMACEUTICALSequities | $10,000 | +42.9% | 800 | 0.0% | 0.00% | 0.0% | |
| INTERNTNL BUSINESSconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | PIMA COUNTY ARIZONAconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| APPLE INCconvertible/ | $13,000 | +8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PINS | Sell | PINTEREST INCequities | $7,000 | -72.0% | 105 | -82.5% | 0.00% | -50.0% |
| AUSTIN TX WTR & WSTconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PORT AUTH NY & NJconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CIO | Sell | CITY OFFICE REITpfds, reits, | $10,000 | -73.7% | 1,000 | -80.0% | 0.00% | -75.0% |
| CAG | Sell | CONAGRA FOODS INCequities | $15,000 | -70.6% | 425 | -70.2% | 0.00% | -80.0% |
| AUSTIN TX ISDconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DELAWARE STconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| INTL BK RECON & DEconvertible/ | $9,000 | +12.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TDJ | TELEPHONE AND DATA PFDpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| AOS | Buy | SMITH A Oequities | $13,000 | +18.2% | 246 | +23.0% | 0.00% | 0.0% |
| HCA HEALTHCARE,convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SPHD | POWERSHARES S&P500 HI DIVequities | $17,000 | +13.3% | 445 | 0.0% | 0.00% | 0.0% | |
| PBH | PRESTIGE BRANDS HOLDINGSequities | $7,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| PFG | PRINCIPAL FINANCIALequities | $11,000 | +22.2% | 213 | 0.0% | 0.00% | 0.0% | |
| PRG | New | Prog Holdings Incequities | $11,000 | – | 200 | +100.0% | 0.00% | – |
| ICE | Buy | INTERCONTINENTAL EXCHANGE INCequities | $12,000 | +20.0% | 107 | +3.9% | 0.00% | 0.0% |
| ATLS | I N G GROEPequities | $13,000 | +30.0% | 1,349 | 0.0% | 0.00% | 0.0% | |
| TMHC | New | Taylor Morrison Homeequities | $8,000 | – | 295 | +100.0% | 0.00% | – |
| BUD | Sell | ANHEUSER BUSCH INBEV SA/NVequities | $7,000 | -68.2% | 100 | -75.0% | 0.00% | -50.0% |
| HACK | PUREFUNDS ISE CYBER SECURITY ETFequities | $14,000 | +16.7% | 250 | 0.0% | 0.00% | 0.0% | |
| TARGET CORPconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| HALLIBURTON COconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PSAPRE | PUBLIC STORAGE PFDpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| ATHX | ATHERSYS INCequities | $9,000 | -10.0% | 5,000 | 0.0% | 0.00% | 0.0% | |
| PUBGY | PUBLICIS GROUPEequities | $9,000 | +50.0% | 736 | 0.0% | 0.00% | 0.0% | |
| TPR | TAPESTRY INC.equities | $12,000 | +100.0% | 400 | 0.0% | 0.00% | 0.0% | |
| ASBPRC | ASSOCIATED BANC PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| QTS | QTS REALTY TRUST INCpfds, reits, | $12,000 | -7.7% | 200 | 0.0% | 0.00% | 0.0% | |
| New | AZ ST CTFS PARTconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| AZ WTR INFRA FA REVconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TMUS | Buy | T-MOBILE US INCequities | $8,000 | +14.3% | 60 | +5.3% | 0.00% | 0.0% |
| HOG | HARLEY-DAVIDSON INCequities | $15,000 | +50.0% | 400 | 0.0% | 0.00% | 0.0% | |
| HARRIS CNTY TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RYN | RAYONIERpfds, reits, | $9,000 | +12.5% | 315 | 0.0% | 0.00% | 0.0% | |
| IEH | INTEGRYS ENERGY GRpfds, reits, | $7,000 | 0.0% | 267 | 0.0% | 0.00% | 0.0% | |
| AZ ST TRANS BRD HWYconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RDFN | New | REDFIN CORP 00500equities | $7,000 | – | 100 | +100.0% | 0.00% | – |
| INTEL CORPconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| RFPRC | REGIONS FINL C PFDpfds, reits, | $17,000 | +6.2% | 600 | 0.0% | 0.00% | 0.0% | |
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $18,000 | +5.9% | 500 | 0.0% | 0.00% | -50.0% | |
| EL PASO CNTY TXconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | AMERISOURCEBERGEN CORPequities | $14,000 | – | 142 | +100.0% | 0.00% | – | |
| RS | RELIANCE STL & ALUMINUMequities | $15,000 | +25.0% | 122 | 0.0% | 0.00% | 0.0% | |
| FEDEX CORPconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| REPUBLIC SERVICESconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| SLRC | SOLAR CAPITAL LTDequities | $10,000 | +11.1% | 546 | 0.0% | 0.00% | 0.0% | |
| SYSCO CORPconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| HSY | HERSHEY COMPANYequities | $11,000 | 0.0% | 75 | 0.0% | 0.00% | 0.0% | |
| EL PASO TXconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RIO TINTO FINconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| RIO TINTO FINconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RKT | New | Rocket Companies Class Aequities | $14,000 | – | 700 | +100.0% | 0.00% | – |
| ROK | ROCKWELL AUTOMATION INCequities | $7,000 | +16.7% | 27 | 0.0% | 0.00% | 0.0% | |
| SYY | SYSCOequities | $15,000 | +15.4% | 204 | 0.0% | 0.00% | 0.0% | |
| FERGY | Sell | FERGUSON PLCequities | $12,000 | 0.0% | 980 | -14.7% | 0.00% | 0.0% |
| SYNH | SYNEOS HEALTH INCequities | $11,000 | +22.2% | 165 | 0.0% | 0.00% | 0.0% | |
| ROSEMONT ILconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ HLTH FAC AUTHconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RDSA | Sell | ROYAL DUTCH SHELL PLCequities | $13,000 | -72.3% | 384 | -79.4% | 0.00% | -75.0% |
| IIPRPRA | INNOVATIVE INDUSTRIAL PRF Apfds, reits, | $18,000 | +28.6% | 500 | 0.0% | 0.00% | 0.0% | |
| AZ BRD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| COMCAST CORPconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| SCEPRK | SCE TRUST V PFDpfds, reits, | $17,000 | +13.3% | 661 | 0.0% | 0.00% | 0.0% | |
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HEWLETT-PACKARD COconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HPE | HEWLETT PACKARD ENTERPRISE COMPequities | $7,000 | +16.7% | 607 | 0.0% | 0.00% | 0.0% | |
| SPMB | Sell | SPDR PORT MRTGG BCKD BNDequities | $10,000 | -41.2% | 384 | -38.4% | 0.00% | -50.0% |
| RWR | SPDR DOW JONES REIT ETFequities | $11,000 | +10.0% | 126 | 0.0% | 0.00% | 0.0% | |
| SDY | SPDR S&P DIVIDEND ETFequities | $8,000 | +14.3% | 77 | 0.0% | 0.00% | 0.0% | |
| TFI | New | Spdr Nuveen Bloombergequities | $11,000 | – | 210 | +100.0% | 0.00% | – |
| SMLV | SPDR SSGA US SL CP LWequities | $10,000 | +25.0% | 102 | 0.0% | 0.00% | 0.0% | |
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SUN | SUNOCO LPpfds, reits, | $18,000 | +20.0% | 629 | 0.0% | 0.00% | 0.0% | |
| AZ BRD REGENTS COPconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SU | SUNCOR ENERGY INCequities | $13,000 | +30.0% | 779 | 0.0% | 0.00% | 0.0% | |
| THE WALT DISNEY COconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| DC INCOME TAXconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CITY OF SAN ANTONIOconvertible/ | $16,000 | -5.9% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| STM | STMICROELETRONICS NVequities | $14,000 | +16.7% | 378 | 0.0% | 0.00% | 0.0% | |
| SANTANDER HOLDINGSconvertible/ | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| DAR | New | DARLING INTL INCequities | $8,000 | – | 138 | +100.0% | 0.00% | – |
| COMCAST CORPORAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ARIZONA BOARD REGENconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| THE CHARLES SCHconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ARIZONA BOARD REGENconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| THE HOME DEPOTconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| AIR LEASE CORPconvertible/ | $9,000 | +12.5% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| JXI | ISHARES GLOBAL UTILITIESequities | $13,000 | +8.3% | 211 | 0.0% | 0.00% | 0.0% | |
| VRSK | VERISK ANALYTICS INCequities | $15,000 | +15.4% | 72 | 0.0% | 0.00% | 0.0% | |
| VIACOM INCconvertible/ | $9,000 | +12.5% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| APD | Sell | AIR PRODUCTS & CHEMICALS INCequities | $15,000 | -16.7% | 56 | -8.2% | 0.00% | -50.0% |
| VIAV | New | VIAVI SOLUTIONS INCequities | $10,000 | – | 700 | +100.0% | 0.00% | – |
| ITB | ISHARES US HOME CONSTRUCTIONequities | $17,000 | 0.0% | 300 | 0.0% | 0.00% | -50.0% | |
| DALLAS TEXAS WATERWconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VMW | VMWARE INC CL Aequities | $8,000 | -11.1% | 60 | 0.0% | 0.00% | 0.0% | |
| AIR PRODUCTS ANDconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STARPRG | ISTAR INC PFDpfds, reits, | $8,000 | +14.3% | 300 | 0.0% | 0.00% | 0.0% | |
| EFAV | Sell | ISHARES MSCI ETFequities | $14,000 | -48.1% | 189 | -52.4% | 0.00% | -66.7% |
| WACO TXconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| CHEVRON CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WAL-MART STORES INCconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WALMART INCconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| RING | ISHARES MSCI GLOBAL GOLDequities | $12,000 | -7.7% | 400 | 0.0% | 0.00% | 0.0% | |
| New | VERISIGNequities | $17,000 | – | 77 | +100.0% | 0.00% | – | |
| FAN | New | First TRUST Global Windequities | $11,000 | – | 461 | +100.0% | 0.00% | – |
| WASHINGTON STconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| XT | New | Ishares Exponentialequities | $16,000 | – | 273 | +100.0% | 0.00% | – |
| WCN | WASTE CONNECTIONS INCequities | $13,000 | 0.0% | 125 | 0.0% | 0.00% | 0.0% | |
| IBML | Ishares Ibonds Dec 2023equities | $10,000 | 0.0% | 375 | 0.0% | 0.00% | 0.0% | |
| WSO | Buy | WATSCO INCequities | $8,000 | +700.0% | 34 | +466.7% | 0.00% | – |
