$1.06 Billion is the total value of Sonora Investment Management, LLC's 1743 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 33.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | GAP INCconvertible/ | $28,467,000 | +8.7% | 27,458,000 | +8.6% | 2.69% | -1.4% | |
| Sell | CSG SYSTEMS INCconvertible/ | $24,997,000 | -1.6% | 22,048,000 | -1.3% | 2.36% | -10.7% | |
| MSFT | Buy | MICROSOFT CORPequities | $23,777,000 | +15.8% | 150,777 | +2.1% | 2.25% | +5.0% |
| AAPL | New | APPLE INCequities | $23,288,000 | – | 79,305 | +100.0% | 2.20% | – |
| Buy | TOLL BROTHERS INCconvertible/ | $22,311,000 | +15.8% | 21,350,000 | +15.8% | 2.11% | +5.1% | |
| Sell | VERINT SYSTEMS INCconvertible/ | $21,917,000 | +5.4% | 20,432,000 | -1.1% | 2.07% | -4.4% | |
| Buy | JUNIPER NETWORKS INCconvertible/ | $20,594,000 | +56.2% | 19,050,000 | +55.0% | 1.95% | +41.6% | |
| Buy | TOLL BROTHERS INCconvertible/ | $19,579,000 | +17.9% | 18,471,000 | +18.2% | 1.85% | +7.0% | |
| Buy | VALERO ENERGY CORPconvertible/ | $18,659,000 | +11.7% | 17,545,000 | +10.6% | 1.76% | +1.4% | |
| Buy | COACH INCconvertible/ | $17,874,000 | +26.9% | 16,976,000 | +26.2% | 1.69% | +15.1% | |
| Buy | CBRE SERVICES, INCconvertible/ | $17,096,000 | +21.7% | 15,270,000 | +22.0% | 1.62% | +10.5% | |
| Buy | HOSPITALITY PROP TRUSTconvertible/ | $16,417,000 | +22.5% | 15,705,000 | +22.3% | 1.55% | +11.1% | |
| Buy | L BRANDS INCconvertible/ | $14,485,000 | +2.6% | 13,779,000 | +2.8% | 1.37% | -6.9% | |
| EMR | Buy | EMERSON ELECTRIC COequities | $14,292,000 | +15.9% | 187,414 | +1.6% | 1.35% | +5.1% |
| GOOG | Buy | ALPHABET INC CL Cequities | $13,897,000 | +11.4% | 10,394 | +1.6% | 1.31% | +1.0% |
| New | HYATT HOTELS CORPconvertible/ | $12,983,000 | – | 11,730,000 | +100.0% | 1.23% | – | |
| Sell | TWITTER INCconvertible/ | $12,939,000 | -25.6% | 13,340,000 | -24.6% | 1.22% | -32.5% | |
| QCOM | Sell | QUALCOMM INCequities | $12,713,000 | +13.8% | 144,084 | -1.6% | 1.20% | +3.3% |
| UNP | Buy | UNION PACIFIC CORPequities | $12,318,000 | +17.9% | 68,133 | +5.6% | 1.16% | +6.9% |
| Buy | MERITAGE HOMES CORPconvertible/ | $11,913,000 | +3.8% | 10,929,000 | +4.5% | 1.13% | -5.8% | |
| Sell | IONIS PHARMA INCconvertible/ | $11,314,000 | -40.7% | 9,821,000 | -41.2% | 1.07% | -46.2% | |
| PG | Buy | PROCTOR & GAMBLE COequities | $11,254,000 | +2.2% | 90,101 | +1.8% | 1.06% | -7.2% |
| Sell | ZILLOW GROUP INCconvertible/ | $10,626,000 | +7.6% | 11,115,000 | -1.1% | 1.00% | -2.4% | |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $10,171,000 | +23.3% | 63,718 | +8.3% | 0.96% | +11.9% |
| JNJ | Buy | JOHNSON & JOHNSONequities | $10,081,000 | +16.2% | 69,109 | +3.1% | 0.95% | +5.4% |
| Sell | BIOMARIN PHARMA INCconvertible/ | $9,915,000 | +5.1% | 9,405,000 | -1.2% | 0.94% | -4.7% | |
| DTP | New | DTE ENERGY COpfds, reits, | $9,882,000 | – | 192,775 | +100.0% | 0.93% | – |
| PEP | Buy | PEPSICO INCequities | $9,833,000 | +8.7% | 71,949 | +9.1% | 0.93% | -1.4% |
| Buy | KLA-TENCOR CORPconvertible/ | $9,815,000 | +5.1% | 8,955,000 | +5.6% | 0.93% | -4.6% | |
| MGP | Buy | MGM GROWTH PPTYS LLCpfds, reits, | $9,678,000 | +15.2% | 312,500 | +11.8% | 0.92% | +4.6% |
| RSG | Buy | REPUBLIC SERVICES INCequities | $9,655,000 | +11.6% | 107,724 | +7.8% | 0.91% | +1.3% |
| INTC | Buy | INTEL CORPequities | $9,628,000 | +16.4% | 160,870 | +0.2% | 0.91% | +5.6% |
| CSCO | Buy | CISCO SYSTEMS INCequities | $9,181,000 | +16.2% | 191,423 | +19.7% | 0.87% | +5.5% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $9,115,000 | +2.0% | 66,269 | +5.3% | 0.86% | -7.4% |
| VLO | Buy | VALERO ENERGY CORPequities | $8,763,000 | +25.0% | 93,567 | +13.8% | 0.83% | +13.4% |
| PFE | Buy | PFIZER INCequities | $8,694,000 | +23.8% | 221,902 | +13.5% | 0.82% | +12.3% |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $8,549,000 | +18.1% | 25,920 | -1.1% | 0.81% | +7.2% |
| AJG | Buy | ARTHUR J GALLAGHER & COequities | $8,439,000 | +12.1% | 88,617 | +5.5% | 0.80% | +1.8% |
| Buy | FIFTH THIRD BANCOconvertible/ | $8,297,000 | +89.6% | 7,735,000 | +89.8% | 0.78% | +71.9% | |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $8,193,000 | +6.5% | 21,042 | +6.7% | 0.77% | -3.5% |
| T | Buy | AT&T INCequities | $8,024,000 | +27.6% | 205,332 | +23.6% | 0.76% | +15.7% |
| SVC | Buy | SERVICE PROPERTIES TRUSTpfds, reits, | $7,838,000 | +18.7% | 322,140 | +25.1% | 0.74% | +7.7% |
| HD | Buy | HOME DEPOT INCequities | $7,800,000 | -5.1% | 35,717 | +0.9% | 0.74% | -13.9% |
| LEG | Sell | LEGGETT & PLATTequities | $7,760,000 | +22.7% | 152,668 | -1.2% | 0.73% | +11.2% |
| Sell | NUANCE COMM INCconvertible/ | $7,738,000 | +4.5% | 7,332,000 | -1.7% | 0.73% | -5.3% | |
| Sell | GUIDEWIRE SOFTWARE INCconvertible/ | $7,692,000 | -28.7% | 6,545,000 | -30.7% | 0.73% | -35.3% | |
| MRK | Buy | MERCK & CO INCequities | $7,482,000 | +18.0% | 82,260 | +9.2% | 0.71% | +7.0% |
| Buy | MERITAGE HOMES CORPconvertible/ | $7,381,000 | +31.5% | 6,605,000 | +30.0% | 0.70% | +19.3% | |
| Sell | ZILLOW GROUP INCconvertible/ | $7,309,000 | +11.8% | 6,530,000 | -0.8% | 0.69% | +1.5% | |
| IONS | Sell | IONIS PHARMACEUTICALS INCequities | $6,993,000 | -0.2% | 115,763 | -1.1% | 0.66% | -9.5% |
| XOM | Buy | EXXON MOBIL CORPequities | $6,939,000 | +13.6% | 99,436 | +14.9% | 0.66% | +3.0% |
| Sell | NUANCE COMM INCconvertible/ | $6,912,000 | +0.2% | 7,019,000 | -1.8% | 0.65% | -9.2% | |
| Buy | CADENCE DESIGN SYSTEMS INCconvertible/ | $6,748,000 | +6.1% | 6,295,000 | +6.6% | 0.64% | -3.8% | |
| COST | Buy | COSTCO WHOLESALE CORPequities | $6,710,000 | +3.9% | 22,830 | +1.9% | 0.63% | -5.8% |
| RTN | Buy | RAYTHEON COequities | $6,619,000 | +15.9% | 30,123 | +3.5% | 0.63% | +5.2% |
| PNCPRP | Buy | PNC FINL SVCS PFDpfds, reits, | $6,480,000 | +19.2% | 236,600 | +19.3% | 0.61% | +7.9% |
| TFCPRH | New | TRUIST FINL CORP PFD-Hpfds, reits, | $6,419,000 | – | 238,815 | +100.0% | 0.61% | – |
| CSX | Buy | CSX CORPequities | $6,396,000 | +16.2% | 88,396 | +11.3% | 0.60% | +5.6% |
| Sell | HORIZON PHARMA INCconvertible/ | $6,258,000 | +12.6% | 4,725,000 | -1.0% | 0.59% | +2.1% | |
| LYB | Buy | LYONDELLBASELL INDUS NVequities | $6,212,000 | +14.8% | 65,752 | +8.7% | 0.59% | +4.1% |
| MMM | Buy | 3M COequities | $6,176,000 | +38.3% | 35,007 | +28.9% | 0.58% | +25.6% |
| Buy | ADVANCED AUTO PARTS INCconvertible/ | $5,945,000 | +63.2% | 5,545,000 | +64.3% | 0.56% | +47.9% | |
| FITBI | Buy | FIFTH THIRD PFDpfds, reits, | $5,914,000 | +31.7% | 205,974 | +28.5% | 0.56% | +19.4% |
| Buy | COACH INCconvertible/ | $5,877,000 | +14.9% | 5,805,000 | +14.6% | 0.56% | +4.1% | |
| Sell | MICROCHIP TECH INCconvertible/ | $5,823,000 | +9.2% | 4,095,000 | -1.0% | 0.55% | -1.1% | |
| Sell | AMGEN INCconvertible/ | $5,822,000 | -1.7% | 5,740,000 | -1.9% | 0.55% | -10.9% | |
| MDT | Buy | MEDTRONIC INCequities | $5,726,000 | +7.3% | 50,472 | +2.8% | 0.54% | -2.7% |
| CINF | Buy | CINCINNATI FINANCIAL CORPequities | $5,588,000 | -7.2% | 53,138 | +3.0% | 0.53% | -15.8% |
| PAYX | Buy | PAYCHEX INCequities | $5,509,000 | +30.9% | 64,763 | +27.4% | 0.52% | +18.9% |
| SCHWPRD | Buy | CHARLES SCHWAB PFDpfds, reits, | $5,366,000 | +21.4% | 202,483 | +23.3% | 0.51% | +10.0% |
| Sell | NUANCE COMM INCconvertible/ | $5,345,000 | +12.0% | 4,825,000 | -0.2% | 0.50% | +1.6% | |
| KMI | Buy | KINDER MORGAN INCequities | $5,326,000 | +3.8% | 251,587 | +1.1% | 0.50% | -5.8% |
| EVRG | Buy | EVERGY INCequities | $5,242,000 | +2912.6% | 80,529 | +2980.7% | 0.50% | +2650.0% |
| GLW | Sell | CORNING INCequities | $5,091,000 | -2.6% | 174,886 | -4.6% | 0.48% | -11.7% |
| WMT | Buy | WAL-MART STORES INCequities | $5,076,000 | +23.4% | 42,711 | +23.2% | 0.48% | +11.9% |
| Sell | AMGEN INC (VARIABLE)convertible/ | $5,046,000 | -0.7% | 5,042,000 | -0.6% | 0.48% | -9.8% | |
| Sell | REPUBLIC SERVICES INCconvertible/ | $4,992,000 | -2.3% | 4,970,000 | -1.7% | 0.47% | -11.4% | |
| Sell | BIOMARIN PHARMA INCconvertible/ | $4,976,000 | +3.9% | 4,600,000 | -1.5% | 0.47% | -5.8% | |
| USBPRM | Buy | US BANCORPpfds, reits, | $4,907,000 | +16.4% | 177,670 | +15.3% | 0.46% | +5.7% |
| KLAC | Buy | KLA-TENCOR CORPequities | $4,901,000 | +14.4% | 27,506 | +2.4% | 0.46% | +3.8% |
| SBUX | Buy | STARBUCKS CORPequities | $4,831,000 | +6.3% | 54,949 | +6.9% | 0.46% | -3.4% |
| Sell | HYATT HOTELS CORPconvertible/ | $4,545,000 | -3.0% | 4,358,000 | -2.6% | 0.43% | -11.9% | |
| Buy | INSMED INCconvertible/ | $4,429,000 | +15.3% | 4,580,000 | +0.9% | 0.42% | +4.8% | |
| Sell | EXACT SCIENCES CORPconvertible/ | $4,250,000 | +1.7% | 2,945,000 | -0.5% | 0.40% | -7.6% | |
| GSPRJ | Buy | GOLDMAN SACHSpfds, reits, | $4,143,000 | +78.2% | 154,480 | +77.9% | 0.39% | +62.0% |
| JPMPRG | Sell | JPMORGAN CHASEpfds, reits, | $4,005,000 | -2.4% | 155,577 | -1.7% | 0.38% | -11.2% |
| Buy | AGILENT TECHNOLOGIESconvertible/ | $4,012,000 | +25.5% | 3,935,000 | +25.1% | 0.38% | +13.8% | |
| GIS | Buy | GENERAL MILLS INCequities | $3,902,000 | +4.4% | 72,861 | +7.4% | 0.37% | -5.4% |
| Buy | AGILENT TECHNOLOGIESconvertible/ | $3,794,000 | +3.7% | 3,620,000 | +3.9% | 0.36% | -5.8% | |
| VZ | Sell | VERIZON COMM INCequities | $3,782,000 | -4.2% | 61,601 | -5.8% | 0.36% | -13.1% |
| RPM | Sell | RPM INTL INCequities | $3,726,000 | +11.3% | 48,545 | -0.3% | 0.35% | +0.9% |
| Buy | PURE STORAGE INCconvertible/ | $3,667,000 | +25.3% | 3,675,000 | +24.2% | 0.35% | +13.8% | |
| CGNX | Sell | COGNEX CORPequities | $3,569,000 | +10.3% | 63,689 | -3.3% | 0.34% | 0.0% |
| New | JPMORGAN CHASE & COconvertible/ | $3,479,000 | – | 3,180,000 | +100.0% | 0.33% | – | |
| Sell | MCDONALDS CORPconvertible/ | $3,467,000 | -0.9% | 3,445,000 | -0.7% | 0.33% | -9.9% | |
| GOOGL | Buy | ALPHABET INC CL Aequities | $3,461,000 | +16.2% | 2,584 | +5.9% | 0.33% | +5.5% |
| PNW | Buy | PINNACLE WEST CAPITAL CPequities | $3,423,000 | -4.0% | 38,060 | +3.6% | 0.32% | -12.7% |
| Sell | MARRIOTT INTL INCconvertible/ | $3,328,000 | -0.7% | 3,243,000 | -0.9% | 0.32% | -9.7% | |
| Sell | VECTOR GROUP LTDconvertible/ | $3,286,000 | -1.6% | 3,180,000 | -1.1% | 0.31% | -10.6% | |
| MGM | Sell | MGM RESORTS INTLequities | $3,280,000 | +15.0% | 98,589 | -4.2% | 0.31% | +4.4% |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $3,266,000 | +2.2% | 3,445,000 | -2.3% | 0.31% | -7.2% | |
| Buy | REPUBLIC SERVICES INCconvertible/ | $3,184,000 | +16.9% | 3,125,000 | +17.7% | 0.30% | +6.0% | |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $2,974,000 | -37.5% | 3,225,000 | -39.7% | 0.28% | -43.3% | |
| UGI | Buy | UGI CORPequities | $2,936,000 | +13.8% | 65,011 | +26.7% | 0.28% | +3.0% |
| BX | Buy | BLACKSTONE GROUPequities | $2,869,000 | +28.1% | 51,280 | +11.8% | 0.27% | +16.3% |
| TFC | New | TRUIST FINL CORPequities | $2,706,000 | – | 48,052 | +100.0% | 0.26% | – |
| ACN | Buy | ACCENTURE PLCequities | $2,539,000 | +49.2% | 12,059 | +36.3% | 0.24% | +35.6% |
| Buy | CVS HEALTH CORP (VARIABLE)convertible/ | $2,472,000 | +0.7% | 2,470,000 | +0.8% | 0.23% | -8.6% | |
| BGEPF | Sell | BUNGE LTDpfds, reits, | $2,355,000 | +0.0% | 22,973 | -0.8% | 0.22% | -9.0% |
| Sell | NORTHROP GRUMMANconvertible/ | $2,353,000 | -0.8% | 2,310,000 | -0.9% | 0.22% | -10.1% | |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $2,275,000 | +16.2% | 112,197 | +11.8% | 0.22% | +5.4% |
| Sell | CORNING INCconvertible/ | $2,265,000 | -3.3% | 2,220,000 | -3.3% | 0.21% | -12.3% | |
| HUN | Sell | HUNTSMAN CORPequities | $2,131,000 | +0.2% | 88,199 | -3.5% | 0.20% | -9.5% |
| Sell | QUALCOMM INCconvertible/ | $2,130,000 | -2.5% | 2,080,000 | -2.3% | 0.20% | -11.8% | |
| SPY | Sell | SPDR S&P 500 ETFequities | $2,082,000 | -38.8% | 6,468 | -43.6% | 0.20% | -44.5% |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $2,030,000 | +6.2% | 36,038 | -1.0% | 0.19% | -3.5% |
| V | Buy | VISA INCequities | $1,985,000 | +80.9% | 10,564 | +65.6% | 0.19% | +64.9% |
| AMZN | New | AMAZON.COM INCequities | $1,951,000 | – | 1,056 | +100.0% | 0.18% | – |
| CLX | Buy | CLOROX COequities | $1,900,000 | +45.0% | 12,376 | +43.5% | 0.18% | +32.4% |
| Sell | CVS HEALTH CORPconvertible/ | $1,882,000 | -1.7% | 1,840,000 | -1.1% | 0.18% | -10.6% | |
| CLF | Sell | CLEVELAND-CLIFFS INCequities | $1,878,000 | +10.0% | 223,605 | -5.5% | 0.18% | -0.6% |
| PSX | Sell | PHILLIPS 66equities | $1,858,000 | +8.7% | 16,681 | -0.1% | 0.18% | -1.1% |
| Buy | NEW RELIC INCconvertible/ | $1,767,000 | +48.9% | 1,815,000 | +44.6% | 0.17% | +34.7% | |
| BA | New | BOEING COequities | $1,754,000 | – | 5,385 | +100.0% | 0.17% | – |
| New | II-VI INCconvertible/ | $1,663,000 | – | 1,630,000 | +100.0% | 0.16% | – | |
| CVX | Buy | CHEVRON CORPequities | $1,647,000 | +2.9% | 13,663 | +1.2% | 0.16% | -6.6% |
| New | MARRIOTT INTL INCconvertible/ | $1,642,000 | – | 1,555,000 | +100.0% | 0.16% | – | |
| TXN | Buy | TEXAS INSTRUMENTS INCequities | $1,580,000 | +35.2% | 12,316 | +36.1% | 0.15% | +22.1% |
| Sell | ORACLE CORPconvertible/ | $1,563,000 | -2.9% | 1,480,000 | -3.0% | 0.15% | -11.9% | |
| COP | Sell | CONOCOPHILLIPSequities | $1,493,000 | +4.5% | 22,955 | -8.5% | 0.14% | -5.4% |
| WM | Buy | WASTE MANAGEMENT INCequities | $1,457,000 | -0.7% | 12,786 | +0.2% | 0.14% | -9.8% |
| Sell | NUANCE COMM INCconvertible/ | $1,456,000 | +6.0% | 1,445,000 | -0.3% | 0.14% | -3.5% | |
| Sell | MCDONALD'S CORPconvertible/ | $1,443,000 | -1.0% | 1,345,000 | -1.1% | 0.14% | -10.5% | |
| Buy | MARRIOTT INTL INCconvertible/ | $1,443,000 | +7115.0% | 1,395,000 | +6875.0% | 0.14% | +6700.0% | |
| Sell | CISCO SYSTEMS INCconvertible/ | $1,421,000 | -0.9% | 1,420,000 | -0.4% | 0.13% | -10.1% | |
| MPW | Buy | MEDICAL PROP TRUST INCpfds, reits, | $1,388,000 | +8.1% | 65,768 | +0.2% | 0.13% | -2.2% |
| GSY | INVESCO ULTRA SHORT DURATION ETFequities | $1,387,000 | -0.1% | 27,538 | 0.0% | 0.13% | -9.7% | |
| HBI | Buy | HANESBRANDS INCequities | $1,226,000 | +10.0% | 82,550 | +13.4% | 0.12% | 0.0% |
| Sell | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $1,226,000 | -51.5% | 1,470,000 | -51.5% | 0.12% | -55.9% | |
| LUV | Buy | SOUTHWEST AIRLINES COequities | $1,215,000 | +10.1% | 22,505 | +10.1% | 0.12% | 0.0% |
| Sell | ECHO GLOBAL LOGISTICS INCconvertible/ | $1,185,000 | -2.6% | 1,190,000 | -2.1% | 0.11% | -11.8% | |
| Buy | CHENIERE ENERGY INCconvertible/ | $1,173,000 | +22.1% | 1,495,000 | +20.6% | 0.11% | +11.0% | |
| Buy | UNION PACIFIC COconvertible/ | $1,132,000 | +1.3% | 1,075,000 | +0.5% | 0.11% | -7.8% | |
| IBM | Buy | INTL BUSINESS MACHINES CORPequities | $1,099,000 | +81.7% | 8,196 | +97.0% | 0.10% | +65.1% |
| ORCL | Sell | ORACLE CORPequities | $1,095,000 | -6.6% | 20,671 | -3.0% | 0.10% | -15.6% |
| Sell | TARGET CORPequities | $1,081,000 | +15.6% | 8,434 | -3.5% | 0.10% | +5.2% | |
| WFC | Sell | WELLS FARGO & COequities | $1,054,000 | -0.1% | 19,599 | -6.3% | 0.10% | -9.1% |
| BRKB | New | BERKSHIRE HATHAWAY INC Bequities | $1,038,000 | – | 4,584 | +100.0% | 0.10% | – |
| DOV | Sell | DOVER CORPequities | $1,039,000 | +7.0% | 9,015 | -7.6% | 0.10% | -3.0% |
| JPM | Sell | JPMORGAN CHASE & COequities | $1,005,000 | -6.4% | 7,213 | -21.0% | 0.10% | -15.2% |
| Buy | WASTE MGMT INCconvertible/ | $1,002,000 | +8.9% | 980,000 | +8.9% | 0.10% | -1.0% | |
| KYN | Buy | KAYNE ANDERSON MLP INVpfds, reits, | $983,000 | +50.5% | 70,581 | +56.4% | 0.09% | +36.8% |
| Sell | CVS HEALTH CORP (VARIABLE)convertible/ | $975,000 | -1.3% | 970,000 | -1.5% | 0.09% | -10.7% | |
| ETN | Sell | EATON CORP PLCequities | $929,000 | -1.8% | 9,808 | -13.8% | 0.09% | -11.1% |
| Sell | FLEX LTDconvertible/ | $912,000 | -3.8% | 855,000 | -3.9% | 0.09% | -13.1% | |
| NKE | Sell | NIKE INCequities | $899,000 | +2.9% | 8,870 | -4.6% | 0.08% | -6.6% |
| FIS | Sell | FIDELITY NATL INFO SVCSequities | $884,000 | +3.3% | 6,357 | -1.4% | 0.08% | -5.6% |
| USB | Sell | US BANCORPequities | $882,000 | -87.2% | 14,871 | -88.0% | 0.08% | -88.4% |
| LOCKHEED MARTIN CORPconvertible/ | $784,000 | +0.1% | 780,000 | 0.0% | 0.07% | -9.8% | ||
| PM | Sell | PHILIP MORRIS INTL INCequities | $768,000 | +4.1% | 9,028 | -7.1% | 0.07% | -5.2% |
| PFL | PIMCO INC STRAT FDequities | $759,000 | +3.7% | 64,016 | 0.0% | 0.07% | -5.3% | |
| MCD | Buy | MCDONALD'S CORPequities | $759,000 | +33.2% | 3,842 | +44.6% | 0.07% | +22.0% |
| STWD | Buy | STARWOOD PPTY TRUSTpfds, reits, | $765,000 | +9.3% | 30,759 | +6.4% | 0.07% | -1.4% |
| FB | Buy | FACEBOOK INCequities | $766,000 | +78.1% | 3,732 | +54.6% | 0.07% | +60.0% |
| TWO | Buy | TWO HARBORS INVESTpfds, reits, | $731,000 | +16.0% | 50,016 | +4.2% | 0.07% | +4.5% |
| PFN | PIMCO INC STRAT FD IIequities | $729,000 | +2.5% | 68,800 | 0.0% | 0.07% | -6.8% | |
| BMY | Buy | BRISTOL-MYERS SQUIBB COequities | $723,000 | +41.8% | 11,270 | +12.1% | 0.07% | +28.3% |
| GSPRN | Sell | GOLDMAN SACHS PFDpfds, reits, | $688,000 | -9.1% | 25,810 | -9.5% | 0.06% | -17.7% |
| Sell | MEDTRONIC INCconvertible/ | $659,000 | -3.1% | 615,000 | -3.1% | 0.06% | -12.7% | |
| Buy | CLEVELAND CLIFFSconvertible/ | $658,000 | +1096.4% | 550,000 | +1000.0% | 0.06% | +933.3% | |
| Buy | STARBUCKS CORPconvertible/ | $651,000 | +1.2% | 615,000 | +1.7% | 0.06% | -7.5% | |
| CAT | Buy | CATERPILLAR INCequities | $641,000 | +23.0% | 4,341 | +5.2% | 0.06% | +13.0% |
| BABA | Sell | ALIBABA GROUP HLDG ADRequities | $618,000 | +20.7% | 2,912 | -4.9% | 0.06% | +9.4% |
| HR | HEALTHCARE REALTY TRUST INCpfds, reits, | $606,000 | -0.5% | 18,175 | 0.0% | 0.06% | -9.5% | |
| Buy | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $592,000 | +2.4% | 585,000 | +2.6% | 0.06% | -6.7% | |
| IWN | Sell | ISHARES RUSSELL 2000 VALUEequities | $576,000 | +7.1% | 3,532 | -2.9% | 0.05% | -3.6% |
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $551,000 | +10.0% | 31,156 | 0.0% | 0.05% | 0.0% | |
| DIS | Buy | WALT DISNEY COequities | $539,000 | +21.9% | 3,730 | +10.0% | 0.05% | +10.9% |
| ET | Buy | ENERGY TRNFR EQUITY LPpfds, reits, | $541,000 | +18.1% | 42,142 | +20.3% | 0.05% | +6.2% |
| MO | Sell | ALTRIA GROUP INCequities | $535,000 | +3.9% | 10,724 | -14.8% | 0.05% | -5.6% |
| CIM | CHIMERA INVESTMENTequities | $543,000 | +5.2% | 26,400 | 0.0% | 0.05% | -5.6% | |
| EXACT SCIENCESconvertible/ | $532,000 | +4.5% | 470,000 | 0.0% | 0.05% | -5.7% | ||
| NCV | New | ALLIANZGI CONV & INC FDequities | $515,000 | – | 89,500 | +100.0% | 0.05% | – |
| SON | Sell | SONOCO PRODUCTS COequities | $518,000 | +4.4% | 8,390 | -1.5% | 0.05% | -5.8% |
| MEDTRONIC INC (VARIABLE)convertible/ | $511,000 | -0.2% | 510,000 | 0.0% | 0.05% | -9.4% | ||
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $506,000 | +4.3% | 16,717 | +1.1% | 0.05% | -5.9% |
| NCZ | NICHOLAS APPLEGATE CONVequities | $502,000 | +1.8% | 98,000 | 0.0% | 0.05% | -7.8% | |
| EAD | EVERGREEN INC ADVANTAGEequities | $485,000 | +2.3% | 57,573 | 0.0% | 0.05% | -6.1% | |
| Buy | APPLE INCconvertible/ | $471,000 | +14.0% | 445,000 | +14.1% | 0.04% | +4.7% | |
| HON | Sell | HONEYWELL INTL INCequities | $480,000 | +2.6% | 2,712 | -2.0% | 0.04% | -8.2% |
| EPD | Sell | ENTERPRISE PTNRSpfds, reits, | $463,000 | -2.9% | 16,440 | -1.5% | 0.04% | -12.0% |
| IRM | Buy | IRON MOUNTAIN INCpfds, reits, | $453,000 | +1.1% | 14,220 | +2.9% | 0.04% | -8.5% |
| LLY | ELI LILLY & COequities | $458,000 | +17.7% | 3,482 | 0.0% | 0.04% | +4.9% | |
| DRI | Buy | DARDEN RESTAURANTS INCequities | $441,000 | +1737.5% | 4,050 | +1925.0% | 0.04% | +1300.0% |
| DOC | Buy | PHYSICIANS REALTY TRUSTpfds, reits, | $441,000 | +8.6% | 23,296 | +1.7% | 0.04% | 0.0% |
| Sell | 3M COconvertible/ | $437,000 | -4.4% | 345,000 | -2.8% | 0.04% | -14.6% | |
| AMAT | New | APPLIED MATERIALS INCequities | $432,000 | – | 7,077 | +100.0% | 0.04% | – |
| NYCBPRU | Sell | NEW YORK CMTY BANCORP PFDpfds, reits, | $409,000 | -3.5% | 8,070 | -4.7% | 0.04% | -11.4% |
| MMP | MAGELLAN MIDSTREAM PTNRSpfds, reits, | $412,000 | -5.1% | 6,554 | 0.0% | 0.04% | -13.3% | |
| KO | Sell | COCA-COLA COequities | $407,000 | -0.5% | 7,353 | -2.2% | 0.04% | -11.6% |
| VICI | Buy | VICI PROPERTIES INCpfds, reits, | $394,000 | +17.6% | 15,435 | +4.4% | 0.04% | +5.7% |
| VTI | Buy | VANGUARD TOTAL STOCK MKTequities | $396,000 | +44.5% | 2,418 | +33.2% | 0.04% | +27.6% |
| HIX | WESTERN ASSET HI INC FD II INCequities | $391,000 | -0.5% | 57,968 | 0.0% | 0.04% | -9.8% | |
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $385,000 | +8.8% | 23,115 | 0.0% | 0.04% | -2.7% | |
| Buy | CSX CORPconvertible/ | $370,000 | +6.6% | 350,000 | +6.1% | 0.04% | -2.8% | |
| VUG | VANGUARD GWTH ETFequities | $364,000 | +9.3% | 2,000 | 0.0% | 0.03% | -2.9% | |
| BACPRC | New | BANK OF AMERICpfds, reits, | $365,000 | – | 13,955 | +100.0% | 0.03% | – |
| New | US Treasur Ntconvertible/ | $351,000 | – | 351,000 | +100.0% | 0.03% | – | |
| MIC | MACQUARIE INFRASTRUCTUREpfds, reits, | $352,000 | +8.6% | 8,210 | 0.0% | 0.03% | -2.9% | |
| ABT | New | ABBOTT LABSequities | $347,000 | – | 4,000 | +100.0% | 0.03% | – |
| Sell | K L A TENCOR COconvertible/ | $351,000 | -3.0% | 340,000 | -2.9% | 0.03% | -13.2% | |
| New | US Treasu Ntconvertible/ | $350,000 | – | 350,000 | +100.0% | 0.03% | – | |
| Buy | NORTHROP GRUMMANconvertible/ | $338,000 | +6.6% | 325,000 | +6.6% | 0.03% | -3.0% | |
