$629 Billion is the total value of Sonora Investment Management, LLC's 1229 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 23.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | CSG SYSTEMS INCconvertible/ | $21,236,964,000 | +5.3% | 19,425,000 | +4.9% | 3.38% | +4.2% | |
| Buy | VERINT SYSTEMS INCconvertible/ | $19,536,115,000 | +13.1% | 19,995,000 | +12.8% | 3.11% | +11.9% | |
| Sell | QUIDEL CORPconvertible/ | $17,680,224,000 | +10.2% | 10,285,000 | -3.4% | 2.81% | +9.0% | |
| Buy | IONIS PHARMA INCconvertible/ | $17,094,989,000 | -4.8% | 17,307,000 | +2.4% | 2.72% | -5.8% | |
| Buy | ATLAS AIR WORLDWIDE HOLDINGS INCconvertible/ | $16,850,888,000 | -0.2% | 14,775,000 | +0.0% | 2.68% | -1.3% | |
| Buy | GAP INCconvertible/ | $16,520,156,000 | +11.4% | 15,785,000 | +14.5% | 2.63% | +10.2% | |
| AAPL | Buy | APPLE INCequities | $12,956,327,000 | +0.0% | 77,222 | +0.9% | 2.06% | -1.1% |
| MSFT | Buy | MICROSOFT CORPequities | $12,133,231,000 | +14.6% | 132,938 | +7.4% | 1.93% | +13.4% |
| Sell | CORNERSTONE ONDEMAND INCconvertible/ | $10,747,266,000 | +0.4% | 10,770,000 | -0.2% | 1.71% | -0.8% | |
| Sell | ENVESTNET INCconvertible/ | $10,120,835,000 | +5.5% | 9,215,000 | -0.2% | 1.61% | +4.3% | |
| Buy | TOLL BROTHERS INCconvertible/ | $9,794,400,000 | +73.5% | 9,240,000 | +79.1% | 1.56% | +71.6% | |
| EMR | Buy | EMERSON ELECTRIC COequities | $9,742,312,000 | +1.7% | 142,640 | +3.7% | 1.55% | +0.6% |
| Buy | VALERO ENERGY CORPconvertible/ | $9,107,441,000 | +54.1% | 8,640,000 | +56.8% | 1.45% | +52.4% | |
| UNP | Buy | UNION PACIFIC CORPequities | $9,001,567,000 | +0.3% | 66,961 | +0.0% | 1.43% | -0.8% |
| Buy | L BRANDS INCconvertible/ | $8,893,125,000 | -0.9% | 8,370,000 | +1.1% | 1.41% | -2.1% | |
| QCOM | Sell | QUALCOMM INCequities | $8,510,942,000 | -13.5% | 153,599 | -0.1% | 1.35% | -14.5% |
| GOOG | Buy | ALPHABET INC CL Cequities | $8,473,059,000 | +5.8% | 8,212 | +7.3% | 1.35% | +4.7% |
| Sell | NUANCE COMM INCconvertible/ | $8,148,954,000 | +0.8% | 8,140,000 | -0.1% | 1.30% | -0.3% | |
| Sell | SPECTRUM PHARMA INCconvertible/ | $8,115,064,000 | -55.4% | 5,220,000 | -47.1% | 1.29% | -55.9% | |
| Buy | L BRANDS INCconvertible/ | $7,655,313,000 | +38.0% | 7,205,000 | +42.5% | 1.22% | +36.5% | |
| Sell | TOLL BROTHERS INCconvertible/ | $7,343,790,000 | -1.7% | 7,305,000 | -0.9% | 1.17% | -2.7% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $7,246,553,000 | +11.5% | 6,633,000 | +15.2% | 1.15% | +10.3% | |
| Buy | JUNIPER NETWORKS INCconvertible/ | $7,229,023,000 | +0.8% | 7,075,000 | +2.6% | 1.15% | -0.3% | |
| CSCO | Buy | CISCO SYSTEMS INCequities | $7,158,310,000 | +23.6% | 166,899 | +10.4% | 1.14% | +22.3% |
| ABB | Buy | ABB LTDequities | $7,120,932,000 | +18.3% | 299,955 | +33.6% | 1.13% | +17.0% |
| Buy | BIOMARIN PHARMA INCconvertible/ | $6,681,214,000 | +20.1% | 7,100,000 | +27.4% | 1.06% | +18.8% | |
| Sell | VECTOR GROUP LTDconvertible/ | $6,616,011,000 | -6.4% | 6,045,000 | -1.3% | 1.05% | -7.5% | |
| Sell | NUANCE COMM INCconvertible/ | $6,386,890,000 | -1.6% | 6,260,000 | -0.6% | 1.02% | -2.7% | |
| PNC | Buy | PNC FINL SVCS GRP INCequities | $6,355,407,000 | +17.5% | 42,022 | +12.1% | 1.01% | +16.2% |
| INTC | Buy | INTEL CORPequities | $6,275,396,000 | +17.4% | 120,495 | +4.0% | 1.00% | +16.0% |
| BBT | Buy | BB&T CORPequities | $6,239,700,000 | +16.1% | 119,902 | +10.9% | 0.99% | +14.7% |
| JNJ | Buy | JOHNSON & JOHNSONequities | $6,208,363,000 | -7.4% | 48,446 | +0.9% | 0.99% | -8.4% |
| ADBE | Sell | ADOBE SYSTEMS INCequities | $5,999,547,000 | +23.0% | 27,765 | -0.3% | 0.95% | +21.5% |
| Sell | RTI INTL METALS INCconvertible/ | $5,957,363,000 | -8.7% | 5,640,000 | -0.8% | 0.95% | -9.6% | |
| STI | Buy | SUNTRUST BANKS INCequities | $5,838,104,000 | +12.6% | 85,804 | +6.9% | 0.93% | +11.4% |
| RSG | Buy | REPUBLIC SERVICES INCequities | $5,777,524,000 | +3.6% | 87,234 | +5.8% | 0.92% | +2.6% |
| GLW | Sell | CORNING INCequities | $5,742,945,000 | -14.0% | 205,988 | -1.3% | 0.91% | -14.9% |
| Sell | BIOMARIN PHARMA INCconvertible/ | $5,649,620,000 | -8.0% | 5,115,000 | -0.8% | 0.90% | -8.9% | |
| PFE | Buy | PFIZER INCequities | $5,555,704,000 | +10.7% | 156,543 | +13.0% | 0.88% | +9.5% |
| Buy | MACQUARIE INFRASTRUCTURE COconvertible/ | $5,551,831,000 | +22.4% | 6,260,000 | +32.6% | 0.88% | +21.1% | |
| HD | Buy | HOME DEPOT INCequities | $5,504,150,000 | -1.9% | 30,881 | +4.3% | 0.88% | -3.1% |
| IONS | Sell | IONIS PHARMACEUTICALS INCequities | $5,230,180,000 | -12.7% | 118,652 | -0.4% | 0.83% | -13.7% |
| MGP | Buy | MGM GROWTH PPTYS LLCpfds, reits, | $5,132,093,000 | -6.7% | 193,372 | +2.4% | 0.82% | -7.8% |
| New | GOLDMAN SACHS GROUP (VARIABLE)convertible/ | $5,014,883,000 | – | 4,960,000 | +100.0% | 0.80% | – | |
| RTN | Buy | RAYTHEON COequities | $4,844,529,000 | +15.6% | 22,447 | +0.6% | 0.77% | +14.4% |
| XOM | Buy | EXXON MOBIL CORPequities | $4,689,018,000 | +1.0% | 62,847 | +13.2% | 0.75% | -0.1% |
| Sell | LIVE NATION ENTERTAINMENT INCconvertible/ | $4,387,626,000 | -2.7% | 3,460,000 | -1.0% | 0.70% | -3.7% | |
| SPPI | Buy | SPECTRUM PHARMA INCequities | $4,210,061,000 | -11.0% | 261,657 | +4.9% | 0.67% | -11.8% |
| New | GUIDEWIRE SOFTWARE INCconvertible/ | $4,197,672,000 | – | 4,285,000 | +100.0% | 0.67% | – | |
| USB | Buy | US BANCORPequities | $3,992,126,000 | +8.3% | 79,052 | +14.9% | 0.64% | +7.1% |
| CINF | Sell | CINCINNATI FINANCIAL CORPequities | $3,988,059,000 | -1.6% | 53,704 | -0.6% | 0.63% | -2.8% |
| KMB | Buy | KIMBERLY-CLARK CORPequities | $3,973,490,000 | +41.5% | 36,080 | +55.1% | 0.63% | +40.1% |
| CGNX | Sell | COGNEX CORPequities | $3,805,696,000 | -17.1% | 73,201 | -2.5% | 0.60% | -18.0% |
| WP | New | WORLDPAY INCequities | $3,738,548,000 | – | 45,459 | +100.0% | 0.60% | – |
| Buy | REPUBLIC SERVICES INCconvertible/ | $3,704,730,000 | +2.3% | 3,565,000 | +3.6% | 0.59% | +1.2% | |
| PG | Buy | PROCTOR & GAMBLE COequities | $3,701,839,000 | +4.4% | 46,693 | +21.0% | 0.59% | +3.3% |
| ORCL | Buy | ORACLE CORPequities | $3,587,151,000 | +6.2% | 78,408 | +9.7% | 0.57% | +5.2% |
| Buy | ZILLOW GROUP INCconvertible/ | $3,577,127,000 | +117.8% | 2,940,000 | +96.0% | 0.57% | +115.5% | |
| DWDP | Buy | DOWDUPONT INCequities | $3,557,120,000 | +3.1% | 55,833 | +15.2% | 0.57% | +2.0% |
| COST | Buy | COSTCO WHOLESALE CORPequities | $3,553,872,000 | +2.3% | 18,860 | +1.0% | 0.56% | +1.1% |
| VZ | Buy | VERIZON COMM INCequities | $3,353,048,000 | -4.3% | 70,118 | +5.9% | 0.53% | -5.3% |
| PEP | Sell | PEPSICO INCequities | $3,304,516,000 | -9.8% | 30,275 | -0.9% | 0.53% | -10.7% |
| VLO | Sell | VALERO ENERGY CORPequities | $3,199,730,000 | +0.7% | 34,491 | -0.2% | 0.51% | -0.4% |
| LEG | Buy | LEGGETT & PLATTequities | $3,147,786,000 | +8.4% | 70,960 | +16.6% | 0.50% | +7.3% |
| AJG | Buy | ARTHUR J GALLAGHER & COequities | $3,136,012,000 | +9.4% | 45,628 | +0.7% | 0.50% | +8.2% |
