Sonora Investment Management, LLC

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$649 Million is the total value of Sonora Investment Management, LLC's 1251 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 20.4% .

All

			Value		Shares		↓ Weighting
	Buy	CSG SYSTEMS INCconvertible/	$21,573,000	-99.9%	20,455,000	+5.3%	3.33%	-1.5%
	Sell	VERINT SYSTEMS INCconvertible/	$19,208,000	-99.9%	19,560,000	-2.2%	2.96%	-4.7%
	Sell	QUIDEL CORPconvertible/	$18,448,000	-99.9%	8,670,000	-15.7%	2.84%	+1.1%
	Sell	ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/	$17,040,000	-99.9%	13,900,000	-5.9%	2.63%	-2.0%
	Buy	IONIS PHARMA INCconvertible/	$17,016,000	-99.9%	17,387,000	+0.5%	2.62%	-3.5%
	Buy	GAP INCconvertible/	$16,945,000	-99.9%	16,175,000	+2.5%	2.61%	-0.6%
AAPL	Sell	APPLE INCequities	$13,807,000	-99.9%	74,586	-3.4%	2.13%	+3.3%
MSFT	Sell	MICROSOFT CORPequities	$13,105,000	-99.9%	132,896	-0.0%	2.02%	+4.7%
	Buy	TOLL BROTHERS INCconvertible/	$9,942,000	-99.9%	9,560,000	+3.5%	1.53%	-1.6%
EMR	Buy	EMERSON ELECTRIC COequities	$9,927,000	-99.9%	143,578	+0.7%	1.53%	-1.2%
	Sell	CORNERSTONE ONDEMAND INCconvertible/	$9,770,000	-99.9%	9,795,000	-9.1%	1.51%	-11.9%
	Buy	VALERO ENERGY CORPconvertible/	$9,644,000	-99.9%	9,255,000	+7.1%	1.49%	+2.6%
GOOG	Buy	ALPHABET INC CL Cequities	$9,586,000	-99.9%	8,592	+4.6%	1.48%	+9.6%
	Sell	SPECTRUM PHARMA INCconvertible/	$9,510,000	-99.9%	4,740,000	-9.2%	1.47%	+13.6%
	Sell	ENVESTNET INCconvertible/	$9,250,000	-99.9%	8,785,000	-4.7%	1.43%	-11.4%
	Buy	L BRANDS INCconvertible/	$9,015,000	-99.9%	8,505,000	+1.6%	1.39%	-1.7%
UNP	Sell	UNION PACIFIC CORPequities	$8,965,000	-99.9%	63,274	-5.5%	1.38%	-3.5%
QCOM	Buy	QUALCOMM INCequities	$8,673,000	-99.9%	154,549	+0.6%	1.34%	-1.3%
	Buy	L BRANDS INCconvertible/	$8,113,000	-99.9%	7,690,000	+6.7%	1.25%	+2.7%
	Buy	MERITAGE HOMES CORPconvertible/	$8,000,000	-99.9%	7,442,000	+12.2%	1.23%	+6.9%
	Buy	BIOMARIN PHARMA INCconvertible/	$7,568,000	-99.9%	7,455,000	+5.0%	1.17%	+9.8%
	Sell	NUANCE COMM INCconvertible/	$7,465,000	-99.9%	7,490,000	-8.0%	1.15%	-11.2%
CSCO	Sell	CISCO SYSTEMS INCequities	$7,156,000	-99.9%	166,292	-0.4%	1.10%	-3.2%
ADBE		ADOBE SYSTEMS INCequities	$6,769,000	-99.9%	27,765	0.0%	1.04%	+9.4%
	Sell	TOLL BROTHERS INCconvertible/	$6,735,000	-99.9%	6,720,000	-8.0%	1.04%	-11.1%
ABB	Buy	ABB LTDequities	$6,603,000	-99.9%	303,315	+1.1%	1.02%	-10.2%
JNJ	Buy	JOHNSON & JOHNSONequities	$6,387,000	-99.9%	52,640	+8.7%	0.98%	-0.2%
	Buy	NUANCE COMM INCconvertible/	$6,381,000	-99.9%	6,615,000	+5.7%	0.98%	-3.1%
SPPI	Buy	SPECTRUM PHARMA INCequities	$6,266,000	-99.9%	298,967	+14.3%	0.97%	+44.2%
INTC	Buy	INTEL CORPequities	$6,133,000	-99.9%	123,369	+2.4%	0.95%	-5.2%
BBT	Buy	BB&T CORPequities	$6,110,000	-99.9%	121,143	+1.0%	0.94%	-5.0%
	Sell	JUNIPER NETWORKS INCconvertible/	$6,083,000	-99.9%	5,985,000	-15.4%	0.94%	-18.4%
RSG	Sell	REPUBLIC SERVICES INCequities	$5,929,000	-99.9%	86,734	-0.6%	0.91%	-0.5%
	Sell	BIOMARIN PHARMA INCconvertible/	$5,885,000	-99.9%	4,990,000	-2.4%	0.91%	+0.9%
STI	Buy	SUNTRUST BANKS INCequities	$5,809,000	-99.9%	87,982	+2.5%	0.90%	-3.6%
MGP	Sell	MGM GROWTH PPTYS LLCpfds, reits,	$5,798,000	-99.9%	190,362	-1.6%	0.89%	+9.6%
PNC	Buy	PNC FINL SVCS GRP INCequities	$5,773,000	-99.9%	42,733	+1.7%	0.89%	-12.0%
PFE	Buy	PFIZER INCequities	$5,750,000	-99.9%	158,476	+1.2%	0.89%	+0.3%
HD	Sell	HOME DEPOT INCequities	$5,622,000	-99.9%	28,814	-6.7%	0.87%	-0.9%
	New	AMGEN INC (VARIABLE)convertible/	$5,611,000	–	5,590,000	+100.0%	0.86%	–
GLW	Sell	CORNING INCequities	$5,600,000	-99.9%	203,563	-1.2%	0.86%	-5.5%
	Sell	RTI INTL METALS INCconvertible/	$5,518,000	-99.9%	5,520,000	-2.1%	0.85%	-10.2%
	Buy	GUIDEWIRE SOFTWARE INCconvertible/	$5,348,000	-99.9%	5,265,000	+22.9%	0.82%	+23.5%
	Sell	MACQUARIE INFRASTRUCTURE COconvertible/	$5,167,000	-99.9%	5,830,000	-6.9%	0.80%	-9.7%
	Sell	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$4,989,000	-99.9%	4,935,000	-0.5%	0.77%	-3.6%
XOM	Sell	EXXON MOBIL CORPequities	$4,974,000	-99.9%	60,122	-4.3%	0.77%	+2.8%
IONS	Sell	IONIS PHARMACEUTICALS INCequities	$4,923,000	-99.9%	118,152	-0.4%	0.76%	-8.8%
KMB	Buy	KIMBERLY-CLARK CORPequities	$4,479,000	-99.9%	42,520	+17.8%	0.69%	+9.3%
	Buy	PNC BANK (VARIABLE)convertible/	$4,389,000	-99.9%	4,380,000	+43.8%	0.68%	+39.6%
PG	Buy	PROCTOR & GAMBLE COequities	$4,329,000	-99.9%	55,453	+18.8%	0.67%	+13.2%
USB	Buy	US BANCORPequities	$4,085,000	-99.9%	81,667	+3.3%	0.63%	-0.8%
DWDP	Buy	DOWDUPONT INCequities	$3,954,000	-99.9%	59,988	+7.4%	0.61%	+7.8%
RTN	Sell	RAYTHEON COequities	$3,891,000	-99.9%	20,144	-10.3%	0.60%	-22.2%
	Sell	VECTOR GROUP LTDconvertible/	$3,881,000	-99.9%	3,665,000	-39.4%	0.60%	-43.2%
	Buy	REPUBLIC SERVICES INCconvertible/	$3,791,000	-99.9%	3,680,000	+3.2%	0.58%	-0.7%
CINF	Buy	CINCINNATI FINANCIAL CORPequities	$3,728,000	-99.9%	55,764	+3.8%	0.58%	-9.3%
VLO	Sell	VALERO ENERGY CORPequities	$3,715,000	-99.9%	33,516	-2.8%	0.57%	+12.6%
	Sell	ZILLOW GROUP INCconvertible/	$3,622,000	-99.9%	2,865,000	-2.6%	0.56%	-1.9%
	Sell	EXACT SCIENCES CORPconvertible/	$3,600,000	-99.9%	3,430,000	-1.3%	0.56%	+13.0%
WP	Sell	WORLDPAY INCequities	$3,579,000	-99.9%	43,759	-3.7%	0.55%	-7.2%
	New	TWITTER INCconvertible/	$3,384,000	–	3,495,000	+100.0%	0.52%	–
MRK	Buy	MERCK & CO INCequities	$3,358,000	-99.9%	55,316	+7.0%	0.52%	+15.6%
COST	Sell	COSTCO WHOLESALE CORPequities	$3,299,000	-99.9%	15,787	-16.3%	0.51%	-9.9%
CGNX	Sell	COGNEX CORPequities	$3,252,000	-99.9%	72,901	-0.4%	0.50%	-17.2%
VZ	Sell	VERIZON COMM INCequities	$3,237,000	-99.9%	64,338	-8.2%	0.50%	-6.4%
PEP	Sell	PEPSICO INCequities	$3,233,000	-99.9%	29,696	-1.9%	0.50%	-5.3%
MGM	Buy	MGM RESORTS INTLequities	$3,016,000	-99.9%	103,886	+16.2%	0.46%	-6.6%
SLB	Sell	SCHLUMBERGER LTDequities	$2,995,000	-99.9%	44,685	-2.6%	0.46%	-2.3%
AJG	Sell	ARTHUR J GALLAGHER & COequities	$2,952,000	-99.9%	45,221	-0.9%	0.46%	-8.8%
LEG	Sell	LEGGETT & PLATTequities	$2,838,000	-99.9%	63,568	-10.4%	0.44%	-12.6%
	Buy	HYATT HOTELS CORPconvertible/	$2,788,000	-99.9%	2,665,000	+25.4%	0.43%	+20.4%
ETN	Buy	EATON CORP PLCequities	$2,788,000	-99.9%	37,299	+7.7%	0.43%	-2.3%
	New	CVS HEALTH CORP (VARIABLE)convertible/	$2,621,000	–	2,615,000	+100.0%	0.40%	–
HUN	Buy	HUNTSMAN CORPequities	$2,613,000	-99.9%	89,474	+0.9%	0.40%	-2.4%
GOOGL		ALPHABET INC CL Aequities	$2,586,000	-99.9%	2,290	0.0%	0.40%	+5.6%
BGEPF	Sell	BUNGE LTDpfds, reits,	$2,497,000	-99.9%	23,120	-0.9%	0.38%	-4.7%
MMM	Sell	3M COequities	$2,368,000	-99.9%	12,039	-4.2%	0.36%	-16.9%
SIR		SELECT INCOME REITpfds, reits,	$2,315,000	-99.9%	103,025	0.0%	0.36%	+11.9%
	New	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$2,301,000	–	2,310,000	+100.0%	0.36%	–
	Sell	ECHO GLOBAL LOGISTICS INCconvertible/	$2,297,000	-99.9%	2,205,000	-15.6%	0.35%	-16.9%
CSX	Sell	CSX CORPequities	$2,292,000	-99.9%	35,943	-18.6%	0.35%	-9.7%
	Buy	WHIRLPOOL CORPconvertible/	$2,256,000	-99.9%	2,262,000	+16.4%	0.35%	+13.0%
LMT	Buy	LOCKHEED MARTIN CORPequities	$2,231,000	-99.9%	7,551	+6.8%	0.34%	-9.5%
HPT	Sell	HOSPITALITY PROP TRpfds, reits,	$2,080,000	-99.9%	72,705	-0.4%	0.32%	+9.2%
	Sell	LIVE NATION ENTERTAINMENT INCconvertible/	$2,071,000	-100.0%	1,455,000	-57.9%	0.32%	-54.3%
	Sell	CHART INDUSTRIES INCconvertible/	$2,047,000	-99.9%	2,055,000	-3.7%	0.32%	-7.9%
COP	Sell	CONOCOPHILLIPSequities	$2,001,000	-99.9%	28,737	-2.1%	0.31%	+11.6%
	Buy	AMGEN INCconvertible/	$1,965,000	-99.9%	2,025,000	+49.4%	0.30%	+44.3%
	Buy	REPUBLIC SERVICES INCconvertible/	$1,965,000	-99.9%	1,910,000	+19.7%	0.30%	+14.8%
PSX	Sell	PHILLIPS 66equities	$1,948,000	-99.9%	17,345	-0.3%	0.30%	+13.2%
PNCPRP	Buy	PNC FINL SVCS PFDpfds, reits,	$1,879,000	-99.9%	68,461	+4.0%	0.29%	-1.4%
TXRH	Sell	TEXAS ROADHOUSE INCequities	$1,847,000	-99.9%	28,190	-0.7%	0.28%	+9.2%
	Buy	MARRIOTT INTL INCconvertible/	$1,820,000	-99.9%	1,845,000	+48.2%	0.28%	+43.4%
	Buy	CORNING INCconvertible/	$1,791,000	-99.9%	1,825,000	+14.8%	0.28%	+11.3%
	Sell	MACQUARIE INFRASTRUCTURE COconvertible/	$1,730,000	-99.9%	1,750,000	-2.2%	0.27%	-5.0%
GIS	Buy	GENERAL MILLS INCequities	$1,690,000	-99.9%	38,176	+31.7%	0.26%	+25.5%
RPM	Sell	RPM INTL INCequities	$1,573,000	-99.9%	26,980	-0.6%	0.24%	+18.0%
	Sell	MERITAGE HOMES CORPconvertible/	$1,505,000	-99.9%	1,490,000	-1.0%	0.23%	-5.3%
	Buy	NUANCE COMM INCconvertible/	$1,499,000	-99.8%	1,675,000	+59.5%	0.23%	+46.2%
	Sell	FLEXTRONICS INTL LTDconvertible/	$1,490,000	-99.9%	1,455,000	-39.3%	0.23%	-42.5%
WFC	Sell	WELLS FARGO & COequities	$1,397,000	-99.9%	25,201	-0.0%	0.22%	+2.4%
	Buy	MERITAGE HOMES CORPconvertible/	$1,379,000	-99.8%	1,315,000	+63.4%	0.21%	+57.8%
	Sell	AMAG PHARMACEUTICALS INCconvertible/	$1,372,000	-99.9%	1,365,000	-0.7%	0.21%	-9.8%
	Sell	ORACLE CORPconvertible/	$1,328,000	-99.9%	1,315,000	-1.9%	0.20%	-5.5%
MOS	Sell	MOSAIC COequities	$1,310,000	-99.9%	46,686	-1.7%	0.20%	+10.4%
BX	Sell	BLACKSTONE GRP LPpfds, reits,	$1,222,000	-99.9%	37,984	-1.6%	0.19%	-4.1%
	Buy	QUALCOMM INCconvertible/	$1,216,000	-99.9%	1,235,000	+0.4%	0.19%	-3.1%
T	Sell	AT&T INCequities	$1,138,000	-99.9%	35,426	-4.7%	0.18%	-17.1%
MDT	Sell	MEDTRONIC INCequities	$1,107,000	-99.9%	12,928	-0.6%	0.17%	+3.0%
GNL	Buy	GLOBAL NET LEASE INCpfds, reits,	$1,080,000	-99.9%	52,882	+8.2%	0.17%	+27.5%
PAYX	Buy	PAYCHEX INCequities	$1,075,000	-99.9%	15,733	+0.6%	0.17%	+8.5%
BBTPRH	Sell	BB&T CORP PFDpfds, reits,	$1,078,000	-99.9%	40,870	-14.8%	0.17%	-18.2%
BA	Sell	BOEING COequities	$1,067,000	-99.9%	3,181	-31.6%	0.16%	-32.1%
	New	CVS HEALTH CORP (VARIABLE)convertible/	$1,049,000	–	1,045,000	+100.0%	0.16%	–
JPMPRG	Sell	JPMORGAN CHASEpfds, reits,	$1,040,000	-99.9%	39,455	-13.7%	0.16%	-16.7%
LUV	Sell	SOUTHWEST AIRLINES COequities	$1,011,000	-99.9%	19,880	-0.3%	0.16%	-14.3%
KMI	Buy	KINDER MORGAN INCequities	$984,000	-99.6%	55,715	+205.9%	0.15%	+245.5%
BRKB	Sell	BERKSHIRE HATHAWAY INC Bequities	$952,000	-99.9%	5,103	-25.2%	0.15%	-31.9%
NKE		NIKE INCequities	$952,000	-99.9%	11,945	0.0%	0.15%	+16.7%
WM		WASTE MANAGEMENT INCequities	$949,000	-99.9%	11,664	0.0%	0.15%	-6.4%
DOV		DOVER CORPequities	$942,000	-99.9%	12,874	0.0%	0.14%	-27.9%
SCHWPRD	Sell	CHARLES SCHWAB PFDpfds, reits,	$938,000	-99.9%	35,775	-2.9%	0.14%	-5.8%
SBUX	Sell	STARBUCKS CORPequities	$910,000	-99.9%	18,622	-0.6%	0.14%	-19.1%
	Buy	JUNIPER NETWORKS INCconvertible/	$896,000	-99.9%	900,000	+28.6%	0.14%	+24.3%
	Buy	MCDONALDS CORPconvertible/	$869,000	-99.9%	875,000	+29.6%	0.13%	+25.2%
AMZN	Buy	AMAZON.COM INCequities	$850,000	-99.9%	500	+4.0%	0.13%	+18.0%
MO	Buy	ALTRIA GROUP INCequities	$845,000	-99.9%	14,880	+5.5%	0.13%	-7.1%
GSPRN	Sell	GOLDMAN SACHS PFDpfds, reits,	$831,000	-99.9%	31,195	-20.0%	0.13%	-22.9%
CVX	Sell	CHEVRON CORPequities	$807,000	-99.9%	6,382	-1.7%	0.12%	+5.1%
FITBI	Buy	FIFTH THIRD PFDpfds, reits,	$804,000	-99.9%	29,650	+11.2%	0.12%	0.0%
PM	Sell	PHILIP MORRIS INTL INCequities	$779,000	-99.9%	9,643	-6.7%	0.12%	-26.4%
ORCL	Sell	ORACLE CORPequities	$767,000	-100.0%	17,413	-77.8%	0.12%	-79.3%
PFL		PIMCO INC STRAT FDequities	$759,000	-99.9%	64,016	0.0%	0.12%	-1.7%
	Sell	TARGET CORPequities	$759,000	-99.9%	9,971	-0.2%	0.12%	+6.4%
	Sell	KLA TENCOR COconvertible/	$752,000	-99.9%	750,000	-0.7%	0.12%	-4.1%
	Sell	ADVANCED AUTO PARTS INCconvertible/	$738,000	-99.9%	710,000	-35.7%	0.11%	-38.0%
PFN		PIMCO INC STRAT FD IIequities	$726,000	-99.9%	69,300	0.0%	0.11%	-2.6%
	Buy	TOLL BROTHERS INCconvertible/	$714,000	-99.8%	730,000	+124.6%	0.11%	+115.7%
	New	WALT DISNEY CO (VARIABLE)convertible/	$706,000	–	700,000	+100.0%	0.11%	–
	New	GOLDMAN SACHS GROUP (VARIABLE)convertible/	$687,000	–	685,000	+100.0%	0.11%	–
	New	MEDTRONIC INC (VARIABLE)convertible/	$672,000	–	665,000	+100.0%	0.10%	–
MPW		MEDICAL PROP TRUST INCpfds, reits,	$661,000	-99.9%	47,100	0.0%	0.10%	+5.2%
HR	Sell	HEALTHCARE REALTY TRUST INCpfds, reits,	$643,000	-99.9%	22,105	-0.5%	0.10%	+1.0%
NCV		ALLIANZGI CONV & INC FDequities	$640,000	-99.9%	91,500	0.0%	0.10%	+1.0%
LYB	Buy	LYONDELLBASELL INDUS NVequities	$642,000	-99.9%	5,846	+1.2%	0.10%	+2.1%
AAV	Sell	ADVANTAGE OIL & GAS LTDequities	$610,000	-99.9%	196,690	-0.8%	0.09%	+1.1%