| IPGP | Sell | IPG PHOTONICS CORPequities | $341,000 | +1.8% | 2,353 | -4.7% | 0.03% | -8.6% |
| ARR | New | ARMOUR RES REITpfds, reits, | $323,000 | – | 18,075 | +100.0% | 0.03% | – |
| WST | WEST PHARMA SVCS INCequities | $329,000 | +5.8% | 2,190 | 0.0% | 0.03% | -3.1% | |
| O | REALTY INCOME CORPpfds, reits, | $317,000 | -3.9% | 4,300 | 0.0% | 0.03% | -11.8% | |
| MDLZ | Buy | MONDELEZ INTL INCequities | $314,000 | -0.3% | 5,705 | +0.3% | 0.03% | -9.1% |
| US TREASU NTconvertible/ | $302,000 | 0.0% | 300,000 | 0.0% | 0.03% | -6.5% | ||
| PLD | PROLOGIS INCpfds, reits, | $304,000 | +4.5% | 3,413 | 0.0% | 0.03% | -3.3% | |
| MARRIOTT INTL INCconvertible/ | $305,000 | +0.3% | 300,000 | 0.0% | 0.03% | -9.4% | ||
| BP | New | BP PLC ADRequities | $304,000 | – | 8,063 | +100.0% | 0.03% | – |
| HYI | WESTERN ASSET HY DEF OPP FDequities | $297,000 | +3.1% | 19,000 | 0.0% | 0.03% | -6.7% | |
| Sell | LOWES CO INCconvertible/ | $299,000 | -6.6% | 235,000 | -7.8% | 0.03% | -15.2% | |
| OHI | Buy | OMEGA HLTHCARE INVS INCpfds, reits, | $300,000 | +2.4% | 7,090 | +1.1% | 0.03% | -9.7% |
| ENDTF | CANOE EIT INCequities | $284,000 | +2.2% | 35,400 | 0.0% | 0.03% | -6.9% | |
| NEE | Buy | NEXTERA ENERGY INCequities | $283,000 | +5.6% | 1,167 | +1.4% | 0.03% | -3.6% |
| MA | Sell | MASTERCARD INCequities | $281,000 | -6.3% | 940 | -14.9% | 0.03% | -12.9% |
| VOO | Buy | VANGUARD S&P 500equities | $275,000 | +5400.0% | 930 | +5066.7% | 0.03% | +2500.0% |
| WFCPRQ | Sell | WELLS FARGO & CO PFDpfds, reits, | $274,000 | +2.2% | 10,000 | -1.3% | 0.03% | -7.1% |
| IJH | Buy | ISHARES CORE S&P ETFequities | $273,000 | +78.4% | 1,325 | +67.3% | 0.03% | +62.5% |
| UNH | Buy | UNITEDHEALTH GROUP INCequities | $260,000 | +56.6% | 884 | +15.6% | 0.02% | +47.1% |
| CL | Sell | COLGATE PALMOLIVEequities | $269,000 | -7.9% | 3,904 | -1.6% | 0.02% | -16.7% |
| IVV | Buy | ISHARES CORE S&P 500 ETFequities | $249,000 | +12.7% | 770 | +4.2% | 0.02% | +4.3% |
| NFJ | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $254,000 | +6.7% | 19,500 | 0.0% | 0.02% | -4.0% | |
| UTX | Sell | UNITED TECH CORPequities | $245,000 | +6.1% | 1,635 | -3.5% | 0.02% | -4.2% |
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $242,000 | +3.0% | 15,000 | 0.0% | 0.02% | -4.2% | |
| NVDA | Sell | NVIDIAequities | $238,000 | +30.1% | 1,013 | -3.6% | 0.02% | +15.8% |
| CY | CYPRESS SEMICONDUCTORequities | $233,000 | 0.0% | 10,000 | 0.0% | 0.02% | -8.3% | |
| QQQ | Buy | POWERSHARES QQQequities | $228,000 | +21.3% | 1,075 | +8.1% | 0.02% | +10.0% |
| VTV | VANGUARD VALUEequities | $228,000 | +7.5% | 1,900 | 0.0% | 0.02% | 0.0% | |
| CRM | Buy | SALESFORCE.COM INCequities | $221,000 | +11.6% | 1,361 | +2.0% | 0.02% | 0.0% |
| VEA | Buy | VANGUARD MSCI EAFE ETFequities | $226,000 | +38.7% | 5,139 | +29.1% | 0.02% | +23.5% |
| DHY | CREDIT SUISSE HY BD FDequities | $225,000 | -2.2% | 90,000 | 0.0% | 0.02% | -12.5% | |
| ILPT | INDUSTRIAL LOGISTICSpfds, reits, | $220,000 | +5.8% | 9,795 | 0.0% | 0.02% | -4.5% | |
| HUM | HUMANA INCequities | $210,000 | +43.8% | 572 | 0.0% | 0.02% | +33.3% | |
| AEP | New | AMERICAN ELECTRIC POWER CO INCequities | $215,000 | – | 2,276 | +100.0% | 0.02% | – |
| SLB | Sell | SCHLUMBERGER LTDequities | $208,000 | +14.3% | 5,173 | -2.8% | 0.02% | +5.3% |
| CACI | CACI INTL INCequities | $200,000 | +8.1% | 800 | 0.0% | 0.02% | 0.0% | |
| DOW | Sell | DOW CHEMICAL COequities | $199,000 | -3.9% | 3,640 | -16.2% | 0.02% | -13.6% |
| MPLX | Sell | MPLX LPpfds, reits, | $205,000 | -24.6% | 8,068 | -16.9% | 0.02% | -32.1% |
| CIGNA CORPconvertible/ | $193,000 | -0.5% | 187,000 | 0.0% | 0.02% | -10.0% | ||
| ABBV | Buy | ABBVIE INCequities | $187,000 | +17.6% | 2,116 | +0.5% | 0.02% | +5.9% |
| NLY | New | ANNALY CAPITAL MGMTpfds, reits, | $191,000 | – | 20,274 | +100.0% | 0.02% | – |
| SOCORRO TX ISDconvertible/ | $186,000 | -0.5% | 175,000 | 0.0% | 0.02% | -5.3% | ||
| FDX | Buy | FEDEX CORPequities | $190,000 | +6.7% | 1,254 | +2.3% | 0.02% | -5.3% |
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $178,000 | 0.0% | 8,000 | 0.0% | 0.02% | -10.5% | |
| Sell | WASTE MGMT INCconvertible/ | $182,000 | -14.2% | 135,000 | -12.9% | 0.02% | -22.7% | |
| DUK | Sell | DUKE ENERGY CORPequities | $184,000 | -9.4% | 2,021 | -4.7% | 0.02% | -19.0% |
| INVESCO UNIT TRUSTSunit trusts | $180,000 | -2.7% | 178 | 0.0% | 0.02% | -10.5% | ||
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $184,000 | 0.0% | 14,328 | 0.0% | 0.02% | -10.5% | |
| EL | ESTEE LAUDER COS INC Aequities | $165,000 | +3.8% | 800 | 0.0% | 0.02% | -5.9% | |
| METROPOLITAN STATEconvertible/ | $172,000 | -0.6% | 155,000 | 0.0% | 0.02% | -11.1% | ||
| OKE | Buy | ONEOK INCequities | $164,000 | +2.5% | 2,173 | +0.2% | 0.02% | -5.9% |
| AZO | New | AUTOZONE INCequities | $167,000 | – | 140 | +100.0% | 0.02% | – |
| VERIZON COMMUNICATIONS INCconvertible/ | $170,000 | -0.6% | 153,000 | 0.0% | 0.02% | -11.1% | ||
| Buy | WELLS FARGO & Cconvertible/ | $172,000 | +11.7% | 162,000 | +11.7% | 0.02% | 0.0% | |
| ARE | New | ALEXANDRIA REAL EST REITpfds, reits, | $169,000 | – | 1,048 | +100.0% | 0.02% | – |
| BAX | New | BAXTER INTLequities | $165,000 | – | 1,968 | +100.0% | 0.02% | – |
| MICHIGAN BELL TEconvertible/ | $155,000 | 0.0% | 140,000 | 0.0% | 0.02% | -6.2% | ||
| VOE | VANGUARD MC VAL INDX ETFequities | $161,000 | +5.2% | 1,354 | 0.0% | 0.02% | -6.2% | |
| NAD | NUVEEN DIV ADV MUNI FDequities | $159,000 | +1.9% | 10,860 | 0.0% | 0.02% | -6.2% | |
| INTU | INTUITequities | $157,000 | -1.9% | 600 | 0.0% | 0.02% | -11.8% | |
| IWD | Buy | ISHARES RUSSELL 1000 VALequities | $147,000 | +10.5% | 1,075 | +3.9% | 0.01% | 0.0% |
| CAPL | Buy | CROSSAMERICA LPpfds, reits, | $152,000 | +34.5% | 8,400 | +27.3% | 0.01% | +16.7% |
| LOW | Buy | LOWE'S COS INCequities | $150,000 | +40.2% | 1,250 | +28.9% | 0.01% | +27.3% |
| IWF | ISHARES RUSSELL 1000 GWTH ETFequities | $145,000 | +9.8% | 826 | 0.0% | 0.01% | 0.0% | |
| SCHW | Sell | CHARLES SCHWAB CORPequities | $152,000 | +10.9% | 3,187 | -2.7% | 0.01% | 0.0% |
| YUM | YUM! BRANDS INCequities | $151,000 | -11.2% | 1,500 | 0.0% | 0.01% | -22.2% | |
| XILINX, INC.convertible/ | $152,000 | 0.0% | 150,000 | 0.0% | 0.01% | -12.5% | ||
| WPM | Sell | WHEATON PRECIOUS METALS CORPequities | $149,000 | +7.2% | 5,005 | -5.7% | 0.01% | 0.0% |
| INVESCO ADV MUNI INC TRUST IIequities | $152,000 | -0.7% | 13,603 | 0.0% | 0.01% | -12.5% | ||
| WEC | WEC ENERGY GRP INCequities | $151,000 | -3.2% | 1,641 | 0.0% | 0.01% | -12.5% | |
| LADR | Buy | LADDER CAP CORPpfds, reits, | $144,000 | +5.1% | 8,007 | +1.3% | 0.01% | 0.0% |
| JPMORGAN CHASE & COconvertible/ | $150,000 | +0.7% | 140,000 | 0.0% | 0.01% | -12.5% | ||
| BAC | New | BANK OF AMERICA CORPequities | $145,000 | – | 4,109 | +100.0% | 0.01% | – |
| GE | Sell | GENERAL ELECTRIC COequities | $151,000 | +22.8% | 13,517 | -1.9% | 0.01% | +7.7% |
| EXPI | Sell | EXP WORLD HOLDINGS INCequities | $143,000 | +8.3% | 12,586 | -20.3% | 0.01% | 0.0% |
| FISV | FISERV INCequities | $140,000 | +12.0% | 1,207 | 0.0% | 0.01% | 0.0% | |
| AMGN | New | AMGEN INCequities | $134,000 | – | 555 | +100.0% | 0.01% | – |
| C | Buy | CITIGROUP INCequities | $141,000 | +17.5% | 1,770 | +1.5% | 0.01% | 0.0% |
| DEO | Sell | DIAGEO PLCequities | $140,000 | +0.7% | 829 | -2.4% | 0.01% | -7.1% |
| New | BLACKROCK MUNIYIELD INSDequities | $135,000 | – | 10,000 | +100.0% | 0.01% | – | |
| HEWLETT-PACKARD COconvertible/ | $129,000 | -0.8% | 125,000 | 0.0% | 0.01% | -14.3% | ||
| NJ ST TRANS TRconvertible/ | $132,000 | -5.7% | 100,000 | 0.0% | 0.01% | -20.0% | ||
| ARI | Buy | APOLLO COMM REAL ESTATE FINANCE INCpfds, reits, | $123,000 | +5.1% | 6,700 | +9.8% | 0.01% | 0.0% |
| IVW | Sell | ISHARES CORE S&P 500 ETFequities | $129,000 | -7.2% | 666 | -13.6% | 0.01% | -14.3% |
| PML | PIMCO MUNI INC FD IIequities | $132,000 | +0.8% | 8,321 | 0.0% | 0.01% | -14.3% | |
| PMO | PUTNAM MUNICIPAL OPPTUNequities | $132,000 | +0.8% | 10,000 | 0.0% | 0.01% | -14.3% | |
| HYD | VANECK VECTORS HY MUNI INDEX ETFequities | $128,000 | -0.8% | 2,000 | 0.0% | 0.01% | -7.7% | |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $130,000 | -9.1% | 1,233 | +0.5% | 0.01% | -20.0% |
| Buy | CELGENE CORPconvertible/ | $129,000 | +25.2% | 125,000 | +25.0% | 0.01% | +9.1% | |
| ARAPAHOE CNTY SD #6convertible/ | $122,000 | -0.8% | 100,000 | 0.0% | 0.01% | -7.7% | ||
| SCHB | Sell | SCHWAB US BROAD MKT ETFequities | $124,000 | +3.3% | 1,612 | -4.7% | 0.01% | -7.7% |
| PRU | Buy | PRUDENTIAL FINLequities | $131,000 | +114.8% | 1,393 | +104.0% | 0.01% | +100.0% |
| SO | SOUTHERN COequities | $122,000 | +2.5% | 1,922 | 0.0% | 0.01% | 0.0% | |
| MYD | BLACKROCK MUNIYIELD CFequities | $131,000 | -0.8% | 8,872 | 0.0% | 0.01% | -14.3% | |
| WASTE MGMT INCconvertible/ | $121,000 | 0.0% | 115,000 | 0.0% | 0.01% | -15.4% | ||
| PEAK | New | HEALTHPEAK PROPERTIES INCpfds, reits, | $121,000 | – | 3,500 | +100.0% | 0.01% | – |
| ADAMS & WELD CO SD#27convertible/ | $113,000 | 0.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| XLF | Buy | FINANCIAL SELECT SECTOR SPDR FDequities | $118,000 | +24.2% | 3,823 | +12.6% | 0.01% | +10.0% |
| FT LEWIS CLG BD COconvertible/ | $113,000 | -0.9% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| WBA | Sell | WALGREENS BOOTS ALLIANCE INCequities | $115,000 | +0.9% | 1,958 | -4.9% | 0.01% | -8.3% |
| DEA | EASTERLY GOVT PPTYSpfds, reits, | $115,000 | +11.7% | 4,850 | 0.0% | 0.01% | 0.0% | |
| GILD | Buy | GILEAD SCIENCES INCequities | $120,000 | +17.6% | 1,850 | +15.0% | 0.01% | 0.0% |
| WY | Buy | WEYERHAUSER COpfds, reits, | $120,000 | +50.0% | 3,988 | +38.1% | 0.01% | +37.5% |
| WYETH LLCconvertible/ | $121,000 | -1.6% | 105,000 | 0.0% | 0.01% | -15.4% | ||
| WILLOW TRACE MET COconvertible/ | $112,000 | 0.0% | 100,000 | 0.0% | 0.01% | -8.3% | ||
| STZ | CONSTELLATION BRANDS INCequities | $120,000 | -8.4% | 630 | 0.0% | 0.01% | -21.4% | |
| GS | GOLDMAN SACHS GROUP INCequities | $120,000 | +11.1% | 522 | 0.0% | 0.01% | 0.0% | |
| QUEST DIAGNOSTICconvertible/ | $120,000 | -0.8% | 120,000 | 0.0% | 0.01% | -15.4% | ||
| BTI | BRIT AMER TOBACCOequities | $112,000 | +15.5% | 2,630 | 0.0% | 0.01% | +10.0% | |
| GENERAL MOTORS FIconvertible/ | $114,000 | 0.0% | 113,000 | 0.0% | 0.01% | -8.3% | ||
| Ca Incconvertible/ | $115,000 | +0.9% | 110,000 | 0.0% | 0.01% | -8.3% | ||
| EQAL | POWERSHARES RUSSELL 1000equities | $121,000 | +6.1% | 3,551 | 0.0% | 0.01% | -8.3% | |
| FRISCO TX ISDconvertible/ | $117,000 | -0.8% | 110,000 | 0.0% | 0.01% | -8.3% | ||
| TEXTRON INCORPORAconvertible/ | $117,000 | -0.8% | 110,000 | 0.0% | 0.01% | -8.3% | ||
| BIIB | Buy | BIOGEN IDEC INCequities | $115,000 | +79.7% | 389 | +40.4% | 0.01% | +57.1% |
| EBAY INC.convertible/ | $101,000 | 0.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| D | DOMINION RESOURCES INCequities | $108,000 | +1.9% | 1,304 | 0.0% | 0.01% | -9.1% | |
| BANK OF AMERICA CORconvertible/ | $104,000 | 0.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| THE HOME DEPOT, Iconvertible/ | $103,000 | 0.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| CVS | Sell | CVS HEALTH CORPequities | $104,000 | -33.8% | 1,404 | -43.6% | 0.01% | -37.5% |
| DENVER CO C&C Sconvertible/ | $107,000 | -0.9% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| DENVER CO C&C SD #1convertible/ | $107,000 | 0.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| AMERICAN TOBACCOconvertible/ | $102,000 | 0.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| TIFFANY & CO.convertible/ | $105,000 | +1.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| DON | WISDOMTREE MC DIV ETFequities | $102,000 | +4.1% | 2,692 | 0.0% | 0.01% | 0.0% | |
| WAUKEE IAconvertible/ | $104,000 | -1.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| THE JOHN HOPKIconvertible/ | $102,000 | -1.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| TOLL BROTHERS INCconvertible/ | $110,000 | +0.9% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| SCHX | Buy | SCHWAB US LC ETFequities | $102,000 | +10100.0% | 1,327 | +6535.0% | 0.01% | – |
| IP | INTL PAPER COequities | $102,000 | +10.9% | 2,212 | 0.0% | 0.01% | 0.0% | |
| RDSA | ROYAL DUTCH SHELL PLCequities | $101,000 | 0.0% | 1,714 | 0.0% | 0.01% | -9.1% | |
| INVESCO S&P SMALLCAPequities | $101,000 | +13.5% | 781 | 0.0% | 0.01% | +11.1% | ||
| Tyson Foods, Inc.convertible/ | $105,000 | -0.9% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| COMPUTER SCIENCEconvertible/ | $110,000 | 0.0% | 105,000 | 0.0% | 0.01% | -9.1% | ||
| VERIZON COMMUNICconvertible/ | $108,000 | 0.0% | 100,000 | 0.0% | 0.01% | -9.1% | ||
| SYK | Sell | STRYKER CORPequities | $108,000 | -18.8% | 514 | -16.3% | 0.01% | -28.6% |
| CROWN CASTLE INTconvertible/ | $100,000 | 0.0% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| EIX | EDISON INTERNATIONALequities | $90,000 | 0.0% | 1,189 | 0.0% | 0.01% | 0.0% | |
| DES | WISDOMTREE SC ETFequities | $92,000 | +4.5% | 3,215 | 0.0% | 0.01% | 0.0% | |
| AMT | New | AMERICAN TOWER CORPequities | $93,000 | – | 403 | +100.0% | 0.01% | – |
| BDX | New | BECTON DICKINSON & COequities | $97,000 | – | 355 | +100.0% | 0.01% | – |
| WU | Sell | WESTERN UNION COMPANYequities | $92,000 | -16.4% | 3,448 | -27.4% | 0.01% | -18.2% |
| PSAPRC | PUBLIC STORA PFDpfds, reits, | $90,000 | -1.1% | 3,490 | 0.0% | 0.01% | 0.0% | |
| AMERICAN TOWER COconvertible/ | $95,000 | 0.0% | 95,000 | 0.0% | 0.01% | -10.0% | ||
| CMCSA | Buy | COMCAST CORP Aequities | $93,000 | +66.1% | 2,074 | +67.0% | 0.01% | +50.0% |
| DD | Sell | DUPONT DE NEMOURS INCequities | $91,000 | -33.1% | 1,424 | -25.2% | 0.01% | -35.7% |
| EXAS | Sell | EXACT SCIENCES CORPequities | $92,000 | -2.1% | 990 | -4.8% | 0.01% | -10.0% |
| TECK | Buy | TECK RESOURCES LTDequities | $94,000 | +30.6% | 5,412 | +22.7% | 0.01% | +12.5% |
| New | THE GOLDMAN SACHS GROUPconvertible/ | $90,000 | – | 85,000 | +100.0% | 0.01% | – | |
| GPMT | Sell | GRANITE POINT MORTGApfds, reits, | $91,000 | -5.2% | 4,977 | -3.1% | 0.01% | -10.0% |
| DLR | DIGITAL REALTY TRUSTpfds, reits, | $95,000 | -7.8% | 797 | 0.0% | 0.01% | -18.2% | |
| ADI | New | ANALOG DEVICES INCequities | $90,000 | – | 754 | +100.0% | 0.01% | – |
| MCO | MOODYSequities | $95,000 | +15.9% | 400 | 0.0% | 0.01% | 0.0% | |
| FORTUNE BRANDS HOMEconvertible/ | $100,000 | 0.0% | 100,000 | 0.0% | 0.01% | -10.0% | ||
| INVH | INVITATION HOMES INCequities | $97,000 | +1.0% | 3,228 | 0.0% | 0.01% | -10.0% | |
| STONEGATE VLG Mconvertible/ | $93,000 | 0.0% | 90,000 | 0.0% | 0.01% | -10.0% | ||
| FXF | CURRENCYSHARES SWISS FRANC ETFequities | $95,000 | +2.2% | 1,000 | 0.0% | 0.01% | -10.0% | |
| FXCH | CURRENCYSHARES CHINESE RENMINBI ETFequities | $82,000 | +2.5% | 1,178 | 0.0% | 0.01% | 0.0% | |
| New | AMERICAN TOWER CORPconvertible/ | $87,000 | – | 85,000 | +100.0% | 0.01% | – | |
| TIP | Buy | ISHARES TR BARCLAYS TIPSequities | $83,000 | +1975.0% | 716 | +1784.2% | 0.01% | – |
| EFA | Sell | ISHARES TR MSCIE EAFE FDequities | $83,000 | +5.1% | 1,194 | -1.0% | 0.01% | 0.0% |
| AGN | New | ALLERGAN INCequities | $85,000 | – | 447 | +100.0% | 0.01% | – |
| GUNNISON ETC CO SDconvertible/ | $88,000 | -1.1% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| BACPRL | New | BANK OF AMERICA CORPpfds, reits, | $81,000 | – | 56 | +100.0% | 0.01% | – |
| VGK | VANGUARD FTSE EUROPEequities | $83,000 | +9.2% | 1,412 | 0.0% | 0.01% | 0.0% | |
| CAH | CARDINAL HEALTH INCequities | $85,000 | +7.6% | 1,673 | 0.0% | 0.01% | 0.0% | |
| Tc Pipelines, Lpconvertible/ | $82,000 | -1.2% | 80,000 | 0.0% | 0.01% | -11.1% | ||
| MBB | Buy | ISHARES MBS ETFequities | $83,000 | +38.3% | 766 | +37.3% | 0.01% | +33.3% |
| AMRN | New | AMARIN CORP PLCequities | $82,000 | – | 3,808 | +100.0% | 0.01% | – |
| VFH | VANGUARD FINANCIALSequities | $84,000 | +9.1% | 1,100 | 0.0% | 0.01% | 0.0% | |
| PH | Sell | PARKER-HANNIFIN CORPequities | $88,000 | -12.0% | 426 | -23.0% | 0.01% | -20.0% |
| ED | Sell | CONSOLIDATED EDISON INCequities | $84,000 | -13.4% | 929 | -9.7% | 0.01% | -20.0% |
| WDC | Buy | WESTERN DIGITALequities | $88,000 | +7.3% | 1,383 | +0.7% | 0.01% | -11.1% |
| New | AMERICAN EXPRESSconvertible/ | $86,000 | – | 85,000 | +100.0% | 0.01% | – | |
| New | AMERIPRISE FINANCIAL INCequities | $85,000 | – | 512 | +100.0% | 0.01% | – | |
| PSAPRW | PUBLIC STORAGE PDpfds, reits, | $82,000 | 0.0% | 3,250 | 0.0% | 0.01% | -11.1% | |
| EDWARDS LIFESCIENCES CPequities | $84,000 | +6.3% | 360 | 0.0% | 0.01% | 0.0% | ||
| ATO | New | ATMOS ENERGY CORPequities | $83,000 | – | 745 | +100.0% | 0.01% | – |
| NOC | NORTHROP GRUNMAN COequities | $69,000 | -9.2% | 202 | 0.0% | 0.01% | -12.5% | |
| ADSK | New | AUTODESK INCequities | $69,000 | – | 378 | +100.0% | 0.01% | – |
| INTERPUBLIC GRP COSconvertible/ | $78,000 | 0.0% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| IAU | Buy | ISHARES TR COMEX GOLDequities | $76,000 | +5.6% | 5,232 | +2.7% | 0.01% | -12.5% |
| DVY | Sell | ISHARESTRUST DOW JONESequities | $69,000 | -47.7% | 651 | -49.7% | 0.01% | -50.0% |
| MCKESSON CORPconvertible/ | $77,000 | 0.0% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| IWO | Buy | ISHARES TR RUSSELLequities | $76,000 | +15.2% | 353 | +2.6% | 0.01% | 0.0% |
| MKC | Sell | MCCORMICK & CO INCequities | $70,000 | +6.1% | 410 | -2.8% | 0.01% | 0.0% |
| KIMBERLY-CLARK CORPconvertible/ | $75,000 | -2.6% | 60,000 | 0.0% | 0.01% | -12.5% | ||
| KHC | Sell | KRAFT HEINZ COequities | $70,000 | +14.8% | 2,180 | -0.8% | 0.01% | +16.7% |
| VNQ | Buy | VANGUARD REIT ETFequities | $77,000 | +92.5% | 833 | +94.2% | 0.01% | +75.0% |
| SALT VERDE AZ FCconvertible/ | $77,000 | -1.3% | 60,000 | 0.0% | 0.01% | -12.5% | ||
| TOLL BROTHERS Fconvertible/ | $71,000 | +2.9% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| Wells Fargo & Cconvertible/ | $71,000 | 0.0% | 70,000 | 0.0% | 0.01% | 0.0% | ||
| WILLIAM PARTNERS Lconvertible/ | $77,000 | 0.0% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| YUMC | YUM CHINA HOLDINGS INCequities | $79,000 | +5.3% | 1,652 | 0.0% | 0.01% | -12.5% | |
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $69,000 | +15.0% | 269 | 0.0% | 0.01% | +16.7% | |
| PSAPRVCL | PUBLIC STORAGEpfds, reits, | $78,000 | 0.0% | 3,092 | 0.0% | 0.01% | -12.5% | |
| APTS | PREF APT COMMUNITIESpfds, reits, | $75,000 | -7.4% | 5,600 | 0.0% | 0.01% | -12.5% | |
| GLOP | Buy | GASLOG PARTNERS LPpfds, reits, | $70,000 | +48.9% | 4,500 | +80.0% | 0.01% | +40.0% |
| PYPL | Buy | PAYPAL HOLDINGS INCequities | $75,000 | +53.1% | 689 | +46.9% | 0.01% | +40.0% |
| TYSON FOODS INCconvertible/ | $73,000 | 0.0% | 68,000 | 0.0% | 0.01% | -12.5% | ||
| CCI | Sell | CROWN CASTLE INTL CORPpfds, reits, | $69,000 | -15.9% | 486 | -17.1% | 0.01% | -22.2% |
| BANK OF AMERICAconvertible/ | $72,000 | 0.0% | 67,000 | 0.0% | 0.01% | -12.5% | ||
| New | DOVER CORPconvertible/ | $73,000 | – | 70,000 | +100.0% | 0.01% | – | |
| OCCIDENTAL PETRconvertible/ | $76,000 | 0.0% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| Buy | AMERICAN INTL Gconvertible/ | $70,000 | +32.1% | 65,000 | +30.0% | 0.01% | +16.7% | |
| ECOLAB INCconvertible/ | $72,000 | 0.0% | 69,000 | 0.0% | 0.01% | -12.5% | ||
| ENB | ENBRIDGE INCequities | $75,000 | +13.6% | 1,884 | 0.0% | 0.01% | 0.0% | |
| ENERGY TRANSFER Pconvertible/ | $77,000 | 0.0% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| AMERICAN TOWER CORPconvertible/ | $72,000 | 0.0% | 65,000 | 0.0% | 0.01% | -12.5% | ||
| NVS | Sell | NOVARTIS AGequities | $71,000 | -29.0% | 754 | -34.2% | 0.01% | -30.0% |
| F | Sell | FORD MOTOR COequities | $78,000 | 0.0% | 8,430 | -1.2% | 0.01% | -12.5% |
| NBCUNIVERSAL MEconvertible/ | $77,000 | -1.3% | 75,000 | 0.0% | 0.01% | -12.5% | ||
| MORGAN STANLEYconvertible/ | $76,000 | 0.0% | 71,000 | 0.0% | 0.01% | -12.5% | ||
| TJX | Sell | TJX COS INCequities | $72,000 | 0.0% | 1,187 | -7.8% | 0.01% | -12.5% |
| LTC | LTC PROPERTIES INCpfds, reits, | $63,000 | -12.5% | 1,415 | 0.0% | 0.01% | -25.0% | |
| STAG | STAG INDUSTRIAL INCpfds, reits, | $63,000 | +6.8% | 2,000 | 0.0% | 0.01% | 0.0% | |
| CITIGROUP INC.convertible/ | $63,000 | 0.0% | 63,000 | 0.0% | 0.01% | -14.3% | ||
| CNK | CINEMARK HOLDINGS INCequities | $68,000 | -11.7% | 2,000 | 0.0% | 0.01% | -25.0% | |
| CELGENE CORPconvertible/ | $59,000 | 0.0% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $59,000 | -1.7% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SALT VERDE AZ FCconvertible/ | $63,000 | 0.0% | 50,000 | 0.0% | 0.01% | -14.3% | ||
| VFC | Sell | VF CORPequities | $64,000 | +6.7% | 639 | -4.9% | 0.01% | 0.0% |
| CHI | CALAMOS CONV OPP & INC FDequities | $64,000 | +4.9% | 5,829 | 0.0% | 0.01% | 0.0% | |
| CITIGROUP INCconvertible/ | $63,000 | 0.0% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| SUME | SUMMER ENERGY HLDG INCequities | $61,000 | +10.9% | 35,218 | 0.0% | 0.01% | 0.0% | |
| CIO | CITY OFFICE REITpfds, reits, | $68,000 | -5.6% | 5,000 | 0.0% | 0.01% | -25.0% | |
| OFC | COR OFFICE PPTYSpfds, reits, | $59,000 | -1.7% | 2,000 | 0.0% | 0.01% | 0.0% | |