| MGM | Buy | MGM RESORTS INTLequities | $3,132,224,000 | +15.5% | 89,441 | +10.1% | 0.50% | +14.2% |
| New | EXACT SCIENCES CORPconvertible/ | $3,087,162,000 | – | 3,475,000 | +100.0% | 0.49% | – | |
| New | PNC BANK (VARIABLE)convertible/ | $3,051,368,000 | – | 3,045,000 | +100.0% | 0.48% | – | |
| SLB | Buy | SCHLUMBERGER LTDequities | $2,971,117,000 | +7.7% | 45,865 | +12.1% | 0.47% | +6.5% |
| MRK | Buy | MERCK & CO INCequities | $2,816,356,000 | -1.0% | 51,705 | +2.2% | 0.45% | -2.2% |
| ETN | Buy | EATON CORP PLCequities | $2,767,603,000 | +383.5% | 34,634 | +378.0% | 0.44% | +378.3% |
| MMM | Buy | 3M COequities | $2,758,887,000 | -3.0% | 12,568 | +4.0% | 0.44% | -3.9% |
| Sell | ECHO GLOBAL LOGISTICS INCconvertible/ | $2,680,186,000 | -1.4% | 2,614,000 | -0.6% | 0.43% | -2.5% | |
| HUN | Sell | HUNTSMAN CORPequities | $2,593,715,000 | -12.4% | 88,674 | -0.3% | 0.41% | -13.2% |
| BGEPF | Sell | BUNGE LTDpfds, reits, | $2,542,270,000 | +2.5% | 23,330 | -2.1% | 0.40% | +1.3% |
| Buy | FLEXTRONICS INTL LTDconvertible/ | $2,517,683,000 | +14.4% | 2,399,000 | +16.8% | 0.40% | +13.0% | |
| CSX | Buy | CSX CORPequities | $2,459,785,000 | +1.4% | 44,153 | +0.1% | 0.39% | +0.3% |
| LMT | Buy | LOCKHEED MARTIN CORPequities | $2,389,165,000 | +8.5% | 7,070 | +3.1% | 0.38% | +7.3% |
| GOOGL | Buy | ALPHABET INC CL Aequities | $2,375,051,000 | -1.2% | 2,290 | +0.3% | 0.38% | -2.3% |
| Buy | HYATT HOTELS CORPconvertible/ | $2,242,542,000 | +30.7% | 2,125,000 | +33.2% | 0.36% | +29.3% | |
| Sell | CHART INDUSTRIES INCconvertible/ | $2,153,724,000 | +0.2% | 2,135,000 | -0.9% | 0.34% | -0.9% | |
| SIR | Sell | SELECT INCOME REITpfds, reits, | $2,006,927,000 | -23.4% | 103,025 | -1.1% | 0.32% | -24.2% |
| Buy | WHIRLPOOL CORPconvertible/ | $1,936,621,000 | +476.7% | 1,943,000 | +480.0% | 0.31% | +470.4% | |
| HPT | Buy | HOSPITALITY PROP TRpfds, reits, | $1,849,693,000 | -2.7% | 72,995 | +14.6% | 0.29% | -3.9% |
| PNCPRP | Buy | PNC FINL SVCS PFDpfds, reits, | $1,847,034,000 | +10.7% | 65,801 | +11.6% | 0.29% | +9.7% |
| Sell | MACQUARIE INFRASTRUCTURE COconvertible/ | $1,766,748,000 | -5.4% | 1,790,000 | -1.1% | 0.28% | -6.3% | |
| COP | Sell | CONOCOPHILLIPSequities | $1,739,894,000 | +6.9% | 29,345 | -1.0% | 0.28% | +5.7% |
| PSX | Sell | PHILLIPS 66equities | $1,668,528,000 | -6.4% | 17,395 | -1.3% | 0.26% | -7.7% |
| Buy | REPUBLIC SERVICES INCconvertible/ | $1,658,154,000 | +1868.8% | 1,595,000 | +1893.8% | 0.26% | +1785.7% | |
| TXRH | Sell | TEXAS ROADHOUSE INCequities | $1,640,374,000 | +8.6% | 28,390 | -1.0% | 0.26% | +7.4% |
| Buy | CORNING INCconvertible/ | $1,560,638,000 | +16.8% | 1,590,000 | +18.7% | 0.25% | +15.3% | |
| Buy | MERITAGE HOMES CORPconvertible/ | $1,542,625,000 | +9.1% | 1,505,000 | +14.4% | 0.24% | +7.9% | |
| BA | Buy | BOEING COequities | $1,525,062,000 | +27.6% | 4,651 | +14.8% | 0.24% | +26.6% |
| Sell | AMAG PHARMACEUTICALS INCconvertible/ | $1,474,811,000 | +6.1% | 1,375,000 | -1.1% | 0.24% | +4.9% | |
| Buy | ORACLE CORPconvertible/ | $1,365,880,000 | +4.2% | 1,340,000 | +7.2% | 0.22% | +2.8% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC Bequities | $1,360,454,000 | +1.9% | 6,820 | +1.3% | 0.22% | +0.5% |
| T | Buy | AT&T INCequities | $1,324,604,000 | +3.6% | 37,156 | +13.0% | 0.21% | +2.4% |
| WFC | Buy | WELLS FARGO & COequities | $1,321,046,000 | -7.3% | 25,206 | +7.3% | 0.21% | -8.3% |
| Buy | AMGEN INCconvertible/ | $1,319,192,000 | +3679.2% | 1,355,000 | +3771.4% | 0.21% | +3400.0% | |
| GIS | Buy | GENERAL MILLS INCequities | $1,306,560,000 | +1248.6% | 28,996 | +1674.5% | 0.21% | +1200.0% |
| RPM | Buy | RPM INTL INCequities | $1,293,287,000 | -8.4% | 27,130 | +0.7% | 0.21% | -9.3% |
| BBTPRH | Sell | BB&T CORP PFDpfds, reits, | $1,275,950,000 | -62.3% | 47,950 | -61.8% | 0.20% | -62.8% |
| DOV | Sell | DOVER CORPequities | $1,264,484,000 | -4.4% | 12,874 | -1.7% | 0.20% | -5.6% |
| Buy | MARRIOTT INTL INCconvertible/ | $1,233,083,000 | +46.4% | 1,245,000 | +50.0% | 0.20% | +45.2% | |
| BX | Buy | BLACKSTONE GRP LPpfds, reits, | $1,233,864,000 | +2.1% | 38,619 | +2.3% | 0.20% | +1.0% |
| Buy | QUALCOMM INCconvertible/ | $1,211,449,000 | +5.2% | 1,230,000 | +7.0% | 0.19% | +4.3% | |
| JPMPRG | Sell | JPMORGAN CHASEpfds, reits, | $1,206,683,000 | -39.3% | 45,725 | -37.9% | 0.19% | -39.8% |
| Buy | ADVANCED AUTO PARTS INCconvertible/ | $1,159,100,000 | +3.6% | 1,105,000 | +5.2% | 0.18% | +2.2% | |
| MOS | Sell | MOSAIC COequities | $1,152,960,000 | -5.5% | 47,486 | -0.1% | 0.18% | -6.6% |
| LUV | Sell | SOUTHWEST AIRLINES COequities | $1,141,590,000 | -13.9% | 19,930 | -1.6% | 0.18% | -14.6% |
| SBUX | Buy | STARBUCKS CORPequities | $1,084,974,000 | +19.1% | 18,742 | +18.1% | 0.17% | +17.7% |
| MDT | Buy | MEDTRONIC INCequities | $1,043,742,000 | +25.8% | 13,011 | +26.6% | 0.17% | +24.8% |
| GSPRN | Sell | GOLDMAN SACHS PFDpfds, reits, | $1,045,712,000 | -40.7% | 38,990 | -38.4% | 0.17% | -41.3% |
| PM | Buy | PHILIP MORRIS INTL INCequities | $1,027,597,000 | +15.6% | 10,338 | +22.8% | 0.16% | +14.0% |
| New | NUANCE COMM INCconvertible/ | $994,692,000 | – | 1,050,000 | +100.0% | 0.16% | – | |
| JPM | Buy | JPMORGAN CHASE & COequities | $985,172,000 | +20.9% | 8,959 | +17.6% | 0.16% | +19.8% |
| WM | Buy | WASTE MANAGEMENT INCequities | $981,176,000 | -1.2% | 11,664 | +1.4% | 0.16% | -2.5% |
| SCHWPRD | Sell | CHARLES SCHWAB PFDpfds, reits, | $965,102,000 | -29.3% | 36,850 | -27.1% | 0.15% | -30.0% |
| PAYX | Sell | PAYCHEX INCequities | $963,148,000 | -9.6% | 15,638 | -0.1% | 0.15% | -10.5% |
| MO | Buy | ALTRIA GROUP INCequities | $878,650,000 | +5.9% | 14,099 | +21.3% | 0.14% | +5.3% |
| 3M COconvertible/ | $847,254,000 | -3.6% | 695,000 | 0.0% | 0.14% | -4.3% | ||
| Buy | MERITAGE HOMES CORPconvertible/ | $851,288,000 | +16.8% | 805,000 | +20.1% | 0.14% | +15.4% | |
| GNL | Buy | GLOBAL NET LEASE INCpfds, reits, | $825,111,000 | -11.1% | 48,881 | +8.4% | 0.13% | -12.1% |
| NKE | NIKE INCequities | $793,626,000 | +6.2% | 11,945 | 0.0% | 0.13% | +5.0% | |
| FITBI | Buy | FIFTH THIRD PFDpfds, reits, | $777,576,000 | +89.2% | 26,675 | +85.0% | 0.12% | +87.9% |
| ARRY | Buy | ARRAY BIOPHARMA INCequities | $766,632,000 | +32.9% | 46,975 | +4.2% | 0.12% | +31.2% |
| KLA TENCOR COconvertible/ | $759,017,000 | -1.1% | 755,000 | 0.0% | 0.12% | -1.6% | ||
| PFL | PIMCO INC STRAT FDequities | $748,347,000 | +0.1% | 64,016 | 0.0% | 0.12% | -0.8% | |
| CVX | Buy | CHEVRON CORPequities | $740,338,000 | +10.6% | 6,492 | +21.4% | 0.12% | +9.3% |
| PFN | PIMCO INC STRAT FD IIequities | $722,799,000 | 0.0% | 69,300 | 0.0% | 0.12% | -0.9% | |
| Buy | LOWES CO INCconvertible/ | $708,096,000 | +6.6% | 570,000 | +9.6% | 0.11% | +5.6% | |
| Buy | JUNIPER NETWORKS INCconvertible/ | $700,253,000 | +7.7% | 700,000 | +8.5% | 0.11% | +5.7% | |
| AMZN | Sell | AMAZON.COM INCequities | $696,171,000 | -7.9% | 481 | -25.5% | 0.11% | -8.3% |
| Sell | TARGET CORPequities | $693,328,000 | +5.4% | 9,986 | -1.0% | 0.11% | +3.8% | |