| IBMK | Ishrs Ibnd Dec 2022 Trmequities | $10,000 | 0.0% | 375 | 0.0% | 0.00% | 0.0% | |
| IBMJ | Ishar Ibnd Dec 2021 Trmequities | $10,000 | 0.0% | 375 | 0.0% | 0.00% | 0.0% | |
| ANTHEM, INCconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FISV | Sell | FISERV INCequities | $14,000 | -6.7% | 123 | -18.0% | 0.00% | 0.0% |
| FIRST TR COMBINED SERunit trusts | $12,000 | -40.0% | 30 | 0.0% | 0.00% | -50.0% | ||
| WFCPRQ | WELLS FARGO & CO PFDpfds, reits, | $7,000 | 0.0% | 263 | 0.0% | 0.00% | 0.0% | |
| WFCPRP | WELLS FARGO B PFDpfds, reits, | $16,000 | +6.7% | 598 | 0.0% | 0.00% | 0.0% | |
| VOT | VANGUARD MID CAP GROWTHequities | $13,000 | +18.2% | 60 | 0.0% | 0.00% | 0.0% | |
| ALB | Buy | ALBEMARLE CORPequities | $11,000 | +450.0% | 75 | +200.0% | 0.00% | – |
| WELLS FARGO BK Nconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| WELLS FARGO & COconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| JEA FL ELEC SYS REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SACRAMENTO CN Cconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHEMTRADE LOG INC FDequities | $9,000 | +28.6% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| FNDC | Buy | SCHWAB FUND INTL SC ETFequities | $10,000 | – | 292 | +5740.0% | 0.00% | – |
| Buy | KBS REIT II MDpfds, reits, | $8,000 | +100.0% | 3,750 | +150.0% | 0.00% | – | |
| AT&T INCconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| THE WESTERN UNIONconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VONV | Sell | Vanguard Russell 1000equities | $15,000 | -46.4% | 125 | -53.9% | 0.00% | -66.7% |
| VONG | New | Vanguard Russell 1000equities | $15,000 | – | 59 | +100.0% | 0.00% | – |
| At&T Inc.convertible/ | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| VGT | VANGUARD IT ETFequities | $13,000 | +18.2% | 36 | 0.0% | 0.00% | 0.0% | |
| SCZ | Buy | ISHARES MSCI EAFE SCequities | $14,000 | +100.0% | 211 | +70.2% | 0.00% | 0.0% |
| WSM | WILLIAMS SONOMAequities | $10,000 | +11.1% | 100 | 0.0% | 0.00% | 0.0% | |
| CHANDLER AZconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AT&T INCconvertible/ | $12,000 | +9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DISCOVERY, INC.convertible/ | $18,000 | 0.0% | 16,000 | 0.0% | 0.00% | -50.0% | ||
| LUMN | LUMEN TECHNOLOGIES INCequities | $7,000 | -12.5% | 748 | 0.0% | 0.00% | 0.0% | |
| WISCONSIN STATE AAAconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WISCONSIN STATEconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VWO | Sell | VANGUARD EMERGING MARKETequities | $10,000 | -60.0% | 190 | -67.2% | 0.00% | -50.0% |
| FISERV, INCconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| DLN | Sell | WISDOMTREE US LARGECAPequities | $11,000 | -63.3% | 100 | -68.2% | 0.00% | -66.7% |
| WTKWY | WOLTERS KLUWERequities | $8,000 | 0.0% | 95 | 0.0% | 0.00% | 0.0% | |
| ALBEMARLE CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHICAGO ILLINOIS Oconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| VXUS | VANGUARD TOTALequities | $12,000 | +20.0% | 200 | 0.0% | 0.00% | 0.0% | |
| IBB | Sell | NASDAQ BIO FUNDpfds, reits, | $11,000 | -38.9% | 75 | -44.4% | 0.00% | -50.0% |
| A O N PLCconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| JP MORGAN CHASE BK VAR 34convertible/ | $8,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AMN | AMN HEALTHCARE SERVICESequities | $13,000 | +18.2% | 187 | 0.0% | 0.00% | 0.0% | |
| ZG | ZILLOW GROUP INC CL Aequities | $14,000 | +40.0% | 100 | 0.0% | 0.00% | 0.0% | |
| EFA | Sell | ISHARES TR MSCIE EAFE FDequities | $14,000 | -44.0% | 191 | -51.2% | 0.00% | -50.0% |
| ZIMMER BIOMET HOLDINconvertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ZION | ZIONS BANCORPequities | $13,000 | +44.4% | 300 | 0.0% | 0.00% | 0.0% | |
| ZIONS BANCORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ZM | New | ZOOM VIDEO COMMUNICATIONequities | $7,000 | – | 20 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INCequities | $15,000 | – | 1,500 | +100.0% | 0.00% | – |
| AMBA | AMBARELLA INCequities | $9,000 | +80.0% | 100 | 0.0% | 0.00% | – | |
| DUKE ENERGY CORPconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| ALLPRB | ALLSTATE CORPORApfds, reits, | $7,000 | 0.0% | 253 | 0.0% | 0.00% | 0.0% | |
| TEAM | ATLASSIAN CORP PLCequities | $14,000 | +27.3% | 60 | 0.0% | 0.00% | 0.0% | |
| CCL | CARNIVAL CORPequities | $9,000 | +50.0% | 402 | 0.0% | 0.00% | 0.0% | |
| ALLY | New | ALLY FINL INCequities | $16,000 | – | 438 | +100.0% | 0.00% | – |
| ATUSF | Sell | ALTIUS MINERALS CORPequities | $13,000 | +30.0% | 1,200 | -14.3% | 0.00% | 0.0% |
| MTN | VAIL RESORTS INCequities | $13,000 | +30.0% | 45 | 0.0% | 0.00% | 0.0% | |
| GLOGPRA | GASLOG LTDpfds, reits, | $9,000 | +28.6% | 400 | 0.0% | 0.00% | 0.0% | |
| HZNP | New | HORIZON PHARMA PLCequities | $15,000 | – | 200 | +100.0% | 0.00% | – |
| INGERSOLL-RAND PLCequities | $12,000 | +33.3% | 262 | 0.0% | 0.00% | 0.0% | ||
| LIN | Buy | LINDE PLCequities | $16,000 | +23.1% | 61 | +10.9% | 0.00% | 0.0% |
| MRVL | MARVELL TECH GRP LTDequities | $18,000 | +20.0% | 380 | 0.0% | 0.00% | 0.0% | |
| FNDA | Sell | SCHWAB FUND US SC ETFequities | $16,000 | -40.7% | 362 | -55.9% | 0.00% | -66.7% |
| KEYS | Buy | KEYSIGHT TECHNOLOGIESequities | $17,000 | +41.7% | 127 | +0.8% | 0.00% | 0.0% |
| FLAGSTAFF AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UTAH STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KINDER MORGAN ENconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| CAPITAL ONE FINLconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| STX | Sell | SEAGATE TECHNOLOGYequities | $8,000 | -11.1% | 132 | -29.0% | 0.00% | 0.0% |
| CAPITAL ONE FINLconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FFC | FLAHERTY CRUMRINE PRF SEequities | $13,000 | +8.3% | 575 | 0.0% | 0.00% | 0.0% | |
| KLEIN TX ISDconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EQX | EQUINOX GOLD CORPequities | $15,000 | -11.8% | 1,426 | 0.0% | 0.00% | -50.0% | |
| CHKP | New | CHECK POINT SOFTWARE TECHNOLOGIES LTDequities | $14,000 | – | 109 | +100.0% | 0.00% | – |
| FNDX | Sell | SCHWAB FUNDAENTAL USequities | $16,000 | -48.4% | 344 | -56.6% | 0.00% | -66.7% |
| RACE | FERRARI N Vequities | $13,000 | +30.0% | 56 | 0.0% | 0.00% | 0.0% | |
| THE HOME DEPOTconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| RCL | ROYAL CARIBBEAN CRUISES LTDequities | $7,000 | +16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| UNIV WAconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DLRPRC | DIGITAL REAL PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| Deutsche Bankconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| DXCM | DEXCOM INCequities | $7,000 | -12.5% | 20 | 0.0% | 0.00% | 0.0% | |
| LYB INTERNTNL FINconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| UNIV UTconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LADR | Sell | LADDER CAP CORPpfds, reits, | $16,000 | -23.8% | 1,648 | -44.2% | 0.00% | -50.0% |
| UNIV TXconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DUPONT DE NEMOURSconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| LMRKO | LANDMARK INFRApfds, reits, | $8,000 | +14.3% | 300 | 0.0% | 0.00% | 0.0% | |
| LAREDO TXconvertible/ | $13,000 | +8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LAREDO TXconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LAREDO TX WWKS SWRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCHF | Sell | SCHWAB INTL EQ ETFequities | $11,000 | -73.8% | 301 | -77.4% | 0.00% | -75.0% |
| COF | Sell | CAPITAL ONE FINL CORPequities | $9,000 | +12.5% | 87 | -25.0% | 0.00% | 0.0% |
| CGC | Sell | CANOPY GROWTH CORPequities | $18,000 | +38.5% | 723 | -21.7% | 0.00% | 0.0% |
| STT | STATE STREETequities | $8,000 | +33.3% | 104 | 0.0% | 0.00% | 0.0% | |
| LII | LENNOX INTL INCequities | $10,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| FORD MOTOR CREDIT Cconvertible/ | $14,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FT BEND CTY TEXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BEAM INCconvertible/ | $7,000 | +16.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NE ELEC SYSconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NEBRASKAconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NEBRASKAconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CXW | New | CORECIVIC INCpfds, reits, | $10,000 | – | 1,500 | +100.0% | 0.00% | – |
| UNIV MA BLDG AUTHconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CORPUS CHRISTI TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| LGVW | New | Longview Acquisition Corequities | $16,000 | – | 825 | +100.0% | 0.00% | – |
| EQR | EQUITY RESIDENTIALpfds, reits, | $14,000 | +16.7% | 233 | 0.0% | 0.00% | 0.0% | |
| LOWER CO RIV AUTH Tconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CNI | CANADIAN NATIONAL RAILWAY COequities | $8,000 | 0.0% | 75 | 0.0% | 0.00% | 0.0% | |
| GMTA | GATX CORP PFDpfds, reits, | $11,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| LULU | LULULEMON ATHLETICA INCequities | $18,000 | +5.9% | 52 | 0.0% | 0.00% | -50.0% | |
| GTE CORPconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCHP | Sell | SCHWAB US TIPS ELFequities | $9,000 | -84.7% | 149 | -84.3% | 0.00% | -80.0% |
| ATRS | ANTARES PHARMA INCequities | $12,000 | +50.0% | 3,000 | 0.0% | 0.00% | 0.0% | |