| HARRIS CNTY TX METconvertible/ | $59,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| TSM | Buy | TAIWAN SEMI MANU CO LTDequities | $63,000 | +50.0% | 1,079 | +20.6% | 0.01% | +50.0% |
| MCHP | Buy | MICROCHIP TECH INCequities | $67,000 | +39.6% | 639 | +23.1% | 0.01% | +20.0% |
| VIG | Sell | VANGUARD DIV APPRECIATION ETFequities | $60,000 | -25.9% | 480 | -28.9% | 0.01% | -25.0% |
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $62,000 | +8.8% | 6,035 | 0.0% | 0.01% | 0.0% | |
| AMERICAN EXPRESSconvertible/ | $63,000 | 0.0% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| SONY CORP (ADR)equities | $67,000 | +13.6% | 991 | 0.0% | 0.01% | 0.0% | ||
| PZZA | PAPA JOHNS INTL INCequities | $63,000 | +21.2% | 1,000 | 0.0% | 0.01% | +20.0% | |
| AT&T INCconvertible/ | $63,000 | 0.0% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| Buy | Chevron Corpconvertible/ | $64,000 | +392.3% | 62,000 | +416.7% | 0.01% | +500.0% | |
| GPC | Sell | GENUINE PARTS COequities | $60,000 | -3.2% | 566 | -8.6% | 0.01% | 0.0% |
| BB&T CORPconvertible/ | $62,000 | +1.6% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| PK | PARK HOTELS & RESORTS INCpfds, reits, | $68,000 | +3.0% | 2,625 | 0.0% | 0.01% | -14.3% | |
| PFF | New | ISHARES S&P PRD STK ETFequities | $63,000 | – | 1,682 | +100.0% | 0.01% | – |
| ROCKWELL COLLINSconvertible/ | $63,000 | 0.0% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| MC DONALDS CORPconvertible/ | $63,000 | 0.0% | 60,000 | 0.0% | 0.01% | -14.3% | ||
| SLV | Sell | ISHARES SILVER TRUSTequities | $68,000 | -6.8% | 4,100 | -10.9% | 0.01% | -25.0% |
| BE | New | BLOOM ENERGY CORPequities | $67,000 | – | 8,941 | +100.0% | 0.01% | – |
| Buy | TOTAL SAequities | $61,000 | +17.3% | 1,095 | +9.5% | 0.01% | +20.0% | |
| DHS | WISDOMTREE US HIGHequities | $65,000 | +3.2% | 850 | 0.0% | 0.01% | -14.3% | |
| PBA | PEMBINA PIPELINE CORPequities | $67,000 | 0.0% | 1,797 | 0.0% | 0.01% | -14.3% | |
| NSC | Buy | NORFOLK SOUTHERN CORPequities | $60,000 | +9.1% | 312 | +2.6% | 0.01% | 0.0% |
| HPQ | Sell | HP INCequities | $61,000 | -33.0% | 2,990 | -37.6% | 0.01% | -33.3% |
| NSRGY | Sell | NESTLE SAequities | $61,000 | -23.8% | 560 | -23.8% | 0.01% | -25.0% |
| BCE | BCE INCequities | $67,000 | -4.3% | 1,450 | 0.0% | 0.01% | -14.3% | |
| RAYTHEON COconvertible/ | $65,000 | -3.0% | 50,000 | 0.0% | 0.01% | -14.3% | ||
| VWO | Buy | VANGUARD EMERGING MARKETequities | $54,000 | +86.2% | 1,203 | +69.7% | 0.01% | +66.7% |
| THE BANK OF NEW YORconvertible/ | $56,000 | -1.8% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| IJR | New | I SHARES TR S&P SMALLCAPequities | $51,000 | – | 608 | +100.0% | 0.01% | – |
| Apple Inc.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| DOCU | Buy | DOCUSIGN INCequities | $48,000 | +29.7% | 645 | +7.5% | 0.01% | +25.0% |
| SCZ | Buy | ISHARES MSCI EAFE SCequities | $58,000 | +728.6% | 924 | +645.2% | 0.01% | +400.0% |
| BANK NEW YORK MEL VAR 23convertible/ | $56,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| REM | ISHARES MORTGAGE REALequities | $49,000 | +6.5% | 1,094 | 0.0% | 0.01% | 0.0% | |
| MORGAN STANLEYconvertible/ | $58,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| Sell | DOVER CORPconvertible/ | $51,000 | -20.3% | 40,000 | -20.0% | 0.01% | -28.6% | |
| PFIZER INCconvertible/ | $57,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| DOWDUPONT INC.convertible/ | $50,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MU | Sell | MICRON TECH INCequities | $57,000 | +7.5% | 1,057 | -14.2% | 0.01% | -16.7% |
| PSEG POWER LLCconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| TMO | Sell | THERMO FISHER SCIENTIFIC INCequities | $50,000 | +2.0% | 153 | -8.4% | 0.01% | 0.0% |
| DELL EMC CORPconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| OHIO STconvertible/ | $55,000 | -1.8% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| EOG RESOURCES, INconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AT&T INC.convertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MORGAN STANLEYconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| CAG | CONAGRA FOODS INCequities | $49,000 | +11.4% | 1,425 | 0.0% | 0.01% | 0.0% | |
| ZBH | ZIMMER BIOMET HOLDINGS INCequities | $48,000 | +9.1% | 320 | 0.0% | 0.01% | 0.0% | |
| Ingersoll-Randconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| BANK OF AMERICAconvertible/ | $48,000 | 0.0% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| GOLDMAN SACHS GRconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| EATON VANCE CORconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| O'REILLY AUTOMOconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SOUTHERN NATURALconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $57,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| CPT | CAMDEN PROPERTY TRUSTequities | $58,000 | -4.9% | 550 | 0.0% | 0.01% | -16.7% | |
| MQY | BLACKROCK MUNIYIELD QUALITYequities | $56,000 | 0.0% | 3,700 | 0.0% | 0.01% | -16.7% | |
| Jpmorgan Chase &convertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| JPMORGAN CHASE & COconvertible/ | $49,000 | 0.0% | 47,000 | 0.0% | 0.01% | 0.0% | ||
| WOODMOOR CO W/Sconvertible/ | $53,000 | -1.9% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| MSI | MOTOROLA SOLUTIONS INCequities | $50,000 | -5.7% | 310 | 0.0% | 0.01% | -16.7% | |
| AUTOZONE, INC.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ITW | ILLINOIS TOOL WORKSequities | $49,000 | +14.0% | 273 | 0.0% | 0.01% | +25.0% | |
| Belleville Miconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SOUTHWEST GAS Hconvertible/ | $55,000 | 0.0% | 53,000 | 0.0% | 0.01% | -16.7% | ||
| WHIRLPOOL CORPconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| THERMO FISHER SCconvertible/ | $54,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| WESTLAKE CHEMICALconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CONAGRA BRANDS,convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| New | UNION PACIFIC CORPconvertible/ | $54,000 | – | 50,000 | +100.0% | 0.01% | – | |
| MAR | MARRIOTT INTL INC CL Aequities | $48,000 | +23.1% | 316 | 0.0% | 0.01% | +25.0% | |
| WAL | WESTERN ALLIANCE BANCORPequities | $51,000 | +24.4% | 900 | 0.0% | 0.01% | +25.0% | |
| JEFFERIES GROUPconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| New | Evergy, Inc.convertible/ | $50,000 | – | 50,000 | +100.0% | 0.01% | – | |
| JOHNSON CONTROLS INconvertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| JOHNSON CONTROLSconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HEWLETT PACKARD STEP 22convertible/ | $58,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| EXPRESS SCRIPTS HOLDINGS COconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| WFCPRT | WELLS FARGO & CO PFDpfds, reits, | $51,000 | +2.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| ROP | Roper Technologiesequities | $53,000 | 0.0% | 150 | 0.0% | 0.01% | -16.7% | |
| JOHNSON CONTROconvertible/ | $57,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| MARKEL CORPconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| BLL | New | BALL CORPequities | $52,000 | – | 800 | +100.0% | 0.01% | – |
| New | NORFOLK SOUTHERN CORPconvertible/ | $53,000 | – | 50,000 | +100.0% | 0.01% | – | |
| HP INC.convertible/ | $51,000 | -1.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| JWN | NORDSTROM INCequities | $49,000 | +22.5% | 1,200 | 0.0% | 0.01% | +25.0% | |
| MICROSOFT CORPconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AMERIPRISE FINL,convertible/ | $50,000 | -2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CSX CORPconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| VYM | Buy | VANGUARD HIGH DIV YLD ETFequities | $50,000 | +525.0% | 531 | +483.5% | 0.01% | +400.0% |
| RGLD | ROYAL GOLD INCequities | $49,000 | -2.0% | 402 | 0.0% | 0.01% | 0.0% | |
| MARATHON PETROLconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| PENNSYLVANIAconvertible/ | $58,000 | -1.7% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| DAVENPORT IOconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| PAA | PLAINS ALL AMERN PPLN LPpfds, reits, | $48,000 | -11.1% | 2,584 | 0.0% | 0.01% | -16.7% | |
| FITB | Buy | FIFTH THIRD BANCORPequities | $49,000 | +16.7% | 1,593 | +4.3% | 0.01% | +25.0% |
| CTVA | Sell | CORTEVA INCequities | $48,000 | -17.2% | 1,625 | -21.6% | 0.01% | -16.7% |
| LHX | Buy | L3harris Technologies Inequities | $50,000 | +92.3% | 252 | +104.9% | 0.01% | +66.7% |
| Amgen Inc.convertible/ | $51,000 | +2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| VIACOM INCconvertible/ | $48,000 | 0.0% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| JOHN DEERE CAPITAconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| AT&T INC.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SALT RIVER PRJ AZconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| LH | LAB CORP OF AMER HLDGequities | $54,000 | +1.9% | 317 | 0.0% | 0.01% | -16.7% | |
| SALT VERDE AZ FCconvertible/ | $58,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| LKNCY | New | LUCKIN COFFEE INCequities | $51,000 | – | 1,295 | +100.0% | 0.01% | – |
| METLIFEconvertible/ | $57,000 | 0.0% | 53,000 | 0.0% | 0.01% | -16.7% | ||
| SEMPRA ENERGYconvertible/ | $48,000 | 0.0% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| At&T Inc.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| FIRSTMERIT CORPconvertible/ | $58,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| FE | Sell | FIRSTENERGYequities | $48,000 | -7.7% | 983 | -9.3% | 0.01% | 0.0% |
| GATX CORPconvertible/ | $50,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SNY | Sell | SANOFIequities | $50,000 | -10.7% | 1,000 | -16.7% | 0.01% | -16.7% |
| AFL | New | AFLAC INCequities | $57,000 | – | 1,077 | +100.0% | 0.01% | – |
| ACTIVISION BLIZZAconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| SYMANTEC CORPconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ASPEN INSURANCEconvertible/ | $54,000 | +1.9% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| AMPHENOL CORPconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| ASTRAZENECA PLconvertible/ | $53,000 | +1.9% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MONSANTO COconvertible/ | $48,000 | +2.1% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| BANK OF AMERICAconvertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HSBC USA INC.convertible/ | $51,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| PACKAGING CORP Oconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CORNING INCconvertible/ | $52,000 | 0.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| HSBC HOLDINGSconvertible/ | $53,000 | 0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| AMERICAN EXPRESSconvertible/ | $56,000 | 0.0% | 55,000 | 0.0% | 0.01% | -16.7% | ||
| BMRN | Sell | BIOMARIN PHARMA INCequities | $42,000 | +16.7% | 500 | -5.3% | 0.00% | 0.0% |
| ABBOTT LABORATORIconvertible/ | $38,000 | 0.0% | 36,000 | 0.0% | 0.00% | 0.0% | ||
| CTXS | Buy | CITRIX SYSTEMS INCequities | $46,000 | +53.3% | 413 | +32.4% | 0.00% | +33.3% |
| CTAS | CINTAS CORPequities | $47,000 | 0.0% | 175 | 0.0% | 0.00% | -20.0% | |
| CENTURYLINK, INconvertible/ | $45,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| BKPRC | New | BANK OF NY MELLON CORPpfds, reits, | $44,000 | – | 1,701 | +100.0% | 0.00% | – |
| AXP | New | AMERICAN EXPRESS COequities | $42,000 | – | 334 | +100.0% | 0.00% | – |
| OUT | OUTFRONT MEDIA INCpfds, reits, | $40,000 | -4.8% | 1,500 | 0.0% | 0.00% | 0.0% | |
| SPLV | Buy | POWERSHARES S&P500 LOW VOL ETFequities | $40,000 | +14.3% | 684 | +13.6% | 0.00% | 0.0% |
| HOLX | HOLOGIC INCequities | $42,000 | +5.0% | 800 | 0.0% | 0.00% | 0.0% | |
| INGERSOLL-RAND PLCequities | $40,000 | +8.1% | 298 | 0.0% | 0.00% | 0.0% | ||
| DOWDUPONT INC.convertible/ | $46,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| BAM | BROOKFIELD ASSET MANAGEMENT INCequities | $43,000 | +10.3% | 742 | 0.0% | 0.00% | 0.0% | |
| PRUDENTIAL FINLconvertible/ | $46,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| TRAVELERS COMPANIESequities | $38,000 | -7.3% | 275 | 0.0% | 0.00% | 0.0% | ||
| EQT CORPconvertible/ | $46,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| PSTG | Sell | PURE STORAGE INCequities | $47,000 | -17.5% | 2,750 | -17.9% | 0.00% | -33.3% |
| ZEN | ZENDESK INCequities | $46,000 | +4.5% | 600 | 0.0% | 0.00% | -20.0% | |
| QTS | QTS REALTY TRUST INCpfds, reits, | $43,000 | +4.9% | 800 | 0.0% | 0.00% | 0.0% | |
| AWR | New | AMERICAN STATES WTRequities | $43,000 | – | 500 | +100.0% | 0.00% | – |
| BECTON, DICKINSconvertible/ | $40,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $46,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| AMERN TOWER CORPconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| RMD | RESMED INCequities | $46,000 | +12.2% | 300 | 0.0% | 0.00% | 0.0% | |
| EXEL | Sell | EXELIXIS INCequities | $43,000 | -44.9% | 2,420 | -45.2% | 0.00% | -50.0% |
| FRFHF | FAIRFAX FINANCIAL HLDGSequities | $47,000 | +6.8% | 100 | 0.0% | 0.00% | -20.0% | |
| FAIRFAX FINL HOLconvertible/ | $43,000 | 0.0% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| SUPN | SUPERNUS PHARMA INCequities | $44,000 | -13.7% | 1,838 | 0.0% | 0.00% | -20.0% | |
| WD | WALKER & DUNLOP INCequities | $39,000 | +14.7% | 600 | 0.0% | 0.00% | 0.0% | |
| SPIB | Buy | SPDR BARCLY INTERMEDIATEequities | $44,000 | +388.9% | 1,233 | +389.3% | 0.00% | +300.0% |
| AMGEN INC.convertible/ | $41,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| FNF | FIDELITY NATL FINL INCequities | $41,000 | +2.5% | 900 | 0.0% | 0.00% | 0.0% | |
| VOD | VODAFONE GROUP PLCequities | $39,000 | -2.5% | 2,000 | 0.0% | 0.00% | 0.0% | |
| KRE | SPDR S&P REGIONAL BANK ETFequities | $44,000 | +10.0% | 749 | 0.0% | 0.00% | 0.0% | |
| NICE | NICE LTDequities | $39,000 | +8.3% | 250 | 0.0% | 0.00% | 0.0% | |
| Buy | FIRST TRUST DJ INTERNET ETFequities | $40,000 | +11.1% | 286 | +5.5% | 0.00% | 0.0% | |
| FXH | FIRST TRUST HC ALPHADEX ETFequities | $45,000 | +12.5% | 540 | 0.0% | 0.00% | 0.0% | |
| SALT VERDE AZ FCconvertible/ | $40,000 | 0.0% | 35,000 | 0.0% | 0.00% | 0.0% | ||
| VRTX | Buy | VERTEX PHARMA INCequities | $39,000 | +129.4% | 179 | +82.7% | 0.00% | +100.0% |
| XLV | Buy | HEALTHCARE SELECT SECTOR SPDR FDequities | $45,000 | +55.2% | 445 | +36.9% | 0.00% | +33.3% |
| VER | Buy | VEREIT INCpfds, reits, | $44,000 | +51.7% | 4,800 | +60.0% | 0.00% | +33.3% |
| SGEN | SEATTLE GENETICS INCequities | $46,000 | +35.3% | 400 | 0.0% | 0.00% | 0.0% | |
| FORD MOTOR COconvertible/ | $42,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| LENNOX INTERNTNL INconvertible/ | $46,000 | +2.2% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| VBR | New | VANGUARD SMALL CAP VALUEequities | $47,000 | – | 341 | +100.0% | 0.00% | – |
| BOARDWALK PIPELconvertible/ | $46,000 | +2.2% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| KEY | Buy | KEYCORP INCequities | $47,000 | +20.5% | 2,304 | +6.4% | 0.00% | 0.0% |
| ADM | New | ARCHER DANIELS MIDLAND COequities | $44,000 | – | 942 | +100.0% | 0.00% | – |
| JCI | Sell | JOHNSON CONTROLS INCequities | $39,000 | -58.1% | 955 | -55.1% | 0.00% | -60.0% |
| AVB | New | AVALONBAY COMMUNITIES INCpfds, reits, | $42,000 | – | 200 | +100.0% | 0.00% | – |
| GSK | Buy | GLAXOSMITHKLINE PLC ADRequities | $46,000 | +155.6% | 974 | +136.4% | 0.00% | +100.0% |
| GOLDCORP INC.convertible/ | $45,000 | -2.2% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $43,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| SAP | Sell | SAP SE (ADR)equities | $39,000 | +5.4% | 294 | -6.1% | 0.00% | 0.0% |
| Buy | MORGAN STANLEYconvertible/ | $43,000 | +34.4% | 40,000 | +33.3% | 0.00% | +33.3% | |
| GVA | Sell | GRANITE CONSTRUCTIONequities | $44,000 | -27.9% | 1,600 | -15.8% | 0.00% | -33.3% |
| VCR | Vanguard Consumerequities | $38,000 | +5.6% | 200 | 0.0% | 0.00% | 0.0% | |
| IWP | ISHARES RUSSELL MC GWTH ETFequities | $43,000 | +7.5% | 280 | 0.0% | 0.00% | 0.0% | |
| VNQI | Buy | VANGUARD GLOBAL EX-US RE ETFequities | $42,000 | +133.3% | 704 | +127.1% | 0.00% | +100.0% |
| RSP | Sell | INVESCO S&P 500 EQUALlequities | $46,000 | -19.3% | 400 | -23.8% | 0.00% | -33.3% |
| ANET | New | ARISTA NETWORKS INCequities | $41,000 | – | 200 | +100.0% | 0.00% | – |
| VWOB | New | VANGUARD EMERGING MKTSequities | $40,000 | – | 494 | +100.0% | 0.00% | – |
| VYMI | New | Vanguard Internatnl Hghequities | $41,000 | – | 646 | +100.0% | 0.00% | – |
| INTEL CORPconvertible/ | $46,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| CHCT | COMMUNITY HEALTHCAREpfds, reits, | $43,000 | -4.4% | 1,000 | 0.0% | 0.00% | -20.0% | |
| COMCAST CORPconvertible/ | $47,000 | 0.0% | 45,000 | 0.0% | 0.00% | -20.0% | ||
| CONSTELLATION ENconvertible/ | $41,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST LOTTERYconvertible/ | $35,000 | 0.0% | 35,000 | 0.0% | 0.00% | -25.0% | ||
| ANTM | New | ANTHEM INCequities | $30,000 | – | 100 | +100.0% | 0.00% | – |
| General Electricconvertible/ | $32,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| BRGPRA | Buy | BLUEROCK RESIpfds, reits, | $30,000 | +275.0% | 1,143 | +281.0% | 0.00% | +200.0% |
| GMOLQ | GENERAL MOLY INCequities | $37,000 | -11.9% | 162,807 | 0.0% | 0.00% | -25.0% | |
| NFLX | Sell | NETFLIX INCequities | $37,000 | -61.9% | 114 | -68.7% | 0.00% | -70.0% |
| UPS | Sell | UNITED PARCEL SERVICE INCequities | $37,000 | -35.1% | 319 | -32.4% | 0.00% | -50.0% |
| Wa Fed Wy Grntconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| PNC FINANCIAL SRVconvertible/ | $32,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| Nthrn Ariz Univconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CALIFORNIA STconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| NORTHERN ARIZONA UNconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| HUTCHINSON MN PURconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BSV | New | VANGUARD BOND INDEX FUNDequities | $36,000 | – | 449 | +100.0% | 0.00% | – |
| WELLS FARGO BK Nconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| LNG | CHENIERE ENERGY INCequities | $33,000 | -2.9% | 541 | 0.0% | 0.00% | -25.0% | |
| JOHNSON & JOHNSONconvertible/ | $29,000 | -3.3% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Bank Of America Cconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | Republic Servicesconvertible/ | $31,000 | – | 30,000 | +100.0% | 0.00% | – | |
| INSM | INSMED INC 00500equities | $36,000 | +38.5% | 1,500 | 0.0% | 0.00% | 0.0% | |
| Illinois Fin Auth Rconvertible/ | $32,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WRK | WESTROCKequities | $33,000 | +17.9% | 780 | 0.0% | 0.00% | 0.0% | |
| WISCONSIN STATE AAAconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Az Sch Fac Brd Copconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| Wi St Clean Wtrconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| IRT | INDEPENDENCE REALTY TRUST INCpfds, reits, | $28,000 | -3.4% | 2,000 | 0.0% | 0.00% | 0.0% | |
| TCP | TC PIPELINES LPpfds, reits, | $34,000 | +3.0% | 800 | 0.0% | 0.00% | 0.0% | |
| SPH | Buy | SUBURBAN PROPANE PRT L Ppfds, reits, | $28,000 | +133.3% | 1,268 | +153.6% | 0.00% | +200.0% |
| Sell | ARIZONA PUB SVC Cconvertible/ | $30,000 | -40.0% | 30,000 | -40.0% | 0.00% | -40.0% | |
| GOLDMAN SACHS GROUPconvertible/ | $29,000 | -3.3% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| STPZ | PIMCO 1-5 YR US TIPS ETFequities | $37,000 | 0.0% | 700 | 0.0% | 0.00% | -25.0% | |
| BANK OF AMERICA CORconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| MARRIOTT INTL INCconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ARCC | ARES CAP CORPequities | $30,000 | 0.0% | 1,587 | 0.0% | 0.00% | 0.0% | |
| Sell | OCCIDENTAL PETRO CORPequities | $28,000 | -26.3% | 668 | -20.9% | 0.00% | -25.0% | |
| Ma St Trans Fdconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| ZTS | Sell | ZOETIS INCequities | $33,000 | -8.3% | 250 | -13.8% | 0.00% | -25.0% |
| UNION PACIFIC COconvertible/ | $36,000 | 0.0% | 35,000 | 0.0% | 0.00% | -25.0% | ||
| CGC | CANOPY GROWTH CORPequities | $33,000 | -8.3% | 1,558 | 0.0% | 0.00% | -25.0% | |
| VHT | New | VANGUARD HC ETFequities | $29,000 | – | 150 | +100.0% | 0.00% | – |
| PSA | Sell | PUBLIC STORAGE INCpfds, reits, | $33,000 | -40.0% | 157 | -29.9% | 0.00% | -50.0% |
| UNIV AZ MED CTRconvertible/ | $29,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BHC | New | BAUSCH HEALTH COS INCequities | $32,000 | – | 1,085 | +100.0% | 0.00% | – |
| The Charles Schwconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| SHV | New | ISHARES SHORT TREASURYequities | $28,000 | – | 255 | +100.0% | 0.00% | – |
| DJP | BRCLYS BK IPATH BLOOMequities | $27,000 | +3.8% | 1,182 | 0.0% | 0.00% | 0.0% | |
| TBT | PROSHARES ULTRASHORT 20 YR TREASURYequities | $27,000 | +12.5% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ON | ON SEMICONDUCTOR CORPequities | $29,000 | +26.1% | 1,188 | 0.0% | 0.00% | +50.0% | |
| TWLO | Buy | TWILIO INCequities | $33,000 | 0.0% | 340 | +13.3% | 0.00% | 0.0% |