| Buy | MCDONALDS CORPconvertible/ | $671,938,000 | +54.7% | 675,000 | +57.0% | 0.11% | +52.9% | |
| Sell | CARDINAL HEALTH INCconvertible/ | $647,184,000 | -49.4% | 665,000 | -47.6% | 0.10% | -50.0% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB COequities | $630,666,000 | +2.4% | 9,971 | -0.8% | 0.10% | +1.0% |
| NCV | ALLIANZGI CONV & INC FDequities | $614,880,000 | -4.4% | 91,500 | 0.0% | 0.10% | -4.9% | |
| HR | Sell | HEALTHCARE REALTY TRUST INCpfds, reits, | $615,301,000 | -15.3% | 22,205 | -1.8% | 0.10% | -16.2% |
| LYB | Buy | LYONDELLBASELL INDUS NVequities | $610,408,000 | +10.1% | 5,776 | +14.9% | 0.10% | +9.0% |
| MNRO | MONRO MUFFLER BRAKE INCequities | $607,020,000 | -5.9% | 11,325 | 0.0% | 0.10% | -6.7% | |
| MPW | Sell | MEDICAL PROP TRUST INCpfds, reits, | $612,300,000 | -6.2% | 47,100 | -0.5% | 0.10% | -7.6% |
| AGNC | AMERICAN CAPITAL AGENCY CORPequities | $589,472,000 | -6.3% | 31,156 | 0.0% | 0.09% | -6.9% | |
| AAV | Buy | ADVANTAGE OIL & GAS LTDequities | $584,661,000 | -30.1% | 198,190 | +2.0% | 0.09% | -30.6% |
| NCZ | NICHOLAS APPLEGATE CONVequities | $583,100,000 | -4.2% | 98,000 | 0.0% | 0.09% | -5.1% | |
| MTCH | Sell | MATCH GROUP INCequities | $584,386,000 | +37.2% | 13,150 | -3.3% | 0.09% | +36.8% |
| WMT | Buy | WAL-MART STORES INCequities | $573,543,000 | +89.7% | 6,446 | +110.6% | 0.09% | +85.7% |
| NYCBPRU | Sell | NEW YORK CMTY BANCORP PFDpfds, reits, | $536,000,000 | -14.4% | 10,720 | -13.2% | 0.08% | -15.8% |
| KO | Buy | COCA-COLA COequities | $533,388,000 | +14.9% | 12,282 | +21.4% | 0.08% | +13.3% |
| ANDV | ANDEAVORequities | $518,776,000 | -12.1% | 5,159 | 0.0% | 0.08% | -12.6% | |
| New | APPLE INC (VARIABLE)convertible/ | $505,686,000 | – | 500,000 | +100.0% | 0.08% | – | |
| STWD | Buy | STARWOOD PPTY TRUST REITpfds, reits, | $497,563,000 | +1.0% | 23,750 | +3.0% | 0.08% | 0.0% |
| CMS | Sell | CMS ENERGY CORPequities | $490,920,000 | -6.1% | 10,839 | -2.0% | 0.08% | -7.1% |
| IPGP | IPG PHOTONICS CORPequities | $481,930,000 | +9.0% | 2,065 | 0.0% | 0.08% | +8.5% | |
| EAD | EVERGREEN INC ADVANTAGEequities | $462,887,000 | -4.3% | 57,573 | 0.0% | 0.07% | -5.1% | |
| Buy | LOCKHEED MARTIN CORPconvertible/ | $465,531,000 | +28.3% | 470,000 | +30.6% | 0.07% | +27.6% | |
| CIM | CHIMERA INVESTMENTequities | $459,624,000 | -5.8% | 26,400 | 0.0% | 0.07% | -6.4% | |
| TWO | TWO HARBORS INVESTpfds, reits, | $455,198,000 | -5.5% | 29,616 | 0.0% | 0.07% | -6.5% | |
| ARR | ARMOUR RES REITpfds, reits, | $423,649,000 | -9.5% | 18,198 | 0.0% | 0.07% | -10.7% | |
| SON | Buy | SONOCO PRODUCTS COequities | $410,938,000 | -8.7% | 8,473 | +0.0% | 0.06% | -9.7% |
| CELG | Sell | CELGENE CORPequities | $402,159,000 | -34.9% | 4,508 | -23.8% | 0.06% | -35.4% |
| HIX | WESTERN ASSET HI INC FD II INCequities | $390,110,000 | -5.9% | 59,468 | 0.0% | 0.06% | -7.5% | |
| MPC | MARATHON PETRO CORPequities | $392,791,000 | +10.8% | 5,373 | 0.0% | 0.06% | +8.8% | |
| IVR | INVESCO MORTGAGE CAPITAL INCpfds, reits, | $378,624,000 | -8.1% | 23,115 | 0.0% | 0.06% | -9.1% | |
| Buy | NORTHROP GRUMMANconvertible/ | $369,248,000 | +35.4% | 365,000 | +37.7% | 0.06% | +34.1% | |
| CY | CYPRESS SEMICONDUCTORequities | $364,640,000 | +11.3% | 21,500 | 0.0% | 0.06% | +9.4% | |
| MMP | MAGELLAN MIDSTREAM PTNRSpfds, reits, | $338,663,000 | -17.7% | 5,804 | 0.0% | 0.05% | -18.2% | |
| CVRR | Sell | CVR REFININGequities | $331,483,000 | -34.1% | 25,401 | -16.4% | 0.05% | -34.6% |
| CYS | CYS INV REITpfds, reits, | $336,000,000 | -16.3% | 50,000 | 0.0% | 0.05% | -18.5% | |
| HON | Buy | HONEYWELL INTL INCequities | $324,136,000 | +0.0% | 2,243 | +6.2% | 0.05% | 0.0% |
| New | TOLL BROTHERS INCconvertible/ | $322,156,000 | – | 325,000 | +100.0% | 0.05% | – | |
| MDLZ | Buy | MONDELEZ INTL INCequities | $320,445,000 | +41.3% | 7,679 | +44.9% | 0.05% | +41.7% |
| EPD | Sell | ENTERPRISE PTNRSpfds, reits, | $314,568,000 | -12.1% | 12,850 | -4.8% | 0.05% | -13.8% |
| ENDTF | CANOE EIT INCequities | $316,050,000 | -3.7% | 35,000 | 0.0% | 0.05% | -5.7% | |
| KHC | Buy | KRAFT HEINZ COequities | $294,943,000 | -6.8% | 4,735 | +16.4% | 0.05% | -7.8% |
| ANDX | Buy | ANDEAVOR LOGISTICS L LPpfds, reits, | $294,895,000 | +47.4% | 6,581 | +52.0% | 0.05% | +46.9% |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPpfds, reits, | $277,226,000 | +28.1% | 10,325 | +19.5% | 0.04% | +25.7% |
| KMI | Buy | KINDER MORGAN INCequities | $274,296,000 | +1.7% | 18,214 | +22.0% | 0.04% | +2.3% |
| HYI | WESTERN ASSET HY DEF OPP FDequities | $277,400,000 | -3.4% | 19,000 | 0.0% | 0.04% | -4.3% | |
| MCD | Buy | MCDONALD'S CORPequities | $274,658,000 | +111.0% | 1,756 | +132.3% | 0.04% | +109.5% |
| Buy | HOSPITALITY PROP TRUSTconvertible/ | $270,271,000 | +15.2% | 260,000 | +18.2% | 0.04% | +13.2% | |
| WASTE MGMT INCconvertible/ | $265,442,000 | -2.7% | 205,000 | 0.0% | 0.04% | -4.5% | ||
| GS | GOLDMAN SACHS GROUP INCequities | $257,401,000 | -1.1% | 1,022 | 0.0% | 0.04% | -2.4% | |
| Buy | MGM RESORTS INTLconvertible/ | $250,500,000 | +57.5% | 240,000 | +60.0% | 0.04% | +53.8% | |
| NFJ | Sell | ALLIANZGI NFJ DIV INT & PREM STRAT FDequities | $247,650,000 | -4.2% | 19,500 | -1.5% | 0.04% | -7.1% |
| GSPRJ | Buy | GOLDMAN SACHSpfds, reits, | $246,514,000 | +3140.2% | 9,257 | +3125.4% | 0.04% | +3800.0% |
| NRZ | NEW RESIDENTIAL INV CORPpfds, reits, | $246,750,000 | -8.0% | 15,000 | 0.0% | 0.04% | -9.3% | |
| O | REALTY INCOME CORPpfds, reits, | $240,545,000 | -9.3% | 4,650 | 0.0% | 0.04% | -11.6% | |
| IVV | Buy | ISHARES CORE S&P 500 ETFequities | $236,445,000 | +216.4% | 891 | +220.5% | 0.04% | +216.7% |
| SPY | Buy | SPDR S&P 500 ETFequities | $239,203,000 | +11.3% | 909 | +12.9% | 0.04% | +8.6% |
| DHY | CREDIT SUISSE HY BD FDequities | $239,400,000 | -6.3% | 90,000 | 0.0% | 0.04% | -7.3% | |
| TXN | Buy | TEXAS INSTRUMENTS INCequities | $220,247,000 | +75.7% | 2,120 | +76.7% | 0.04% | +75.0% |
| HP | Sell | HELMERICH & PAYNE INCequities | $216,986,000 | -88.5% | 3,260 | -88.8% | 0.04% | -88.4% |
| VERIZON COMMUNICATIONS INCconvertible/ | $215,893,000 | -2.9% | 200,000 | 0.0% | 0.03% | -5.6% | ||
| ABBV | Buy | ABBVIE INCequities | $216,654,000 | -0.5% | 2,289 | +1.6% | 0.03% | -2.9% |
| NVDA | NVIDIAequities | $207,273,000 | +19.7% | 895 | 0.0% | 0.03% | +17.9% | |
| EXPI | Buy | EXP WORLD HOLDINGS INCequities | $209,385,000 | +267.3% | 18,966 | +152.9% | 0.03% | +266.7% |
| DIS | Buy | WALT DISNEY COequities | $207,208,000 | -2.8% | 2,063 | +4.0% | 0.03% | -2.9% |
| PLD | Sell | PROLOGIS INCpfds, reits, | $206,292,000 | -8.0% | 3,275 | -5.8% | 0.03% | -8.3% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INCequities | $200,207,000 | -14.0% | 3,058 | -4.6% | 0.03% | -13.5% |
| ABT | Buy | ABBOTT LABSequities | $192,218,000 | +18.9% | 3,208 | +13.2% | 0.03% | +19.2% |
| JCI | JOHNSON CONTROLS INCequities | $193,186,000 | -7.5% | 5,482 | 0.0% | 0.03% | -8.8% | |