NCZ		NICHOLAS APPLEGATE CONVequities	$591,000	-99.9%	98,000	0.0%	0.09%	-2.2%
MNRO	Sell	MONRO MUFFLER BRAKE INCequities	$581,000	-99.9%	10,000	-11.7%	0.09%	-7.2%
AGNC		AMERICAN CAPITAL AGENCY CORPequities	$579,000	-99.9%	31,156	0.0%	0.09%	-5.3%
CVRR		CVR REFININGequities	$568,000	-99.8%	25,401	0.0%	0.09%	+66.0%
BMY		BRISTOL-MYERS SQUIBB COequities	$552,000	-99.9%	9,971	0.0%	0.08%	-15.0%
WMT	Sell	WAL-MART STORES INCequities	$527,000	-99.9%	6,155	-4.5%	0.08%	-11.0%
STWD		STARWOOD PPTY TRUST REITpfds, reits,	$516,000	-99.9%	23,750	0.0%	0.08%	+1.3%
	Buy	LOCKHEED MARTIN CORPconvertible/	$503,000	-99.9%	510,000	+8.5%	0.08%	+5.4%
		APPLE INC (VARIABLE)convertible/	$506,000	-99.9%	500,000	0.0%	0.08%	-2.5%
	Sell	3M COconvertible/	$501,000	-99.9%	420,000	-39.6%	0.08%	-43.0%
NYCBPRU	Sell	NEW YORK CMTY BANCORP PFDpfds, reits,	$495,000	-99.9%	9,920	-7.5%	0.08%	-10.6%
	Buy	MGM RESORTS INTLconvertible/	$488,000	-99.8%	475,000	+97.9%	0.08%	+87.5%
	Sell	LOWES CO INCconvertible/	$481,000	-99.9%	395,000	-30.7%	0.07%	-34.5%
CIM		CHIMERA INVESTMENTequities	$483,000	-99.9%	26,400	0.0%	0.07%	+1.4%
TWO		TWO HARBORS INVESTpfds, reits,	$468,000	-99.9%	29,616	0.0%	0.07%	0.0%
EAD		EVERGREEN INC ADVANTAGEequities	$460,000	-99.9%	57,573	0.0%	0.07%	-4.1%
IPGP		IPG PHOTONICS CORPequities	$456,000	-99.9%	2,065	0.0%	0.07%	-9.1%
JPM	Sell	JPMORGAN CHASE & COequities	$455,000	-100.0%	4,367	-51.3%	0.07%	-55.4%
SON	Buy	SONOCO PRODUCTS COequities	$447,000	-99.9%	8,515	+0.5%	0.07%	+6.2%
ARR		ARMOUR RES REITpfds, reits,	$415,000	-99.9%	18,198	0.0%	0.06%	-4.5%
MMP		MAGELLAN MIDSTREAM PTNRSpfds, reits,	$401,000	-99.9%	5,804	0.0%	0.06%	+14.8%
HIX		WESTERN ASSET HI INC FD II INCequities	$383,000	-99.9%	59,468	0.0%	0.06%	-4.8%
CYS		CYS INV REITpfds, reits,	$375,000	-99.9%	50,000	0.0%	0.06%	+9.4%
	Buy	NORTHROP GRUMMANconvertible/	$378,000	-99.9%	375,000	+2.7%	0.06%	-1.7%
ARRY	Sell	ARRAY BIOPHARMA INCequities	$372,000	-100.0%	22,170	-52.8%	0.06%	-53.3%
IVR		INVESCO MORTGAGE CAPITAL INCpfds, reits,	$368,000	-99.9%	23,115	0.0%	0.06%	-5.0%
EPD		ENTERPRISE PTNRSpfds, reits,	$356,000	-99.9%	12,850	0.0%	0.06%	+10.0%
GSPRJ	Buy	GOLDMAN SACHSpfds, reits,	$336,000	-99.9%	12,982	+40.2%	0.05%	+33.3%
USBPRM	Buy	US BANCORPpfds, reits,	$328,000	-99.6%	11,848	+321.9%	0.05%	+325.0%
ANDX	Buy	ANDEAVOR LOGISTICS L LPpfds, reits,	$316,000	-99.9%	7,431	+12.9%	0.05%	+4.3%
ENDTF		CANOE EIT INCequities	$314,000	-99.9%	35,000	0.0%	0.05%	-4.0%
	Sell	CARDINAL HEALTH INCconvertible/	$313,000	-100.0%	325,000	-51.1%	0.05%	-53.4%
KHC	Buy	KRAFT HEINZ COequities	$306,000	-99.9%	4,878	+3.0%	0.05%	0.0%
HON	Sell	HONEYWELL INTL INCequities	$307,000	-99.9%	2,128	-5.1%	0.05%	-9.6%
MDLZ	Sell	MONDELEZ INTL INCequities	$296,000	-99.9%	7,210	-6.1%	0.05%	-9.8%
AB	Sell	ALLIANCEBERNSTEIN HOLDING LPpfds, reits,	$289,000	-99.9%	10,140	-1.8%	0.04%	+2.3%
CY	Sell	CYPRESS SEMICONDUCTORequities	$288,000	-99.9%	18,500	-14.0%	0.04%	-24.1%
HYI		WESTERN ASSET HY DEF OPP FDequities	$277,000	-99.9%	19,000	0.0%	0.04%	-2.3%
DIS	Buy	WALT DISNEY COequities	$279,000	-99.9%	2,663	+29.1%	0.04%	+30.3%
MCD		MCDONALD'S CORPequities	$275,000	-99.9%	1,756	0.0%	0.04%	-4.5%
SPY	Buy	SPDR S&P 500 ETFequities	$269,000	-99.9%	992	+9.1%	0.04%	+7.9%
	Buy	CVS HEALTH CORPconvertible/	$269,000	-99.8%	265,000	+55.9%	0.04%	+46.4%
KO	Sell	COCA-COLA COequities	$266,000	-100.0%	6,073	-50.6%	0.04%	-51.8%
NRZ		NEW RESIDENTIAL INV CORPpfds, reits,	$262,000	-99.9%	15,000	0.0%	0.04%	+2.6%
	Sell	HOSPITALITY PROP TRUSTconvertible/	$262,000	-99.9%	255,000	-1.9%	0.04%	-7.0%
		WASTE MGMT INCconvertible/	$253,000	-99.9%	205,000	0.0%	0.04%	-7.1%
O		REALTY INCOME CORPpfds, reits,	$250,000	-99.9%	4,650	0.0%	0.04%	+2.6%
NFJ		ALLIANZGI NFJ DIV INT & PREM STRAT FDequities	$246,000	-99.9%	19,500	0.0%	0.04%	-2.6%
TXN	Buy	TEXAS INSTRUMENTS INCequities	$242,000	-99.9%	2,195	+3.5%	0.04%	+5.7%
DHY		CREDIT SUISSE HY BD FDequities	$239,000	-99.9%	90,000	0.0%	0.04%	-2.6%
	Buy	WASTE MGMT INCconvertible/	$235,000	-99.9%	240,000	+45.5%	0.04%	+38.5%
CHI	New	CALAMOS CONV OPP & INC FDequities	$219,000	–	18,535	+100.0%	0.03%	–
GE	Buy	GENERAL ELECTRIC COequities	$223,000	-99.9%	16,383	+11.7%	0.03%	+9.7%
EXPI	Buy	EXP WORLD HOLDINGS INCequities	$222,000	-99.9%	19,591	+3.3%	0.03%	+3.0%
ESRT	New	EMPIRE STATE REALTY TRUSTpfds, reits,	$219,000	–	12,782	+100.0%	0.03%	–
WST		WEST PHARMA SVCS INCequities	$217,000	-99.9%	2,190	0.0%	0.03%	+6.5%
		VERIZON COMMUNICATIONS INCconvertible/	$213,000	-99.9%	200,000	0.0%	0.03%	-2.9%
NVDA	Buy	NVIDIAequities	$217,000	-99.9%	915	+2.2%	0.03%	0.0%
PLD		PROLOGIS INCpfds, reits,	$215,000	-99.9%	3,275	0.0%	0.03%	0.0%
OHI		OMEGA HLTHCARE INVS INCpfds, reits,	$201,000	-99.9%	6,490	0.0%	0.03%	+10.7%
ABT	Buy	ABBOTT LABSequities	$199,000	-99.9%	3,263	+1.7%	0.03%	0.0%
IVV	Sell	ISHARES CORE S&P 500 ETFequities	$193,000	-99.9%	706	-20.8%	0.03%	-21.1%
IJH		ISHARES CORE S&P ETFequities	$193,000	-99.9%	992	0.0%	0.03%	0.0%
BDX	Buy	BECTON DICKINSON & COequities	$187,000	-99.9%	782	+0.5%	0.03%	+7.4%
JCI		JOHNSON CONTROLS INCequities	$183,000	-99.9%	5,482	0.0%	0.03%	-9.7%
GS	Sell	GOLDMAN SACHS GROUP INCequities	$181,000	-99.9%	822	-19.6%	0.03%	-31.7%
VGM		INVESCO TRUST FOR INV GRADE MUNISequities	$183,000	-99.9%	14,828	0.0%	0.03%	-3.4%
IRM	New	IRON MOUNTAIN INCpfds, reits,	$172,000	–	4,925	+100.0%	0.03%	–
LLY	Buy	ELI LILLY & COequities	$177,000	-99.9%	2,073	+20.2%	0.03%	+28.6%
		RPM INTL INCconvertible/	$174,000	-99.9%	145,000	0.0%	0.03%	+3.8%
WU		WESTERN UNION COMPANYequities	$167,000	-99.9%	8,196	0.0%	0.03%	+4.0%
DOC	Buy	PHYSICIANS REALTY TRUSTpfds, reits,	$166,000	-99.9%	10,436	+13.0%	0.03%	+13.0%
NEE	Sell	NEXTERA ENERGY INCequities	$170,000	-99.9%	1,020	-4.0%	0.03%	-7.1%
FB		FACEBOOK INCequities	$163,000	-99.9%	840	0.0%	0.02%	+19.0%
TECK	Buy	TECK RESOURCES LTDequities	$164,000	-99.8%	6,427	+87.5%	0.02%	+78.6%
UTX	Buy	UNITED TECH CORPequities	$161,000	-99.9%	1,289	+3.1%	0.02%	0.0%
		METROPOLITAN STATEconvertible/	$163,000	-99.9%	155,000	0.0%	0.02%	-3.8%
NLY	Buy	ANNALY CAPITAL MGMTpfds, reits,	$165,000	-99.9%	16,049	+1.7%	0.02%	-3.8%
MA	Sell	MASTERCARD INCequities	$153,000	-99.9%	780	-6.0%	0.02%	+4.3%
HUM		HUMANA INCequities	$155,000	-99.9%	522	0.0%	0.02%	+9.1%
		WELLS FARGO BK Nconvertible/	$154,000	-99.9%	150,000	0.0%	0.02%	-4.0%
GVA	Sell	GRANITE CONSTRUCTIONequities	$153,000	-99.9%	2,750	-12.7%	0.02%	-14.3%
FDX	Sell	FEDEX CORPequities	$148,000	-99.9%	651	-1.5%	0.02%	-8.0%
VOE		VANGUARD MC VAL INDX ETFequities	$150,000	-99.9%	1,354	0.0%	0.02%	-4.2%
AREPRD		ALEXANDRIA CV PFD 1.75pfds, reits,	$146,000	-99.9%	4,178	0.0%	0.02%	-4.2%
PMT		PENNYMAC MORT INV TRUSTpfds, reits,	$152,000	-99.9%	8,000	0.0%	0.02%	0.0%
NAD		NUVEEN DIV ADV MUNI FDequities	$144,000	-99.9%	10,860	0.0%	0.02%	-4.3%
		INVESCO ADV MUNI INC TRUST IIequities	$145,000	-99.9%	13,603	0.0%	0.02%	-4.3%
NFLX		NETFLIX INCequities	$145,000	-99.9%	370	0.0%	0.02%	+29.4%
STZ	Buy	CONSTELLATION BRANDS INCequities	$134,000	-99.9%	610	+1.7%	0.02%	-4.5%
LMRK	Buy	LANDMARK INFRASTRUCTURE LPpfds, reits,	$136,000	-99.9%	9,833	+16.6%	0.02%	-4.5%
BTI		BRIT AMER TOBACCOequities	$135,000	-99.9%	2,670	0.0%	0.02%	-12.5%
EXEL		EXELIXIS INCequities	$135,000	-99.9%	6,260	0.0%	0.02%	-4.5%
ABBV	Sell	ABBVIE INCequities	$135,000	-99.9%	1,452	-36.6%	0.02%	-38.2%
CACI		CACI INTL INCequities	$135,000	-99.9%	800	0.0%	0.02%	+10.5%
VTI		VANGUARD TOTAL STOCK MKTequities	$135,000	-99.9%	959	0.0%	0.02%	0.0%
CL	Buy	COLGATE PALMOLIVEequities	$137,000	-99.3%	2,109	+695.8%	0.02%	+600.0%
BAX	Buy	BAXTER INTLequities	$130,000	-99.8%	1,760	+46.7%	0.02%	+66.7%
SCHW		CHARLES SCHWAB CORPequities	$130,000	-99.9%	2,550	0.0%	0.02%	-4.8%
HYD		MKT VECTOR HY MUNI INDX ETFequities	$126,000	-99.9%	4,000	0.0%	0.02%	-5.0%
		JPMORGAN CHASE & VARconvertible/	$122,000	-99.9%	120,000	0.0%	0.02%	-5.0%
		NJ ST TRANS TRconvertible/	$124,000	-99.9%	100,000	0.0%	0.02%	-5.0%
WBA	Sell	WALGREENS BOOTS ALLIANCE INCequities	$124,000	-99.9%	2,058	-32.7%	0.02%	-40.6%
	Sell	DOVER CORPconvertible/	$125,000	-99.9%	105,000	-22.2%	0.02%	-29.6%
	New	BLACKROCK MUNIYIELD INSDequities	$126,000	–	10,000	+100.0%	0.02%	–
WPM		WHEATON PRECIOUS METALS CORPequities	$126,000	-99.9%	5,705	0.0%	0.02%	+5.6%
MYD		BLACKROCK MUNIYIELD CFequities	$118,000	-99.9%	8,872	0.0%	0.02%	-5.3%
EL		ESTEE LAUDER COS INC Aequities	$114,000	-99.9%	800	0.0%	0.02%	-5.3%
SUME		SUMMER ENERGY HLDG INCequities	$119,000	-99.9%	61,218	0.0%	0.02%	-21.7%
PMO		PUTNAM MUNICIPAL OPPTUNequities	$117,000	-99.9%	10,000	0.0%	0.02%	-5.3%
		ARAPAHOE CNTY SD #6convertible/	$117,000	-99.9%	100,000	0.0%	0.02%	-5.3%
IVW		ISHARES CORE S&P 500 ETFequities	$108,000	-99.9%	666	0.0%	0.02%	+6.2%
EQAL	Buy	POWERSHARES RUSSELL 1000equities	$113,000	-99.9%	3,551	+0.2%	0.02%	0.0%
BAC	Buy	BANK OF AMERICA CORPequities	$112,000	-99.8%	3,983	+116.5%	0.02%	+88.9%
		WILLOW TRACE MET COconvertible/	$109,000	-99.9%	100,000	0.0%	0.02%	0.0%
KLAC	Buy	KLA-TENCOR CORPequities	$109,000	-99.1%	1,066	+905.7%	0.02%	+750.0%
PML		PIMCO MUNI INC FD IIequities	$109,000	-99.9%	8,321	0.0%	0.02%	0.0%
AEP		AMERICAN ELECTRIC POWER CO INCequities	$108,000	-99.9%	1,562	0.0%	0.02%	0.0%
ILPT	Buy	INDUSTRIAL LOGISTICSpfds, reits,	$111,000	-99.4%	4,950	+482.4%	0.02%	+466.7%
FISV	New	FISERV INCequities	$106,000	–	1,434	+100.0%	0.02%	–
		FT LEWIS CLG BD COconvertible/	$106,000	-99.9%	100,000	0.0%	0.02%	-5.9%
		DENVER CO C&C SD #1convertible/	$105,000	-99.9%	100,000	0.0%	0.02%	-5.9%
		WAUKEE IAconvertible/	$102,000	-99.9%	100,000	0.0%	0.02%	0.0%
BCE	Sell	BCE INCequities	$103,000	-99.9%	2,538	-3.9%	0.02%	-11.1%
		ADAMS & WELD CO SD#27convertible/	$107,000	-99.9%	100,000	0.0%	0.02%	-5.9%
		DENVER CO C&C Sconvertible/	$101,000	-99.9%	100,000	0.0%	0.02%	0.0%
		TOLL BROTHERS INCconvertible/	$103,000	-99.9%	100,000	0.0%	0.02%	-5.9%
		ORLANDO FL SPLconvertible/	$106,000	-99.9%	100,000	0.0%	0.02%	-5.9%
		CLARK CTY NVconvertible/	$104,000	-99.9%	100,000	0.0%	0.02%	-5.9%
		RAYTHEON COconvertible/	$102,000	-99.9%	80,000	0.0%	0.02%	0.0%
AIG		AMERICAN INTL GROUP INCequities	$106,000	-99.9%	2,000	0.0%	0.02%	-5.9%
	New	INVESCO S&P SMALLCAPequities	$100,000	–	781	+100.0%	0.02%	–
GPMT	Sell	GRANITE POINT MORTGApfds, reits,	$99,000	-99.9%	5,410	-3.6%	0.02%	0.0%
YUM	Buy	YUM! BRANDS INCequities	$98,000	-99.8%	1,253	+150.6%	0.02%	+114.3%
UGI		UGI CORPequities	$98,000	-99.9%	1,875	0.0%	0.02%	+15.4%
V		VISA INCequities	$98,000	-99.9%	740	0.0%	0.02%	+7.1%
FXF		CURRENCYSHARES SWISS FRANC ETFequities	$95,000	-99.9%	1,000	0.0%	0.02%	-6.2%
PXD	Sell	PIONEER NATURAL RES COequities	$95,000	-99.9%	500	-14.7%	0.02%	-6.2%
ETP		ENERGY TRANSFER PARTNERSpfds, reits,	$88,000	-99.9%	4,600	0.0%	0.01%	+16.7%
AZO		AUTOZONE INCequities	$94,000	-99.9%	140	0.0%	0.01%	0.0%
HCP		HCP INCpfds, reits,	$94,000	-99.9%	3,643	0.0%	0.01%	+7.7%
IWN	Sell	ISHARES RUSSELL 2000 VALUEequities	$92,000	-99.9%	597	-3.4%	0.01%	0.0%
BACPRC	Sell	BANK OF AMERICpfds, reits,	$94,000	-99.9%	3,580	-2.1%	0.01%	-6.7%
BP		BP PLC ADRequities	$93,000	-99.9%	2,041	0.0%	0.01%	+7.7%
		STONEGATE VLG Mconvertible/	$90,000	-99.9%	90,000	0.0%	0.01%	0.0%
ARI	Buy	APOLLO COMM REAL ESTATE FINANCE INCpfds, reits,	$86,000	-99.9%	4,700	+11.9%	0.01%	+8.3%
BABA		ALIBABA GROUP HLDG ADRequities	$86,000	-99.9%	461	0.0%	0.01%	0.0%
XLF		FINANCIAL SELECT SECTOR SPDR FDequities	$82,000	-99.9%	3,079	0.0%	0.01%	-7.1%
WY	Buy	WEYERHAUSER COpfds, reits,	$87,000	-99.9%	2,388	+35.7%	0.01%	+30.0%
		GUNNISON ETC CO SDconvertible/	$87,000	-99.9%	75,000	0.0%	0.01%	-7.1%
FXCH		CURRENCYSHARES CHINESE RENMINBI ETFequities	$87,000	-99.9%	1,178	0.0%	0.01%	-13.3%
AMLP	Buy	ALERIAN MLP ETFequities	$85,000	-99.9%	8,372	+12.0%	0.01%	+18.2%
IP		INTL PAPER COequities	$75,000	-99.9%	1,447	0.0%	0.01%	0.0%
EXR	Buy	EXTRA SPACE STORAGE INCpfds, reits,	$79,000	-99.9%	790	+0.9%	0.01%	+9.1%
AFL		AFLAC INCequities	$81,000	-99.9%	1,893	0.0%	0.01%	-7.7%
ALLPRFCL		ALLSTATE CORP PFDpfds, reits,	$76,000	-99.9%	2,809	0.0%	0.01%	0.0%
VGK		VANGUARD FTSE EUROPEequities	$79,000	-99.9%	1,412	0.0%	0.01%	-7.7%