| AMX | AMERICA MOVIL SAB DE CVequities | $30,000 | +7.1% | 1,891 | 0.0% | 0.00% | 0.0% | |
| PENNSBURY PA SDconvertible/ | $33,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| UA | UNDER ARMOUR INC CL Cequities | $29,000 | +7.4% | 1,500 | 0.0% | 0.00% | 0.0% | |
| DC W/S AUTH PUB UTIconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| PGR | PROGRESSIVE CORP OHIOequities | $33,000 | -5.7% | 450 | 0.0% | 0.00% | -25.0% | |
| SRE | SEMPRA ENERGYequities | $27,000 | 0.0% | 180 | 0.0% | 0.00% | 0.0% | |
| MOGA | MOOG INC CL Aequities | $34,000 | +6.2% | 400 | 0.0% | 0.00% | 0.0% | |
| TWTR | Buy | TWITTER INCequities | $30,000 | +200.0% | 941 | +284.1% | 0.00% | +200.0% |
| STX | Buy | SEAGATE TECHNOLOGYequities | $35,000 | +400.0% | 589 | +346.2% | 0.00% | +200.0% |
| CARDINAL HEALTH INCconvertible/ | $37,000 | +2.8% | 35,000 | 0.0% | 0.00% | -25.0% | ||
| CCL | CARNIVAL CORPequities | $37,000 | +15.6% | 727 | 0.0% | 0.00% | 0.0% | |
| THE CLOROX COconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| MELI | MERCADOLIBRE INCequities | $29,000 | +3.6% | 50 | 0.0% | 0.00% | 0.0% | |
| Buy | NOVO-NORDISK (ADR)equities | $29,000 | +123.1% | 507 | +102.8% | 0.00% | +200.0% | |
| PXSG | POWERSHARES RSSLLl 2000equities | $34,000 | +6.2% | 860 | 0.0% | 0.00% | 0.0% | |
| PWB | POWERSHARES DYNAMIC LREequities | $37,000 | +5.7% | 715 | 0.0% | 0.00% | -25.0% | |
| CORRPRA | CORENERGY INFpfds, reits, | $27,000 | 0.0% | 1,050 | 0.0% | 0.00% | 0.0% | |
| AVGO | Buy | BROADCOM INCequities | $34,000 | +385.7% | 109 | +354.2% | 0.00% | +200.0% |
| Texas Stconvertible/ | $31,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BROWN & BROWN INCconvertible/ | $27,000 | 0.0% | 26,000 | 0.0% | 0.00% | 0.0% | ||
| HMLPPRA | Buy | HOEGH LNG PARpfds, reits, | $33,000 | +135.7% | 1,275 | +155.0% | 0.00% | +200.0% |
| POR | PORTLAND GENERAL ELECequities | $28,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| COCA-COLA COconvertible/ | $28,000 | -3.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CLR | CONTINENTAL RESOURCES INCequities | $30,000 | +11.1% | 862 | 0.0% | 0.00% | 0.0% | |
| Blackrock, Inc.convertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| FORT WORTH TXconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New York Nyconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NEBconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| NYC NY MUN FA W/Sconvertible/ | $30,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| FCX | FREEPORT-MCMORAN INCequities | $37,000 | +37.0% | 2,784 | 0.0% | 0.00% | 0.0% | |
| New | New York St Dorm Auconvertible/ | $31,000 | – | 25,000 | +100.0% | 0.00% | – | |
| CPRT | COPART INCequities | $36,000 | +12.5% | 400 | 0.0% | 0.00% | 0.0% | |
| PXD | PIONEER NATURAL RES COequities | $33,000 | +22.2% | 217 | 0.0% | 0.00% | 0.0% | |
| Fl St B/E Pub Edconvertible/ | $31,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| BUD | New | ANHEUSER BUSCH INBEV SA/NVequities | $28,000 | – | 339 | +100.0% | 0.00% | – |
| APD | New | AIR PRODUCTS & CHEMICALS INCequities | $29,000 | – | 124 | +100.0% | 0.00% | – |
| Santa Fe Cn Nmconvertible/ | $31,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| LW | LAMB WESTON HOLDINGSequities | $29,000 | +20.8% | 333 | 0.0% | 0.00% | 0.0% | |
| TSLA | TESLA MOTORS INCequities | $27,000 | +68.8% | 65 | 0.0% | 0.00% | +50.0% | |
| LRCX | LAM RESEARCH CORPORATIONequities | $27,000 | +28.6% | 92 | 0.0% | 0.00% | +50.0% | |
| FBZ | FIRST TRUST BRAZIL ALPHADEXequities | $35,000 | +9.4% | 2,000 | 0.0% | 0.00% | 0.0% | |
| RILYZ | B RILEY FINANCIApfds, reits, | $33,000 | -2.9% | 1,300 | 0.0% | 0.00% | -25.0% | |
| AMGEN INCconvertible/ | $30,000 | 0.0% | 30,000 | 0.0% | 0.00% | 0.0% | ||
| VA ST PUB BLDG AUTHconvertible/ | $32,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| New | CBOA FINANCIAL INCequities | $32,000 | – | 12,000 | +100.0% | 0.00% | – | |
| King Cnty Wa Sdconvertible/ | $27,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| MIDD | MIDDLEBY CORPequities | $33,000 | -5.7% | 300 | 0.0% | 0.00% | -25.0% | |
| KS ST DEV FA REVconvertible/ | $28,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| CHEMTRADE LOG INC FDequities | $17,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| SYY | Sell | SYSCOequities | $17,000 | -71.7% | 204 | -72.9% | 0.00% | -66.7% |
| ALCOA INCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| TCOPRJ | Taubman Center Pfdequities | $26,000 | 0.0% | 1,000 | 0.0% | 0.00% | -33.3% | |
| New | Bnsf, Llcconvertible/ | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| TCEHY | Buy | TENCENT HOLDINGSequities | $20,000 | +566.7% | 420 | +577.4% | 0.00% | – |
| TERP | New | Terraform Power Incequities | $20,000 | – | 1,300 | +100.0% | 0.00% | – |
| TCBIP | TEXAS CAPITALpfds, reits, | $25,000 | 0.0% | 950 | 0.0% | 0.00% | -33.3% | |
| TEXAS STATE B7convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Texas Stconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CHSCL | CHS INCpfds, reits, | $19,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| TOLL BROTHERS INCconvertible/ | $22,000 | +4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| The Toronto-Domiconvertible/ | $16,000 | 0.0% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| TSCO | New | Tractor Supply Compequities | $19,000 | – | 200 | +100.0% | 0.00% | – |
| Transcanada Corpconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| Triborough Bridge &convertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CI | Sell | CIGNA CORPequities | $25,000 | +19.0% | 123 | -10.9% | 0.00% | 0.0% |
| Trinity Riv Tx Wwconvertible/ | $25,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| TFCPRG | New | TRUIST FINL CORP PFD-Gpfds, reits, | $17,000 | – | 655 | +100.0% | 0.00% | – |
| TUCSON AZ WTRconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| TULSA OKLAHOMA ARPTconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TWOPRA | TWO HARBORSpfds, reits, | $17,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| TSN | Buy | TYSON FOODSequities | $20,000 | +17.6% | 225 | +12.5% | 0.00% | 0.0% |
| UMH | UMH PROP Inc.pfds, reits, | $16,000 | +14.3% | 1,000 | 0.0% | 0.00% | +100.0% | |
| UL | UNILEVERequities | $25,000 | -3.8% | 440 | 0.0% | 0.00% | -33.3% | |
| UN | UNILEVER NVequities | $26,000 | -3.7% | 450 | 0.0% | 0.00% | -33.3% | |
| UAL | UNITED CONTL HLDGSequities | $21,000 | 0.0% | 237 | 0.0% | 0.00% | 0.0% | |
| UNITED PARCEL Sconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CSX CORPconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| US Treasur Ntconvertible/ | $16,000 | 0.0% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| United Technoloconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| Unitedhealth Grconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| UNITEDHEALTH GRconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| Utah Stconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| VALERO ENERGY CORPconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| THE VALSPAR CORPconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| BND | New | VANGUARD BOND INDEX FUNDequities | $20,000 | – | 233 | +100.0% | 0.00% | – |
| BNDX | New | VANGUARD TOTAL INTL BD ETFequities | $19,000 | – | 336 | +100.0% | 0.00% | – |
| VT | VANGUARD TOTAL WORLDequities | $19,000 | +5.6% | 235 | 0.0% | 0.00% | 0.0% | |
| VGT | Buy | VANGUARD IT ETFequities | $23,000 | +130.0% | 93 | +106.7% | 0.00% | +100.0% |
| VCIT | VANGUARD INTERMEDIATEequities | $24,000 | 0.0% | 258 | 0.0% | 0.00% | -33.3% | |
| VEEV | Buy | VEEVA SYSTEMS INCequities | $21,000 | 0.0% | 150 | +7.1% | 0.00% | 0.0% |
| CBT | CABOT CORPequities | $22,000 | +4.8% | 456 | 0.0% | 0.00% | 0.0% | |
| CCMP | CABOT MICROELECTRONICS CORPequities | $21,000 | 0.0% | 148 | 0.0% | 0.00% | 0.0% | |
| Waco Txconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WAL-MART STORES INCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| WASHINGTON COUNTY Oconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| Washington Stconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WASTE MANAGEMENTconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| CALIFORNIA STconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO & COconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| WSTN MARICOPA ED #2convertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| WILLIAMS PARTNERconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Wi St Transconvertible/ | $23,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DLN | Wisdomtree US Largecapequities | $23,000 | +9.5% | 214 | 0.0% | 0.00% | 0.0% | |
| ELD | WISDOMTREE EMRG MKTS LCL DBT ETFequities | $17,000 | +6.2% | 475 | 0.0% | 0.00% | 0.0% | |
| Sell | WORK RECOVERY INequities | $22,000 | -42.1% | 1,000 | -37.5% | 0.00% | -50.0% | |
| WH | WYNDHAM HOTELS & RESORTSequities | $17,000 | +21.4% | 275 | 0.0% | 0.00% | +100.0% | |
| CANADIAN APT PPTYSpfds, reits, | $25,000 | 0.0% | 600 | 0.0% | 0.00% | -33.3% | ||
| COLAS SA ORDequities | $16,000 | +6.7% | 100 | 0.0% | 0.00% | 0.0% | ||
| COFPRG | CCAPITAL ONE FC PFDpfds, reits, | $26,000 | +4.0% | 1,000 | 0.0% | 0.00% | -33.3% | |
| GBLIL | GLOBAL INDEMNIpfds, reits, | $16,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| NBRPRA | NABORS PFD Apfds, reits, | $25,000 | +38.9% | 1,100 | 0.0% | 0.00% | 0.0% | |
| PAGS | Buy | PAGSEGURO DIGITALequities | $26,000 | -25.7% | 775 | +4.0% | 0.00% | -50.0% |
| TEL | Buy | TYCO ELECTRONICS LTDequities | $23,000 | +666.7% | 237 | +540.5% | 0.00% | – |
| KMX | CARMAX INCequities | $18,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| ALL | New | ALLSTATE CORPequities | $25,000 | – | 224 | +100.0% | 0.00% | – |
| GLOPPRA | Buy | GASLOG PARTNERS LPpfds, reits, | $20,000 | +53.8% | 786 | +57.2% | 0.00% | +100.0% |
| CNC | CENTENE CORPequities | $22,000 | +46.7% | 350 | 0.0% | 0.00% | 0.0% | |
| CNT PUGET SND WA TRconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| SYF | Sell | SYNCHRONY FINANCIALequities | $17,000 | -26.1% | 462 | -32.5% | 0.00% | 0.0% |
| CHEVRON CORPORAconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Chicago Illinois Oconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CION INVESTMENT CORPequities | $18,000 | 0.0% | 2,220 | 0.0% | 0.00% | 0.0% | ||
| CIOPRA | CITY OFFICEpfds, reits, | $23,000 | 0.0% | 885 | 0.0% | 0.00% | 0.0% | |
| CLAR | Clarus Corp Newequities | $22,000 | +15.8% | 1,600 | 0.0% | 0.00% | 0.0% | |
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $24,000 | +4.3% | 380 | 0.0% | 0.00% | 0.0% | |
| COMCASE CORPORATIconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Ct St Spl Tax Obgconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| CORPUS CHRISTI TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AAL | Sell | AMERICAN AIRLINES GROUP INCequities | $25,000 | +8.7% | 856 | -0.3% | 0.00% | 0.0% |
| AMERICAN AIRLINESconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CHUBB CORPconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Credit Suisse Agconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CMI | CUMMINS INCequities | $23,000 | +9.5% | 127 | 0.0% | 0.00% | 0.0% | |
| DALLAS TEXAS WATERWconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $25,000 | +19.0% | 150 | 0.0% | 0.00% | 0.0% | |
| DAVITA INCconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Delaware Stconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DELAWARE STconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DAL | Buy | DELTA AIR LINES INCequities | $22,000 | +29.4% | 377 | +31.4% | 0.00% | 0.0% |
| DLRPRG | DIGITAL REALTY TR G PFDpfds, reits, | $24,000 | 0.0% | 945 | 0.0% | 0.00% | -33.3% | |
| DISCOVERY, INC.convertible/ | $17,000 | 0.0% | 16,000 | 0.0% | 0.00% | 0.0% | ||
| New | AMERICAN EXPRESSconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| DR PEPPER SNAPPLconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| American Expressconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| DNKN | DUNKIN BRANDS GROUP INCequities | $23,000 | -4.2% | 300 | 0.0% | 0.00% | -33.3% | |
| New | AMERICAN EXPRESS COconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| EDINA MN ISD NO273convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| EQR | EQUITY RESIDENTIALpfds, reits, | $19,000 | -5.0% | 233 | 0.0% | 0.00% | 0.0% | |
| AMERICAN TOWER COconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| EVERSOURCE ENERGconvertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | AMERICAN TOWER CORPconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| FANNIE MAEconvertible/ | $22,000 | 0.0% | 22,000 | 0.0% | 0.00% | 0.0% | ||
| Federal Home Loanconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AMGEN INC.convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| FIFTH THIRD BANCO VARconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| FIRST TR COMBINED SERunit trusts | $25,000 | -3.8% | 30 | 0.0% | 0.00% | -33.3% | ||
| TDIV | Buy | FIRST TR NASDAQ TECH DIVequities | $20,000 | +17.6% | 470 | +10.3% | 0.00% | 0.0% |
| APH | New | AMPHENOL CORPequities | $22,000 | – | 200 | +100.0% | 0.00% | – |
| FORD HLDG LLCconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MOTOR COMPconvertible/ | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| FT BEND CTY TEXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AMPHENOL CORPconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| GPS | GAPequities | $17,000 | +6.2% | 935 | 0.0% | 0.00% | 0.0% | |
| Garden Grove Califoconvertible/ | $23,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GENERAL ELECTRIC VAR PFDconvertible/ | $25,000 | +4.2% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| General Electricconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| General Electricconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| APY | Sell | APERGY CORPequities | $22,000 | +10.0% | 654 | -13.3% | 0.00% | 0.0% |
| New | Gilead Sciences,convertible/ | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| GOODM | GLADSTONE COML Cpfds, reits, | $23,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| GNLPRA | GLOBAL NET LEASpfds, reits, | $16,000 | +6.7% | 600 | 0.0% | 0.00% | 0.0% | |
| GMRE | GLOBAL MEDICAL REIT INCpfds, reits, | $26,000 | +13.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| GOLDMAN SACHS GROUPconvertible/ | $23,000 | -4.2% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| The Goldman Sacconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| The Goldman Sachsconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| GOLDMAN SACHS GRO VAR 26convertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| Grand Rv Dam Auth Oconvertible/ | $19,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GREEN BAY WISconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| Hsbc Holdings Plconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| HSBC HOLDINGS PLCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| HOG | HARLEY-DAVIDSON INCequities | $26,000 | +4.0% | 700 | 0.0% | 0.00% | -33.3% | |
| HARRIS CNTY TXconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Harris Cnty Tx Metconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $23,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| HSY | New | HERSHEY COMPANYequities | $22,000 | – | 150 | +100.0% | 0.00% | – |
| HEWLETT-PACKARD COconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HOLLAND MICHIGAN ELconvertible/ | $26,000 | -3.7% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| HOUSTON TXconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| ABR | New | ARBOR REALTY TRUSTpfds, reits, | $18,000 | – | 1,233 | +100.0% | 0.00% | – |
| HYATT HOTELS CORPconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| IHS INCconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| INNERGEX RENEWABLEequities | $17,000 | +13.3% | 1,314 | 0.0% | 0.00% | 0.0% | ||
| ICE | Sell | INTERCONTINENTAL EXCHANGE INCequities | $19,000 | -9.5% | 203 | -9.8% | 0.00% | 0.0% |
| ARESPRA | ARES MANAGEMENTpfds, reits, | $16,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| IBM CORPconvertible/ | $25,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| ARIZONA BOARD REGENconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| TLT | ISHARES TR BARCLAYS BONDequities | $26,000 | -3.7% | 192 | 0.0% | 0.00% | -33.3% | |
| SHY | Sell | ISHARES TR BARCLAYS BONDequities | $19,000 | -52.5% | 225 | -52.3% | 0.00% | -50.0% |
| IBB | Sell | NASDAQ BIO FUNDpfds, reits, | $16,000 | 0.0% | 135 | -15.1% | 0.00% | 0.0% |
| ICF | ISHARES TR COHEN & STEERunit trusts | $19,000 | 0.0% | 160 | 0.0% | 0.00% | 0.0% | |
| IMCB | ISHARES MORNINGSTAR MC ETFequities | $23,000 | +4.5% | 110 | 0.0% | 0.00% | 0.0% | |
| HYG | New | ISHARES IBOXX $ HY CORP BDequities | $21,000 | – | 238 | +100.0% | 0.00% | – |
| ITA | Sell | ISHARES US AEROSPACEequities | $26,000 | -23.5% | 116 | -22.7% | 0.00% | -50.0% |
| Az Bd Regents Univconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| FLOT | ISHARES ETFequities | $20,000 | 0.0% | 390 | 0.0% | 0.00% | 0.0% | |
| USMV | Buy | ISHARES MSCI USA MIN VOLequities | $22,000 | +29.4% | 341 | +24.9% | 0.00% | 0.0% |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | AZ ST CTFS PARTconvertible/ | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| AX ST TRANSN BRDconvertible/ | $25,000 | -3.8% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| LVS | Sell | LAS VEGAS SANDSequities | $21,000 | -34.4% | 300 | -46.6% | 0.00% | -33.3% |
| LAS VEGAS VY NV WTRconvertible/ | $26,000 | -3.7% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| AFCI | ADVANCED FIBRE COMMUNICATIONS INCequities | $26,000 | -3.7% | 985 | 0.0% | 0.00% | -33.3% | |
| New | AT&T INCconvertible/ | $21,000 | – | 20,000 | +100.0% | 0.00% | – | |
| AMD | New | ADVANCED MICRO DEVICES INCequities | $23,000 | – | 500 | +100.0% | 0.00% | – |
| LEXMARK INTERNTN STEP 20convertible/ | $25,000 | +4.2% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| LIBERTY INTERACTIVEconvertible/ | $17,000 | -5.6% | 17,000 | 0.0% | 0.00% | 0.0% | ||
| LINCOLN NTNL CORconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| LINCOLN NEBRASKAconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AZN | New | ASTRAZENECA PLCequities | $20,000 | – | 400 | +100.0% | 0.00% | – |
| LOWES COMPANIESconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| MTB | M&T BANK CORPequities | $21,000 | +5.0% | 125 | 0.0% | 0.00% | 0.0% | |
| AETNA INCconvertible/ | $26,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| MFC | MANULIFE FINANCIAL CORPequities | $20,000 | +11.1% | 1,000 | 0.0% | 0.00% | 0.0% | |
| MARICOPA AZ SD #4convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #83convertible/ | $22,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA COUNTY ARIconvertible/ | $16,000 | -5.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ UHSD 21convertible/ | $16,000 | -5.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MARKEL CORPconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| MMC | MARSH & MCLENNAN COS INCequities | $17,000 | +13.3% | 152 | 0.0% | 0.00% | 0.0% | |
| MARRIOTT INTL INCconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX CODconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX ISDconvertible/ | $16,000 | -5.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Medtronic Plcconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| MET | METLIFE INCequities | $16,000 | +6.7% | 318 | 0.0% | 0.00% | 0.0% | |
| ANZBY | New | AUST & NEW ZEALAND BKG ADRFequities | $26,000 | – | 1,500 | +100.0% | 0.00% | – |
| A | AGILENT TECHNOLOGIES INCequities | $26,000 | +13.0% | 306 | 0.0% | 0.00% | 0.0% | |
| Mi St Hosp Faconvertible/ | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| MODN | MODEL N INCequities | $26,000 | +23.8% | 750 | 0.0% | 0.00% | 0.0% | |
| AUTOMATIC DATAconvertible/ | $24,000 | -4.0% | 23,000 | 0.0% | 0.00% | -33.3% | ||
| NTAP | NETAPP INCequities | $19,000 | +18.8% | 300 | 0.0% | 0.00% | 0.0% | |
| Nm St Hospconvertible/ | $24,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| NEW YORK NYconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NEWELL BRANDS INCconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| NIELSEN FIN LLCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| NDSN | NORDSON CORPequities | $24,000 | +9.1% | 150 | 0.0% | 0.00% | 0.0% | |
| NORFOLK SOUTHERNconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| N Tx Twy Authconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| NTRS | NORTHERN TRUST CORPequities | $16,000 | +14.3% | 150 | 0.0% | 0.00% | +100.0% | |
| BANCPRE | BANC CALLIF INCpfds, reits, | $21,000 | -4.5% | 800 | 0.0% | 0.00% | 0.0% | |
| NUE | Buy | NUCORequities | $18,000 | +350.0% | 313 | +347.1% | 0.00% | – |
| NTR | NUTRIEN LTDequities | $22,000 | -4.3% | 456 | 0.0% | 0.00% | 0.0% | |
| Oh St Infra Projconvertible/ | $24,000 | -4.0% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| PPG | Sell | PPG INDUSTRIES INCequities | $20,000 | -9.1% | 148 | -18.7% | 0.00% | 0.0% |