| CALIFORNIA STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Macy'S, Inc.convertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| MFC | MANULIFE FINANCIAL CORPequities | $18,000 | +28.6% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ETV | EATON VANCE TAX MGD BUYequities | $14,000 | +7.7% | 929 | 0.0% | 0.00% | 0.0% | |
| MARICOPA AZ CCDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ CODconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #11convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #4convertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #38convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE ARIZconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA COUNTY ARIconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ UHSD 21convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GDX | MARKET VECTORS GOLD MINERS ETFequities | $16,000 | -11.1% | 450 | 0.0% | 0.00% | -50.0% | |
| SMH | MKT VECTORS SEMICONDUCTRequities | $7,000 | +16.7% | 32 | 0.0% | 0.00% | 0.0% | |
| CIMAREX ENERGYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARSH & MCLENNANconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| CORRPRA | CORENERGY INFpfds, reits, | $9,000 | +12.5% | 500 | 0.0% | 0.00% | 0.0% | |
| US TREASU NTconvertible/ | $13,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| CVS HEALTH CORPconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASURYconvertible/ | $9,000 | 0.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| AIRC | New | Apartment Income Reit Coequities | $10,000 | – | 264 | +100.0% | 0.00% | – |
| MA ST SCH BLDG AUTHconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MTCH | MATCH GROUP INCequities | $7,000 | +40.0% | 45 | 0.0% | 0.00% | – | |
| MTRN | MATERION CORPequities | $11,000 | +22.2% | 171 | 0.0% | 0.00% | 0.0% | |
| GENERAL MOTORS COconvertible/ | $7,000 | +16.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASU NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASUR NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| CHSCN | CHS INC. PFDequities | $10,000 | +11.1% | 350 | 0.0% | 0.00% | 0.0% | |
| CHSCP | CHS INC. PFDequities | $15,000 | +7.1% | 500 | 0.0% | 0.00% | 0.0% | |
| GENERAL MOTORS FINLconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| BC | BRUNSWICK CORPequities | $7,000 | +40.0% | 93 | 0.0% | 0.00% | – | |
| EEMV | ISHARES MSCI EMG MKTS MINI VOLequities | $9,000 | +12.5% | 146 | 0.0% | 0.00% | 0.0% | |
| BROWARD CNTY FL ARPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MERCK & CO., INCconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STARBUCKS CORPconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CINCINNATI BELL Tconvertible/ | $16,000 | +6.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MERITAGE HOMES CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MTOR | New | Meritor Incequities | $9,000 | – | 320 | +100.0% | 0.00% | – |
| MESA AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STARBUCKS CORPconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| IQV | IQVIA HOLDINGS INCequities | $18,000 | +12.5% | 100 | 0.0% | 0.00% | 0.0% | |
| U.S. BANCORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| METLIFE, INC.convertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| CION INVESTMENT CORPequities | $17,000 | 0.0% | 2,220 | 0.0% | 0.00% | -50.0% | ||
| UNITED PARCEL SERconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| MTD | METTLER TOLEDOequities | $13,000 | +18.2% | 11 | 0.0% | 0.00% | 0.0% | |
| SCOTTSDALE AZ MPCconvertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BOSTON PROPERTIESconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| MI ST BLDG AUTHconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MI ST HOSP FAconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| AEE | Buy | AMEREN CORPequities | $10,000 | 0.0% | 126 | +0.8% | 0.00% | 0.0% |
| MICROSOFT CORPconvertible/ | $7,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| New | INVESCO S&P MIDCAP LOWequities | $12,000 | – | 257 | +100.0% | 0.00% | – | |
| MICROSOFT CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CLR | CONTINENTAL RESOURCES INCequities | $14,000 | +27.3% | 862 | 0.0% | 0.00% | 0.0% | |
| JOHN DEERE CAPITALconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| UNITED AIRLINES,convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BPMC | New | BLUEPRINT MEDICINES CORPequities | $11,000 | – | 95 | +100.0% | 0.00% | – |
| SCOTTSDALE AZ W/convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BXMT | BLACKSTONE MTG TRpfds, reits, | $8,000 | +14.3% | 300 | 0.0% | 0.00% | 0.0% | |
| GILA AZ USD #10convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MONTSANTO COconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CISCO SYSTEMS, Iconvertible/ | $10,000 | 0.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| MONTANA STATE Bconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BOE | BLACKROCK GLOBAL OPP EQ TRUSTequities | $7,000 | +16.7% | 600 | 0.0% | 0.00% | 0.0% | |
| UBER | Sell | UBER TECHNOLOGIES INCequities | $12,000 | 0.0% | 227 | -30.2% | 0.00% | 0.0% |
| MORGAN STANLEYconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AAL | AMERICAN AIRLINES GROUP INCequities | $13,000 | +30.0% | 831 | 0.0% | 0.00% | 0.0% | |
| EBAYL | EBAY INC PFD Lpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| USBPRO | New | US BANCORPpfds, reits, | $10,000 | – | 383 | +100.0% | 0.00% | – |
| SA | SEABRIDGE GOLD INCequities | $17,000 | +13.3% | 785 | 0.0% | 0.00% | 0.0% | |
| GILEAD SCIENCES,convertible/ | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| EOG | Buy | EOG RESOURCES INCequities | $8,000 | +60.0% | 161 | +27.8% | 0.00% | – |
| AMERICAN AIRLINESconvertible/ | $18,000 | +5.9% | 20,000 | 0.0% | 0.00% | -50.0% | ||
| NGHCO | NATL GEN PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| NHI | Ntnl Health Invepfds, reits, | $7,000 | +16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| CNSL | CONS COMM HLDGSequities | $7,000 | -12.5% | 1,480 | 0.0% | 0.00% | 0.0% | |
| TSN | TYSON FOODSequities | $13,000 | +8.3% | 200 | 0.0% | 0.00% | 0.0% | |
| AON | AON PLCequities | $11,000 | 0.0% | 54 | 0.0% | 0.00% | 0.0% | |
| NTES | Buy | NETEASE INCequities | $10,000 | 0.0% | 105 | +400.0% | 0.00% | 0.0% |
| NTGR | NETGEARequities | $10,000 | +42.9% | 240 | 0.0% | 0.00% | 0.0% | |
| NBIX | NEUROCRINE BIOSCIENCESequities | $10,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| THE SOUTHERN COconvertible/ | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| FSLR | FIRST SOLAR INCequities | $10,000 | +42.9% | 100 | 0.0% | 0.00% | 0.0% | |
| NM FA ST TRANSconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DRIPPING SPRING TXconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BIOGEN INCconvertible/ | $14,000 | 0.0% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| XANPRC | EXANTAS CAPI PFDpfds, reits, | $9,000 | +28.6% | 400 | 0.0% | 0.00% | 0.0% | |
| TWOPRB | TWO HARBORSpfds, reits, | $9,000 | +12.5% | 379 | 0.0% | 0.00% | 0.0% | |
| NEW YORK N Yconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DHR | Buy | DANAHER CORPequities | $11,000 | +22.2% | 50 | +16.3% | 0.00% | 0.0% |
| NYC NY TRAN AUTHconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| XLP | SECTOR SPDR CONSUMER STAPLESequities | $7,000 | +16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| NY ST DORM AUTH PERconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TWTR | TWITTER INCequities | $13,000 | +18.2% | 245 | 0.0% | 0.00% | 0.0% | |
| NYT | NEW YORK TIMES CLASS Aequities | $10,000 | +11.1% | 200 | 0.0% | 0.00% | 0.0% | |
| NEM | NEWMONT MINING CORPequities | $8,000 | 0.0% | 132 | 0.0% | 0.00% | 0.0% | |
| SDIV | GLOBAL X SUPERDIVIDENDequities | $12,000 | +20.0% | 925 | 0.0% | 0.00% | 0.0% | |
| EXCELSIOR MINING COequities | $11,000 | +83.3% | 12,300 | 0.0% | 0.00% | 0.0% | ||
| ROBO | ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETFequities | $7,000 | +40.0% | 113 | 0.0% | 0.00% | – | |
| NOMURA AMERICAN FI VAR 34convertible/ | $9,000 | +12.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FRASER COMPANIESconvertible/ | $7,000 | +16.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ILMN | ILLUMINA INCequities | $13,000 | +18.2% | 35 | 0.0% | 0.00% | 0.0% | |
| NORDSTROM, INCconvertible/ | $10,000 | +11.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BENTON CNTY WA SD#1convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NORFOLK SOUTHERNconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| CLPHY | C L P HOLDINGS LTDequities | $7,000 | 0.0% | 800 | 0.0% | 0.00% | 0.0% | |
| NC MUN PWR CA ELECconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| N TX TWY AUTHconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| TUCSON AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NTRS | Sell | NORTHERN TRUST CORPequities | $14,000 | -6.7% | 150 | -21.5% | 0.00% | 0.0% |
| BEDFORD TXconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| EA | Sell | ELECTRONIC ARTS INCequities | $9,000 | -40.0% | 60 | -49.2% | 0.00% | 0.0% |
| BECTON DICKINSONconvertible/ | $8,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| NORTHROP GRUMMANconvertible/ | $9,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| TFCPRG | TRUIST FINL CORP PFD-Gpfds, reits, | $17,000 | +6.2% | 655 | 0.0% | 0.00% | 0.0% | |
| BAYRY | Sell | BAYER AGequities | $7,000 | -61.1% | 500 | -58.7% | 0.00% | -50.0% |