PSAPRVCL	Buy	PUBLIC STORAGEpfds, reits,	$77,000	-92.6%	3,092	+7261.9%	0.01%	–
CAT		CATERPILLAR INCequities	$75,000	-99.9%	550	0.0%	0.01%	-7.7%
PSAPRW	New	PUBLIC STORAGE PDpfds, reits,	$81,000	–	3,250	+100.0%	0.01%	–
EXAS	Sell	EXACT SCIENCES CORPequities	$78,000	-99.9%	1,300	-23.5%	0.01%	+9.1%
WEC		WEC ENERGY GRP INCequities	$80,000	-99.9%	1,245	0.0%	0.01%	0.0%
SYK		STRYKER CORPequities	$76,000	-99.9%	450	0.0%	0.01%	0.0%
DUK		DUKE ENERGY CORPequities	$77,000	-99.9%	976	0.0%	0.01%	0.0%
EIX		EDISON INTERNATIONALequities	$75,000	-99.9%	1,189	0.0%	0.01%	0.0%
GLD		SPDR GOLD SHARES ETFequities	$77,000	-99.9%	646	0.0%	0.01%	-7.7%
STAG		STAG INDUSTRIAL INCpfds, reits,	$80,000	-99.9%	2,950	0.0%	0.01%	+9.1%
CLF	Buy	CLIFFS NATURAL RES INCequities	$69,000	-99.8%	8,200	+64.0%	0.01%	+83.3%
	Sell	KIMBERLY-CLARK CORPconvertible/	$71,000	-99.9%	60,000	-26.8%	0.01%	-31.2%
ANET		ARISTA NETWORKS INCequities	$73,000	-99.9%	285	0.0%	0.01%	-8.3%
ARCC	Buy	ARES CAP CORPequities	$74,000	-99.6%	4,525	+282.2%	0.01%	+266.7%
		BANK OF AMERICAconvertible/	$72,000	-99.9%	67,000	0.0%	0.01%	-8.3%
LOW	Buy	LOWE'S COS INCequities	$74,000	-99.9%	770	+13.2%	0.01%	+22.2%
BACPRL		BANK OF AMERICA CORPpfds, reits,	$70,000	-99.9%	56	0.0%	0.01%	-8.3%
PH	Buy	PARKER-HANNIFIN CORPequities	$71,000	-99.9%	453	+5.6%	0.01%	-8.3%
ADI		ANALOG DEVICES INCequities	$70,000	-99.9%	735	0.0%	0.01%	0.0%
LADR	Buy	LADDER CAP CORPpfds, reits,	$70,000	-99.9%	4,450	+27.1%	0.01%	+37.5%
APY	New	APERGY CORPequities	$71,000	–	1,690	+100.0%	0.01%	–
ET	Sell	ENERGY TRNFR EQUITY LPpfds, reits,	$69,000	-99.9%	4,000	-18.4%	0.01%	0.0%
		MICHIGAN BELL TEconvertible/	$74,000	-99.9%	65,000	0.0%	0.01%	-8.3%
INVH		INVITATION HOMES INCequities	$74,000	-99.9%	3,228	0.0%	0.01%	-8.3%
		SALT VERDE AZ FCconvertible/	$70,000	-99.9%	60,000	0.0%	0.01%	0.0%
EXD		EATON VANCE TAX ADV BD & OP STRAT FDequities	$74,000	-99.9%	8,035	0.0%	0.01%	-8.3%
CNK		CINEMARK HOLDINGS INCequities	$70,000	-99.9%	2,000	0.0%	0.01%	-8.3%
		CLEVELAND CLIFFSconvertible/	$62,000	-99.9%	50,000	0.0%	0.01%	+11.1%
		AMERICAN TOWER CORPconvertible/	$68,000	-99.9%	65,000	0.0%	0.01%	-9.1%
CIO		CITY OFFICE REITpfds, reits,	$66,000	-99.9%	5,175	0.0%	0.01%	0.0%
CELG	Sell	CELGENE CORPequities	$62,000	-100.0%	786	-82.6%	0.01%	-84.4%
GMOLQ		GENERAL MOLY INCequities	$67,000	-99.9%	162,807	0.0%	0.01%	0.0%
		WYETH LLCconvertible/	$64,000	-99.9%	55,000	0.0%	0.01%	0.0%
SO		SOUTHERN COequities	$67,000	-99.9%	1,450	0.0%	0.01%	0.0%
JWN		NORDSTROM INCequities	$62,000	-99.9%	1,200	0.0%	0.01%	+11.1%
CPT		CAMDEN PROPERTY TRUSTequities	$64,000	-99.9%	700	0.0%	0.01%	+11.1%
CAPL	Buy	CROSSAMERICA LPpfds, reits,	$68,000	-99.9%	4,000	+60.0%	0.01%	+25.0%
		SALT VERDE AZ FCconvertible/	$57,000	-99.9%	50,000	0.0%	0.01%	0.0%
		MC DONALDS CORPconvertible/	$59,000	-99.9%	60,000	0.0%	0.01%	0.0%
		CIGNA CORPconvertible/	$61,000	-99.9%	60,000	0.0%	0.01%	-10.0%
		SAN JOSE CA ARPTconvertible/	$59,000	-99.9%	55,000	0.0%	0.01%	-10.0%
PK		PARK HOTELS & RESORTS INCpfds, reits,	$61,000	-99.9%	2,000	0.0%	0.01%	0.0%
BMRN		BIOMARIN PHARMA INCequities	$57,000	-99.9%	600	0.0%	0.01%	+12.5%
VFC	Buy	VF CORPequities	$60,000	-99.9%	737	+5.6%	0.01%	+12.5%
		TEXTRON INCORPORAconvertible/	$61,000	-99.9%	60,000	0.0%	0.01%	-10.0%
		Ca Incconvertible/	$61,000	-99.9%	60,000	0.0%	0.01%	-10.0%
		HEWLETT PACKARD STEP 22convertible/	$56,000	-99.9%	55,000	0.0%	0.01%	0.0%
		FIFTH THIRD BANCOconvertible/	$61,000	-99.9%	60,000	0.0%	0.01%	-10.0%
		SALT VERDE AZ FCconvertible/	$61,000	-99.9%	50,000	0.0%	0.01%	0.0%
PAA	Sell	PLAINS ALL AMERN PPLN LPpfds, reits,	$61,000	-99.9%	2,584	-14.8%	0.01%	-18.2%
		FIRSTMERIT CORPconvertible/	$56,000	-99.9%	55,000	0.0%	0.01%	0.0%
		GOLDMAN SACHS GROUPconvertible/	$58,000	-99.9%	50,000	0.0%	0.01%	0.0%
GILD	Buy	GILEAD SCIENCES INCequities	$56,000	-99.9%	791	+34.3%	0.01%	+28.6%
OFC		COR OFFICE PPTYSpfds, reits,	$58,000	-99.9%	2,000	0.0%	0.01%	+12.5%
RMRM	New	RMR REAL ESTATE INCOME Cequities	$57,000	–	3,108	+100.0%	0.01%	–
UNH		UNITEDHEALTH GROUP INCequities	$57,000	-99.9%	232	0.0%	0.01%	+12.5%
VGR		VECTOR GROUP LTDequities	$57,000	-99.9%	2,970	0.0%	0.01%	-10.0%
LH		LAB CORP OF AMER HLDGequities	$57,000	-99.9%	317	0.0%	0.01%	+12.5%
		CITIGROUP INCconvertible/	$60,000	-99.9%	60,000	0.0%	0.01%	-10.0%
RSP	New	INVESCO S&P 500 EQUALlequities	$58,000	–	565	+100.0%	0.01%	–
		ROCKWELL COLLINSconvertible/	$60,000	-99.9%	60,000	0.0%	0.01%	-10.0%
		SALT VERDE AZ FCconvertible/	$59,000	-99.9%	50,000	0.0%	0.01%	0.0%
CXO		CONCHO RESOURCES INCequities	$61,000	-99.9%	440	0.0%	0.01%	-18.2%
		JPMORGAN CHASE & COconvertible/	$59,000	-99.9%	60,000	0.0%	0.01%	-10.0%
FRFHF		FAIRFAX FINANCIAL HLDGSequities	$56,000	-99.9%	100	0.0%	0.01%	+12.5%
PSAPRC	New	PUBLIC STORA PFDpfds, reits,	$60,000	–	2,400	+100.0%	0.01%	–
		INDEPENDENT C CAconvertible/	$50,000	-99.9%	50,000	0.0%	0.01%	0.0%
AMD	Sell	ADVANCED MICRO DEVICES INCequities	$55,000	-99.9%	3,700	-53.8%	0.01%	-38.5%
PRU		PRUDENTIAL FINLequities	$55,000	-99.9%	593	0.0%	0.01%	-20.0%
BUD		ANHEUSER BUSCH INBEV SA/NVequities	$52,000	-99.9%	514	0.0%	0.01%	-11.1%
PSA	Buy	PUBLIC STORAGE INCpfds, reits,	$51,000	-99.9%	224	+0.4%	0.01%	+14.3%
		GOLDMAN SACHS GRconvertible/	$53,000	-99.9%	50,000	0.0%	0.01%	-11.1%
		MORGAN STANLEYconvertible/	$55,000	-99.9%	55,000	0.0%	0.01%	-11.1%
MQY		BLACKROCK MUNIYIELD QUALITYequities	$52,000	-99.9%	3,700	0.0%	0.01%	0.0%
		CAMARILLO CA CDC TAconvertible/	$53,000	-99.9%	50,000	0.0%	0.01%	0.0%
SCD	New	LMP CAPITAL & INCM CFequities	$49,000	–	3,839	+100.0%	0.01%	–
		KRAFT HEINZ FOODSconvertible/	$54,000	-99.9%	55,000	0.0%	0.01%	-11.1%
		CELGENE CORPconvertible/	$55,000	-99.9%	55,000	0.0%	0.01%	-11.1%
		WOODMOOR CO W/Sconvertible/	$55,000	-99.9%	50,000	0.0%	0.01%	-11.1%
THQ	New	TEKLA HC OPPequities	$52,000	–	3,039	+100.0%	0.01%	–
		ROYAL GOLD CORPconvertible/	$53,000	-99.9%	50,000	0.0%	0.01%	0.0%
RDSA	Sell	ROYAL DUTCH SHELL PLCequities	$49,000	-99.9%	714	-6.5%	0.01%	0.0%
		PIMA CN AZ IDA Lconvertible/	$50,000	-99.9%	50,000	0.0%	0.01%	0.0%
WAL		WESTERN ALLIANCE BANCORPequities	$51,000	-99.9%	900	0.0%	0.01%	0.0%
CMCSA	Buy	COMCAST CORP Aequities	$51,000	-99.8%	1,548	+91.1%	0.01%	+100.0%
ADM	Buy	ARCHER DANIELS MIDLAND COequities	$52,000	-99.7%	1,142	+185.5%	0.01%	+166.7%
		COMPUTER SCIENCEconvertible/	$55,000	-99.9%	55,000	0.0%	0.01%	-11.1%
CAG		CONAGRA FOODS INCequities	$51,000	-99.9%	1,425	0.0%	0.01%	0.0%
		CSX CORPconvertible/	$50,000	-99.9%	50,000	0.0%	0.01%	0.0%
		JOHNSON CONTROconvertible/	$54,000	-99.9%	55,000	0.0%	0.01%	-11.1%
		CORNING INCconvertible/	$50,000	-99.9%	50,000	0.0%	0.01%	0.0%
		WASTE MGMT INCconvertible/	$55,000	-99.9%	55,000	0.0%	0.01%	-11.1%
		ADVANCED AUTO PARTS INCconvertible/	$51,000	-99.9%	50,000	0.0%	0.01%	0.0%
AXDX		ACCELERATE DIAGNOSTICS INCequities	$49,000	-99.9%	2,195	0.0%	0.01%	0.0%
		ECOLAB INCconvertible/	$50,000	-99.9%	48,000	0.0%	0.01%	0.0%
		INTERPUBLIC GRP COSconvertible/	$50,000	-99.9%	50,000	0.0%	0.01%	0.0%
	Buy	EDWARDS LIFESCIENCES CPequities	$52,000	-99.8%	360	+80.0%	0.01%	+100.0%
SYY		SYSCOequities	$51,000	-99.9%	754	0.0%	0.01%	+14.3%
USA	New	LIBERTY ALL STAR EQ FDequities	$53,000	–	8,343	+100.0%	0.01%	–
BDJ	New	BLACKROCK ENHANCED EQUITequities	$53,000	–	5,765	+100.0%	0.01%	–
		TYSON FOODS INCconvertible/	$55,000	-99.9%	55,000	0.0%	0.01%	-11.1%
ZTS	Buy	ZOETIS INCequities	$50,000	-99.8%	591	+133.6%	0.01%	+166.7%
		PFIZER INCconvertible/	$49,000	-99.9%	50,000	0.0%	0.01%	0.0%
		LOS ANGELES CAconvertible/	$54,000	-99.9%	50,000	0.0%	0.01%	-11.1%
		BANK NEW YORK MEL VAR 23convertible/	$53,000	-99.9%	55,000	0.0%	0.01%	-11.1%
		FRESNO CA WTR SYconvertible/	$52,000	-99.9%	40,000	0.0%	0.01%	0.0%
		HARTFORD FINL Sconvertible/	$53,000	-99.9%	50,000	0.0%	0.01%	0.0%
NGHCO		NATL GEN PFDpfds, reits,	$54,000	-99.9%	2,152	0.0%	0.01%	0.0%
	New	SONY CORPequities	$51,000	–	991	+100.0%	0.01%	–
AOD	New	ABERDEEN TOTAL DYNAMICequities	$48,000	–	5,540	+100.0%	0.01%	–
MKC		MCCORMICK & CO INCequities	$48,000	-99.9%	410	0.0%	0.01%	0.0%
		WELLS FARGO & Cconvertible/	$45,000	-99.9%	45,000	0.0%	0.01%	0.0%
ESRX	Buy	EXPRESS SCRIPTS HLDG COequities	$44,000	-99.8%	564	+54.9%	0.01%	+75.0%
AMGN		AMGEN INCequities	$46,000	-99.9%	251	0.0%	0.01%	0.0%
FNF	New	FIDELITY NATL FINL INCequities	$45,000	–	1,200	+100.0%	0.01%	–
CLX	Buy	CLOROX COequities	$44,000	-99.7%	326	+169.4%	0.01%	+133.3%
GLOP		GASLOG PARTNERS LPpfds, reits,	$48,000	-99.9%	2,000	0.0%	0.01%	0.0%
WRK		WESTROCKequities	$44,000	-99.9%	780	0.0%	0.01%	-12.5%
KRE	Sell	SPDR S&P REGIONAL BANK ETFequities	$46,000	-99.9%	749	-31.8%	0.01%	-36.4%
UPS	Buy	UNITED PARCEL SERVICE INCequities	$46,000	-99.9%	430	+14.7%	0.01%	+16.7%
YUMC	Buy	YUM CHINA HOLDINGS INCequities	$48,000	-99.8%	1,252	+150.4%	0.01%	+133.3%
CGC		CANOPY GROWTH CORPequities	$47,000	-99.9%	1,600	0.0%	0.01%	0.0%
NGLPRB		NGL ENERGY PARTNpfds, reits,	$46,000	-99.9%	1,850	0.0%	0.01%	0.0%
		VIACOM INCconvertible/	$45,000	-99.9%	45,000	0.0%	0.01%	0.0%
MOGA		MOOG INC CL Aequities	$47,000	-99.9%	600	0.0%	0.01%	-12.5%
CRM		SALESFORCE.COM INCequities	$46,000	-99.9%	334	0.0%	0.01%	+16.7%
NOC		NORTHROP GRUNMAN COequities	$47,000	-99.9%	152	0.0%	0.01%	-12.5%
QQQ	Sell	POWERSHARES QQQequities	$47,000	-99.9%	273	-7.8%	0.01%	-12.5%
PPG	Buy	PPG INDUSTRIES INCequities	$43,000	-99.9%	414	+27.4%	0.01%	+16.7%
DEA	Buy	EASTERLY GOVT PPTYSpfds, reits,	$37,000	-99.8%	1,850	+85.0%	0.01%	+100.0%
FXH		FIRST TRUST HC ALPHADEX ETFequities	$40,000	-99.9%	540	0.0%	0.01%	0.0%
HOLX		HOLOGIC INCequities	$40,000	-99.9%	1,000	0.0%	0.01%	0.0%
C	Buy	CITIGROUP INCequities	$41,000	-99.9%	616	+11.0%	0.01%	0.0%
RGLD		ROYAL GOLD INCequities	$37,000	-99.9%	402	0.0%	0.01%	+20.0%
VB	Sell	VANGUARD SC ETFequities	$39,000	-99.9%	250	-47.9%	0.01%	-45.5%
	Buy	AZ ST TRANS BRD HWYconvertible/	$38,000	-99.7%	35,000	+250.0%	0.01%	+200.0%
HOG		HARLEY-DAVIDSON INCequities	$38,000	-99.9%	900	0.0%	0.01%	0.0%
VIG	Sell	VANGUARD DIV APPRECIATION ETFequities	$41,000	-99.9%	400	-15.3%	0.01%	-25.0%
NSRGY		NESTLE SAequities	$39,000	-99.9%	500	0.0%	0.01%	0.0%
		WA ST COPconvertible/	$36,000	-99.9%	35,000	0.0%	0.01%	0.0%
UA		UNDER ARMOUR INC CL Cequities	$36,000	-99.9%	1,700	0.0%	0.01%	+50.0%
TSLA		TESLA MOTORS INCequities	$39,000	-99.9%	115	0.0%	0.01%	+20.0%
SDY		SPDR S&P DIVIDEND ETFequities	$39,000	-99.9%	420	0.0%	0.01%	0.0%
ADSK		AUTODESK INCequities	$37,000	-99.9%	280	0.0%	0.01%	0.0%
		SALT VERDE AZ FCconvertible/	$40,000	-99.9%	35,000	0.0%	0.01%	0.0%
	Sell	OCCIDENTAL PETRO CORPequities	$40,000	-99.9%	476	-31.9%	0.01%	-14.3%
SCG		SCANA CORPequities	$39,000	-99.9%	1,000	0.0%	0.01%	0.0%
SNY		SANOFIequities	$40,000	-99.9%	1,000	0.0%	0.01%	0.0%
WPC		WP CAREY INCpfds, reits,	$40,000	-99.9%	600	0.0%	0.01%	0.0%
ZBH		ZIMMER BIOMET HOLDINGS INCequities	$36,000	-99.9%	320	0.0%	0.01%	0.0%
OUT	Buy	OUTFRONT MEDIA INCpfds, reits,	$39,000	-99.6%	2,000	+300.0%	0.01%	+500.0%
APTS	Buy	PREF APT COMMUNITIESpfds, reits,	$37,000	-99.9%	2,150	+7.5%	0.01%	+20.0%
DNP	New	DNP SELECT INCOME FUNDequities	$36,000	–	3,375	+100.0%	0.01%	–
		TOTAL SAequities	$36,000	-99.9%	600	0.0%	0.01%	0.0%
STPZ		PIMCO 1-5 YR US TIPS ETFequities	$36,000	-99.9%	700	0.0%	0.01%	0.0%
TBT		PROSHARES ULTRASHORT 20 YR TREASURYequities	$36,000	-99.9%	1,000	0.0%	0.01%	0.0%
CP		CANADIAN PACIFIC RAILWAY LTDequities	$42,000	-99.9%	227	0.0%	0.01%	0.0%
ATUSF		ALTIUS MINERALS CORPequities	$36,000	-99.9%	3,700	0.0%	0.01%	0.0%
RF		REGIONS FINL CORPequities	$36,000	-99.9%	2,000	0.0%	0.01%	0.0%
		GOLDMAN SACHS GROUPconvertible/	$42,000	-99.9%	40,000	0.0%	0.01%	-14.3%
LUXTY		LUXOTTICA GRP SPAequities	$39,000	-99.9%	600	0.0%	0.01%	0.0%
KEY	New	KEYCORP INCequities	$42,000	–	2,127	+100.0%	0.01%	–
MU	New	MICRON TECHNOLOGYequities	$37,000	–	700	+100.0%	0.01%	–
TEL		TYCO ELECTRONICS LTDequities	$38,000	-99.9%	424	0.0%	0.01%	-14.3%
BMO	Buy	BANK OF MONTREALequities	$30,000	-99.2%	388	+676.0%	0.01%	+400.0%
STOR		STORE CAPITAL CORPequities	$33,000	-99.9%	1,200	0.0%	0.01%	0.0%
SQ		SQUARE INCequities	$31,000	-99.9%	500	0.0%	0.01%	+25.0%