| GE | Sell | GENERAL ELECTRIC COequities | $197,748,000 | -28.4% | 14,670 | -7.3% | 0.03% | -29.5% |
| WST | Sell | WEST PHARMA SVCS INCequities | $193,355,000 | -14.1% | 2,190 | -3.9% | 0.03% | -13.9% |
| IJH | Buy | ISHARES CORE S&P ETFequities | $186,069,000 | +48.3% | 992 | +50.1% | 0.03% | +50.0% |
| VGM | INVESCO TRUST FOR INV GRADE MUNISequities | $181,198,000 | -7.3% | 14,828 | 0.0% | 0.03% | -6.5% | |
| Buy | CVS HEALTH CORPconvertible/ | $173,452,000 | +234.5% | 170,000 | +240.0% | 0.03% | +250.0% | |
| GVA | Sell | GRANITE CONSTRUCTIONequities | $175,959,000 | -24.0% | 3,150 | -13.7% | 0.03% | -24.3% |
| NEE | Buy | NEXTERA ENERGY INCequities | $173,620,000 | +9.0% | 1,063 | +4.2% | 0.03% | +7.7% |
| OHI | Sell | OMEGA HLTHCARE INVS INCpfds, reits, | $175,490,000 | -4.8% | 6,490 | -3.0% | 0.03% | -6.7% |
| DOVER CORPconvertible/ | $167,129,000 | -2.7% | 135,000 | 0.0% | 0.03% | -3.6% | ||
| BDX | Buy | BECTON DICKINSON & COequities | $168,593,000 | +24.8% | 778 | +23.3% | 0.03% | +22.7% |
| NLY | ANNALY CAPITAL MGMTpfds, reits, | $164,523,000 | -12.3% | 15,774 | 0.0% | 0.03% | -13.3% | |
| RPM INTL INCconvertible/ | $162,749,000 | -3.0% | 145,000 | 0.0% | 0.03% | -3.7% | ||
| Buy | WASTE MGMT INCconvertible/ | $163,070,000 | +304.4% | 165,000 | +312.5% | 0.03% | +333.3% | |
| METROPOLITAN STATEconvertible/ | $163,469,000 | -2.6% | 155,000 | 0.0% | 0.03% | -3.7% | ||
| WU | WESTERN UNION COMPANYequities | $157,609,000 | +1.2% | 8,196 | 0.0% | 0.02% | 0.0% | |
| WELLS FARGO BK Nconvertible/ | $157,688,000 | -4.9% | 150,000 | 0.0% | 0.02% | -7.4% | ||
| UTX | Buy | UNITED TECH CORPequities | $157,231,000 | +14.1% | 1,250 | +15.7% | 0.02% | +13.6% |
| FDX | Buy | FEDEX CORPequities | $158,713,000 | -2.3% | 661 | +1.5% | 0.02% | -3.8% |
| AREPRD | ALEXANDRIA CV PFD 1.75pfds, reits, | $150,116,000 | -2.9% | 4,178 | 0.0% | 0.02% | -4.0% | |
| VOE | Buy | VANGUARD MC VAL INDX ETFequities | $148,092,000 | -1.6% | 1,354 | +0.4% | 0.02% | 0.0% |
| BTI | BRIT AMER TOBACCOequities | $154,032,000 | -13.9% | 2,670 | 0.0% | 0.02% | -17.2% | |
| SUME | Buy | SUMMER ENERGY HLDG INCequities | $146,923,000 | -2.9% | 61,218 | +1.2% | 0.02% | -4.2% |
| DOC | Buy | PHYSICIANS REALTY TRUSTpfds, reits, | $143,805,000 | -6.4% | 9,236 | +8.2% | 0.02% | -8.0% |
| MA | MASTERCARD INCequities | $145,383,000 | +15.7% | 830 | 0.0% | 0.02% | +15.0% | |
| MON | Sell | MONSANTO COequities | $145,279,000 | -3.3% | 1,245 | -3.3% | 0.02% | -4.2% |
| NAD | NUVEEN DIV ADV MUNI FDequities | $142,700,000 | -6.5% | 10,860 | 0.0% | 0.02% | -8.0% | |
| INVESCO ADV MUNI INC TRUST IIequities | $144,328,000 | -6.8% | 13,603 | 0.0% | 0.02% | -8.0% | ||
| PMT | PENNYMAC MORT INV TRUSTpfds, reits, | $144,240,000 | +12.2% | 8,000 | 0.0% | 0.02% | +9.5% | |
| HUM | HUMANA INCequities | $140,329,000 | +8.4% | 522 | 0.0% | 0.02% | +4.8% | |
| LMRK | Buy | LANDMARK INFRASTRUCTURE LPpfds, reits, | $140,409,000 | -0.3% | 8,433 | +8.4% | 0.02% | -4.3% |
| STZ | CONSTELLATION BRANDS INCequities | $136,752,000 | -0.3% | 600 | 0.0% | 0.02% | 0.0% | |
| EXEL | Buy | EXELIXIS INCequities | $138,659,000 | -24.7% | 6,260 | +3.3% | 0.02% | -26.7% |
| SCHW | CHARLES SCHWAB CORPequities | $133,161,000 | +1.7% | 2,550 | 0.0% | 0.02% | 0.0% | |
| VTI | Buy | VANGUARD TOTAL STOCK MKTequities | $130,106,000 | +3.9% | 959 | +5.0% | 0.02% | +5.0% |
| LLY | ELI LILLY & COequities | $133,431,000 | -8.4% | 1,725 | 0.0% | 0.02% | -8.7% | |
| FB | Sell | FACEBOOK INCequities | $134,224,000 | -51.7% | 840 | -46.6% | 0.02% | -53.3% |
| JPMORGAN CHASE & VARconvertible/ | $123,300,000 | -1.0% | 120,000 | 0.0% | 0.02% | 0.0% | ||
| HYD | MKT VECTOR HY MUNI INDX ETFequities | $123,960,000 | -0.7% | 4,000 | 0.0% | 0.02% | 0.0% | |
| BLACKROCK MUNIYIELD INSDequities | $126,400,000 | -8.5% | 10,000 | 0.0% | 0.02% | -9.1% | ||
| NJ ST TRANS TRconvertible/ | $127,163,000 | -4.0% | 100,000 | 0.0% | 0.02% | -4.8% | ||
| MYD | BLACKROCK MUNIYIELD CFequities | $118,619,000 | -7.9% | 8,872 | 0.0% | 0.02% | -9.5% | |
| ARAPAHOE CNTY SD 6convertible/ | $117,784,000 | -3.4% | 100,000 | 0.0% | 0.02% | -5.0% | ||
| PMO | PUTNAM MUNICIPAL OPPTUNequities | $116,600,000 | -5.6% | 10,000 | 0.0% | 0.02% | -5.0% | |
| CACI | CACI INTL INCequities | $121,080,000 | +14.4% | 800 | 0.0% | 0.02% | +11.8% | |
| EL | ESTEE LAUDER COS INC Aequities | $119,776,000 | +17.7% | 800 | 0.0% | 0.02% | +18.8% | |
| WPM | Sell | WHEATON PRECIOUS METALS CORPequities | $116,211,000 | -21.7% | 5,705 | -14.9% | 0.02% | -25.0% |
| BCE | Buy | BCE INCequities | $113,669,000 | +136.8% | 2,641 | +164.1% | 0.02% | +125.0% |
| EQAL | Buy | POWERSHARES RUSSELL 1000equities | $108,141,000 | -1.7% | 3,543 | +0.4% | 0.02% | -5.6% |
| WILLOW TRACE MET COconvertible/ | $108,889,000 | -2.4% | 100,000 | 0.0% | 0.02% | -5.6% | ||
| ADAMS & WELD CO SD#27convertible/ | $107,434,000 | -2.8% | 100,000 | 0.0% | 0.02% | -5.6% | ||
| AIG | AMERICAN INTL GROUP INCequities | $108,840,000 | -8.7% | 2,000 | 0.0% | 0.02% | -10.5% | |
| DENVER CO C&C SD #1convertible/ | $104,583,000 | -2.9% | 100,000 | 0.0% | 0.02% | 0.0% | ||
| ORLANDO FL SPLconvertible/ | $106,734,000 | -1.4% | 100,000 | 0.0% | 0.02% | 0.0% | ||
| TOLL BROTHERS INCconvertible/ | $104,500,000 | -4.8% | 100,000 | 0.0% | 0.02% | -5.6% | ||
| CLARK CTY NVconvertible/ | $105,818,000 | -1.4% | 100,000 | 0.0% | 0.02% | 0.0% | ||
| FT LEWIS CLG BD COconvertible/ | $106,138,000 | -3.0% | 100,000 | 0.0% | 0.02% | -5.6% | ||
| PML | Sell | PIMCO MUNI INC FD IIequities | $104,928,000 | -31.5% | 8,321 | -28.4% | 0.02% | -32.0% |
| AEP | Buy | AMERICAN ELECTRIC POWER CO INCequities | $107,138,000 | +34.5% | 1,562 | +44.2% | 0.02% | +30.8% |
| NFLX | Buy | NETFLIX INCequities | $109,280,000 | +87.3% | 370 | +21.7% | 0.02% | +88.9% |
| IVW | New | ISHARES CORE S&P 500 ETFequities | $103,277,000 | – | 666 | +100.0% | 0.02% | – |
| KIMBERLY-CLARK CORPconvertible/ | $100,003,000 | +0.6% | 82,000 | 0.0% | 0.02% | 0.0% | ||
| FXF | CURRENCYSHARES SWISS FRANC ETFequities | $98,400,000 | +1.6% | 1,000 | 0.0% | 0.02% | 0.0% | |
| PXD | Buy | PIONEER NATURAL RES COequities | $100,663,000 | +16.5% | 586 | +17.2% | 0.02% | +14.3% |
| RAYTHEON COconvertible/ | $102,184,000 | -4.1% | 80,000 | 0.0% | 0.02% | -5.9% | ||
| WAUKEE IAconvertible/ | $102,006,000 | -2.2% | 100,000 | 0.0% | 0.02% | -5.9% | ||
| DENVER CO C&C Sconvertible/ | $101,388,000 | -2.6% | 100,000 | 0.0% | 0.02% | -5.9% | ||
| FXCH | CURRENCYSHARES CHINESE RENMINBI ETFequities | $91,860,000 | +3.7% | 1,178 | 0.0% | 0.02% | +7.1% | |
| BACPRC | Buy | BANK OF AMERICpfds, reits, | $95,103,000 | +14.8% | 3,655 | +21.0% | 0.02% | +15.4% |
| GPMT | GRANITE POINT MORTGApfds, reits, | $92,789,000 | -6.8% | 5,610 | 0.0% | 0.02% | -6.2% | |
| SPG | Buy | SIMON PPTY GRPequities | $93,059,000 | -9.1% | 603 | +1.2% | 0.02% | -6.2% |
| XLF | FINANCIAL SELECT SECTOR SPDR FDequities | $84,888,000 | -1.2% | 3,079 | 0.0% | 0.01% | 0.0% | |
| V | Buy | VISA INCequities | $88,519,000 | +43.0% | 740 | +36.3% | 0.01% | +40.0% |
