$844 Million is the total value of Sonora Investment Management, LLC's 1786 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 27.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GAP INCconvertible/ | $24,239,000 | -14.9% | 26,783,000 | -2.5% | 2.87% | +6.8% | |
| Sell | CSG SYSTEMS INCconvertible/ | $21,516,000 | -13.9% | 20,658,000 | -6.3% | 2.55% | +8.0% | |
| Buy | JUNIPER NETWORKS INCconvertible/ | $20,573,000 | -0.1% | 19,755,000 | +3.7% | 2.44% | +25.3% | |
| Buy | TOLL BROTHERS INCconvertible/ | $20,492,000 | -8.2% | 21,570,000 | +1.0% | 2.43% | +15.2% | |
| MSFT | Sell | MICROSOFT CORPequities | $19,674,000 | -17.3% | 124,751 | -17.3% | 2.33% | +3.8% |
| Sell | VERINT SYSTEMS INCconvertible/ | $18,193,000 | -17.0% | 18,917,000 | -7.4% | 2.16% | +4.2% | |
| Buy | COACH INCconvertible/ | $18,149,000 | +1.5% | 17,691,000 | +4.2% | 2.15% | +27.4% | |
| AAPL | Sell | APPLE INCequities | $18,129,000 | -22.2% | 71,295 | -10.1% | 2.15% | -2.4% |
| Buy | TOLL BROTHERS INCconvertible/ | $18,070,000 | -7.7% | 18,581,000 | +0.6% | 2.14% | +15.7% | |
| Buy | VALERO ENERGY CORPconvertible/ | $17,723,000 | -5.0% | 18,200,000 | +3.7% | 2.10% | +19.1% | |
| Buy | CBRE SERVICES, INCconvertible/ | $15,845,000 | -7.3% | 15,630,000 | +2.4% | 1.88% | +16.2% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $14,157,000 | +91.8% | 15,305,000 | +131.7% | 1.68% | +140.4% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $12,944,000 | +8.7% | 12,944,000 | +18.4% | 1.54% | +36.3% | |
| Buy | TWITTER INCconvertible/ | $12,772,000 | -1.3% | 13,480,000 | +1.0% | 1.51% | +23.8% | |
| Buy | SERVICE PROPERTIES TRUSTconvertible/ | $12,509,000 | -23.8% | 17,495,000 | +11.4% | 1.48% | -4.4% | |
| Sell | L BRANDS INCconvertible/ | $12,233,000 | -15.5% | 12,809,000 | -7.0% | 1.45% | +5.9% | |
| Sell | HYATT HOTELS CORPconvertible/ | $11,310,000 | -12.9% | 11,660,000 | -0.6% | 1.34% | +9.3% | |
| GOOG | Sell | ALPHABET INC CL Cequities | $10,768,000 | -22.5% | 9,260 | -10.9% | 1.28% | -2.7% |
| QCOM | Sell | QUALCOMM INCequities | $9,723,000 | -23.5% | 143,720 | -0.3% | 1.15% | -4.1% |
| PG | Sell | PROCTER & GAMBLE COequities | $9,443,000 | -16.1% | 85,846 | -4.7% | 1.12% | +5.2% |
| Sell | IONIS PHARMA INCconvertible/ | $9,408,000 | -16.8% | 9,376,000 | -4.5% | 1.12% | +4.3% | |
| Sell | KLA TENCOR CORPconvertible/ | $9,325,000 | -5.0% | 8,740,000 | -2.4% | 1.10% | +19.1% | |
| PEP | Buy | PEPSICO INCequities | $9,182,000 | -6.6% | 76,455 | +6.3% | 1.09% | +17.2% |
| Sell | ZILLOW GROUP INCconvertible/ | $8,839,000 | -16.8% | 10,510,000 | -5.4% | 1.05% | +4.4% | |
| WMT | Buy | WAL-MART STORES INCequities | $8,778,000 | +72.9% | 77,258 | +80.9% | 1.04% | +116.9% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $8,776,000 | -3.7% | 68,629 | +3.6% | 1.04% | +20.6% |
| JNJ | Sell | JOHNSON & JOHNSONequities | $8,622,000 | -14.5% | 65,751 | -4.9% | 1.02% | +7.2% |
| Buy | FIFTH THIRD BANKconvertible/ | $8,499,000 | +2.4% | 8,065,000 | +4.3% | 1.01% | +28.6% | |
| PFE | Buy | PFIZER INCequities | $8,119,000 | -6.6% | 248,758 | +12.1% | 0.96% | +17.2% |
| DTP | Buy | DTE ENERGY COpfds, reits, | $7,983,000 | -19.2% | 211,967 | +10.0% | 0.95% | +1.3% |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $7,799,000 | -8.8% | 24,505 | -5.5% | 0.92% | +14.5% |
| RSG | Sell | REPUBLIC SERVICES INCequities | $7,748,000 | -19.8% | 103,222 | -4.2% | 0.92% | +0.7% |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $7,619,000 | -7.0% | 22,478 | +6.8% | 0.90% | +16.7% |
| MGP | Buy | MGM GROWTH PPTYS LLCpfds, reits, | $7,424,000 | -23.3% | 313,636 | +0.4% | 0.88% | -3.8% |
| MRK | Buy | MERCK & CO INCequities | $7,211,000 | -3.6% | 93,718 | +13.9% | 0.86% | +20.9% |
| COST | Buy | COSTCO WHOLESALE CORPequities | $7,121,000 | +6.1% | 24,976 | +9.4% | 0.84% | +33.1% |
| Sell | BIOMARIN PHARMA INCconvertible/ | $6,977,000 | -29.6% | 6,730,000 | -28.4% | 0.83% | -11.7% | |
| HD | Sell | HOME DEPOT INCequities | $6,653,000 | -14.7% | 35,631 | -0.2% | 0.79% | +7.1% |
| Sell | CADENCE DESIGN SYSTEMS INCconvertible/ | $6,523,000 | -3.3% | 6,150,000 | -2.3% | 0.77% | +21.2% | |
| Sell | ZILLOW GROUP INCconvertible/ | $6,357,000 | -13.0% | 6,295,000 | -3.6% | 0.75% | +9.1% | |
| Buy | ADVANCED AUTO PARTS INCconvertible/ | $6,339,000 | +6.6% | 6,140,000 | +10.7% | 0.75% | +33.6% | |
| Buy | COACH INCconvertible/ | $6,283,000 | +6.9% | 6,225,000 | +7.2% | 0.74% | +34.2% | |
| FITBI | Buy | FIFTH THIRD PFDpfds, reits, | $6,068,000 | +2.6% | 237,203 | +15.2% | 0.72% | +28.6% |
| Sell | GUIDEWIRE SOFTWARE INCconvertible/ | $6,012,000 | -21.8% | 6,175,000 | -5.7% | 0.71% | -1.9% | |
| PNCPRP | Sell | PNC FINL SVCS PFDpfds, reits, | $5,993,000 | -7.5% | 233,024 | -1.5% | 0.71% | +16.0% |
| CSCO | Sell | CISCO SYSTEMS INCequities | $5,965,000 | -35.0% | 151,736 | -20.7% | 0.71% | -18.5% |
| AJG | Sell | ARTHUR J GALLAGHER & COequities | $5,701,000 | -32.4% | 69,947 | -21.1% | 0.68% | -15.3% |
| TFCPRH | Sell | TRUIST FINL CORP PFD-Hpfds, reits, | $5,537,000 | -13.7% | 228,510 | -4.3% | 0.66% | +8.1% |
| IONS | Sell | IONIS PHARMACEUTICALS INCequities | $5,308,000 | -24.1% | 112,262 | -3.0% | 0.63% | -4.8% |
| Sell | HORIZON PHARMA INCconvertible/ | $5,230,000 | -16.4% | 4,515,000 | -4.4% | 0.62% | +4.9% | |
| UNP | Sell | UNION PACIFIC CORPequities | $5,126,000 | -58.4% | 36,342 | -46.7% | 0.61% | -47.8% |
| VLO | Buy | VALERO ENERGY CORPequities | $5,077,000 | -42.1% | 111,924 | +19.6% | 0.60% | -27.3% |
| INTC | Sell | INTEL CORPequities | $5,068,000 | -47.4% | 93,646 | -41.8% | 0.60% | -34.0% |
| Sell | AMGEN INC (VARIABLE)convertible/ | $4,947,000 | -2.0% | 4,947,000 | -1.9% | 0.59% | +22.9% | |
| Sell | NUANCE COMM INCconvertible/ | $4,934,000 | -7.7% | 4,580,000 | -5.1% | 0.58% | +15.8% | |
| GSPRJ | Buy | GOLDMAN SACHSpfds, reits, | $4,905,000 | +18.4% | 201,865 | +30.7% | 0.58% | +48.2% |
| T | Sell | AT&T INCequities | $4,901,000 | -38.9% | 168,125 | -18.1% | 0.58% | -23.4% |
| EVRG | Buy | EVERGY INCequities | $4,872,000 | -7.1% | 88,504 | +9.9% | 0.58% | +16.8% |
| SCHWPRD | Sell | CHARLES SCHWAB PFDpfds, reits, | $4,840,000 | -9.8% | 192,446 | -5.0% | 0.57% | +13.2% |
| Sell | BIOMARIN PHARMA INCconvertible/ | $4,690,000 | -5.7% | 4,385,000 | -4.7% | 0.56% | +18.3% | |
| RTN | Buy | RAYTHEON COequities | $4,601,000 | -30.5% | 35,082 | +16.5% | 0.54% | -12.9% |
| EMR | Sell | EMERSON ELECTRIC COequities | $4,484,000 | -68.6% | 94,099 | -49.8% | 0.53% | -60.6% |
| USBPRM | Sell | US BANCORPpfds, reits, | $4,325,000 | -11.9% | 167,895 | -5.5% | 0.51% | +10.6% |
| Sell | HYATT HOTELS CORPconvertible/ | $4,097,000 | -9.9% | 4,268,000 | -2.1% | 0.49% | +13.0% | |
| Sell | MICROCHIP TECH INCconvertible/ | $4,028,000 | -30.8% | 3,900,000 | -4.8% | 0.48% | -13.1% | |
| SBUX | Buy | STARBUCKS CORPequities | $3,993,000 | -17.3% | 60,742 | +10.5% | 0.47% | +3.5% |
| GIS | Buy | GENERAL MILLS INCequities | $3,938,000 | +0.9% | 74,625 | +2.4% | 0.47% | +26.6% |
| JPMPRG | Sell | JPMORGAN CHASEpfds, reits, | $3,775,000 | -5.7% | 150,642 | -3.2% | 0.45% | +18.2% |
| Sell | INSMED INCconvertible/ | $3,649,000 | -17.6% | 4,345,000 | -5.1% | 0.43% | +3.3% | |
| Sell | AGILENT TECHNOLOGIESconvertible/ | $3,569,000 | -5.9% | 3,460,000 | -4.4% | 0.42% | +17.8% | |
| MMM | Sell | 3M COequities | $3,472,000 | -43.8% | 25,433 | -27.3% | 0.41% | -29.5% |
| VZ | Buy | VERIZON COMM INCequities | $3,414,000 | -9.7% | 63,543 | +3.2% | 0.40% | +13.4% |
| AMZN | Buy | AMAZON.COM INCequities | $3,398,000 | +74.2% | 1,743 | +65.1% | 0.40% | +119.0% |
| GLW | Sell | CORNING INCequities | $3,380,000 | -33.6% | 164,563 | -5.9% | 0.40% | -16.6% |
| Sell | MCDONALDS CORPconvertible/ | $3,329,000 | -4.0% | 3,325,000 | -3.5% | 0.40% | +20.4% | |
| Sell | JPMORGAN CHASE & COconvertible/ | $3,311,000 | -4.8% | 3,055,000 | -3.9% | 0.39% | +19.5% | |
| KMI | Sell | KINDER MORGAN INCequities | $3,288,000 | -38.3% | 236,193 | -6.1% | 0.39% | -22.5% |
| Sell | PURE STORAGE INCconvertible/ | $3,061,000 | -16.5% | 3,545,000 | -3.5% | 0.36% | +4.6% | |
| Sell | EXACT SCIENCES CORPconvertible/ | $2,951,000 | -30.6% | 2,745,000 | -6.8% | 0.35% | -12.9% | |
| PNW | Sell | PINNACLE WEST CAPITAL CPequities | $2,858,000 | -16.5% | 37,705 | -0.9% | 0.34% | +4.6% |
| Sell | MARRIOTT INTL INCconvertible/ | $2,848,000 | -14.4% | 3,108,000 | -4.2% | 0.34% | +7.3% | |
| RPM | Sell | RPM INTL INCequities | $2,834,000 | -23.9% | 47,625 | -1.9% | 0.34% | -4.5% |
| MDT | Sell | MEDTRONIC INCequities | $2,769,000 | -51.6% | 30,702 | -39.2% | 0.33% | -39.4% |
| Sell | VECTOR GROUP LTDconvertible/ | $2,765,000 | -15.9% | 2,815,000 | -11.5% | 0.33% | +5.5% | |
| CLX | Buy | CLOROX COequities | $2,701,000 | +42.2% | 15,593 | +26.0% | 0.32% | +77.8% |
| CINF | Sell | CINCINNATI FINANCIAL CORPequities | $2,686,000 | -51.9% | 35,604 | -33.0% | 0.32% | -39.8% |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $2,639,000 | -19.2% | 3,290,000 | -4.5% | 0.31% | +1.3% | |
| KLAC | Sell | KLA-TENCOR CORPequities | $2,544,000 | -48.1% | 17,700 | -35.7% | 0.30% | -34.8% |
| JPMPRC | New | JPMORGAN CHASE PFDpfds, reits, | $2,515,000 | – | 96,168 | +100.0% | 0.30% | – |
| GOOGL | Sell | ALPHABET INC CL Aequities | $2,502,000 | -27.7% | 2,153 | -16.7% | 0.30% | -9.2% |
| CGNX | Sell | COGNEX CORPequities | $2,413,000 | -32.4% | 57,164 | -10.2% | 0.29% | -15.1% |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $2,336,000 | -21.5% | 2,580,000 | -20.0% | 0.28% | -1.4% | |
| BX | Sell | BLACKSTONE GROUPequities | $2,305,000 | -19.7% | 50,574 | -1.4% | 0.27% | +0.7% |
| Buy | NEW RELIC INCconvertible/ | $2,288,000 | +29.5% | 2,710,000 | +49.3% | 0.27% | +62.3% | |
| Sell | NORTHROP GRUMMANconvertible/ | $2,185,000 | -7.1% | 2,165,000 | -6.3% | 0.26% | +16.7% | |
| Sell | REPUBLIC SERVICES INCconvertible/ | $2,166,000 | -32.0% | 2,135,000 | -31.7% | 0.26% | -14.6% | |
| Sell | AMGEN INCconvertible/ | $2,163,000 | -62.8% | 2,145,000 | -62.6% | 0.26% | -53.5% | |
| CVS | Buy | CVS HEALTH CORPequities | $2,124,000 | +1942.3% | 35,795 | +2449.5% | 0.25% | +2420.0% |
| V | Buy | VISA INCequities | $2,060,000 | +3.8% | 12,788 | +21.1% | 0.24% | +29.8% |
| BGEPF | Sell | BUNGE LTDpfds, reits, | $2,025,000 | -14.0% | 21,778 | -5.2% | 0.24% | +7.6% |
| BACPRM | New | BANK OF AMERICA CORP PFDpfds, reits, | $2,025,000 | – | 83,495 | +100.0% | 0.24% | – |
| Sell | AGILENT TECHNOLOGIESconvertible/ | $1,996,000 | -50.2% | 2,085,000 | -47.0% | 0.24% | -37.5% | |
| FB | Buy | FACEBOOK INCequities | $1,920,000 | +150.7% | 11,510 | +208.4% | 0.23% | +216.7% |
| Buy | II-VI INCconvertible/ | $1,923,000 | +15.6% | 2,095,000 | +28.5% | 0.23% | +45.2% | |
| TXN | Buy | TEXAS INSTRUMENTS INCequities | $1,866,000 | +18.1% | 18,669 | +51.6% | 0.22% | +48.3% |
| Sell | CVS HEALTH CORPconvertible/ | $1,832,000 | -2.7% | 1,810,000 | -1.6% | 0.22% | +21.9% | |
| Buy | CLEVELAND CLIFFSconvertible/ | $1,762,000 | +167.8% | 2,520,000 | +358.2% | 0.21% | +237.1% | |
| ALLPRH | New | ALLSTATE CORP PFDpfds, reits, | $1,744,000 | – | 75,515 | +100.0% | 0.21% | – |
| Buy | MARRIOTT INTL INCconvertible/ | $1,745,000 | +6.3% | 1,950,000 | +25.4% | 0.21% | +33.5% | |
| XOM | Sell | EXXON MOBIL CORPequities | $1,677,000 | -75.8% | 44,157 | -55.6% | 0.20% | -69.7% |
| Buy | CHENIERE ENERGY INCconvertible/ | $1,623,000 | +38.4% | 2,465,000 | +64.9% | 0.19% | +73.0% | |
| TFC | Buy | TRUIST FINL CORPequities | $1,575,000 | -41.8% | 51,058 | +6.3% | 0.19% | -27.0% |
| Sell | NUANCE COMM INCconvertible/ | $1,502,000 | -80.6% | 1,410,000 | -80.8% | 0.18% | -75.6% | |
| GNL | Sell | GLOBAL NET LEASE INCpfds, reits, | $1,497,000 | -34.2% | 111,931 | -0.2% | 0.18% | -17.7% |
| ACN | Sell | ACCENTURE PLCequities | $1,467,000 | -42.2% | 8,987 | -25.5% | 0.17% | -27.5% |
| Sell | CORNING INCconvertible/ | $1,461,000 | -35.5% | 1,450,000 | -34.7% | 0.17% | -19.2% | |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $1,422,000 | -30.0% | 34,438 | -4.4% | 0.17% | -12.0% |
| Buy | MARRIOTT INTL INCconvertible/ | $1,405,000 | -2.6% | 1,570,000 | +12.5% | 0.17% | +22.8% | |
| New | AT&T INCconvertible/ | $1,410,000 | – | 1,410,000 | +100.0% | 0.17% | – | |
| PAYX | Sell | PAYCHEX INCequities | $1,404,000 | -74.5% | 22,316 | -65.5% | 0.17% | -68.1% |
| IBM | Buy | INTL BUSINESS MACHINES CORPequities | $1,313,000 | +19.5% | 11,839 | +44.4% | 0.16% | +50.0% |
| AMGN | Buy | AMGEN INCequities | $1,296,000 | +867.2% | 6,393 | +1051.9% | 0.15% | +1084.6% |
| Sell | NUANCE COMM INCconvertible/ | $1,254,000 | -13.9% | 1,310,000 | -9.3% | 0.15% | +8.0% | |
| PNC | Sell | PNC FINL SVCS GRP INCequities | $1,223,000 | -88.0% | 12,781 | -79.9% | 0.14% | -84.9% |
| LYB | Sell | LYONDELLBASELL INDUS NVequities | $1,198,000 | -80.7% | 24,134 | -63.3% | 0.14% | -75.8% |
| HUN | Sell | HUNTSMAN CORPequities | $1,192,000 | -44.1% | 82,634 | -6.3% | 0.14% | -29.9% |
| Sell | QUALCOMM INCconvertible/ | $1,179,000 | -44.6% | 1,155,000 | -44.5% | 0.14% | -30.3% | |
| WM | Sell | WASTE MANAGEMENT INCequities | $1,127,000 | -22.6% | 12,178 | -4.8% | 0.13% | -2.9% |
| NFLX | Buy | NETFLIX INCequities | $1,105,000 | +2886.5% | 2,944 | +2482.5% | 0.13% | +4266.7% |
| MGM | Sell | MGM RESORTS INTLequities | $1,108,000 | -66.2% | 93,924 | -4.7% | 0.13% | -57.7% |
| MPW | Sell | MEDICAL PROP TRUST INCpfds, reits, | $1,101,000 | -20.7% | 63,668 | -3.2% | 0.13% | 0.0% |
| New | WP CAREY INCconvertible/ | $1,090,000 | – | 1,100,000 | +100.0% | 0.13% | – | |
| Sell | UNION PACIFIC COconvertible/ | $1,090,000 | -3.7% | 1,025,000 | -4.7% | 0.13% | +20.6% | |
| LEG | Sell | LEGGETT & PLATTequities | $1,079,000 | -86.1% | 40,424 | -73.5% | 0.13% | -82.5% |
| Sell | ECHO GLOBAL LOGISTICS INCconvertible/ | $1,067,000 | -10.0% | 1,065,000 | -10.5% | 0.13% | +12.5% | |
| CVX | Buy | CHEVRON CORPequities | $1,063,000 | -35.5% | 14,668 | +7.4% | 0.13% | -19.2% |
| MCD | Buy | MCDONALD'S CORPequities | $1,028,000 | +35.4% | 6,217 | +61.8% | 0.12% | +69.4% |
| WPC | New | WP CAREY INCpfds, reits, | $1,015,000 | – | 17,473 | +100.0% | 0.12% | – |
| FISV | Buy | FISERV INCequities | $1,007,000 | +619.3% | 10,603 | +778.5% | 0.12% | +815.4% |
| DIS | Buy | WALT DISNEY COequities | $990,000 | +83.7% | 10,250 | +174.8% | 0.12% | +129.4% |
| Sell | WASTE MGMT INCconvertible/ | $966,000 | -3.6% | 960,000 | -2.0% | 0.12% | +21.1% | |
| Sell | CVS HEALTH CORP (VARIABLE)convertible/ | $941,000 | -3.5% | 965,000 | -0.5% | 0.11% | +21.7% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC Bequities | $926,000 | -10.8% | 5,065 | +10.5% | 0.11% | +12.2% |
| CLF | Buy | CLEVELAND-CLIFFS INCequities | $931,000 | -50.4% | 235,780 | +5.4% | 0.11% | -37.9% |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $904,000 | -26.3% | 1,110,000 | -24.5% | 0.11% | -7.8% | |
| ORCL | Sell | ORACLE CORPequities | $877,000 | -19.9% | 18,153 | -12.2% | 0.10% | +1.0% |
| Sell | ORACLE CORPconvertible/ | $866,000 | -44.6% | 815,000 | -44.9% | 0.10% | -30.4% | |
| PSX | Sell | PHILLIPS 66equities | $850,000 | -54.3% | 15,840 | -5.0% | 0.10% | -42.6% |
| LUV | Buy | SOUTHWEST AIRLINES COequities | $853,000 | -29.8% | 23,947 | +6.4% | 0.10% | -12.2% |
| Sell | FLEX LTDconvertible/ | $816,000 | -10.5% | 815,000 | -4.7% | 0.10% | +12.8% | |
| FIS | Buy | FIDELITY NATL INFO SVCSequities | $803,000 | -9.2% | 6,597 | +3.8% | 0.10% | +13.1% |
| JPM | Buy | JPMORGAN CHASE & COequities | $804,000 | -20.0% | 8,935 | +23.9% | 0.10% | 0.0% |
| BA | Sell | BOEING COequities | $794,000 | -54.7% | 5,326 | -1.1% | 0.09% | -43.4% |
| Sell | TARGET CORPequities | $724,000 | -33.0% | 7,784 | -7.7% | 0.09% | -15.7% | |
| NKE | Sell | NIKE INCequities | $706,000 | -21.5% | 8,528 | -3.9% | 0.08% | -1.2% |
| HBI | Buy | HANESBRANDS INCequities | $710,000 | -42.1% | 90,210 | +9.3% | 0.08% | -27.6% |
| GSPRN | Buy | GOLDMAN SACHS PFDpfds, reits, | $709,000 | +3.1% | 27,897 | +8.1% | 0.08% | +29.2% |
| BMY | Buy | BRISTOL-MYERS SQUIBB COequities | $697,000 | -3.6% | 12,502 | +10.9% | 0.08% | +22.1% |
| Sell | LOCKHEED MARTIN CORPconvertible/ | $692,000 | -11.7% | 690,000 | -11.5% | 0.08% | +10.8% | |
| Sell | MCDONALDS CORPconvertible/ | $687,000 | -52.4% | 650,000 | -51.7% | 0.08% | -40.4% | |
| IRM | Buy | IRON MOUNTAIN INCpfds, reits, | $679,000 | +49.9% | 28,524 | +100.6% | 0.08% | +86.0% |
| PM | Buy | PHILIP MORRIS INTL INCequities | $665,000 | -13.4% | 9,112 | +0.9% | 0.08% | +8.2% |
| COP | Sell | CONOCOPHILLIPSequities | $660,000 | -55.8% | 21,432 | -6.6% | 0.08% | -44.7% |
| SPY | Sell | SPDR S&P 500 ETFequities | $646,000 | -69.0% | 2,508 | -61.2% | 0.08% | -60.9% |
| STARBUCKS CORPconvertible/ | $641,000 | -1.5% | 615,000 | 0.0% | 0.08% | +22.6% | ||
| BABA | Buy | ALIBABA GROUP HLDG ADRequities | $625,000 | +1.1% | 3,214 | +10.4% | 0.07% | +27.6% |
| WFC | Buy | WELLS FARGO & COequities | $606,000 | -42.5% | 21,113 | +7.7% | 0.07% | -28.0% |
| Sell | MEDTRONIC INCconvertible/ | $609,000 | -7.6% | 565,000 | -8.1% | 0.07% | +16.1% | |
| Sell | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $558,000 | -5.7% | 565,000 | -3.4% | 0.07% | +17.9% | |
| PFL | Sell | PIMCO INC STRAT FDequities | $538,000 | -29.1% | 63,681 | -0.5% | 0.06% | -11.1% |
| USB | Buy | US BANCORPequities | $528,000 | -40.1% | 15,321 | +3.0% | 0.06% | -24.1% |
| CAT | Buy | CATERPILLAR INCequities | $521,000 | -18.7% | 4,492 | +3.5% | 0.06% | +1.6% |
| PFN | PIMCO INC STRAT FD IIequities | $522,000 | -28.4% | 68,800 | 0.0% | 0.06% | -10.1% | |
| HR | Sell | HEALTHCARE REALTY TRUST INCpfds, reits, | $502,000 | -17.2% | 17,975 | -1.1% | 0.06% | +5.3% |
| LLY | ELI LILLY & COequities | $483,000 | +5.5% | 3,482 | 0.0% | 0.06% | +32.6% | |
| APPLE INCconvertible/ | $484,000 | +2.8% | 445,000 | 0.0% | 0.06% | +26.7% | ||
| HON | Buy | HONEYWELL INTL INCequities | $458,000 | -4.6% | 3,425 | +26.3% | 0.05% | +20.0% |
| BACPRC | Buy | BANK OF AMERICA CORPpfds, reits, | $451,000 | +23.6% | 17,950 | +28.6% | 0.05% | +55.9% |
| 3M COconvertible/ | $435,000 | -0.5% | 345,000 | 0.0% | 0.05% | +26.8% | ||
| AMAT | Buy | APPLIED MATERIALS INCequities | $402,000 | -6.9% | 8,777 | +24.0% | 0.05% | +17.1% |
| IWN | ISHARES RUSSELL 2000 VALUEequities | $396,000 | -31.2% | 3,532 | 0.0% | 0.05% | -13.0% | |
| MO | Sell | ALTRIA GROUP INCequities | $388,000 | -27.5% | 10,037 | -6.4% | 0.05% | -9.8% |
| KYN | Buy | KAYNE ANDERSON MLP INVpfds, reits, | $389,000 | -60.4% | 107,036 | +51.6% | 0.05% | -50.5% |
| Sell | EXACT SCIENCES CORPconvertible/ | $389,000 | -26.9% | 460,000 | -2.1% | 0.05% | -8.0% | |
| SON | Sell | SONOCO PRODUCTS COequities | $381,000 | -26.4% | 8,210 | -2.1% | 0.04% | -8.2% |
| EAD | EVERGREEN INC ADVANTAGEequities | $367,000 | -24.3% | 57,573 | 0.0% | 0.04% | -4.3% | |
| Sell | CSX CORPconvertible/ | $363,000 | -1.9% | 340,000 | -2.9% | 0.04% | +22.9% | |
| NEEPRP | New | NEXTERA ENERGY PFDpfds, reits, | $356,000 | – | 8,075 | +100.0% | 0.04% | – |
| US Treasur Ntconvertible/ | $351,000 | 0.0% | 351,000 | 0.0% | 0.04% | +27.3% | ||
| KO | Buy | COCA-COLA COequities | $357,000 | -12.3% | 8,073 | +9.8% | 0.04% | +10.5% |
| Sell | NORTHROP GRUMMANconvertible/ | $327,000 | -3.3% | 320,000 | -1.5% | 0.04% | +21.9% | |
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $330,000 | -40.1% | 31,156 | 0.0% | 0.04% | -25.0% | |
| DOC | Buy | PHYSICIANS REALTY TRUSTpfds, reits, | $327,000 | -25.9% | 23,446 | +0.6% | 0.04% | -7.1% |
| WST | WEST PHARMA SVCS INCequities | $333,000 | +1.2% | 2,190 | 0.0% | 0.04% | +25.8% | |
| NVDA | Buy | NVIDIAequities | $333,000 | +39.9% | 1,263 | +24.7% | 0.04% | +77.3% |
| STWD | Buy | STARWOOD PPTY TRUSTpfds, reits, | $318,000 | -58.4% | 31,023 | +0.9% | 0.04% | -47.2% |
| ABT | Buy | ABBOTT LABSequities | $322,000 | -7.2% | 4,077 | +1.9% | 0.04% | +15.2% |
| NCV | Sell | ALLIANZGI CONV & INC FDequities | $322,000 | -37.5% | 86,215 | -3.7% | 0.04% | -22.4% |
| NYCBPRU | Sell | NEW YORK CMTY BANCORP PFDpfds, reits, | $321,000 | -21.5% | 7,770 | -3.7% | 0.04% | -2.6% |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $313,000 | -38.1% | 16,842 | +0.7% | 0.04% | -22.9% |
| NCZ | Sell | NICHOLAS APPLEGATE CONVequities | $313,000 | -37.6% | 94,060 | -4.0% | 0.04% | -21.3% |
| VUG | VANGUARD GWTH ETFequities | $313,000 | -14.0% | 2,000 | 0.0% | 0.04% | +8.8% | |
| US TREASU NTconvertible/ | $302,000 | 0.0% | 300,000 | 0.0% | 0.04% | +24.1% | ||
| NEE | Buy | NEXTERA ENERGY INCequities | $293,000 | +3.5% | 1,217 | +4.3% | 0.04% | +29.6% |
| AEPPL | New | AMERICAN ELE PFDpfds, reits, | $292,000 | – | 6,055 | +100.0% | 0.04% | – |
| LOWES CO INCconvertible/ | $290,000 | -3.0% | 235,000 | 0.0% | 0.03% | +21.4% | ||
| HIX | Sell | WESTERN ASSET HI INC FD II INCequities | $289,000 | -26.1% | 57,703 | -0.5% | 0.03% | -8.1% |
| MARRIOTT INTL INCconvertible/ | $271,000 | -11.1% | 300,000 | 0.0% | 0.03% | +10.3% | ||