LNG		CHENIERE ENERGY INCequities	$32,000	-99.9%	486	0.0%	0.01%	+25.0%
CTSH		COGNIZANT TECH SOLULTIONS CORP Aequities	$30,000	-99.9%	380	0.0%	0.01%	0.0%
UTF	New	COHEN AND STEERS INFRASTequities	$32,000	–	1,410	+100.0%	0.01%	–
CHCT		COMMUNITY HEALTHCAREpfds, reits,	$30,000	-99.9%	1,000	0.0%	0.01%	+25.0%
	Buy	TRAVELERS COMPANIESequities	$30,000	-99.9%	249	+42.3%	0.01%	+25.0%
RMD		RESMED INCequities	$31,000	-99.9%	300	0.0%	0.01%	0.0%
DEO	Sell	DIAGEO PLCequities	$33,000	-99.9%	232	-36.8%	0.01%	-37.5%
AXP	Buy	AMERICAN EXPRESS COequities	$34,000	-99.9%	345	+16.9%	0.01%	+25.0%
ANZBY		AUST & NEW ZEALAND BKG ADRFequities	$31,000	-99.9%	1,500	0.0%	0.01%	0.0%
NTRS		NORTHERN TRUST CORPequities	$31,000	-99.9%	300	0.0%	0.01%	0.0%
WD		WALKER & DUNLOP INCequities	$33,000	-99.9%	600	0.0%	0.01%	-16.7%
	Buy	EXCELSIOR MINING COequities	$34,000	-99.9%	37,170	+16.5%	0.01%	0.0%
EXC	New	EXELONequities	$35,000	–	810	+100.0%	0.01%	–
EXPE	New	EXPEDIA INCequities	$33,000	–	278	+100.0%	0.01%	–
FANUY	Sell	FANUC CORPORATIONequities	$32,000	-99.9%	1,609	-15.7%	0.01%	-37.5%
FIS	New	FIDELITY NATL INFO SVCSequities	$32,000	–	300	+100.0%	0.01%	–
	Sell	FIRST TRUST DJ INTERNET ETFequities	$35,000	-99.9%	255	-50.0%	0.01%	-50.0%
F	Buy	FORD MOTOR COequities	$31,000	-99.7%	2,787	+200.0%	0.01%	+150.0%
TSM	Buy	TAIWAN SEMI MANU CO LTDequities	$32,000	-99.9%	870	+8.8%	0.01%	-16.7%
PANW		PALO ALTO NETWORKSequities	$30,000	-99.9%	146	0.0%	0.01%	+25.0%
		SURPRISE AZ MPC Wconvertible/	$30,000	-99.9%	30,000	0.0%	0.01%	0.0%
RILYZ		B RILEY FINANCIApfds, reits,	$33,000	-99.9%	1,300	0.0%	0.01%	0.0%
SKX		SKECHERS USA INCequities	$32,000	-99.9%	1,050	0.0%	0.01%	-16.7%
MIDD		MIDDLEBY CORPequities	$31,000	-99.9%	300	0.0%	0.01%	-16.7%
TROW		TROWE PRICE GROUP INCequities	$30,000	-99.9%	262	0.0%	0.01%	+25.0%
		CBOA FINANCIAL INCequities	$33,000	-99.9%	12,000	0.0%	0.01%	0.0%
PXSG		POWERSHARES RSSLLl 2000equities	$31,000	-99.9%	860	0.0%	0.01%	0.0%
PWB	Sell	POWERSHARES DYNAMIC LREequities	$32,000	-99.9%	715	-50.0%	0.01%	-50.0%
PYPL	Buy	PAYPAL HOLDINGS INCequities	$31,000	-99.9%	369	+25.5%	0.01%	+25.0%
IWP		ISHARES RUSSELL MC GWTH ETFequities	$35,000	-99.9%	280	0.0%	0.01%	0.0%
BPL		BUCKEYE PARTNERSpfds, reits,	$35,000	-99.9%	1,000	0.0%	0.01%	-16.7%
		PENNSBURY PA SDconvertible/	$34,000	-99.9%	30,000	0.0%	0.01%	0.0%
MAR		MARRIOTT INTL INC CL Aequities	$30,000	-99.9%	240	0.0%	0.01%	0.0%
MGU	New	MACQUARIE GLOBAL INFRASTequities	$30,000	–	1,345	+100.0%	0.01%	–
LTC		LTC PROPERTIES, INCpfds, reits,	$30,000	-99.9%	700	0.0%	0.01%	+25.0%
LW	Buy	LAMB WESTON HOLDINGSequities	$35,000	-99.8%	517	+55.3%	0.01%	+66.7%
		AZ HLTH FAC AUTHconvertible/	$31,000	-99.9%	30,000	0.0%	0.01%	0.0%
VFH		VANGUARD FINANCIALSequities	$34,000	-99.9%	500	0.0%	0.01%	-16.7%
		NOVATO CA RDAconvertible/	$25,000	-99.9%	25,000	0.0%	0.00%	0.0%
CPRT		COPART INCequities	$23,000	-99.9%	400	0.0%	0.00%	+33.3%
XLV		HEALTHCARE SELECT SECTOR SPDR FDequities	$27,000	-99.9%	325	0.0%	0.00%	0.0%
TJX	Sell	TJX COS INCequities	$27,000	-99.9%	287	-12.8%	0.00%	0.0%
CBT		CABOT CORPequities	$25,000	-99.9%	406	0.0%	0.00%	0.0%
		CONTRA COSTA CA Pconvertible/	$27,000	-99.9%	25,000	0.0%	0.00%	0.0%
NYMTO		NEW YORK MTG PFDpfds, reits,	$24,000	-99.9%	1,000	0.0%	0.00%	0.0%
XLE		ENERGY SELECT SECTOR SPDR FDequities	$23,000	-99.9%	300	0.0%	0.00%	+33.3%
WFEPRACL		WELLS FARGOpfds, reits,	$26,000	-99.9%	1,000	0.0%	0.00%	0.0%
AMT		AMERICAN TOWER CORPequities	$26,000	-99.9%	179	0.0%	0.00%	0.0%
		TUCSON AZ WTRconvertible/	$23,000	-99.9%	20,000	0.0%	0.00%	0.0%
AWR		AMERICAN STATES WTRequities	$29,000	-99.9%	500	0.0%	0.00%	0.0%
		FIRST TR COMBINED SERunit trusts	$26,000	-99.9%	30	0.0%	0.00%	0.0%
TCBIP		TEXAS CAPITALpfds, reits,	$24,000	-99.9%	950	0.0%	0.00%	0.0%
NTR		NUTRIEN LTDequities	$24,000	-99.9%	440	0.0%	0.00%	+33.3%
		ALCOA INCconvertible/	$26,000	-99.9%	25,000	0.0%	0.00%	0.0%
		Collier Fl S/B Cconvertible/	$26,000	-99.9%	25,000	0.0%	0.00%	0.0%
		IRVINE CA SPL Tconvertible/	$25,000	-99.9%	25,000	0.0%	0.00%	0.0%
BIIB		BIOGEN IDEC INCequities	$27,000	-99.9%	93	0.0%	0.00%	0.0%
CTXS		CITRIX SYSTEMS INCequities	$29,000	-99.9%	280	0.0%	0.00%	0.0%
AWP	New	ABERDEEN GLOBAL PREMIERequities	$26,000	–	4,129	+100.0%	0.00%	–
SOJA	Buy	SOUTHERN COMPANpfds, reits,	$27,000	-97.5%	1,040	+2500.0%	0.00%	–
ACN	Sell	ACCENTURE PLCequities	$28,000	-99.9%	170	-1.2%	0.00%	0.0%
CB	Sell	CHUBB CORPequities	$27,000	-99.9%	210	-33.5%	0.00%	-42.9%
PRLB		PROTO LABS INCequities	$26,000	-99.9%	220	0.0%	0.00%	0.0%
ASBPRC		ASSOCIATED BANC PFDpfds, reits,	$26,000	-99.9%	1,000	0.0%	0.00%	0.0%
		CHEMTRADE LOG INC FDequities	$23,000	-99.9%	2,000	0.0%	0.00%	0.0%
		PHOENIX AZ WTRconvertible/	$27,000	-99.9%	25,000	0.0%	0.00%	0.0%
FTV		FORTIVE CORPequities	$23,000	-99.9%	300	0.0%	0.00%	0.0%
ON		ON SEMICONDUCTOR CORPequities	$26,000	-99.9%	1,188	0.0%	0.00%	-20.0%
AGNCB		AGNC INVESTpfds, reits,	$28,000	-99.9%	1,100	0.0%	0.00%	0.0%
		PHOENIX AZconvertible/	$23,000	-99.9%	20,000	0.0%	0.00%	0.0%
ALLPRDCL		ALLSTATE COR PFDpfds, reits,	$26,000	-99.9%	1,000	0.0%	0.00%	0.0%
SAP	New	SAP SEequities	$24,000	–	207	+100.0%	0.00%	–
		Ingersoll-Randconvertible/	$26,000	-99.9%	25,000	0.0%	0.00%	0.0%
SGEN		SEATTLE GENETICS INCequities	$27,000	-99.9%	400	0.0%	0.00%	+33.3%
		REYNOLDS AMERICconvertible/	$26,000	-99.9%	25,000	0.0%	0.00%	0.0%
ALLPRACL		ALLSTATE COR PFDpfds, reits,	$25,000	-99.9%	986	0.0%	0.00%	0.0%
TKR	New	TIMKEN COequities	$24,000	–	551	+100.0%	0.00%	–
PMTPRA		PENNYMAC MORpfds, reits,	$23,000	-99.9%	900	0.0%	0.00%	0.0%
		HEWLETT-PACKARD COconvertible/	$26,000	-99.9%	25,000	0.0%	0.00%	0.0%
		UNIV AZ MED CTRconvertible/	$29,000	-99.9%	25,000	0.0%	0.00%	-20.0%
IBM	Sell	INTL BUSINESS MACHINES CORPequities	$23,000	-100.0%	167	-49.1%	0.00%	-50.0%
NSC	Sell	NORFOLK SOUTHERN CORPequities	$24,000	-100.0%	160	-70.6%	0.00%	-66.7%
		SAFEWAY INCconvertible/	$27,000	-99.9%	29,000	0.0%	0.00%	0.0%
		CANADIAN APT PPTYSpfds, reits,	$26,000	-99.9%	800	0.0%	0.00%	0.0%
BLL		BALL CORPequities	$28,000	-99.9%	800	0.0%	0.00%	-20.0%
		GOLDMAN SACHS GROUPconvertible/	$27,000	-99.9%	25,000	0.0%	0.00%	0.0%
NTAP		NETAPP INCequities	$24,000	-99.9%	300	0.0%	0.00%	+33.3%
		HUTCHINSON MN PURconvertible/	$27,000	-99.9%	25,000	0.0%	0.00%	0.0%
		AMGEN INCconvertible/	$29,000	-99.9%	30,000	0.0%	0.00%	-20.0%
UN		UNILEVER NVequities	$28,000	-99.9%	500	0.0%	0.00%	0.0%
MSI		MOTOROLA SOLUTIONS INCequities	$24,000	-99.9%	202	0.0%	0.00%	+33.3%
SNAP		SNAP INCequities	$26,000	-99.9%	1,970	0.0%	0.00%	-20.0%
GOODM		GLADSTONE COML Cpfds, reits,	$23,000	-99.9%	900	0.0%	0.00%	0.0%
		GEORGIA STconvertible/	$26,000	-99.9%	25,000	0.0%	0.00%	0.0%
		AX ST TRANSN BRDconvertible/	$27,000	-99.9%	25,000	0.0%	0.00%	0.0%
		WATERLOO LA CSDconvertible/	$26,000	-99.9%	25,000	0.0%	0.00%	0.0%
RA		BROOKFIELD REAL ASSETS Iequities	$23,000	-99.9%	1,000	0.0%	0.00%	+33.3%
PSAPRACL	Buy	PUBLIC STORAGE CL Apfds, reits,	$27,000	-96.5%	1,030	+3333.3%	0.00%	–
BIDU		BAIDU INCequities	$24,000	-99.9%	100	0.0%	0.00%	0.0%
TAP	Buy	MOLSON COORS BREWING CO Bequities	$24,000	-99.9%	355	+42.0%	0.00%	+33.3%
EMD	New	WESTERN ASSET EMERGING Mequities	$19,000	–	1,395	+100.0%	0.00%	–
CIOPRA		CITY OFFICEpfds, reits,	$22,000	-99.9%	885	0.0%	0.00%	0.0%
		TOLL BROTHERS INCconvertible/	$19,000	-99.9%	20,000	0.0%	0.00%	0.0%
	New	WSTN MARICOPA ED #2convertible/	$18,000	–	15,000	+100.0%	0.00%	–
		CHEVRON CORPORAconvertible/	$19,000	-99.9%	20,000	0.0%	0.00%	0.0%
KNX	New	KNIGHT TRANS INCequities	$21,000	–	550	+100.0%	0.00%	–
		INGERSOLL-RAND PLCequities	$18,000	-99.9%	200	0.0%	0.00%	0.0%
CNC		CENTENE CORPequities	$22,000	-99.9%	175	0.0%	0.00%	0.0%
CE		CELANESE CORPequities	$22,000	-99.9%	200	0.0%	0.00%	0.0%
		BENTON CNTY WA SD#1convertible/	$17,000	-99.9%	15,000	0.0%	0.00%	0.0%
	New	PHOENIX AZconvertible/	$21,000	–	20,000	+100.0%	0.00%	–
		STATE STREET CORconvertible/	$20,000	-99.9%	20,000	0.0%	0.00%	0.0%
COFPRDCL		CAPITAL ONE FIN PFDpfds, reits,	$19,000	-99.9%	720	0.0%	0.00%	0.0%
MTB	New	M&T BANK CORPequities	$21,000	–	125	+100.0%	0.00%	–
SMP		STANDARD MOTOR PRODSequities	$19,000	-99.9%	400	0.0%	0.00%	0.0%
SFM		SPROUTS FARMERS MARKET INCequities	$21,000	-99.9%	934	0.0%	0.00%	0.0%
		MORGAN STANLEYconvertible/	$20,000	-99.9%	20,000	0.0%	0.00%	0.0%
		GOLDMAN SACHS GROUPconvertible/	$22,000	-99.9%	20,000	0.0%	0.00%	0.0%
GT		GOODYEAR TIRE & RUBBER COequities	$18,000	-99.9%	775	0.0%	0.00%	0.0%
GMRE		GLOBAL MEDICAL REIT INCpfds, reits,	$18,000	-99.9%	2,000	0.0%	0.00%	+50.0%
		GEORGIA PWR COconvertible/	$19,000	-99.9%	20,000	0.0%	0.00%	0.0%
AET		AETNA INCequities	$21,000	-99.9%	115	0.0%	0.00%	0.0%
DLNGPRA		DYNAGAS LNG PARpfds, reits,	$19,000	-99.9%	750	0.0%	0.00%	0.0%
	New	AZ ST CTFS PARTconvertible/	$17,000	–	15,000	+100.0%	0.00%	–
		HARRIS CNTY TXconvertible/	$17,000	-99.9%	15,000	0.0%	0.00%	0.0%
		BALTIMORE GAS ELEconvertible/	$18,000	-99.9%	20,000	0.0%	0.00%	0.0%
		CHUBB CORPconvertible/	$19,000	-99.9%	20,000	0.0%	0.00%	0.0%
HE		HAWAIIAN ELECTRIC INDUSTRIES INCequities	$17,000	-99.9%	500	0.0%	0.00%	0.0%
CHSCL		CHS INCpfds, reits,	$20,000	-99.9%	700	0.0%	0.00%	0.0%
APH		AMPHENOL CORPequities	$17,000	-99.9%	200	0.0%	0.00%	0.0%
		FORD HLDG LLCconvertible/	$20,000	-99.9%	15,000	0.0%	0.00%	0.0%
HEP	New	HOLLY ENE PARTNERSpfds, reits,	$21,000	–	750	+100.0%	0.00%	–
VOD		VODAFONE GROUP PLCequities	$19,000	-99.9%	800	0.0%	0.00%	-25.0%
		FREDDIE MACconvertible/	$21,000	-99.9%	21,000	0.0%	0.00%	0.0%
MCHP	New	MICROCHIP TECH INCequities	$18,000	–	200	+100.0%	0.00%	–
		MICROSOFT CORPconvertible/	$20,000	-99.9%	20,000	0.0%	0.00%	0.0%
		FANNIE MAEconvertible/	$21,000	-99.9%	22,000	0.0%	0.00%	0.0%
		QVC, INC.convertible/	$19,000	-99.9%	20,000	0.0%	0.00%	0.0%
		MICROSOFT CORPconvertible/	$20,000	-99.9%	20,000	0.0%	0.00%	0.0%
BK		BANK OF NY MELLON CORPequities	$22,000	-99.9%	400	0.0%	0.00%	0.0%
SA		SEABRIDGE GOLD INCequities	$17,000	-99.9%	1,525	0.0%	0.00%	0.0%
		TEXAS STATE B7convertible/	$22,000	-99.9%	20,000	0.0%	0.00%	-25.0%
ITW		ILLINOIS TOOL WORKSequities	$21,000	-99.9%	150	0.0%	0.00%	-25.0%
BANCPRE		BANC CALLIF INCpfds, reits,	$21,000	-99.9%	800	0.0%	0.00%	0.0%
IRT		INDEPENDENCE REALTY TRUST INCpfds, reits,	$21,000	-99.9%	2,000	0.0%	0.00%	0.0%
TPR		TAPESTRY INC.equities	$19,000	-99.9%	400	0.0%	0.00%	0.0%
ES	Buy	EVERSOURCE ENERGYequities	$21,000	-99.9%	364	+2.5%	0.00%	0.0%
SYF		SYNCHRONY FINANCIALequities	$18,000	-99.9%	550	0.0%	0.00%	0.0%
AAWW		ATLAS AIR WORLDWIDE HOLDINGS INCequities	$20,000	-99.9%	285	0.0%	0.00%	0.0%
		INTEL CORPconvertible/	$19,000	-99.9%	20,000	0.0%	0.00%	0.0%
NDSN		NORDSON CORPequities	$19,000	-99.9%	150	0.0%	0.00%	0.0%
		PNC FINANCIAL SRVconvertible/	$20,000	-99.9%	20,000	0.0%	0.00%	0.0%
		EDINA MN ISD NO273convertible/	$21,000	-99.9%	20,000	0.0%	0.00%	0.0%
		COLAS SA ORDequities	$21,000	-99.9%	100	0.0%	0.00%	-25.0%
		MEDTRONIC INCconvertible/	$20,000	-99.9%	20,000	0.0%	0.00%	0.0%
ADNT	Sell	ADIENT PLCequities	$21,000	-99.9%	417	-17.6%	0.00%	-40.0%
TWLO		TWILIO INCequities	$17,000	-99.9%	300	0.0%	0.00%	+50.0%
DNKN		DUNKIN BRANDS GROUP INCequities	$21,000	-99.9%	300	0.0%	0.00%	0.0%
		LIBERTY INTERACTIVEconvertible/	$18,000	-99.9%	17,000	0.0%	0.00%	0.0%
SRE	Sell	SEMPRA ENERGYequities	$22,000	-99.9%	187	-4.1%	0.00%	0.0%
POR		PORTLAND GENERAL ELECequities	$21,000	-99.9%	500	0.0%	0.00%	0.0%
SCCO		SOUTHERN COPPER CORPequities	$19,000	-99.9%	400	0.0%	0.00%	0.0%
		AUSTIN TX CODconvertible/	$22,000	-99.9%	20,000	0.0%	0.00%	0.0%
		CITY OF SAN ANTONIOconvertible/	$17,000	-99.9%	15,000	0.0%	0.00%	0.0%
		DELAWARE STconvertible/	$17,000	-99.9%	15,000	0.0%	0.00%	0.0%
IMCB		ISHARES MORNINGSTAR MC ETFequities	$22,000	-99.9%	119	0.0%	0.00%	0.0%
PHD	New	PIONEER FLOATING RATE Cequities	$21,000	–	1,842	+100.0%	0.00%	–
SHV	New	ISHARES SHORT TREASURYequities	$21,000	–	190	+100.0%	0.00%	–
SLV		ISHARES SILVER TRUSTequities	$20,000	-99.9%	1,300	0.0%	0.00%	0.0%
		Delaware Stconvertible/	$17,000	-99.9%	15,000	0.0%	0.00%	0.0%
		VALE SAequities	$17,000	-99.9%	1,350	0.0%	0.00%	0.0%