| TECK | TECK RESOURCES LTDequities | $88,280,000 | -1.6% | 3,427 | 0.0% | 0.01% | 0.0% | |
| IWN | Buy | ISHARES RUSSELL 2000 VALUEequities | $88,231,000 | +244.0% | 618 | +207.5% | 0.01% | +250.0% |
| GUNNISON ETC CO SDconvertible/ | $86,936,000 | -2.7% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| AZO | AUTOZONE INCequities | $90,817,000 | -8.8% | 140 | 0.0% | 0.01% | -12.5% | |
| STONEGATE VLG Mconvertible/ | $90,797,000 | -1.6% | 90,000 | 0.0% | 0.01% | -6.7% | ||
| VV | Buy | VANGUARD LC ETFequities | $89,724,000 | -0.7% | 740 | +0.4% | 0.01% | -6.7% |
| PSCH | New | POWERSHARES S&P SC HC ETFequities | $87,003,000 | – | 781 | +100.0% | 0.01% | – |
| New | MA ED FING ELNconvertible/ | $80,879,000 | – | 75,000 | +100.0% | 0.01% | – | |
| CAT | CATERPILLAR INCequities | $81,059,000 | -6.5% | 550 | 0.0% | 0.01% | -7.1% | |
| AFL | Buy | AFLAC INCequities | $82,824,000 | -0.3% | 1,893 | +99.9% | 0.01% | 0.0% |
| BABA | ALIBABA GROUP HLDG ADRequities | $84,612,000 | +6.4% | 461 | 0.0% | 0.01% | 0.0% | |
| MCK | MCKESSON CORPequities | $79,028,000 | -9.7% | 561 | 0.0% | 0.01% | -7.1% | |
| AMD | Buy | ADVANCED MICRO DEVICES INCequities | $80,400,000 | +11.7% | 8,000 | +14.3% | 0.01% | +8.3% |
| UGI | UGI CORPequities | $83,288,000 | -5.4% | 1,875 | 0.0% | 0.01% | -7.1% | |
| HCP | HCP INCpfds, reits, | $84,627,000 | -10.9% | 3,643 | 0.0% | 0.01% | -13.3% | |
| VGK | VANGUARD FTSE EUROPEequities | $82,108,000 | -1.7% | 1,412 | 0.0% | 0.01% | 0.0% | |
| GLD | New | SPDR GOLD SHARES ETFequities | $81,260,000 | – | 646 | +100.0% | 0.01% | – |
| BP | BP PLC ADRequities | $82,734,000 | -3.5% | 2,041 | 0.0% | 0.01% | -7.1% | |
| IP | INTL PAPER COequities | $77,296,000 | -7.8% | 1,447 | 0.0% | 0.01% | -7.7% | |
| BACPRL | BANK OF AMERICA CORPpfds, reits, | $72,322,000 | -2.2% | 56 | 0.0% | 0.01% | 0.0% | |
| USBPRM | Buy | US BANCORPpfds, reits, | $78,427,000 | +1777.6% | 2,808 | +1797.3% | 0.01% | +1100.0% |
| ALLPRFCL | ALLSTATE CORP PFDpfds, reits, | $73,231,000 | -2.0% | 2,809 | 0.0% | 0.01% | 0.0% | |
| BAX | BAXTER INTLequities | $78,048,000 | +0.6% | 1,200 | 0.0% | 0.01% | 0.0% | |
| BANK OF AMERICAconvertible/ | $72,965,000 | -2.6% | 67,000 | 0.0% | 0.01% | 0.0% | ||
| PH | Buy | PARKER-HANNIFIN CORPequities | $73,372,000 | +22.5% | 429 | +43.0% | 0.01% | +20.0% |
| ETP | Sell | ENERGY TRANSFER PARTNERSpfds, reits, | $74,612,000 | -19.2% | 4,600 | -10.7% | 0.01% | -20.0% |
| NSC | NORFOLK SOUTHERN CORPequities | $74,042,000 | -6.3% | 545 | 0.0% | 0.01% | -7.7% | |
| EIX | EDISON INTERNATIONALequities | $75,692,000 | +0.7% | 1,189 | 0.0% | 0.01% | 0.0% | |
| EXD | EATON VANCE TAX ADV BD & OP STRAT FDequities | $77,136,000 | -6.3% | 8,035 | 0.0% | 0.01% | -7.7% | |
| INVH | INVITATION HOMES INCequities | $73,695,000 | -3.1% | 3,228 | 0.0% | 0.01% | 0.0% | |
| SYK | STRYKER CORPequities | $72,414,000 | +3.9% | 450 | 0.0% | 0.01% | +9.1% | |
| ANET | Sell | ARISTA NETWORKS INCequities | $72,761,000 | -13.0% | 285 | -19.7% | 0.01% | -7.7% |
| DUK | Buy | DUKE ENERGY CORPequities | $75,611,000 | -5.5% | 976 | +2.6% | 0.01% | -7.7% |
| CNK | CINEMARK HOLDINGS INCequities | $75,340,000 | +8.2% | 2,000 | 0.0% | 0.01% | +9.1% | |
| MICHIGAN BELL TEconvertible/ | $74,378,000 | -2.5% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| ARI | APOLLO COMM REAL ESTATE FINANCE INCpfds, reits, | $75,516,000 | -2.5% | 4,200 | 0.0% | 0.01% | 0.0% | |
| WEC | New | WEC ENERGY GRP INCequities | $78,062,000 | – | 1,245 | +100.0% | 0.01% | – |
| WHIRLPOOL CORPconvertible/ | $66,499,000 | -2.6% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| KRE | SPDR S&P REGIONAL BANK ETFequities | $66,369,000 | +2.6% | 1,099 | 0.0% | 0.01% | +10.0% | |
| RSP | Buy | GUGGENHEIM ETFequities | $68,337,000 | -1.5% | 687 | +0.1% | 0.01% | 0.0% |
| SALT VERDE AZ FCconvertible/ | $70,401,000 | -4.0% | 60,000 | 0.0% | 0.01% | -8.3% | ||
| CXO | CONCHO RESOURCES INCequities | $66,145,000 | +0.1% | 440 | 0.0% | 0.01% | 0.0% | |
| ADI | ANALOG DEVICES INCequities | $66,954,000 | +2.4% | 735 | 0.0% | 0.01% | 0.0% | |
| AMLP | Buy | ALERIAN MLP ETFequities | $70,069,000 | +56.9% | 7,478 | +80.7% | 0.01% | +57.1% |
| AMERICAN TOWER CORPconvertible/ | $68,596,000 | -3.3% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| STAG | STAG INDUSTRIAL INCpfds, reits, | $70,564,000 | -12.5% | 2,950 | 0.0% | 0.01% | -15.4% | |
| PAA | PLAINS ALL AMERN PPLN LPpfds, reits, | $66,839,000 | +6.7% | 3,034 | 0.0% | 0.01% | +10.0% | |
| VB | New | VANGUARD SC ETFequities | $70,522,000 | – | 480 | +100.0% | 0.01% | – |
| ET | Sell | ENERGY TRNFR EQUITY LPpfds, reits, | $69,629,000 | -33.9% | 4,900 | -19.7% | 0.01% | -35.3% |
| EXAS | EXACT SCIENCES CORPequities | $68,561,000 | -23.2% | 1,700 | 0.0% | 0.01% | -21.4% | |
| EXR | Buy | EXTRA SPACE STORAGE INCpfds, reits, | $68,431,000 | +0.8% | 783 | +0.9% | 0.01% | 0.0% |
| NASDAQ INCconvertible/ | $66,305,000 | -3.3% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| MCKESSON CORPORAconvertible/ | $62,539,000 | -3.5% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| JPMORGAN CHASEconvertible/ | $59,857,000 | -3.9% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| CIGNA CORPconvertible/ | $61,001,000 | -2.5% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| WYETH LLCconvertible/ | $64,872,000 | -2.3% | 55,000 | 0.0% | 0.01% | -9.1% | ||
| GMOLQ | GENERAL MOLY INCequities | $61,867,000 | +15.4% | 162,807 | 0.0% | 0.01% | +11.1% | |
| WY | WEYERHAUSER COpfds, reits, | $61,600,000 | -0.7% | 1,760 | 0.0% | 0.01% | 0.0% | |
| FIFTH THIRD BANCOconvertible/ | $61,473,000 | -3.1% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| VGR | VECTOR GROUP LTDequities | $60,558,000 | -8.9% | 2,970 | 0.0% | 0.01% | -9.1% | |
| PRU | PRUDENTIAL FINLequities | $61,419,000 | -9.9% | 593 | 0.0% | 0.01% | -9.1% | |
| SO | Buy | SOUTHERN COequities | $64,757,000 | +219.1% | 1,450 | +243.6% | 0.01% | +233.3% |
| SAN JOSE CA ARPTconvertible/ | $60,158,000 | -1.4% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| CITIGROUP INCconvertible/ | $61,247,000 | -1.9% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| Ca Incconvertible/ | $62,067,000 | -0.7% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| PWB | POWERSHARES DYNAMIC LREequities | $61,147,000 | +3.1% | 1,430 | 0.0% | 0.01% | 0.0% | |
| FIRST TRUST DJ INTERNET ETFequities | $61,455,000 | +9.7% | 510 | 0.0% | 0.01% | +11.1% | ||
| GENERAL MOTORSconvertible/ | $62,668,000 | -3.2% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| ROCKWELL COLLINSconvertible/ | $60,324,000 | -2.6% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| CIO | Buy | CITY OFFICE REITpfds, reits, | $59,823,000 | +3.9% | 5,175 | +16.9% | 0.01% | +11.1% |