| PNC BANK (VARIABLE)convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PAAS | PAN AMERICAN SILVER CPequities | $17,000 | +54.5% | 700 | 0.0% | 0.00% | +100.0% | |
| PRK | Park Ntnl Corpequities | $20,000 | +5.3% | 200 | 0.0% | 0.00% | 0.0% | |
| PMTPRA | PENNYMAC MORpfds, reits, | $24,000 | 0.0% | 900 | 0.0% | 0.00% | -33.3% | |
| PHILIP MORRIS INTconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| PHOENIX AZconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZconvertible/ | $23,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible/ | $26,000 | -3.7% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| BK | New | BANK OF NY MELLON CORPequities | $20,000 | – | 400 | +100.0% | 0.00% | – |
| PIMA CN AZ USD #1convertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| PCI | New | PIMCO DYNAMIC CREDIT INCequities | $16,000 | – | 650 | +100.0% | 0.00% | – |
| PLANO TEXAS INDEconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| SPHD | Buy | POWERSHARES S&P500 HI DIVequities | $20,000 | +17.6% | 445 | +9.3% | 0.00% | 0.0% |
| PRLB | PROTO LABS INCequities | $22,000 | 0.0% | 220 | 0.0% | 0.00% | 0.0% | |
| PSAPRE | Public Storage Pfdequities | $17,000 | 0.0% | 650 | 0.0% | 0.00% | 0.0% | |
| QUALCOMM INCconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| RLI | New | RLI CORPequities | $18,000 | – | 203 | +100.0% | 0.00% | – |
| Bedford Txconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| RPM INTERNTNL INconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| BENTON CNTY WA SD#1convertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| RFPRC | REGIONS FINL C PFDpfds, reits, | $17,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| Berkshire Hathawconvertible/ | $20,000 | -4.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AKAM | AKAMIA TECHNOLOGIES INCequities | $26,000 | -3.7% | 300 | 0.0% | 0.00% | -33.3% | |
| BERKSHIRE HATHAconvertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| RDSB | ROYAL DUTCH SHELL PLCpfds, reits, | $24,000 | 0.0% | 403 | 0.0% | 0.00% | -33.3% | |
| JSM | S L Mequities | $24,000 | +4.3% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ST CHARLES COUNconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| SALINE COUNTY NEBconvertible/ | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CITY OF SAN ANTONIOconvertible/ | $17,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SANTA MONICA-MA 6.434convertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| BUI | New | Blckrck Utltes Infra Pwrequities | $16,000 | – | 700 | +100.0% | 0.00% | – |
| SCHD | Sell | SCHWAB US DIV EQUITY ETFequities | $19,000 | -45.7% | 325 | -48.5% | 0.00% | -50.0% |
| SCHH | Buy | SCHWAB US REIT ETFequities | $24,000 | 0.0% | 530 | +2.3% | 0.00% | -33.3% |
| SCOTTSDALE ARIZconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE AZ MPCconvertible/ | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| XLP | Buy | SECTOR SPDR CONSUMER STAPLESequities | $24,000 | +118.2% | 374 | +107.8% | 0.00% | +100.0% |
| XLK | Buy | TECH SELECT SECTOR SPDR FDequities | $22,000 | +22.2% | 241 | +6.2% | 0.00% | 0.0% |
| Sedgwick Cn Ks Sd25convertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| Simon Propertyconvertible/ | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| SKX | SKECHERS USA INCequities | $19,000 | +11.8% | 450 | 0.0% | 0.00% | 0.0% | |
| SWKS | Buy | SKYWORKS SOLUTIONS INCequities | $21,000 | +162.5% | 170 | +70.0% | 0.00% | +100.0% |
| BXMT | New | BLACKSTONE MTG TRpfds, reits, | $20,000 | – | 550 | +100.0% | 0.00% | – |
| AT&T INC.convertible/ | $21,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| SFM | Buy | SPROUTS FARMERS MARKET INCequities | $19,000 | +11.8% | 1,000 | +11.2% | 0.00% | 0.0% |
| SMP | STANDARD MOTOR PRODSequities | $21,000 | +10.5% | 400 | 0.0% | 0.00% | 0.0% | |
| BOEING COconvertible/ | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | -33.3% | ||
| AMLP | Sell | ALERIAN MLP ETFequities | $17,000 | -63.8% | 2,000 | -61.1% | 0.00% | -60.0% |
| SU | Sell | SUNCOR ENERGY INCequities | $26,000 | -7.1% | 779 | -13.6% | 0.00% | -33.3% |
| SUN | New | SUNOCO LPpfds, reits, | $19,000 | – | 629 | +100.0% | 0.00% | – |
| SUNTRUST PREFERRE VARconvertible/ | $18,000 | +5.9% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| New | Intl Bk Recon & Deconvertible/ | $7,000 | – | 10,000 | +100.0% | 0.00% | – | |
| Microsoft Corpconvertible/ | $7,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE AZ W/convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE AZ W/convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IEH | INTEGRYS ENERGY GRpfds, reits, | $7,000 | 0.0% | 267 | 0.0% | 0.00% | 0.0% | |
| Illinois Fin Auth Rconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Il Fa REVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STARPRG | ISTAR INC PFDequities | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| THE HOME DEPOTconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| HILLENBRAND INCconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| HES | HESS CORPequities | $7,000 | +16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| APPLE INC.convertible/ | $9,000 | -10.0% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| MP WSTRN ST UNIVconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MO ST HLTH/EDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SA | Sell | SEABRIDGE GOLD INCequities | $14,000 | -26.3% | 1,000 | -34.4% | 0.00% | -50.0% |
| Apple Inc.convertible/ | $14,000 | 0.0% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| Monsanto Coconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| THGA | HANOVER INSURANpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| MONTANA STATE Bconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HALLIBURTON COconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Apple Inc.convertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| US TREASUR NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| HCA HEALTHCARE,convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Grand Rv Dam Auth Oconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MORGAN STANLEYconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| GRD FORKS ND SANIconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| GWW | WW GRAINGER INCequities | $11,000 | +10.0% | 33 | 0.0% | 0.00% | 0.0% | |
| MORGAN STANLEYconvertible/ | $14,000 | 0.0% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| THE GOLDMAN SACHSconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| New | Morgan Stanleyconvertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| APHA | APHRIA INCequities | $6,000 | 0.0% | 1,140 | 0.0% | 0.00% | 0.0% | |
| APOPRA | New | APOLLO GLOBALpfds, reits, | $8,000 | – | 310 | +100.0% | 0.00% | – |
| MLPA | GLOBAL X MLP ETFequities | $11,000 | -8.3% | 1,400 | 0.0% | 0.00% | 0.0% | |
| GOOD | Gladstone Coml Corppfds, reits, | $7,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| MYOK | New | Myokardia Inc 00500equities | $11,000 | – | 150 | +100.0% | 0.00% | – |
| GILEAD SCIENCES,convertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| AVA | AVISTA CORPequities | $10,000 | 0.0% | 211 | 0.0% | 0.00% | 0.0% | |
| GILA AZ USD #10convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NGHCO | NATL GEN PFDpfds, reits, | $13,000 | +8.3% | 500 | 0.0% | 0.00% | 0.0% | |
| NHI | Ntnl Health Invepfds, reits, | $8,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NOV | New | NATL OILWELL VARCO INCequities | $8,000 | – | 303 | +100.0% | 0.00% | – |
| AIV | APT INVT MGMT COpfds, reits, | $14,000 | 0.0% | 266 | 0.0% | 0.00% | 0.0% | |
| AON | New | AON PLCequities | $11,000 | – | 54 | +100.0% | 0.00% | – |
| GENERAL MOTORS COconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| US TREASURYconvertible/ | $12,000 | -7.7% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| GMGMQ | GENERAL MOTORS COequities | $7,000 | 0.0% | 193 | 0.0% | 0.00% | 0.0% | |
| NTES | NETEASE INCequities | $6,000 | 0.0% | 21 | 0.0% | 0.00% | 0.0% | |
| NTGR | NETGEARequities | $6,000 | -25.0% | 240 | 0.0% | 0.00% | 0.0% | |
| NBIX | NEUROCRINE BIOSCIENCESequities | $11,000 | +22.2% | 100 | 0.0% | 0.00% | 0.0% | |
| ATRS | New | ANTARES PHARMA INCequities | $14,000 | – | 3,000 | +100.0% | 0.00% | – |
| Nj St Tpk Authconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GTE CORPconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NEW MEXICO FIN Aconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| Nm Fa St Transconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BROWARD CNTY FL ARPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | At&T Inc.convertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| ALLYPRA | GMAC CAPITAL Tpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| Beam Incconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| NYMTO | NEW YORK MTG PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| XLE | ENERGY SELECT SECTOR SPDR FDequities | $6,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| FORD MOTOR CREDIT Cconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| NEW YORK N Yconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FORD MOTOR CREDITconvertible/ | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| Nyc Ny Tran Auth Blconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Ny St Dorm Auth S/Tconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH PERconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Florida St Turnpikeconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NYT | NEW YORK TIMES CLASS Aequities | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| UZB | UNITED STATES Cpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| NEM | Sell | NEWMONT MINING CORPequities | $14,000 | +7.7% | 317 | -6.5% | 0.00% | 0.0% |
| FLAGSTAFF AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FIVN | New | Five9 Incequities | $8,000 | – | 125 | +100.0% | 0.00% | – |
| FIRST TRUST PORTFOLIOSunit trusts | $7,000 | -12.5% | 10 | 0.0% | 0.00% | 0.0% | ||
| CIBR | FIRST TRUST NASDAQequities | $15,000 | +7.1% | 500 | 0.0% | 0.00% | 0.0% | |
| FSLR | FIRST SOLAR INCequities | $6,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| FRCPRF | FIRST REPUBLIC BAN ORDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| TEMPE AZconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| FNCL | Sell | Fidelity Msci Financialsequities | $6,000 | -33.3% | 145 | -34.4% | 0.00% | 0.0% |
| BIDU | New | BAIDU INCequities | $13,000 | – | 100 | +100.0% | 0.00% | – |
| NOBLE HOLDING INconvertible/ | $12,000 | -7.7% | 31,000 | 0.0% | 0.00% | 0.0% | ||
| New | Nomura America Fi Var 34convertible/ | $7,000 | – | 10,000 | +100.0% | 0.00% | – | |
| U.S. BANCORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | AMERISOURCEBERGEN CORPequities | $12,000 | – | 142 | +100.0% | 0.00% | – | |
| New | Nordstrom, Inc.convertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| FAIRFAX FINANCE PFDpfds, reits, | $7,000 | +16.7% | 500 | 0.0% | 0.00% | 0.0% | ||
| UNITED AIRLINES,convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FDS | New | FACTSET RESEARCH SYSTEMSequities | $10,000 | – | 39 | +100.0% | 0.00% | – |
| HACK | PUREFUNDS ISE CYBER SECURITY ETFequities | $10,000 | +11.1% | 250 | 0.0% | 0.00% | 0.0% | |
| BANF | BANCFIRST CORP OKequities | $13,000 | +18.2% | 202 | 0.0% | 0.00% | 0.0% | |
| NC MUN PWR CA ELECconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STM | STMICROELETRONICS NVequities | $10,000 | +42.9% | 378 | 0.0% | 0.00% | 0.0% | |
| FTunit trusts | $6,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| EXPEDIA INCconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| UI | Ubiquiti Incequities | $13,000 | +62.5% | 70 | 0.0% | 0.00% | 0.0% | |
| EXC | EXELON CORPequities | $12,000 | -7.7% | 272 | 0.0% | 0.00% | 0.0% | |
| Exelon Generation Cconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| EXCELSIOR MINING COequities | $13,000 | 0.0% | 16,800 | 0.0% | 0.00% | 0.0% | ||
| SANPRB | BANCO SANTANDER, PFDequities | $7,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| New | KBS REIT II MDpfds, reits, | $6,000 | – | 1,500 | +100.0% | 0.00% | – | |
| XANPRC | EXANTAS CAPI PFDpfds, reits, | $10,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| NUAN | New | NUANCE COMM INCequities | $8,000 | – | 429 | +100.0% | 0.00% | – |
| EQX | Equinox Gold Corpequities | $11,000 | +37.5% | 1,426 | 0.0% | 0.00% | 0.0% | |
| ENR | ENERGIZER HOLDINGSequities | $10,000 | +11.1% | 200 | 0.0% | 0.00% | 0.0% | |
| ENLAY | ENEL S P Aequities | $6,000 | +20.0% | 700 | 0.0% | 0.00% | 0.0% | |
| EL PASO TXconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UMHPRC | UMH PROPERTIEpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| BANCPRD | BANC CALIF Lpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| NTNX | NUTANIX INCequities | $6,000 | +20.0% | 200 | 0.0% | 0.00% | 0.0% | |
| El Paso Cnty Txconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ECL | ECOLAB INCequities | $10,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| ETV | EATON VANCE TAX MGD BUYequities | $14,000 | 0.0% | 929 | 0.0% | 0.00% | 0.0% | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC FDequities | $7,000 | 0.0% | 542 | 0.0% | 0.00% | 0.0% | |
| JPI | New | Nuveen Preferred And Incequities | $11,000 | – | 430 | +100.0% | 0.00% | – |
| SERVICEMASTER CO LTDconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| AIGWS | New | AMERICAN INTL GRO 21 WTSequities | $15,000 | – | 1,425 | +100.0% | 0.00% | – |
| EATON CORPconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| BACPRA | New | BANK OF AMERICA PFDpfds, reits, | $13,000 | – | 500 | +100.0% | 0.00% | – |
| ECCA | New | Eagle Point Cre Pfdequities | $7,000 | – | 283 | +100.0% | 0.00% | – |
| EPR | EPR PROPERTIESpfds, reits, | $6,000 | -14.3% | 86 | 0.0% | 0.00% | 0.0% | |
| EOG | Sell | EOG RESOURCES INCequities | $8,000 | -63.6% | 100 | -65.8% | 0.00% | -50.0% |
| OHIO STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TWOPRB | TWO HARBORSpfds, reits, | $10,000 | +11.1% | 350 | 0.0% | 0.00% | 0.0% | |
| OH ST WTR POLL REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Old Ntnl Bancorconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| OMAHA NEBRASKAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DRIPPING SPRING TXconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DSL | New | DOUBLELINE INCOME SOLUTIequities | $12,000 | – | 600 | +100.0% | 0.00% | – |
| Dc Income Taxconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Dcconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DFS | DISCOVER FINANCIAL SVCSequities | $6,000 | 0.0% | 76 | 0.0% | 0.00% | 0.0% | |
| DLRPRJ | Digital Realt Pfdequities | $10,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| DLRPRC | DIGITAL REAL PFDpfds, reits, | $13,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICAconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| DIA | Buy | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $7,000 | +133.3% | 24 | +140.0% | 0.00% | – |
| Detroit Mi Cityconvertible/ | $7,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| OXLCO | OXFORD LANE CAPIpfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| OXLCM | OXFORD LANE Cpfds, reits, | $15,000 | 0.0% | 600 | 0.0% | 0.00% | -50.0% | |
| EXELON CORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DK | New | DELEK US HOLDINGS INequities | $7,000 | – | 221 | +100.0% | 0.00% | – |
| DE | Sell | DEERE & COequities | $7,000 | -36.4% | 39 | -38.1% | 0.00% | 0.0% |
| DANAHER CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DALLAS TEXAS WATERWconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ABB | New | ABB LTDequities | $11,000 | – | 470 | +100.0% | 0.00% | – |
| SEWARD COUNTY NEconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CROWN CASTLE INTconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | ASX LIMITEDequities | $8,000 | – | 150 | +100.0% | 0.00% | – | |
| CRON | Sell | CRONOS GROUP INCequities | $11,000 | -64.5% | 1,400 | -58.8% | 0.00% | -66.7% |
| BANK OF AMERICA CORconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| PKG | PACKAGING CORP OF AMERICAequities | $6,000 | 0.0% | 55 | 0.0% | 0.00% | 0.0% | |
| ABBVIE INC.convertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| PANW | Sell | PALO ALTO NETWORKSequities | $12,000 | -47.8% | 50 | -55.8% | 0.00% | -50.0% |
| TDJ | TELEPHONE AND DATA PFDequities | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| CRBP | CORBUS PHARMACEUTLequities | $7,000 | +16.7% | 1,200 | 0.0% | 0.00% | 0.0% | |
| CNSL | CONS COMM HLDGSequities | $6,000 | -14.3% | 1,480 | 0.0% | 0.00% | 0.0% | |
| SIMON PROPERTY GRconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AEE | New | AMEREN CORPequities | $9,000 | – | 123 | +100.0% | 0.00% | – |
| AIR PRODUCTS ANDconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Conroe Tx Isdconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CXO | Sell | CONCHO RESOURCES INCequities | $11,000 | 0.0% | 122 | -24.7% | 0.00% | 0.0% |
| PEBPRC | PEBBLEBROOK HOpfds, reits, | $6,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| CTBI | COMMUNITY TR BANCORP INCequities | $9,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| Comcast Corpconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| COMCAST CORPORAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PA ST TPK COMMN TPKconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RNP | COHEN & STEERS REITequities | $6,000 | 0.0% | 245 | 0.0% | 0.00% | 0.0% | |
| TUCSON AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PEORIA AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | STRUCTURED PRODUCT PFDequities | $12,000 | – | 400 | +100.0% | 0.00% | – | |
| PEPSICO INCORPORconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CLPHY | C L P HOLDINGS LTDequities | $8,000 | 0.0% | 800 | 0.0% | 0.00% | 0.0% | |
| AMN | New | AMN HEALTHCARE SERVICES INCequities | $12,000 | – | 187 | +100.0% | 0.00% | – |
| AAN | New | AARONS INCequities | $11,000 | – | 200 | +100.0% | 0.00% | – |
| CPRK | CITIGROUP INC PFDpfds, reits, | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| STOR | STORE CAPITAL CORPequities | $15,000 | 0.0% | 400 | 0.0% | 0.00% | -50.0% | |
| ATUSF | New | ALTIUS MINERALS CORPequities | $13,000 | – | 1,400 | +100.0% | 0.00% | – |
| GLD | Sell | SPDR GOLD SHARES ETFequities | $14,000 | -56.2% | 100 | -57.3% | 0.00% | -66.7% |
| Phoenix Azconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Phoenix Azconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BGX | New | Blackstone Gso Long Shoequities | $13,000 | – | 800 | +100.0% | 0.00% | – |
| PHOENIX AZ CVC ARPTconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC ARPTconvertible/ | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | -50.0% | ||
| PHOENIX AZ WST WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Tucson Az Wtrconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC IMPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Alphabet Inc.convertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CNTY AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SFTBY | Buy | SOFTBANK CORPequities | $11,000 | +1000.0% | 494 | +850.0% | 0.00% | – |
| PIMA CN AZ IDA Econvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ IDAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Pima Cn Az Regl Traconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SLRC | New | Solar Capital Ltdequities | $11,000 | – | 546 | +100.0% | 0.00% | – |
| PIMA COUNTY ARIZONAconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Pima Cn Az Usd #16convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PIMA CN AZ SWRconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TPR | TAPESTRY INC.equities | $11,000 | +10.0% | 400 | 0.0% | 0.00% | 0.0% | |
| CIMAREX ENERGYconvertible/ | $11,000 | +10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PTY | New | PIMCO CORPORATE OPPTY FUNDequities | $8,000 | – | 400 | +100.0% | 0.00% | – |
| CB | CHUBB CORPequities | $11,000 | 0.0% | 70 | 0.0% | 0.00% | 0.0% | |
| CIMPRB | CHIMERA INVESTMEpfds, reits, | $11,000 | 0.0% | 418 | 0.0% | 0.00% | 0.0% | |
| CIMPRA | CHIMERA INVESTMEpfds, reits, | $11,000 | 0.0% | 416 | 0.0% | 0.00% | 0.0% | |
| CME | Sell | CME GROUP INC Aequities | $10,000 | -69.7% | 50 | -67.7% | 0.00% | -66.7% |
| Pinal Cn Az Ccdconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| CHEVRON CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHANDLER AZconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ALLPRACL | New | ALLSTATE COR PFDpfds, reits, | $12,000 | – | 470 | +100.0% | 0.00% | – |
| SOHOB | SOTHERLY HOTELSpfds, reits, | $15,000 | 0.0% | 577 | 0.0% | 0.00% | -50.0% | |
| CVE | CENOVUS ENERGY INCequities | $6,000 | 0.0% | 622 | 0.0% | 0.00% | 0.0% | |
| Port Auth Ny & Njconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TGPPRA | TEEKAY LNG PARTNpfds, reits, | $14,000 | 0.0% | 534 | 0.0% | 0.00% | 0.0% | |