		BERKSHIRE HATHAconvertible/	$19,000	-99.9%	20,000	0.0%	0.00%	0.0%
DASTY		DASSAULT SYSTEMS SA ADRFequities	$21,000	-99.9%	150	0.0%	0.00%	0.0%
		AUSTIN TX ISDconvertible/	$17,000	-99.9%	15,000	0.0%	0.00%	0.0%
AAL	Buy	AMERICAN AIRLINES GROUP INCequities	$19,000	-99.9%	506	+0.2%	0.00%	-25.0%
		CORPUS CHRISTI TXconvertible/	$17,000	-99.9%	15,000	0.0%	0.00%	0.0%
WW		WEIGHT WATCHERS INTLequities	$20,000	-99.8%	200	0.0%	0.00%	+50.0%
CLR		CONTINENTAL RESOURCES INCequities	$19,000	-99.9%	300	0.0%	0.00%	0.0%
CNSL		CONS COMM HLDGSequities	$18,000	-99.9%	1,480	0.0%	0.00%	0.0%
VER		VEREIT INCpfds, reits,	$17,000	-99.9%	2,225	0.0%	0.00%	+50.0%
AKAM		AKAMIA TECHNOLOGIES INCequities	$22,000	-99.9%	300	0.0%	0.00%	0.0%
KPTI		KARYOPHARM THERAPTICequities	$20,000	-99.9%	1,200	0.0%	0.00%	0.0%
	New	PIMA CN AZ USD #1convertible/	$21,000	–	20,000	+100.0%	0.00%	–
		COMCASE CORPORATIconvertible/	$19,000	-99.9%	20,000	0.0%	0.00%	0.0%
MFC		MANULIFE FINANCIAL CORPequities	$18,000	-99.9%	1,000	0.0%	0.00%	0.0%
		NEW YORK N Yconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
STM		STMICROELETRONICS NVequities	$11,000	-99.9%	515	0.0%	0.00%	0.0%
BKH		BLACK HILLS CORPequities	$15,000	-99.9%	250	0.0%	0.00%	0.0%
SNVPRCCL		SYNOVUS FINApfds, reits,	$15,000	-99.9%	600	0.0%	0.00%	0.0%
TGNA	New	TEGNA INCequities	$11,000	–	1,000	+100.0%	0.00%	–
	New	STATE OF TEXASconvertible/	$11,000	–	10,000	+100.0%	0.00%	–
		TX TRANS ST HWY FDconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
TOL		TOLL BROTHERS INCequities	$11,000	-99.9%	300	0.0%	0.00%	0.0%
		TOYOTA AUTO RECEIVAconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		TUCSON AZ WTRconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
TWTR		TWITTER INCequities	$11,000	-99.8%	245	0.0%	0.00%	+100.0%
TWOPRA		TWO HARBORSpfds, reits,	$16,000	-99.9%	600	0.0%	0.00%	-33.3%
UMHPRC		UMH PROPERTIEpfds, reits,	$13,000	-99.9%	500	0.0%	0.00%	0.0%
		BROWARD CNTY FL ARPconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		U S BANCORPconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
BC	New	BRUNSWICK CORPequities	$12,000	–	186	+100.0%	0.00%	–
		UTAH STconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
VEU		VANGUARD FTSE ALL WORLD EX-US ETFequities	$14,000	-99.9%	279	0.0%	0.00%	0.0%
CBS		CBS CORPequities	$11,000	-99.9%	200	0.0%	0.00%	0.0%
VET		VERMILION ENERGY INCequities	$14,000	-99.9%	400	0.0%	0.00%	0.0%
		VISA INCconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
WAB		WABTECequities	$10,000	-99.9%	100	0.0%	0.00%	+100.0%
		WELLS FARGO BK NAconvertible/	$12,000	-99.9%	12,000	0.0%	0.00%	0.0%
WEN	New	WENDY'S COequities	$15,000	–	881	+100.0%	0.00%	–
CVS	Sell	CVS HEALTH CORPequities	$16,000	-99.9%	252	-1.2%	0.00%	-33.3%
		CVS HEALTH CORPconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		WISCONSIN STATEconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
WPX	Buy	WPW ENERGY INCequities	$11,000	-99.9%	600	+20.0%	0.00%	+100.0%
WYND		WYNDHAM DESTINATIONS INCequities	$12,000	-100.0%	275	0.0%	0.00%	-60.0%
WH	New	WYNDHAM HOTELS & RESORTSequities	$16,000	–	275	+100.0%	0.00%	–
XPO		XPO LOGISTICS INCequities	$15,000	-99.9%	150	0.0%	0.00%	0.0%
Z		ZILLOW GROUP INC CL Cequities	$12,000	-99.9%	200	0.0%	0.00%	0.0%
		WIRECARD AG BERLIN ORDequities	$16,000	-99.9%	100	0.0%	0.00%	0.0%
		CA INCconvertible/	$15,000	-99.9%	15,000	0.0%	0.00%	0.0%
AFHBL		ATLAS FINANCIALpfds, reits,	$10,000	-99.9%	400	0.0%	0.00%	0.0%
GLOGPRA		GASLOG LTDpfds, reits,	$11,000	-99.9%	400	0.0%	0.00%	0.0%
GBLIL		GLOBAL INDEMNIpfds, reits,	$15,000	-99.9%	600	0.0%	0.00%	0.0%
CCMP		CABOT MICROELECTRONICS CORPequities	$16,000	-99.9%	148	0.0%	0.00%	-33.3%
	New	NOVO-NORDISKequities	$12,000	–	250	+100.0%	0.00%	–
		CALIFORNIA STconvertible/	$16,000	-99.9%	15,000	0.0%	0.00%	-33.3%
		CALIFORNIA STconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
GLOPPRA		GASLOG PARTNERS LPpfds, reits,	$13,000	-99.9%	500	0.0%	0.00%	0.0%
HMLPPRA		HOEGH LNG PARpfds, reits,	$13,000	-99.9%	500	0.0%	0.00%	0.0%
TGPPRA		TEEKAY LNG PARTNpfds, reits,	$13,000	-99.9%	534	0.0%	0.00%	0.0%
		CALIFORNIA STconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
COF		CAPITAL ONE FINL CORPequities	$14,000	-99.9%	150	0.0%	0.00%	0.0%
CAH		CARDINAL HEALTH INCequities	$10,000	-99.9%	200	0.0%	0.00%	0.0%
KMX		CARMAX INCequities	$15,000	-99.9%	200	0.0%	0.00%	0.0%
		CATERPILLAR INCconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
	New	CHANDLER AZconvertible/	$11,000	–	10,000	+100.0%	0.00%	–
CIMPRA		CHIMERA INVESTMEpfds, reits,	$11,000	-99.9%	416	0.0%	0.00%	0.0%
CIMPRB		CHIMERA INVESTMEpfds, reits,	$11,000	-99.9%	418	0.0%	0.00%	0.0%
CPRLCL		CITIGROUP INpfds, reits,	$11,000	-99.9%	419	0.0%	0.00%	0.0%
CPRK		CITIGROUP INC PFDpfds, reits,	$14,000	-99.9%	510	0.0%	0.00%	0.0%
CORRPRA		CORENERGY INFpfds, reits,	$14,000	-99.9%	550	0.0%	0.00%	0.0%
CCI		CROWN CASTLE INTL CORPpfds, reits,	$15,000	-99.9%	140	0.0%	0.00%	0.0%
DHR	New	DANAHER CORPequities	$13,000	–	133	+100.0%	0.00%	–
DVA		DAVITA INCequities	$16,000	-99.9%	237	0.0%	0.00%	0.0%
DE	Buy	DEERE & COequities	$15,000	-99.9%	107	+15.1%	0.00%	0.0%
		AMERICAN EXPRESSconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
D	Buy	DOMINION RESOURCES INCequities	$15,000	-98.8%	223	+1073.7%	0.00%	–
		AMERICAN HONDAconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		DOW CHEMICAL COconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		DRIPPING SPRING TXconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
EOG		EOG RESOURCES INCequities	$12,000	-99.9%	100	0.0%	0.00%	0.0%
ETV		EATON VANCE TAX MGD BUYequities	$14,000	-99.9%	929	0.0%	0.00%	0.0%
EBAY	Buy	EBAY INCequities	$10,000	-99.8%	264	+83.3%	0.00%	+100.0%
ENB		ENBRIDGE INCequities	$16,000	-99.9%	460	0.0%	0.00%	0.0%
		ENERGY NW WA ELEC Rconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		AMERICAN TOWER COconvertible/	$15,000	-99.9%	15,000	0.0%	0.00%	0.0%
EQR		EQUITY RESIDENTIALpfds, reits,	$15,000	-99.9%	233	0.0%	0.00%	0.0%
FDS		FACTSET RESEARCH SYSTEMSequities	$10,000	-99.9%	50	0.0%	0.00%	0.0%
FE		FIRSTENERGYequities	$13,000	-99.9%	350	0.0%	0.00%	0.0%
	New	FLAGSTAFF AZconvertible/	$11,000	–	10,000	+100.0%	0.00%	–
		FORD MOTOR COMPconvertible/	$15,000	-99.9%	15,000	0.0%	0.00%	0.0%
		FORD MOTOR CREDITconvertible/	$14,000	-99.9%	13,000	0.0%	0.00%	0.0%
	New	FT BEND CTY TEXconvertible/	$15,000	–	15,000	+100.0%	0.00%	–
FCX	Sell	FREEPORT-MCMORAN INCequities	$15,000	-99.9%	877	-39.6%	0.00%	-50.0%
		GTE CORPconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
APC	Sell	ANADARKO PETROLEUM CORPequities	$11,000	-99.9%	147	-51.0%	0.00%	-33.3%
GPC	Buy	GENUINE PARTS COequities	$16,000	-99.9%	176	+18.9%	0.00%	0.0%
GAINN		GLADSTONE INVESTpfds, reits,	$14,000	-99.9%	550	0.0%	0.00%	0.0%
GSK	Buy	GLAXOSMITHKLINE PLC ADRequities	$11,000	-99.9%	275	+25.0%	0.00%	+100.0%
GNLPRA		GLOBAL NET LEASpfds, reits,	$15,000	-99.9%	600	0.0%	0.00%	0.0%
		GRD FORKS ND SANIconvertible/	$15,000	-99.9%	15,000	0.0%	0.00%	0.0%
HTGM		HTG MOLECULAR DIAG INCequities	$11,000	-99.9%	3,500	0.0%	0.00%	0.0%
AIV		APT INVT MGMT COpfds, reits,	$11,000	-99.9%	267	0.0%	0.00%	0.0%
THGA		HANOVER INSURANpfds, reits,	$13,000	-99.9%	500	0.0%	0.00%	0.0%
HCN		WELLTOWER INCpfds, reits,	$13,000	-99.9%	208	0.0%	0.00%	0.0%
		HEWLETT-PACKARD COconvertible/	$16,000	-99.9%	15,000	0.0%	0.00%	-33.3%
HIW		HIGHWOODS PPTYpfds, reits,	$15,000	-99.9%	297	0.0%	0.00%	0.0%
ARIPRC		APOLLO COML REALpfds, reits,	$10,000	-99.9%	400	0.0%	0.00%	0.0%
APHA		APHRIA INCequities	$10,000	-99.9%	1,140	0.0%	0.00%	0.0%
		IN ST FA REVconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
ICE		INTERCONTINENTAL EXCHANGE INCequities	$10,000	-99.9%	140	0.0%	0.00%	0.0%
AMAT		APPLIED MATERIALS INCequities	$16,000	-99.9%	352	0.0%	0.00%	-33.3%
IQ	New	IQIYI INCequities	$16,000	–	500	+100.0%	0.00%	–
		IRVING TX WWKS/SWRconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		JEA FL ELEC SYS REVconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
JD		JD.COM INCequities	$16,000	-99.9%	400	0.0%	0.00%	-33.3%
		KENDALL CNTY Il Cconvertible/	$15,000	-99.9%	15,000	0.0%	0.00%	0.0%
ARESPRA		ARES MANAGEMENTpfds, reits,	$16,000	-99.9%	600	0.0%	0.00%	0.0%
		KLEIN TX ISDconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
KOPN		KOPIN CORPequities	$15,000	-99.9%	5,200	0.0%	0.00%	-33.3%
		AZ BD REGENTS UNIVconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
LPI		LAREDO PETE INCequities	$13,000	-99.9%	1,400	0.0%	0.00%	0.0%
		AZ BD REGENTS UNIVconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
		AZ HLTH FAC AUTHconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
LII		LENNOX INTL INCequities	$10,000	-99.9%	50	0.0%	0.00%	0.0%
		AZ ST LOTTERYconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		AZ ST TRANSN BRDconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		AZ TRANS EXCISE TAXconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		LOWER CO RIV AUTH Tconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
MDU	New	MDU RESOURCES GROUPequities	$11,000	–	375	+100.0%	0.00%	–
MIC		MACQUARIE INFRASTRUCTUREequities	$10,000	-99.9%	240	0.0%	0.00%	+100.0%
		AZ ST TRANS BRD HWYconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		AZ TRANS BRD HWYconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
MPC	Sell	MARATHON PETRO CORPequities	$10,000	-100.0%	146	-97.3%	0.00%	-96.8%
		MARICOPA AZ CODconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		MARICOPA AZ SD #4convertible/	$16,000	-99.9%	15,000	0.0%	0.00%	-33.3%
		MARICOPA AZ SD #38convertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
		MA STconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		MA ST WTR RES AUTHconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
MELI		MERCADOLIBRE INCequities	$15,000	-99.9%	50	0.0%	0.00%	-33.3%
		AZ WTR INFRA FA REVconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
MET		METLIFE INCequities	$10,000	-99.9%	235	0.0%	0.00%	0.0%
		MI ST BLDG AUTHconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		MO ST HWY/TRANSconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		MP WSTRN ST UNIVconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		MO ST HLTH/EDconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
	New	MONTANA STATE Bconvertible/	$10,000	–	10,000	+100.0%	0.00%	–
		MORGAN STANLEYconvertible/	$13,000	-99.9%	13,000	0.0%	0.00%	0.0%
NTTNP		NATIONAL GENERpfds, reits,	$10,000	-99.9%	400	0.0%	0.00%	0.0%
ATHX		ATHERSYS INCequities	$10,000	-99.9%	5,000	0.0%	0.00%	+100.0%
NTGR		NETGEARequities	$15,000	-99.9%	240	0.0%	0.00%	0.0%
NBIX		NEUROCRINE BIOSCIENCESequities	$10,000	-99.9%	100	0.0%	0.00%	+100.0%
NEWM		NEW MEDIA INV GRP INCequities	$13,000	-99.9%	721	0.0%	0.00%	0.0%
SNR		NEW SENIOR INV GRP INCequities	$13,000	-99.9%	1,666	0.0%	0.00%	0.0%
		NY ST DORM AUTH S/Tconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		NY ST DORM AUTH PERconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
NEM		NEWMONT MINING CORPequities	$10,000	-99.9%	275	0.0%	0.00%	0.0%
NBL		NOBLE ENERGY INCequities	$14,000	-99.9%	390	0.0%	0.00%	0.0%
		NC MUN PWR CA ELECconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
		OHIO STconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		OH ST WTR POLL REVconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		AUSTIN TX WTR & WSTconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
OXLCM		OXFORD LANE Cpfds, reits,	$15,000	-99.9%	600	0.0%	0.00%	0.0%
PAAS		PAN AMERICAN SILVER CPequities	$13,000	-99.9%	700	0.0%	0.00%	0.0%
		PA ST TPK COMMN TPKconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PEPSICO INCORPORconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PHOENIX AZ CVC ARPTconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PHOENIX AZ CVC ARPTconvertible/	$16,000	-99.9%	15,000	0.0%	0.00%	-33.3%
A		AGILENT TECHNOLOGIES INCequities	$16,000	-99.9%	253	0.0%	0.00%	-33.3%
BBTPRG		BB&T CORPpfds, reits,	$14,000	-99.9%	550	0.0%	0.00%	0.0%