| TEXTRON INCORPORAconvertible/ | $61,594,000 | -3.2% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| BANK NEW YORK MEL VAR 23convertible/ | $53,455,000 | -2.6% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| GOLDMAN SACHS GRconvertible/ | $54,056,000 | -2.2% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| BAC | Buy | BANK OF AMERICA CORPequities | $55,182,000 | +33.5% | 1,840 | +31.4% | 0.01% | +28.6% |
| HEWLETT PACKARD STEP 22convertible/ | $56,956,000 | -1.4% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| SALT VERDE AZ FCconvertible/ | $57,395,000 | -2.8% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| COMPUTER SCIENCEconvertible/ | $56,374,000 | -1.2% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| MC DONALDS CORPconvertible/ | $59,454,000 | -2.6% | 60,000 | 0.0% | 0.01% | -10.0% | ||
| KRAFT HEINZ FOODSconvertible/ | $54,903,000 | -2.4% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| SALT VERDE AZ FCconvertible/ | $58,799,000 | -3.7% | 50,000 | 0.0% | 0.01% | -10.0% | ||
| SALT VERDE AZ FCconvertible/ | $59,254,000 | -5.2% | 50,000 | 0.0% | 0.01% | -10.0% | ||
| CLEVELAND CLIFFSconvertible/ | $53,978,000 | -1.1% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| BUD | ANHEUSER BUSCH INBEV SA/NVequities | $56,509,000 | -1.5% | 514 | 0.0% | 0.01% | 0.0% | |
| JWN | NORDSTROM INCequities | $58,092,000 | +2.2% | 1,200 | 0.0% | 0.01% | 0.0% | |
| WASTE MGMT INCconvertible/ | $55,047,000 | -3.4% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| FIRSTMERIT CORPconvertible/ | $56,379,000 | -1.7% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| JOHNSON CONTROconvertible/ | $55,032,000 | -3.5% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| MORGAN STANLEYconvertible/ | $55,667,000 | -2.6% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| TYSON FOODS INCconvertible/ | $55,387,000 | -4.3% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| CELGENE CORPconvertible/ | $55,784,000 | -3.0% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| LOW | Buy | LOWE'S COS INCequities | $59,670,000 | +72.1% | 680 | +82.3% | 0.01% | +50.0% |
| WOODMOOR CO W/Sconvertible/ | $54,805,000 | -2.3% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $59,500,000 | -4.8% | 50,000 | 0.0% | 0.01% | -10.0% | ||
| PK | PARK HOTELS & RESORTS INCpfds, reits, | $54,040,000 | -6.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| LOS ANGELES CAconvertible/ | $54,672,000 | -1.8% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CPT | CAMDEN PROPERTY TRUSTequities | $58,926,000 | -8.6% | 700 | 0.0% | 0.01% | -10.0% | |
| MQY | Sell | BLACKROCK MUNIYIELD QUALITYequities | $52,059,000 | -40.4% | 3,700 | -35.7% | 0.01% | -42.9% |
| CORNING INCconvertible/ | $50,216,000 | -2.3% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| OFC | COR OFFICE PPTYSpfds, reits, | $51,660,000 | -11.5% | 2,000 | 0.0% | 0.01% | -11.1% | |
| BMRN | BIOMARIN PHARMA INCequities | $48,642,000 | -9.1% | 600 | 0.0% | 0.01% | -11.1% | |
| FRFHF | FAIRFAX FINANCIAL HLDGSequities | $50,659,000 | -4.9% | 100 | 0.0% | 0.01% | -11.1% | |
| CSX CORPconvertible/ | $50,644,000 | -2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CAPL | Buy | CROSSAMERICA LPpfds, reits, | $51,400,000 | +44.3% | 2,500 | +66.7% | 0.01% | +33.3% |
| INDEPENDENT C CAconvertible/ | $49,874,000 | -1.7% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| MOGA | MOOG INC CL Aequities | $49,446,000 | -5.1% | 600 | 0.0% | 0.01% | 0.0% | |
| WAL | WESTERN ALLIANCE BANCORPequities | $52,299,000 | +2.6% | 900 | 0.0% | 0.01% | 0.0% | |
| IBM | Buy | INTL BUSINESS MACHINES CORPequities | $50,325,000 | +150.4% | 328 | +150.4% | 0.01% | +166.7% |
| DEO | Buy | DIAGEO PLCequities | $49,699,000 | +70.2% | 367 | +83.5% | 0.01% | +60.0% |
| ADVANCED AUTO PARTS INCconvertible/ | $51,473,000 | -2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CAMARILLO CA CDC TAconvertible/ | $53,064,000 | -1.1% | 50,000 | 0.0% | 0.01% | -11.1% | ||
| QQQ | Buy | POWERSHARES QQQequities | $47,398,000 | +57.7% | 296 | +53.4% | 0.01% | +60.0% |
| FANUY | Buy | FANUC CORPORATIONequities | $48,546,000 | +5842.0% | 1,909 | +5514.7% | 0.01% | – |
| UNH | Buy | UNITEDHEALTH GROUP INCequities | $49,648,000 | +120.8% | 232 | +127.5% | 0.01% | +100.0% |
| PIMA CN AZ IDA Lconvertible/ | $50,097,000 | -0.2% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| RDSA | Buy | ROYAL DUTCH SHELL PLCequities | $48,751,000 | +2.4% | 764 | +7.0% | 0.01% | 0.0% |
| LH | LAB CORP OF AMER HLDGequities | $51,275,000 | +1.4% | 317 | 0.0% | 0.01% | 0.0% | |
| MICROSOFT CORPconvertible/ | $51,324,000 | -2.4% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| LADR | Buy | LADDER CAP CORPpfds, reits, | $52,780,000 | +158.2% | 3,500 | +133.3% | 0.01% | +166.7% |
| ROYAL GOLD CORPconvertible/ | $52,781,000 | -2.6% | 50,000 | 0.0% | 0.01% | -11.1% | ||
| PFIZER INCconvertible/ | $49,775,000 | -2.4% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| VIG | Buy | VANGUARD DIV APPRECIATION ETFequities | $47,696,000 | +12.9% | 472 | +14.0% | 0.01% | +14.3% |
| PEPSICO INCconvertible/ | $51,901,000 | -0.8% | 51,667 | 0.0% | 0.01% | 0.0% | ||
| ECOLAB INCconvertible/ | $50,136,000 | -1.7% | 48,000 | 0.0% | 0.01% | 0.0% | ||
| AXDX | ACCELERATE DIAGNOSTICS INCequities | $50,156,000 | -12.8% | 2,195 | 0.0% | 0.01% | -11.1% | |
| NOC | Buy | NORTHROP GRUNMAN COequities | $53,066,000 | +116.1% | 152 | +90.0% | 0.01% | +100.0% |
| FRESNO CA WTR SYconvertible/ | $51,846,000 | -2.0% | 40,000 | 0.0% | 0.01% | -11.1% | ||
| WRK | WESTROCKequities | $50,053,000 | +1.5% | 780 | 0.0% | 0.01% | 0.0% | |
| VFC | Buy | VF CORPequities | $51,736,000 | +166.8% | 698 | +166.4% | 0.01% | +166.7% |
| NGHCO | NATL GEN PFDpfds, reits, | $53,270,000 | -1.2% | 2,152 | 0.0% | 0.01% | -11.1% | |
| INTERPUBLIC GRP COSconvertible/ | $50,649,000 | -2.0% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CAG | CONAGRA FOODS INCequities | $52,554,000 | -2.1% | 1,425 | 0.0% | 0.01% | -11.1% | |
| HARTFORD FINL Sconvertible/ | $53,276,000 | -2.3% | 50,000 | 0.0% | 0.01% | -11.1% | ||
| GOLDMAN SACHS GROUPconvertible/ | $42,673,000 | -1.5% | 40,000 | 0.0% | 0.01% | 0.0% | ||
| CB | Buy | CHUBB CORPequities | $43,219,000 | +40.8% | 316 | +50.5% | 0.01% | +40.0% |
| TEL | TYCO ELECTRONICS LTDequities | $42,358,000 | +5.1% | 424 | 0.0% | 0.01% | +16.7% | |
| MKC | Buy | MCCORMICK & CO INCequities | $43,620,000 | +47.6% | 410 | +41.4% | 0.01% | +40.0% |
| Buy | OCCIDENTAL PETRO CORPequities | $45,438,000 | +40.0% | 699 | +58.9% | 0.01% | +40.0% | |
| CGC | Buy | CANOPY GROWTH CORPOequities | $41,787,000 | +47.2% | 1,600 | +33.3% | 0.01% | +40.0% |
| BKLN | New | POWERSHARES SR LOAN ETFequities | $45,219,000 | – | 1,955 | +100.0% | 0.01% | – |
| GLOP | GASLOG PARTNERS LPpfds, reits, | $46,600,000 | -5.9% | 2,000 | 0.0% | 0.01% | -12.5% | |
| YUM | YUM! BRANDS INCequities | $42,565,000 | +4.3% | 500 | 0.0% | 0.01% | 0.0% | |
| Sell | WELLS FARGO & Cconvertible/ | $45,622,000 | -38.0% | 45,000 | -35.7% | 0.01% | -41.7% | |
| PSA | PUBLIC STORAGE INCpfds, reits, | $44,632,000 | -4.1% | 223 | 0.0% | 0.01% | 0.0% | |