| MDLZ | Sell | MONDELEZ INTL INCequities | $273,000 | -13.1% | 5,447 | -4.5% | 0.03% | +6.7% |
| CL | Buy | COLGATE PALMOLIVEequities | $271,000 | +0.7% | 4,079 | +4.5% | 0.03% | +28.0% |
| UGI | Sell | UGI CORPequities | $272,000 | -90.7% | 10,210 | -84.3% | 0.03% | -88.4% |
| PLD | Sell | PROLOGIS INCpfds, reits, | $273,000 | -10.2% | 3,403 | -0.3% | 0.03% | +10.3% |
| IPGP | Buy | IPG PHOTONICS CORPequities | $264,000 | -22.6% | 2,393 | +1.7% | 0.03% | -3.1% |
| ETN | Sell | EATON CORP PLCequities | $259,000 | -72.1% | 3,332 | -66.0% | 0.03% | -64.8% |
| ISRG | Buy | INTUITIVE SURGICALequities | $258,000 | +2050.0% | 521 | +2381.0% | 0.03% | +3000.0% |
| CIM | Buy | CHIMERA INVESTMENTequities | $249,000 | -54.1% | 27,400 | +3.8% | 0.03% | -41.2% |
| WFCPRQ | Buy | WELLS FARGO & CO PFDpfds, reits, | $250,000 | -8.8% | 10,263 | +2.6% | 0.03% | +15.4% |
| HYI | WESTERN ASSET HY DEF OPP FDequities | $234,000 | -21.2% | 19,000 | 0.0% | 0.03% | 0.0% | |
| EPD | ENTERPRISE PTNRSpfds, reits, | $235,000 | -49.2% | 16,440 | 0.0% | 0.03% | -36.4% | |
| CY | CYPRESS SEMICONDUCTORequities | $233,000 | 0.0% | 10,000 | 0.0% | 0.03% | +27.3% | |
| MMP | MAGELLAN MIDSTREAM PTNRSpfds, reits, | $239,000 | -42.0% | 6,554 | 0.0% | 0.03% | -28.2% | |
| MA | MASTERCARD INCequities | $227,000 | -19.2% | 940 | 0.0% | 0.03% | 0.0% | |
| DOV | Sell | DOVER CORPequities | $228,000 | -78.1% | 2,717 | -69.9% | 0.03% | -72.4% |
| UNH | Buy | UNITEDHEALTH GROUP INCequities | $223,000 | -14.2% | 894 | +1.1% | 0.03% | +4.0% |
| VTI | Sell | VANGUARD TOTAL STOCK MKTequities | $220,000 | -44.4% | 1,705 | -29.5% | 0.03% | -29.7% |
| O | Sell | REALTY INCOME CORPpfds, reits, | $213,000 | -32.8% | 4,275 | -0.6% | 0.02% | -16.7% |
| CRM | Buy | SALESFORCE.COM INCequities | $215,000 | -2.7% | 1,492 | +9.6% | 0.02% | +19.0% |
| VICI | Sell | VICI PROPERTIES INCpfds, reits, | $206,000 | -47.7% | 12,385 | -19.8% | 0.02% | -35.1% |
| IVV | ISHARES CORE S&P 500 ETFequities | $199,000 | -20.1% | 770 | 0.0% | 0.02% | 0.0% | |
| ABBV | Buy | ABBVIE INCequities | $200,000 | +7.0% | 2,626 | +24.1% | 0.02% | +33.3% |
| ET | Buy | ENERGY TRNFR EQUITY LPpfds, reits, | $198,000 | -63.4% | 42,962 | +1.9% | 0.02% | -54.9% |
| AEP | Buy | AMERICAN ELECTRIC POWER CO INCequities | $195,000 | -9.3% | 2,443 | +7.3% | 0.02% | +15.0% |
| QQQ | Sell | POWERSHARES QQQequities | $190,000 | -16.7% | 998 | -7.2% | 0.02% | +4.5% |
| TWO | Buy | TWO HARBORS INVESTpfds, reits, | $192,000 | -73.7% | 50,484 | +0.9% | 0.02% | -66.7% |
| CIGNA CORPconvertible/ | $191,000 | -1.0% | 187,000 | 0.0% | 0.02% | +27.8% | ||
| INVESCO UNIT TRUSTSunit trusts | $182,000 | +1.1% | 178 | 0.0% | 0.02% | +29.4% | ||
| NFJ | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $187,000 | -26.4% | 19,500 | 0.0% | 0.02% | -8.3% | |
| SOCORRO TX ISDconvertible/ | $184,000 | -1.1% | 175,000 | 0.0% | 0.02% | +22.2% | ||
| WASTE MGMT INCconvertible/ | $182,000 | 0.0% | 135,000 | 0.0% | 0.02% | +29.4% | ||
| HUM | HUMANA INCequities | $180,000 | -14.3% | 572 | 0.0% | 0.02% | +5.0% | |
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $173,000 | -6.0% | 14,328 | 0.0% | 0.02% | +23.5% | |
| ENDTF | Sell | CANOE EIT INCequities | $165,000 | -41.9% | 32,810 | -7.3% | 0.02% | -25.9% |
| VERIZON COMMUNICATIONS INCconvertible/ | $171,000 | +0.6% | 153,000 | 0.0% | 0.02% | +25.0% | ||
| WELLS FARGO & Cconvertible/ | $166,000 | -3.5% | 162,000 | 0.0% | 0.02% | +25.0% | ||
| DHY | CREDIT SUISSE HY BD FDequities | $165,000 | -26.7% | 90,000 | 0.0% | 0.02% | -4.8% | |
| METROPOLITAN STATEconvertible/ | $172,000 | 0.0% | 155,000 | 0.0% | 0.02% | +25.0% | ||
| CACI | CACI INTL INCequities | $169,000 | -15.5% | 800 | 0.0% | 0.02% | +5.3% | |
| ILPT | Sell | INDUSTRIAL LOGISTICSpfds, reits, | $158,000 | -28.2% | 8,995 | -8.2% | 0.02% | -9.5% |
| OHI | Sell | OMEGA HLTHCARE INVS INCpfds, reits, | $162,000 | -46.0% | 6,090 | -14.1% | 0.02% | -32.1% |
| WY | Buy | WEYERHAUSER COpfds, reits, | $156,000 | +30.0% | 9,178 | +130.1% | 0.02% | +63.6% |
| JPMORGAN CHASE & COconvertible/ | $148,000 | -1.3% | 140,000 | 0.0% | 0.02% | +28.6% | ||
| ARR | Sell | ARMOUR RES REITpfds, reits, | $151,000 | -53.3% | 17,090 | -5.4% | 0.02% | -41.9% |
| MICHIGAN BELL TEconvertible/ | $154,000 | -0.6% | 140,000 | 0.0% | 0.02% | +20.0% | ||
| IJH | Sell | ISHARES CORE S&P ETFequities | $153,000 | -44.0% | 1,064 | -19.7% | 0.02% | -30.8% |
| NAD | NUVEEN DIV ADV MUNI FDequities | $149,000 | -6.3% | 10,860 | 0.0% | 0.02% | +20.0% | |
| FDX | FEDEX CORPequities | $152,000 | -20.0% | 1,254 | 0.0% | 0.02% | 0.0% | |
| XILINX, INC.convertible/ | $149,000 | -2.0% | 150,000 | 0.0% | 0.02% | +28.6% | ||
| BP | Sell | BP PLC ADRequities | $142,000 | -53.3% | 5,835 | -27.6% | 0.02% | -41.4% |
| GSY | Sell | INVESCO ULTRA SHORT DURATION ETFequities | $142,000 | -89.8% | 2,870 | -89.6% | 0.02% | -87.0% |
| DEA | Buy | EASTERLY GOVT PPTYSpfds, reits, | $147,000 | +27.8% | 5,950 | +22.7% | 0.02% | +54.5% |
| WEC | WEC ENERGY GRP INCequities | $145,000 | -4.0% | 1,641 | 0.0% | 0.02% | +21.4% | |
| DUK | Sell | DUKE ENERGY CORPequities | $140,000 | -23.9% | 1,726 | -14.6% | 0.02% | 0.0% |
| INVESCO ADV MUNI INC TRUST IIequities | $140,000 | -7.9% | 13,603 | 0.0% | 0.02% | +21.4% | ||
| UTX | Sell | UNITED TECH CORPequities | $131,000 | -46.5% | 1,390 | -15.0% | 0.02% | -30.4% |
| INTU | INTUITequities | $138,000 | -12.1% | 600 | 0.0% | 0.02% | +6.7% | |
| NJ ST TRANS TRconvertible/ | $134,000 | +1.5% | 100,000 | 0.0% | 0.02% | +33.3% | ||
| BAX | Sell | BAXTER INTLequities | $139,000 | -15.8% | 1,716 | -12.8% | 0.02% | 0.0% |
| WPM | Sell | WHEATON PRECIOUS METALS CORPequities | $132,000 | -11.4% | 4,805 | -4.0% | 0.02% | +14.3% |
| SO | Buy | SOUTHERN COequities | $131,000 | +7.4% | 2,422 | +26.0% | 0.02% | +33.3% |
| GILD | Sell | GILEAD SCIENCES INCequities | $131,000 | +9.2% | 1,749 | -5.5% | 0.02% | +45.5% |
| SVC | Sell | SERVICE PROPERTIES TRUSTpfds, reits, | $134,000 | -98.3% | 24,855 | -92.3% | 0.02% | -97.8% |
| CELGENE CORPconvertible/ | $129,000 | 0.0% | 125,000 | 0.0% | 0.02% | +25.0% | ||
| EL | ESTEE LAUDER COS INC Aequities | $127,000 | -23.0% | 800 | 0.0% | 0.02% | -6.2% | |
| IWF | ISHARES RUSSELL 1000 GWTH ETFequities | $124,000 | -14.5% | 826 | 0.0% | 0.02% | +7.1% | |
| MIC | Sell | MACQUARIE INFRASTRUCTUREpfds, reits, | $125,000 | -64.5% | 4,960 | -39.6% | 0.02% | -54.5% |
| CMCSA | Buy | COMCAST CORP Aequities | $129,000 | +38.7% | 3,746 | +80.6% | 0.02% | +66.7% |
| HEWLETT-PACKARD COconvertible/ | $124,000 | -3.9% | 125,000 | 0.0% | 0.02% | +25.0% | ||
| BLACKROCK MUNIYIELD INSDequities | $128,000 | -5.2% | 10,000 | 0.0% | 0.02% | +15.4% | ||
| MPLX | Buy | MPLX LPpfds, reits, | $127,000 | -38.0% | 10,911 | +35.2% | 0.02% | -21.1% |
| BIIB | BIOGEN IDEC INCequities | $123,000 | +7.0% | 389 | 0.0% | 0.02% | +36.4% | |
| PMO | PUTNAM MUNICIPAL OPPTUNequities | $119,000 | -9.8% | 10,000 | 0.0% | 0.01% | +16.7% | |
| SPPI | New | SPECTRUM PHARMA INCequities | $117,000 | – | 50,000 | +100.0% | 0.01% | – |
| VOO | Sell | VANGUARD S&P 500equities | $122,000 | -55.6% | 516 | -44.5% | 0.01% | -46.2% |
| AZO | AUTOZONE INCequities | $118,000 | -29.3% | 140 | 0.0% | 0.01% | -12.5% | |
| FRISCO TX ISDconvertible/ | $116,000 | -0.9% | 110,000 | 0.0% | 0.01% | +27.3% | ||
| WASTE MGMT INCconvertible/ | $114,000 | -5.8% | 115,000 | 0.0% | 0.01% | +27.3% | ||
| WYETH LLCconvertible/ | $120,000 | -0.8% | 105,000 | 0.0% | 0.01% | +27.3% | ||
| ARE | Sell | ALEXANDRIA REAL EST REITpfds, reits, | $116,000 | -31.4% | 847 | -19.2% | 0.01% | -12.5% |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $119,000 | -8.5% | 1,241 | +0.6% | 0.01% | +16.7% |
| ARAPAHOE CNTY SD #6convertible/ | $121,000 | -0.8% | 100,000 | 0.0% | 0.01% | +16.7% | ||
| RDSB | Buy | ROYAL DUTCH SHELL PLCpfds, reits, | $122,000 | +408.3% | 3,733 | +826.3% | 0.01% | +600.0% |
| Ca Incconvertible/ | $115,000 | 0.0% | 110,000 | 0.0% | 0.01% | +27.3% | ||
| LOW | Buy | LOWE'S COS INCequities | $112,000 | -25.3% | 1,299 | +3.9% | 0.01% | -7.1% |
| DOW | Buy | DOW CHEMICAL COequities | $112,000 | -43.7% | 3,840 | +5.5% | 0.01% | -31.6% |
| DLR | DIGITAL REALTY TRUSTpfds, reits, | $111,000 | +16.8% | 797 | 0.0% | 0.01% | +44.4% | |
| DENVER CO C&C Sconvertible/ | $109,000 | +1.9% | 100,000 | 0.0% | 0.01% | +30.0% | ||
| DENVER CO C&C SD #1convertible/ | $106,000 | -0.9% | 100,000 | 0.0% | 0.01% | +30.0% | ||
| TEXTRON INCORPORAconvertible/ | $112,000 | -4.3% | 110,000 | 0.0% | 0.01% | +18.2% | ||
| MYD | BLACKROCK MUNIYIELD CFequities | $113,000 | -13.7% | 8,872 | 0.0% | 0.01% | +8.3% | |
| BAC | Buy | BANK OF AMERICA CORPequities | $106,000 | -26.9% | 4,978 | +21.1% | 0.01% | -7.1% |
| VERIZON COMMUNICconvertible/ | $107,000 | -0.9% | 100,000 | 0.0% | 0.01% | +30.0% | ||
| FT LEWIS CLG BD COconvertible/ | $113,000 | 0.0% | 100,000 | 0.0% | 0.01% | +18.2% | ||
| GENERAL MOTORS FIconvertible/ | $106,000 | -7.0% | 113,000 | 0.0% | 0.01% | +18.2% | ||
| VOE | VANGUARD MC VAL INDX ETFequities | $110,000 | -31.7% | 1,354 | 0.0% | 0.01% | -13.3% | |
| COMPUTER SCIENCEconvertible/ | $110,000 | 0.0% | 105,000 | 0.0% | 0.01% | +30.0% | ||
| SCHW | CHARLES SCHWAB CORPequities | $107,000 | -29.6% | 3,187 | 0.0% | 0.01% | -7.1% | |
| ADAMS & WELD CO SD#27convertible/ | $112,000 | -0.9% | 100,000 | 0.0% | 0.01% | +18.2% | ||
| IVW | ISHARES CORE S&P 500 ETFequities | $110,000 | -14.7% | 666 | 0.0% | 0.01% | +8.3% | |
| IWD | ISHARES RUSSELL 1000 VALequities | $107,000 | -27.2% | 1,075 | 0.0% | 0.01% | -7.1% | |
| WILLOW TRACE MET COconvertible/ | $111,000 | -0.9% | 100,000 | 0.0% | 0.01% | +18.2% | ||
| TIFFANY & CO.convertible/ | $105,000 | 0.0% | 100,000 | 0.0% | 0.01% | +20.0% | ||
| FORTUNE BRANDS HOMEconvertible/ | $100,000 | 0.0% | 100,000 | 0.0% | 0.01% | +33.3% | ||
| THE HOME DEPOT, Iconvertible/ | $102,000 | -1.0% | 100,000 | 0.0% | 0.01% | +20.0% | ||
| YUM | YUM! BRANDS INCequities | $103,000 | -31.8% | 1,500 | 0.0% | 0.01% | -14.3% | |
| AMERICAN TOBACCOconvertible/ | $100,000 | -2.0% | 100,000 | 0.0% | 0.01% | +20.0% | ||
| CROWN CASTLE INTconvertible/ | $98,000 | -2.0% | 100,000 | 0.0% | 0.01% | +33.3% | ||
| BANK OF AMERICA CORconvertible/ | $103,000 | -1.0% | 100,000 | 0.0% | 0.01% | +20.0% | ||
| SHV | Buy | ISHARES SHORT TREASURYequities | $101,000 | +260.7% | 905 | +254.9% | 0.01% | +300.0% |
| Tyson Foods, Inc.convertible/ | $103,000 | -1.9% | 100,000 | 0.0% | 0.01% | +20.0% | ||
| WAUKEE IAconvertible/ | $104,000 | 0.0% | 100,000 | 0.0% | 0.01% | +20.0% | ||
| THE JOHN HOPKIconvertible/ | $105,000 | +2.9% | 100,000 | 0.0% | 0.01% | +20.0% | ||
| EXPI | Sell | EXP WORLD HOLDINGS INCequities | $98,000 | -31.5% | 11,603 | -7.8% | 0.01% | -14.3% |
| EBAY INC.convertible/ | $99,000 | -2.0% | 100,000 | 0.0% | 0.01% | +20.0% | ||
| HYD | VANECK VECTORS HY MUNI INDEX ETFequities | $105,000 | -18.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| PML | PIMCO MUNI INC FD IIequities | $105,000 | -20.5% | 8,321 | 0.0% | 0.01% | 0.0% | |
| GE | Sell | GENERAL ELECTRIC COequities | $99,000 | -34.4% | 12,417 | -8.1% | 0.01% | -14.3% |
| CCI | Buy | CROWN CASTLE INTL CORPpfds, reits, | $93,000 | +34.8% | 642 | +32.1% | 0.01% | +57.1% |
| BDX | Buy | BECTON DICKINSON & COequities | $96,000 | -1.0% | 416 | +17.2% | 0.01% | +22.2% |
| STZ | CONSTELLATION BRANDS INCequities | $90,000 | -25.0% | 630 | 0.0% | 0.01% | 0.0% | |
| SCHB | SCHWAB US BROAD MKT ETFequities | $97,000 | -21.8% | 1,612 | 0.0% | 0.01% | -8.3% | |
| D | DOMINION RESOURCES INCequities | $94,000 | -13.0% | 1,304 | 0.0% | 0.01% | +10.0% | |
| FXF | CURRENCYSHARES SWISS FRANC ETFequities | $95,000 | 0.0% | 1,000 | 0.0% | 0.01% | +22.2% | |
| AMERICAN TOWER COconvertible/ | $95,000 | 0.0% | 95,000 | 0.0% | 0.01% | +22.2% | ||
| DEO | Sell | DIAGEO PLCequities | $97,000 | -30.7% | 762 | -8.1% | 0.01% | -15.4% |
| BTI | BRIT AMER TOBACCOequities | $90,000 | -19.6% | 2,630 | 0.0% | 0.01% | 0.0% | |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INCequities | $94,000 | -18.3% | 2,058 | +5.1% | 0.01% | 0.0% |
| TOLL BROTHERS INCconvertible/ | $96,000 | -12.7% | 100,000 | 0.0% | 0.01% | +10.0% | ||
| STONEGATE VLG Mconvertible/ | $94,000 | +1.1% | 90,000 | 0.0% | 0.01% | +22.2% | ||
| NLY | Sell | ANNALY CAPITAL MGMTpfds, reits, | $85,000 | -55.5% | 16,774 | -17.3% | 0.01% | -44.4% |
| SYK | STRYKER CORPequities | $86,000 | -20.4% | 514 | 0.0% | 0.01% | 0.0% | |
| MCO | MOODYSequities | $85,000 | -10.5% | 400 | 0.0% | 0.01% | +11.1% | |
| AMERICAN EXPRESSconvertible/ | $85,000 | -1.2% | 85,000 | 0.0% | 0.01% | +25.0% | ||
| INVESCO S&P SMALLCAPequities | $81,000 | -19.8% | 781 | 0.0% | 0.01% | 0.0% | ||
| PSAPRC | PUBLIC STORA PFDpfds, reits, | $84,000 | -6.7% | 3,490 | 0.0% | 0.01% | +11.1% | |
| NVS | Buy | NOVARTIS AGequities | $83,000 | +16.9% | 1,006 | +33.4% | 0.01% | +42.9% |
| GS | GOLDMAN SACHS GROUP INCequities | $81,000 | -32.5% | 522 | 0.0% | 0.01% | -9.1% | |
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $85,000 | -52.2% | 8,000 | 0.0% | 0.01% | -41.2% | |
| AMERICAN TOWER CORPconvertible/ | $85,000 | -2.3% | 85,000 | 0.0% | 0.01% | +25.0% | ||
| KIMBERLY-CLARK CORPconvertible/ | $81,000 | +8.0% | 60,000 | 0.0% | 0.01% | +42.9% | ||
| GUNNISON ETC CO SDconvertible/ | $87,000 | -1.1% | 75,000 | 0.0% | 0.01% | +25.0% | ||
| EQAL | POWERSHARES RUSSELL 1000equities | $86,000 | -28.9% | 3,551 | 0.0% | 0.01% | -9.1% | |
| CAH | CARDINAL HEALTH INCequities | $80,000 | -5.9% | 1,673 | 0.0% | 0.01% | +12.5% | |
| LKNCY | Buy | LUCKIN COFFEE INCequities | $80,000 | +56.9% | 2,950 | +127.8% | 0.01% | +80.0% |
| PSAPRVCL | PUBLIC STORAGEpfds, reits, | $75,000 | -3.8% | 3,092 | 0.0% | 0.01% | +28.6% | |
| PRU | PRUDENTIAL FINLequities | $73,000 | -44.3% | 1,393 | 0.0% | 0.01% | -25.0% | |
| MCKESSON CORPconvertible/ | $77,000 | 0.0% | 75,000 | 0.0% | 0.01% | +28.6% | ||
| ATO | ATMOS ENERGY CORPequities | $74,000 | -10.8% | 745 | 0.0% | 0.01% | +12.5% | |
| MORGAN STANLEYconvertible/ | $75,000 | -1.3% | 71,000 | 0.0% | 0.01% | +28.6% | ||
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $75,000 | -69.0% | 15,000 | 0.0% | 0.01% | -60.9% | |
| BCE | Buy | BCE INCequities | $78,000 | +16.4% | 1,910 | +31.7% | 0.01% | +50.0% |
| AGN | ALLERGAN INCequities | $79,000 | -7.1% | 447 | 0.0% | 0.01% | +12.5% | |
| C | Sell | CITIGROUP INCequities | $73,000 | -48.2% | 1,743 | -1.5% | 0.01% | -30.8% |
| ED | CONSOLIDATED EDISON INCequities | $72,000 | -14.3% | 929 | 0.0% | 0.01% | +12.5% | |
| TYSON FOODS INCconvertible/ | $73,000 | 0.0% | 68,000 | 0.0% | 0.01% | +28.6% | ||
| DOVER CORPconvertible/ | $73,000 | 0.0% | 70,000 | 0.0% | 0.01% | +28.6% | ||
| Tc Pipelines, Lpconvertible/ | $79,000 | -3.7% | 80,000 | 0.0% | 0.01% | +12.5% | ||
| Sell | THE GOLDMAN SACHS GROUPconvertible/ | $73,000 | -18.9% | 70,000 | -17.6% | 0.01% | 0.0% | |
| ADI | Buy | ANALOG DEVICES INCequities | $79,000 | -12.2% | 885 | +17.4% | 0.01% | 0.0% |
| SLB | Buy | SCHLUMBERGER LTDequities | $74,000 | -64.4% | 5,473 | +5.8% | 0.01% | -55.0% |
| PEAK | Sell | HEALTHPEAK PROPERTIES INCpfds, reits, | $79,000 | -34.7% | 3,300 | -5.7% | 0.01% | -18.2% |
| INTERPUBLIC GRP COSconvertible/ | $76,000 | -2.6% | 75,000 | 0.0% | 0.01% | +28.6% | ||
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $79,000 | -79.5% | 23,115 | 0.0% | 0.01% | -75.0% | |
| IAU | Buy | ISHARES TR COMEX GOLDequities | $79,000 | +3.9% | 5,235 | +0.1% | 0.01% | +28.6% |
| JPST | New | Jpmorgan Ultra Shortequities | $74,000 | – | 1,485 | +100.0% | 0.01% | – |
| PSAPRW | PUBLIC STORAGE PDpfds, reits, | $77,000 | -6.1% | 3,250 | 0.0% | 0.01% | +12.5% | |
| AMERICAN INTL Gconvertible/ | $67,000 | -4.3% | 65,000 | 0.0% | 0.01% | +14.3% | ||
| DON | WISDOMTREE MC DIV ETFequities | $65,000 | -36.3% | 2,692 | 0.0% | 0.01% | -20.0% | |
| Chevron Corpconvertible/ | $65,000 | +1.6% | 62,000 | 0.0% | 0.01% | +33.3% | ||
| ENERGY TRANSFER Pconvertible/ | $67,000 | -13.0% | 75,000 | 0.0% | 0.01% | +14.3% | ||
| YUMC | YUM CHINA HOLDINGS INCequities | $70,000 | -11.4% | 1,652 | 0.0% | 0.01% | +14.3% | |
| SALT VERDE AZ FCconvertible/ | $70,000 | -9.1% | 60,000 | 0.0% | 0.01% | +14.3% | ||
| EDWARDS LIFESCIENCES CPequities | $68,000 | -19.0% | 360 | 0.0% | 0.01% | 0.0% | ||
| XLF | Sell | FINANCIAL SELECT SECTOR SPDR FDequities | $67,000 | -43.2% | 3,225 | -15.6% | 0.01% | -27.3% |
| EIX | EDISON INTERNATIONALequities | $65,000 | -27.8% | 1,189 | 0.0% | 0.01% | -11.1% | |
| ECOLAB INCconvertible/ | $71,000 | -1.4% | 69,000 | 0.0% | 0.01% | +14.3% | ||
| TJX | Buy | TJX COS INCequities | $66,000 | -8.3% | 1,376 | +15.9% | 0.01% | +14.3% |
| AMERICAN TOWER CORPconvertible/ | $69,000 | -4.2% | 65,000 | 0.0% | 0.01% | +14.3% | ||
| RAYTHEON COconvertible/ | $64,000 | -1.5% | 50,000 | 0.0% | 0.01% | +33.3% | ||
| MOGA | Buy | MOOG INC CL Aequities | $68,000 | +100.0% | 1,350 | +237.5% | 0.01% | +166.7% |
| BANK OF AMERICAconvertible/ | $71,000 | -1.4% | 67,000 | 0.0% | 0.01% | +14.3% | ||
| CBRL | New | CRACKER BARREL OLD CTY STOREequities | $64,000 | – | 770 | +100.0% | 0.01% | – |
| ENB | Buy | ENBRIDGE INCequities | $67,000 | -10.7% | 2,309 | +22.6% | 0.01% | +14.3% |
| AVNS | New | AVANOS MEDICAL INCequities | $67,000 | – | 2,500 | +100.0% | 0.01% | – |
| WILLIAM PARTNERS Lconvertible/ | $68,000 | -11.7% | 75,000 | 0.0% | 0.01% | +14.3% | ||
| Wells Fargo & Cconvertible/ | $71,000 | 0.0% | 70,000 | 0.0% | 0.01% | +14.3% | ||
| LRCX | Buy | LAM RESEARCH CORPORATIONequities | $70,000 | +159.3% | 292 | +217.4% | 0.01% | +166.7% |
| INVH | INVITATION HOMES INCequities | $69,000 | -28.9% | 3,228 | 0.0% | 0.01% | -11.1% | |
| KHC | Buy | KRAFT HEINZ COequities | $60,000 | -14.3% | 2,415 | +10.8% | 0.01% | 0.0% |
| PH | Buy | PARKER-HANNIFIN CORPequities | $58,000 | -34.1% | 449 | +5.4% | 0.01% | -12.5% |
| DES | WISDOMTREE SC ETFequities | $58,000 | -37.0% | 3,215 | 0.0% | 0.01% | -22.2% | |
| ADSK | AUTODESK INCequities | $59,000 | -14.5% | 378 | 0.0% | 0.01% | 0.0% | |
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $59,000 | -14.5% | 269 | 0.0% | 0.01% | 0.0% | |
| CITIGROUP INCconvertible/ | $61,000 | -3.2% | 60,000 | 0.0% | 0.01% | +16.7% | ||
| VGK | VANGUARD FTSE EUROPEequities | $61,000 | -26.5% | 1,412 | 0.0% | 0.01% | -12.5% | |
| PENNSYLVANIAconvertible/ | $58,000 | 0.0% | 50,000 | 0.0% | 0.01% | +40.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $59,000 | 0.0% | 50,000 | 0.0% | 0.01% | +16.7% | ||
| BANK NEW YORK MEL VAR 23convertible/ | $56,000 | 0.0% | 55,000 | 0.0% | 0.01% | +40.0% | ||
| EXAS | Sell | EXACT SCIENCES CORPequities | $55,000 | -40.2% | 950 | -4.0% | 0.01% | -22.2% |
| CITIGROUP INC.convertible/ | $63,000 | 0.0% | 63,000 | 0.0% | 0.01% | +16.7% | ||
| FIRSTMERIT CORPconvertible/ | $55,000 | -5.2% | 55,000 | 0.0% | 0.01% | +40.0% | ||
| AMERICAN EXPRESSconvertible/ | $63,000 | 0.0% | 60,000 | 0.0% | 0.01% | +16.7% | ||
| VFH | VANGUARD FINANCIALSequities | $56,000 | -33.3% | 1,100 | 0.0% | 0.01% | -12.5% | |
| OCCIDENTAL PETRconvertible/ | $55,000 | -27.6% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $57,000 | 0.0% | 55,000 | 0.0% | 0.01% | +40.0% | ||
| MORGAN STANLEYconvertible/ | $57,000 | -1.7% | 55,000 | 0.0% | 0.01% | +40.0% | ||
| CELGENE CORPconvertible/ | $59,000 | 0.0% | 55,000 | 0.0% | 0.01% | +16.7% | ||
| SPIB | Buy | SPDR BARCLY INTERMEDIATEequities | $60,000 | +36.4% | 1,757 | +42.5% | 0.01% | +75.0% |
| SONY CORP (ADR)equities | $59,000 | -11.9% | 991 | 0.0% | 0.01% | +16.7% | ||
| DOCU | DOCUSIGN INCequities | $60,000 | +25.0% | 645 | 0.0% | 0.01% | +40.0% | |
| WU | WESTERN UNION COMPANYequities | $63,000 | -31.5% | 3,448 | 0.0% | 0.01% | -22.2% | |
| JOHNSON CONTROconvertible/ | $58,000 | +1.8% | 55,000 | 0.0% | 0.01% | +40.0% | ||
| BB&T CORPconvertible/ | $60,000 | -3.2% | 60,000 | 0.0% | 0.01% | +16.7% | ||
| AT&T INCconvertible/ | $62,000 | -1.6% | 60,000 | 0.0% | 0.01% | +16.7% | ||
| MKC | MCCORMICK & CO INCequities | $58,000 | -17.1% | 410 | 0.0% | 0.01% | 0.0% | |
| AMT | Sell | AMERICAN TOWER CORPequities | $55,000 | -40.9% | 253 | -37.2% | 0.01% | -22.2% |
| NOC | NORTHROP GRUNMAN COequities | $61,000 | -11.6% | 202 | 0.0% | 0.01% | 0.0% | |
| HEWLETT PACKARD STEP 22convertible/ | $56,000 | -3.4% | 55,000 | 0.0% | 0.01% | +40.0% | ||
| OHIO STconvertible/ | $55,000 | 0.0% | 50,000 | 0.0% | 0.01% | +40.0% | ||
| PFIZER INCconvertible/ | $57,000 | 0.0% | 55,000 | 0.0% | 0.01% | +40.0% | ||
| NSRGY | NESTLE SAequities | $58,000 | -4.9% | 560 | 0.0% | 0.01% | +16.7% | |
| EFA | Sell | ISHARES TR MSCIE EAFE FDequities | $60,000 | -27.7% | 1,126 | -5.7% | 0.01% | -12.5% |
| AMERICAN EXPRESSconvertible/ | $56,000 | 0.0% | 55,000 | 0.0% | 0.01% | +40.0% | ||
| MC DONALDS CORPconvertible/ | $60,000 | -4.8% | 60,000 | 0.0% | 0.01% | +16.7% | ||
| HARRIS CNTY TX METconvertible/ | $58,000 | -1.7% | 50,000 | 0.0% | 0.01% | +16.7% | ||