| GOLD | BARRICK GOLD CORPequities | $15,000 | -21.1% | 670 | 0.0% | 0.00% | -50.0% | |
| SRCL | STERICYCLE INCequities | $2,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| DKNG | Draftkings Incequities | $0 | -100.0% | 10 | 0.0% | 0.00% | – | |
| DRD | DRDGOLD LTDequities | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| DUKE ENERGY OHIOconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| EDIG | E DIGITAL CORPequities | $0 | – | 300 | 0.0% | 0.00% | – | |
| EPR | EPR PROPERTIESpfds, reits, | $3,000 | +50.0% | 86 | 0.0% | 0.00% | – | |
| IPAY | Etfmg Prime Mobileequities | $4,000 | +33.3% | 62 | 0.0% | 0.00% | – | |
| MJ | Buy | ETF MANAGERS TR ALTequities | $5,000 | +400.0% | 334 | +149.3% | 0.00% | – |
| EATON CORPconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | -100.0% | ||
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $5,000 | 0.0% | 420 | 0.0% | 0.00% | – | |
| EBAY | EBAY INCequities | $5,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| EBIX | EBIX INCequities | $3,000 | +50.0% | 87 | 0.0% | 0.00% | – | |
| ECL | ECOLAB INCequities | $5,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| ECTYQ | ECOTALITY INC XXXequities | $0 | – | 833 | 0.0% | 0.00% | – | |
| KEYPRI | Exit | KEYCORP PFDpfds, reits, | $0 | – | -161 | -100.0% | 0.00% | – |
| ENBA | ENBRIDGE INC. PFDpfds, reits, | $5,000 | +25.0% | 169 | 0.0% | 0.00% | – | |
| WATT | Energous Corpequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| DTE | D T E ENERGY COMPANYequities | $3,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| ESGRP | ENSTAR GROUP LIM PFDpfds, reits, | $2,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| HAUZ | XTRACKERS INTER REAL ESTATEequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| ETRN | EQUITRANS MIDSTREAM CORPequities | $6,000 | 0.0% | 732 | 0.0% | 0.00% | -100.0% | |
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| ESS | ESSEX PROPERTY TRUST INCpfds, reits, | $3,000 | +50.0% | 12 | 0.0% | 0.00% | – | |
| HYLB | Sell | XTRACKERS USD HIGH YIELDequities | $0 | -100.0% | 2 | -98.0% | 0.00% | – |
| EOLS | EVOLUS INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| CONE | New | CYRUSONE INCequities | $1,000 | – | 13 | +100.0% | 0.00% | – |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| CRYFQ | New | CRYSTALLEX INTL CORP XXXequities | $0 | – | 50 | +100.0% | 0.00% | – |
| EXXON MOBIL CORconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| FTunit trusts | $5,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| FANUY | FANUC CORPORATIONequities | $4,000 | +33.3% | 175 | 0.0% | 0.00% | – | |
| FTCH | Farfetch Limitedequities | $5,000 | +150.0% | 85 | 0.0% | 0.00% | – | |
| FAST | FASTENAL COequities | $3,000 | 0.0% | 58 | 0.0% | 0.00% | – | |
| FEDERAL NTNL MORTGAGconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | -100.0% | ||
| FEDERAL NTNL MORTGAGconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| CREE | CREEequities | $5,000 | +66.7% | 50 | 0.0% | 0.00% | – | |
| ONEQ | Fidelity Nasdaqequities | $4,000 | +33.3% | 7 | 0.0% | 0.00% | – | |
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| FITBP | FIFTH THIRD BANCORP PFDpfds, reits, | $2,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| FHN | FIRST HORIZON NATL CORPequities | $3,000 | +50.0% | 245 | 0.0% | 0.00% | – | |
| Costco Wholesaleconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| FIRST TRUST PORTFOLIOSunit trusts | $4,000 | -33.3% | 10 | 0.0% | 0.00% | -100.0% | ||
| FE | FIRSTENERGYequities | $6,000 | +20.0% | 183 | 0.0% | 0.00% | – | |
| New | FIRST TRUST PREFERREDequities | $0 | – | 8 | +100.0% | 0.00% | – | |
| COTRP | CORTS TRUSTequities | $0 | – | 700 | 0.0% | 0.00% | – | |
| Exit | LOS ANGELES CA MUNIconvertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| FREMONT NEBRASKA COconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| FCEL | FUELCELL ENERGY INCequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| GTX | GARRETT MOTION INCequities | $0 | – | 12 | 0.0% | 0.00% | – | |
| GENERAL ELECTRIconvertible/ | $3,000 | +50.0% | 2,000 | 0.0% | 0.00% | – | ||
| GMGMQ | GENERAL MOTORS COequities | $6,000 | +20.0% | 153 | 0.0% | 0.00% | – | |
| GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GNMK | GENMARK DIAGNOSTICS INCequities | $6,000 | 0.0% | 400 | 0.0% | 0.00% | -100.0% | |
| GILEAD SCIENCES,convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| GOOD | Gladstone Coml Corppfds, reits, | $5,000 | 0.0% | 270 | 0.0% | 0.00% | – | |
| CNO | CNO FINL GROUP INCequities | $0 | – | 7 | 0.0% | 0.00% | – | |
| GNLPRA | GLOBAL NET LEASpfds, reits, | $0 | – | 18 | 0.0% | 0.00% | – | |
| MLPA | GLOBAL X MLP ETFequities | $6,000 | +20.0% | 233 | 0.0% | 0.00% | – | |
| GOL | GOL LINHAS AEREAS INTELIGENTES SAequities | $0 | – | 20 | 0.0% | 0.00% | – | |
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| CONNECTOR 2000 SCconvertible/ | $1,000 | 0.0% | 1,427 | 0.0% | 0.00% | – | ||
| CONNECTOR 2000 SCconvertible/ | $1,000 | 0.0% | 1,350 | 0.0% | 0.00% | – | ||
| GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| GSPRK | GOLDMAN SACHpfds, reits, | $5,000 | +25.0% | 158 | 0.0% | 0.00% | – | |
| CONEJO VY CA USDconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| Exit | BERKSHIRE HATHAWAYconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| ALPHABET INC.convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CNDT | CONDUENT INCequities | $0 | – | 72 | 0.0% | 0.00% | – | |
| New | Global X Superdividendequities | $4,000 | – | 500 | +100.0% | 0.00% | – | |
| CXO | CONCHO RESOURCES INCequities | $1,000 | 0.0% | 22 | 0.0% | 0.00% | – | |
| HTGM | Sell | HTG MOLECULAR DIAG INCequities | $2,000 | 0.0% | 466 | -93.3% | 0.00% | – |
| HGH | HARTFORD FINANCIAL PFDpfds, reits, | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| HAS | HASBRO INCequities | $3,000 | +50.0% | 30 | 0.0% | 0.00% | – | |
| CMC | New | Commercial Metals Coequities | $6,000 | – | 300 | +100.0% | 0.00% | – |
| HCN | Buy | WELLTOWER INCpfds, reits, | $4,000 | +100.0% | 55 | +44.7% | 0.00% | – |
| HP | HELMERICH & PAYNE INCequities | $0 | – | 15 | 0.0% | 0.00% | – | |
| HES | HESS CORPequities | $5,000 | +25.0% | 100 | 0.0% | 0.00% | – | |
| HBAN | Buy | HUNTINGTON BANCSHARES INC.equities | $2,000 | +100.0% | 167 | +116.9% | 0.00% | – |
| HBANO | HUNTINGTON BA PFDpfds, reits, | $2,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| CLNYPRJ | COLONY CAPIT PFDpfds, reits, | $2,000 | 0.0% | 87 | 0.0% | 0.00% | – | |
| CDE | COEUR MINING INCequities | $4,000 | +33.3% | 400 | 0.0% | 0.00% | – | |
| HDYNQ | HYPERDYNAMICS CORPequities | $0 | – | 13 | 0.0% | 0.00% | – | |
| CLDR | CLOUDERA INCequities | $5,000 | +25.0% | 353 | 0.0% | 0.00% | – | |
| IIPR | Innovative Industrial Prequities | $4,000 | +100.0% | 20 | 0.0% | 0.00% | – | |
| INTERCONTINENTALconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| INTL BK RECON &convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| IFF | New | Intl Flavors& Fragraequities | $1,000 | – | 6 | +100.0% | 0.00% | – |
| IPWG | INTERNATIONAL POWER GPequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| Frontier Communiconvertible/ | $4,000 | +33.3% | 8,913 | 0.0% | 0.00% | – | ||
| IVRPRB | INVESCO MTG Cpfds, reits, | $1,000 | 0.0% | 28 | 0.0% | 0.00% | – | |
| CITIGROUP INC (VARIABLE)convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| PDN | Buy | INVESCO FTSE RAFIequities | $5,000 | +150.0% | 158 | +209.8% | 0.00% | – |
| BSJL | INVESCO BULLETSHARESequities | $6,000 | 0.0% | 240 | 0.0% | 0.00% | -100.0% | |
| EEM | Sell | ISHARES MSCI EMER MKT ETFequities | $1,000 | -94.4% | 20 | -95.0% | 0.00% | -100.0% |
| SNP | China Petroleum&Chemequities | $2,000 | 0.0% | 56 | 0.0% | 0.00% | – | |
| IGF | ISHARES GLOBAL INFRAequities | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| IDV | ISHARES INTL SELECT DIVequities | $1,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| USRT | Sell | ISHARES CORE US REITequities | $4,000 | 0.0% | 76 | -8.4% | 0.00% | – |
| MBB | Sell | ISHARES MBS ETFequities | $5,000 | -77.3% | 49 | -75.4% | 0.00% | -100.0% |
| ITA | Sell | ISHARES US AEROSPACEequities | $3,000 | -83.3% | 32 | -72.4% | 0.00% | -100.0% |
| IEO | ISHARES OIL & GAS EXPLequities | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| ICSH | ISHARES ULTRA SHORT TERMequities | $5,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| IHAK | ISHARES CYBERSECURITYequities | $4,000 | +33.3% | 90 | 0.0% | 0.00% | – | |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| JPMPRDCL | JP MORGAN CHASEpfds, reits, | $2,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| CVM | CEL-SCI CORPequities | $3,000 | -25.0% | 289 | 0.0% | 0.00% | – | |
| CABGY | CARLSBERG ASequities | $2,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| K | KELLOGG COMPANYequities | $6,000 | 0.0% | 96 | 0.0% | 0.00% | -100.0% | |
| CDXI | CARDAX INCequities | $0 | – | 67,843 | 0.0% | 0.00% | – | |
| KGFHY | KINGFISHER PLCequities | $4,000 | 0.0% | 540 | 0.0% | 0.00% | – | |
| KSS | KOHL'S CORPequities | $2,000 | +100.0% | 40 | 0.0% | 0.00% | – | |
| KTB | KONTOOR BRANDS INCequities | $1,000 | – | 15 | 0.0% | 0.00% | – | |
| THE KROGER CO.convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| LRLCY | Sell | L OREALequities | $5,000 | 0.0% | 66 | -14.3% | 0.00% | – |