| AMGN | Buy | AMGEN INCequities | $42,790,000 | +5.6% | 251 | +7.7% | 0.01% | 0.0% |
| GILD | Buy | GILEAD SCIENCES INCequities | $44,405,000 | +68.0% | 589 | +59.6% | 0.01% | +75.0% |
| NGLPRB | New | NGL ENERGY PARTNpfds, reits, | $43,022,000 | – | 1,850 | +100.0% | 0.01% | – |
| SYY | SYSCOequities | $45,210,000 | -1.3% | 754 | 0.0% | 0.01% | 0.0% | |
| VIACOM INCconvertible/ | $45,638,000 | -0.1% | 45,000 | 0.0% | 0.01% | 0.0% | ||
| ATUSF | ALTIUS MINERALS CORPequities | $40,256,000 | -8.5% | 3,700 | 0.0% | 0.01% | -14.3% | |
| VFH | VANGUARD FINANCIALSequities | $34,735,000 | -0.8% | 500 | 0.0% | 0.01% | 0.0% | |
| SKX | Buy | SKECHERS USA INCequities | $40,835,000 | +139.8% | 1,050 | +133.3% | 0.01% | +100.0% |
| CP | CANADIAN PACIFIC RAILWAY LTDequities | $40,066,000 | -3.4% | 227 | 0.0% | 0.01% | -14.3% | |
| SCG | SCANA CORPequities | $37,550,000 | -5.6% | 1,000 | 0.0% | 0.01% | 0.0% | |
| SNY | SANOFIequities | $40,080,000 | -6.8% | 1,000 | 0.0% | 0.01% | -14.3% | |
| SALT VERDE AZ FCconvertible/ | $39,635,000 | -2.4% | 35,000 | 0.0% | 0.01% | -14.3% | ||
| CRM | SALESFORCE.COM INCequities | $38,844,000 | +13.8% | 334 | 0.0% | 0.01% | +20.0% | |
| SDY | SPDR S&P DIVIDEND ETFequities | $38,304,000 | -3.5% | 420 | 0.0% | 0.01% | 0.0% | |
| WPC | WP CAREY INCpfds, reits, | $37,194,000 | -10.0% | 600 | 0.0% | 0.01% | -14.3% | |
| RF | REGIONS FINL CORPequities | $37,160,000 | +7.5% | 2,000 | 0.0% | 0.01% | 0.0% | |
| C | CITIGROUP INCequities | $37,463,000 | -9.3% | 555 | 0.0% | 0.01% | -14.3% | |
| ADSK | AUTODESK INCequities | $35,162,000 | +19.8% | 280 | 0.0% | 0.01% | +20.0% | |
| WD | WALKER & DUNLOP INCequities | $35,652,000 | +25.1% | 600 | 0.0% | 0.01% | +20.0% | |
| CLF | New | CLIFFS NATURAL RES INCequities | $34,750,000 | – | 5,000 | +100.0% | 0.01% | – |
| New | WA ST COPconvertible/ | $36,118,000 | – | 35,000 | +100.0% | 0.01% | – | |
| UPS | UNITED PARCEL SERVICE INCequities | $39,248,000 | -12.2% | 375 | 0.0% | 0.01% | -14.3% | |
| TBT | PROSHARES ULTRASHORT 20 YR TREASURYequities | $36,270,000 | +7.4% | 1,000 | 0.0% | 0.01% | +20.0% | |
| HOG | HARLEY-DAVIDSON INCequities | $38,592,000 | -15.7% | 900 | 0.0% | 0.01% | -14.3% | |
| LUXTY | LUXOTTICA GRP SPAequities | $37,320,000 | +1.7% | 600 | 0.0% | 0.01% | 0.0% | |
| BPL | BUCKEYE PARTNERSpfds, reits, | $37,390,000 | -24.5% | 1,000 | 0.0% | 0.01% | -25.0% | |
| STPZ | PIMCO 1-5 YR US TIPS ETFequities | $36,393,000 | +0.1% | 700 | 0.0% | 0.01% | 0.0% | |
| ZBH | ZIMMER BIOMET HOLDINGS INCequities | $34,893,000 | -9.6% | 320 | 0.0% | 0.01% | 0.0% | |
| MIDD | MIDDLEBY CORPequities | $37,137,000 | -8.3% | 300 | 0.0% | 0.01% | -14.3% | |
| HOLX | HOLOGIC INCequities | $37,360,000 | -12.6% | 1,000 | 0.0% | 0.01% | -14.3% | |
| TSM | TAIWAN SEMI MANU CO LTDequities | $35,008,000 | +10.4% | 800 | 0.0% | 0.01% | +20.0% | |
| PPG | Buy | PPG INDUSTRIES INCequities | $36,270,000 | +676.2% | 325 | +712.5% | 0.01% | +500.0% |
| TOTAL SAequities | $34,614,000 | +4.4% | 600 | 0.0% | 0.01% | +20.0% | ||
| FXH | FIRST TRUST HC ALPHADEX ETFequities | $37,476,000 | -0.6% | 540 | 0.0% | 0.01% | 0.0% | |
| NSRGY | NESTLE SAequities | $39,525,000 | -8.0% | 500 | 0.0% | 0.01% | -14.3% | |
| NVS | Buy | NOVARTIS AGequities | $34,685,000 | +779.0% | 429 | +812.8% | 0.01% | +500.0% |
| STOR | STORE CAPITAL CORPequities | $29,784,000 | -4.7% | 1,200 | 0.0% | 0.01% | 0.0% | |
| MAR | MARRIOTT INTL INC CL Aequities | $32,635,000 | +0.2% | 240 | 0.0% | 0.01% | 0.0% | |
| IWP | ISHARES RUSSELL MC GWTH ETFequities | $34,426,000 | +1.9% | 280 | 0.0% | 0.01% | 0.0% | |
| AMGEN INCconvertible/ | $29,291,000 | -2.3% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| WFCPRQ | Sell | WELLS FARGO & CO PFDpfds, reits, | $28,788,000 | -95.4% | 1,095 | -95.3% | 0.01% | -95.0% |
| AZ HLTH FAC AUTHconvertible/ | $30,726,000 | -2.1% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| WLDVF | ARIZONA MINING INCequities | $31,376,000 | +14.6% | 10,000 | 0.0% | 0.01% | +25.0% | |
| ADNT | ADIENT PLCequities | $30,239,000 | -24.1% | 506 | 0.0% | 0.01% | -16.7% | |
| UNIV AZ MED CTRconvertible/ | $29,011,000 | -1.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| ANZBY | AUST & NEW ZEALAND BKG ADRFequities | $31,313,000 | -6.6% | 1,500 | 0.0% | 0.01% | 0.0% | |
| RILYZ | B RILEY FINANCIApfds, reits, | $32,994,000 | -1.9% | 1,300 | 0.0% | 0.01% | 0.0% | |
| BLL | BALL CORPequities | $31,768,000 | +4.9% | 800 | 0.0% | 0.01% | 0.0% | |
| TSLA | Sell | TESLA MOTORS INCequities | $30,605,000 | -43.8% | 115 | -34.3% | 0.01% | -44.4% |
| SURPRISE AZ MPC Wconvertible/ | $30,291,000 | +0.5% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| SNAP | SNAP INCequities | $31,264,000 | +8.6% | 1,970 | 0.0% | 0.01% | 0.0% | |
| New | CA ST PB WKS BDconvertible/ | $30,950,000 | – | 30,000 | +100.0% | 0.01% | – | |
| WYND | WYNDHAM WORLDWIDE CORPequities | $31,468,000 | -1.2% | 275 | 0.0% | 0.01% | 0.0% | |
| RGLD | ROYAL GOLD INCequities | $34,520,000 | +4.6% | 402 | 0.0% | 0.01% | 0.0% | |
| RMD | RESMED INCequities | $29,541,000 | +16.3% | 300 | 0.0% | 0.01% | +25.0% | |
| CTSH | COGNIZANT TECH SOLULTIONS CORP Aequities | $30,590,000 | +13.3% | 380 | 0.0% | 0.01% | +25.0% | |
| APTS | New | PREF APT COMMUNITIESpfds, reits, | $28,380,000 | – | 2,000 | +100.0% | 0.01% | – |
| CBOA FINANCIAL INCequities | $33,000,000 | +12.2% | 12,000 | 0.0% | 0.01% | 0.0% | ||
| PXSG | POWERSHARES RSSLLl 2000equities | $28,569,000 | +3.4% | 860 | 0.0% | 0.01% | +25.0% | |
| New | PENNSBURY PA SDconvertible/ | $33,660,000 | – | 30,000 | +100.0% | 0.01% | – | |
| EXCELSIOR MINING COequities | $31,817,000 | -5.9% | 31,900 | 0.0% | 0.01% | 0.0% | ||
| ON | ON SEMICONDUCTOR CORPequities | $29,058,000 | +16.8% | 1,188 | 0.0% | 0.01% | +25.0% | |
| NTRS | NORTHERN TRUST CORPequities | $30,939,000 | +3.2% | 300 | 0.0% | 0.01% | 0.0% | |
| GPT | GRAMMERCY PPTY TRUSTpfds, reits, | $32,595,000 | -18.5% | 1,500 | 0.0% | 0.01% | -16.7% | |
| GOODM | GLADSTONE COML Cpfds, reits, | $22,344,000 | -4.1% | 900 | 0.0% | 0.00% | 0.0% | |
| New | GEORGIA STconvertible/ | $26,043,000 | – | 25,000 | +100.0% | 0.00% | – | |
| ALLPRDCL | ALLSTATE COR PFDpfds, reits, | $25,880,000 | -1.9% | 1,000 | 0.0% | 0.00% | 0.0% | |
| NYMTO | NEW YORK MTG PFDpfds, reits, | $23,620,000 | -3.6% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ALLPRACL | ALLSTATE COR PFDpfds, reits, | $25,025,000 | -0.9% | 986 | 0.0% | 0.00% | 0.0% | |
| FCX | Buy | FREEPORT-MCMORAN INCequities | $25,524,000 | +514.7% | 1,453 | +563.5% | 0.00% | +300.0% |
| IRVINE CA SPL Tconvertible/ | $24,465,000 | -0.3% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| NOVATO CA RDAconvertible/ | $25,003,000 | -0.0% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| FTV | FORTIVE CORPequities | $23,256,000 | +7.1% | 300 | 0.0% | 0.00% | +33.3% | |
| FIRST TR COMBINED SERunit trusts | $26,070,000 | -1.4% | 30 | 0.0% | 0.00% | 0.0% | ||