| CTXS | CITRIX SYSTEMS INCequities | $59,000 | +28.3% | 413 | 0.0% | 0.01% | +75.0% | |
| ROCKWELL COLLINSconvertible/ | $62,000 | -1.6% | 60,000 | 0.0% | 0.01% | +16.7% | ||
| SALT VERDE AZ FCconvertible/ | $59,000 | -6.3% | 50,000 | 0.0% | 0.01% | +16.7% | ||
| IWO | ISHARES TR RUSSELLequities | $56,000 | -26.3% | 353 | 0.0% | 0.01% | 0.0% | |
| WDC | WESTERN DIGITALequities | $58,000 | -34.1% | 1,383 | 0.0% | 0.01% | -12.5% | |
| SALT VERDE AZ FCconvertible/ | $56,000 | -3.4% | 50,000 | 0.0% | 0.01% | +40.0% | ||
| RDSA | ROYAL DUTCH SHELL PLCequities | $60,000 | -40.6% | 1,714 | 0.0% | 0.01% | -30.0% | |
| METLIFEconvertible/ | $56,000 | -1.8% | 53,000 | 0.0% | 0.01% | +40.0% | ||
| TOLL BROTHERS Fconvertible/ | $62,000 | -12.7% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| CORNING INCconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| HSBCPRA | New | HSBC HLDG PLC Aequities | $50,000 | – | 2,000 | +100.0% | 0.01% | – |
| AMPHENOL CORPconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| BANK OF AMERICAconvertible/ | $48,000 | 0.0% | 45,000 | 0.0% | 0.01% | +20.0% | ||
| EXPRESS SCRIPTS HOLDINGS COconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| OKE | ONEOK INCequities | $47,000 | -71.3% | 2,173 | 0.0% | 0.01% | -62.5% | |
| O'REILLY AUTOMOconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| BANK OF AMERICAconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| DOWDUPONT INC.convertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| TSM | Sell | TAIWAN SEMI MANU CO LTDequities | $47,000 | -25.4% | 979 | -9.3% | 0.01% | 0.0% |
| SYMANTEC CORPconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| VEA | Sell | VANGUARD MSCI EAFE ETFequities | $50,000 | -77.9% | 1,493 | -70.9% | 0.01% | -71.4% |
| CSX CORPconvertible/ | $52,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| AUTOZONE, INC.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| Ingersoll-Randconvertible/ | $52,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| COMCAST CORPconvertible/ | $48,000 | +2.1% | 45,000 | 0.0% | 0.01% | +50.0% | ||
| MORGAN STANLEYconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| DD | Buy | DUPONT DE NEMOURS INCequities | $51,000 | -44.0% | 1,491 | +4.7% | 0.01% | -33.3% |
| WELLS FARGO & COconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| WELLS FARGO & COconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| HPQ | Sell | HP INCequities | $48,000 | -21.3% | 2,790 | -6.7% | 0.01% | 0.0% |
| AT&T INC.convertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| AMERIPRISE FINANCIAL INCequities | $52,000 | -38.8% | 512 | 0.0% | 0.01% | -25.0% | ||
| GOLDMAN SACHS GRconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| THE BANK OF NEW YORconvertible/ | $54,000 | -3.6% | 55,000 | 0.0% | 0.01% | +20.0% | ||
| HP INC.convertible/ | $48,000 | -5.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| AT&T INC.convertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| WELLS FARGO & COconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| DVY | ISHARESTRUST DOW JONESequities | $48,000 | -30.4% | 651 | 0.0% | 0.01% | -14.3% | |
| ARI | Buy | APOLLO COMM REAL ESTATE FINANCE INCpfds, reits, | $52,000 | -57.7% | 7,000 | +4.5% | 0.01% | -50.0% |
| EOG RESOURCES, INconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| DHS | WISDOMTREE US HIGHequities | $48,000 | -26.2% | 850 | 0.0% | 0.01% | 0.0% | |
| MICROSOFT CORPconvertible/ | $47,000 | +2.2% | 45,000 | 0.0% | 0.01% | +50.0% | ||
| WOODMOOR CO W/Sconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| EATON VANCE CORconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| PAGS | Buy | PAGSEGURO DIGITALequities | $54,000 | +107.7% | 2,775 | +258.1% | 0.01% | +200.0% |
| PZZA | PAPA JOHNS INTL INCequities | $53,000 | -15.9% | 1,000 | 0.0% | 0.01% | 0.0% | |
| ROP | Roper Technologiesequities | $47,000 | -11.3% | 150 | 0.0% | 0.01% | +20.0% | |
| ASTRAZENECA PLconvertible/ | $52,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| UNION PACIFIC CORPconvertible/ | $53,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| UDOW | New | Proshares Ultrapro Dowequities | $51,000 | – | 1,215 | +100.0% | 0.01% | – |
| ASPEN INSURANCEconvertible/ | $50,000 | -7.4% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| JPMORGAN CHASE & COconvertible/ | $48,000 | -2.0% | 47,000 | 0.0% | 0.01% | +20.0% | ||
| JOHN DEERE CAPITAconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| JEFFERIES GROUPconvertible/ | $50,000 | -5.7% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| JCI | Buy | JOHNSON CONTROLS INCequities | $53,000 | +35.9% | 1,955 | +104.7% | 0.01% | +50.0% |
| JOHNSON CONTROLSconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| ACTIVISION BLIZZAconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| DAVENPORT IOconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| PACKAGING CORP Oconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| WESTLAKE CHEMICALconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| SOUTHERN NATURALconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| CONAGRA BRANDS,convertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| WHIRLPOOL CORPconvertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| DOVER CORPconvertible/ | $51,000 | 0.0% | 40,000 | 0.0% | 0.01% | +20.0% | ||
| SOUTHWEST GAS Hconvertible/ | $54,000 | -1.8% | 53,000 | 0.0% | 0.01% | +20.0% | ||
| MARKEL CORPconvertible/ | $52,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| HSBC USA INC.convertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| MQY | BLACKROCK MUNIYIELD QUALITYequities | $54,000 | -3.6% | 3,700 | 0.0% | 0.01% | +20.0% | |
| NORFOLK SOUTHERN CORPconvertible/ | $50,000 | -5.7% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| PSEG POWER LLCconvertible/ | $52,000 | -1.9% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| THERMO FISHER SCconvertible/ | $52,000 | -3.7% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| BLL | BALL CORPequities | $52,000 | 0.0% | 800 | 0.0% | 0.01% | +20.0% | |
| CHI | CALAMOS CONV OPP & INC FDequities | $49,000 | -23.4% | 5,829 | 0.0% | 0.01% | 0.0% | |
| PYPL | Sell | PAYPAL HOLDINGS INCequities | $51,000 | -32.0% | 529 | -23.2% | 0.01% | -14.3% |
| At&T Inc.convertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| MARATHON PETROLconvertible/ | $48,000 | -7.7% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| EVERGY, INC.convertible/ | $49,000 | -2.0% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| HSBC HOLDINGSconvertible/ | $51,000 | -3.8% | 50,000 | 0.0% | 0.01% | +20.0% | ||
| TECK | Buy | TECK RESOURCES LTDequities | $42,000 | -55.3% | 5,512 | +1.8% | 0.01% | -44.4% |
| UPS | Buy | UNITED PARCEL SERVICE INCequities | $43,000 | +16.2% | 458 | +43.6% | 0.01% | +66.7% |
| MORGAN STANLEYconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.01% | +25.0% | ||
| ORI | New | OLD REPUBLIC INTL CORPequities | $39,000 | – | 2,585 | +100.0% | 0.01% | – |
| BECTON, DICKINSconvertible/ | $40,000 | 0.0% | 40,000 | 0.0% | 0.01% | +25.0% | ||
| PRUDENTIAL FINLconvertible/ | $45,000 | -2.2% | 45,000 | 0.0% | 0.01% | +25.0% | ||
| IP | Sell | INTL PAPER COequities | $44,000 | -56.9% | 1,412 | -36.2% | 0.01% | -50.0% |
| CTVA | Buy | CORTEVA INCequities | $39,000 | -18.8% | 1,676 | +3.1% | 0.01% | 0.0% |
| VIACOM INCconvertible/ | $46,000 | -4.2% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| KEY | Buy | KEYCORP INCequities | $41,000 | -12.8% | 3,928 | +70.5% | 0.01% | +25.0% |
| BE | Sell | BLOOM ENERGY CORPequities | $41,000 | -38.8% | 7,892 | -11.7% | 0.01% | -16.7% |
| FXH | FIRST TRUST HC ALPHADEX ETFequities | $40,000 | -11.1% | 540 | 0.0% | 0.01% | +25.0% | |
| VRTX | Buy | VERTEX PHARMA INCequities | $44,000 | +12.8% | 184 | +2.8% | 0.01% | +25.0% |
| SCHE | Buy | SCHWAB EMER MKT EQ ETFequities | $39,000 | +550.0% | 1,907 | +816.8% | 0.01% | +400.0% |
| MSI | MOTOROLA SOLUTIONS INCequities | $41,000 | -18.0% | 310 | 0.0% | 0.01% | 0.0% | |
| WMB | Buy | WILLIAMS COS INCequities | $39,000 | +333.3% | 2,742 | +606.7% | 0.01% | +400.0% |
| INTEL CORPconvertible/ | $46,000 | 0.0% | 45,000 | 0.0% | 0.01% | +25.0% | ||
| CAPL | Sell | CROSSAMERICA LPpfds, reits, | $39,000 | -74.3% | 4,900 | -41.7% | 0.01% | -64.3% |
| ZEN | ZENDESK INCequities | $38,000 | -17.4% | 600 | 0.0% | 0.01% | +25.0% | |
| CENTURYLINK, INconvertible/ | $45,000 | 0.0% | 45,000 | 0.0% | 0.01% | +25.0% | ||
| SALT VERDE AZ FCconvertible/ | $38,000 | -5.0% | 35,000 | 0.0% | 0.01% | +25.0% | ||
| EXEL | EXELIXIS INCequities | $42,000 | -2.3% | 2,420 | 0.0% | 0.01% | +25.0% | |
| ANET | Buy | ARISTA NETWORKS INCequities | $44,000 | +7.3% | 215 | +7.5% | 0.01% | +25.0% |
| ITW | Sell | ILLINOIS TOOL WORKSequities | $38,000 | -22.4% | 266 | -2.6% | 0.01% | 0.0% |
| LHX | Sell | L3harris Technologies Inequities | $44,000 | -12.0% | 244 | -3.2% | 0.01% | 0.0% |
| LH | LAB CORP OF AMER HLDGequities | $40,000 | -25.9% | 317 | 0.0% | 0.01% | 0.0% | |
| SLV | Sell | ISHARES SILVER TRUSTequities | $40,000 | -41.2% | 3,100 | -24.4% | 0.01% | -16.7% |
| FORD MOTOR COconvertible/ | $39,000 | -7.1% | 40,000 | 0.0% | 0.01% | +25.0% | ||
| MBB | Sell | ISHARES MBS ETFequities | $46,000 | -44.6% | 417 | -45.6% | 0.01% | -37.5% |
| SNY | SANOFIequities | $44,000 | -12.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $46,000 | -25.8% | 6,035 | 0.0% | 0.01% | -16.7% | |
| WFCPRR | Buy | WELLS FARGO & CO PFDpfds, reits, | $44,000 | +1366.7% | 1,673 | +1354.8% | 0.01% | – |
| CONSTELLATION ENconvertible/ | $40,000 | -2.4% | 40,000 | 0.0% | 0.01% | +25.0% | ||
| TSLA | Buy | TESLA MOTORS INCequities | $39,000 | +44.4% | 74 | +13.8% | 0.01% | +66.7% |
| MCHP | MICROCHIP TECH INCequities | $43,000 | -35.8% | 639 | 0.0% | 0.01% | -16.7% | |
| BOARDWALK PIPELconvertible/ | $39,000 | -15.2% | 45,000 | 0.0% | 0.01% | +25.0% | ||
| GPC | Buy | GENUINE PARTS COequities | $40,000 | -33.3% | 601 | +6.2% | 0.01% | -16.7% |
| Buy | HSBC HOLDINGS PLCconvertible/ | $46,000 | +76.9% | 45,000 | +80.0% | 0.01% | +150.0% | |
| SEMPRA ENERGYconvertible/ | $46,000 | -4.2% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| MU | MICRON TECH INCequities | $44,000 | -22.8% | 1,057 | 0.0% | 0.01% | 0.0% | |
| CAG | CONAGRA FOODS INCequities | $42,000 | -14.3% | 1,425 | 0.0% | 0.01% | 0.0% | |
| QTS | QTS REALTY TRUST INCpfds, reits, | $46,000 | +7.0% | 800 | 0.0% | 0.01% | +25.0% | |
| RMD | Sell | RESMED INCequities | $41,000 | -10.9% | 275 | -8.3% | 0.01% | +25.0% |
| SGEN | SEATTLE GENETICS INCequities | $46,000 | 0.0% | 400 | 0.0% | 0.01% | +25.0% | |
| HIG | New | ITT HARTFORD GROUPequities | $45,000 | – | 1,289 | +100.0% | 0.01% | – |
| FAIRFAX FINL HOLconvertible/ | $45,000 | +4.7% | 35,000 | 0.0% | 0.01% | +25.0% | ||
| GMRE | Buy | GLOBAL MEDICAL REIT INCpfds, reits, | $40,000 | +53.8% | 4,000 | +100.0% | 0.01% | +150.0% |
| BMRN | BIOMARIN PHARMA INCequities | $42,000 | 0.0% | 500 | 0.0% | 0.01% | +25.0% | |
| MONSANTO COconvertible/ | $44,000 | -8.3% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AWR | AMERICAN STATES WTRequities | $41,000 | -4.7% | 500 | 0.0% | 0.01% | +25.0% | |
| TMO | THERMO FISHER SCIENTIFIC INCequities | $43,000 | -14.0% | 153 | 0.0% | 0.01% | 0.0% | |
| GOLDCORP INC.convertible/ | $46,000 | +2.2% | 45,000 | 0.0% | 0.01% | +25.0% | ||
| VNQ | Sell | VANGUARD REIT ETFequities | $38,000 | -50.6% | 538 | -35.4% | 0.01% | -28.6% |
| ABBOTT LABORATORIconvertible/ | $38,000 | 0.0% | 36,000 | 0.0% | 0.01% | +25.0% | ||
| OFC | COR OFFICE PPTYSpfds, reits, | $44,000 | -25.4% | 2,000 | 0.0% | 0.01% | -16.7% | |
| LENNOX INTERNTNL INconvertible/ | $46,000 | 0.0% | 45,000 | 0.0% | 0.01% | +25.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $42,000 | -2.3% | 40,000 | 0.0% | 0.01% | +25.0% | ||
| NSC | Sell | NORFOLK SOUTHERN CORPequities | $30,000 | -50.0% | 204 | -34.6% | 0.00% | -33.3% |
| Santa Fe Cn Nmconvertible/ | $31,000 | 0.0% | 30,000 | 0.0% | 0.00% | +33.3% | ||
| PWB | POWERSHARES DYNAMIC LREequities | $31,000 | -16.2% | 715 | 0.0% | 0.00% | +33.3% | |
| Illinois Fin Auth Rconvertible/ | $32,000 | 0.0% | 25,000 | 0.0% | 0.00% | +33.3% | ||
| SPLV | POWERSHARES S&P500 LOW VOL ETFequities | $32,000 | -20.0% | 684 | 0.0% | 0.00% | 0.0% | |
| PSTG | PURE STORAGE INCequities | $34,000 | -27.7% | 2,750 | 0.0% | 0.00% | 0.0% | |
| RSP | Sell | INVESCO S&P 500 EQUALlequities | $30,000 | -34.8% | 355 | -11.2% | 0.00% | 0.0% |
| APTS | Sell | PREF APT COMMUNITIESpfds, reits, | $33,000 | -56.0% | 4,650 | -17.0% | 0.00% | -42.9% |
| RGLD | ROYAL GOLD INCequities | $35,000 | -28.6% | 402 | 0.0% | 0.00% | -20.0% | |
| EQT CORPconvertible/ | $36,000 | -21.7% | 45,000 | 0.0% | 0.00% | 0.0% | ||
| IWP | ISHARES RUSSELL MC GWTH ETFequities | $34,000 | -20.9% | 280 | 0.0% | 0.00% | 0.0% | |
| Sell | TOTAL SAequities | $37,000 | -39.3% | 1,000 | -8.7% | 0.00% | -33.3% | |
| CIO | CITY OFFICE REITpfds, reits, | $36,000 | -47.1% | 5,000 | 0.0% | 0.00% | -33.3% | |
| Buy | JPMORGAN CHASE &convertible/ | $32,000 | +190.9% | 30,000 | +200.0% | 0.00% | +300.0% | |
| JOHNSON & JOHNSONconvertible/ | $30,000 | +3.4% | 25,000 | 0.0% | 0.00% | +33.3% | ||
| ADM | ARCHER DANIELS MIDLAND COequities | $33,000 | -25.0% | 942 | 0.0% | 0.00% | 0.0% | |
| REPUBLIC SERVICESconvertible/ | $32,000 | +3.2% | 30,000 | 0.0% | 0.00% | +33.3% | ||
| ZBH | ZIMMER BIOMET HOLDINGS INCequities | $32,000 | -33.3% | 320 | 0.0% | 0.00% | -20.0% | |
| CPT | Sell | CAMDEN PROPERTY TRUSTequities | $32,000 | -44.8% | 400 | -27.3% | 0.00% | -20.0% |
| LVS | Buy | LAS VEGAS SANDSequities | $34,000 | +61.9% | 795 | +165.0% | 0.00% | +100.0% |
| Texas Stconvertible/ | $31,000 | 0.0% | 25,000 | 0.0% | 0.00% | +33.3% | ||
| PBA | PEMBINA PIPELINE CORPequities | $34,000 | -49.3% | 1,797 | 0.0% | 0.00% | -33.3% | |
| VFC | Buy | VF CORPequities | $35,000 | -45.3% | 655 | +2.5% | 0.00% | -33.3% |
| BSV | VANGUARD BOND INDEX FUNDequities | $37,000 | +2.8% | 449 | 0.0% | 0.00% | +33.3% | |
| PENNSBURY PA SDconvertible/ | $33,000 | 0.0% | 30,000 | 0.0% | 0.00% | +33.3% | ||
| PNC FINANCIAL SRVconvertible/ | $31,000 | -3.1% | 30,000 | 0.0% | 0.00% | +33.3% | ||
| CTAS | CINTAS CORPequities | $30,000 | -36.2% | 175 | 0.0% | 0.00% | 0.0% | |
| OUT | Buy | OUTFRONT MEDIA INCpfds, reits, | $35,000 | -12.5% | 2,600 | +73.3% | 0.00% | 0.0% |
| UNION PACIFIC COconvertible/ | $35,000 | -2.8% | 35,000 | 0.0% | 0.00% | +33.3% | ||
| FRFHF | FAIRFAX FINANCIAL HLDGSequities | $31,000 | -34.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SUPN | SUPERNUS PHARMA INCequities | $33,000 | -25.0% | 1,838 | 0.0% | 0.00% | 0.0% | |
| SUME | SUMMER ENERGY HLDG INCequities | $36,000 | -41.0% | 35,218 | 0.0% | 0.00% | -33.3% | |
| BAM | BROOKFIELD ASSET MANAGEMENT INCequities | $33,000 | -23.3% | 742 | 0.0% | 0.00% | 0.0% | |
| FIRST TRUST DJ INTERNET ETFequities | $35,000 | -12.5% | 286 | 0.0% | 0.00% | 0.0% | ||
| CYBR | New | CYBERARK SOFTWARE LTDequities | $34,000 | – | 400 | +100.0% | 0.00% | – |
| Fl St B/E Pub Edconvertible/ | $31,000 | 0.0% | 30,000 | 0.0% | 0.00% | +33.3% | ||
| CMI | Buy | CUMMINS INCequities | $32,000 | +39.1% | 238 | +87.4% | 0.00% | +100.0% |
| AFL | Sell | AFLAC INCequities | $34,000 | -40.4% | 1,005 | -6.7% | 0.00% | -20.0% |
| FCX | Buy | FREEPORT-MCMORAN INCequities | $33,000 | -10.8% | 4,910 | +76.4% | 0.00% | +33.3% |
| DC W/S AUTH PUB UTIconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | +33.3% | ||
| APD | Buy | AIR PRODUCTS & CHEMICALS INCequities | $32,000 | +10.3% | 161 | +29.8% | 0.00% | +33.3% |
| NICE | NICE LTDequities | $36,000 | -7.7% | 250 | 0.0% | 0.00% | 0.0% | |
| New York St Dorm Auconvertible/ | $31,000 | 0.0% | 25,000 | 0.0% | 0.00% | +33.3% | ||
| GSK | GLAXOSMITHKLINE PLC ADRequities | $37,000 | -19.6% | 974 | 0.0% | 0.00% | 0.0% | |
| AMGEN INCconvertible/ | $30,000 | 0.0% | 30,000 | 0.0% | 0.00% | +33.3% | ||
| NYC NY MUN FA W/Sconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | +33.3% | ||
| PSA | PUBLIC STORAGE INCpfds, reits, | $31,000 | -6.1% | 157 | 0.0% | 0.00% | +33.3% | |
| VA ST PUB BLDG AUTHconvertible/ | $32,000 | 0.0% | 25,000 | 0.0% | 0.00% | +33.3% | ||
| STPZ | PIMCO 1-5 YR US TIPS ETFequities | $36,000 | -2.7% | 700 | 0.0% | 0.00% | +33.3% | |
| SAP | SAP SE (ADR)equities | $32,000 | -17.9% | 294 | 0.0% | 0.00% | 0.0% | |
| PHILIP MORRIS INTconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| Sell | CARDINAL HEALTH INCconvertible/ | $26,000 | -29.7% | 25,000 | -28.6% | 0.00% | 0.0% | |
| FIRST TR COMBINED SERunit trusts | $22,000 | -12.0% | 30 | 0.0% | 0.00% | +50.0% | ||
| ES | New | EVERSOURCE ENERGYequities | $26,000 | – | 332 | +100.0% | 0.00% | – |
| LINCOLN NTNL CORconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| POR | PORTLAND GENERAL ELECequities | $24,000 | -14.3% | 500 | 0.0% | 0.00% | 0.0% | |
| Az Sch Fac Brd Copconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | Maricopa Az Hospconvertible/ | $29,000 | – | 25,000 | +100.0% | 0.00% | – | |
| AFCI | ADVANCED FIBRE COMMUNICATIONS INCequities | $23,000 | -11.5% | 985 | 0.0% | 0.00% | +50.0% | |
| TEXAS STATE B7convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| FE | Sell | FIRSTENERGYequities | $25,000 | -47.9% | 633 | -35.6% | 0.00% | -40.0% |
| STAG | Sell | STAG INDUSTRIAL INCpfds, reits, | $29,000 | -54.0% | 1,275 | -36.2% | 0.00% | -50.0% |
| AX ST TRANSN BRDconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| LAS VEGAS VY NV WTRconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| NORTHERN ARIZONA UNconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| The Charles Schwconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| VCR | Vanguard Consumerequities | $29,000 | -23.7% | 200 | 0.0% | 0.00% | -25.0% | |
| AMPHENOL CORPconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| F | Sell | FORD MOTOR COequities | $29,000 | -62.8% | 5,964 | -29.3% | 0.00% | -57.1% |
| AUTOMATIC DATAconvertible/ | $24,000 | 0.0% | 23,000 | 0.0% | 0.00% | +50.0% | ||
| LADR | Sell | LADDER CAP CORPpfds, reits, | $24,000 | -83.3% | 4,971 | -37.9% | 0.00% | -78.6% |
| LTC | Sell | LTC PROPERTIES INCpfds, reits, | $22,000 | -65.1% | 710 | -49.8% | 0.00% | -50.0% |
| AVGO | BROADCOM INCequities | $26,000 | -23.5% | 109 | 0.0% | 0.00% | 0.0% | |
| COFPRG | CCAPITAL ONE FC PFDpfds, reits, | $22,000 | -15.4% | 1,000 | 0.0% | 0.00% | +50.0% | |
| RPM INTERNTNL INconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| PHOENIX AZconvertible/ | $23,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| King Cnty Wa Sdconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| DLRPRG | DIGITAL REALTY TR G PFDpfds, reits, | $23,000 | -4.2% | 945 | 0.0% | 0.00% | +50.0% | |
| MARICOPA AZ SD #83convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| MARKEL CORPconvertible/ | $24,000 | -7.7% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| KS ST DEV FA REVconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WD | WALKER & DUNLOP INCequities | $24,000 | -38.5% | 600 | 0.0% | 0.00% | -25.0% | |
| MAR | Buy | MARRIOTT INTL INC CL Aequities | $28,000 | -41.7% | 376 | +19.0% | 0.00% | -40.0% |
| MARRIOTT INTL INCconvertible/ | $23,000 | -14.8% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| PLUG | New | PLUG POWERequities | $23,000 | – | 6,400 | +100.0% | 0.00% | – |
| COCA-COLA COconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AMX | AMERICA MOVIL SAB DE CVequities | $22,000 | -26.7% | 1,891 | 0.0% | 0.00% | 0.0% | |
| WASTE MANAGEMENTconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| Garden Grove Califoconvertible/ | $23,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $22,000 | -12.0% | 150 | 0.0% | 0.00% | +50.0% | |
| PHOENIX AZ WTRconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| Ma St Trans Fdconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WISCONSIN STATE AAAconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| General Electricconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| PLANO TEXAS INDEconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| WRK | WESTROCKequities | $22,000 | -33.3% | 780 | 0.0% | 0.00% | 0.0% | |
| Blackrock, Inc.convertible/ | $26,000 | -3.7% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | General Electric Coconvertible/ | $24,000 | – | 25,000 | +100.0% | 0.00% | – | |
| ZTS | ZOETIS INCequities | $29,000 | -12.1% | 250 | 0.0% | 0.00% | 0.0% | |
| GMOLQ | GENERAL MOLY INCequities | $26,000 | -29.7% | 162,807 | 0.0% | 0.00% | 0.0% | |
| STX | SEAGATE TECHNOLOGYequities | $29,000 | -17.1% | 589 | 0.0% | 0.00% | 0.0% | |
| NEWELL BRANDS INCconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| Medtronic Plcconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| LINCOLN NEBconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Sedgwick Cn Ks Sd25convertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| MELI | MERCADOLIBRE INCequities | $24,000 | -17.2% | 50 | 0.0% | 0.00% | 0.0% | |