| LAMR | New | LAMAR ADVERTISINGpfds, reits, | $2,000 | – | 20 | +100.0% | 0.00% | – |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | 600 | +100.0% | 0.00% | – | |
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 92 | 0.0% | 0.00% | – | ||
| LEHMAN BROS HLDGSconvertible/ | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| LSXMA | LIBERTY MEDIA CORPequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| LSXMK | LIBERTY MEDIA CORPequities | $2,000 | +100.0% | 40 | 0.0% | 0.00% | – | |
| LSCG | LIGHTING SCIENCE GROUP Cequities | $1,000 | -50.0% | 5,000 | 0.0% | 0.00% | – | |
| CANNONAU CORPequities | $0 | – | 100 | 0.0% | 0.00% | – | ||
| LINNCO LLC XXXconvertible/ | $0 | – | 980 | 0.0% | 0.00% | – | ||
| Lockheed Martinconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| L | LOWES CORPequities | $3,000 | 0.0% | 73 | 0.0% | 0.00% | – | |
| LOS ANGELES CA W/Pconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| CM | New | CANADIAN IMPERIAL BANK OF COMMERCEequities | $2,000 | – | 24 | +100.0% | 0.00% | – |
| LUNMF | New | LUNDIN MININGequities | $1,000 | – | 85 | +100.0% | 0.00% | – |
| LYFT | New | Lyft Incequities | $0 | – | 2 | +100.0% | 0.00% | – |
| CALIFORNIA STconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| CALIFORNIA STconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| CDNS | CADENCE DESIGN SYSequities | $3,000 | +50.0% | 20 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPequities | $0 | – | 24 | 0.0% | 0.00% | – | |
| MARICOPA AZ USD #41convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| CVSI | C V SCIENCES INCequities | $0 | – | 333 | 0.0% | 0.00% | – | |
| MARSH & MCLENNANconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| CVS HEALTH CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| PMTS | CPI CARD GROUP INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| New | Cnl Healthcare Propertiepfds, reits, | $4,000 | – | 456 | +100.0% | 0.00% | – | |
| CNA FINL CORPconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| MASSACHUSETTS STconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| CME | New | CME GROUP INC Aequities | $1,000 | – | 4 | +100.0% | 0.00% | – |
| CIT | CIT GROUP INCequities | $6,000 | +100.0% | 158 | 0.0% | 0.00% | – | |
| MCDONALDS CORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| BNSF, LLCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| BFB | BROWN FORMAN CORPequities | $4,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| BHF | BRIGHTHOUSE FINANCIAequities | $0 | – | 9 | 0.0% | 0.00% | – | |
| BSX | Sell | BOSTON SCIENTIFIC CORPequities | $2,000 | -60.0% | 61 | -52.7% | 0.00% | – |
| BWA | BORG WARNER INCequities | $2,000 | 0.0% | 61 | 0.0% | 0.00% | – | |
| MICROSOFT CORPconvertible/ | $4,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| MNRO | MONRO MUFFLER BRAKE INCequities | $2,000 | +100.0% | 35 | 0.0% | 0.00% | – | |
| MONTANA STATE BOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| MORGAN STANLEY (VARIABLE)convertible/ | $6,000 | +20.0% | 7,000 | 0.0% | 0.00% | – | ||
| ATHPRA | Exit | ATHENE HOLDIN PFDpfds, reits, | $0 | – | -56 | -100.0% | 0.00% | – |
| MOTOROLA SOLUTIONconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| MPHASE TECH INCequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| New | NCR CORPORATIONequities | $1,000 | – | 20 | +100.0% | 0.00% | – | |
| NNDM | New | Nano Dimension Ltdequities | $0 | – | 22 | +100.0% | 0.00% | – |
| NFG | NATL FUEL GAS COequities | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| NGG | Buy | NATIONAL GRID PLCequities | $6,000 | +20.0% | 101 | +29.5% | 0.00% | – |
| Ntnl Rural Utiliconvertible/ | $2,000 | -33.3% | 2,000 | 0.0% | 0.00% | – | ||
| NEUN | NEUROGENESIS INCequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| GBTC | Bitcoin Investment Ordequities | $3,000 | +200.0% | 90 | 0.0% | 0.00% | – | |
| NYCBPRA | NEW YORK COM PFDpfds, reits, | $5,000 | 0.0% | 165 | 0.0% | 0.00% | – | |
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| BIO | BIO-RAD LABS INCequities | $6,000 | 0.0% | 11 | 0.0% | 0.00% | -100.0% | |
| BIG | BIG LOTS INCequities | $6,000 | -14.3% | 150 | 0.0% | 0.00% | -100.0% | |
| NEP | NEXTERA ENERGY PARTNE LPpfds, reits, | $3,000 | +50.0% | 40 | 0.0% | 0.00% | – | |
| BHP | Sell | BHP BILLITON LTDequities | $5,000 | +25.0% | 73 | -16.1% | 0.00% | – |
| NKLA | NIKOLA CORPequities | $5,000 | -28.6% | 350 | 0.0% | 0.00% | -100.0% | |
| NOBLE HOLDING INconvertible/ | $1,000 | – | 31,000 | 0.0% | 0.00% | – | ||
| NRTLQ | Nortel Networks Cp Nexxxequities | $0 | – | 10 | 0.0% | 0.00% | – | |
| NC EASTERN MUNI PWRconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| NGBL | NOTIS GLOBAL INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| NUE | NUCORequities | $4,000 | +33.3% | 70 | 0.0% | 0.00% | – | |
| NS | NUSTAR ENERGY LPpfds, reits, | $3,000 | +50.0% | 200 | 0.0% | 0.00% | – | |
| NSS | NUSTAR LOGISTI PFDpfds, reits, | $1,000 | 0.0% | 58 | 0.0% | 0.00% | – | |
| OXYWS | OCCIDENTAL PETROL 27 WTSequities | $0 | – | 59 | 0.0% | 0.00% | – | |
| OPI | OFFICE PPTYS INCM TRpfds, reits, | $2,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| BANK OF AMERICA C VAR 28convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| OR | OSISKO GOLD ROALTIEequities | $1,000 | 0.0% | 61 | 0.0% | 0.00% | – | |
| OVV | OVINTIV INCequities | $6,000 | +100.0% | 400 | 0.0% | 0.00% | – | |
| PJT | PJT PARTNERS INCequities | $2,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| PPL | New | PPL CORPORATIONequities | $1,000 | – | 45 | +100.0% | 0.00% | – |
| SRVR | Pacer Bnchmrk Dt Andequities | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| PIUTQ | PAIUTE OIL & MININGequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| BACPRK | Sell | BANK OF AMERICA PFDpfds, reits, | $1,000 | -50.0% | 38 | -42.4% | 0.00% | – |
| BLDP | BALLARD POWER SYSTEMS INCequities | $2,000 | +100.0% | 90 | 0.0% | 0.00% | – | |
| BP CAPITAL MKTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| BB&T CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| PIMA CNTY AZconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| PIMA CN AZ REGL TRAN REVconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| AVDX | AVANT DIAGNOSTICS INCequities | $0 | – | 46 | 0.0% | 0.00% | – | |
| PINAL CN AZ CCDconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| ADP | Sell | AUTO DATA PROCESSING INCequities | $5,000 | -16.7% | 31 | -22.5% | 0.00% | -100.0% |
| PING | PING IDENTITY HLDG CORPequities | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| POST | POST HOLDINGS INCequities | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| PRFZ | New | POWERSHARES FTSE RAFI US 1500 SM-MID ETFequities | $5,000 | – | 35 | +100.0% | 0.00% | – |
| AUSTIN TX CCLG DISTconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| ACB | AURORA CANNABIS INCequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| NOBL | PROSHARES S&P 500 DIVequities | $6,000 | +20.0% | 69 | 0.0% | 0.00% | – | |
| DVN | Exit | DEVON ENERGY CORPequities | $0 | – | -200 | -100.0% | 0.00% | – |
| PEG | PUB SVC ENTERPRISE GPequities | $3,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| PUBLIC STORAGEconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| ARLO | ARLO TECHNOLOGIES INCequities | $4,000 | +100.0% | 475 | 0.0% | 0.00% | – | |
| QUALCOMM INCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| QUEEN CRK AZ EXCconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| DGX | Sell | QUEST DIAGNOSTIC INCequities | $6,000 | -71.4% | 51 | -72.3% | 0.00% | -100.0% |
| RMR | RMR GROUP INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| RGLS | REGULUS THERAPEUTICS INCequities | $0 | – | 16 | 0.0% | 0.00% | – | |
| RF | Buy | REGIONS FINL CORPequities | $3,000 | +200.0% | 186 | +46.5% | 0.00% | – |
| RFPRB | Sell | REGIONS FINApfds, reits, | $4,000 | -33.3% | 130 | -38.1% | 0.00% | -100.0% |
| RGA | REINSURANCE GP AMERequities | $0 | – | 3 | 0.0% | 0.00% | – | |
| RZA | REINSURANCE GPpfds, reits, | $5,000 | 0.0% | 182 | 0.0% | 0.00% | – | |
| RZB | REINSURANCE GRO PFDpfds, reits, | $5,000 | 0.0% | 187 | 0.0% | 0.00% | – | |
| REPYY | REPSOL S Aequities | $2,000 | +100.0% | 200 | 0.0% | 0.00% | – | |
| C996 | RENTECH NITROGEN LP XXXpfds, reits, | $0 | – | 500 | 0.0% | 0.00% | – | |
| REZI | RESIDEO TECHNOLOGIES INCequities | $0 | – | 20 | 0.0% | 0.00% | – | |
| RIOCF | RIOCAN REAL ESTATE INVequities | $4,000 | +33.3% | 300 | 0.0% | 0.00% | – | |
| ROST | Sell | ROSS STORES INCequities | $6,000 | -25.0% | 45 | -50.5% | 0.00% | -100.0% |
| SCEPRJ | SCE TRUST IV PFDpfds, reits, | $1,000 | 0.0% | 31 | 0.0% | 0.00% | – | |
| NANR | New | Spdr S&P Nrth Amrcn Ntrlequities | $1,000 | – | 44 | +100.0% | 0.00% | – |
| SPIB | Sell | SPDR BARCLY INTERMEDIATEequities | $0 | -100.0% | 8 | -99.6% | 0.00% | -100.0% |
| EBND | Sell | SPDR BLOOMBERG BARCLAYS EMERGING MARKETS LOCAL BONequities | $0 | -100.0% | 2 | -98.9% | 0.00% | – |
| SAND | SANDSTORM GOLD LTDequities | $2,000 | -33.3% | 335 | 0.0% | 0.00% | – | |
| SSL | SASOL LTDequities | $0 | – | 50 | 0.0% | 0.00% | – | |
| AZ BD REGENTS UNIVconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| L100PS | ARCONIC INCequities | $1,000 | – | 18 | 0.0% | 0.00% | – | |
| SCHR | Sell | SCHWAB INTERMEDIATE TERMequities | $0 | -100.0% | 4 | -97.5% | 0.00% | -100.0% |
| SCHC | Buy | SCHWAB INTL SC EQ ETFequities | $6,000 | – | 163 | +5333.3% | 0.00% | – |