| CE | CELANESE CORPequities | $12,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| INDEPENDENCE GROUP ORDequities | $7,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | ||
| RACE | FERRARI N Vequities | $9,000 | 0.0% | 56 | 0.0% | 0.00% | 0.0% | |
| CASI | CASI PHARMACEUTICALSequities | $10,000 | -9.1% | 3,300 | 0.0% | 0.00% | 0.0% | |
| SOHOO | SOTHERLY HOTpfds, reits, | $15,000 | -6.2% | 600 | 0.0% | 0.00% | -50.0% | |
| Sell | NESTLE SA ORDequities | $14,000 | -12.5% | 129 | -15.1% | 0.00% | -50.0% | |
| CRSP | CRISPR THERAPEUTICSequities | $6,000 | +50.0% | 100 | 0.0% | 0.00% | – | |
| BK NY MELLON CORconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PBH | PRESTIGE BRANDS HOLDINGSequities | $8,000 | +14.3% | 200 | 0.0% | 0.00% | 0.0% | |
| CARA | CARA THERAPEUTICS INCequities | $6,000 | -14.3% | 400 | 0.0% | 0.00% | 0.0% | |
| PFG | PRINCIPAL FINANCIALequities | $12,000 | 0.0% | 213 | 0.0% | 0.00% | 0.0% | |
| RNR | RENAISSANCERE HLDGSequities | $8,000 | 0.0% | 39 | 0.0% | 0.00% | 0.0% | |
| PUKPR | PRUDENTIAL PLC PFDpfds, reits, | $6,000 | +20.0% | 200 | 0.0% | 0.00% | 0.0% | |
| OCADO GRP PLCequities | $13,000 | +8.3% | 750 | 0.0% | 0.00% | 0.0% | ||
| NAT | New | NORDIC AMER TANKERS LTDequities | $6,000 | – | 1,300 | +100.0% | 0.00% | – |
| MRVL | MARVELL TECH GRP LTDequities | $10,000 | +11.1% | 380 | 0.0% | 0.00% | 0.0% | |
| New | Bank Southn Calif N A Saequities | $8,000 | – | 600 | +100.0% | 0.00% | – | |
| CIT | CIT GROUP INCequities | $7,000 | 0.0% | 158 | 0.0% | 0.00% | 0.0% | |
| LIN | LINDE PLCequities | $12,000 | +9.1% | 55 | 0.0% | 0.00% | 0.0% | |
| Capital One Finlconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GBLIZ | GLOBAL INDEMNITpfds, reits, | $6,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| GOLD | New | BARRICK GOLD CORPequities | $7,000 | – | 400 | +100.0% | 0.00% | – |
| GLOGPRA | GASLOG LTDpfds, reits, | $10,000 | -9.1% | 400 | 0.0% | 0.00% | 0.0% | |
| BEP | BROOKFIELD RENEWABLE ENERGY PARTNERS LPequities | $14,000 | +16.7% | 300 | 0.0% | 0.00% | 0.0% | |
| COFPRPCL | CAPITAL ONE FINL CORPpfds, reits, | $10,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| TEAM | ATLASSIAN CORP PLCequities | $7,000 | -12.5% | 60 | 0.0% | 0.00% | 0.0% | |
| SCCO | SOUTHERN COPPER CORPequities | $13,000 | +30.0% | 300 | 0.0% | 0.00% | 0.0% | |
| AMBA | AMBARELLA INCequities | $6,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| WIRECARD AG BERLIN ORDequities | $12,000 | -25.0% | 100 | 0.0% | 0.00% | -50.0% | ||
| ZIONS BANCORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Zimmer Biomet Hoconvertible/ | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| Z | ZILLOW GROUP INC CL Cequities | $9,000 | +50.0% | 200 | 0.0% | 0.00% | 0.0% | |
| Yuma Arizona Municiconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| YETI | YETI HOLDINGS INCORPORATequities | $11,000 | +22.2% | 325 | 0.0% | 0.00% | 0.0% | |
| CNI | Sell | CANADIAN NATIONAL RAILWAY COequities | $7,000 | -22.2% | 75 | -25.7% | 0.00% | 0.0% |
| TRP | TRANSCANADA CORPequities | $11,000 | +10.0% | 200 | 0.0% | 0.00% | 0.0% | |
| WYND | WYNDHAM DESTINATIONS INCequities | $14,000 | +7.7% | 275 | 0.0% | 0.00% | 0.0% | |
| WW | Ww Interntnl Incequities | $8,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| Queen Crk Az Exc Taconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| WPX | WPW ENERGY INCequities | $8,000 | +33.3% | 600 | 0.0% | 0.00% | 0.0% | |
| SYLD | CAMBRIA SHAREHOLDER YLD ETFequities | $8,000 | +14.3% | 200 | 0.0% | 0.00% | 0.0% | |
| TOTAL CAPITALconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| NTG | TORTOISE MLP CFpfds, reits, | $11,000 | -8.3% | 1,000 | 0.0% | 0.00% | 0.0% | |
| Wi St Transconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| The Toronto-Domconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| RRC | RANGE RESOURCES CORPequities | $10,000 | +25.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| RYN | RAYONIERpfds, reits, | $10,000 | +11.1% | 315 | 0.0% | 0.00% | 0.0% | |
| WISCONSIN STATEconvertible/ | $12,000 | -7.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Wisconsin State Aaaconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CALIFORNIA STconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| REGL TRAN DST CO COconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CALIFORNIA STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TOL | TOLL BROTHERS INCequities | $12,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| SPLK | Buy | SPLUNK INCequities | $14,000 | +40.0% | 94 | +16.0% | 0.00% | 0.0% |
| SKT | New | TANGER FCTRY OUTLETpfds, reits, | $15,000 | – | 1,000 | +100.0% | 0.00% | – |
| RS | RELIANCE STL & ALUMINUMequities | $15,000 | +25.0% | 122 | 0.0% | 0.00% | 0.0% | |
| BC | BRUNSWICK CORPequities | $6,000 | +20.0% | 93 | 0.0% | 0.00% | 0.0% | |
| WSM | New | WILLIAMS SONOMAequities | $7,000 | – | 100 | +100.0% | 0.00% | – |
| WMB | WILLIAMS COS INCequities | $9,000 | 0.0% | 388 | 0.0% | 0.00% | 0.0% | |
| WELLS FARGO & COconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO BK NAconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| WFCPRL | New | WELLS FARGO BKpfds, reits, | $7,000 | – | 5 | +100.0% | 0.00% | – |
| WFCPRP | WELLS FARGO B PFDpfds, reits, | $15,000 | 0.0% | 598 | 0.0% | 0.00% | -50.0% | |
| RPAI | RETAIL PROP OF AMERICA INCpfds, reits, | $14,000 | +16.7% | 1,009 | 0.0% | 0.00% | 0.0% | |
| RIOCF | RIOCAN REAL ESTATE INVequities | $6,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| New | Rio Tinto Finconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| BERKSHIRE HATHAWAYconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ROK | ROCKWELL AUTOMATION INCequities | $8,000 | +33.3% | 39 | 0.0% | 0.00% | 0.0% | |
| Anthem, Inc.convertible/ | $8,000 | 0.0% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| WCN | WASTE CONNECTIONS INCequities | $11,000 | -8.3% | 125 | 0.0% | 0.00% | 0.0% | |
| ROSEMONT ILconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHSCN | Chs Inc. Pfdequities | $10,000 | +11.1% | 350 | 0.0% | 0.00% | 0.0% | |
| ROYAL BANK CANADconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CHSCP | CHS INC. PFDequities | $14,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| CALIFORNIA STconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Walgreens Boots Aconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| SCEPRK | SCE TRUST V PFDpfds, reits, | $15,000 | 0.0% | 600 | 0.0% | 0.00% | -50.0% | |
| TX TRANS ST HWY FDconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WAB | Sell | WABTECequities | $13,000 | +8.3% | 165 | -2.4% | 0.00% | 0.0% |
| WBC | WABCO HLDG INCequities | $7,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| New | At&T Inc.convertible/ | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| VMW | VMWARE INC CL Aequities | $9,000 | 0.0% | 60 | 0.0% | 0.00% | 0.0% | |
| SDY | Sell | SPDR S&P DIVIDEND ETFequities | $8,000 | -93.8% | 77 | -93.9% | 0.00% | -92.3% |
| SMLV | Sell | Spdr Ssga US Sl Cp Lwequities | $10,000 | -9.1% | 102 | -15.0% | 0.00% | 0.0% |
| SYNH | SYNEOS HEALTH INCequities | $10,000 | +11.1% | 165 | 0.0% | 0.00% | 0.0% | |
| VISA INCconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RA | New | BROOKFIELD REAL ASSETS Iequities | $12,000 | – | 557 | +100.0% | 0.00% | – |
| Viacom Inc.convertible/ | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| VIACOM INCconvertible/ | $8,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| VWDRY | New | Vestas Wind Sys A/Sequities | $10,000 | – | 300 | +100.0% | 0.00% | – |
| VRSK | VERISK ANALYTICS INCequities | $11,000 | 0.0% | 72 | 0.0% | 0.00% | 0.0% | |
| VRNT | VERINT SYSTEMS INCequities | $8,000 | +33.3% | 140 | 0.0% | 0.00% | 0.0% | |
| STATE OF TEXASconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Verizon Communicconvertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| Verizon Communicconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| VERPRF | Sell | VEREIT INC PFDpfds, reits, | $6,000 | -14.3% | 216 | -20.6% | 0.00% | 0.0% |
| VOT | VANGUARD MID CAP GROWTHequities | $10,000 | +11.1% | 60 | 0.0% | 0.00% | 0.0% | |
| CAIPRA | New | Cai Interntnl, Pfdequities | $15,000 | – | 561 | +100.0% | 0.00% | – |
| ALGN | New | ALIGN TECHNOLOGY INCequities | $7,000 | – | 24 | +100.0% | 0.00% | – |
| SAR | New | SARATOGA INV CORPequities | $12,000 | – | 500 | +100.0% | 0.00% | – |
| VSS | Sell | VANGUARD FTSE ETFequities | $6,000 | -60.0% | 52 | -65.3% | 0.00% | -50.0% |
| UTAH STconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| UNIV WAconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Univ Utconvertible/ | $13,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Univ Txconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Univ Nmconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| New | THE CHARLES SCHconvertible/ | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| LINCOLN NEBRASKAconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Lincoln NE Elec Sysconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Lockheed Martinconvertible/ | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| ASBPRC | New | ASSOCIATED BANC PFDpfds, reits, | $13,000 | – | 500 | +100.0% | 0.00% | – |
| ATHX | ATHERSYS INCequities | $6,000 | -14.3% | 5,000 | 0.0% | 0.00% | 0.0% | |
| Lewis Cnty Wa Puconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LOS ANGELES CA W/Pconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| LII | LENNOX INTL INCequities | $12,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| LOWER CO RIV AUTH Tconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LMRKO | LANDMARK INFRApfds, reits, | $8,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| LTSK | New | Ladenburg Thalm Pfdequities | $6,000 | – | 275 | +100.0% | 0.00% | – |
| Univ Ma Bldg Authconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ WTR INFRA FA REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| LL | LUMBER LIQUIDATORSequities | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| LYFT | New | Lyft Incequities | $13,000 | – | 300 | +100.0% | 0.00% | – |
| United Technologiconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS EXCISE TAXconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KLEIN TX ISDconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KEYS | KEYSIGHT TECHNOLOGIESequities | $13,000 | +8.3% | 126 | 0.0% | 0.00% | 0.0% | |
| X | UNITED STATES STEEL CORPequities | $6,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| US TREASU NTconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANSN BRDconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MPC | MARATHON PETRO CORPequities | $13,000 | -7.1% | 223 | 0.0% | 0.00% | 0.0% | |
| KKR | KKR & CO LPpfds, reits, | $6,000 | +20.0% | 200 | 0.0% | 0.00% | 0.0% | |
| Marathon Petroleuconvertible/ | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| Maricopa Az Ccdconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ CODconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ SD #11convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | BIOGEN INCconvertible/ | $14,000 | – | 13,000 | +100.0% | 0.00% | – | |
| MARICOPA AZ SD #38convertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ USD #41convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| MARICOPA AZ USD #60convertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| SCHE | Sell | SCHWAB EMER MKT EQ ETFequities | $6,000 | -25.0% | 208 | -30.7% | 0.00% | 0.0% |
| BLK | Sell | BLACKROCK INCequities | $15,000 | 0.0% | 29 | -14.7% | 0.00% | -50.0% |
| US TREASU NTconvertible/ | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| JPMPRFCL | JPMORGAN CHASE PFDpfds, reits, | $9,000 | 0.0% | 333 | 0.0% | 0.00% | 0.0% | |
| STARBUCKS CORPconvertible/ | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GDX | MARKET VECTORS GOLD MINERS ETFequities | $13,000 | +8.3% | 450 | 0.0% | 0.00% | 0.0% | |
| AETNA INCconvertible/ | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| New | Jpmorgan Chase Bk Var 34convertible/ | $7,000 | – | 10,000 | +100.0% | 0.00% | – | |
| FNDA | New | SCHWAB FUND US SC ETFequities | $6,000 | – | 140 | +100.0% | 0.00% | – |
| FNDX | New | SCHWAB FUNDAENTAL USequities | $7,000 | – | 173 | +100.0% | 0.00% | – |
| JD | JD.COM INCequities | $14,000 | +27.3% | 400 | 0.0% | 0.00% | 0.0% | |
| JPMORGAN CHASE &convertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AMJ | JP MORGAN ETNequities | $11,000 | -8.3% | 500 | 0.0% | 0.00% | 0.0% | |
| JEA FL ELEC SYS REVconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RING | New | Ishares Msci Global Goldequities | $10,000 | – | 400 | +100.0% | 0.00% | – |
| EFAV | Buy | ISHARES MSCI ETFequities | $14,000 | +27.3% | 189 | +21.9% | 0.00% | 0.0% |
| New | Starbucks Corpconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MASSACHUSETTS STconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| Ma St Sch Bldg Authconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| HDV | Sell | ISHARES CORE HIGH DIVequities | $13,000 | -38.1% | 137 | -37.4% | 0.00% | -50.0% |
| AOK | New | ISHARES COREequities | $6,000 | – | 168 | +100.0% | 0.00% | – |
| MTRN | MATERION CORPequities | $10,000 | 0.0% | 171 | 0.0% | 0.00% | 0.0% | |
| AZ HLTH FAC AUTHconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ITB | New | ISHARES US HOME CONSTRUCTIONequities | $13,000 | – | 300 | +100.0% | 0.00% | – |
| AUSTIN TX CCLG DISTconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| JXI | New | Ishares Global Utilitiesequities | $12,000 | – | 211 | +100.0% | 0.00% | – |
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IJK | New | ISHARES S&P MID CAP 400equities | $8,000 | – | 35 | +100.0% | 0.00% | – |
| BOE | New | BLACKROCK GLOBAL OPP EQ TRUSTequities | $7,000 | – | 600 | +100.0% | 0.00% | – |
| IWR | ISHARES RUSSELL MIDCAPequities | $9,000 | +12.5% | 145 | 0.0% | 0.00% | 0.0% | |
| AGG | ISHARES CORE US AGGREGATE BONDequities | $15,000 | 0.0% | 132 | 0.0% | 0.00% | -50.0% | |
| FXI | Sell | ISHARES TRUST INDEX FDunit trusts | $9,000 | -18.2% | 200 | -29.6% | 0.00% | 0.0% |
| AZ BD REGENTS UNIVconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCHZ | New | SCHWAB US AGG BD ETFequities | $10,000 | – | 190 | +100.0% | 0.00% | – |
| Az Brd Regents Copconvertible/ | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EEMV | Sell | ISHARES MSCI EMG MKTS MINI VOLequities | $9,000 | 0.0% | 146 | -2.0% | 0.00% | 0.0% |
| IQV | IQVIA HOLDINGS INCequities | $15,000 | 0.0% | 100 | 0.0% | 0.00% | -50.0% | |
| New | Merck & Co., Inc.convertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AZ BD REGENTS UNIVconvertible/ | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | Invesco S&P Midcap Lowequities | $14,000 | 0.0% | 257 | -2.3% | 0.00% | 0.0% | |
| MERITAGE HOMES CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| Mesa Azconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AUSTIN TX WTR & WSTconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PACTIV LLCconvertible/ | $6,000 | +20.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ARIZONA BOARD REGENconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ISRG | INTUITIVE SURGICALequities | $12,000 | +9.1% | 21 | 0.0% | 0.00% | 0.0% | |
| MTD | METTLER TOLEDOequities | $9,000 | +12.5% | 11 | 0.0% | 0.00% | 0.0% | |
| ALBEMARLE CORPconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SCOTTSDALE AZconvertible/ | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | Interntnl Businessconvertible/ | $11,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MI ST BLDG AUTHconvertible/ | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BSX | BOSTON SCIENTIFIC CORPequities | $6,000 | +20.0% | 129 | 0.0% | 0.00% | 0.0% | |
| VIAB | Exit | VIACOM INC CL Bequities | $0 | – | -115 | -100.0% | 0.00% | – |
| AQFD | CLASSIFIED AD INCequities | $0 | – | 156 | 0.0% | 0.00% | – | |
| AMR CORPpfds, reits, | $0 | – | 1,400 | 0.0% | 0.00% | – | ||
| AT&T INC.convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| SUPER DEAL COM INCequities | $0 | – | 153 | 0.0% | 0.00% | – | ||
| ABKI | Sell | ABAKAN INCequities | $0 | – | 50,000 | -49.3% | 0.00% | – |
| AKAOQ | New | ACHAOGEN INCequities | $0 | – | 1,000 | +100.0% | 0.00% | – |
| ATVI | New | ACTIVISION BLIZZARD INCequities | $4,000 | – | 63 | +100.0% | 0.00% | – |
| ACTA | New | Actua Corpequities | $0 | – | 1 | +100.0% | 0.00% | – |
| PVD | BANCO BILBAO VIZCAYA ARGENTINA SAequities | $5,000 | 0.0% | 876 | 0.0% | 0.00% | -100.0% | |
| AAP | AMWAY ASIA PACIFICequities | $3,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| ASIX | ADVANSIX INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| New | Africo Resources Ltd Xxxpfds, reits, | $0 | – | 249 | +100.0% | 0.00% | – | |
| AKCA | AKCEA THERAPEUTICS INCequities | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| ALRM | New | Alarm Com Hldgs Inc Shequities | $3,000 | – | 60 | +100.0% | 0.00% | – |
| ALK | New | ALASKA AIR GROUP INCequities | $2,000 | – | 34 | +100.0% | 0.00% | – |
| ALB | New | ALBEMARLE CORPequities | $4,000 | – | 58 | +100.0% | 0.00% | – |
| AAPR | New | ALCOA INCequities | $0 | – | 23 | +100.0% | 0.00% | – |
| ALXN | New | ALEXION PHARMA INCequities | $2,000 | – | 20 | +100.0% | 0.00% | – |
| Algae Biosciences Coequities | $0 | – | 12,000 | 0.0% | 0.00% | – | ||
| New | Alpine 4 Technologiesequities | $0 | – | 2,220 | +100.0% | 0.00% | – | |
| AABA | New | ALTABA INCequities | $0 | – | 125 | +100.0% | 0.00% | – |
| ATGFF | New | ALTAGAS INCOME LTDequities | $5,000 | – | 300 | +100.0% | 0.00% | – |
| AYX | New | Alteryx Incequities | $3,000 | – | 25 | +100.0% | 0.00% | – |
| AMERICAN AIRLINconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| AMERICAN AIRLINconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| ABML | AMERICAN BATTERY METALSequities | $0 | – | 8,200 | 0.0% | 0.00% | – | |
| AMHC | AMERICAN CAPITAL HOLDINGSequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| AIG | New | AMERICAN INTL GROUP INCequities | $5,000 | – | 92 | +100.0% | 0.00% | – |
| AU | New | ANGLOGOLD ASHANTI LTDequities | $0 | – | 10 | +100.0% | 0.00% | – |
| ANHEUSER-BUSCH INconvertible/ | $4,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| APA | New | APACHE CORPequities | $1,000 | – | 43 | +100.0% | 0.00% | – |
| AQB | AQUABOUNTY TECHequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| L100PS | ARCONIC INCequities | $2,000 | 0.0% | 72 | 0.0% | 0.00% | – | |
| AZ BD REGENTS UNIVconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| AZ BD REGENTS UNIVconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| ARKAY | New | ARKEMA SAequities | $1,000 | – | 5 | +100.0% | 0.00% | – |
| ARLINGTON TXconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| ARLO | ARLO TECHNOLOGIES INCequities | $2,000 | 0.0% | 475 | 0.0% | 0.00% | – | |
| ATLS | I N G GROEPequities | $3,000 | 0.0% | 268 | 0.0% | 0.00% | – | |
| ACB | AURORA CANNABIS INCequities | $0 | – | 25 | 0.0% | 0.00% | – | |
| New | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | 600 | +100.0% | 0.00% | – | |
| ADP | New | AUTO DATA PROCESSING INCequities | $2,000 | – | 9 | +100.0% | 0.00% | – |
| AVDX | AVANT DIAGNOSTICS INCequities | $0 | – | 91,000 | 0.0% | 0.00% | – | |
| BB&T CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| BP CAPITAL MKTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| BANK OF AMERICA C VAR 28convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| New | Berkshire Hathawaconvertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| BHP | New | BHP BILLITON LTDequities | $4,000 | – | 73 | +100.0% | 0.00% | – |
| BIG | New | BIG LOTS INCequities | $4,000 | – | 150 | +100.0% | 0.00% | – |
| BIO | New | BIO-RAD LABS INCequities | $4,000 | – | 11 | +100.0% | 0.00% | – |
| FRA | New | Blackrock Float Rate Incequities | $2,000 | – | 140 | +100.0% | 0.00% | – |
| BXG | BLUEGREEN VACATIONSequities | $4,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| BWA | New | BORG WARNER INCequities | $3,000 | – | 61 | +100.0% | 0.00% | – |
| BHF | Sell | BRIGHTHOUSE FINANCIAequities | $1,000 | 0.0% | 15 | -11.8% | 0.00% | – |
| BFB | BROWN FORMAN CORPequities | $3,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| BNSF, LLCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| CNA FINL CORPconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| PMTS | Sell | CPI CARD GROUP INCequities | $0 | – | 40 | -50.0% | 0.00% | – |
| UAN | CVR PARTNERSpfds, reits, | $3,000 | 0.0% | 812 | 0.0% | 0.00% | – | |
| CVSI | C V SCIENCES INCequities | $0 | -100.0% | 333 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPequities | $0 | – | 24 | 0.0% | 0.00% | – | |
| CALIFORNIA GRAPES INTLequities | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| CRC | Sell | CALIFORNIA RES CORPequities | $0 | – | 2 | -33.3% | 0.00% | – |
| CABGY | CARLSBERG ASequities | $2,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| CVM | CEL-SCI CORPequities | $3,000 | 0.0% | 289 | 0.0% | 0.00% | – | |