| VSS | Buy | VANGUARD FTSE ETFequities | $24,000 | +300.0% | 302 | +480.8% | 0.00% | +200.0% |
| HOLLAND MICHIGAN ELconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| XLK | Buy | TECH SELECT SECTOR SPDR FDequities | $22,000 | 0.0% | 274 | +13.7% | 0.00% | +50.0% |
| PK | Buy | PARK HOTELS & RESORTS INCpfds, reits, | $24,000 | -64.7% | 3,025 | +15.2% | 0.00% | -50.0% |
| Gilead Sciences,convertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| ETV | Buy | EATON VANCE TAX MGD BUYequities | $26,000 | +85.7% | 2,129 | +129.2% | 0.00% | +200.0% |
| VCIT | VANGUARD INTERMEDIATEequities | $22,000 | -8.3% | 258 | 0.0% | 0.00% | +50.0% | |
| CBOA FINANCIAL INCequities | $27,000 | -15.6% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| XLV | Sell | HEALTHCARE SELECT SECTOR SPDR FDequities | $28,000 | -37.8% | 312 | -29.9% | 0.00% | -25.0% |
| TT | New | TRANEequities | $25,000 | – | 298 | +100.0% | 0.00% | – |
| VOD | VODAFONE GROUP PLCequities | $28,000 | -28.2% | 2,000 | 0.0% | 0.00% | -25.0% | |
| Transcanada Corpconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| Wi St Clean Wtrconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Wa Fed Wy Grntconvertible/ | $27,000 | -3.6% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| TWTR | TWITTER INCequities | $23,000 | -23.3% | 941 | 0.0% | 0.00% | 0.0% | |
| United Technoloconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $22,000 | -4.3% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $28,000 | -3.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| TRAVELERS COMPANIESequities | $27,000 | -28.9% | 275 | 0.0% | 0.00% | -25.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WASHINGTON COUNTY Oconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| LOWES COMPANIESconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| ST CHARLES COUNconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| VEEV | VEEVA SYSTEMS INCequities | $23,000 | +9.5% | 150 | 0.0% | 0.00% | +50.0% | |
| ANTM | ANTHEM INCequities | $23,000 | -23.3% | 100 | 0.0% | 0.00% | 0.0% | |
| New York Nyconvertible/ | $26,000 | -3.7% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| TWLO | Sell | TWILIO INCequities | $29,000 | -12.1% | 320 | -5.9% | 0.00% | 0.0% |
| AVB | AVALONBAY COMMUNITIES INCpfds, reits, | $29,000 | -31.0% | 200 | 0.0% | 0.00% | -25.0% | |
| SCHD | Buy | SCHWAB US DIV EQUITY ETFequities | $24,000 | +26.3% | 525 | +61.5% | 0.00% | +50.0% |
| Nm St Hospconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $22,000 | -4.3% | 500 | 0.0% | 0.00% | +50.0% | |
| GOLDMAN SACHS GRO VAR 26convertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| IBM CORPconvertible/ | $25,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| CI | CIGNA CORPequities | $22,000 | -12.0% | 123 | 0.0% | 0.00% | +50.0% | |
| Sell | UNIV AZ MED CTRconvertible/ | $23,000 | -20.7% | 20,000 | -20.0% | 0.00% | 0.0% | |
| Trinity Riv Tx Wwconvertible/ | $25,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| TUCSON AZ WTRconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| GVA | GRANITE CONSTRUCTIONequities | $24,000 | -45.5% | 1,600 | 0.0% | 0.00% | -25.0% | |
| GPMT | Buy | GRANITE POINT MORTGApfds, reits, | $26,000 | -71.4% | 5,071 | +1.9% | 0.00% | -66.7% |
| INSM | INSMED INC 00500equities | $24,000 | -33.3% | 1,500 | 0.0% | 0.00% | 0.0% | |
| SCHX | Sell | SCHWAB US LC ETFequities | $28,000 | -72.5% | 461 | -65.3% | 0.00% | -70.0% |
| Wi St Transconvertible/ | $22,000 | -4.3% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| Ct St Spl Tax Obgconvertible/ | $23,000 | -4.2% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| SANTA MONICA-MA 6.434convertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| PXSG | POWERSHARES RSSLLl 2000equities | $25,000 | -26.5% | 860 | 0.0% | 0.00% | 0.0% | |
| WELLS FARGO & COconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| TCP | TC PIPELINES LPpfds, reits, | $22,000 | -35.3% | 800 | 0.0% | 0.00% | 0.0% | |
| BROWN & BROWN INCconvertible/ | $27,000 | 0.0% | 26,000 | 0.0% | 0.00% | 0.0% | ||
| FANNIE MAEconvertible/ | $22,000 | 0.0% | 22,000 | 0.0% | 0.00% | +50.0% | ||
| HYATT HOTELS CORPconvertible/ | $23,000 | -11.5% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| THE CLOROX COconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Oh St Infra Projconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| FNF | FIDELITY NATL FINL INCequities | $22,000 | -46.3% | 900 | 0.0% | 0.00% | -25.0% | |
| FITB | FIFTH THIRD BANCORPequities | $24,000 | -51.0% | 1,593 | 0.0% | 0.00% | -40.0% | |
| ALCOA INCconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| Hsbc Holdings Plconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| TCEHY | Buy | TENCENT HOLDINGSequities | $28,000 | +40.0% | 562 | +33.8% | 0.00% | +50.0% |
| UL | UNILEVERequities | $22,000 | -12.0% | 440 | 0.0% | 0.00% | +50.0% | |
| WAL | WESTERN ALLIANCE BANCORPequities | $28,000 | -45.1% | 900 | 0.0% | 0.00% | -40.0% | |
| AKAM | AKAMIA TECHNOLOGIES INCequities | $27,000 | +3.8% | 300 | 0.0% | 0.00% | +50.0% | |
| HUTCHINSON MN PURconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICA CORconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AMD | ADVANCED MICRO DEVICES INCequities | $23,000 | 0.0% | 500 | 0.0% | 0.00% | +50.0% | |
| UNITEDHEALTH GRconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | +50.0% | ||
| AETNA INCconvertible/ | $24,000 | -7.7% | 20,000 | 0.0% | 0.00% | +50.0% | ||
| CHEVRON CORPORAconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CB | Buy | CHUBB CORPequities | $20,000 | +81.8% | 176 | +151.4% | 0.00% | +100.0% |
| CNK | CINEMARK HOLDINGS INCequities | $20,000 | -70.6% | 2,000 | 0.0% | 0.00% | -66.7% | |
| CION INVESTMENT CORPequities | $17,000 | -5.6% | 2,220 | 0.0% | 0.00% | 0.0% | ||
| CGC | Sell | CANOPY GROWTH CORPequities | $13,000 | -60.6% | 923 | -40.8% | 0.00% | -33.3% |
| CPRK | Buy | CITIGROUP INC PFDpfds, reits, | $13,000 | +116.7% | 515 | +157.5% | 0.00% | +100.0% |
| Univ Utconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | +100.0% | ||
| CANADIAN APT PPTYSpfds, reits, | $18,000 | -28.0% | 600 | 0.0% | 0.00% | 0.0% | ||
| CIOPRA | CITY OFFICEpfds, reits, | $15,000 | -34.8% | 885 | 0.0% | 0.00% | 0.0% | |
| Wisconsin State Aaaconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | +100.0% | ||
| CALIFORNIA STconvertible/ | $21,000 | -4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CCMP | CABOT MICROELECTRONICS CORPequities | $17,000 | -19.0% | 148 | 0.0% | 0.00% | 0.0% | |
| New | US Treasur Ntconvertible/ | $21,000 | – | 19,000 | +100.0% | 0.00% | – | |
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $18,000 | -25.0% | 380 | 0.0% | 0.00% | 0.0% | |
| US Treasur Ntconvertible/ | $16,000 | 0.0% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| CSX CORPconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| COMCASE CORPORATIconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASU NTconvertible/ | $13,000 | +8.3% | 12,000 | 0.0% | 0.00% | +100.0% | ||
| UNITED PARCEL Sconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CHSCL | Buy | CHS INCpfds, reits, | $20,000 | +5.3% | 809 | +15.6% | 0.00% | 0.0% |
| AT&T INC.convertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CPRT | Sell | COPART INCequities | $21,000 | -41.7% | 300 | -25.0% | 0.00% | -33.3% |
| CHSCN | Buy | Chs Inc. Pfdequities | $13,000 | +30.0% | 572 | +63.4% | 0.00% | +100.0% |
| CHSCP | CHS INC. PFDequities | $13,000 | -7.1% | 500 | 0.0% | 0.00% | +100.0% | |
| CORPUS CHRISTI TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Bnsf, Llcconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VTV | Sell | VANGUARD VALUEequities | $19,000 | -91.7% | 210 | -88.9% | 0.00% | -90.9% |
| UN | Sell | UNILEVER NVequities | $16,000 | -38.5% | 325 | -27.8% | 0.00% | 0.0% |
| DLN | Wisdomtree US Largecapequities | $17,000 | -26.1% | 214 | 0.0% | 0.00% | 0.0% | |
| BXMT | Buy | BLACKSTONE MTG TRpfds, reits, | $16,000 | -20.0% | 850 | +54.5% | 0.00% | 0.0% |
| BEP | BROOKFIELD RENEWABLE ENERGY PARTNERS LPequities | $13,000 | -7.1% | 300 | 0.0% | 0.00% | +100.0% | |
| Viacom Inc.convertible/ | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | +100.0% | ||
| TSN | TYSON FOODSequities | $13,000 | -35.0% | 225 | 0.0% | 0.00% | 0.0% | |
| DTE | New | D T E ENERGY COMPANYequities | $19,000 | – | 200 | +100.0% | 0.00% | – |
| DALLAS TEXAS WATERWconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DAVITA INCconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Delaware Stconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DELAWARE STconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BLK | Buy | BLACKROCK INCequities | $17,000 | +13.3% | 40 | +37.9% | 0.00% | +100.0% |
| DAL | Buy | DELTA AIR LINES INCequities | $14,000 | -36.4% | 478 | +26.8% | 0.00% | 0.0% |
| BIOGEN INCconvertible/ | $13,000 | -7.1% | 13,000 | 0.0% | 0.00% | +100.0% | ||
| TULSA OKLAHOMA ARPTconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DLRPRC | Buy | DIGITAL REAL PFDpfds, reits, | $14,000 | +7.7% | 539 | +7.8% | 0.00% | +100.0% |
| BERKSHIRE HATHAconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TFCPRG | TRUIST FINL CORP PFD-Gpfds, reits, | $15,000 | -11.8% | 655 | 0.0% | 0.00% | 0.0% | |
| DISCOVERY, INC.convertible/ | $16,000 | -5.9% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN AIRLINESconvertible/ | $17,000 | -19.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Berkshire Hathawconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WSTN MARICOPA ED #2convertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BENTON CNTY WA SD#1convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Bedford Txconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NEBRASKAconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DR PEPPER SNAPPLconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| BHC | Sell | BAUSCH HEALTH COS INCequities | $16,000 | -50.0% | 1,025 | -5.5% | 0.00% | -33.3% |
| DJP | BRCLYS BK IPATH BLOOMequities | $20,000 | -25.9% | 1,182 | 0.0% | 0.00% | -33.3% | |
| Triborough Bridge &convertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DNKN | DUNKIN BRANDS GROUP INCequities | $16,000 | -30.4% | 300 | 0.0% | 0.00% | 0.0% | |
| Sell | DELL EMC CORPconvertible/ | $14,000 | -72.0% | 14,000 | -72.0% | 0.00% | -60.0% | |
| The Toronto-Domiconvertible/ | $16,000 | 0.0% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| A | Sell | AGILENT TECHNOLOGIES INCequities | $18,000 | -30.8% | 255 | -16.7% | 0.00% | 0.0% |
| TOLL BROTHERS INCconvertible/ | $19,000 | -13.6% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| BK | BANK OF NY MELLON CORPequities | $13,000 | -35.0% | 400 | 0.0% | 0.00% | 0.0% | |
| PRK | Park Ntnl Corpequities | $16,000 | -20.0% | 200 | 0.0% | 0.00% | 0.0% | |
| AXP | Sell | AMERICAN EXPRESS COequities | $20,000 | -52.4% | 237 | -29.0% | 0.00% | -50.0% |
| Sell | Bank Of America Cconvertible/ | $16,000 | -40.7% | 15,000 | -40.0% | 0.00% | -33.3% | |
| AMERICAN EXPRESSconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| American Expressconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN EXPRESS COconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| EQR | EQUITY RESIDENTIALpfds, reits, | $14,000 | -26.3% | 233 | 0.0% | 0.00% | 0.0% | |
| PNC BANK (VARIABLE)convertible/ | $19,000 | -5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| EVERSOURCE ENERGconvertible/ | $21,000 | -4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TCBIP | TEXAS CAPITALpfds, reits, | $20,000 | -20.0% | 950 | 0.0% | 0.00% | 0.0% | |
| PMTPRA | PENNYMAC MORpfds, reits, | $15,000 | -37.5% | 900 | 0.0% | 0.00% | 0.0% | |
| ON | ON SEMICONDUCTOR CORPequities | $15,000 | -48.3% | 1,188 | 0.0% | 0.00% | -33.3% | |
| HACK | Buy | PUREFUNDS ISE CYBER SECURITY ETFequities | $13,000 | +30.0% | 362 | +44.8% | 0.00% | +100.0% |
| SYY | Buy | SYSCOequities | $14,000 | -17.6% | 304 | +49.0% | 0.00% | 0.0% |
| SUNTRUST PREFERRE VARconvertible/ | $18,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| BACPRA | BANK OF AMERICA PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | +100.0% | |
| FIFTH THIRD BANCO VARconvertible/ | $20,000 | -20.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| SPH | SUBURBAN PROPANE PRT L Ppfds, reits, | $18,000 | -35.7% | 1,268 | 0.0% | 0.00% | -33.3% | |
| NTR | NUTRIEN LTDequities | $15,000 | -31.8% | 456 | 0.0% | 0.00% | 0.0% | |
| GLD | SPDR GOLD SHARES ETFequities | $15,000 | +7.1% | 100 | 0.0% | 0.00% | +100.0% | |
| Sell | WELLS FARGO BK Nconvertible/ | $16,000 | -40.7% | 15,000 | -40.0% | 0.00% | -33.3% | |
| CIBR | FIRST TRUST NASDAQequities | $13,000 | -13.3% | 500 | 0.0% | 0.00% | +100.0% | |
| FBZ | FIRST TRUST BRAZIL ALPHADEXequities | $17,000 | -51.4% | 2,000 | 0.0% | 0.00% | -33.3% | |
| PHOENIX AZconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TDIV | FIRST TR NASDAQ TECH DIVequities | $17,000 | -15.0% | 470 | 0.0% | 0.00% | 0.0% | |
| Florida St Turnpikeconvertible/ | $13,000 | +8.3% | 10,000 | 0.0% | 0.00% | +100.0% | ||
| FORD HLDG LLCconvertible/ | $13,000 | -31.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MOTOR COMPconvertible/ | $15,000 | -28.6% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| FT BEND CTY TEXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| N Tx Twy Authconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN TOWER COconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NORFOLK SOUTHERNconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ALLYPRA | Buy | GMAC CAPITAL Tpfds, reits, | $15,000 | +87.5% | 718 | +139.3% | 0.00% | +100.0% |
| GTE CORPconvertible/ | $13,000 | +8.3% | 10,000 | 0.0% | 0.00% | +100.0% | ||
| Waco Txconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| JWN | NORDSTROM INCequities | $18,000 | -63.3% | 1,200 | 0.0% | 0.00% | -60.0% | |
| NDSN | NORDSON CORPequities | $20,000 | -16.7% | 150 | 0.0% | 0.00% | 0.0% | |
| PHOENIX AZ CVC ARPTconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | +100.0% | ||
| NIELSEN FIN LLCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL ELECTRIC VAR PFDconvertible/ | $20,000 | -20.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| General Electricconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN TOWER CORPconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ USD #1convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SRE | Sell | SEMPRA ENERGYequities | $19,000 | -29.6% | 165 | -8.3% | 0.00% | -33.3% |
| AMERISOURCEBERGEN CORPequities | $13,000 | +8.3% | 142 | 0.0% | 0.00% | +100.0% | ||
| GOODM | GLADSTONE COML Cpfds, reits, | $18,000 | -21.7% | 900 | 0.0% | 0.00% | 0.0% | |
| SCOTTSDALE AZ MPCconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE ARIZconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SCHH | Buy | SCHWAB US REIT ETFequities | $17,000 | -29.2% | 533 | +0.6% | 0.00% | 0.0% |
| Sell | WAL-MART STORES INCconvertible/ | $15,000 | -42.3% | 15,000 | -40.0% | 0.00% | 0.0% | |
| GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GRD FORKS ND SANIconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | +100.0% | ||
| Grand Rv Dam Auth Oconvertible/ | $18,000 | -5.3% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| APH | AMPHENOL CORPequities | $15,000 | -31.8% | 200 | 0.0% | 0.00% | 0.0% | |
| GREEN BAY WISconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NEW MEXICO FIN Aconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | +100.0% | ||
| MFC | MANULIFE FINANCIAL CORPequities | $13,000 | -35.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| HARRIS CNTY TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NTAP | NETAPP INCequities | $13,000 | -31.6% | 300 | 0.0% | 0.00% | 0.0% | |
| MTB | M&T BANK CORPequities | $13,000 | -38.1% | 125 | 0.0% | 0.00% | 0.0% | |
| BUD | Buy | ANHEUSER BUSCH INBEV SA/NVequities | $18,000 | -35.7% | 400 | +18.0% | 0.00% | -33.3% |
| PXD | PIONEER NATURAL RES COequities | $15,000 | -54.5% | 217 | 0.0% | 0.00% | -33.3% | |
| Az Bd Regents Univconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| PAA | PLAINS ALL AMERN PPLN LPpfds, reits, | $14,000 | -70.8% | 2,584 | 0.0% | 0.00% | -60.0% | |
| HEWLETT-PACKARD COconvertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HILLENBRAND INCconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | +100.0% | ||
| THE HOME DEPOTconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | +100.0% | ||
| HRL | New | HORMEL FOODS CORPequities | $19,000 | – | 400 | +100.0% | 0.00% | – |
| Port Auth Ny & Njconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | +100.0% | ||
| ANZBY | AUST & NEW ZEALAND BKG ADRFequities | $16,000 | -38.5% | 1,500 | 0.0% | 0.00% | 0.0% | |
| CITY OF SAN ANTONIOconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | Anheuser-Busch Iconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| IHS INCconvertible/ | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX ISDconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Illinois Fin Auth Rconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | +100.0% | ||
| SPHD | POWERSHARES S&P500 HI DIVequities | $13,000 | -35.0% | 445 | 0.0% | 0.00% | 0.0% | |
| INNERGEX RENEWABLEequities | $18,000 | +5.9% | 1,314 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX CODconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| SALINE COUNTY NEBconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MORGAN STANLEYconvertible/ | $13,000 | -7.1% | 13,000 | 0.0% | 0.00% | +100.0% | ||
| MORGAN STANLEYconvertible/ | $13,000 | -13.3% | 15,000 | 0.0% | 0.00% | +100.0% | ||
| AT&T INCconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| JSM | S L Mequities | $17,000 | -29.2% | 1,000 | 0.0% | 0.00% | 0.0% | |
| SCEPRK | Buy | SCE TRUST V PFDpfds, reits, | $13,000 | -13.3% | 661 | +10.2% | 0.00% | +100.0% |
| TEL | TYCO ELECTRONICS LTDequities | $15,000 | -34.8% | 237 | 0.0% | 0.00% | 0.0% | |
| MODN | MODEL N INCequities | $17,000 | -34.6% | 750 | 0.0% | 0.00% | 0.0% | |
| AGG | ISHARES CORE US AGGREGATE BONDequities | $15,000 | 0.0% | 132 | 0.0% | 0.00% | +100.0% | |
| MIDD | MIDDLEBY CORPequities | $17,000 | -48.5% | 300 | 0.0% | 0.00% | -33.3% | |
| WFCPRP | WELLS FARGO B PFDpfds, reits, | $14,000 | -6.7% | 598 | 0.0% | 0.00% | +100.0% | |
| IBB | NASDAQ BIO FUNDpfds, reits, | $15,000 | -6.2% | 135 | 0.0% | 0.00% | 0.0% | |
| ICF | ISHARES TR COHEN & STEERunit trusts | $15,000 | -21.1% | 160 | 0.0% | 0.00% | 0.0% | |
| ATHX | ATHERSYS INCequities | $15,000 | +150.0% | 5,000 | 0.0% | 0.00% | +100.0% | |
| IJR | Sell | I SHARES TR S&P SMALLCAPequities | $18,000 | -64.7% | 327 | -46.2% | 0.00% | -60.0% |
| IMCB | ISHARES MORNINGSTAR MC ETFequities | $17,000 | -26.1% | 110 | 0.0% | 0.00% | 0.0% | |
| Sell | NOVO-NORDISK (ADR)equities | $15,000 | -48.3% | 250 | -50.7% | 0.00% | -33.3% | |
| MUB | New | ISHARES NATL MUNI BDequities | $14,000 | – | 122 | +100.0% | 0.00% | – |
| MICROSOFT CORPconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| HYG | ISHARES IBOXX $ HY CORP BDequities | $18,000 | -14.3% | 238 | 0.0% | 0.00% | 0.0% | |
| REM | ISHARES MORTGAGE REALequities | $20,000 | -59.2% | 1,094 | 0.0% | 0.00% | -60.0% | |
| Apple Inc.convertible/ | $14,000 | 0.0% | 13,000 | 0.0% | 0.00% | +100.0% | ||
| Washington Stconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Mi St Hosp Faconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | APPLE INC.convertible/ | $14,000 | +55.6% | 13,000 | +44.4% | 0.00% | +100.0% | |
| ITA | ISHARES US AEROSPACEequities | $17,000 | -34.6% | 116 | 0.0% | 0.00% | 0.0% | |
| FLOT | ISHARES ETFequities | $19,000 | -5.0% | 390 | 0.0% | 0.00% | 0.0% | |
| TBT | PROSHARES ULTRASHORT 20 YR TREASURYequities | $16,000 | -40.7% | 1,000 | 0.0% | 0.00% | -33.3% | |
| USMV | ISHARES MSCI USA MIN VOLequities | $18,000 | -18.2% | 341 | 0.0% | 0.00% | 0.0% | |
| AZN | ASTRAZENECA PLCequities | $18,000 | -10.0% | 400 | 0.0% | 0.00% | 0.0% | |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $18,000 | -10.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| JD | JD.COM INCequities | $16,000 | +14.3% | 400 | 0.0% | 0.00% | +100.0% | |
| PRLB | Sell | PROTO LABS INCequities | $15,000 | -31.8% | 200 | -9.1% | 0.00% | 0.0% |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $17,000 | -15.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MARRIOTT INTL INCconvertible/ | $19,000 | -9.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MMC | MARSH & MCLENNAN COS INCequities | $13,000 | -23.5% | 152 | 0.0% | 0.00% | 0.0% | |
| RFPRC | REGIONS FINL C PFDpfds, reits, | $14,000 | -17.6% | 600 | 0.0% | 0.00% | 0.0% | |