| AQB | AQUABOUNTY TECHequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| XLE | ENERGY SELECT SECTOR SPDR FDequities | $4,000 | +33.3% | 100 | 0.0% | 0.00% | – | |
| SNFCA | SECURITY NATL FINL CORPequities | $0 | – | 24 | 0.0% | 0.00% | – | |
| SCI | SERVICE CORP INTLequities | $5,000 | +25.0% | 99 | 0.0% | 0.00% | – | |
| SERVICEMASTER CO LTDconvertible/ | $6,000 | +20.0% | 5,000 | 0.0% | 0.00% | – | ||
| SGLB | SIGMA LABS INCequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| SIRI | SIRIUS XM HLDG INCequities | $4,000 | +33.3% | 614 | 0.0% | 0.00% | – | |
| APHA | APHRIA INCequities | $1,000 | – | 100 | 0.0% | 0.00% | – | |
| SFTBY | SOFTBANK CORPequities | $2,000 | 0.0% | 52 | 0.0% | 0.00% | – | |
| SLSSF | SOLARIS RESOURCES INCequities | $2,000 | +100.0% | 354 | 0.0% | 0.00% | – | |
| SOUHY | SOUTH32 LTDequities | $0 | – | 11 | 0.0% | 0.00% | – | |
| AIV | Sell | APT INVT MGMT COpfds, reits, | $1,000 | -88.9% | 264 | -0.8% | 0.00% | -100.0% |
| SPECTRA7 MICROSYSTEMS INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| SQ | SQUARE INCequities | $4,000 | +33.3% | 17 | 0.0% | 0.00% | – | |
| SLI | STANDARD LITHIUM CORPequities | $2,000 | +100.0% | 1,000 | 0.0% | 0.00% | – | |
| APA | APACHE CORPequities | $1,000 | – | 43 | 0.0% | 0.00% | – | |
| STTPRD | STATE STREET Cpfds, reits, | $4,000 | 0.0% | 142 | 0.0% | 0.00% | – | |
| SFPRA | STIFEL FINL C PFDpfds, reits, | $1,000 | 0.0% | 56 | 0.0% | 0.00% | – | |
| NLYPRF | ANNALY CAPITA PFDpfds, reits, | $1,000 | 0.0% | 58 | 0.0% | 0.00% | – | |
| SUNTRUST BANK (A)convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| SNVPRD | SYNOVUS FINLl C PFDpfds, reits, | $1,000 | 0.0% | 28 | 0.0% | 0.00% | – | |
| SNVPRE | SYNOVUS FINL PFDpfds, reits, | $1,000 | 0.0% | 29 | 0.0% | 0.00% | – | |
| SYF | Sell | SYNCHRONY FINANCIALequities | $5,000 | -68.8% | 134 | -77.6% | 0.00% | -100.0% |
| TCFCP | TCF FINL CORP PFDpfds, reits, | $1,000 | 0.0% | 29 | 0.0% | 0.00% | – | |
| FSTA | Exit | FIDELITY MSCI CONS STPLSequities | $0 | – | -96 | -100.0% | 0.00% | – |
| TD AMERITRADE HOLconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $0 | – | 7 | 0.0% | 0.00% | – | |
| NLYPRI | ANNALY CAPITA PFDpfds, reits, | $3,000 | 0.0% | 119 | 0.0% | 0.00% | – | |
| TDOC | Sell | TELADOC INCequities | $6,000 | -45.5% | 29 | -42.0% | 0.00% | -100.0% |
| TEF | TELEFONICA SAequities | $2,000 | 0.0% | 539 | 0.0% | 0.00% | – | |
| TDE | TELEPHONE AND PFDpfds, reits, | $6,000 | 0.0% | 241 | 0.0% | 0.00% | -100.0% | |
| TEMPE AZconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| TCEHY | TENCENT HOLDINGSequities | $2,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| PACTIV LLCconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| TN ENGY ACQUISITconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| TXT | TEXTRONequities | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 105 | 0.0% | 0.00% | – | |
| TLRY | New | Tilray Incequities | $2,000 | – | 200 | +100.0% | 0.00% | – |
| New | Tiffany & Co 3.8xxxconvertible/ | $0 | – | 100,000 | +100.0% | 0.00% | – | |
| AMPW | American Power Corp Xxxequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| AIGWS | AMERICAN INTL GRO 21 WTSequities | $0 | -100.0% | 3,410 | 0.0% | 0.00% | – | |
| TOTAL CAPITALconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| TOYOTA MOTOR COconvertible/ | $5,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| AIG | AMERICAN INTL GROUP INCequities | $3,000 | 0.0% | 92 | 0.0% | 0.00% | – | |
| TFCPRF | TRUIST FINL CORP PFD-Fpfds, reits, | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| TUCSON AZconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| TUCSON AZ WTRconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| AMERICAN EXPRESSconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| TWOPRC | TWO HARBORS I PFDpfds, reits, | $2,000 | 0.0% | 88 | 0.0% | 0.00% | – | |
| AELPRA | AMERICAN EQUI PFDpfds, reits, | $3,000 | 0.0% | 120 | 0.0% | 0.00% | – | |
| Exit | EVEREN CAPITALequities | $0 | – | -69 | -100.0% | 0.00% | – | |
| AMERICAN ELECTRICconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| AMERICAN AIRLINconvertible/ | $5,000 | +25.0% | 5,000 | 0.0% | 0.00% | – | ||
| UAL | UNITED CONTL HLDGSequities | $2,000 | 0.0% | 46 | 0.0% | 0.00% | – | |
| AMRN | AMARIN CORP PLCequities | $0 | – | 33 | 0.0% | 0.00% | – | |
| U. S. BANCORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| UZB | UNITED STATES Cpfds, reits, | $1,000 | 0.0% | 28 | 0.0% | 0.00% | – | |
| UZC | US CELLULAR COR PFDpfds, reits, | $3,000 | 0.0% | 131 | 0.0% | 0.00% | – | |
| US TREASUR NTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| US TREASURYconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| ATGFF | ALTAGAS INCOME LTDequities | $4,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| AABA | ALTABA INCequities | $1,000 | -50.0% | 100 | 0.0% | 0.00% | – | |
| UNITY ONE CAPITALequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| UBPPRH | URSTADT BIDDL PFDpfds, reits, | $1,000 | 0.0% | 23 | 0.0% | 0.00% | – | |
| VLYPO | VALLEY NTNLl BA PFDpfds, reits, | $1,000 | 0.0% | 29 | 0.0% | 0.00% | – | |
| Van Kampen Insd Incmunit trusts | $4,000 | 0.0% | 9 | 0.0% | 0.00% | – | ||
| EMLC | Sell | VANECK VECTORS J Pequities | $2,000 | -81.8% | 64 | -81.4% | 0.00% | -100.0% |
| BBH | VANECK VECTORS BIOTECHequities | $3,000 | +50.0% | 15 | 0.0% | 0.00% | – | |
| ALXN | ALEXION PHARMA INCequities | $1,000 | 0.0% | 5 | 0.0% | 0.00% | – | |
| AAPR | ALCOA INCequities | $1,000 | – | 23 | 0.0% | 0.00% | – | |
| VNQI | New | VANGUARD GLOBAL EX-US RE ETFequities | $3,000 | – | 62 | +100.0% | 0.00% | – |
| EPAC | Exit | ACTUANT CORPequities | $0 | – | -61 | -100.0% | 0.00% | – |
| VHT | New | VANGUARD HC ETFequities | $3,000 | – | 15 | +100.0% | 0.00% | – |
| VMBS | Sell | VANGUARD MORTGAGE BACKEDequities | $1,000 | -98.2% | 18 | -98.2% | 0.00% | -100.0% |
| VASO | VASO CORP 00500equities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| VO | VANGUARD MID CAPequities | $5,000 | +25.0% | 25 | 0.0% | 0.00% | – | |
| AKBA | Sell | AKEBIA THERAPEUTICSequities | $3,000 | -40.0% | 1,000 | -44.4% | 0.00% | – |
| VERPRF | VEREIT INC PFDpfds, reits, | $0 | – | 10 | 0.0% | 0.00% | – | |
| VERIZON COMMUNICATIOconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| VRNT | VERINT SYSTEMS INCequities | $6,000 | +50.0% | 85 | 0.0% | 0.00% | – | |
| ALPRA | AIR LEASE COR PFDpfds, reits, | $2,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| Africo Resources Ltd Xxxpfds, reits, | $0 | – | 249 | 0.0% | 0.00% | – | ||
| AETNA INCconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | -100.0% | ||
| SPCE | VIRGIN GALACTIC HOLDINGS INCequities | $5,000 | +25.0% | 200 | 0.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| ASIX | ADVANSIX INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| WAB | WABTECequities | $3,000 | 0.0% | 46 | 0.0% | 0.00% | – | |
| AAP | AMWAY ASIA PACIFICequities | $3,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| PSBPRZ | Exit | PS BUSINESS PFDpfds, reits, | $0 | – | -31 | -100.0% | 0.00% | – |
| WA FUNDING TR III XXXpfds, reits, | $0 | – | 3,550 | 0.0% | 0.00% | – | ||
| ACTA | ACTUA CORPequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| AKAOQ | ACHAOGEN INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| WAVXQ | WAVE SYSTEMS COequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| W | WAYFAIR INCequities | $4,000 | -20.0% | 17 | 0.0% | 0.00% | – | |
| ABBVIE INC.convertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | -100.0% | ||
| ABKI | ABAKAN INCequities | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| WFCPRW | WELLS FARGO & PFDpfds, reits, | $2,000 | 0.0% | 68 | 0.0% | 0.00% | – | |
| AAN | Sell | AARONS INCequities | $2,000 | -81.8% | 100 | -50.0% | 0.00% | -100.0% |
| WLK | Buy | WESTLAKE CHEMICAL CORPequities | $0 | – | 0 | +100.0% | 0.00% | – |
| WILLIS TOWERS Wconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| WGO | WINNEBAGO INDUSTRIESequities | $6,000 | +20.0% | 100 | 0.0% | 0.00% | – | |
| WTFCM | WINTRUST FINL PFDpfds, reits, | $4,000 | +33.3% | 132 | 0.0% | 0.00% | – | |
| WI ST TRANSconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| WPX | Sell | WPW ENERGY INCequities | $4,000 | +33.3% | 500 | -16.7% | 0.00% | – |
| WW | WW INTERNATIONAL INCequities | $5,000 | +25.0% | 200 | 0.0% | 0.00% | – | |
| TBC | At&T Inc. Pfdpfds, reits, | $5,000 | 0.0% | 195 | 0.0% | 0.00% | – | |
| AMR CORPpfds, reits, | $0 | – | 800 | 0.0% | 0.00% | – | ||
| XRX | XEROX CORPequities | $2,000 | 0.0% | 94 | 0.0% | 0.00% | – | |
| AUY | Sell | YAMANA GOLD INCequities | $1,000 | 0.0% | 161 | -32.1% | 0.00% | – |
| YELLOW MEDIA INC 22 WTSequities | $0 | – | 827 | 0.0% | 0.00% | – | ||
| UAA | Exit | UNDER ARMOUR INC CL Aequities | $0 | – | -100 | -100.0% | 0.00% | – |
| YUMA ARIZONA MUNICIPconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| Exit | ALPINE 4 TECHNOLOGIESequities | $0 | – | -2,220 | -100.0% | 0.00% | – | |
| VOLKSWAGEN AG ORDequities | $4,000 | +33.3% | 20 | 0.0% | 0.00% | – | ||
| ARCO | ARCOS DORADOS HLDG INCequities | $1,000 | – | 101 | 0.0% | 0.00% | – | |
| AHLPRC | ASPEN INSURANCE HOLDINGS LTDpfds, reits, | $4,000 | 0.0% | 146 | 0.0% | 0.00% | – | |
| AGNCP | AGNC INVESTM PFDpfds, reits, | $2,000 | +100.0% | 63 | 0.0% | 0.00% | – | |
| BBU | BROOKFIELD BUSINESS P LPpfds, reits, | $1,000 | – | 14 | 0.0% | 0.00% | – | |