| LUMN | CENTURYTEL INCequities | $5,000 | 0.0% | 400 | 0.0% | 0.00% | -100.0% | |
| CRL | New | Charles River Labsequities | $4,000 | – | 25 | +100.0% | 0.00% | – |
| Chicago Il Wtrconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| CISCO SYSTEMS, Iconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| CISCO SYSTEMS INCconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| CITIGROUP INC (VARIABLE)convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CPRN | New | CITIGROUP CAPITAL XIII - PFDequities | $1,000 | – | 45 | +100.0% | 0.00% | – |
| CLDR | CLOUDERA INCequities | $4,000 | +33.3% | 353 | 0.0% | 0.00% | – | |
| THE COCA-COLA COconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CDE | New | COEUR MINING INCequities | $3,000 | – | 400 | +100.0% | 0.00% | – |
| CLNY | COLONY CAPITAL INCpfds, reits, | $4,000 | -20.0% | 807 | 0.0% | 0.00% | -100.0% | |
| CNDT | CONDUENT INCequities | $0 | – | 72 | 0.0% | 0.00% | – | |
| Conejo Vy Ca Usdconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CNO | CNO FINL GROUP INCequities | $0 | – | 7 | 0.0% | 0.00% | – | |
| CORE MED GROUP INCequities | $0 | – | 146 | 0.0% | 0.00% | – | ||
| CXW | CORECIVIC INCpfds, reits, | $3,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| COTRP | CORTS TRUSTequities | $4,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| CR | CRANE COequities | $4,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| CREE | CREEequities | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| DBEF | New | DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQequities | $5,000 | – | 136 | +100.0% | 0.00% | – |
| DVA | DAVITA INCequities | $3,000 | +50.0% | 41 | 0.0% | 0.00% | – | |
| DF | DEAN FOODS CO NEWequities | $0 | – | 300 | 0.0% | 0.00% | – | |
| DISCOVERY, INC.convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| DLB | DOLBY LABS INCequities | $4,000 | 0.0% | 63 | 0.0% | 0.00% | – | |
| DRD | DRDGOLD LTDequities | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| DUKE ENERGY OHIOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| EDIG | E DIGITAL CORPequities | $0 | – | 300 | 0.0% | 0.00% | – | |
| EQT | EQT CORPequities | $2,000 | 0.0% | 190 | 0.0% | 0.00% | – | |
| IPAY | New | Etfmg Prime Mobileequities | $3,000 | – | 62 | +100.0% | 0.00% | – |
| MJ | ETF MANAGERS TR ALTequities | $1,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $5,000 | 0.0% | 420 | 0.0% | 0.00% | -100.0% | |
| EBAY | EBAY INCequities | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| EBIX | EBIX INCequities | $3,000 | -25.0% | 87 | 0.0% | 0.00% | – | |
| ECTYQ | ECOTALITY INC XXXequities | $0 | – | 833 | 0.0% | 0.00% | – | |
| ETRN | EQUITRANS MIDSTREAM CORPequities | $3,000 | 0.0% | 213 | 0.0% | 0.00% | – | |
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| ESS | ESSEX PROPERTY TRUST INCpfds, reits, | $4,000 | 0.0% | 12 | 0.0% | 0.00% | – | |
| ERICSSON TELequities | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | ||
| EXXON MOBIL CORconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| FANUY | FANUC CORPORATIONequities | $4,000 | 0.0% | 225 | 0.0% | 0.00% | – | |
| FAST | Buy | FASTENAL COequities | $2,000 | – | 58 | +625.0% | 0.00% | – |
| FAU FIN CORP FLconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| FERGY | FERGUSON PLCequities | $2,000 | 0.0% | 236 | 0.0% | 0.00% | – | |
| ONEQ | New | Fidelity Nasdaqequities | $2,000 | – | 7 | +100.0% | 0.00% | – |
| FHLC | Sell | FIDELITY MSCI HEALTHequities | $4,000 | -69.2% | 81 | -72.8% | 0.00% | -100.0% |
| FNVG | New | FINOVA GROUPequities | $1,000 | – | 10 | +100.0% | 0.00% | – |
| FHN | FIRST HORIZON NATL CORPequities | $4,000 | 0.0% | 245 | 0.0% | 0.00% | – | |
| SKYY | FIRST TRUST CLOUDequities | $2,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| EMLP | New | First TRUST Northequities | $2,000 | – | 92 | +100.0% | 0.00% | – |
| FIRST TRUST PREFERREDequities | $0 | – | 8 | 0.0% | 0.00% | – | ||
| FIT | FITBIT INCequities | $3,000 | +50.0% | 400 | 0.0% | 0.00% | – | |
| New | Fortinet Incequities | $3,000 | – | 25 | +100.0% | 0.00% | – | |
| FREMONT NEBRASKA COconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| Fresno Ca Wtr Sysconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| FCEL | FUELCELL ENERGY INCequities | $0 | – | 4 | 0.0% | 0.00% | – | |
| HUGE | New | Fsd Pharma Incequities | $1,000 | – | 161 | +100.0% | 0.00% | – |
| GWPH | GW PHARMACEUTICALS PLCequities | $3,000 | -25.0% | 32 | 0.0% | 0.00% | – | |
| GD | GENERAL DYNAMICS CORPequities | $5,000 | 0.0% | 30 | 0.0% | 0.00% | -100.0% | |
| GENERAL ELECTRIconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| General Electricconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GNMK | GENMARK DIAGNOSTICS INCequities | $2,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| GILEAD SCIENCES,convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| GOL | GOL LINHAS AEREAS INTELIGENTES SAequities | $0 | – | 20 | 0.0% | 0.00% | – | |
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| ALPHABET INC.convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| GRYG | GREEN ENERGY GROUP INCequities | $0 | – | 165 | 0.0% | 0.00% | – | |
| HTGM | HTG MOLECULAR DIAG INCequities | $5,000 | 0.0% | 7,000 | 0.0% | 0.00% | -100.0% | |
| HAS | HASBRO INCequities | $3,000 | -25.0% | 30 | 0.0% | 0.00% | – | |
| HCN | Sell | WELLTOWER INCpfds, reits, | $3,000 | -86.4% | 38 | -84.6% | 0.00% | -100.0% |
| HP | Sell | HELMERICH & PAYNE INCequities | $1,000 | -80.0% | 15 | -87.0% | 0.00% | -100.0% |
| HERITAGE GLOBAL INCequities | $0 | – | 50 | 0.0% | 0.00% | – | ||
| HTHIY | New | Hitachi Ltdequities | $3,000 | – | 41 | +100.0% | 0.00% | – |
| HOUSTON TXconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| HBAN | HUNTINGTON BANCSHARES INC.equities | $1,000 | 0.0% | 77 | 0.0% | 0.00% | – | |
| HDYNQ | HYPERDYNAMICS CORPequities | $0 | – | 13 | 0.0% | 0.00% | – | |
| ILMN | ILLUMINA INCequities | $2,000 | 0.0% | 5 | 0.0% | 0.00% | – | |
| New | Indiva Limitedequities | $1,000 | – | 3,000 | +100.0% | 0.00% | – | |
| INTL BK RECON &convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| IPWG | International Power Gpequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| IVRPRA | INVESCO MTG Cpfds, reits, | $5,000 | 0.0% | 200 | 0.0% | 0.00% | -100.0% | |
| IVRPRB | INVESCO MTG Cpfds, reits, | $4,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| XRLV | New | Invesco S&P 500 Ex-Rateequities | $5,000 | – | 116 | +100.0% | 0.00% | – |
| PDN | Buy | INVESCO FTSE RAFIequities | $2,000 | – | 51 | +5000.0% | 0.00% | – |
| NVTA | New | Invitae Corpequities | $2,000 | – | 100 | +100.0% | 0.00% | – |
| EZU | New | Ishares Msci Eurozoneequities | $4,000 | – | 106 | +100.0% | 0.00% | – |
| EWJ | New | ISHARES MSCI JPN IDX FDunit trusts | $5,000 | – | 81 | +100.0% | 0.00% | – |
| IGF | New | ISHARES GLOBAL INFRAequities | $5,000 | – | 100 | +100.0% | 0.00% | – |
| IDV | ISHARES INTL SELECT DIVequities | $1,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| IEO | ISHARES OIL & GAS EXPLequities | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| INDY | New | Ishares India 50 Etfequities | $4,000 | – | 101 | +100.0% | 0.00% | – |
| ICSH | New | Ishares Ultra Short Termequities | $5,000 | – | 100 | +100.0% | 0.00% | – |
| JPMORGAN CHASE & CO (VARIABLE)convertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| KVHI | New | K V H Industries Incequities | $1,000 | – | 125 | +100.0% | 0.00% | – |
| KSU | Sell | KANSAS CITY SOUTHERNequities | $4,000 | -66.7% | 26 | -70.8% | 0.00% | -100.0% |
| K | New | KELLOGG COMPANYequities | $4,000 | – | 58 | +100.0% | 0.00% | – |
| KGFHY | KINGFISHER PLCequities | $3,000 | 0.0% | 540 | 0.0% | 0.00% | – | |
| KSS | Sell | KOHL'S CORPequities | $2,000 | -96.2% | 40 | -96.2% | 0.00% | -100.0% |
| KTB | Sell | KONTOOR BRANDS INCequities | $1,000 | -50.0% | 15 | -70.0% | 0.00% | – |
| KR | Sell | KROGER COequities | $0 | -100.0% | 6 | -81.2% | 0.00% | – |
| New | The Kroger Co.convertible/ | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| LTSA | New | Ladenburg Thalma Pfdequities | $3,000 | – | 100 | +100.0% | 0.00% | – |
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 92 | 0.0% | 0.00% | – | ||
| New | Lehman Brothers 2xxxequities | $0 | – | 19 | +100.0% | 0.00% | – | |
| LEHMAN BROS HLDGSconvertible/ | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| LPT | LIBERTY PROPERTY TRUSTpfds, reits, | $3,000 | 0.0% | 56 | 0.0% | 0.00% | – | |
| LSXMA | LIBERTY MEDIA CORPequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| LSXMK | LIBERTY MEDIA CORPequities | $2,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| LINNCO LLC XXXconvertible/ | $0 | – | 780 | 0.0% | 0.00% | – | ||
| LYV | LIVE NATION ENTERTAINMENT INCequities | $0 | – | 6 | 0.0% | 0.00% | – | |
| L | LOWES CORPequities | $4,000 | 0.0% | 73 | 0.0% | 0.00% | – | |
| LOGM | LOGMEIN INCequities | $4,000 | +33.3% | 42 | 0.0% | 0.00% | – | |
| Los Angeles Ca Municonvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| MANUFACTURERS TRA VAR 20convertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| MRO | MARATHON OIL CORPequities | $4,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| SMH | Buy | MKT VECTORS SEMICONDUCTRequities | $5,000 | +150.0% | 32 | +100.0% | 0.00% | – |
| MASSACHUSETTS STconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| MCDONALD'S CORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| MCDONALDS CORPconvertible/ | $4,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| MTR | MESA ROYALTY TRUST ORDequities | $1,000 | -50.0% | 215 | 0.0% | 0.00% | – | |
| CMK | MFS INTERMARKET INCOME Iequities | $0 | – | 5,516 | 0.0% | 0.00% | – | |
| New | Mgx Renewables Incequities | $0 | – | 167 | +100.0% | 0.00% | – | |
| MICROSOFT CORPconvertible/ | $4,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| MONTANA STATE BOconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| MOODY'S CORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| MORGAN STANLEY (VARIABLE)convertible/ | $4,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | ||
| MOTOROLA SOLUTIONconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| Mphase Tech Incequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| MZPS | MYZIPSOFT INCequities | $0 | – | 311 | 0.0% | 0.00% | – | |
| NCR CORPORATIONequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | ||
| NFG | NATL FUEL GAS COequities | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| Sell | Ntnl Rural Utiliconvertible/ | $2,000 | -50.0% | 2,000 | -33.3% | 0.00% | – | |
| NEWM | GANNETTequities | $5,000 | -16.7% | 721 | 0.0% | 0.00% | -100.0% | |
| NEWMONT GOLDCORPconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| NEP | NEXTERA ENERGY PARTNE LPpfds, reits, | $2,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| NBL | NOBLE ENERGY INCequities | $5,000 | +25.0% | 200 | 0.0% | 0.00% | – | |
| NRTLQ | Nortel Networks Cp Nexxxequities | $0 | – | 10 | 0.0% | 0.00% | – | |
| NC EASTERN MUNI PWRconvertible/ | $5,000 | -16.7% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| NLOK | New | NORTONLIFELOCK INCequities | $4,000 | – | 154 | +100.0% | 0.00% | – |
| NGBL | NOTIS GLOBAL INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| NS | NUSTAR ENERGY LPpfds, reits, | $5,000 | -16.7% | 200 | 0.0% | 0.00% | -100.0% | |
| NSS | New | Nustar Logisti Pfdequities | $4,000 | – | 150 | +100.0% | 0.00% | – |
| OCCIDENTAL PETROLconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| OPI | OFFICE PPTYS INCM TRpfds, reits, | $2,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| ORACLE CORPconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| OBBCQ | ORBIT BRANDS CORPequities | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| Organigram Holdings Incequities | $2,000 | -33.3% | 1,000 | 0.0% | 0.00% | – | ||
| OR | New | Osisko Gold Royaltieequities | $1,000 | – | 61 | +100.0% | 0.00% | – |
| PJT | PJT PARTNERS INCequities | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| PNC FUNDING CORconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| PPL | Sell | PPL CORPORATIONequities | $1,000 | -66.7% | 41 | -60.2% | 0.00% | – |
| PBEC | PACIFIC BLUE ENERGY CORPequities | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| PGOL | PATRIOT GOLD CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| Petaluma Ca Jusdconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| PIMA CNTY AZconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| POL | POLYONE CORPequities | $4,000 | 0.0% | 110 | 0.0% | 0.00% | – | |
| PIY | PREFFERED PLUS PFDequities | $3,000 | -25.0% | 300 | 0.0% | 0.00% | – | |
| TROW | TROWE PRICE GROUP INCequities | $4,000 | 0.0% | 35 | 0.0% | 0.00% | – | |
| PFPT | New | Proofpoint Incequities | $5,000 | – | 40 | +100.0% | 0.00% | – |
| NOBL | New | PROSHARES S&P 500 DIVequities | $5,000 | – | 69 | +100.0% | 0.00% | – |
| PRH | PRUDENTIAL FINLpfds, reits, | $3,000 | 0.0% | 118 | 0.0% | 0.00% | – | |
| PUK | PRUDENTIAL CORP PLCequities | $4,000 | +33.3% | 94 | 0.0% | 0.00% | – | |
| PEG | PUB SVC ENTERPRISE GPequities | $4,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| PUBLIC STORAGEconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| PSAPRX | PUBLIC STORAGEpfds, reits, | $1,000 | 0.0% | 27 | 0.0% | 0.00% | – | |
| QUALCOMM INCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| DGX | QUEST DIAGNOSTIC INCequities | $5,000 | 0.0% | 51 | 0.0% | 0.00% | -100.0% | |
| RMR | RMR GROUP INCequities | $0 | – | 5 | 0.0% | 0.00% | – | |
| RGLS | REGULUS THERAPEUTICS INCequities | $0 | – | 16 | 0.0% | 0.00% | – | |
| RFPRB | REGIONS FINApfds, reits, | $4,000 | 0.0% | 130 | 0.0% | 0.00% | – | |
| RZA | REINSURANCE GPpfds, reits, | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| REPYY | REPSOL S Aequities | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| C996 | RENTECH NITROGEN LP XXXpfds, reits, | $0 | – | 300 | 0.0% | 0.00% | – | |
| RHHBY | New | ROCHE HLDG LTD SPON ADRFequities | $4,000 | – | 100 | +100.0% | 0.00% | – |
| ROST | ROSS STORES INCequities | $5,000 | 0.0% | 45 | 0.0% | 0.00% | -100.0% | |
| EBND | Spdr Blmbrg Brcly Emgequities | $0 | – | 9 | 0.0% | 0.00% | – | |
| SAND | New | Sandstorm Gold Ltdequities | $3,000 | – | 400 | +100.0% | 0.00% | – |
| GCVRZ | SANOFI 20RTSFequities | $1,000 | 0.0% | 1,014 | 0.0% | 0.00% | – | |
| SSL | SASOL LTDequities | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| New | MS STRUCTURED ASSE PFDequities | $2,000 | – | 300 | +100.0% | 0.00% | – | |
| Saugus California Uconvertible/ | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SCHV | SCHWAB US LC VAL ETFequities | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| SCHA | Buy | SCHWAB US SC ETFequities | $4,000 | +100.0% | 55 | +120.0% | 0.00% | – |
| FNDE | New | SCHWAB FUNDA EMG MKTSequities | $3,000 | – | 93 | +100.0% | 0.00% | – |
| FNDC | New | SCHWAB FUND INTL SC ETFequities | $2,000 | – | 67 | +100.0% | 0.00% | – |
| FNDF | New | SCHWAB FUND INTL LG CO ETFequities | $4,000 | – | 128 | +100.0% | 0.00% | – |
| SCHF | New | SCHWAB INTL EQ ETFequities | $1,000 | – | 25 | +100.0% | 0.00% | – |
| XLU | New | UTILITIES SEL SECTOR SPDR ETFunit trusts | $1,000 | – | 21 | +100.0% | 0.00% | – |
| SNFCA | SECURITY NATL FINL CORPequities | $0 | – | 22 | 0.0% | 0.00% | – | |
| SCI | SERVICE CORP INTLequities | $5,000 | 0.0% | 99 | 0.0% | 0.00% | -100.0% | |
| SEVENTY SEVEN ENERGYpfds, reits, | $0 | – | 60 | 0.0% | 0.00% | – | ||
| SIRI | SIRIUS XM HLDG INCequities | $4,000 | 0.0% | 614 | 0.0% | 0.00% | – | |
| SNAP | SNAP INCequities | $3,000 | 0.0% | 170 | 0.0% | 0.00% | – | |
| New | SOLARIS RESOURCES INCequities | $0 | – | 711 | +100.0% | 0.00% | – | |
| SOUHY | SOUTH32 LTDequities | $0 | – | 11 | 0.0% | 0.00% | – | |
| SPECTRA7 MICROSYSTEMS INCequities | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| S | SPRINT CORPequities | $0 | – | 39 | 0.0% | 0.00% | – | |
| SQ | SQUARE INCequities | $1,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| SLI | STANDARD LITHIUM CORPequities | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| SWK | New | STANLEY BLACK & DECKER INCequities | $2,000 | – | 15 | +100.0% | 0.00% | – |
| STTPRCCL | STATE STREETpfds, reits, | $4,000 | 0.0% | 159 | 0.0% | 0.00% | – | |
| STTPRD | STATE STREET Cpfds, reits, | $4,000 | 0.0% | 142 | 0.0% | 0.00% | – | |
| STLD | STEEL DYNAMICS INCequities | $2,000 | 0.0% | 52 | 0.0% | 0.00% | – | |
| SRCL | STERICYCLE INCequities | $2,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| SHOPRE | New | Sunstone Hote Pfdequities | $4,000 | – | 150 | +100.0% | 0.00% | – |
| SSMXY | New | Sysmex Corp 0050equities | $3,000 | – | 100 | +100.0% | 0.00% | – |
| AMTD | TORONTO DOMINIONequities | $2,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| TD AMERITRADE HOLconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $0 | – | 7 | 0.0% | 0.00% | – | |
| TMUS | T-MOBILE US INCequities | $4,000 | 0.0% | 54 | 0.0% | 0.00% | – | |
| TTWO | New | TAKE TWO INTERACTIVEequities | $2,000 | – | 20 | +100.0% | 0.00% | – |
| A102DIV | TELEFONICA BRASIL SAequities | $0 | – | 3 | 0.0% | 0.00% | – | |
| TEF | TELEFONICA SAequities | $4,000 | 0.0% | 518 | 0.0% | 0.00% | – | |
| TN ENGY ACQUISITconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| TER | TERADYNE INCORPORATEequities | $4,000 | +33.3% | 57 | 0.0% | 0.00% | – | |
| TRTC | TERRA TECH CORPequities | $0 | – | 11 | 0.0% | 0.00% | – | |
| TXT | TEXTRONequities | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| THO | New | THOR INDUSTRIESequities | $1,000 | – | 10 | +100.0% | 0.00% | – |
| THMRQ | Buy | THORNBURG MORTGAGEpfds, reits, | $0 | – | 165 | +57.1% | 0.00% | – |
| TRN | TRINITY INDUS INCequities | $5,000 | +25.0% | 215 | 0.0% | 0.00% | – | |
| Trinity Ca Util Disconvertible/ | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| TFCPRF | New | TRUIST FINL CORP PFD-Fpfds, reits, | $1,000 | – | 51 | +100.0% | 0.00% | – |
| TUCSON AZconvertible/ | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| FOXA | 21ST CENTURY FOX INCequities | $1,000 | 0.0% | 29 | 0.0% | 0.00% | – | |
| UMHPRB | New | Umh Properties, Pfdequities | $2,000 | – | 66 | +100.0% | 0.00% | – |
| USAS DIGITAL INCequities | $0 | – | 162 | 0.0% | 0.00% | – | ||
| UPRM | USA PERFORMANCE PRODUCTS INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| U.S. BANCORPconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| US TREASURYconvertible/ | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| US TREASUR NTconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| US TREASU NTconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| US TREASURYconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| UNITED TECHNOLOGIESconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| UNITY ONE CAPITALequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| UNM | UNUMPROVIDENTequities | $4,000 | 0.0% | 145 | 0.0% | 0.00% | – | |
| VOX | New | Vanguard Communicationequities | $3,000 | – | 28 | +100.0% | 0.00% | – |
| VASO | Vaso Corp 00500equities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| VO | VANGUARD MID CAPequities | $4,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| VSAT | VIASAT INCequities | $2,000 | -33.3% | 34 | 0.0% | 0.00% | – | |
| VIAC | New | VIACOMCBS INC CL Bequities | $5,000 | – | 130 | +100.0% | 0.00% | – |
| VCISY | VINCI S A ADRequities | $2,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| VOYA | VOYA FINL INCequities | $4,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| WALMART INC.convertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| WALMART INCconvertible/ | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| WA FUNDING TR III XXXpfds, reits, | $0 | – | 3,100 | 0.0% | 0.00% | – | ||
| W | WAYFAIR INCequities | $2,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| WFCPRR | WELLS FARGO & CO PFDpfds, reits, | $3,000 | 0.0% | 115 | 0.0% | 0.00% | – | |
| WILLIS TOWERS Wconvertible/ | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| WGO | WINNEBAGO INDUSTRIESequities | $5,000 | +25.0% | 100 | 0.0% | 0.00% | – | |
| WTKWY | WOLTERS KLUWERequities | $3,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| XRX | XEROX CORPequities | $3,000 | 0.0% | 94 | 0.0% | 0.00% | – | |
| AUY | New | YAMANA GOLD INCequities | $1,000 | – | 161 | +100.0% | 0.00% | – |
| YELLOW MEDIA INC 22 WTSequities | $0 | – | 827 | 0.0% | 0.00% | – | ||
| ZG | ZILLOW GROUP INC CL Aequities | $5,000 | +66.7% | 100 | 0.0% | 0.00% | – | |
| ZS | New | Zscaler Incequities | $5,000 | – | 100 | +100.0% | 0.00% | – |
| ARCO | ARCOS DORADOS HLDG INCequities | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| BBU | BROOKFIELD BUSINESS P LPpfds, reits, | $1,000 | 0.0% | 14 | 0.0% | 0.00% | – | |
| BG | BUNGE LTDequities | $3,000 | 0.0% | 52 | 0.0% | 0.00% | – | |
| INFO | IHS MARKIT LTDequities | $5,000 | 0.0% | 71 | 0.0% | 0.00% | -100.0% | |