		PHOENIX AZ WST WTRconvertible/	$12,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PHOENIX AZ WTRconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PHOENIX AZ WTRconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PHOENIX AZ CVC IMPconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PIMA CN AZ IDA Econvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PIMA CN AZ IDAconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
		PIMA CN AZ SWRconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
BGS		B&G FOODS INCequities	$15,000	-99.9%	500	0.0%	0.00%	0.0%
PRH		PRUDENTIAL FINLpfds, reits,	$13,000	-99.9%	518	0.0%	0.00%	0.0%
		BNP PARIBASconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
PSTG	New	PURE STORAGE INCequities	$14,000	–	600	+100.0%	0.00%	–
BANF		BANCFIRST CORP OKequities	$12,000	-99.9%	202	0.0%	0.00%	0.0%
		RALPH LAUREN COconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
RYN		RAYONIERpfds, reits,	$14,000	-99.9%	357	0.0%	0.00%	0.0%
		REGL TRAN DST CO COconvertible/	$11,000	-99.9%	10,000	0.0%	0.00%	0.0%
REN	New	RESOLUTE ENERGY CORPequities	$12,000	–	400	+100.0%	0.00%	–
QSR	New	RESTAURANT BRANDSequities	$14,000	–	224	+100.0%	0.00%	–
RPAI		RETAIL PROP OF AMERICA INCpfds, reits,	$15,000	-99.9%	1,209	0.0%	0.00%	0.0%
RVNC	Buy	REVANCE THERAPEUTICSequities	$12,000	-99.9%	439	+65.7%	0.00%	+100.0%
		ROSEMONT ILconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		ROYAL BANK CANADconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
		SALT RIVER PROJ AZconvertible/	$15,000	-99.9%	15,000	0.0%	0.00%	0.0%
		BK NY MELLON CORconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
SCHD		SCHWAB US DIV EQUITY ETFequities	$10,000	-99.9%	200	0.0%	0.00%	0.0%
	New	SCOTTSDALE AZconvertible/	$11,000	–	10,000	+100.0%	0.00%	–
	New	SCOTTSDALE AZ W/convertible/	$11,000	–	10,000	+100.0%	0.00%	–
	New	SCOTTSDALE AZ W/convertible/	$11,000	–	10,000	+100.0%	0.00%	–
GOLD		BARRICK GOLD CORPequities	$13,000	-99.9%	1,000	0.0%	0.00%	0.0%
XLK		TECH SELECT SECTOR SPDR FDequities	$14,000	-99.9%	200	0.0%	0.00%	0.0%
SHPG	New	SHIRE PLCequities	$10,000	–	60	+100.0%	0.00%	–
SIEGY		SIEMENS AGequities	$13,000	-99.9%	200	0.0%	0.00%	0.0%
SPG	Sell	SIMON PPTY GRPequities	$12,000	-100.0%	72	-88.1%	0.00%	-86.7%
SWKS		SKYWORKS SOLUTIONS INCequities	$10,000	-99.9%	100	0.0%	0.00%	0.0%
		BERKSHIRE HATHAWAYconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
SOHOB		SOTHERLY HOTELSpfds, reits,	$15,000	-99.9%	577	0.0%	0.00%	0.0%
SOHOO		SOTHERLY HOTpfds, reits,	$15,000	-99.9%	600	0.0%	0.00%	0.0%
		STARBUCKS CORPconvertible/	$10,000	-99.9%	10,000	0.0%	0.00%	0.0%
MGC		VANGUARD MGC ETFequities	$5,000	-99.9%	55	0.0%	0.00%	0.0%
VRX		VALEANT PHARMA INTL INCequities	$8,000	-99.9%	360	0.0%	0.00%	0.0%
KIM		KIMCO REALTYequities	$7,000	-99.9%	406	0.0%	0.00%	0.0%
		PIMA CNTY AZconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
KEYS		KEYSIGHT TECHNOLOGIESequities	$7,000	-99.9%	126	0.0%	0.00%	0.0%
SCI	New	SERVICE CORP INTLequities	$4,000	–	99	+100.0%	0.00%	–
		SERVICEMASTER CO LTDconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
KYN		KAYNE ANDERSON MLP INVequities	$9,000	-99.9%	497	0.0%	0.00%	0.0%
OLED		UNIVERSAL DISPLAY CORPequities	$9,000	-99.9%	100	0.0%	0.00%	-50.0%
KSU		KANSAS CITY SOUTHERNequities	$7,000	-99.9%	67	0.0%	0.00%	0.0%
JPMPRFCL		JPMORGAN CHASE PFDpfds, reits,	$9,000	-99.9%	333	0.0%	0.00%	0.0%
JPMPRBCL		JPMORGAN CHASEpfds, reits,	$4,000	-99.9%	155	0.0%	0.00%	0.0%
JPMPRACL		JP MORGANpfds, reits,	$6,000	-99.9%	227	0.0%	0.00%	0.0%
SCZ		ISHARES MSCI EAFE SCequities	$8,000	-99.9%	124	0.0%	0.00%	0.0%
IWB		ISHARES RUSSELL 1000 ETFequities	$8,000	-99.9%	52	0.0%	0.00%	0.0%
PBI	New	PITNEY BOWES INCequities	$6,000	–	700	+100.0%	0.00%	–
PVD		BANCO BILBAO VIZCAYA ARGENTINA SAequities	$4,000	-99.9%	633	0.0%	0.00%	0.0%
AAOI		APPLIED OPTOELECTRONequities	$9,000	-99.8%	200	0.0%	0.00%	0.0%
IVRPRB		INVESCO MTG Cpfds, reits,	$4,000	-99.9%	150	0.0%	0.00%	0.0%
IVRPRA		INVESCO MTG Cpfds, reits,	$5,000	-99.9%	200	0.0%	0.00%	0.0%
XON		INTREXONequities	$4,000	-99.9%	300	0.0%	0.00%	0.0%
IEH		INTEGRYS ENERGY GRpfds, reits,	$7,000	-99.9%	267	0.0%	0.00%	0.0%
PX	Sell	PRAXAIR INCequities	$5,000	-99.9%	30	-33.3%	0.00%	0.0%
		HUSKY ENERGY INCconvertible/	$7,000	-99.9%	7,000	0.0%	0.00%	0.0%
PBH		PRESTIGE BRANDS HOLDINGSequities	$8,000	-99.9%	200	0.0%	0.00%	0.0%
HMC	New	HONDA MOTORequities	$4,000	–	140	+100.0%	0.00%	–
PFG		PRINCIPAL FINANCIALequities	$5,000	-99.9%	100	0.0%	0.00%	0.0%
		HOMEAWAY INCconvertible/	$9,000	-99.9%	10,000	0.0%	0.00%	0.0%
HPQ		HP INCequities	$4,000	-99.9%	187	0.0%	0.00%	0.0%
HTGXCL		HERCULES CAPITApfds, reits,	$4,000	-99.9%	162	0.0%	0.00%	0.0%
HP	Sell	HELMERICH & PAYNE INCequities	$6,000	-100.0%	100	-96.9%	0.00%	-97.1%
		TEMPE AZconvertible/	$6,000	-99.9%	5,000	0.0%	0.00%	0.0%
APOPRA		APOLLO GLOBALpfds, reits,	$8,000	-99.9%	310	0.0%	0.00%	0.0%
GWRE	New	GUIDEWARE SOFTWAREequities	$4,000	–	50	+100.0%	0.00%	–
ATVI		ACTIVISION BLIZZARD INCequities	$5,000	-99.9%	63	0.0%	0.00%	0.0%
TEF		TELEFONICA SAequities	$8,000	-99.9%	988	0.0%	0.00%	-50.0%
GOV	New	GOVERNMENT PPTY INCM TRpfds, reits,	$8,000	–	500	+100.0%	0.00%	–
TTM		TATA MOTORS LTDequities	$8,000	-99.9%	400	0.0%	0.00%	-50.0%
GSPRK		GOLDMAN SACHpfds, reits,	$5,000	-99.9%	178	0.0%	0.00%	0.0%
ATRS		ANTARES PHARMA INCequities	$8,000	-99.9%	3,000	0.0%	0.00%	0.0%
AKAOQ		ACHAOGEN INCequities	$9,000	-99.9%	1,000	0.0%	0.00%	-50.0%
GMGMQ		GENERAL MOTORS COequities	$4,000	-99.9%	95	0.0%	0.00%	0.0%
		GENERAL ELECTRIC COconvertible/	$9,000	-99.9%	9,000	0.0%	0.00%	0.0%
GD	Sell	GENERAL DYNAMICS CORPequities	$9,000	-100.0%	50	-41.2%	0.00%	-66.7%
GWPH	New	GW PHARMACEUTICALS PLCequities	$4,000	–	32	+100.0%	0.00%	–
ALLYPRA		GMAC CAPITAL Tpfds, reits,	$8,000	-99.9%	300	0.0%	0.00%	0.0%
		AMERIPRISE FINANCIAL INCequities	$8,000	-99.9%	60	0.0%	0.00%	0.0%
UZB		UNITED STATES Cpfds, reits,	$8,000	-99.9%	300	0.0%	0.00%	0.0%
FITB	Buy	FIFTH THIRD BANCORPequities	$8,000	-99.8%	265	+134.5%	0.00%	0.0%
		FAU FIN CORP FLconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
	New	AMERISOURCEBERGEN CORPequities	$5,000	–	55	+100.0%	0.00%	–
		FAIRFAX FINANCE PFDpfds, reits,	$9,000	-99.9%	500	0.0%	0.00%	0.0%
DGX		QUEST DIAGNOSTIC INCequities	$6,000	-99.9%	51	0.0%	0.00%	0.0%
HACK		PUREFUNDS ISE CYBER SECURITY ETFequities	$9,000	-99.9%	250	0.0%	0.00%	0.0%
AAN		AARONS INCequities	$9,000	-99.9%	200	0.0%	0.00%	0.0%
SAN	Sell	BANCO SANTANDER SAequities	$5,000	-99.9%	922	-30.0%	0.00%	0.0%
		EXPEDIA INCconvertible/	$7,000	-99.9%	7,000	0.0%	0.00%	0.0%
BANCPRD		BANC CALIF Lpfds, reits,	$8,000	-99.9%	300	0.0%	0.00%	0.0%
		EXPEDIA INCconvertible/	$7,000	-99.9%	7,000	0.0%	0.00%	0.0%
AWK		AMERICAN WATER WORKS COequities	$9,000	-99.9%	100	0.0%	0.00%	0.0%
EQXGF	New	EQUINOX GOLD CORPequities	$5,000	–	7,130	+100.0%	0.00%	–
BOE		BLACKROCK GLOBAL OPP EQ TRUSTequities	$7,000	-99.9%	661	0.0%	0.00%	0.0%
UAA		UNDER ARMOUR INC CL Aequities	$4,000	-99.9%	200	0.0%	0.00%	0.0%
ETR		ENTERGY CORPequities	$5,000	-99.9%	62	0.0%	0.00%	0.0%
EEP		ENBRIDGE ENERGY PTNRS LPpfds, reits,	$4,000	-99.9%	400	0.0%	0.00%	0.0%
ECL		ECOLAB INCequities	$7,000	-99.9%	50	0.0%	0.00%	0.0%
REPH		RECRO PHARMA INCequities	$5,000	-100.0%	1,000	0.0%	0.00%	-50.0%
BLK		BLACKROCK INCequities	$8,000	-99.9%	16	0.0%	0.00%	0.0%
EBIX		EBIX INCequities	$8,000	-99.9%	100	0.0%	0.00%	0.0%
ETY		EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities	$5,000	-99.9%	420	0.0%	0.00%	0.0%
RFPRB		REGIONS FINApfds, reits,	$4,000	-99.9%	130	0.0%	0.00%	0.0%
		EATON CORPconvertible/	$6,000	-99.9%	6,000	0.0%	0.00%	0.0%
BACPRWCL		BANK OF AMERpfds, reits,	$9,000	-99.9%	326	0.0%	0.00%	0.0%
EPR		EPR PROPERTIESpfds, reits,	$6,000	-99.9%	86	0.0%	0.00%	0.0%
DLB		DOLBY LABS INCequities	$4,000	-99.9%	63	0.0%	0.00%	0.0%
DIA	Buy	SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities	$9,000	-99.9%	36	+44.0%	0.00%	0.0%
DVMT		DELL TECH INCequities	$9,000	-99.9%	111	0.0%	0.00%	0.0%
UBNT		UBIQUITI NETWORKS INCequities	$6,000	-99.9%	70	0.0%	0.00%	0.0%
STTPRCCL		STATE STREETpfds, reits,	$4,000	-99.9%	159	0.0%	0.00%	0.0%
STTPRECL		STATE STREET CORpfds, reits,	$7,000	-99.9%	280	0.0%	0.00%	0.0%
TWOPRB		TWO HARBORSpfds, reits,	$9,000	-99.9%	350	0.0%	0.00%	0.0%
	New	ASX LIMITEDequities	$7,000	–	150	+100.0%	0.00%	–
ED	Sell	CONSOLIDATED EDISON INCequities	$8,000	-99.9%	100	-18.7%	0.00%	-50.0%
		TUCSON AZconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
ROST		ROSS STORES INCequities	$4,000	-99.9%	45	0.0%	0.00%	0.0%
AABA		ALTABA INCequities	$7,000	-99.9%	100	0.0%	0.00%	0.0%
TRVG		TRIVAGO NVequities	$4,000	-99.9%	950	0.0%	0.00%	0.0%
RDSB		ROYAL DUTCH SHELL PLCpfds, reits,	$7,000	-99.9%	103	0.0%	0.00%	0.0%
CPRCCL		CITIGROUP INC - PFD SERIES Cpfds, reits,	$4,000	-99.9%	157	0.0%	0.00%	0.0%
		CISCO SYSTEMS INCconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
CHTR		CHARTER COMMUNICATIONSequities	$4,000	-99.9%	15	0.0%	0.00%	0.0%
ALLPRECL		ALLSTATE CORpfds, reits,	$4,000	-99.9%	143	0.0%	0.00%	0.0%
CVE		CENOVUS ENERGY INCequities	$6,000	-99.9%	622	0.0%	0.00%	0.0%
		CATERPILLAR FINL SVCS CORPconvertible/	$8,000	-99.9%	8,000	0.0%	0.00%	0.0%
	New	CARS.COM INCequities	$9,000	–	333	+100.0%	0.00%	–
CCL		CARNIVAL CORPequities	$9,000	-99.9%	150	0.0%	0.00%	-50.0%
CARA		CARA THERAPEUTICS INCequities	$8,000	-99.8%	400	0.0%	0.00%	0.0%
CNI		CANADIAN NATIONAL RAILWAY COequities	$7,000	-99.9%	90	0.0%	0.00%	0.0%
	New	BLACK CREEK DIVERSIFIEDequities	$8,000	–	1,065	+100.0%	0.00%	–
TRP		TRANSCANADA CORPequities	$9,000	-99.9%	200	0.0%	0.00%	0.0%
SYLD		CAMBRIA SHAREHOLDER YLD ETFequities	$8,000	-99.9%	200	0.0%	0.00%	0.0%
		CALIFORNIA STconvertible/	$6,000	-99.9%	5,000	0.0%	0.00%	0.0%
AVGO		BROADCOM INCequities	$4,000	-99.9%	17	0.0%	0.00%	0.0%
		INDEPENDENCE GROUP ORDequities	$6,000	-99.9%	1,500	0.0%	0.00%	0.0%
SFL		SHIP FINANCE INTLequities	$9,000	-99.9%	600	0.0%	0.00%	0.0%
		BANK OF AMERICAconvertible/	$7,000	-99.9%	7,000	0.0%	0.00%	0.0%
STX		SEAGATE TECHNOLOGYequities	$7,000	-99.9%	132	0.0%	0.00%	0.0%
PUKPR		PRUDENTIAL PLC PFDpfds, reits,	$5,000	-99.9%	200	0.0%	0.00%	0.0%
MRVL		MARVELL TECH GRP LTDequities	$5,000	-99.9%	210	0.0%	0.00%	0.0%
INFO		IHS MARKIT LTDequities	$4,000	-99.9%	71	0.0%	0.00%	0.0%
GBLIZ		GLOBAL INDEMNITpfds, reits,	$6,000	-99.9%	250	0.0%	0.00%	0.0%
BG		BUNGE LTDequities	$4,000	-99.9%	52	0.0%	0.00%	0.0%
AMBA		AMBARELLA INCequities	$4,000	-99.9%	100	0.0%	0.00%	0.0%
ALKS		ALKERMES PLCequities	$8,000	-99.9%	200	0.0%	0.00%	-50.0%
ZG		ZILLOW GROUP INC CL Aequities	$6,000	-99.9%	100	0.0%	0.00%	0.0%
WBT	New	WELBILT INCequities	$4,000	–	201	+100.0%	0.00%	–
WBC		WABCO HLDG INCequities	$6,000	-99.9%	50	0.0%	0.00%	0.0%
BKPRC		BANK OF NY MELLON CORPpfds, reits,	$8,000	-99.9%	301	0.0%	0.00%	0.0%
BHP		BHP BILLITON LTDequities	$9,000	-99.9%	173	0.0%	0.00%	0.0%
TMK	New	TORCHMARK CORPORATIONequities	$5,000	–	60	+100.0%	0.00%	–
CME		CME GROUP INC Aequities	$8,000	-99.9%	50	0.0%	0.00%	0.0%
BRGPRA		BLUEROCK RESIpfds, reits,	$8,000	-99.9%	300	0.0%	0.00%	0.0%
TMO		THERMO FISHER SCIENTIFIC INCequities	$6,000	-99.9%	28	0.0%	0.00%	0.0%
TEVA		TEVA PHARMA INDUS LTDequities	$4,000	-99.9%	175	0.0%	0.00%	–
		ORACLE CORPconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
VRTX		VERTEX PHARMA INCequities	$8,000	-99.9%	48	0.0%	0.00%	0.0%
OKE		ONEOK INCequities	$7,000	-99.9%	104	0.0%	0.00%	0.0%
		AUSTIN TX CCLG DISTconvertible/	$6,000	-99.9%	5,000	0.0%	0.00%	0.0%
BXMX		NUVEEN S&P 500 BUY-WRITE INC FDequities	$8,000	-99.9%	542	0.0%	0.00%	0.0%
OMI		OWENS & MINOR INC HLDequities	$9,000	-99.9%	550	0.0%	0.00%	0.0%
OXLCO		OXFORD LANE CAPIpfds, reits,	$8,000	-99.9%	300	0.0%	0.00%	0.0%
VRSK		VERISK ANALYTICS INCequities	$8,000	-99.9%	72	0.0%	0.00%	0.0%
		AETNA INCconvertible/	$6,000	-99.9%	6,000	0.0%	0.00%	0.0%
NUE		NUCORequities	$4,000	-99.9%	70	0.0%	0.00%	0.0%
NVS	Sell	NOVARTIS AGequities	$7,000	-100.0%	98	-77.2%	0.00%	-83.3%
		NC EASTERN MUNI PWRconvertible/	$6,000	-99.9%	5,000	0.0%	0.00%	0.0%
STTPRD		STATE STREET Cpfds, reits,	$4,000	-99.9%	142	0.0%	0.00%	0.0%