| MARICOPA AZ UHSD 21convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA COUNTY ARIconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ARCC | ARES CAP CORPequities | $17,000 | -43.3% | 1,587 | 0.0% | 0.00% | -33.3% | |
| CHUBB CORPconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| LW | LAMB WESTON HOLDINGSequities | $19,000 | -34.5% | 333 | 0.0% | 0.00% | -33.3% | |
| MARICOPA AZ SD #4convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| RLI | RLI CORPequities | $18,000 | 0.0% | 203 | 0.0% | 0.00% | 0.0% | |
| New | Qualcomm Incconvertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| AZ ST CTFS PARTconvertible/ | $17,000 | -5.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ARIZONA BOARD REGENconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| QUALCOMM INCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CNC | CENTENE CORPequities | $21,000 | -4.5% | 350 | 0.0% | 0.00% | 0.0% | |
| WILLIAMS PARTNERconvertible/ | $19,000 | -5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VALERO ENERGY CORPconvertible/ | $18,000 | -14.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Utah Stconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| LNG | Sell | CHENIERE ENERGY INCequities | $16,000 | -51.5% | 486 | -10.2% | 0.00% | -33.3% |
| THE VALSPAR CORPconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| ALL | ALLSTATE CORPequities | $21,000 | -16.0% | 224 | 0.0% | 0.00% | 0.0% | |
| Chicago Illinois Oconvertible/ | $17,000 | -5.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Detroit Mi Cityconvertible/ | $7,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| RIGS | New | Riverfront Strategicequities | $11,000 | – | 500 | +100.0% | 0.00% | – |
| AMLP | Buy | ALERIAN MLP ETFequities | $10,000 | -41.2% | 2,989 | +49.4% | 0.00% | -50.0% |
| AMN | AMN HEALTHCARE SERVICES INCequities | $11,000 | -8.3% | 187 | 0.0% | 0.00% | 0.0% | |
| TBC | New | At&T Inc. Pfdequities | $5,000 | – | 195 | +100.0% | 0.00% | – |
| At&T Inc.convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| At&T Inc.convertible/ | $6,000 | -14.3% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| AAN | AARONS INCequities | $5,000 | -54.5% | 200 | 0.0% | 0.00% | 0.0% | |
| ABBVIE INC.convertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| AETNA INCconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| AIR PRODUCTS ANDconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ALBEMARLE CORPconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Alphabet Inc.convertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ATUSF | ALTIUS MINERALS CORPequities | $7,000 | -46.2% | 1,400 | 0.0% | 0.00% | 0.0% | |
| STRUCTURED PRODUCT PFDequities | $11,000 | -8.3% | 400 | 0.0% | 0.00% | 0.0% | ||
| AEE | AMEREN CORPequities | $9,000 | 0.0% | 123 | 0.0% | 0.00% | 0.0% | |
| AAL | Sell | AMERICAN AIRLINES GROUP INCequities | $10,000 | -60.0% | 831 | -2.9% | 0.00% | -50.0% |
| New | American Electriconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| ATRS | ANTARES PHARMA INCequities | $7,000 | -50.0% | 3,000 | 0.0% | 0.00% | 0.0% | |
| AON | AON PLCequities | $9,000 | -18.2% | 54 | 0.0% | 0.00% | 0.0% | |
| AIV | APT INVT MGMT COpfds, reits, | $9,000 | -35.7% | 266 | 0.0% | 0.00% | 0.0% | |
| Apple Inc.convertible/ | $12,000 | +9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| ARIZONA BOARD REGENconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| Az Brd Regents Copconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ HLTH FAC AUTHconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANSN BRDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS EXCISE TAXconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ WTR INFRA FA REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ARLINGTON TXconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| ASBPRC | ASSOCIATED BANC PFDpfds, reits, | $12,000 | -7.7% | 500 | 0.0% | 0.00% | 0.0% | |
| AUSTIN TX CCLG DISTconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX WTR & WSTconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AVA | AVISTA CORPequities | $9,000 | -10.0% | 211 | 0.0% | 0.00% | 0.0% | |
| BB&T CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| BIDU | BAIDU INCequities | $10,000 | -23.1% | 100 | 0.0% | 0.00% | 0.0% | |
| BANF | BANCFIRST CORP OKequities | $7,000 | -46.2% | 202 | 0.0% | 0.00% | 0.0% | |
| SANPRB | Buy | BANCO SANTANDER, PFDequities | $9,000 | +28.6% | 431 | +43.7% | 0.00% | 0.0% |
| BACPRB | New | Bank Of America Pfdequities | $12,000 | – | 481 | +100.0% | 0.00% | – |
| BANK OF AMERICAconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICA CORconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| BANK OF AMERICA C VAR 28convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| BKPRC | Sell | BANK OF NY MELLON CORPpfds, reits, | $7,000 | -84.1% | 301 | -82.3% | 0.00% | -75.0% |
| BK NY MELLON CORconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GOLD | BARRICK GOLD CORPequities | $7,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| Berkshire Hathawaconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| BERKSHIRE HATHAWAYconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BUI | BLCKRCK UTLTES INFRA PWRequities | $12,000 | -25.0% | 700 | 0.0% | 0.00% | -50.0% | |
| BOE | BLACKROCK GLOBAL OPP EQ TRUSTequities | $5,000 | -28.6% | 600 | 0.0% | 0.00% | 0.0% | |
| BGX | BLACKSTONE GSO LONG SHOequities | $8,000 | -38.5% | 800 | 0.0% | 0.00% | 0.0% | |
| RA | BROOKFIELD REAL ASSETS Iequities | $8,000 | -33.3% | 557 | 0.0% | 0.00% | 0.0% | |
| BROWARD CNTY FL ARPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHSCM | New | Chs Inc. Pfdequities | $5,000 | – | 228 | +100.0% | 0.00% | – |
| CME | CME GROUP INC Aequities | $9,000 | -10.0% | 50 | 0.0% | 0.00% | 0.0% | |
| CSX | Sell | CSX CORPequities | $10,000 | -99.8% | 170 | -99.8% | 0.00% | -99.8% |
| New | Cvs Health Corpconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| CABO | New | Cable One Incequities | $7,000 | – | 4 | +100.0% | 0.00% | – |
| CBT | CABOT CORPequities | $12,000 | -45.5% | 456 | 0.0% | 0.00% | -50.0% | |
| CALIFORNIA STconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CALIFORNIA STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CALIFORNIA STconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SYLD | CAMBRIA SHAREHOLDER YLD ETFequities | $5,000 | -37.5% | 200 | 0.0% | 0.00% | 0.0% | |
| CNI | CANADIAN NATIONAL RAILWAY COequities | $6,000 | -14.3% | 75 | 0.0% | 0.00% | 0.0% | |
| Capital One Finlconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KMX | CARMAX INCequities | $11,000 | -38.9% | 200 | 0.0% | 0.00% | -50.0% | |
| CCL | Buy | CARNIVAL CORPequities | $12,000 | -67.6% | 927 | +27.5% | 0.00% | -66.7% |
| CE | CELANESE CORPequities | $7,000 | -41.7% | 100 | 0.0% | 0.00% | 0.0% | |
| CHANDLER AZconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHEMTRADE LOG INC FDequities | $7,000 | -58.8% | 2,000 | 0.0% | 0.00% | -50.0% | ||
| CHEVRON CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CIMAREX ENERGYconvertible/ | $8,000 | -27.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Buy | CISCO SYSTEMS, Iconvertible/ | $9,000 | +80.0% | 9,000 | +80.0% | 0.00% | – | |
| CISCO SYSTEMS INCconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| CLPHY | C L P HOLDINGS LTDequities | $7,000 | -12.5% | 800 | 0.0% | 0.00% | 0.0% | |
| COMCAST CORPORAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Comcast Corpconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| CTBI | COMMUNITY TR BANCORP INCequities | $6,000 | -33.3% | 200 | 0.0% | 0.00% | 0.0% | |
| CXO | CONCHO RESOURCES INCequities | $5,000 | -54.5% | 122 | 0.0% | 0.00% | 0.0% | |
| Conroe Tx Isdconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CNSL | CONS COMM HLDGSequities | $7,000 | +16.7% | 1,480 | 0.0% | 0.00% | 0.0% | |
| CLR | CONTINENTAL RESOURCES INCequities | $7,000 | -76.7% | 862 | 0.0% | 0.00% | -66.7% | |
| CRBP | CORBUS PHARMACEUTLequities | $6,000 | -14.3% | 1,200 | 0.0% | 0.00% | 0.0% | |
| CORRPRA | Sell | CORENERGY INFpfds, reits, | $8,000 | -70.4% | 500 | -52.4% | 0.00% | -66.7% |
| CRON | CRONOS GROUP INCequities | $8,000 | -27.3% | 1,400 | 0.0% | 0.00% | 0.0% | |
| CROWN CASTLE INTconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DALLAS TEXAS WATERWconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DANAHER CORPconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DLRPRJ | Digital Realt Pfdequities | $10,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| DISCOVERY, INC.convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| Dc Income Taxconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Dominion Energy,convertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| DSL | DOUBLELINE INCOME SOLUTIequities | $8,000 | -33.3% | 600 | 0.0% | 0.00% | 0.0% | |
| DRIPPING SPRING TXconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DUKE ENERGY OHIOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| EOG | Buy | EOG RESOURCES INCequities | $5,000 | -37.5% | 126 | +26.0% | 0.00% | 0.0% |
| EATON CORPconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| ECL | Sell | ECOLAB INCequities | $7,000 | -30.0% | 45 | -10.0% | 0.00% | 0.0% |
| El Paso Cnty Txconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EL PASO TXconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ENLAY | ENEL S P Aequities | $5,000 | -16.7% | 700 | 0.0% | 0.00% | 0.0% | |
| ENR | ENERGIZER HOLDINGSequities | $6,000 | -40.0% | 200 | 0.0% | 0.00% | 0.0% | |
| EQX | Equinox Gold Corpequities | $9,000 | -18.2% | 1,426 | 0.0% | 0.00% | 0.0% | |
| Exelon Generation Cconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| EXC | EXELON CORPequities | $10,000 | -16.7% | 272 | 0.0% | 0.00% | 0.0% | |
| XONE | New | Exone Coequities | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| EXPEDIA INCconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| EXXON MOBIL CORconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| FTunit trusts | $6,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| New | Federal Ntnl Moconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | Federal Ntnl Moconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| FRCPRF | FIRST REPUBLIC BAN ORDpfds, reits, | $12,000 | -7.7% | 500 | 0.0% | 0.00% | 0.0% | |
| FIRST TRUST PORTFOLIOSunit trusts | $7,000 | 0.0% | 10 | 0.0% | 0.00% | 0.0% | ||
| FIVN | FIVE9 INCequities | $10,000 | +25.0% | 125 | 0.0% | 0.00% | 0.0% | |
| FLAGSTAFF AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MOTOR CREDIT Cconvertible/ | $11,000 | -26.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Beam Incconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| FREMONT NEBRASKA COconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| GPS | GAPequities | $7,000 | -58.8% | 935 | 0.0% | 0.00% | -50.0% | |
| General Electricconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| GILA AZ USD #10convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GILEAD SCIENCES,convertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| SDIV | New | GLOBAL X SUPERDIVIDENDequities | $9,000 | – | 925 | +100.0% | 0.00% | – |
| GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| THE GOLDMAN SACHSconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| GWW | WW GRAINGER INCequities | $8,000 | -27.3% | 33 | 0.0% | 0.00% | 0.0% | |
| Grand Rv Dam Auth Oconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HCA HEALTHCARE,convertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HALLIBURTON COconvertible/ | $9,000 | -18.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| THGA | HANOVER INSURANpfds, reits, | $11,000 | -15.4% | 500 | 0.0% | 0.00% | 0.0% | |
| HOG | Sell | HARLEY-DAVIDSON INCequities | $8,000 | -69.2% | 400 | -42.9% | 0.00% | -50.0% |
| HA | New | HAWAIIAN HOLDINGSequities | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| STARPRG | ISTAR INC PFDequities | $6,000 | -25.0% | 300 | 0.0% | 0.00% | 0.0% | |
| Il Fa REVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IEH | INTEGRYS ENERGY GRpfds, reits, | $6,000 | -14.3% | 267 | 0.0% | 0.00% | 0.0% | |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INCequities | $9,000 | -52.6% | 113 | -44.3% | 0.00% | -50.0% |
| Intl Bk Recon & Deconvertible/ | $8,000 | +14.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Interntnl Businessconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Invesco S&P Midcap Lowequities | $10,000 | -28.6% | 257 | 0.0% | 0.00% | 0.0% | ||
| BSJM | New | Invesco Bulletsharesequities | $10,000 | – | 465 | +100.0% | 0.00% | – |
| IQV | IQVIA HOLDINGS INCequities | $11,000 | -26.7% | 100 | 0.0% | 0.00% | 0.0% | |
| EEMV | ISHARES MSCI EMG MKTS MINI VOLequities | $7,000 | -22.2% | 146 | 0.0% | 0.00% | 0.0% | |
| FXI | ISHARES TRUST INDEX FDunit trusts | $8,000 | -11.1% | 200 | 0.0% | 0.00% | 0.0% | |
| IWR | ISHARES RUSSELL MIDCAPequities | $6,000 | -33.3% | 145 | 0.0% | 0.00% | 0.0% | |
| IJK | ISHARES S&P MID CAP 400equities | $6,000 | -25.0% | 35 | 0.0% | 0.00% | 0.0% | |
| SCZ | Sell | ISHARES MSCI EAFE SCequities | $6,000 | -89.7% | 124 | -86.6% | 0.00% | -80.0% |
| IGSB | New | ISHARES TR BARCLAYS BONDequities | $10,000 | – | 199 | +100.0% | 0.00% | – |
| JXI | Ishares Global Utilitiesequities | $11,000 | -8.3% | 211 | 0.0% | 0.00% | 0.0% | |
| ITB | ISHARES US HOME CONSTRUCTIONequities | $9,000 | -30.8% | 300 | 0.0% | 0.00% | 0.0% | |
| HDV | ISHARES CORE HIGH DIVequities | $10,000 | -23.1% | 137 | 0.0% | 0.00% | 0.0% | |
| EFAV | ISHARES MSCI ETFequities | $12,000 | -14.3% | 189 | 0.0% | 0.00% | 0.0% | |
| RING | Ishares Msci Global Goldequities | $8,000 | -20.0% | 400 | 0.0% | 0.00% | 0.0% | |
| ICSH | Ishares Ultra Short Termequities | $5,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| FALN | New | Ishares Fallen Angls Usdequities | $10,000 | – | 430 | +100.0% | 0.00% | – |
| JEA FL ELEC SYS REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Jpmorgan Chase Bk Var 34convertible/ | $8,000 | +14.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KKR | KKR & CO LPpfds, reits, | $5,000 | -16.7% | 200 | 0.0% | 0.00% | 0.0% | |
| KEYS | KEYSIGHT TECHNOLOGIESequities | $11,000 | -15.4% | 126 | 0.0% | 0.00% | 0.0% | |
| KLEIN TX ISDconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| The Kroger Co.convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| LMRKO | LANDMARK INFRApfds, reits, | $5,000 | -37.5% | 300 | 0.0% | 0.00% | 0.0% | |
| LII | Sell | LENNOX INTL INCequities | $6,000 | -50.0% | 35 | -30.0% | 0.00% | 0.0% |
| Lewis Cnty Wa Puconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LIBERTY INTERACTIVEconvertible/ | $12,000 | -29.4% | 17,000 | 0.0% | 0.00% | -50.0% | ||
| Lincoln NE Elec Sysconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NEBRASKAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Lockheed Martinconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| LOS ANGELES CA W/Pconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| LOWER CO RIV AUTH Tconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LULU | New | LULULEMON ATHLETICA INCequities | $9,000 | – | 50 | +100.0% | 0.00% | – |
| LL | LUMBER LIQUIDATORSequities | $5,000 | -50.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| Marathon Petroleuconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| Maricopa Az Ccdconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ CODconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #11convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #38convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ USD #41convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ USD #60convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| GDX | MARKET VECTORS GOLD MINERS ETFequities | $10,000 | -23.1% | 450 | 0.0% | 0.00% | 0.0% | |
| New | Marsh & Mclennaconvertible/ | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| MASSACHUSETTS STconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| MTRN | MATERION CORPequities | $6,000 | -40.0% | 171 | 0.0% | 0.00% | 0.0% | |
| MCK | New | MCKESSON CORPequities | $9,000 | – | 70 | +100.0% | 0.00% | – |
| Merck & Co., Inc.convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MERITAGE HOMES CORPconvertible/ | $9,000 | -18.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Mesa Azconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MET | Sell | METLIFE INCequities | $5,000 | -68.8% | 168 | -47.2% | 0.00% | -50.0% |
| MTD | METTLER TOLEDOequities | $8,000 | -11.1% | 11 | 0.0% | 0.00% | 0.0% | |
| MI ST BLDG AUTHconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Microsoft Corpconvertible/ | $7,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MP WSTRN ST UNIVconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MO ST HLTH/EDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Monsanto Coconvertible/ | $6,000 | -14.3% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| MONTANA STATE Bconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MONTANA STATE BOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| MSPRI | New | Morgan Stanl Pfdequities | $5,000 | – | 215 | +100.0% | 0.00% | – |
| Morgan Stanleyconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | MORGAN STANLpfds, reits, | $5,000 | – | 212 | +100.0% | 0.00% | – | |
| MYOK | Myokardia Inc 00500equities | $7,000 | -36.4% | 150 | 0.0% | 0.00% | 0.0% | |
| NGHCO | NATL GEN PFDpfds, reits, | $9,000 | -30.8% | 500 | 0.0% | 0.00% | 0.0% | |
| NHI | Ntnl Health Invepfds, reits, | $5,000 | -37.5% | 100 | 0.0% | 0.00% | 0.0% | |
| NTES | NETEASE INCequities | $7,000 | +16.7% | 21 | 0.0% | 0.00% | 0.0% | |
| NTGR | NETGEARequities | $5,000 | -16.7% | 240 | 0.0% | 0.00% | 0.0% | |
| NBIX | NEUROCRINE BIOSCIENCESequities | $9,000 | -18.2% | 100 | 0.0% | 0.00% | 0.0% | |
| Nj St Tpk Authconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Nm Fa St Transconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NYMTO | NEW YORK MTG PFDpfds, reits, | $5,000 | -61.5% | 500 | 0.0% | 0.00% | 0.0% | |
| NEW YORK N Yconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Nyc Ny Tran Auth Blconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Ny St Dorm Auth S/Tconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH PERconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NYT | NEW YORK TIMES CLASS Aequities | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| NEM | Sell | NEWMONT MINING CORPequities | $6,000 | -57.1% | 142 | -55.2% | 0.00% | 0.0% |
| Nomura America Fi Var 34convertible/ | $7,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Nordstrom, Inc.convertible/ | $8,000 | -20.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NC EASTERN MUNI PWRconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| NC MUN PWR CA ELECconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NTRS | NORTHERN TRUST CORPequities | $11,000 | -31.2% | 150 | 0.0% | 0.00% | -50.0% | |
| NUAN | NUANCE COMM INCequities | $7,000 | -12.5% | 429 | 0.0% | 0.00% | 0.0% | |
| NUE | NUCORequities | $11,000 | -38.9% | 313 | 0.0% | 0.00% | -50.0% | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC FDequities | $5,000 | -28.6% | 542 | 0.0% | 0.00% | 0.0% | |
| JPI | Nuveen Preferred And Incequities | $8,000 | -27.3% | 430 | 0.0% | 0.00% | 0.0% | |
| Buy | OCCIDENTAL PETRO CORPequities | $12,000 | -57.1% | 1,032 | +54.5% | 0.00% | -66.7% | |
| OHIO STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OH ST WTR POLL REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Old Ntnl Bancorconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OMAHA NEBRASKAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ORACLE CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| EXELON CORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Pnc Finl Svcs Groconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| PPG | Sell | PPG INDUSTRIES INCequities | $7,000 | -65.0% | 83 | -43.9% | 0.00% | -50.0% |
| PKG | PACKAGING CORP OF AMERICAequities | $5,000 | -16.7% | 55 | 0.0% | 0.00% | 0.0% | |
| PANW | PALO ALTO NETWORKSequities | $8,000 | -33.3% | 50 | 0.0% | 0.00% | 0.0% | |
| PAAS | PAN AMERICAN SILVER CPequities | $10,000 | -41.2% | 700 | 0.0% | 0.00% | -50.0% | |
| PA ST TPK COMMN TPKconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PEORIA AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PEPSICO INCORPORconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Phoenix Azconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Phoenix Azconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC ARPTconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WST WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC IMPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CNTY AZconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CNTY AZconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| PIMA CN AZ IDA Econvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ IDAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Pima Cn Az Regl Traconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA COUNTY ARIZONAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Pima Cn Az Usd #16convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PTY | PIMCO CORPORATE OPPTY FUNDequities | $5,000 | -37.5% | 400 | 0.0% | 0.00% | 0.0% | |