| BT GROUP PLC ORDequities | $5,000 | +66.7% | 2,500 | 0.0% | 0.00% | – | ||
| BG | BUNGE LTDequities | $3,000 | +50.0% | 52 | 0.0% | 0.00% | – | |
| AGNCO | AGNC INVESTM PFDpfds, reits, | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| GBLIL | GLOBAL INDEMNIpfds, reits, | $2,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| INFO | IHS MARKIT LTDequities | $6,000 | 0.0% | 71 | 0.0% | 0.00% | -100.0% | |
| MNKKQ | MALLINCKRODT PLCequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| NAT | NORDIC AMER TANKERS LTDequities | $4,000 | -20.0% | 1,300 | 0.0% | 0.00% | – | |
| NCLH | NORWEGIAN CRUISE LINEequities | $3,000 | +50.0% | 100 | 0.0% | 0.00% | – | |
| PREPRH | PARTNERRE LTD PFDpfds, reits, | $6,000 | 0.0% | 221 | 0.0% | 0.00% | -100.0% | |
| AGNCM | AGNC INVESTM PFDpfds, reits, | $1,000 | 0.0% | 29 | 0.0% | 0.00% | – | |
| PUKPR | PRUDENTIAL PLC PFDpfds, reits, | $6,000 | +20.0% | 200 | 0.0% | 0.00% | – | |
| RNR | RENAISSANCERE HLDGSequities | $6,000 | -14.3% | 39 | 0.0% | 0.00% | -100.0% | |
| RNRPRE | RENAISSANCERpfds, reits, | $2,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| GLNG | GOLAR LNG LIMITEDequities | $3,000 | +50.0% | 300 | 0.0% | 0.00% | – | |
| PRGO | PERRIGO CO PLCequities | $1,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| ALC | Sell | ALCON INC.equities | $6,000 | +20.0% | 85 | -4.5% | 0.00% | – |
| KEYENCE CORPequities | $5,000 | +25.0% | 8 | 0.0% | 0.00% | – | ||
| SODA | SODASTREAM INTLequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| AGNCN | AGNC INVESTMENT PFDpfds, reits, | $1,000 | 0.0% | 58 | 0.0% | 0.00% | – | |
| NXPI | Sell | NXP SEMIS NVequities | $1,000 | -75.0% | 4 | -87.1% | 0.00% | – |
| ABB | Sell | ABB LTDequities | $1,000 | -66.7% | 50 | -51.9% | 0.00% | – |
| KRYAY | Exit | KERRY GROUP PLCequities | $0 | – | -10 | -100.0% | 0.00% | – |
| BANR | Exit | BANNER CORPequities | $0 | – | -78 | -100.0% | 0.00% | – |
| MFGP | Exit | MICRO FOCUS INTequities | $0 | – | -170 | -100.0% | 0.00% | – |
| CMBS | Exit | Ishares Cmbs Etfequities | $0 | – | -69 | -100.0% | 0.00% | – |
| Exit | Rivulet Media Incequities | $0 | – | -3,938 | -100.0% | 0.00% | – | |
| AVLR | Exit | AVALARA INCequities | $0 | – | -8 | -100.0% | 0.00% | – |
| AGOPRE | Exit | ASSURED GUARANT PFDpfds, reits, | $0 | – | -84 | -100.0% | 0.00% | – |
| SHW | Exit | SHERWIN WILLIAMS COequities | $0 | – | -2 | -100.0% | 0.00% | – |
| VOX | Exit | VANGUARD COMMUNICATIONequities | $0 | – | -28 | -100.0% | 0.00% | – |
| TAP | Exit | MOLSON COORS BREWING CO Bequities | $0 | – | -37 | -100.0% | 0.00% | – |
| CRBP | Exit | CORBUS PHARMACEUTLequities | $0 | – | -1,200 | -100.0% | 0.00% | – |
| RL | Exit | POLO RALPH LAUREN CL Aequities | $0 | – | -2 | -100.0% | 0.00% | – |
| COFPRI | Exit | CAPITAL ONE FINL PFDpfds, reits, | $0 | – | -124 | -100.0% | 0.00% | – |
| NBL | Exit | NOBLE ENERGY INCequities | $0 | – | -200 | -100.0% | 0.00% | – |
| WYND | Exit | WYNDHAM DESTINATIONS INCequities | $0 | – | -75 | -100.0% | 0.00% | – |
| AMC | Exit | Amc Entertainmentequities | $0 | – | -100 | -100.0% | 0.00% | – |
| BEN | Exit | FRANKLIN RESOURCESequities | $0 | – | -73 | -100.0% | 0.00% | – |
| PUK | Exit | PRUDENTIAL CORP PLCequities | $0 | – | -64 | -100.0% | 0.00% | – |
| NVCR | Exit | Novocure Ltdequities | $0 | – | -25 | -100.0% | 0.00% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA (PETROBRAS)equities | $0 | – | -500 | -100.0% | 0.00% | – |
| SNAP | Exit | SNAP INCequities | $0 | – | -170 | -100.0% | 0.00% | – |
| USHY | Exit | Ishares Broad Usd Hg Yldequities | $0 | – | -85 | -100.0% | 0.00% | – |
| FIT | Exit | FITBIT INCequities | $0 | – | -300 | -100.0% | 0.00% | – |
| SLQD | Exit | ISHARES 0-5 YEARconvertible/ | $0 | – | -1,773 | -100.0% | 0.00% | – |
| RBS | Exit | NATWEST GROUP PLCequities | $0 | – | -1,792 | -100.0% | 0.00% | – |
| LEN | Exit | LENNAR CORP CL Aequities | $0 | – | -50 | -100.0% | 0.00% | – |
| SPTM | Exit | SPDR TOTAL STOCK MARKETequities | $0 | – | -83 | -100.0% | 0.00% | – |
| Exit | THE COCA-COLA COconvertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Exit | NOVO-NORDISK (ADR)equities | $0 | – | -250 | -100.0% | 0.00% | – | |
| AHLPRE | Exit | ASPEN INSURA PFDpfds, reits, | $0 | – | -31 | -100.0% | 0.00% | – |
| EMLP | Exit | First TRUST Northequities | $0 | – | -92 | -100.0% | 0.00% | – |
| OC | Exit | OWENS CORNING FIBERGLASequities | $0 | – | -10 | -100.0% | 0.00% | – |
| AKCA | Exit | AKCEA THERAPEUTICS INCequities | $0 | – | -50 | -100.0% | 0.00% | – |
| CBRE | Exit | CBRE GROUP INCequities | $0 | – | -81 | -100.0% | 0.00% | – |
| BSA | Exit | BRIGHTSPHERE I PFDpfds, reits, | $0 | – | -124 | -100.0% | 0.00% | – |
| CTRE | Exit | CARETRUST REIT INCpfds, reits, | $0 | – | -171 | -100.0% | 0.00% | – |
| SHYG | Exit | ISHARES HIGH YIELDequities | $0 | – | -99 | -100.0% | 0.00% | – |
| TEVA | Exit | TEVA PHARMA INDUS LTDequities | $0 | – | -400 | -100.0% | 0.00% | – |
| DXC | Exit | DXC TECH COequities | $0 | – | -128 | -100.0% | 0.00% | – |
| WFCPRV | Exit | WELLS FARGO & CO PFDpfds, reits, | $0 | – | -11 | -100.0% | 0.00% | – |
| AEB | Exit | AEGON N.V. FLOATING PERPETUAL CAPITAL SECURITIESpfds, reits, | $0 | – | -64 | -100.0% | 0.00% | – |
| HIGPRG | Exit | THE HARTFORD FIN PFDpfds, reits, | $0 | – | -55 | -100.0% | 0.00% | – |
| SPIP | Exit | SPDR BLOOMBERG BARCLAYSequities | $0 | – | -102 | -100.0% | 0.00% | – |
| Exit | Fresno Ca Wtr Sysconvertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| SJIJ | Exit | SOUTH JERSEY I PFDpfds, reits, | $0 | – | -30 | -100.0% | 0.00% | – |
| XLU | Exit | UTILITIES SEL SECTOR SPDR ETFequities | $0 | – | -21 | -100.0% | 0.00% | – |
| HLT | Exit | HILTON HOTELSequities | $0 | – | -24 | -100.0% | 0.00% | – |
| Exit | NCR CORPORATIONequities | $0 | – | -20 | -100.0% | 0.00% | – | |
| SFB | Exit | STIFEL FINL CORP PFDpfds, reits, | $0 | – | -30 | -100.0% | 0.00% | – |
| Exit | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | -600 | -100.0% | 0.00% | – | |
| CFGPRD | Exit | CITIZENS FINL PFDpfds, reits, | $0 | – | -83 | -100.0% | 0.00% | – |
| NTG | Exit | TORTOISE MLP CFpfds, reits, | $0 | – | -100 | -100.0% | 0.00% | – |
| DGRO | Exit | ISHARES CORE DIVIDENDequities | $0 | – | -31 | -100.0% | 0.00% | – |
| DF | Exit | DEAN FOODS COequities | $0 | – | -300 | -100.0% | 0.00% | – |
| Exit | FIRST TRUST PREFERREDequities | $0 | – | -8 | -100.0% | 0.00% | – | |
| MTR | Exit | MESA ROYALTY TRUST ORDequities | $0 | – | -215 | -100.0% | 0.00% | – |
| Exit | GENERAL ELECTRICconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | EQUITABLE HLD PFDpfds, reits, | $0 | – | -63 | -100.0% | 0.00% | – | |
| HUGE | Exit | FSD PHARMA INCequities | $0 | – | -161 | -100.0% | 0.00% | – |
| Exit | SEVENTY SEVEN ENERGYpfds, reits, | $0 | – | -60 | -100.0% | 0.00% | – | |
| INN | Exit | SUMMIT HOTEL PROP INCpfds, reits, | $0 | – | -621 | -100.0% | 0.00% | – |
| WH | Exit | WYNDHAM HOTELS & RESORTSequities | $0 | – | -75 | -100.0% | 0.00% | – |
| AERI | Exit | AERIE PHARMACEUTICALequities | $0 | – | -85 | -100.0% | 0.00% | – |
| SPYV | Exit | SPDR S&P 500 VAL ETFequities | $0 | – | -87 | -100.0% | 0.00% | – |
| SPYG | Exit | SPDR S&P 500 GROWTH ETFequities | $0 | – | -70 | -100.0% | 0.00% | – |
| AHLPRD | Exit | ASPEN INSURA PFDpfds, reits, | $0 | – | -117 | -100.0% | 0.00% | – |
| VBR | Exit | VANGUARD SMALL CAP VALUEequities | $0 | – | -35 | -100.0% | 0.00% | – |
| FPIPRB | Exit | FARMLAND PARTNERS PFDpfds, reits, | $0 | – | -63 | -100.0% | 0.00% | – |
| FREL | Exit | FIDELITY MSCI REALequities | $0 | – | -182 | -100.0% | 0.00% | – |
| FRCPRJ | Exit | FIRST REPUBLIC PFDpfds, reits, | $0 | – | -32 | -100.0% | 0.00% | – |
| BDRFY | Exit | BEIERSDORF AGequities | $0 | – | -34 | -100.0% | 0.00% | – |
| STL | Exit | STERLING BANCORPequities | $0 | – | -198 | -100.0% | 0.00% | – |
| SOJD | Exit | THE SOUTHERN CO PFDpfds, reits, | $0 | – | -92 | -100.0% | 0.00% | – |
| Exit | Global X Superdividendequities | $0 | – | -500 | -100.0% | 0.00% | – | |
| Exit | U.S. BANCORPconvertible/ | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| EQNR | Exit | EQUINOR ASAequities | $0 | – | -32 | -100.0% | 0.00% | – |
| SWK | Exit | STANLEY BLACK & DECKER INCequities | $0 | – | -15 | -100.0% | 0.00% | – |
| ATHPRB | Exit | ATHENE HOLDI PFDpfds, reits, | $0 | – | -60 | -100.0% | 0.00% | – |
| ABR | Exit | ARBOR REALTY TRUSTpfds, reits, | $0 | – | -76 | -100.0% | 0.00% | – |
| BDN | Exit | BRANDYWINE REALTY TRUSTpfds, reits, | $0 | – | -307 | -100.0% | 0.00% | – |
| CRC | Exit | CALIFORNIA RES CORPequities | $0 | – | -12 | -100.0% | 0.00% | – |
| HTGC | Exit | HERCULES TECH GROWTH CAP INCequities | $0 | – | -400 | -100.0% | 0.00% | – |
| ILF | Exit | ISHARES TR S&P LATN AMERunit trusts | $0 | – | -192 | -100.0% | 0.00% | – |
| DIA | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $2,000 | +100.0% | 5 | 0.0% | 0.00% | – | |
| DPSGY | DEUTSCHE POST NEW ADRequities | $6,000 | 0.0% | 130 | 0.0% | 0.00% | -100.0% | |
| APPS | New | DIGITAL TURBINE INCequities | $4,000 | – | 75 | +100.0% | 0.00% | – |
| QQQE | New | Direxion Nasdaq 100 Eqlequities | $2,000 | – | 20 | +100.0% | 0.00% | – |
| DK | DELEK US HOLDINGS INequities | $4,000 | +100.0% | 221 | 0.0% | 0.00% | – | |
| DLB | DOLBY LABS INCequities | $6,000 | +50.0% | 63 | 0.0% | 0.00% | – | |