		NATIONAL RURALconvertible/	$8,000	-99.9%	8,000	0.0%	0.00%	0.0%
NGG	New	NATIONAL GRID PLCequities	$4,000	–	80	+100.0%	0.00%	–
NGHCZ		NATIONAL GENERpfds, reits,	$6,000	-99.9%	250	0.0%	0.00%	0.0%
		AVONDALE AZconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
NGHCP		NATIONAL GENERpfds, reits,	$8,000	-99.9%	300	0.0%	0.00%	0.0%
VRNT		VERINT SYSTEMS INCequities	$6,000	-99.9%	140	0.0%	0.00%	0.0%
AEHCL		AEGON N.V. PERPETUAL CAPITAL SECURITIESequities	$4,000	-99.9%	167	0.0%	0.00%	0.0%
	New	MT DIABLO CALIFORconvertible/	$5,000	–	5,000	+100.0%	0.00%	–
	New	MONTANA STATE BOconvertible/	$5,000	–	5,000	+100.0%	0.00%	–
	New	ARLINGTON TXconvertible/	$5,000	–	5,000	+100.0%	0.00%	–
BBTPRECL		BB&T CORPpfds, reits,	$9,000	-99.9%	338	0.0%	0.00%	0.0%
MVIS		MICROVISION INC WAequities	$4,000	-99.9%	3,300	0.0%	0.00%	0.0%
MCK	Sell	MCKESSON CORPequities	$4,000	-100.0%	30	-94.7%	0.00%	-92.3%
PEBPRC		PEBBLEBROOK HOpfds, reits,	$6,000	-99.9%	250	0.0%	0.00%	0.0%
		MASCO CORPconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
OILNF		IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETNequities	$9,000	-99.9%	1,000	0.0%	0.00%	0.0%
MMC		MARSH & MCLENNAN COS INCequities	$4,000	-99.9%	48	0.0%	0.00%	0.0%
		LOS ANGELES CA W/Pconvertible/	$6,000	-99.9%	5,000	0.0%	0.00%	0.0%
LOGM		LOGMEIN INCequities	$5,000	-99.9%	50	0.0%	0.00%	0.0%
		TN ENGY ACQUISITconvertible/	$5,000	-99.9%	5,000	0.0%	0.00%	0.0%
LYV		LIVE NATION ENTERTAINMENT INCequities	$4,000	-99.9%	73	0.0%	0.00%	–
LXRP		LEXARIA BIOSCIENCEequities	$4,000	-99.8%	2,000	0.0%	0.00%	–
LMRKO		LANDMARK INFRApfds, reits,	$7,000	-99.9%	300	0.0%	0.00%	0.0%
LRCX		LAM RESEARCH CORPORATIONequities	$6,000	-99.9%	34	0.0%	0.00%	0.0%
LLL		L-3 COMMUNICATIONSequities	$7,000	-99.9%	35	0.0%	0.00%	0.0%
KR	Buy	KROGER COequities	$7,000	-95.1%	231	+3750.0%	0.00%	–
VZACL		VERIZON COMMUNICpfds, reits,	$5,000	-99.9%	210	0.0%	0.00%	0.0%
VERPRF		VEREIT INC PFDpfds, reits,	$8,000	-99.9%	300	0.0%	0.00%	0.0%
		PACTIV LLCconvertible/	$6,000	-99.9%	5,000	0.0%	0.00%	0.0%
VOT		VANGUARD MID CAP GROWTHequities	$8,000	-99.9%	60	0.0%	0.00%	0.0%
		BURLINGTN NO SANTconvertible/	$8,000	-99.9%	8,000	0.0%	0.00%	0.0%
VYM		VANGUARD HIGH DIV YLD ETFequities	$8,000	-99.9%	91	0.0%	0.00%	0.0%
		AZ BD REGENTS UNIVconvertible/	$6,000	-99.9%	5,000	0.0%	0.00%	0.0%
DEM	Exit	WISDOMTREE EMERGING ETFequities	$0	–	-37	-100.0%	0.00%	–
AQFD		CLASSIFIED AD INCequities	$0	–	156	0.0%	0.00%	–
AMCX		AMC NETWORKS INC CLequities	$2,000	-99.8%	25	0.0%	0.00%	–
		AMR CORPpfds, reits,	$0	–	1,400	0.0%	0.00%	–
		SUPER DEAL COM INCequities	$0	–	153	0.0%	0.00%	–
ABKI		ABAKAN INCequities	$0	–	98,700	0.0%	0.00%	–
ASIX		ADVANSIX INCequities	$0	-100.0%	1	0.0%	0.00%	–
AEB		AEGON N.V. FLOATING PERPETUAL CAPITAL SECURITIESequities	$3,000	-99.9%	108	0.0%	0.00%	–
AKBA		AKEBIA THERAPEUTICSequities	$2,000	-99.9%	175	0.0%	0.00%	–
AKCA		AKCEA THERAPEUTICS INCequities	$1,000	-99.9%	50	0.0%	0.00%	–
ALB	New	ALBEMARLE CORPequities	$3,000	–	33	+100.0%	0.00%	–
ALXN		ALEXION PHARMA INCequities	$1,000	-99.8%	5	0.0%	0.00%	–
ALLPRB		ALLSTATE CORPORApfds, reits,	$0	-100.0%	18	0.0%	0.00%	–
AMX		AMERICA MOVIL SAB DE CVequities	$3,000	-99.9%	200	0.0%	0.00%	-100.0%
AMHC		AMERICAN CAPITAL HOLDINGSequities	$0	–	200	0.0%	0.00%	–
AFGECL		AMERN FINANCIALpfds, reits,	$1,000	-99.9%	45	0.0%	0.00%	–
AMPY		AMPLIFY ENERGY CORPequities	$1,000	-99.9%	74	0.0%	0.00%	–
AMPYW		AMPLIFY ENERGY CO 22 WTSequities	$0	-100.0%	324	0.0%	0.00%	–
AON		AON PLCequities	$2,000	-99.9%	15	0.0%	0.00%	–
APA		APACHE CORPequities	$2,000	-99.9%	43	0.0%	0.00%	–
AQB		AQUABOUNTY TECHequities	$0	-100.0%	4	0.0%	0.00%	–
ABUS		ARBUTUS BIOPHARMA CORPequities	$0	-100.0%	20	0.0%	0.00%	–
MT		ARCELOR MITTAL NY NEWequities	$3,000	-99.9%	104	0.0%	0.00%	-100.0%
	New	AZ EXCISE TAXconvertible/	$0	–	25,000	+100.0%	0.00%	–
	New	AZ WTR INFRA REVconvertible/	$0	–	25,000	+100.0%	0.00%	–
ARKAY		ARKEMA SAequities	$1,000	-99.8%	5	0.0%	0.00%	–
ASHTY		ASHTEAD GROUP PLCequities	$1,000	-99.9%	10	0.0%	0.00%	–
ASAZY		ASSA ABLOY ABequities	$2,000	-99.9%	150	0.0%	0.00%	–
ASBFY		ASSC BRITISH FOODSequities	$1,000	-99.9%	20	0.0%	0.00%	–
		LEHMAN BRO HLDG PFDpfds, reits,	$0	-100.0%	600	0.0%	0.00%	–
BBTPRDCL		BB&T CORPpfds, reits,	$2,000	-99.9%	81	0.0%	0.00%	–
BBTPRF		BB&T CORPORATIpfds, reits,	$1,000	-99.9%	51	0.0%	0.00%	–
BMLPRICL		BANK OF AMERICA CORPpfds, reits,	$2,000	-99.9%	77	0.0%	0.00%	–
BACPRICL		BANK OF AMERICA CORPpfds, reits,	$3,000	-99.9%	105	0.0%	0.00%	–
BACPRDCL	Sell	BANK OF AMERICA CORPpfds, reits,	$1,000	-100.0%	42	-71.2%	0.00%	-100.0%
WRBPRB		WR BERKLEY CPpfds, reits,	$3,000	-99.9%	105	0.0%	0.00%	–
BOJA		BOJANGLES' INCequities	$1,000	-99.9%	50	0.0%	0.00%	–
BHF		BRIGHTHOUSE FINANCIAequities	$0	-100.0%	9	0.0%	0.00%	–
BCAS		BROADCASTER INC NEW XXXequities	$0	–	100	0.0%	0.00%	–
BFB		BROWN FORMAN CORPequities	$2,000	-99.9%	50	0.0%	0.00%	–
		CDEX INCequities	$0	–	200	0.0%	0.00%	–
PMTS		CPI CARD GROUP INCequities	$0	-100.0%	80	0.0%	0.00%	–
COG		CABOT OIL & GAS CORPequities	$1,000	-99.8%	24	0.0%	0.00%	–
CRC		CALIFORNIA RES CORPequities	$0	-100.0%	2	0.0%	0.00%	–
COFPRCCL		CAPITAL ONEpfds, reits,	$3,000	-99.9%	101	0.0%	0.00%	–
CABGY		CARLSBERG ASequities	$2,000	-99.9%	65	0.0%	0.00%	–
CVM		CEL-SCI CORPequities	$0	-100.0%	289	0.0%	0.00%	–
CLRB		CELLECTAR BIOSCIENCEequities	$3,000	-99.9%	5,000	0.0%	0.00%	-100.0%
CTX		QWEST CORPequities	$1,000	-99.9%	60	0.0%	0.00%	–
CTHR		CHARLES & COLVARD LTDequities	$1,000	-99.9%	800	0.0%	0.00%	–
		CISCO SYSTEMS INCconvertible/	$2,000	-99.9%	1,667	0.0%	0.00%	–
CPRJ		CITIGROUP INCpfds, reits,	$3,000	-99.9%	121	0.0%	0.00%	-100.0%
CFRUY		COMPAGNIE FINAN RICequities	$1,000	-99.9%	95	0.0%	0.00%	–
CMPGY		COMPASS GROUPequities	$2,000	-99.9%	70	0.0%	0.00%	–
CNO		CNO FINL GROUP INCequities	$0	-100.0%	7	0.0%	0.00%	–
CTTAY		CONTINENTAL AGequities	$1,000	-99.9%	20	0.0%	0.00%	–
		CORE MED GROUP INCequities	$0	–	146	0.0%	0.00%	–
COUGF		COUGAR OIL & GAS CANADA INCequities	$0	–	2,000	0.0%	0.00%	–
CREE	New	CREEequities	$2,000	–	50	+100.0%	0.00%	–
CUDO		CUIDAO HLDG CORPequities	$0	–	150	0.0%	0.00%	–
DWAHY		DAIWA HOUSE IND LTD ADRFequities	$2,000	-99.9%	70	0.0%	0.00%	–
DWSN		DAWSON GEOPHYSICALequities	$0	-100.0%	17	0.0%	0.00%	–
DDEQ		DIAMOND EQUITIES INCequities	$0	–	3,000	0.0%	0.00%	–
DOFSQ	New	DIAMOND OFFSHR DRLNGequities	$3,000	–	155	+100.0%	0.00%	–
DTGI		DIGERATI TECH INCequities	$0	-100.0%	100	0.0%	0.00%	–
DLRPRG		DIGITAL REALTY TR G PFDpfds, reits,	$1,000	-99.9%	45	0.0%	0.00%	–
DFIN		DONNELLY FIN SOL INCequities	$2,000	-99.9%	100	0.0%	0.00%	–
DUKH		DUKE ENERGYequities	$2,000	-99.9%	73	0.0%	0.00%	–
EDIG		E DIGITAL CORPequities	$0	–	300	0.0%	0.00%	–
EMN		EASTMAN CHEMICAL COequities	$3,000	-99.9%	29	0.0%	0.00%	–
ECTYQ		ECOTALITY INC XXXequities	$0	–	833	0.0%	0.00%	–
EAB		ENTERGY ARKANSASequities	$1,000	-99.8%	27	0.0%	0.00%	–
ESQF		ESECURESOFT COequities	$0	–	148	0.0%	0.00%	–
FERGY	New	FERGUSON PLCequities	$2,000	–	236	+100.0%	0.00%	–
FIT		FITBIT INCequities	$2,000	-99.9%	300	0.0%	0.00%	–
FLR		FLUOR CORPequities	$2,000	-99.9%	50	0.0%	0.00%	–
BEN	New	FRANKLIN RESOURCESequities	$2,000	–	50	+100.0%	0.00%	–
FTRCQ	Buy	FRONTIER COMM CORPequities	$0	-100.0%	7	+600.0%	0.00%	–
FCEL		FUELCELL ENERGY INCequities	$0	-100.0%	50	0.0%	0.00%	–
GLIBA		G C I LIBERTY INCequities	$0	-100.0%	10	0.0%	0.00%	–
GMWSB		GENERAL MOTORS CO, CL B-19WTequities	$1,000	-99.9%	57	0.0%	0.00%	–
		GENERAL MOTORS CORP 9.25pfds, reits,	$0	–	15,000	0.0%	0.00%	–
		GENERAL MOTORS CORP 8.25pfds, reits,	$0	–	15,000	0.0%	0.00%	–
GNMK		GENMARK DIAGNOSTICS INCequities	$3,000	-99.9%	400	0.0%	0.00%	–
GOL		GOL LINHAS AEREAS INTELIGENTES SAequities	$0	-100.0%	20	0.0%	0.00%	–
GARCF		GOLDEN ARCH RESOURCESequities	$0	–	4,000	0.0%	0.00%	–
GG		GOLDCORP INCequities	$3,000	-99.9%	200	0.0%	0.00%	–
GRYG		GREEN ENERGY GROUP INCequities	$0	–	165	0.0%	0.00%	–
HABT		HABIT RESTAURANTS INCequities	$2,000	-99.9%	200	0.0%	0.00%	–
HBI	New	HANESBRANDS INCequities	$3,000	–	136	+100.0%	0.00%	–
HGH		HARTFORD FINANCIAL PFDpfds, reits,	$3,000	-99.9%	104	0.0%	0.00%	–
HAS		HASBRO INCequities	$3,000	-99.9%	30	0.0%	0.00%	–
		HERITAGE GLOBAL INCequities	$0	-100.0%	50	0.0%	0.00%	–
HII		HUNTINGTON INGALLSequities	$3,000	-99.9%	12	0.0%	0.00%	–
HDYNQ		HYPERDYNAMICS CORPequities	$0	–	13	0.0%	0.00%	–
IMGN	New	IMMUNOGEN INCequities	$1,000	–	55	+100.0%	0.00%	–
SNKTY		INDEPENDENCE RESequities	$0	–	62	0.0%	0.00%	–
IGT	New	INTL GAME TECHequities	$1,000	–	28	+100.0%	0.00%	–
EEM		ISHARES MSCI EMER MKT ETFequities	$3,000	-99.9%	60	0.0%	0.00%	–
EFA		ISHARES TR MSCIE EAFE FDequities	$3,000	-99.9%	48	0.0%	0.00%	-100.0%
JPMPRECL		JPMORGAN CHASEpfds, reits,	$3,000	-99.9%	127	0.0%	0.00%	-100.0%
KAR	New	KAR AUCTION SERVICES INCequities	$2,000	–	39	+100.0%	0.00%	–
KBCSY		KBC GROUP NVequities	$1,000	-99.9%	16	0.0%	0.00%	–
KED		KAYNE ANDERSON ENERGY DEVELOPMENT COequities	$2,000	-99.9%	109	0.0%	0.00%	–
KIMPRKCL		KIMCO REALTYpfds, reits,	$1,000	-99.9%	46	0.0%	0.00%	–
KMIPRA		KINDER MORGANpfds, reits,	$3,000	-99.9%	100	0.0%	0.00%	–
KSS		KOHL'S CORPequities	$3,000	-99.9%	40	0.0%	0.00%	–
KMTUY		KOMATSU LTDequities	$1,000	-99.9%	36	0.0%	0.00%	–
LKSDQ		LSC COMM INCequities	$2,000	-99.9%	100	0.0%	0.00%	–
		LEHMAN BROS HOLDING IXXXequities	$0	–	1,000	0.0%	0.00%	–
	Sell	DPS LEHMAN BROTHERS HLDGSpfds, reits,	$0	–	92	-99.5%	0.00%	–
		LEHMAN BROS HLDGSconvertible/	$1,000	-99.9%	20,000	0.0%	0.00%	–
LBRDK		LIBERTY BROADBAND COequities	$0	-100.0%	5	0.0%	0.00%	–
LPT	New	LIBERTY PROPERTY TRpfds, reits,	$2,000	–	56	+100.0%	0.00%	–
LSXMA		LIBERTY MEDIA CORPequities	$1,000	-99.9%	20	0.0%	0.00%	–
LSXMK		LIBERTY MEDIA CORPequities	$2,000	-99.9%	40	0.0%	0.00%	–
LITE		LUMENTUM HOLDINGS INCequities	$0	-100.0%	1	0.0%	0.00%	–
MKTAY		MAKITA CORPequities	$2,000	-99.9%	42	0.0%	0.00%	–
MTW		MANITOWOC COMPANY INCequities	$1,000	-99.9%	50	0.0%	0.00%	–
		MANUFACTURERS TRA VAR 20convertible/	$3,000	-99.9%	3,000	0.0%	0.00%	–
MRO	Sell	MARATHON OIL CORPequities	$2,000	-100.0%	100	-67.9%	0.00%	-100.0%
MTR		MESA ROYALTY TRUST ORDequities	$3,000	-99.9%	215	0.0%	0.00%	-100.0%
CMK		MFS INTERMARKET INCOME Iequities	$0	–	5,516	0.0%	0.00%	–
MIIS		MICROISLET INC XXXequities	$0	–	3,000	0.0%	0.00%	–
		MIRANT CORPORATIONpfds, reits,	$0	–	374	0.0%	0.00%	–
XDSL		MPHASE TECH INCequities	$0	–	400	0.0%	0.00%	–
MZPS		MYZIPSOFT INCequities	$0	–	311	0.0%	0.00%	–
NFG		NATL FUEL GAS COequities	$3,000	-99.9%	50	0.0%	0.00%	–
NOV		NATL OILWELL VARCO INCequities	$3,000	-99.9%	65	0.0%	0.00%	–
NNNPRECL		NATL RETAIL PPpfds, reits,	$2,000	-99.9%	91	0.0%	0.00%	–
NVT	New	NAVTEQ CORPequities	$1,000	–	35	+100.0%	0.00%	–
NXPS		NEXPRISE INCequities	$0	–	1	0.0%	0.00%	–
NGBL		NOTIS GLOBAL INCequities	$0	–	100	0.0%	0.00%	–
OCLR		OCLARO INCequities	$0	-100.0%	14	0.0%	0.00%	–
OMC	Sell	OMNICOM GROUP INCequities	$3,000	-100.0%	42	-77.4%	0.00%	-100.0%
OSUR	New	ORASURE TECHNOLOGIESequities	$3,000	–	200	+100.0%	0.00%	–
OBBCQ		ORBIT BRANDS CORPequities	$0	–	100,000	0.0%	0.00%	–
ORRP	New	OROPLATA RESOURCES INCequities	$1,000	–	8,200	+100.0%	0.00%	–
PJT		PJT PARTNERS INCequities	$1,000	-99.9%	25	0.0%	0.00%	–
PPX		PPL CAP FDGpfds, reits,	$1,000	-99.9%	28	0.0%	0.00%	–
PSBPRUCL		PS BUSINESS PARKS INCpfds, reits,	$3,000	-99.9%	114	0.0%	0.00%	–
PBEC		PACIFIC BLUE ENERGY CORPequities	$0	-100.0%	1,000	0.0%	0.00%	–
P		PANDORA MEDIA INCequities	$1,000	-99.8%	100	0.0%	0.00%	–
FRSH		PAPA MURPHY'S HLDG INCequities	$2,000	-99.9%	300	0.0%	0.00%	–
PGOL		PATRIOT GOLD CORPequities	$0	-100.0%	500	0.0%	0.00%	–
	New	PHX AZ CVC ARPTconvertible/	$0	–	25,000	+100.0%	0.00%	–
	New	PHX WST WTRconvertible/	$0	–	25,000	+100.0%	0.00%	–
SDS	Sell	PROSHARES ULTRASHORT S&P 500equities	$0	-100.0%	1	-99.6%	0.00%	-100.0%
AGQ		PROSHS ULTRA SILVERequities	$3,000	-99.9%	100	0.0%	0.00%	–
PJH		PRUDENTIAL FINequities	$2,000	-99.9%	91	0.0%	0.00%	–
PUK		PRUDENTIAL CORP PLCequities	$3,000	-99.9%	55	0.0%	0.00%	–
PEG		PUB SVC ENTERPRISE GPequities	$3,000	-99.9%	60	0.0%	0.00%	–
PSAPRX		PUBLIC STORAGEpfds, reits,	$1,000	-99.8%	27	0.0%	0.00%	–