| PCI | PIMCO DYNAMIC CREDIT INCequities | $11,000 | -31.2% | 650 | 0.0% | 0.00% | -50.0% | |
| Pinal Cn Az Ccdconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| POL | Buy | POLYONE CORPequities | $6,000 | +50.0% | 310 | +181.8% | 0.00% | – |
| PBH | PRESTIGE BRANDS HOLDINGSequities | $7,000 | -12.5% | 200 | 0.0% | 0.00% | 0.0% | |
| PFG | PRINCIPAL FINANCIALequities | $7,000 | -41.7% | 213 | 0.0% | 0.00% | 0.0% | |
| PUBLIC STORAGEconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| PSAPRE | Sell | Public Storage Pfdequities | $7,000 | -58.8% | 300 | -53.8% | 0.00% | -50.0% |
| Queen Crk Az Exc Taconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| RYN | RAYONIERpfds, reits, | $7,000 | -30.0% | 315 | 0.0% | 0.00% | 0.0% | |
| REGL TRAN DST CO COconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RFPRB | Buy | REGIONS FINApfds, reits, | $5,000 | +25.0% | 210 | +61.5% | 0.00% | – |
| RS | RELIANCE STL & ALUMINUMequities | $11,000 | -26.7% | 122 | 0.0% | 0.00% | 0.0% | |
| RPAI | RETAIL PROP OF AMERICA INCpfds, reits, | $5,000 | -64.3% | 1,009 | 0.0% | 0.00% | 0.0% | |
| Rio Tinto Fin (convertible/ | $12,000 | +9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ROSEMONT ILconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ROYAL BANK CANADconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WDIV | New | Spdr S&P Global Dividendequities | $10,000 | – | 210 | +100.0% | 0.00% | – |
| SDY | SPDR S&P DIVIDEND ETFequities | $6,000 | -25.0% | 77 | 0.0% | 0.00% | 0.0% | |
| SPHY | New | Spdr Portfolio Highequities | $7,000 | – | 300 | +100.0% | 0.00% | – |
| SMLV | Spdr Ssga US Sl Cp Lwequities | $7,000 | -30.0% | 102 | 0.0% | 0.00% | 0.0% | |
| THE CHARLES SCHconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FNDX | Buy | SCHWAB FUNDAENTAL USequities | $6,000 | -14.3% | 182 | +5.2% | 0.00% | 0.0% |
| SCHZ | SCHWAB US AGG BD ETFequities | $10,000 | 0.0% | 190 | 0.0% | 0.00% | 0.0% | |
| SCOTTSDALE AZconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE AZ W/convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE AZ W/convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SA | Sell | SEABRIDGE GOLD INCequities | $7,000 | -50.0% | 785 | -21.5% | 0.00% | 0.0% |
| XLP | Sell | SECTOR SPDR CONSUMER STAPLESequities | $5,000 | -79.2% | 100 | -73.3% | 0.00% | -50.0% |
| XLE | Buy | ENERGY SELECT SECTOR SPDR FDequities | $6,000 | 0.0% | 200 | +100.0% | 0.00% | 0.0% |
| SERVICEMASTER CO LTDconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SEWARD COUNTY NEconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SIMON PROPERTY GRconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SKX | SKECHERS USA INCequities | $11,000 | -42.1% | 450 | 0.0% | 0.00% | -50.0% | |
| SWKS | Sell | SKYWORKS SOLUTIONS INCequities | $9,000 | -57.1% | 100 | -41.2% | 0.00% | -50.0% |
| WORK | New | SLACK TECHNOLOGIES INCequities | $11,000 | – | 400 | +100.0% | 0.00% | – |
| SLRC | Solar Capital Ltdequities | $6,000 | -45.5% | 546 | 0.0% | 0.00% | 0.0% | |
| SCCO | SOUTHERN COPPER CORPequities | $8,000 | -38.5% | 300 | 0.0% | 0.00% | 0.0% | |
| SPLK | SPLUNK INCequities | $12,000 | -14.3% | 94 | 0.0% | 0.00% | 0.0% | |
| SFM | Sell | SPROUTS FARMERS MARKET INCequities | $9,000 | -52.6% | 500 | -50.0% | 0.00% | -50.0% |
| STARBUCKS CORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Starbucks Corpconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STTPRD | Buy | STATE STREET Cpfds, reits, | $7,000 | +75.0% | 281 | +97.9% | 0.00% | – |
| STM | STMICROELETRONICS NVequities | $8,000 | -20.0% | 378 | 0.0% | 0.00% | 0.0% | |
| STOR | Sell | STORE CAPITAL CORPequities | $5,000 | -66.7% | 275 | -31.2% | 0.00% | 0.0% |
| SU | SUNCOR ENERGY INCequities | $12,000 | -53.8% | 779 | 0.0% | 0.00% | -50.0% | |
| SUN | SUNOCO LPpfds, reits, | $10,000 | -47.4% | 629 | 0.0% | 0.00% | -50.0% | |
| SYF | SYNCHRONY FINANCIALequities | $7,000 | -58.8% | 462 | 0.0% | 0.00% | -50.0% | |
| SYNH | SYNEOS HEALTH INCequities | $7,000 | -30.0% | 165 | 0.0% | 0.00% | 0.0% | |
| TMUS | T-MOBILE US INCequities | $5,000 | +25.0% | 54 | 0.0% | 0.00% | – | |
| SKT | TANGER FCTRY OUTLETpfds, reits, | $5,000 | -66.7% | 1,000 | 0.0% | 0.00% | 0.0% | |
| TPR | TAPESTRY INC.equities | $5,000 | -54.5% | 400 | 0.0% | 0.00% | 0.0% | |
| TDJ | TELEPHONE AND DATA PFDequities | $6,000 | -25.0% | 300 | 0.0% | 0.00% | 0.0% | |
| TDE | New | Telephone And Pfdequities | $9,000 | – | 417 | +100.0% | 0.00% | – |
| TEMPE AZconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| PACTIV LLCconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| TN ENGY ACQUISITconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| New | Tvaconvertible/ | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| STATE OF TEXASconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TX TRANS ST HWY FDconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TOL | TOLL BROTHERS INCequities | $6,000 | -50.0% | 300 | 0.0% | 0.00% | 0.0% | |
| TOTAL CAPITALconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| TRP | TRANSCANADA CORPequities | $9,000 | -18.2% | 200 | 0.0% | 0.00% | 0.0% | |
| TUCSON AZconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| Tucson Az Wtrconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| TUCSON AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TWOPRB | Buy | TWO HARBORSpfds, reits, | $6,000 | -40.0% | 379 | +8.3% | 0.00% | 0.0% |
| UMH | UMH PROP Inc.pfds, reits, | $11,000 | -31.2% | 1,000 | 0.0% | 0.00% | -50.0% | |
| UI | Ubiquiti Incequities | $10,000 | -23.1% | 70 | 0.0% | 0.00% | 0.0% | |
| UA | UNDER ARMOUR INC CL Cequities | $12,000 | -58.6% | 1,500 | 0.0% | 0.00% | -66.7% | |
| UNITED AIRLINES,convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UAL | UNITED CONTL HLDGSequities | $7,000 | -66.7% | 237 | 0.0% | 0.00% | -50.0% | |
| U.S. BANCORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | U.S. Bancorpconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| US TREASUR NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASU NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| New | US Treasur Ntconvertible/ | $9,000 | – | 9,000 | +100.0% | 0.00% | – | |
| Univ Ma Bldg Authconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Univ Nmconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| Univ Txconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UNIV WAconvertible/ | $11,000 | -8.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UTAH STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VIG | Sell | VANGUARD DIV APPRECIATION ETFequities | $8,000 | -86.7% | 75 | -84.4% | 0.00% | -83.3% |
| VYM | Sell | VANGUARD HIGH DIV YLD ETFequities | $6,000 | -88.0% | 91 | -82.9% | 0.00% | -80.0% |
| VNQI | Sell | VANGUARD GLOBAL EX-US RE ETFequities | $10,000 | -76.2% | 233 | -66.9% | 0.00% | -75.0% |
| VOT | VANGUARD MID CAP GROWTHequities | $8,000 | -20.0% | 60 | 0.0% | 0.00% | 0.0% | |
| VB | New | VANGUARD SC ETFequities | $12,000 | – | 101 | +100.0% | 0.00% | – |
| VER | Sell | VEREIT INCpfds, reits, | $6,000 | -86.4% | 1,300 | -72.9% | 0.00% | -75.0% |
| Verizon Communicconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| Verizon Communicconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Verizon Communicaconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| VRSK | VERISK ANALYTICS INCequities | $10,000 | -9.1% | 72 | 0.0% | 0.00% | 0.0% | |
| VIACOM INCconvertible/ | $7,000 | -12.5% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| VISA INCconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VMW | VMWARE INC CL Aequities | $7,000 | -22.2% | 60 | 0.0% | 0.00% | 0.0% | |
| WBC | WABCO HLDG INCequities | $7,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| Buy | WALMART INCconvertible/ | $9,000 | +125.0% | 8,000 | +100.0% | 0.00% | – | |
| Walgreens Boots Aconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| WCN | WASTE CONNECTIONS INCequities | $10,000 | -9.1% | 125 | 0.0% | 0.00% | 0.0% | |
| Anthem, Inc.convertible/ | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| WFCPRT | Sell | WELLS FARGO & CO PFDpfds, reits, | $7,000 | -86.3% | 281 | -86.0% | 0.00% | -80.0% |
| WFCPRL | WELLS FARGO BKpfds, reits, | $6,000 | -14.3% | 5 | 0.0% | 0.00% | 0.0% | |
| WELLS FARGO BK NAconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WISCONSIN STATEconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Wi St Transconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| WH | WYNDHAM HOTELS & RESORTSequities | $9,000 | -47.1% | 275 | 0.0% | 0.00% | -50.0% | |
| YETI | YETI HOLDINGS INCORPORATequities | $6,000 | -45.5% | 325 | 0.0% | 0.00% | 0.0% | |
| Yuma Arizona Municiconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| Z | ZILLOW GROUP INC CL Cequities | $7,000 | -22.2% | 200 | 0.0% | 0.00% | 0.0% | |
| Zimmer Biomet Hoconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| ZIONS BANCORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WIRECARD AG BERLIN ORDequities | $12,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | ||
| AMBA | AMBARELLA INCequities | $5,000 | -16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| TEAM | ATLASSIAN CORP PLCequities | $8,000 | +14.3% | 60 | 0.0% | 0.00% | 0.0% | |
| GLOGPRA | GASLOG LTDpfds, reits, | $6,000 | -40.0% | 400 | 0.0% | 0.00% | 0.0% | |
| Sell | INGERSOLL-RAND PLCequities | $6,000 | -85.0% | 262 | -12.1% | 0.00% | -75.0% | |
| LIN | LINDE PLCequities | $10,000 | -16.7% | 55 | 0.0% | 0.00% | 0.0% | |
| MRVL | MARVELL TECH GRP LTDequities | $9,000 | -10.0% | 380 | 0.0% | 0.00% | 0.0% | |
| NAT | NORDIC AMER TANKERS LTDequities | $6,000 | 0.0% | 1,300 | 0.0% | 0.00% | 0.0% | |
| NCLH | New | NORWEGIAN CRUISE LINEequities | $12,000 | – | 1,100 | +100.0% | 0.00% | – |
| PREPRH | New | Partnerre Ltd Pfdequities | $6,000 | – | 221 | +100.0% | 0.00% | – |
| PUKPR | PRUDENTIAL PLC PFDpfds, reits, | $5,000 | -16.7% | 200 | 0.0% | 0.00% | 0.0% | |
| RNR | RENAISSANCERE HLDGSequities | $6,000 | -25.0% | 39 | 0.0% | 0.00% | 0.0% | |
| CRSP | Buy | CRISPR THERAPEUTICSequities | $6,000 | 0.0% | 145 | +45.0% | 0.00% | 0.0% |
| Sell | NESTLE SA ORDequities | $7,000 | -50.0% | 72 | -44.2% | 0.00% | 0.0% | |
| RACE | FERRARI N Vequities | $9,000 | 0.0% | 56 | 0.0% | 0.00% | 0.0% | |
| TXT | TEXTRONequities | $1,000 | -50.0% | 50 | 0.0% | 0.00% | – | |
| EBND | Buy | Spdr Blmbrg Brcly Emgequities | $0 | – | 11 | +22.2% | 0.00% | – |
| Exit | MASSACHUSETTS STconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| PIUTQ | New | Paiute Oil & Miningequities | $0 | – | 1,000 | +100.0% | 0.00% | – |
| PAYC | New | PAYCOM SOFTWARE INCequities | $4,000 | – | 20 | +100.0% | 0.00% | – |
| PSBPRZ | New | Ps Business Pfdequities | $1,000 | – | 31 | +100.0% | 0.00% | – |
| PPL | PPL CORPORATIONequities | $1,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| PENN | New | PENN NATIONAL GAMINGequities | $3,000 | – | 200 | +100.0% | 0.00% | – |
| PNC FUNDING CORconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| PJT | PJT PARTNERS INCequities | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| OVV | New | Ovintiv Incequities | $1,000 | – | 400 | +100.0% | 0.00% | – |
| OR | Osisko Gold Royaltieequities | $0 | -100.0% | 61 | 0.0% | 0.00% | – | |
| PBCTP | New | People'S Uni Pfdequities | $4,000 | – | 168 | +100.0% | 0.00% | – |
| OBBCQ | ORBIT BRANDS CORPequities | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| IVRPRA | Exit | INVESCO MTG Cpfds, reits, | $0 | – | -200 | -100.0% | 0.00% | – |
| Petaluma Ca Jusdconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| OMC | New | OMNICOM GROUP INCequities | $4,000 | – | 72 | +100.0% | 0.00% | – |
| OPI | OFFICE PPTYS INCM TRpfds, reits, | $2,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| OCCIDENTAL PETROLconvertible/ | $3,000 | -25.0% | 4,000 | 0.0% | 0.00% | – | ||
| NSS | Sell | Nustar Logisti Pfdequities | $1,000 | -75.0% | 58 | -61.3% | 0.00% | – |
| NS | NUSTAR ENERGY LPpfds, reits, | $2,000 | -60.0% | 200 | 0.0% | 0.00% | – | |
| NGBL | NOTIS GLOBAL INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| NRTLQ | Nortel Networks Cp Nexxxequities | $0 | – | 10 | 0.0% | 0.00% | – | |
| Exit | Organigram Holdings Incequities | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| NOBLE HOLDING INconvertible/ | $2,000 | -83.3% | 31,000 | 0.0% | 0.00% | -100.0% | ||
| NBL | NOBLE ENERGY INCequities | $1,000 | -80.0% | 200 | 0.0% | 0.00% | – | |
| VSAT | Exit | VIASAT INCequities | $0 | – | -34 | -100.0% | 0.00% | – |
| NIPRB | New | Nisource Inc. Pfdequities | $2,000 | – | 82 | +100.0% | 0.00% | – |
| LTSA | Exit | Ladenburg Thalma Pfdequities | $0 | – | -100 | -100.0% | 0.00% | – |
| NEP | NEXTERA ENERGY PARTNE LPpfds, reits, | $2,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| ABML | Exit | AMERICAN BATTERY METALSequities | $0 | – | -8,200 | -100.0% | 0.00% | – |
| STLD | Exit | STEEL DYNAMICS INCequities | $0 | – | -52 | -100.0% | 0.00% | – |
| NEEPRN | New | Nextera Energy Pfdequities | $1,000 | – | 56 | +100.0% | 0.00% | – |
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| Exit | ANHEUSER-BUSCH INconvertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| NYCBPRA | New | New York Com Pfdequities | $4,000 | – | 165 | +100.0% | 0.00% | – |
| NMFC | New | New Mountain Fin Coequities | $4,000 | – | 540 | +100.0% | 0.00% | – |
| NEWM | GANNETTequities | $1,000 | -80.0% | 721 | 0.0% | 0.00% | – | |
| NEUN | New | Neurogenesis Incequities | $0 | – | 200 | +100.0% | 0.00% | – |
| NSAPRA | New | Ntnl Storage Aff Pfdequities | $1,000 | – | 29 | +100.0% | 0.00% | – |
| Ntnl Rural Utiliconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| NRUC | New | Ntnl Rural Utili Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| NOV | NATL OILWELL VARCO INCequities | $3,000 | -62.5% | 303 | 0.0% | 0.00% | -100.0% | |
| NGG | New | NATIONAL GRID PLCequities | $0 | – | 0 | +100.0% | 0.00% | – |
| NFG | NATL FUEL GAS COequities | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| NCR CORPORATIONequities | $0 | -100.0% | 20 | 0.0% | 0.00% | – | ||
| MZPS | MYZIPSOFT INCequities | $0 | – | 311 | 0.0% | 0.00% | – | |
| Mphase Tech Incequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| MOTOROLA SOLUTIONconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| MSPRK | New | Morgan Stanle Pfdequities | $1,000 | – | 55 | +100.0% | 0.00% | – |
| MORGAN STANLEY (VARIABLE)convertible/ | $4,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | ||
| MOODY'S CORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| PIY | PREFFERED PLUS PFDequities | $2,000 | -33.3% | 300 | 0.0% | 0.00% | – | |
| TROW | TROWE PRICE GROUP INCequities | $3,000 | -25.0% | 35 | 0.0% | 0.00% | – | |
| MNRO | New | MONRO MUFFLER BRAKE INCequities | $2,000 | – | 35 | +100.0% | 0.00% | – |
| MICROSOFT CORPconvertible/ | $4,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| PFPT | PROOFPOINT INCequities | $4,000 | -20.0% | 40 | 0.0% | 0.00% | – | |
| CMK | MFS INTERMARKET INCOME Iequities | $0 | – | 5,516 | 0.0% | 0.00% | – | |
| MTR | MESA ROYALTY TRUST ORDequities | $1,000 | 0.0% | 215 | 0.0% | 0.00% | – | |
| NOBL | PROSHARES S&P 500 DIVequities | $4,000 | -20.0% | 69 | 0.0% | 0.00% | – | |
| MCDONALDS CORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| Ma St Sch Bldg Authconvertible/ | $0 | -100.0% | 10,000 | 0.0% | 0.00% | -100.0% | ||
| PRH | PRUDENTIAL FINLpfds, reits, | $3,000 | 0.0% | 118 | 0.0% | 0.00% | – | |
| PRS | New | Prudential Fin Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| SMH | MKT VECTORS SEMICONDUCTRequities | $4,000 | -20.0% | 32 | 0.0% | 0.00% | – | |
| PUK | Sell | PRUDENTIAL CORP PLCequities | $1,000 | -75.0% | 55 | -41.5% | 0.00% | – |
| PEG | PUB SVC ENTERPRISE GPequities | $3,000 | -25.0% | 60 | 0.0% | 0.00% | – | |
| MPC | Sell | MARATHON PETRO CORPequities | $3,000 | -76.9% | 123 | -44.8% | 0.00% | -100.0% |
| PSAPRX | PUBLIC STORAGEpfds, reits, | $1,000 | 0.0% | 27 | 0.0% | 0.00% | – | |
| MRO | Sell | MARATHON OIL CORPequities | $1,000 | -75.0% | 200 | -33.3% | 0.00% | – |
| MANUFACTURERS TRA VAR 20convertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| Los Angeles Ca Municonvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| LOGM | LOGMEIN INCequities | $3,000 | -25.0% | 42 | 0.0% | 0.00% | – | |
| L | LOWES CORPequities | $3,000 | -25.0% | 73 | 0.0% | 0.00% | – | |
| LYV | LIVE NATION ENTERTAINMENT INCequities | $0 | – | 6 | 0.0% | 0.00% | – | |
| LINNCO LLC XXXconvertible/ | $0 | – | 780 | 0.0% | 0.00% | – | ||
| LSXMK | LIBERTY MEDIA CORPequities | $1,000 | -50.0% | 40 | 0.0% | 0.00% | – | |
| LSXMA | LIBERTY MEDIA CORPequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| LEHMAN BROS HLDGSconvertible/ | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| Lehman Brothers 2xxxequities | $0 | – | 19 | 0.0% | 0.00% | – | ||
| QUALCOMM INCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| DGX | QUEST DIAGNOSTIC INCequities | $4,000 | -20.0% | 51 | 0.0% | 0.00% | – | |
| CTV | New | Qwest Corp Pfdequities | $4,000 | – | 176 | +100.0% | 0.00% | – |
| CTZ | New | QWEST CORPpfds, reits, | $2,000 | – | 92 | +100.0% | 0.00% | – |
| CTBB | New | QWEST CORPpfds, reits, | $4,000 | – | 213 | +100.0% | 0.00% | – |
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 92 | 0.0% | 0.00% | – | ||
| RMR | RMR GROUP INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| KR | KROGER COequities | $0 | – | 6 | 0.0% | 0.00% | – | |
| KTB | KONTOOR BRANDS INCequities | $0 | -100.0% | 15 | 0.0% | 0.00% | – | |
| KSS | KOHL'S CORPequities | $1,000 | -50.0% | 40 | 0.0% | 0.00% | – | |
| KGFHY | KINGFISHER PLCequities | $2,000 | -33.3% | 540 | 0.0% | 0.00% | – | |
| KEYPRI | New | Keycorp Pfdequities | $4,000 | – | 161 | +100.0% | 0.00% | – |
| RGLS | REGULUS THERAPEUTICS INCequities | $0 | – | 16 | 0.0% | 0.00% | – | |
| RF | New | REGIONS FINL CORPequities | $1,000 | – | 127 | +100.0% | 0.00% | – |
| K | KELLOGG COMPANYequities | $3,000 | -25.0% | 58 | 0.0% | 0.00% | – | |
| RZA | Buy | REINSURANCE GPpfds, reits, | $4,000 | +300.0% | 182 | +256.9% | 0.00% | – |
| RZB | New | Reinsurance Gro Pfdequities | $4,000 | – | 187 | +100.0% | 0.00% | – |
| REPYY | REPSOL S Aequities | $2,000 | -33.3% | 200 | 0.0% | 0.00% | – | |
| KSU | KANSAS CITY SOUTHERNequities | $3,000 | -25.0% | 26 | 0.0% | 0.00% | – | |
| KVHI | KVH INDUSTRIES INCequities | $1,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| JPMPRDCL | New | JP MORGAN CHASEpfds, reits, | $2,000 | – | 65 | +100.0% | 0.00% | – |
| C996 | Buy | RENTECH NITROGEN LP XXXpfds, reits, | $0 | – | 500 | +66.7% | 0.00% | – |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| REZI | New | RESIDEO TECHNOLOGIES INCequities | $0 | – | 20 | +100.0% | 0.00% | – |
| ZS | Exit | Zscaler Incequities | $0 | – | -100 | -100.0% | 0.00% | – |
| RIOCF | RIOCAN REAL ESTATE INVequities | $3,000 | -50.0% | 300 | 0.0% | 0.00% | -100.0% | |
| RHHBY | ROCHE HLDG LTD SPON ADRFequities | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ROK | Sell | ROCKWELL AUTOMATION INCequities | $4,000 | -50.0% | 27 | -30.8% | 0.00% | -100.0% |
| IHAK | New | Ishares Cybersecurityequities | $2,000 | – | 90 | +100.0% | 0.00% | – |
| IEO | ISHARES OIL & GAS EXPLequities | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| ROST | ROSS STORES INCequities | $4,000 | -20.0% | 45 | 0.0% | 0.00% | – | |
| IDV | ISHARES INTL SELECT DIVequities | $1,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| IGF | ISHARES GLOBAL INFRAequities | $3,000 | -40.0% | 100 | 0.0% | 0.00% | – | |
| EZU | Ishares Msci Eurozoneequities | $3,000 | -25.0% | 106 | 0.0% | 0.00% | – | |
| SCEPRJ | New | Sce TRUST IV Pfdequities | $1,000 | – | 31 | +100.0% | 0.00% | – |
| NVTA | INVITAE CORPequities | $1,000 | -50.0% | 100 | 0.0% | 0.00% | – | |
| PDN | INVESCO FTSE RAFIequities | $1,000 | -50.0% | 51 | 0.0% | 0.00% | – | |
| XRLV | Invesco S&P 500 Ex-Rateequities | $4,000 | -20.0% | 116 | 0.0% | 0.00% | – | |
| ETRN | Exit | EQUITRANS MIDSTREAM CORPequities | $0 | – | -213 | -100.0% | 0.00% | – |
| SPEM | New | Spdr Index Shares Emergequities | $0 | – | 10 | +100.0% | 0.00% | – |