| RNRPRE | RENAISSANCERpfds, reits, | $2,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| GLNG | GOLAR LNG LIMITEDequities | $4,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| PRGO | PERRIGO CO PLCequities | $1,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| ALC | Sell | ALCON INC.equities | $5,000 | -16.7% | 85 | -22.0% | 0.00% | -100.0% |
| 1338PS | UBS AG NEWequities | $2,000 | 0.0% | 171 | 0.0% | 0.00% | – | |
| Buy | KEYENCE CORPequities | $3,000 | +50.0% | 8 | +100.0% | 0.00% | – | |
| SODA | SODASTREAM INTLequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| WIX | New | Wix Com Ltdequities | $2,000 | – | 15 | +100.0% | 0.00% | – |
| CMREPRD | New | Costamare Inc. Pfdequities | $4,000 | – | 150 | +100.0% | 0.00% | – |
| GLOPPRB | New | Gaslog Partner Pfdequities | $2,000 | – | 100 | +100.0% | 0.00% | – |
| Exit | BB&T CORPORATIpfds, reits, | $0 | – | -51 | -100.0% | 0.00% | – | |
| KOPN | Exit | KOPIN CORPequities | $0 | – | -5,200 | -100.0% | 0.00% | – |
| WSO | Exit | WATSCO INCequities | $0 | – | -7 | -100.0% | 0.00% | – |
| NGG | Exit | NATIONAL GRID PLCequities | $0 | – | -2 | -100.0% | 0.00% | – |
| LBRDK | Exit | LIBERTY BROADBAND COequities | $0 | – | -5 | -100.0% | 0.00% | – |
| Exit | FSD PHARMA INCequities | $0 | – | -32,500 | -100.0% | 0.00% | – | |
| CLGX | Exit | Corelogic Incequities | $0 | – | -23 | -100.0% | 0.00% | – |
| Exit | ACTIVISION BLIZZARD INCequities | $0 | – | -63 | -100.0% | 0.00% | – | |
| SDS | Exit | PROSHARES ULTRASHORT S&P 500equities | $0 | – | -1 | -100.0% | 0.00% | – |
| PGX | Exit | POWERSHARES PFD PORTequities | $0 | – | -119 | -100.0% | 0.00% | – |
| Exit | Aia Group Ltdequities | $0 | – | -49 | -100.0% | 0.00% | – | |
| CMA | Exit | COMERICA INCORPORATEDequities | $0 | – | -12 | -100.0% | 0.00% | – |
| Exit | FIRST TRUST NYSE ARCA BIOTECH ETFequities | $0 | – | -17 | -100.0% | 0.00% | – | |
| Exit | LEHMAN BRO HLDG PFDpfds, reits, | $0 | – | -600 | -100.0% | 0.00% | – | |
| CBS | Exit | CBS CORPequities | $0 | – | -62 | -100.0% | 0.00% | – |
| Exit | COMCAST CORPconvertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Exit | ACHAOGEN INCequities | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| EQIX | Exit | EQUINIX INCpfds, reits, | $0 | – | -7 | -100.0% | 0.00% | – |
| WEGRY | Exit | Weir Group Plcequities | $0 | – | -74 | -100.0% | 0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PLCequities | $0 | – | -4 | -100.0% | 0.00% | – |
| CMPGY | Exit | COMPASS GROUPequities | $0 | – | -84 | -100.0% | 0.00% | – |
| UBSFY | Exit | Ubisoft Entertainmentequities | $0 | – | -92 | -100.0% | 0.00% | – |
| NVT | Exit | NAVTEQ CORPequities | $0 | – | -8 | -100.0% | 0.00% | – |
| DDD | Exit | 3D SYSTEMS CORPequities | $0 | – | -20 | -100.0% | 0.00% | – |
| Exit | ALTAGAS INCOME LTDequities | $0 | – | -300 | -100.0% | 0.00% | – | |
| Exit | ALBEMARLE CORPequities | $0 | – | -33 | -100.0% | 0.00% | – | |
| PSAPRUCL | Exit | PUBLIC STORAGEpfds, reits, | $0 | – | -42 | -100.0% | 0.00% | – |
| SYIEY | Exit | Symrise Agequities | $0 | – | -58 | -100.0% | 0.00% | – |
| PHB | Exit | Powershares Fundame Hequities | $0 | – | -214 | -100.0% | 0.00% | – |
| VTR | Exit | VENTAS INCpfds, reits, | $0 | – | -21 | -100.0% | 0.00% | – |
| EPOKY | Exit | Epiroc Aktiebolagequities | $0 | – | -137 | -100.0% | 0.00% | – |
| COFPRCCL | Exit | CAPITAL ONEpfds, reits, | $0 | – | -101 | -100.0% | 0.00% | – |
| DWAHY | Exit | DAIWA HOUSE IND LTD ADRFequities | $0 | – | -49 | -100.0% | 0.00% | – |
| MIIS | Exit | MICROISLET INC XXXequities | $0 | – | -3,000 | -100.0% | 0.00% | – |
| Exit | ARKEMA SAequities | $0 | – | -5 | -100.0% | 0.00% | – | |
| Exit | ASSA ABLOY ABequities | $0 | – | -106 | -100.0% | 0.00% | – | |
| COR | Exit | CORESITE REALTY CORPpfds, reits, | $0 | – | -14 | -100.0% | 0.00% | – |
| HDB | Exit | Hdfc Bank Limitdequities | $0 | – | -26 | -100.0% | 0.00% | – |
| Exit | SOLARIS COPPER INCequities | $0 | – | -711 | -100.0% | 0.00% | – | |
| NNNPRECL | Exit | NATL RETAIL PPpfds, reits, | $0 | – | -91 | -100.0% | 0.00% | – |
| Exit | ALCOA INCequities | $0 | – | -23 | -100.0% | 0.00% | – | |
| GRMN | Exit | GARMIN LTD ORDequities | $0 | – | -5 | -100.0% | 0.00% | – |
| OVCHY | Exit | Oversea Chineseequities | $0 | – | -112 | -100.0% | 0.00% | – |
| PNR | Exit | PENTAIR PLCequities | $0 | – | -8 | -100.0% | 0.00% | – |
| PXH | Exit | POWERSHARES FTSE RAFI EM MKT ETFequities | $0 | – | -1 | -100.0% | 0.00% | – |
| CAE | Exit | C A E Incequities | $0 | – | -55 | -100.0% | 0.00% | – |
| Exit | INTEL CORPconvertible/ | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| Exit | APACHE CORPequities | $0 | – | -43 | -100.0% | 0.00% | – | |
| OMC | Exit | OMNICOM GROUP INCequities | $0 | – | -51 | -100.0% | 0.00% | – |
| Exit | Beyond Meat Incequities | $0 | – | -30 | -100.0% | 0.00% | – | |
| Exit | ALASKA AIR GROUP INCequities | $0 | – | -34 | -100.0% | 0.00% | – | |
| Exit | ALEXION PHARMA INCequities | $0 | – | -20 | -100.0% | 0.00% | – | |
| RELX | Exit | RETX PLCequities | $0 | – | -100 | -100.0% | 0.00% | – |
| MXL | Exit | MAXLINEAR INCequities | $0 | – | -100 | -100.0% | 0.00% | – |
| ADNT | Exit | ADIENT PLCequities | $0 | – | -3 | -100.0% | 0.00% | – |
| PSBPRUCL | Exit | PS BUSINESS PARKS INCpfds, reits, | $0 | – | -114 | -100.0% | 0.00% | – |
| Exit | Alpine 4 Technologiesequities | $0 | – | -2,220 | -100.0% | 0.00% | – | |
| Exit | BORG WARNER INCequities | $0 | – | -61 | -100.0% | 0.00% | – | |
| Exit | Actua Corpequities | $0 | – | -1 | -100.0% | 0.00% | – | |
| SYMC | Exit | SYMANTEC CORPequities | $0 | – | -154 | -100.0% | 0.00% | – |
| Exit | ALTABA INCequities | $0 | – | -100 | -100.0% | 0.00% | – | |
| DTGI | Exit | DIGERATI TECH INCequities | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | AAB NATIONAL COequities | $0 | – | -181 | -100.0% | 0.00% | – | |
| NBR | Exit | NABORS INDUSTRIESequities | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | BIO-RAD LABS INCequities | $0 | – | -11 | -100.0% | 0.00% | – | |
| NUS | Exit | NU SKIN ENTERPRISESequities | $0 | – | -1 | -100.0% | 0.00% | – |
| UDN | Exit | INVESCO DB US DOLLARequities | $0 | – | -200 | -100.0% | 0.00% | – |
| ISDAY | Exit | Israel Discount Bank Lequities | $0 | – | -40 | -100.0% | 0.00% | – |
| IGT | Exit | INTL GAME TECHequities | $0 | – | -28 | -100.0% | 0.00% | – |
| Exit | BHP BILLITON LTDequities | $0 | – | -73 | -100.0% | 0.00% | – | |
| FRAN | Exit | FRANCESCAS HOLDINGSequities | $0 | – | -6 | -100.0% | 0.00% | – |
| Exit | MS STRUCTURED ASSE PFDequities | $0 | – | -300 | -100.0% | 0.00% | – | |
| DG | Exit | DOLLAR GENERAL CORP NEWequities | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | BIG LOTS INCequities | $0 | – | -150 | -100.0% | 0.00% | – | |
| AQBN | New | AAB NATIONAL COequities | $0 | – | 181 | +100.0% | 0.00% | – |
| Exit | AEGON N.V. PERPETUAL CAPITAL SECURITIESequities | $0 | – | -200 | -100.0% | -0.00% | – | |
| CLB | Exit | CORE LABORATORIESequities | $0 | – | -300 | -100.0% | -0.00% | – |
| Exit | STRUCTURED PRODUCT PFDequities | $0 | – | -400 | -100.0% | -0.00% | – | |
| Exit | ALLSTATE COR PFDpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – | |
| MBRX | Exit | Moleculin Biotech Inequities | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | ASSOCIATED BANC PFDpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – | |
| Exit | AMARIN CORP PLCequities | $0 | – | -758 | -100.0% | -0.00% | – | |
| Exit | AMEREN CORPequities | $0 | – | -122 | -100.0% | -0.00% | – | |
| Exit | DOW CHEMICAL COconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| SPG | Exit | SIMON PPTY GRPequities | $0 | – | -72 | -100.0% | -0.00% | – |
| IYH | Exit | ISHARES TR DJ US HLTHCARunit trusts | $0 | – | -38 | -100.0% | -0.00% | – |
| FIDU | Exit | Fidelity Msciequities | $0 | – | -170 | -100.0% | -0.00% | – |
| Exit | SHELL INTERNTNconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| Exit | AMERISOURCEBERGEN CORPequities | $0 | – | -142 | -100.0% | -0.00% | – | |
| Exit | BANK OF AMERICA PFDpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – | |
| VGIT | Exit | VANGUARD INTRMDIAT TRMequities | $0 | – | -166 | -100.0% | -0.00% | – |
| Exit | BARRICK GOLD CORPequities | $0 | – | -622 | -100.0% | -0.00% | – | |
| Exit | Florida Stconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | MD St Dept Transconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| WIP | Exit | SPDR FTSE INTERN GOVTequities | $0 | – | -250 | -100.0% | -0.00% | – |
| Exit | MA STconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| STTPRECL | Exit | STATE STREET CORpfds, reits, | $0 | – | -280 | -100.0% | -0.00% | – |
| Exit | Xto Energy Inc.convertible/ | $0 | – | -6,000 | -100.0% | -0.00% | – | |
| SJNK | Exit | SPDR BARCLAYS SHORT TERMequities | $0 | – | -180 | -100.0% | -0.00% | – |
| Exit | CVS HEALTH CORPconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | ASX LIMITEDequities | $0 | – | -150 | -100.0% | -0.00% | – | |
| Exit | General Electriconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| MOH | Exit | MOLINA HEALTHCAREequities | $0 | – | -46 | -100.0% | -0.00% | – |
| HIG | Exit | ITT HARTFORD GROUPequities | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | AMN HEALTHCARE SERVICES INCequities | $0 | – | -187 | -100.0% | -0.00% | – | |
| Exit | AMEM EQTY INVT LIFEequities | $0 | – | -340 | -100.0% | -0.00% | – | |
| Exit | FEDERAL NTNL MOconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| PSBPRVCL | Exit | PS BUSINESS PA PFDpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| ES | Exit | EVERSOURCE ENERGYequities | $0 | – | -110 | -100.0% | -0.00% | – |
| FTC | Exit | First Tr Lrg Cp Grwequities | $0 | – | -205 | -100.0% | -0.00% | – |
| Exit | ALLSTATE COR PFDpfds, reits, | $0 | – | -470 | -100.0% | -0.00% | – | |
| Exit | Triborough Bridge &convertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| HIW | Exit | HIGHWOODS PPTYpfds, reits, | $0 | – | -297 | -100.0% | -0.00% | – |
| Exit | AARONS INCequities | $0 | – | -200 | -100.0% | -0.00% | – | |
| IWB | Exit | ISHARES RUSSELL 1000 ETFequities | $0 | – | -52 | -100.0% | -0.00% | – |
| Exit | COMMONWEALTH EDISconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| Exit | SPOTIFY TECH SAequities | $0 | – | -100 | -100.0% | -0.00% | – | |
| Exit | ANTARES PHARMA INCequities | $0 | – | -3,000 | -100.0% | -0.00% | – | |
| Exit | AON PLCequities | $0 | – | -54 | -100.0% | -0.00% | – | |
| Exit | BURLINGTN NO SANTconvertible/ | $0 | – | -8,000 | -100.0% | -0.00% | – | |
| Exit | AMERICAN INTL GROUP INCequities | $0 | – | -92 | -100.0% | -0.00% | – | |
| Exit | HUSKY ENERGY INCconvertible/ | $0 | – | -7,000 | -100.0% | -0.00% | – | |
| JPMPRACL | Exit | JP MORGANpfds, reits, | $0 | – | -326 | -100.0% | -0.00% | – |
| Exit | BAIDU INCequities | $0 | – | -100 | -100.0% | -0.00% | – | |
| Exit | BLACKROCK GLOBAL OPP EQ TRUSTequities | $0 | – | -600 | -100.0% | -0.00% | – | |
| Exit | Bank Of Montrealconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | General Electricconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | ALTIUS MINERALS CORPequities | $0 | – | -1,400 | -100.0% | -0.00% | – | |
| Exit | APOLLO GLOBALpfds, reits, | $0 | – | -310 | -100.0% | -0.00% | – | |
| BBN | Exit | BLACKROCK TAXABLE MUNI BOND TRUSTequities | $0 | – | -545 | -100.0% | -0.00% | – |
| RIGS | Exit | Riverfront Strategicequities | $0 | – | -300 | -100.0% | -0.00% | – |
| KIM | Exit | KIMCO REALTYequities | $0 | – | -406 | -100.0% | -0.00% | – |
| Exit | ADVANCED MICRO DEVICES INCequities | $0 | – | -500 | -100.0% | -0.00% | – | |
| MGK | Exit | VANGUARD MEGA CAP GROWTHequities | $0 | – | -82 | -100.0% | -0.00% | – |
| VCLT | Exit | Vanguard Long Term Corequities | $0 | – | -47 | -100.0% | -0.00% | – |
| VEU | Exit | VANGUARD FTSE ALL WORLD EX-US ETFequities | $0 | – | -279 | -100.0% | -0.00% | – |
| Exit | US TREASUR NTconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | FEDERAL NTNL MORTconvertible/ | $0 | – | -8,000 | -100.0% | -0.00% | – | |
| SPTL | Exit | Spdr Long Term Treasuryequities | $0 | – | -116 | -100.0% | -0.00% | – |
| COF | Exit | CAPITAL ONE FINL CORPequities | $0 | – | -150 | -100.0% | -0.00% | – |
| Exit | AMPHENOL CORPequities | $0 | – | -200 | -100.0% | -0.00% | – | |
| Exit | ALIGN TECHNOLOGY INCequities | $0 | – | -114 | -100.0% | -0.00% | – | |
| Exit | ASTRAZENECA PLCequities | $0 | – | -400 | -100.0% | -0.00% | – | |
| FSTA | Exit | FIDELITY MSCI CONS STPLSequities | $0 | – | -431 | -100.0% | -0.00% | – |
| SCHP | Exit | SCHWAB US TIPS ELFequities | $0 | – | -280 | -100.0% | -0.00% | – |
| Exit | AMERICAN INTL GRO 21 WTSequities | $0 | – | -1,425 | -100.0% | -0.00% | – | |
| COFPRDCL | Exit | CAPITAL ONE FIN PFDpfds, reits, | $0 | – | -720 | -100.0% | -0.00% | – |
| Exit | CALIFORNIA STconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| VMBS | Exit | VANGUARD MORTGAGE BACKEDequities | $0 | – | -331 | -100.0% | -0.00% | – |
| Exit | BB&T CORPpfds, reits, | $0 | – | -655 | -100.0% | -0.00% | – | |
| Exit | AMAZON COM INCconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| PDBC | Exit | PWRSHR ACTLY MNG OPTMequities | $0 | – | -1,122 | -100.0% | -0.00% | – |
| HEP | Exit | HOLLY ENE PARTNERSpfds, reits, | $0 | – | -750 | -100.0% | -0.00% | – |
| Exit | INTERNATIONAL PAconvertible/ | $0 | – | -22,000 | -100.0% | -0.00% | – | |
| MMU | Exit | Western Asst Mngd Muncplequities | $0 | – | -1,395 | -100.0% | -0.00% | – |
| Exit | ARBOR REALTY TRUSTpfds, reits, | $0 | – | -1,208 | -100.0% | -0.00% | – | |
| Exit | AZ ST CTFS PARTconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | JEA FL ELEC SYSconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| FDIS | Exit | Fidelity Msci Cons Discrequities | $0 | – | -450 | -100.0% | -0.00% | – |
| RDVY | Exit | Ft Rising Dividendequities | $0 | – | -465 | -100.0% | -0.00% | – |
| Exit | CA INCconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | The Goldman Sachsconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | WA ST COPconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| IGSB | Exit | ISHARES TR BARCLAYS BONDequities | $0 | – | -302 | -100.0% | -0.00% | – |
| Exit | BANK OF NY MELLON CORPequities | $0 | – | -400 | -100.0% | -0.00% | – | |
| FCOM | Exit | Fidelity Msci Comm Srvequities | $0 | – | -598 | -100.0% | -0.00% | – |
| FTEC | Exit | FIDELITY MSCI IT ETFequities | $0 | – | -493 | -100.0% | -0.00% | – |
| SHW | Exit | SHERWIN WILLIAMS COequities | $0 | – | -50 | -100.0% | -0.00% | – |
| BKN | Exit | Blackrock Investment Qltequities | $0 | – | -2,070 | -100.0% | -0.00% | – |
| Exit | CBOA FINANCIAL INCequities | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| Exit | New York St Dorm Auconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | JEA FL ELEC SYSconvertible/ | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| WFEPRACL | Exit | WELLS FARGOpfds, reits, | $0 | – | -1,000 | -100.0% | -0.00% | – |
| PSAPRACL | Exit | PUBLIC STORAGE CL Apfds, reits, | $0 | – | -1,030 | -100.0% | -0.00% | – |
| VGR | Exit | VECTOR GROUP LTDequities | $0 | – | -2,809 | -100.0% | -0.00% | – |
| Exit | BAUSCH HEALTH COS INCequities | $0 | – | -1,085 | -100.0% | -0.00% | – | |
| HYS | Exit | PIMCO ETFequities | $0 | – | -331 | -100.0% | -0.00% | – |
| Exit | ANHEUSER BUSCH INBEV SA/NVequities | $0 | – | -327 | -100.0% | -0.00% | – | |
| Exit | ALLSTATE CORPequities | $0 | – | -224 | -100.0% | -0.00% | – | |
| Exit | ANTHEM INCequities | $0 | – | -100 | -100.0% | -0.00% | – | |
| Exit | Hawaii Stconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| AGNCB | Exit | AGNC INVESTpfds, reits, | $0 | – | -1,100 | -100.0% | -0.00% | – |
| RWR | Exit | SPDR DOW JONES REIT ETFequities | $0 | – | -260 | -100.0% | -0.00% | – |
| Exit | DEERE & COconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| Exit | GWG HOLDINGS INCconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| POST | Exit | Post Holdings Incequities | $0 | – | -300 | -100.0% | -0.00% | – |
| Exit | AIR PRODUCTS & CHEMICALS INCequities | $0 | – | -124 | -100.0% | -0.00% | – | |
| Exit | AUST & NEW ZEALAND BKG ADRFequities | $0 | – | -1,500 | -100.0% | -0.00% | – | |
| Exit | AVALONBAY COMMUNITIES INCpfds, reits, | $0 | – | -200 | -100.0% | -0.00% | – | |
| Exit | ALTERRA FIN LLCconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | AUTODESK INCequities | $0 | – | -280 | -100.0% | -0.00% | – | |
| VV | Exit | VANGUARD LC ETFequities | $0 | – | -251 | -100.0% | -0.00% | – |
| Exit | SOUTHWEST AIRLINconvertible/ | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| SPSM | Exit | Spdr Small Cap Etfequities | $0 | – | -1,323 | -100.0% | -0.00% | – |
| AXDX | Exit | ACCELERATE DIAGNOSTICS INCequities | $0 | – | -2,195 | -100.0% | -0.00% | – |
| Exit | REINSURANCE GROUconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| VB | Exit | VANGUARD SC ETFequities | $0 | – | -300 | -100.0% | -0.01% | – |
| Exit | BANK OF NY MELLON CORPpfds, reits, | $0 | – | -1,701 | -100.0% | -0.01% | – | |
| Exit | ALLERGAN INCequities | $0 | – | -288 | -100.0% | -0.01% | – | |
| Exit | BLOOM ENERGY CORPequities | $0 | – | -13,941 | -100.0% | -0.01% | – | |
| Exit | JPMORGAN CHASE &convertible/ | $0 | – | -45,000 | -100.0% | -0.01% | – | |
| Exit | ARCHER DANIELS MIDLAND COequities | $0 | – | -1,142 | -100.0% | -0.01% | – | |
| BPL | Exit | BUCKEYE PARTNERSpfds, reits, | $0 | – | -1,150 | -100.0% | -0.01% | – |
| Exit | AMERICAN STATES WTRequities | $0 | – | -500 | -100.0% | -0.01% | – | |
| Exit | AMERICAN EXPRESS COequities | $0 | – | -462 | -100.0% | -0.01% | – | |
| Exit | BALL CORPequities | $0 | – | -800 | -100.0% | -0.01% | – | |
| TGP | Exit | TEEKAY LONG PARTNERS LPpfds, reits, | $0 | – | -4,800 | -100.0% | -0.01% | – |
| Exit | ARISTA NETWORKS INCequities | $0 | – | -285 | -100.0% | -0.01% | – | |
| Exit | AMERIPRISE FINANCIAL INCequities | $0 | – | -512 | -100.0% | -0.01% | – | |
| Exit | ANALOG DEVICES INCequities | $0 | – | -735 | -100.0% | -0.01% | – | |
| Exit | AFLAC INCequities | $0 | – | -1,598 | -100.0% | -0.01% | – | |
| Exit | ATMOS ENERGY CORPequities | $0 | – | -745 | -100.0% | -0.01% | – | |
| Exit | BANK OF AMERICA CORPpfds, reits, | $0 | – | -56 | -100.0% | -0.01% | – | |
| Exit | AMERICAN TOWER CORPequities | $0 | – | -448 | -100.0% | -0.01% | – | |
| Exit | ORLANDO FL SPLconvertible/ | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| Exit | BECTON DICKINSON & COequities | $0 | – | -385 | -100.0% | -0.01% | – | |
| Exit | AMGEN INCequities | $0 | – | -506 | -100.0% | -0.01% | – | |
| Exit | PHILLIPS 66 PARconvertible/ | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| Exit | ALLSTATE CORP PFDpfds, reits, | $0 | – | -4,220 | -100.0% | -0.01% | – | |
| Exit | US TREASUR NTconvertible/ | $0 | – | -107,000 | -100.0% | -0.01% | – | |
| HCP | Exit | HCP INCpfds, reits, | $0 | – | -3,560 | -100.0% | -0.01% | – |
| Exit | BLACKROCK MUNIYIELD INSDequities | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| Exit | AUTOZONE INCequities | $0 | – | -140 | -100.0% | -0.02% | – | |
| Exit | BANK OF AMERICA CORPequities | $0 | – | -5,457 | -100.0% | -0.02% | – | |
| Exit | ALEXANDRIA CV PFD 1.75pfds, reits, | $0 | – | -4,178 | -100.0% | -0.02% | – | |
| Exit | BAXTER INTLequities | $0 | – | -1,971 | -100.0% | -0.02% | – | |
| Exit | ANNALY CAPITAL MGMTpfds, reits, | $0 | – | -19,274 | -100.0% | -0.02% | – | |
| Exit | AMERICAN ELECTRIC POWER CO INCequities | $0 | – | -2,266 | -100.0% | -0.02% | – | |
| LMRK | Exit | LANDMARK INFRASTRUCTURE LPpfds, reits, | $0 | – | -12,778 | -100.0% | -0.02% | – |
| Exit | ARMOUR RES REITpfds, reits, | $0 | – | -18,075 | -100.0% | -0.03% | – | |
| Exit | BP PLC ADRequities | $0 | – | -8,593 | -100.0% | -0.03% | – | |
| Exit | ABBOTT LABSequities | $0 | – | -4,088 | -100.0% | -0.04% | – | |
| Exit | APPLIED MATERIALS INCequities | $0 | – | -7,052 | -100.0% | -0.04% | – | |
| Exit | BANK OF AMERICpfds, reits, | $0 | – | -13,955 | -100.0% | -0.04% | – | |
| STI | Exit | SUNTRUST BANKS INCequities | $0 | – | -6,830 | -100.0% | -0.05% | – |
| Exit | ALLIANZGI CONV & INC FDequities | $0 | – | -89,500 | -100.0% | -0.05% | – | |
| Exit | ABB LTDequities | $0 | – | -30,670 | -100.0% | -0.06% | – | |
| Exit | KLA TENCOR COconvertible/ | $0 | – | -755,000 | -100.0% | -0.08% | – | |
| Exit | BERKSHIRE HATHAWAY INC Bequities | $0 | – | -4,584 | -100.0% | -0.10% | – | |
| Exit | CSX CORPconvertible/ | $0 | – | -1,175,000 | -100.0% | -0.12% | – | |
| Exit | AMAZON.COM INCequities | $0 | – | -903 | -100.0% | -0.16% | – | |
| Exit | BB&T CORPconvertible/ | $0 | – | -1,790,000 | -100.0% | -0.19% | – | |
| Exit | ORACLE CORPconvertible/ | $0 | – | -1,960,000 | -100.0% | -0.20% | – | |
| Exit | BOEING COequities | $0 | – | -5,346 | -100.0% | -0.21% | – | |
| Exit | MERITAGE HOMES CORPconvertible/ | $0 | – | -3,060,000 | -100.0% | -0.32% | – | |
| Exit | BB&T CORP PFDpfds, reits, | $0 | – | -201,620 | -100.0% | -0.56% | – | |
| SPPI | Exit | SPECTRUM PHARMA INCequities | $0 | – | -690,234 | -100.0% | -0.60% | – |
| Exit | BB&T CORPequities | $0 | – | -170,837 | -100.0% | -0.95% | – | |
| Exit | APPLE INCequities | $0 | – | -80,782 | -100.0% | -1.88% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.