PSAPRUCL		PUBLIC STORAGEpfds, reits,	$1,000	-99.9%	42	0.0%	0.00%	–
PSAPRZCL		PUBLIC STORAGEpfds, reits,	$2,000	-99.9%	77	0.0%	0.00%	–
PSAPRYCL		PUBLIC STORApfds, reits,	$1,000	-99.9%	55	0.0%	0.00%	–
CTWCL		QWEST CORPequities	$1,000	-99.9%	40	0.0%	0.00%	–
CTUCL		QWEST CORPpfds, reits,	$1,000	-99.9%	41	0.0%	0.00%	–
QRTEA	New	QURATE RETAIL GROUPequities	$3,000	–	140	+100.0%	0.00%	–
RMR		RMR GROUP INCequities	$1,000	-99.9%	10	0.0%	0.00%	–
RGLS		REGULUS THERAPEUTICS INCequities	$0	-100.0%	200	0.0%	0.00%	–
RZA		REINSURANCE GPpfds, reits,	$1,000	-99.9%	51	0.0%	0.00%	–
RELX		RETX PLCequities	$1,000	-99.9%	62	0.0%	0.00%	–
RBSPRSCL		ROYAL BNK SCOTpfds, reits,	$2,000	-99.9%	76	0.0%	0.00%	–
RYAAY		RYANAIR HLDGS PLCequities	$1,000	-99.9%	8	0.0%	0.00%	–
RYKKY		RYOHIN KEIKAKU COequities	$2,000	-99.9%	30	0.0%	0.00%	–
XHB	New	SPDR S&P HOMEBUILDERSequities	$3,000	–	68	+100.0%	0.00%	–
SAXPY		SAMPO OYJequities	$2,000	-99.9%	75	0.0%	0.00%	–
GCVRZ		SANOFI 20RTSFequities	$1,000	-99.8%	1,014	0.0%	0.00%	–
SSL		SASOL LTDequities	$2,000	-99.9%	50	0.0%	0.00%	–
SCHX		SCHWAB US LC ETFequities	$1,000	-99.9%	20	0.0%	0.00%	–
SCHV		SCHWAB US LC VAL ETFequities	$1,000	-99.9%	20	0.0%	0.00%	–
SCHA		SCHWAB US SC ETFequities	$2,000	-99.9%	25	0.0%	0.00%	–
SCHH		SCHWAB US REIT ETFequities	$1,000	-99.8%	16	0.0%	0.00%	–
XLP	New	SECTOR SPDR CONSUMER STAPLESequities	$2,000	–	36	+100.0%	0.00%	–
XLY	New	CONS DISC SELECT SECTOR SPDR FDequities	$2,000	–	22	+100.0%	0.00%	–
XLRE	New	RE SEL SECT SPDRequities	$2,000	–	63	+100.0%	0.00%	–
XLU	New	UTILITIES SEL SECTOR SPDR ETFunit trusts	$2,000	–	37	+100.0%	0.00%	–
SNFCA		SECURITY NATL FINL CORPequities	$0	-100.0%	21	0.0%	0.00%	–
		SEVENTY SEVEN ENERGYpfds, reits,	$0	–	50	0.0%	0.00%	–
SIRI		SIRIUS XM HLDG INCequities	$2,000	-99.9%	300	0.0%	0.00%	–
SFTBY		SOFTBANK CORPequities	$1,000	-99.9%	26	0.0%	0.00%	–
SMRK		SOUTHMARK CORPequities	$0	–	124	0.0%	0.00%	–
SOUHY		SOUTH32 LTDequities	$0	-100.0%	11	0.0%	0.00%	–
		SPECTRA7 MICROSYSTEMS INCequities	$0	-100.0%	1,000	0.0%	0.00%	–
S		SPRINT CORPequities	$0	-100.0%	39	0.0%	0.00%	–
SRHIF		SPROTT RESOURCE HOLDINGS INCequities	$0	-100.0%	3,000	0.0%	0.00%	–
SRCL		STERICYCLE INCequities	$2,000	-99.9%	34	0.0%	0.00%	–
SOIGF	New	STRATA OIL & GASequities	$0	–	350	+100.0%	0.00%	–
SMFG		SUMITOMO MITSUI NEW ADRFequities	$2,000	-99.9%	196	0.0%	0.00%	–
TELOZ		TEL OFFSHORE TRUST UBIpfds, reits,	$0	–	10,008	0.0%	0.00%	–
TMUS		T-MOBILE US INCequities	$3,000	-99.9%	54	0.0%	0.00%	-100.0%
A102DIV		TELEFONICA BRASIL SAequities	$0	-100.0%	3	0.0%	0.00%	–
TELNY		TELENOR ASA ADRequities	$1,000	-99.9%	60	0.0%	0.00%	–
THMRQ		THORNBURG MORTGAGEpfds, reits,	$0	–	15	0.0%	0.00%	–
DDD		3D SYSTEMS CORPequities	$0	-100.0%	20	0.0%	0.00%	–
TOELY		TOKYO ELECTRON LTDequities	$1,000	-99.9%	26	0.0%	0.00%	–
TRI		TRIAD HOSPITALSequities	$2,000	-99.9%	61	0.0%	0.00%	–
	New	TUCSON WTR REVconvertible/	$0	–	25,000	+100.0%	0.00%	–
USBPRH		US BANCORP DEP SHS Bpfds, reits,	$1,000	-99.9%	37	0.0%	0.00%	–
USBPRO		US BANCORPpfds, reits,	$2,000	-99.9%	74	0.0%	0.00%	–
		USAS DIGITAL INCequities	$0	–	162	0.0%	0.00%	–
UPRM		USA PERFORMANCE PRODUCTS INCequities	$0	–	40	0.0%	0.00%	–
UL		UNILEVERequities	$2,000	-99.9%	40	0.0%	0.00%	–
		UNILIFE CORPequities	$0	–	3,000	0.0%	0.00%	–
		UNITY ONE CAPITALequities	$0	–	1	0.0%	0.00%	–
VLEEY		VALEO SAequities	$1,000	-99.9%	55	0.0%	0.00%	–
VWO	Sell	VANGUARD EMERGING MARKETequities	$3,000	-100.0%	66	-57.4%	0.00%	-100.0%
VEEV		VEEVA SYSTEMS INCequities	$3,000	-99.9%	40	0.0%	0.00%	–
VTRB		VENTAS REALTY LPequities	$2,000	-99.9%	84	0.0%	0.00%	–
VIAV		VIAVI SOLUTIONS INCequities	$0	-100.0%	7	0.0%	0.00%	–
VCISY		VINCI S A ADRequities	$2,000	-99.9%	75	0.0%	0.00%	–
VROT		VITROTECH CORPequities	$0	–	500	0.0%	0.00%	–
VNOPRL		VORNADO REALTYpfds, reits,	$1,000	-99.9%	47	0.0%	0.00%	–
		WA FUNDING TR III XXXpfds, reits,	$0	–	3,100	0.0%	0.00%	–
WSO	Sell	WATSCO INCequities	$2,000	-100.0%	10	-83.6%	0.00%	-100.0%
WFCPRR		WELLS FARGO & CO PFDpfds, reits,	$3,000	-99.9%	115	0.0%	0.00%	-100.0%
WFCPRQ	Sell	WELLS FARGO & CO PFDpfds, reits,	$3,000	-100.0%	135	-87.7%	0.00%	-100.0%
WDC		WESTERN DIGITALequities	$3,000	-99.9%	42	0.0%	0.00%	-100.0%
WMB		WILLIAMS COS INCequities	$2,000	-99.9%	68	0.0%	0.00%	–
WTKWY		WOLTERS KLUWERequities	$2,000	-99.9%	40	0.0%	0.00%	–
XRX		XEROX CORPequities	$1,000	-99.9%	35	0.0%	0.00%	–
AUY		YAMANA GOLD INCequities	$1,000	-99.9%	500	0.0%	0.00%	–
		YELLOW MEDIA INC 22 WTSequities	$0	–	827	0.0%	0.00%	–
		AGTECH HOLDINGS LTD ORDequities	$2,000	-99.9%	15,000	0.0%	0.00%	–
ARCO		ARCOS DORADOS HLDG INCequities	$1,000	-99.9%	100	0.0%	0.00%	–
IVZ		INVESCO LTDequities	$2,000	-99.9%	65	0.0%	0.00%	–
RNRPRE		RENAISSANCERpfds, reits,	$2,000	-99.9%	93	0.0%	0.00%	–
CRSP	New	CRISPR THERAPEUTICSequities	$3,000	–	50	+100.0%	0.00%	–
	Sell	NESTLE SA ORDequities	$3,000	-100.0%	37	-80.7%	0.00%	-100.0%
PNR		PENTAIR PLCequities	$1,000	-100.0%	35	0.0%	0.00%	–
		KEYENCE CORPequities	$2,000	-99.9%	4	0.0%	0.00%	–
MYL		MYLAN NVequities	$1,000	-99.9%	20	0.0%	0.00%	–
QGEN		QIAGEN NVequities	$2,000	-99.9%	61	0.0%	0.00%	–
VNQ	Exit	VANGUARD REIT ETFequities	$0	–	-32	-100.0%	0.00%	–
RY	Exit	ROYAL BANK OF CANADAequities	$0	–	-31	-100.0%	0.00%	–
HSY	Exit	HERSHEY COMPANYequities	$0	–	-22	-100.0%	0.00%	–
BONTQ	Exit	Bon-Ton Stores Incequities	$0	–	-1,027	-100.0%	0.00%	–
PGX	Exit	POWERSHARES PFD PORTequities	$0	–	0	+100.0%	0.00%	–
EGLTQ	Exit	EGALET CORPequities	$0	–	-2,000	-100.0%	0.00%	–
CHK	Exit	CHESAPEAKE ENERGY CORPequities	$0	–	-200	-100.0%	0.00%	–
GNW	Exit	GENWORTH FINANCIAL INCequities	$0	–	-1,000	-100.0%	0.00%	–
FERGY	Exit	FERGUSONequities	$0	–	-250	-100.0%	0.00%	–
COKE	Exit	COCA-COLA BOTTLING COequities	$0	–	0	+100.0%	0.00%	–
CTGO	Exit	CONTANGO ORE INCequities	$0	–	-10	-100.0%	0.00%	–
	Exit	EQUINOX GOLD CORPequities	$0	–	-1,550	-100.0%	0.00%	–
SNA	Exit	SNAP ONequities	$0	–	-15	-100.0%	0.00%	–
TLT	Exit	ISHARES TR BARCLAYS BONDequities	$0	–	-19	-100.0%	0.00%	–
WIN	Exit	WINDSTREAMequities	$0	–	-61	-100.0%	0.00%	–
CBKCQ	Exit	CHRISTOPHER & BANKS CORPequities	$0	–	-2,000	-100.0%	0.00%	–
PGHY	Exit	POWERSHS GLOB SHORT TERMequities	$0	–	0	+100.0%	0.00%	–
UNIT	Exit	UNITI GROUP INCpfds, reits,	$0	–	-80	-100.0%	0.00%	–
FCPT	Exit	Four Corners Propertequities	$0	–	-58	-100.0%	0.00%	–
SJNK	Exit	SPDR BARCLAYS SHORT TERMequities	$0	–	-3	-100.0%	0.00%	–
AQBN		AAB NATIONAL COequities	$0	–	181	0.0%	0.00%	–
SPLV	Exit	POWERSHARES S&P500 LOW VOL ETFequities	$0	–	-101	-100.0%	-0.00%	–
IXN	Exit	ISHARES GLOABL TECH ETFequities	$0	–	-50	-100.0%	-0.00%	–
IGIB	Exit	ISHARES INTERMEDIATE CREDIT BONDequities	$0	–	-50	-100.0%	-0.00%	–
AGG	Exit	ISHARES CORE US AGGREGATE BONDequities	$0	–	-45	-100.0%	-0.00%	–
INSYQ	Exit	INSYS THERAPEUTICSequities	$0	–	-600	-100.0%	-0.00%	–
VIGI	Exit	VANGUARD INTL DIVIDENDequities	$0	–	-75	-100.0%	-0.00%	–
TIP	Exit	ISHARES TR BARCLAYS TIPSequities	$0	–	-70	-100.0%	-0.00%	–
	Exit	AMERISOURCEBERGEN CORPequities	$0	–	-55	-100.0%	-0.00%	–
DXD	Exit	PROSHARES ULTRASHORT ETFequities	$0	–	-1,000	-100.0%	-0.00%	–
	Exit	TEMPE AZconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
PESXQ	Exit	Pioneer Energy Servcequities	$0	–	-2,000	-100.0%	-0.00%	–
HAL	Exit	HALLIBURTON COequities	$0	–	-106	-100.0%	-0.00%	–
	Exit	Ca St Dept Wtr Resconvertible/	$0	–	-5,000	-100.0%	-0.00%	–
BKR	Exit	BAKER HUGHES A G E Cequities	$0	–	-133	-100.0%	-0.00%	–
RIG	Exit	TRANSOCEAN SEDCO FOREXequities	$0	–	-500	-100.0%	-0.00%	–
	Exit	JEFFERIES GROUPconvertible/	$0	–	-8,000	-100.0%	-0.00%	–
GEK	Exit	GENERAL ELECTRICpfds, reits,	$0	–	-192	-100.0%	-0.00%	–
PGLC	Exit	PERISHING GOLD CORPequities	$0	–	-2,777	-100.0%	-0.00%	–
USCI	Exit	US COMM INDXequities	$0	–	-75	-100.0%	-0.00%	–
HEWG	Exit	ISHARES CURRENCY HEDGequities	$0	–	-144	-100.0%	-0.00%	–
AEKCL	Exit	AEGON N.V. 8pfds, reits,	$0	–	-125	-100.0%	-0.00%	–
VNQI	Exit	VANGUARD GLOBAL EX-US RE ETFequities	$0	–	-106	-100.0%	-0.00%	–
	Exit	ASX LIMITEDequities	$0	–	-150	-100.0%	-0.00%	–
M	Exit	MACY'S INCequities	$0	–	-106	-100.0%	-0.00%	–
QRTEA	Exit	LIBERTY INTERACTIVE CORPequities	$0	–	-140	-100.0%	-0.00%	–
SAM	Exit	BOSTON BEER COequities	$0	–	-75	-100.0%	-0.00%	–
RWO	Exit	SPDR DJ GLB RE ETFequities	$0	–	-250	-100.0%	-0.00%	–
	Exit	GEN MOTORS FINLconvertible/	$0	–	-14,000	-100.0%	-0.00%	–
IGSB	Exit	ISHARES TR BARCLAYS BONDequities	$0	–	-150	-100.0%	-0.00%	–
NUAN	Exit	NUANCE COMM INCequities	$0	–	-600	-100.0%	-0.00%	–
HEDJ	Exit	WISDOMTREE EURO HEDGED EQ ETFequities	$0	–	-200	-100.0%	-0.00%	–
EDIT	Exit	EDITAS MEDICINE INCOequities	$0	–	-300	-100.0%	-0.00%	–
CCJ	Exit	CAMECO CORPequities	$0	–	-1,700	-100.0%	-0.00%	–
BRGPRC	Exit	BLUEROCK RESIpfds, reits,	$0	–	-577	-100.0%	-0.00%	–
	Exit	TENNESSEE STconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	CALIFORNIA STconvertible/	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	SAN DIEGO CA PFA SWconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
BPFHP	Exit	BOSTON PRIVATpfds, reits,	$0	–	-850	-100.0%	-0.00%	–
VCSH	Exit	VANGUARD ST CORP BOND ETFequities	$0	–	-250	-100.0%	-0.00%	–
	Exit	UNION PACIFIC CORPconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
MKL	Exit	MARKELequities	$0	–	-15	-100.0%	-0.00%	–
	Exit	MARYLAND STaryland Stconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
RBA	Exit	RITCHIE BROS AUCTIONequities	$0	–	-566	-100.0%	-0.00%	–
	Exit	AZ ST CTFS PARTconvertible/	$0	–	-15,000	-100.0%	-0.00%	–
VCIT	Exit	VANGUARD INTERMEDIATEequities	$0	–	-227	-100.0%	-0.00%	–
	Exit	VULCAN MATERIALSconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
	Exit	PACIFIC GAL ELECconvertible/	$0	–	-20,000	-100.0%	-0.00%	–
MERPRPCL	Exit	MERRILL LYNCH PFDpfds, reits,	$0	–	-1,055	-100.0%	-0.00%	–
VEA	Exit	VANGUARD MSCI EAFE ETFequities	$0	–	-509	-100.0%	-0.00%	–
WLDVF	Exit	ARIZONA MINING INCequities	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	CA ST PB WKS BDconvertible/	$0	–	-30,000	-100.0%	-0.01%	–
GPT	Exit	GRAMMERCY PPTY TRUSTpfds, reits,	$0	–	-1,500	-100.0%	-0.01%	–
BKLN	Exit	POWERSHARES SR LOAN ETFequities	$0	–	-1,955	-100.0%	-0.01%	–
	Exit	PEPSICO INCconvertible/	$0	–	-51,667	-100.0%	-0.01%	–
	Exit	MICROSOFT CORPconvertible/	$0	–	-50,000	-100.0%	-0.01%	–
	Exit	MCKESSON CORPORAconvertible/	$0	–	-65,000	-100.0%	-0.01%	–
	Exit	GENERAL MOTORSconvertible/	$0	–	-60,000	-100.0%	-0.01%	–
	Exit	NASDAQ INCconvertible/	$0	–	-65,000	-100.0%	-0.01%	–
RSP	Exit	GUGGENHEIM ETFequities	$0	–	-687	-100.0%	-0.01%	–
	Exit	WHIRLPOOL CORPconvertible/	$0	–	-65,000	-100.0%	-0.01%	–
	Exit	MA ED FING ELNconvertible/	$0	–	-75,000	-100.0%	-0.01%	–
PSCH	Exit	POWERSHARES S&P SC HC ETFequities	$0	–	-781	-100.0%	-0.01%	–
VV	Exit	VANGUARD LC ETFequities	$0	–	-740	-100.0%	-0.01%	–
	Exit	BLACKROCK MUNIYIELD INSDequities	$0	–	-10,000	-100.0%	-0.02%	–
MON	Exit	MONSANTO COequities	$0	–	-1,245	-100.0%	-0.02%	–
CMS	Exit	CMS ENERGY CORPequities	$0	–	-10,839	-100.0%	-0.08%	–
ANDV	Exit	ANDEAVORequities	$0	–	-5,159	-100.0%	-0.08%	–
MTCH	Exit	MATCH GROUP INCequities	$0	–	-13,150	-100.0%	-0.09%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-08-06

Signatures

The EDGAR filing(s) were signed by:

Sara S. Ramos — Director of Compliance

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	25	Q3 2021	4.7%
QUALCOMM INC	25	Q3 2021	3.6%
JOHNSON & JOHNSON	25	Q3 2021	1.6%
REPUBLIC SVCS INC	25	Q3 2021	1.7%
EMERSON ELECTRIC CO	25	Q3 2021	1.6%
CORNING INC	25	Q3 2021	1.7%
ADOBE SYSTEMS INCORPORATED	25	Q3 2021	1.7%
HOME DEPOT INC	25	Q3 2021	1.7%
PROCTOR & GAMBLE CO	25	Q3 2021	1.6%
PFIZER INC	25	Q3 2021	1.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Sonora Investment Management, LLC Q2 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
GTC BIOTHERAPEUTICS INC	August 05, 2009	535,030	5.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2021-11-12
13F-HR	2021-10-20
13F-HR	2021-04-28
13F-HR	2021-01-13
13F-HR	2020-10-26
13F-HR	2020-08-13
13F-HR	2020-04-29
13F-HR	2020-01-17
13F-HR	2019-10-15
13F-HR	2019-07-19

View Sonora Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Sonora Investment Management, LLC's holdings