| IPWG | International Power Gpequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| INTL BK RECON &convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| New | Intercontinentalconvertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| INDIVA LIMITEDequities | $1,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| ILMN | ILLUMINA INCequities | $1,000 | -50.0% | 5 | 0.0% | 0.00% | – | |
| HDYNQ | HYPERDYNAMICS CORPequities | $0 | – | 13 | 0.0% | 0.00% | – | |
| HBANO | New | Huntington Ba Pfdequities | $2,000 | – | 85 | +100.0% | 0.00% | – |
| HBAN | HUNTINGTON BANCSHARES INC.equities | $1,000 | 0.0% | 77 | 0.0% | 0.00% | – | |
| SAND | Sandstorm Gold Ltdequities | $2,000 | -33.3% | 400 | 0.0% | 0.00% | – | |
| HES | HESS CORPequities | $3,000 | -57.1% | 100 | 0.0% | 0.00% | -100.0% | |
| HERITAGE GLOBAL INCequities | $0 | – | 50 | 0.0% | 0.00% | – | ||
| HP | HELMERICH & PAYNE INCequities | $0 | -100.0% | 15 | 0.0% | 0.00% | – | |
| HCN | WELLTOWER INCpfds, reits, | $2,000 | -33.3% | 38 | 0.0% | 0.00% | – | |
| SSL | SASOL LTDequities | $0 | -100.0% | 50 | 0.0% | 0.00% | – | |
| New | MS STRUCTURED ASSE PFDequities | $0 | – | 300 | +100.0% | 0.00% | – | |
| Saugus California Uconvertible/ | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| HAS | HASBRO INCequities | $2,000 | -33.3% | 30 | 0.0% | 0.00% | – | |
| HIGPRG | New | The Hartford Fin Pfdequities | $1,000 | – | 55 | +100.0% | 0.00% | – |
| HGH | New | HARTFORD FINANCIAL PFDpfds, reits, | $1,000 | – | 26 | +100.0% | 0.00% | – |
| PBEC | Exit | PACIFIC BLUE ENERGY CORPequities | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HTGM | HTG MOLECULAR DIAG INCequities | $2,000 | -60.0% | 7,000 | 0.0% | 0.00% | – | |
| GWRE | New | GUIDEWARE SOFTWAREequities | $2,000 | – | 25 | +100.0% | 0.00% | – |
| GRYG | GREEN ENERGY GROUP INCequities | $0 | – | 165 | 0.0% | 0.00% | – | |
| SCHV | SCHWAB US LC VAL ETFequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| SCHA | Sell | SCHWAB US SC ETFequities | $1,000 | -75.0% | 27 | -50.9% | 0.00% | – |
| ALPHABET INC.convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| FNDE | Buy | SCHWAB FUNDA EMG MKTSequities | $2,000 | -33.3% | 96 | +3.2% | 0.00% | – |
| FNDC | Sell | SCHWAB FUND INTL SC ETFequities | $0 | -100.0% | 4 | -94.0% | 0.00% | – |
| FNDF | Buy | SCHWAB FUND INTL LG CO ETFequities | $3,000 | -25.0% | 137 | +7.0% | 0.00% | – |
| FNDA | Sell | SCHWAB FUND US SC ETFequities | $0 | -100.0% | 7 | -95.0% | 0.00% | -100.0% |
| GSPRK | New | GOLDMAN SACHpfds, reits, | $4,000 | – | 158 | +100.0% | 0.00% | – |
| SCHF | Buy | SCHWAB INTL EQ ETFequities | $1,000 | 0.0% | 44 | +76.0% | 0.00% | – |
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| SCHR | New | SCHWAB INTERMEDIATE TERMequities | $0 | – | 3 | +100.0% | 0.00% | – |
| SCHP | New | SCHWAB US TIPS ELFequities | $0 | – | 4 | +100.0% | 0.00% | – |
| SCHC | New | SCHWAB INTL SC EQ ETFequities | $0 | – | 2 | +100.0% | 0.00% | – |
| GOL | GOL LINHAS AEREAS INTELIGENTES SAequities | $0 | – | 20 | 0.0% | 0.00% | – | |
| New | Globe Life Inc Pfdequities | $1,000 | – | 55 | +100.0% | 0.00% | – | |
| Exit | Mgx Renewables Incequities | $0 | – | -167 | -100.0% | 0.00% | – | |
| MLPA | GLOBAL X MLP ETFequities | $4,000 | -63.6% | 1,400 | 0.0% | 0.00% | -100.0% | |
| GNLPRA | Sell | GLOBAL NET LEASpfds, reits, | $0 | -100.0% | 18 | -97.0% | 0.00% | -100.0% |
| GOOD | Gladstone Coml Corppfds, reits, | $4,000 | -42.9% | 300 | 0.0% | 0.00% | -100.0% | |
| GILEAD SCIENCES,convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| XLRE | New | RE SEL SECT SPDRequities | $1,000 | – | 40 | +100.0% | 0.00% | – |
| XLU | UTILITIES SEL SECTOR SPDR ETFequities | $1,000 | 0.0% | 21 | 0.0% | 0.00% | – | |
| SNFCA | Buy | SECURITY NATL FINL CORPequities | $0 | – | 23 | +4.5% | 0.00% | – |
| GNMK | GENMARK DIAGNOSTICS INCequities | $2,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| SCI | SERVICE CORP INTLequities | $4,000 | -20.0% | 99 | 0.0% | 0.00% | – | |
| WIX | Exit | Wix Com Ltdequities | $0 | – | -15 | -100.0% | 0.00% | – |
| GENERAL MOTORS COconvertible/ | $4,000 | -33.3% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| NOW | New | SERVICE NOW INCequities | $3,000 | – | 10 | +100.0% | 0.00% | – |
| SEVENTY SEVEN ENERGYpfds, reits, | $0 | – | 60 | 0.0% | 0.00% | – | ||
| SGLB | New | Sigma Labs Incequities | $0 | – | 2 | +100.0% | 0.00% | – |
| SIRI | SIRIUS XM HLDG INCequities | $3,000 | -25.0% | 614 | 0.0% | 0.00% | – | |
| UAN | Exit | CVR PARTNERSpfds, reits, | $0 | – | -812 | -100.0% | 0.00% | – |
| SNAP | SNAP INCequities | $2,000 | -33.3% | 170 | 0.0% | 0.00% | – | |
| GENERAL ELECTRIconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| SFTBY | Sell | SOFTBANK CORPequities | $1,000 | -90.9% | 52 | -89.5% | 0.00% | -100.0% |
| SOLARIS RESOURCES INCequities | $0 | – | 711 | 0.0% | 0.00% | – | ||
| GD | GENERAL DYNAMICS CORPequities | $4,000 | -20.0% | 30 | 0.0% | 0.00% | – | |
| SJIJ | New | South Jersey I Pfdequities | $1,000 | – | 30 | +100.0% | 0.00% | – |
| GTX | New | GARRETT MOTION INCequities | $0 | – | 12 | +100.0% | 0.00% | – |
| SOJD | New | The Southern Co Pfdequities | $2,000 | – | 92 | +100.0% | 0.00% | – |
| STTPRCCL | Exit | STATE STREETpfds, reits, | $0 | – | -159 | -100.0% | 0.00% | – |
| HUGE | Fsd Pharma Incequities | $1,000 | 0.0% | 161 | 0.0% | 0.00% | – | |
| SOUHY | SOUTH32 LTDequities | $0 | – | 11 | 0.0% | 0.00% | – | |
| FCEL | FUELCELL ENERGY INCequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| Fresno Ca Wtr Sysconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| SPECTRA7 MICROSYSTEMS INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| FORITINET INCequities | $3,000 | 0.0% | 25 | 0.0% | 0.00% | – | ||
| SRPRA | New | Spire Inc. Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| Exit | MCDONALDS CORPconvertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| S | SPRINT CORPequities | $0 | – | 39 | 0.0% | 0.00% | – | |
| SQ | SQUARE INCequities | $1,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| FIT | Sell | FITBIT INCequities | $2,000 | -33.3% | 300 | -25.0% | 0.00% | – |
| SLI | STANDARD LITHIUM CORPequities | $0 | -100.0% | 1,000 | 0.0% | 0.00% | – | |
| SWK | STANLEY BLACK & DECKER INCequities | $2,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| FIRST TRUST PREFERREDequities | $0 | – | 8 | 0.0% | 0.00% | – | ||
| EMLP | First TRUST Northequities | $2,000 | 0.0% | 92 | 0.0% | 0.00% | – | |
| SKYY | FIRST TRUST CLOUDequities | $2,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| NLOK | Exit | NORTONLIFELOCK INCequities | $0 | – | -154 | -100.0% | 0.00% | – |
| STTPRG | New | State Street Pfdequities | $3,000 | – | 140 | +100.0% | 0.00% | – |
| SRCL | STERICYCLE INCequities | $2,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| SFPRA | New | Stifel Finl C Pfdequities | $1,000 | – | 56 | +100.0% | 0.00% | – |
| SFB | New | Stifel Finl Corp Pfdequities | $1,000 | – | 30 | +100.0% | 0.00% | – |
| FSLR | FIRST SOLAR INCequities | $4,000 | -33.3% | 100 | 0.0% | 0.00% | -100.0% | |
| FRCPRJ | New | First Republic Pfdequities | $1,000 | – | 32 | +100.0% | 0.00% | – |
| FHN | FIRST HORIZON NATL CORPequities | $2,000 | -50.0% | 245 | 0.0% | 0.00% | – | |
| FNVG | FINOVA GROUPequities | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| FITBP | New | Fifth Third Banc Pfdequities | $2,000 | – | 65 | +100.0% | 0.00% | – |
| New | Suntrust Bank (Aconvertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| FHLC | FIDELITY MSCI HEALTHequities | $3,000 | -25.0% | 81 | 0.0% | 0.00% | – | |
| FNCL | Fidelity Msci Financialsequities | $4,000 | -33.3% | 145 | 0.0% | 0.00% | -100.0% | |
| FSTA | New | FIDELITY MSCI CONS STPLSequities | $3,000 | – | 105 | +100.0% | 0.00% | – |
| SNVPRD | New | Synovus Finl C Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| SNVPRE | New | Synovus Finl Pfdequities | $1,000 | – | 29 | +100.0% | 0.00% | – |
| ONEQ | Fidelity Nasdaqequities | $2,000 | 0.0% | 7 | 0.0% | 0.00% | – | |
| TCFCP | New | Tcf Finl Corp Pfdequities | $1,000 | – | 29 | +100.0% | 0.00% | – |
| FERGY | FERGUSON PLCequities | $1,000 | -50.0% | 236 | 0.0% | 0.00% | – | |
| FAST | FASTENAL COequities | $2,000 | 0.0% | 58 | 0.0% | 0.00% | – | |
| TD AMERITRADE HOLconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $0 | – | 7 | 0.0% | 0.00% | – | |
| FPIPRB | New | FARMLAND PARTNERS PFDpfds, reits, | $1,000 | – | 63 | +100.0% | 0.00% | – |
| Exit | UNITED TECHNOLOGIESconvertible/ | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| FTCH | New | Farfetch Limitedequities | $1,000 | – | 85 | +100.0% | 0.00% | – |
| TTWO | TAKE TWO INTERACTIVEequities | $2,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| FANUY | Sell | FANUC CORPORATIONequities | $2,000 | -50.0% | 175 | -22.2% | 0.00% | – |
| FAIRFAX FINANCE PFDpfds, reits, | $4,000 | -42.9% | 500 | 0.0% | 0.00% | -100.0% | ||
| A102DIV | TELEFONICA BRASIL SAequities | $0 | – | 3 | 0.0% | 0.00% | – | |
| TEF | TELEFONICA SAequities | $2,000 | -50.0% | 518 | 0.0% | 0.00% | – | |
| FNBPRE | New | F.N.B. Corp Pfdequities | $2,000 | – | 104 | +100.0% | 0.00% | – |
| Exit | MS STRUCTURED ASSE PFDequities | $0 | – | -300 | -100.0% | 0.00% | – | |
| TER | TERADYNE INCORPORATEequities | $3,000 | -25.0% | 57 | 0.0% | 0.00% | – | |
| ROBO | New | Robo Gbl Rbotcs Andequities | $4,000 | – | 113 | +100.0% | 0.00% | – |
| Sell | EXCELSIOR MINING COequities | $4,000 | -69.2% | 12,300 | -26.8% | 0.00% | -100.0% | |
| XANPRC | EXANTAS CAPI PFDpfds, reits, | $3,000 | -70.0% | 400 | 0.0% | 0.00% | -100.0% | |
| EOLS | New | EVOLUS INCequities | $0 | – | 100 | +100.0% | 0.00% | – |
| ERICSSON TELequities | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | ||
| ESS | ESSEX PROPERTY TRUST INCpfds, reits, | $3,000 | -25.0% | 12 | 0.0% | 0.00% | – | |
| IVRPRB | Sell | INVESCO MTG Cpfds, reits, | $0 | -100.0% | 28 | -81.3% | 0.00% | – |
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| New | Equitable Hld Pfdequities | $1,000 | – | 63 | +100.0% | 0.00% | – | |
| ESGRP | New | Enstar Group Lim Pfdequities | $2,000 | – | 85 | +100.0% | 0.00% | – |
| THO | THOR INDUSTRIESequities | $0 | -100.0% | 10 | 0.0% | 0.00% | – | |
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 165 | 0.0% | 0.00% | – | |
| ENBA | New | Enbridge Inc. Pfdequities | $3,000 | – | 169 | +100.0% | 0.00% | – |
| ECTYQ | ECOTALITY INC XXXequities | $0 | – | 833 | 0.0% | 0.00% | – | |
| EBIX | EBIX INCequities | $1,000 | -66.7% | 87 | 0.0% | 0.00% | – | |
| EBAYL | New | Ebay Inc. Pfdequities | $2,000 | – | 84 | +100.0% | 0.00% | – |
| EBAY | EBAY INCequities | $3,000 | -25.0% | 100 | 0.0% | 0.00% | – | |
| EVG | New | Eaton Vance Short Dur Dvequities | $2,000 | – | 200 | +100.0% | 0.00% | – |
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $4,000 | -20.0% | 420 | 0.0% | 0.00% | – | |
| ESTE | New | EARTHSTONE ENERGYequities | $4,000 | – | 2,000 | +100.0% | 0.00% | – |
| NTG | TORTOISE MLP CFpfds, reits, | $1,000 | -90.9% | 1,000 | 0.0% | 0.00% | -100.0% | |
| MJ | Buy | ETF MANAGERS TR ALTequities | $2,000 | +100.0% | 134 | +306.1% | 0.00% | – |
| New | Toyota Motor Coconvertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| IPAY | Etfmg Prime Mobileequities | $2,000 | -33.3% | 62 | 0.0% | 0.00% | – | |
| EPR | EPR PROPERTIESpfds, reits, | $2,000 | -66.7% | 86 | 0.0% | 0.00% | -100.0% | |
| GLOPPRB | Exit | Gaslog Partner Pfdequities | $0 | – | -100 | -100.0% | 0.00% | – |
| EDIG | E DIGITAL CORPequities | $0 | – | 300 | 0.0% | 0.00% | – | |
| DUKPRA | New | Duke Energy C Pfdequities | $2,000 | – | 82 | +100.0% | 0.00% | – |
| Trinity Ca Util Disconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| DUKB | New | Duke Energy Co Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| DRD | DRDGOLD LTDequities | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| DLB | DOLBY LABS INCequities | $3,000 | -25.0% | 63 | 0.0% | 0.00% | – | |
| DFS | DISCOVER FINANCIAL SVCSequities | $3,000 | -50.0% | 76 | 0.0% | 0.00% | -100.0% | |
| TFCPRF | TRUIST FINL CORP PFD-Fpfds, reits, | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| GWPH | Exit | GW PHARMACEUTICALS PLCequities | $0 | – | -32 | -100.0% | 0.00% | – |
| DLRPRK | New | Digital Realt Pfdequities | $1,000 | – | 57 | +100.0% | 0.00% | – |
| DLRPRL | New | Digital Realty Pfdequities | $1,000 | – | 62 | +100.0% | 0.00% | – |
| DIA | Sell | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $4,000 | -42.9% | 19 | -20.8% | 0.00% | -100.0% |
| AQBN | AAB NATIONAL COequities | $0 | – | 181 | 0.0% | 0.00% | – | |
| DK | DELEK US HOLDINGS INequities | $3,000 | -57.1% | 221 | 0.0% | 0.00% | -100.0% | |
| DE | Sell | DEERE & COequities | $2,000 | -71.4% | 13 | -66.7% | 0.00% | -100.0% |
| TWOPRC | New | Two Harbors I Pfdequities | $1,000 | – | 88 | +100.0% | 0.00% | – |
| DF | DEAN FOODS CO NEWequities | $0 | – | 300 | 0.0% | 0.00% | – | |
| HAUZ | New | Xtrackers Inter Real Estequities | $0 | – | 2 | +100.0% | 0.00% | – |
| HYLB | New | XTRACKERS USD HIGH YIELDequities | $0 | – | 1 | +100.0% | 0.00% | – |
| FXCH | CURRENCYSHARES CHINESE RENMINBI ETFequities | $0 | -100.0% | 1,178 | 0.0% | 0.00% | -100.0% | |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| CRWD | New | Crowdstrike Hldgs Incequities | $2,000 | – | 40 | +100.0% | 0.00% | – |
| USBPRP | New | U.S. Bancorp Pfdequities | $2,000 | – | 66 | +100.0% | 0.00% | – |
| CREE | CREEequities | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| USAS DIGITAL INCequities | $0 | – | 162 | 0.0% | 0.00% | – | ||
| UPRM | USA PERFORMANCE PRODUCTS INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| UBER | New | Uber Technologies Incequities | $4,000 | – | 130 | +100.0% | 0.00% | – |
| CR | CRANE COequities | $3,000 | -25.0% | 51 | 0.0% | 0.00% | – | |
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| New | Costco Wholesaleconvertible/ | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| COTRP | CORTS TRUSTequities | $1,000 | -75.0% | 700 | 0.0% | 0.00% | – | |
| CXW | CORECIVIC INCpfds, reits, | $2,000 | -33.3% | 150 | 0.0% | 0.00% | – | |
| CORE MED GROUP INCequities | $0 | – | 146 | 0.0% | 0.00% | – | ||
| SSMXY | Exit | Sysmex Corp 0050equities | $0 | – | -100 | -100.0% | 0.00% | – |
| 1338PS | Exit | UBS AG NEWequities | $0 | – | -171 | -100.0% | 0.00% | – |
| CNO | CNO FINL GROUP INCequities | $0 | – | 7 | 0.0% | 0.00% | – | |
| Conejo Vy Ca Usdconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| U.S. BANCORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| UZB | Sell | UNITED STATES Cpfds, reits, | $1,000 | -87.5% | 67 | -77.7% | 0.00% | -100.0% |
| UZC | New | US Cellular Cor Pfdequities | $3,000 | – | 131 | +100.0% | 0.00% | – |
| US TREASUR NTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| US TREASU NTconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CNDT | CONDUENT INCequities | $0 | – | 72 | 0.0% | 0.00% | – | |
| US TREASURYconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CLNYPRJ | New | Colony Capit Pfdequities | $1,000 | – | 87 | +100.0% | 0.00% | – |
| RNP | Sell | COHEN & STEERS REITequities | $2,000 | -66.7% | 100 | -59.2% | 0.00% | -100.0% |
| CDE | COEUR MINING INCequities | $1,000 | -66.7% | 400 | 0.0% | 0.00% | – | |
| THE COCA-COLA COconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| X | UNITED STATES STEEL CORPequities | $3,000 | -50.0% | 500 | 0.0% | 0.00% | -100.0% | |
| CLDR | CLOUDERA INCequities | $3,000 | -25.0% | 353 | 0.0% | 0.00% | – | |
| CFGPRD | New | Citizens Finl Pfdequities | $2,000 | – | 83 | +100.0% | 0.00% | – |
| CPRN | Buy | CITIGROUP CAPITAL XIII - PFDequities | $3,000 | +200.0% | 108 | +140.0% | 0.00% | – |
| CPRSCL | New | CITIGROUP CAPITAL IXequities | $1,000 | – | 57 | +100.0% | 0.00% | – |
| UNITY ONE CAPITALequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| CITIGROUP INC (VARIABLE)convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CPRJ | New | CITIGROUP INCpfds, reits, | $2,000 | – | 79 | +100.0% | 0.00% | – |
| UBPPRH | New | Urstadt Biddl Pfdequities | $1,000 | – | 40 | +100.0% | 0.00% | – |
| CRL | Charles River Labsequities | $3,000 | -25.0% | 25 | 0.0% | 0.00% | – | |
| LUMN | CENTURYTEL INCequities | $4,000 | -20.0% | 400 | 0.0% | 0.00% | – | |
| CVE | CENOVUS ENERGY INCequities | $1,000 | -83.3% | 622 | 0.0% | 0.00% | -100.0% | |
| CVM | CEL-SCI CORPequities | $3,000 | 0.0% | 289 | 0.0% | 0.00% | – | |
| CABGY | CARLSBERG ASequities | $1,000 | -50.0% | 65 | 0.0% | 0.00% | – | |
| VLYPP | New | Valley Ntnl B Pfdequities | $1,000 | – | 54 | +100.0% | 0.00% | – |
| VLYPO | New | Valley Ntnl Ba Pfdequities | $1,000 | – | 29 | +100.0% | 0.00% | – |
| CDXI | New | Cardax Incequities | $0 | – | 67,843 | +100.0% | 0.00% | – |
| BBH | New | Vaneck Vectors Biotechequities | $2,000 | – | 15 | +100.0% | 0.00% | – |
| COFPRF | New | Capital One Fi Pfdequities | $1,000 | – | 29 | +100.0% | 0.00% | – |
| COFPRI | New | Capital One Finl Pfdequities | $2,000 | – | 124 | +100.0% | 0.00% | – |
| New | CANNONAU CORPequities | $0 | – | 100 | +100.0% | 0.00% | – | |
| CRC | CALIFORNIA RES CORPequities | $0 | – | 2 | 0.0% | 0.00% | – | |
| CALIFORNIA GRAPES INTLequities | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| COG | CABOT OIL & GAS CORPequities | $0 | – | 24 | 0.0% | 0.00% | – | |
| VOX | Vanguard Communicationequities | $2,000 | -33.3% | 28 | 0.0% | 0.00% | – | |
| VMBS | New | VANGUARD MORTGAGE BACKEDequities | $0 | – | 4 | +100.0% | 0.00% | – |
| CVSI | C V SCIENCES INCequities | $0 | – | 333 | 0.0% | 0.00% | – | |
| VASO | Vaso Corp 00500equities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| PMTS | CPI CARD GROUP INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| CNA FINL CORPconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CMSD | New | Cms Energy Cor Pfdequities | $1,000 | – | 56 | +100.0% | 0.00% | – |
| CIT | CIT GROUP INCequities | $3,000 | -57.1% | 158 | 0.0% | 0.00% | -100.0% | |
| AMTD | Exit | TORONTO DOMINIONequities | $0 | – | -30 | -100.0% | 0.00% | – |
| BNSF, LLCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| VBR | Sell | VANGUARD SMALL CAP VALUEequities | $4,000 | -91.5% | 41 | -88.0% | 0.00% | -100.0% |
| VO | VANGUARD MID CAPequities | $3,000 | -25.0% | 25 | 0.0% | 0.00% | – | |
| BC | BRUNSWICK CORPequities | $3,000 | -50.0% | 93 | 0.0% | 0.00% | -100.0% | |
| BFB | BROWN FORMAN CORPequities | $3,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| BRMK | New | Broadmark Rlty Cap Incequities | $1,000 | – | 100 | +100.0% | 0.00% | – |
| Exit | HOUSTON TXconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| VERPRF | Sell | VEREIT INC PFDpfds, reits, | $0 | -100.0% | 17 | -92.1% | 0.00% | -100.0% |
| BSA | New | Brightsphere I Pfdequities | $2,000 | – | 124 | +100.0% | 0.00% | – |
| SHOPRE | Exit | Sunstone Hote Pfdequities | $0 | – | -150 | -100.0% | 0.00% | – |
| BHF | Sell | BRIGHTHOUSE FINANCIAequities | $0 | -100.0% | 9 | -40.0% | 0.00% | – |
| BSX | BOSTON SCIENTIFIC CORPequities | $4,000 | -33.3% | 129 | 0.0% | 0.00% | -100.0% | |
| UNM | Exit | UNUMPROVIDENTequities | $0 | – | -145 | -100.0% | 0.00% | – |
| VRNT | Sell | VERINT SYSTEMS INCequities | $4,000 | -50.0% | 85 | -39.3% | 0.00% | -100.0% |
| BWA | BORG WARNER INCequities | $1,000 | -66.7% | 61 | 0.0% | 0.00% | – | |
| UMHPRB | Exit | Umh Properties, Pfdequities | $0 | – | -66 | -100.0% | 0.00% | – |
| BXG | BLUEGREEN VACATIONSequities | $2,000 | -50.0% | 400 | 0.0% | 0.00% | – | |
| FRA | BLACKROCK FLOAT RATE INCequities | $1,000 | -50.0% | 140 | 0.0% | 0.00% | – | |
| BIO | BIO-RAD LABS INCequities | $4,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| BIG | BIG LOTS INCequities | $2,000 | -50.0% | 150 | 0.0% | 0.00% | – | |
| VCISY | VINCI S A ADRequities | $2,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| SPCE | New | Virgin Galactic Hldgs Inequities | $3,000 | – | 200 | +100.0% | 0.00% | – |
| BHP | BHP BILLITON LTDequities | $3,000 | -25.0% | 73 | 0.0% | 0.00% | – | |
| WRBPRD | New | W. R. Berkley C Pfdequities | $1,000 | – | 29 | +100.0% | 0.00% | – |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| VIAC | Exit | VIACOMCBS INC CL Bequities | $0 | – | -130 | -100.0% | 0.00% | – |
| WRBPRC | New | W. R. Berkley Co Pfdequities | $1,000 | – | 55 | +100.0% | 0.00% | – |
| TRTC | Exit | TERRA TECH CORPequities | $0 | – | -11 | -100.0% | 0.00% | – |
| BACPRN | New | Bank Of America Pfdequities | $3,000 | – | 139 | +100.0% | 0.00% | – |
| BACPRK | New | Bank Of Amer Pfdequities | $2,000 | – | 66 | +100.0% | 0.00% | – |
| WAB | Sell | WABTECequities | $3,000 | -76.9% | 56 | -66.1% | 0.00% | -100.0% |
| BMI | New | BADGER METER INCequities | $2,000 | – | 46 | +100.0% | 0.00% | – |
| BP CAPITAL MKTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| WALMART INC.convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| AVDX | AVANT DIAGNOSTICS INCequities | $0 | – | 91,000 | 0.0% | 0.00% | – | |