| DOMINION ENERGYconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| DE | DEERE & COequities | $4,000 | +33.3% | 13 | 0.0% | 0.00% | – | |
| MTB | Exit | M&T BANK CORPequities | $0 | – | -125 | -100.0% | -0.00% | – |
| Exit | STRUCTURED PRODUCT PFDpfds, reits, | $0 | – | -400 | -100.0% | -0.00% | – | |
| IJK | Exit | ISHARES S&P MID CAP 400equities | $0 | – | -35 | -100.0% | -0.00% | – |
| IMMU | Exit | IMMUNOMEDICS INCequities | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | INVESCO S&P MIDCAP LOWequities | $0 | – | -257 | -100.0% | -0.00% | – | |
| Exit | MP WSTRN ST UNIVconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| MAIN | Exit | MAIN STREET CAPITAL CORPequities | $0 | – | -208 | -100.0% | -0.00% | – |
| 1338PS | Exit | UBS AG NEWequities | $0 | – | -551 | -100.0% | -0.00% | – |
| CHRW | Exit | CH ROBINSON WORLDWIDE INCequities | $0 | – | -147 | -100.0% | -0.00% | – |
| FXI | Exit | ISHARES TRUST INDEX FDunit trusts | $0 | – | -200 | -100.0% | -0.00% | – |
| Exit | STATE OF TEXASconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| WFCPRL | Exit | WELLS FARGO BKpfds, reits, | $0 | – | -5 | -100.0% | -0.00% | – |
| SNA | Exit | SNAP ONequities | $0 | – | -104 | -100.0% | -0.00% | – |
| XLNX | Exit | XILINXequities | $0 | – | -100 | -100.0% | -0.00% | – |
| BBY | Exit | BEST BUY CO INCequities | $0 | – | -71 | -100.0% | -0.00% | – |
| Exit | MO ST HLTH/EDconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| AGESY | Exit | AGEASequities | $0 | – | -145 | -100.0% | -0.00% | – |
| MTH | Exit | MERITAGEequities | $0 | – | -58 | -100.0% | -0.00% | – |
| VCLT | Exit | Vanguard Long Term Corequities | $0 | – | -71 | -100.0% | -0.00% | – |
| AHEXY | Exit | ADECCO S.A.equities | $0 | – | -215 | -100.0% | -0.00% | – |
| Exit | VERIZON COMMUNICATIOconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| RHI | Exit | ROBERT HALF INTL INCequities | $0 | – | -290 | -100.0% | -0.00% | – |
| FDIS | Exit | Fidelity Msci Cons Discrequities | $0 | – | -219 | -100.0% | -0.00% | – |
| Exit | DETROIT MI CITYconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| LVGO | Exit | LIVONGO HEALTH INCequities | $0 | – | -50 | -100.0% | -0.00% | – |
| FRCPRF | Exit | FIRST REPUBLIC BAN ORDpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| PDBC | Exit | PWRSHR ACTLY MNG OPTMequities | $0 | – | -770 | -100.0% | -0.00% | – |
| Exit | PIMA COUNTY ARIZONAconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| PKX | Exit | POSCOequities | $0 | – | -212 | -100.0% | -0.00% | – |
| KODK | Exit | Eastman Kodak Coequities | $0 | – | -700 | -100.0% | -0.00% | – |
| Exit | AMERISOURCEBERGEN CORPequities | $0 | – | -142 | -100.0% | -0.00% | – | |
| CRL | Exit | CHARLES RIVER LABSequities | $0 | – | -25 | -100.0% | -0.00% | – |
| Exit | MO ST UNIV AUXconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | SEWARD COUNTY NEconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| SWM | Exit | SCHWEITZER-MAUDUIT INTLequities | $0 | – | -500 | -100.0% | -0.00% | – |
| SPTL | Exit | SPDR LONG TERM TREASURYequities | $0 | – | -137 | -100.0% | -0.00% | – |
| BKPRC | Exit | BANK OF NY MELLON CORPpfds, reits, | $0 | – | -301 | -100.0% | -0.00% | – |
| Exit | MO ST UNIV AUXconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| SGOL | Exit | ABERDEEN STNDRD PHYSCL SWISS GLD ETFequities | $0 | – | -782 | -100.0% | -0.00% | – |
| VDC | Exit | VANGUARD CONSUMER STAPLES ETFequities | $0 | – | -100 | -100.0% | -0.00% | – |
| FCOM | Exit | Fidelity Msci Comm Srvequities | $0 | – | -402 | -100.0% | -0.00% | – |
| ENR | Exit | ENERGIZER HOLDINGSequities | $0 | – | -200 | -100.0% | -0.00% | – |
| SANPRB | Exit | BANCO SANTANDER, PFDpfds, reits, | $0 | – | -431 | -100.0% | -0.00% | – |
| HYG | Exit | ISHARES IBOXX $ HY CORP BDequities | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | MEDTRONIC PLCconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | UNVL HEALTH RLTY INC TRpfds, reits, | $0 | – | -395 | -100.0% | -0.00% | – | |
| SPSM | Exit | Spdr Small Cap Etfequities | $0 | – | -964 | -100.0% | -0.00% | – |
| Exit | BARCLAYS PLCequities | $0 | – | -3,310 | -100.0% | -0.00% | – | |
| MYOK | Exit | MYOKARDIA INC 00500equities | $0 | – | -150 | -100.0% | -0.00% | – |
| IGSB | Exit | ISHARES TR BARCLAYS BONDequities | $0 | – | -312 | -100.0% | -0.00% | – |
| Exit | MARATHON PETROLEUMconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | Transcanada Corpconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| UN | Exit | UNILEVER NVequities | $0 | – | -382 | -100.0% | -0.00% | – |
| Exit | TRAVELERS COMPANIESequities | $0 | – | -225 | -100.0% | -0.00% | – | |
| NLYPRD | Exit | ANNALY CAPITAL PFDpfds, reits, | $0 | – | -980 | -100.0% | -0.00% | – |
| Exit | General Electricconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | General Electricconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| GOVT | Exit | Ishares US Treasury Bondequities | $0 | – | -734 | -100.0% | -0.00% | – |
| LW | Exit | LAMB WESTON HOLDINGSequities | $0 | – | -333 | -100.0% | -0.00% | – |
| DLRPRG | Exit | DIGITAL REALTY TR G PFDpfds, reits, | $0 | – | -945 | -100.0% | -0.00% | – |
| Exit | GREEN BAY WISconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | ST CHARLES COUNconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | CBOA FINANCIAL INCequities | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| Exit | SEDWICK CN KS SD259convertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| IGIB | Exit | ISHARES INTERMEDIATE CREDIT BONDequities | $0 | – | -314 | -100.0% | -0.00% | – |
| FTEC | Exit | FIDELITY MSCI IT ETFequities | $0 | – | -262 | -100.0% | -0.00% | – |
| Exit | Phoenix Az Wst Wtrconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | MICROSOFT CORPconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | AZ ST CTFS PARTconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| FHLC | Exit | FIDELITY MSCI HEALTHequities | $0 | – | -650 | -100.0% | -0.00% | – |
| Exit | Pnc Finl Svcs Grconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | WA FED WY GRNTconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| WFCPRT | Exit | WELLS FARGO & CO PFDpfds, reits, | $0 | – | -1,306 | -100.0% | -0.00% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INCequities | $0 | – | -346 | -100.0% | -0.00% | – |
| WRK | Exit | WESTROCKequities | $0 | – | -780 | -100.0% | -0.00% | – |
| Exit | TOTAL SAequities | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| OFC | Exit | COR OFFICE PPTYSpfds, reits, | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | Jpmorgan Chase & Var 29convertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | Orlando Fl Splconvertible/ | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | Bank Of America C Var 29convertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | CONSTELLATION ENconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | Pima Cn Az Usd #1convertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| HDV | Exit | ISHARES CORE HIGH DIVequities | $0 | – | -506 | -100.0% | -0.00% | – |
| Exit | OHIO STconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | FIRST TRUST DJ INTERNET ETFequities | $0 | – | -286 | -100.0% | -0.01% | – | |
| CYBR | Exit | CYBERARK SOFTWARE LTDequities | $0 | – | -500 | -100.0% | -0.01% | – |
| Exit | Pinal Cn Az Ccdconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | JEFFERIES GROUPconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | DOWDUPONT INC.convertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | CSX CORPconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| MCHP | Exit | MICROCHIP TECH INCequities | $0 | – | -649 | -100.0% | -0.01% | – |
| Exit | MCKESSON CORPconvertible/ | $0 | – | -75,000 | -100.0% | -0.01% | – | |
| Exit | CITIGROUP INC.convertible/ | $0 | – | -75,000 | -100.0% | -0.01% | – | |
| Exit | EDWARDS LIFESCIENCES CPequities | $0 | – | -1,080 | -100.0% | -0.01% | – | |
| Exit | L BRANDS INCconvertible/ | $0 | – | -85,000 | -100.0% | -0.01% | – | |
| TIP | Exit | ISHARES TR BARCLAYS TIPSequities | $0 | – | -800 | -100.0% | -0.01% | – |
| Exit | INVESCO S&P SMALLCAPequities | $0 | – | -781 | -100.0% | -0.01% | – | |
| VCSH | Exit | VANGUARD ST CORP BOND ETFequities | $0 | – | -1,300 | -100.0% | -0.01% | – |
| Exit | NY ST DORM AUTHconvertible/ | $0 | – | -125,000 | -100.0% | -0.01% | – | |
| Exit | BLACKROCK MUNIYIELD INSDequities | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| Exit | UNIV TX UNIVconvertible/ | $0 | – | -140,000 | -100.0% | -0.01% | – | |
| Exit | INVESCO ADV MUNI INC TRUST IIequities | $0 | – | -13,603 | -100.0% | -0.01% | – | |
| Exit | LOCKHEED MARTIN CORPconvertible/ | $0 | – | -257,000 | -100.0% | -0.02% | – | |
| Exit | BIOMARIN PHARMA INCconvertible/ | $0 | – | -640,000 | -100.0% | -0.06% | – | |
| SRNE | Exit | SORRENTO THERAPEUTICSequities | $0 | – | -61,804 | -100.0% | -0.06% | – |
| Exit | TARGET CORPequities | $0 | – | -7,928 | -100.0% | -0.12% | – | |
| Exit | MCDONALDS CORPconvertible/ | $0 | – | -3,160,000 | -100.0% | -0.29% | – | |
| Exit | RAYTHEON TECH COequities | $0 | – | -98,994 | -100.0% | -0.53% | – | |
| Exit | ZILLOW GROUP INCconvertible/ | $0 | – | -3,875,000 | -100.0% | -0.70% | – | |
| METPRE | Exit | METLIFE INC PFDpfds, reits, | $0 | – | -392,144 | -100.0% | -0.99% | – |
| Exit | CBRE SERVICES, INCconvertible/ | $0 | – | -14,880,000 | -100.0% | -1.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.