| ADP | AUTO DATA PROCESSING INCequities | $1,000 | -50.0% | 9 | 0.0% | 0.00% | – | |
| INDY | Exit | Ishares India 50 Etfequities | $0 | – | -101 | -100.0% | 0.00% | – |
| LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | 600 | 0.0% | 0.00% | – | ||
| ACB | AURORA CANNABIS INCequities | $0 | – | 25 | 0.0% | 0.00% | – | |
| ATLS | I N G GROEPequities | $1,000 | -66.7% | 268 | 0.0% | 0.00% | – | |
| ATHPRB | New | Athene Holdi Pfdequities | $1,000 | – | 60 | +100.0% | 0.00% | – |
| Buy | WA FUNDING TR III XXXpfds, reits, | $0 | – | 3,550 | +14.5% | 0.00% | – | |
| AGOPRE | New | Assured Guarant Pfdequities | $2,000 | – | 84 | +100.0% | 0.00% | – |
| ARLO | ARLO TECHNOLOGIES INCequities | $1,000 | -50.0% | 475 | 0.0% | 0.00% | – | |
| ARKAY | ARKEMA SAequities | $0 | -100.0% | 5 | 0.0% | 0.00% | – | |
| L100PS | Buy | ARCONIC INCequities | $1,000 | -50.0% | 90 | +25.0% | 0.00% | – |
| ACGLP | New | Arch Capital Pfdequities | $1,000 | – | 61 | +100.0% | 0.00% | – |
| WSO | New | WATSCO INCequities | $1,000 | – | 9 | +100.0% | 0.00% | – |
| ACGLO | New | Arch Capital Pfdequities | $1,000 | – | 59 | +100.0% | 0.00% | – |
| WAVXQ | New | WAVE SYSTEMS COequities | $0 | – | 1 | +100.0% | 0.00% | – |
| W | WAYFAIR INCequities | $1,000 | -50.0% | 17 | 0.0% | 0.00% | – | |
| LPT | Exit | LIBERTY PROPERTY TRUSTpfds, reits, | $0 | – | -56 | -100.0% | 0.00% | – |
| ABR | Sell | ARBOR REALTY TRUSTpfds, reits, | $0 | -100.0% | 72 | -94.2% | 0.00% | -100.0% |
| AQB | AQUABOUNTY TECHequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| New | Global X Superdividendequities | $3,000 | – | 500 | +100.0% | 0.00% | – | |
| APHA | Sell | APHRIA INCequities | $0 | -100.0% | 100 | -91.2% | 0.00% | -100.0% |
| DBEF | Exit | DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQequities | $0 | – | -136 | -100.0% | 0.00% | – |
| APY | APERGY CORPequities | $4,000 | -81.8% | 654 | 0.0% | 0.00% | -100.0% | |
| APA | APACHE CORPequities | $0 | -100.0% | 43 | 0.0% | 0.00% | – | |
| NLYPRF | New | Annaly Capita Pfdequities | $1,000 | – | 58 | +100.0% | 0.00% | – |
| NLYPRI | New | Annaly Capita Pfdequities | $2,000 | – | 119 | +100.0% | 0.00% | – |
| AU | ANGLOGOLD ASHANTI LTDequities | $0 | – | 10 | 0.0% | 0.00% | – | |
| AIGWS | Buy | AMERICAN INTL GRO 21 WTSequities | $3,000 | -80.0% | 3,410 | +139.3% | 0.00% | -100.0% |
| AIG | AMERICAN INTL GROUP INCequities | $2,000 | -60.0% | 92 | 0.0% | 0.00% | – | |
| AMHPRH | New | American Home Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| WFCPRX | New | Wells Fargo & Pfdequities | $1,000 | – | 60 | +100.0% | 0.00% | – |
| WFCPRW | New | Wells Fargo & Pfdequities | $2,000 | – | 68 | +100.0% | 0.00% | – |
| WFCPRV | New | Wells Fargo & Co Pfdequities | $1,000 | – | 26 | +100.0% | 0.00% | – |
| WCC | New | WESCO INTERNATIONAL INCequities | $2,000 | – | 75 | +100.0% | 0.00% | – |
| AMHPRE | New | American Home Pfdequities | $1,000 | – | 55 | +100.0% | 0.00% | – |
| AMHPRD | New | American Homes Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| WALA | New | Western Allianc Pfdequities | $1,000 | – | 57 | +100.0% | 0.00% | – |
| AFGB | New | American Finl Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| AFGH | New | American Finl Grou Pfdequities | $1,000 | – | 28 | +100.0% | 0.00% | – |
| AELPRA | New | American Equi Pfdequities | $2,000 | – | 120 | +100.0% | 0.00% | – |
| AMHC | AMERICAN CAPITAL HOLDINGSequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| AMERICAN AIRLINconvertible/ | $4,000 | -20.0% | 5,000 | 0.0% | 0.00% | – | ||
| WLK | New | WESTLAKE CHEMICAL CORPequities | $0 | – | 0 | +100.0% | 0.00% | – |
| AMERICAN AIRLINconvertible/ | $4,000 | -20.0% | 5,000 | 0.0% | 0.00% | – | ||
| AMRN | Sell | AMARIN CORP PLCequities | $0 | -100.0% | 33 | -99.1% | 0.00% | -100.0% |
| AYX | ALTERYX INCequities | $2,000 | -33.3% | 25 | 0.0% | 0.00% | – | |
| ATGFF | ALTAGAS INCOME LTDequities | $3,000 | -40.0% | 300 | 0.0% | 0.00% | – | |
| AABA | ALTABA INCequities | $0 | – | 125 | 0.0% | 0.00% | – | |
| Alpine 4 Technologiesequities | $0 | – | 2,220 | 0.0% | 0.00% | – | ||
| ALLPRB | New | ALLSTATE CORPORApfds, reits, | $4,000 | – | 153 | +100.0% | 0.00% | – |
| ALGN | Sell | ALIGN TECHNOLOGY INCequities | $2,000 | -71.4% | 10 | -58.3% | 0.00% | -100.0% |
| WSM | WILLIAMS SONOMAequities | $4,000 | -42.9% | 100 | 0.0% | 0.00% | -100.0% | |
| WILLIS TOWERS Wconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| AQNB | New | Algonquin Power Pfdequities | $3,000 | – | 113 | +100.0% | 0.00% | – |
| WGO | WINNEBAGO INDUSTRIESequities | $3,000 | -40.0% | 100 | 0.0% | 0.00% | – | |
| WTFCM | New | Wintrust Finl Pfdequities | $3,000 | – | 132 | +100.0% | 0.00% | – |
| AQNA | New | Algonquin Powe Pfdequities | $1,000 | – | 34 | +100.0% | 0.00% | – |
| ALXN | Sell | ALEXION PHARMA INCequities | $0 | -100.0% | 5 | -75.0% | 0.00% | – |
| AAPR | ALCOA INCequities | $0 | – | 23 | 0.0% | 0.00% | – | |
| ALB | Sell | ALBEMARLE CORPequities | $1,000 | -75.0% | 25 | -56.9% | 0.00% | – |
| ALK | ALASKA AIR GROUP INCequities | $1,000 | -50.0% | 34 | 0.0% | 0.00% | – | |
| ALRM | ALARM COM HLDGS INCequities | $2,000 | -33.3% | 60 | 0.0% | 0.00% | – | |
| AKCA | AKCEA THERAPEUTICS INCequities | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| ALPRA | New | Air Lease Cor Pfdequities | $1,000 | – | 85 | +100.0% | 0.00% | – |
| Africo Resources Ltd Xxxpfds, reits, | $0 | – | 249 | 0.0% | 0.00% | – | ||
| USFR | New | WISDOMTREE FLOATING RATEequities | $2,000 | – | 65 | +100.0% | 0.00% | – |
| WTKWY | WOLTERS KLUWERequities | $3,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| MGRCL | New | AFFILIATED MANAGERS GROUP INCequities | $1,000 | – | 57 | +100.0% | 0.00% | – |
| WPX | WPW ENERGY INCequities | $2,000 | -75.0% | 600 | 0.0% | 0.00% | -100.0% | |
| WW | Ww Interntnl Incequities | $3,000 | -62.5% | 200 | 0.0% | 0.00% | -100.0% | |
| WYND | Sell | WYNDHAM DESTINATIONS INCequities | $4,000 | -71.4% | 175 | -36.4% | 0.00% | -100.0% |
| AEB | New | AEGON N.V. FLOATING PERPETUAL CAPITAL SECURITIESequities | $1,000 | – | 64 | +100.0% | 0.00% | – |
| XRX | XEROX CORPequities | $2,000 | -33.3% | 94 | 0.0% | 0.00% | – | |
| AUY | YAMANA GOLD INCequities | $0 | -100.0% | 161 | 0.0% | 0.00% | – | |
| YELLOW MEDIA INC 22 WTSequities | $0 | – | 827 | 0.0% | 0.00% | – | ||
| ASIX | ADVANSIX INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| AAP | AMWAY ASIA PACIFICequities | $2,000 | -33.3% | 18 | 0.0% | 0.00% | – | |
| CLNY | Exit | COLONY CAPITAL INCpfds, reits, | $0 | – | -807 | -100.0% | 0.00% | – |
| PVD | Sell | BANCO BILBAO VIZCAYA ARGENTINA SAequities | $2,000 | -60.0% | 633 | -27.7% | 0.00% | – |
| ZG | ZILLOW GROUP INC CL Aequities | $3,000 | -40.0% | 100 | 0.0% | 0.00% | – | |
| ACTA | Actua Corpequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| ATVI | Buy | ACTIVISION BLIZZARD INCequities | $4,000 | 0.0% | 71 | +12.7% | 0.00% | – |
| AKAOQ | ACHAOGEN INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| ZIONO | New | Zions Bancorp, Pfdequities | $3,000 | – | 110 | +100.0% | 0.00% | – |
| ABKI | ABAKAN INCequities | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| New | Volkswagen A G Ordequities | $3,000 | – | 20 | +100.0% | 0.00% | – | |
| ACGL | New | Arch Cap Group Ltdequities | $2,000 | – | 60 | +100.0% | 0.00% | – |
| ARCO | ARCOS DORADOS HLDG INCequities | $0 | -100.0% | 100 | 0.0% | 0.00% | – | |
| AHLPRC | New | ASPEN INSURANCE HOLDINGS LTDequities | $3,000 | – | 146 | +100.0% | 0.00% | – |
| AHLPRD | New | Aspen Insura Pfdequities | $2,000 | – | 117 | +100.0% | 0.00% | – |
| AHLPRE | New | Aspen Insura Pfdequities | $1,000 | – | 31 | +100.0% | 0.00% | – |
| ATHPRA | New | Athene Holdin Pfdequities | $1,000 | – | 56 | +100.0% | 0.00% | – |
| KBS REIT II MDpfds, reits, | $4,000 | -33.3% | 1,500 | 0.0% | 0.00% | -100.0% | ||
| BBU | BROOKFIELD BUSINESS P LPpfds, reits, | $0 | -100.0% | 14 | 0.0% | 0.00% | – | |
| SUPER DEAL COM INCequities | $0 | – | 153 | 0.0% | 0.00% | – | ||
| New | Bt Group Plc Ordequities | $4,000 | – | 2,500 | +100.0% | 0.00% | – | |
| BG | BUNGE LTDequities | $2,000 | -33.3% | 52 | 0.0% | 0.00% | – | |
| AT&T INC.convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| GBLIL | Sell | GLOBAL INDEMNIpfds, reits, | $2,000 | -87.5% | 85 | -85.8% | 0.00% | -100.0% |
| INFO | IHS MARKIT LTDequities | $4,000 | -20.0% | 71 | 0.0% | 0.00% | – | |
| MNKKQ | New | MALLINCKRODT PLCequities | $0 | – | 200 | +100.0% | 0.00% | – |
| NBRPRA | Sell | NABORS PFD Apfds, reits, | $0 | -100.0% | 100 | -90.9% | 0.00% | -100.0% |
| DVA | Exit | DAVITA INCequities | $0 | – | -41 | -100.0% | 0.00% | – |
| TPRC | New | At&T Inc. Pfdequities | $1,000 | – | 63 | +100.0% | 0.00% | – |
| Exit | NEWMONT GOLDCORPconvertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| RNRPRE | RENAISSANCERpfds, reits, | $2,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| AMR CORPpfds, reits, | $0 | – | 1,400 | 0.0% | 0.00% | – | ||
| GLNG | GOLAR LNG LIMITEDequities | $2,000 | -50.0% | 300 | 0.0% | 0.00% | – | |
| PRGO | PERRIGO CO PLCequities | $1,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| ALC | ALCON INC.equities | $4,000 | -20.0% | 85 | 0.0% | 0.00% | – | |
| AGNCP | New | Agnc Investm Pfdequities | $1,000 | – | 63 | +100.0% | 0.00% | – |
| KEYENCE CORPequities | $3,000 | 0.0% | 8 | 0.0% | 0.00% | – | ||
| AGNCO | New | Agnc Investmen Pfdequities | $1,000 | – | 30 | +100.0% | 0.00% | – |
| AGNCM | New | Agnc Investm Pfdequities | $1,000 | – | 29 | +100.0% | 0.00% | – |
| SODA | SODASTREAM INTLequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| GCVRZ | Exit | SANOFI 20RTSFequities | $0 | – | -1,014 | -100.0% | 0.00% | – |
| AGNCN | New | Agnc Investment Pfdequities | $1,000 | – | 58 | +100.0% | 0.00% | – |
| AQFD | CLASSIFIED AD INCequities | $0 | – | 156 | 0.0% | 0.00% | – | |
| RCL | New | ROYAL CARIBBEAN CRUISES LTDequities | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ABB | Sell | ABB LTDequities | $1,000 | -90.9% | 50 | -89.4% | 0.00% | -100.0% |
| TRN | Exit | TRINITY INDUS INCequities | $0 | – | -215 | -100.0% | 0.00% | – |
| Exit | US TREASURYconvertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| VOYA | Exit | VOYA FINL INCequities | $0 | – | -70 | -100.0% | 0.00% | – |
| Exit | Algae Biosciences Coequities | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| Exit | Chicago Il Wtrconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| EWJ | Exit | ISHARES MSCI JPN IDX FDunit trusts | $0 | – | -81 | -100.0% | 0.00% | – |
| FOXA | Exit | 21ST CENTURY FOX INCequities | $0 | – | -29 | -100.0% | 0.00% | – |
| HTHIY | Exit | Hitachi Ltdequities | $0 | – | -41 | -100.0% | 0.00% | – |
| CMREPRD | Exit | Costamare Inc. Pfdequities | $0 | – | -150 | -100.0% | 0.00% | – |
| EQT | Exit | EQT CORPequities | $0 | – | -190 | -100.0% | 0.00% | – |
| Exit | FAU FIN CORP FLconvertible/ | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| PGOL | PATRIOT GOLD CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| Exit | INDEPENDENCE GROUP ORDequities | $0 | – | -1,500 | -100.0% | -0.00% | – | |
| LTSK | Exit | Ladenburg Thalm Pfdequities | $0 | – | -275 | -100.0% | -0.00% | – |
| Exit | United Technologiconvertible/ | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| OXLCO | Exit | OXFORD LANE CAPIpfds, reits, | $0 | – | -300 | -100.0% | -0.00% | – |
| CAIPRA | Exit | Cai Interntnl, Pfdequities | $0 | – | -561 | -100.0% | -0.00% | – |
| TGPPRA | Exit | TEEKAY LNG PARTNpfds, reits, | $0 | – | -534 | -100.0% | -0.00% | – |
| CASI | Exit | CASI PHARMACEUTICALSequities | $0 | – | -3,300 | -100.0% | -0.00% | – |
| Exit | Dcconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| ECCA | Exit | Eagle Point Cre Pfdequities | $0 | – | -283 | -100.0% | -0.00% | – |
| Exit | OCADO GRP PLCequities | $0 | – | -750 | -100.0% | -0.00% | – | |
| Exit | ASX LIMITEDequities | $0 | – | -150 | -100.0% | -0.00% | – | |
| RRC | Exit | RANGE RESOURCES CORPequities | $0 | – | -2,000 | -100.0% | -0.00% | – |
| COFPRPCL | Exit | CAPITAL ONE FINL CORPpfds, reits, | $0 | – | -400 | -100.0% | -0.00% | – |
| UMHPRC | Exit | UMH PROPERTIEpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| GMGMQ | Exit | GENERAL MOTORS COequities | $0 | – | -193 | -100.0% | -0.00% | – |
| BANCPRD | Exit | BANC CALIF Lpfds, reits, | $0 | – | -300 | -100.0% | -0.00% | – |
| SOHOO | Exit | SOTHERLY HOTpfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| ALLPRACL | Exit | ALLSTATE COR PFDpfds, reits, | $0 | – | -470 | -100.0% | -0.00% | – |
| CIMPRA | Exit | CHIMERA INVESTMEpfds, reits, | $0 | – | -416 | -100.0% | -0.00% | – |
| APOPRA | Exit | APOLLO GLOBALpfds, reits, | $0 | – | -310 | -100.0% | -0.00% | – |
| PEBPRC | Exit | PEBBLEBROOK HOpfds, reits, | $0 | – | -250 | -100.0% | -0.00% | – |
| AOK | Exit | ISHARES COREequities | $0 | – | -168 | -100.0% | -0.00% | – |
| JPMPRFCL | Exit | JPMORGAN CHASE PFDpfds, reits, | $0 | – | -333 | -100.0% | -0.00% | – |
| Exit | The Toronto-Domconvertible/ | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| SOHOB | Exit | SOTHERLY HOTELSpfds, reits, | $0 | – | -577 | -100.0% | -0.00% | – |
| SAR | Exit | SARATOGA INV CORPequities | $0 | – | -500 | -100.0% | -0.00% | – |
| AMJ | Exit | JP MORGAN ETNequities | $0 | – | -500 | -100.0% | -0.00% | – |
| LYFT | Exit | Lyft Incequities | $0 | – | -300 | -100.0% | -0.00% | – |
| CARA | Exit | CARA THERAPEUTICS INCequities | $0 | – | -400 | -100.0% | -0.00% | – |
| NTNX | Exit | NUTANIX INCequities | $0 | – | -200 | -100.0% | -0.00% | – |
| VWDRY | Exit | Vestas Wind Sys A/Sequities | $0 | – | -300 | -100.0% | -0.00% | – |
| GBLIZ | Exit | GLOBAL INDEMNITpfds, reits, | $0 | – | -250 | -100.0% | -0.00% | – |
| Exit | US TREASURYconvertible/ | $0 | – | -11,000 | -100.0% | -0.00% | – | |
| OXLCM | Exit | OXFORD LANE Cpfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| FDS | Exit | FACTSET RESEARCH SYSTEMSequities | $0 | – | -39 | -100.0% | -0.00% | – |
| Exit | FORD MOTOR CREDITconvertible/ | $0 | – | -13,000 | -100.0% | -0.00% | – | |
| Exit | Bank Southn Calif N A Saequities | $0 | – | -600 | -100.0% | -0.00% | – | |
| CIMPRB | Exit | CHIMERA INVESTMEpfds, reits, | $0 | – | -418 | -100.0% | -0.00% | – |
| Exit | WORK RECOVERY INequities | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| TWOPRA | Exit | TWO HARBORSpfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| TLT | Exit | ISHARES TR BARCLAYS BONDequities | $0 | – | -192 | -100.0% | -0.00% | – |
| CLAR | Exit | Clarus Corp Newequities | $0 | – | -1,600 | -100.0% | -0.00% | – |
| TCOPRJ | Exit | Taubman Center Pfdequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| GLOPPRA | Exit | GASLOG PARTNERS LPpfds, reits, | $0 | – | -786 | -100.0% | -0.00% | – |
| Exit | Unitedhealth Grconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | COLAS SA ORDequities | $0 | – | -100 | -100.0% | -0.00% | – | |
| BANCPRE | Exit | BANC CALLIF INCpfds, reits, | $0 | – | -800 | -100.0% | -0.00% | – |
| Exit | LEXMARK INTERNTN STEP 20convertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| SMP | Exit | STANDARD MOTOR PRODSequities | $0 | – | -400 | -100.0% | -0.00% | – |
| TSCO | Exit | Tractor Supply Compequities | $0 | – | -200 | -100.0% | -0.00% | – |
| Exit | Harris Cnty Tx Metconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | The Goldman Sachsconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| HSY | Exit | HERSHEY COMPANYequities | $0 | – | -150 | -100.0% | -0.00% | – |
| ELD | Exit | WISDOMTREE EMRG MKTS LCL DBT ETFequities | $0 | – | -475 | -100.0% | -0.00% | – |
| BNDX | Exit | VANGUARD TOTAL INTL BD ETFequities | $0 | – | -336 | -100.0% | -0.00% | – |
| Exit | HOUSTON TXconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | Simon Propertyconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | CNT PUGET SND WA TRconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| BND | Exit | VANGUARD BOND INDEX FUNDequities | $0 | – | -233 | -100.0% | -0.00% | – |
| Exit | The Goldman Sacconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | EDINA MN ISD NO273convertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| VGT | Exit | VANGUARD IT ETFequities | $0 | – | -93 | -100.0% | -0.00% | – |
| ARESPRA | Exit | ARES MANAGEMENTpfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| Exit | NEW YORK NYconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | GOLDMAN SACHS GROUPconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | AMGEN INC.convertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | Credit Suisse Agconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | Federal Home Loanconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | BOEING COconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | Texas Stconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| VT | Exit | VANGUARD TOTAL WORLDequities | $0 | – | -235 | -100.0% | -0.00% | – |
| TERP | Exit | Terraform Power Incequities | $0 | – | -1,300 | -100.0% | -0.00% | – |
| SHY | Exit | ISHARES TR BARCLAYS BONDequities | $0 | – | -225 | -100.0% | -0.00% | – |
| Exit | AZ ST LOTTERYconvertible/ | $0 | – | -35,000 | -100.0% | -0.00% | – | |
| IRT | Exit | INDEPENDENCE REALTY TRUST INCpfds, reits, | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | CALIFORNIA STconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| VHT | Exit | VANGUARD HC ETFequities | $0 | – | -150 | -100.0% | -0.00% | – |
| BRGPRA | Exit | BLUEROCK RESIpfds, reits, | $0 | – | -1,143 | -100.0% | -0.00% | – |
| HMLPPRA | Exit | HOEGH LNG PARpfds, reits, | $0 | – | -1,275 | -100.0% | -0.00% | – |
| Exit | ARIZONA PUB SVC Cconvertible/ | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | General Electricconvertible/ | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| PGR | Exit | PROGRESSIVE CORP OHIOequities | $0 | – | -450 | -100.0% | -0.00% | – |
| Exit | Nthrn Ariz Univconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| RILYZ | Exit | B RILEY FINANCIApfds, reits, | $0 | – | -1,300 | -100.0% | -0.00% | – |
| Exit | FORT WORTH TXconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| KRE | Exit | SPDR S&P REGIONAL BANK ETFequities | $0 | – | -749 | -100.0% | -0.00% | – |
| VWOB | Exit | VANGUARD EMERGING MKTSequities | $0 | – | -494 | -100.0% | -0.00% | – |
| HOLX | Exit | HOLOGIC INCequities | $0 | – | -800 | -100.0% | -0.00% | – |
| VYMI | Exit | Vanguard Internatnl Hghequities | $0 | – | -646 | -100.0% | -0.00% | – |
| CHCT | Exit | COMMUNITY HEALTHCAREpfds, reits, | $0 | – | -1,000 | -100.0% | -0.00% | – |
| Exit | AMGEN INC.convertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | AMERN TOWER CORPconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | DOWDUPONT INC.convertible/ | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| VWO | Exit | VANGUARD EMERGING MARKETequities | $0 | – | -1,203 | -100.0% | -0.01% | – |
| Exit | AMERIPRISE FINL,convertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | Belleville Miconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | SALT RIVER PRJ AZconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | Amgen Inc.convertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | JOHNSON CONTROLS INconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | GATX CORPconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | MICROSOFT CORPconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | Apple Inc.convertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | Jpmorgan Chase &convertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| PFF | Exit | ISHARES S&P PRD STK ETFequities | $0 | – | -1,682 | -100.0% | -0.01% | – |
| Exit | NBCUNIVERSAL MEconvertible/ | $0 | – | -75,000 | -100.0% | -0.01% | – | |
| GLOP | Exit | GASLOG PARTNERS LPpfds, reits, | $0 | – | -4,500 | -100.0% | -0.01% | – |
| TIP | Exit | ISHARES TR BARCLAYS TIPSequities | $0 | – | -716 | -100.0% | -0.01% | – |
| BACPRL | Exit | BANK OF AMERICA CORPpfds, reits, | $0 | – | -56 | -100.0% | -0.01% | – |
| Exit | QUEST DIAGNOSTICconvertible/ | $0 | – | -120,000 | -100.0% | -0.01% | – | |
| Exit | US Treasu Ntconvertible/ | $0 | – | -350,000 | -100.0% | -0.03% | – | |
| Exit | K L A TENCOR COconvertible/ | $0 | – | -340,000 | -100.0% | -0.03% | – | |
| DRI | Exit | DARDEN RESTAURANTS INCequities | $0 | – | -4,050 | -100.0% | -0.04% | – |
| Exit | MEDTRONIC INC (VARIABLE)convertible/ | $0 | – | -510,000 | -100.0% | -0.05% | – | |
| Exit | CISCO SYSTEMS INCconvertible/ | $0 | – | -1,420,000 | -100.0% | -0.13% | – | |
| Exit | CVS HEALTH CORP (VARIABLE)convertible/ | $0 | – | -2,470,000 | -100.0% | -0.23% | – | |
| Exit | REPUBLIC SERVICES INCconvertible/ | $0 | – | -4,970,000 | -100.0% | -0.47% | – | |
| Exit | NUANCE COMM INCconvertible/ | $0 | – | -7,019,000 | -100.0% | -0.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.