| ESRX | EXPRESS SCRIPTS HLDG COequities | $25,145,000 | -7.4% | 364 | 0.0% | 0.00% | 0.0% | |
| PANW | PALO ALTO NETWORKSequities | $26,502,000 | +25.2% | 146 | 0.0% | 0.00% | +33.3% | |
| PYPL | Buy | PAYPAL HOLDINGS INCequities | $22,306,000 | +110.4% | 294 | +104.2% | 0.00% | +100.0% |
| EDWARDS LIFESCIENCES CPequities | $27,904,000 | +23.8% | 200 | 0.0% | 0.00% | 0.0% | ||
| PMTPRA | PENNYMAC MORpfds, reits, | $22,914,000 | +0.9% | 900 | 0.0% | 0.00% | 0.0% | |
| New | PHOENIX AZconvertible/ | $23,174,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | PHOENIX AZ WTRconvertible/ | $27,443,000 | – | 25,000 | +100.0% | 0.00% | – | |
| ALCOA INCconvertible/ | $25,750,000 | -2.9% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| TROW | Buy | TROWE PRICE GROUP INCequities | $28,288,000 | +670.2% | 262 | +648.6% | 0.00% | +300.0% |
| PRLB | PROTO LABS INCequities | $25,861,000 | +14.1% | 220 | 0.0% | 0.00% | 0.0% | |
| AGNCB | AGNC INVESTpfds, reits, | $28,292,000 | -0.5% | 1,100 | 0.0% | 0.00% | -20.0% | |
| CONTRA COSTA CA Pconvertible/ | $27,079,000 | -1.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| MERPRPCL | MERRILL LYNCH PFDpfds, reits, | $27,704,000 | -3.3% | 1,055 | 0.0% | 0.00% | -20.0% | |
| CHCT | COMMUNITY HEALTHCAREpfds, reits, | $25,740,000 | -8.4% | 1,000 | 0.0% | 0.00% | -20.0% | |
| CMCSA | Sell | COMCAST CORP Aequities | $27,678,000 | -51.9% | 810 | -43.7% | 0.00% | -55.6% |
| New | Collier Fl S/B Cconvertible/ | $25,762,000 | – | 25,000 | +100.0% | 0.00% | – | |
| CTXS | CITRIX SYSTEMS INCequities | $25,984,000 | +5.5% | 280 | 0.0% | 0.00% | 0.0% | |
| LNG | Sell | CHENIERE ENERGY INCequities | $25,977,000 | -51.1% | 486 | -50.7% | 0.00% | -55.6% |
| CHEMTRADE LOG INC FDequities | $23,945,000 | -22.7% | 2,000 | 0.0% | 0.00% | -20.0% | ||
| SAFEWAY INCconvertible/ | $23,454,000 | -5.1% | 29,000 | 0.0% | 0.00% | 0.0% | ||
| CANADIAN APT PPTYSpfds, reits, | $23,060,000 | -2.9% | 800 | 0.0% | 0.00% | 0.0% | ||
| HEWLETT-PACKARD COconvertible/ | $25,918,000 | -1.5% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| XLV | Sell | HEALTHCARE SELECT SECTOR SPDR FDequities | $26,455,000 | -5.9% | 325 | -4.4% | 0.00% | -20.0% |
| CBT | CABOT CORPequities | $22,622,000 | -9.5% | 406 | 0.0% | 0.00% | 0.0% | |
| SQ | SQUARE INCequities | $24,600,000 | +41.9% | 500 | 0.0% | 0.00% | +33.3% | |
| TJX | Buy | TJX COS INCequities | $26,833,000 | +107.7% | 329 | +94.7% | 0.00% | +100.0% |
| BIIB | BIOGEN IDEC INCequities | $25,465,000 | -14.0% | 93 | 0.0% | 0.00% | -20.0% | |
| TCBIP | TEXAS CAPITALpfds, reits, | $24,130,000 | -0.6% | 950 | 0.0% | 0.00% | 0.0% | |
| New | TEXAS STATE B7convertible/ | $22,457,000 | – | 20,000 | +100.0% | 0.00% | – | |
| Sell | TRAVELERS COMPANIESequities | $24,301,000 | -7.2% | 175 | -9.3% | 0.00% | 0.0% | |
| New | TUCSON AZ WTRconvertible/ | $23,438,000 | – | 20,000 | +100.0% | 0.00% | – | |
| BIDU | BAIDU INCequities | $22,319,000 | -4.7% | 100 | 0.0% | 0.00% | 0.0% | |
| UA | Buy | UNDER ARMOUR INC CL Cequities | $24,395,000 | +815.7% | 1,700 | +750.0% | 0.00% | – |
| UN | UNILEVER NVequities | $28,195,000 | +0.1% | 500 | 0.0% | 0.00% | -20.0% | |
| COLAS SA ORDequities | $22,629,000 | +3.8% | 100 | 0.0% | 0.00% | 0.0% | ||
| New | HUTCHINSON MN PURconvertible/ | $27,448,000 | – | 25,000 | +100.0% | 0.00% | – | |
| ACN | Buy | ACCENTURE PLCequities | $26,402,000 | +762.2% | 172 | +760.0% | 0.00% | – |
| ASBPRC | ASSOCIATED BANC PFDpfds, reits, | $26,030,000 | -4.2% | 1,000 | 0.0% | 0.00% | 0.0% | |
| VEA | Sell | VANGUARD MSCI EAFE ETFequities | $22,523,000 | -72.1% | 509 | -71.8% | 0.00% | -69.2% |
| ITW | ILLINOIS TOOL WORKSequities | $23,499,000 | -6.1% | 150 | 0.0% | 0.00% | 0.0% | |
| New | AX ST TRANSN BRDconvertible/ | $26,780,000 | – | 25,000 | +100.0% | 0.00% | – | |
| VOD | VODAFONE GROUP PLCequities | $22,256,000 | -12.8% | 800 | 0.0% | 0.00% | 0.0% | |
| New | WATERLOO LA CSDconvertible/ | $26,036,000 | – | 25,000 | +100.0% | 0.00% | – | |
| AMT | AMERICAN TOWER CORPequities | $26,016,000 | +1.9% | 179 | 0.0% | 0.00% | 0.0% | |
| AWR | AMERICAN STATES WTRequities | $26,530,000 | -8.4% | 500 | 0.0% | 0.00% | -20.0% | |
| Ingersoll-Randconvertible/ | $25,891,000 | -2.4% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| WFEPRACL | WELLS FARGOpfds, reits, | $25,960,000 | -2.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| AXP | Buy | AMERICAN EXPRESS COequities | $27,518,000 | +2.6% | 295 | +9.3% | 0.00% | 0.0% |
| LTC | LTC PROPERTIES, INCpfds, reits, | $26,600,000 | -12.7% | 700 | 0.0% | 0.00% | -20.0% | |
| REYNOLDS AMERICconvertible/ | $26,380,000 | -1.6% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| AAL | AMERICAN AIRLINES GROUP INCequities | $26,259,000 | -0.0% | 505 | 0.0% | 0.00% | 0.0% | |
| GOLDMAN SACHS GROUPconvertible/ | $27,385,000 | -2.7% | 25,000 | 0.0% | 0.00% | -20.0% | ||
| BK | BANK OF NY MELLON CORPequities | $20,612,000 | -4.3% | 400 | 0.0% | 0.00% | 0.0% | |
| CHUBB CORPconvertible/ | $19,555,000 | -3.1% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| AET | AETNA INCequities | $19,435,000 | -6.3% | 115 | 0.0% | 0.00% | 0.0% | |
| A | AGILENT TECHNOLOGIES INCequities | $16,926,000 | -0.1% | 253 | 0.0% | 0.00% | 0.0% | |
| AKAM | AKAMIA TECHNOLOGIES INCequities | $21,294,000 | +9.1% | 300 | 0.0% | 0.00% | 0.0% | |
| APH | AMPHENOL CORPequities | $17,226,000 | -1.9% | 200 | 0.0% | 0.00% | 0.0% | |
| APC | Buy | ANADARKO PETROLEUM CORPequities | $18,134,000 | +130.0% | 300 | +104.1% | 0.00% | +200.0% |
| AMAT | Buy | APPLIED MATERIALS INCequities | $19,575,000 | +636.5% | 352 | +576.9% | 0.00% | – |
| ADM | ARCHER DANIELS MIDLAND COequities | $17,348,000 | +8.2% | 400 | 0.0% | 0.00% | 0.0% | |
| ARCC | Sell | ARES CAP CORPequities | $18,790,000 | -12.2% | 1,184 | -13.1% | 0.00% | 0.0% |
| AZ ST CTFS PARTconvertible/ | $17,324,000 | -2.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| AAWW | ATLAS AIR WORLDWIDE HOLDINGS INCequities | $17,228,000 | +3.1% | 285 | 0.0% | 0.00% | 0.0% | |
| New | AUSTIN TX CODconvertible/ | $21,956,000 | – | 20,000 | +100.0% | 0.00% | – | |
| AUSTIN TX ISDconvertible/ | $16,836,000 | -1.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BALTIMORE GAS ELEconvertible/ | $18,356,000 | -2.6% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| BANCPRE | BANC CALLIF INCpfds, reits, | $20,720,000 | -2.0% | 800 | 0.0% | 0.00% | 0.0% | |
| BENTON CNTY WA SD 1convertible/ | $16,637,000 | -1.3% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| BERKSHIRE HATHAconvertible/ | $19,411,000 | -3.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| BPFHP | BOSTON PRIVATpfds, reits, | $21,667,000 | -0.6% | 850 | 0.0% | 0.00% | -25.0% | |
| RA | BROOKFIELD REAL ASSETS Iequities | $21,770,000 | -6.8% | 1,000 | 0.0% | 0.00% | -25.0% | |
| CHSCL | CHS INCpfds, reits, | $19,467,000 | -1.2% | 700 | 0.0% | 0.00% | 0.0% | |
| CVS | New | CVS HEALTH CORPequities | $15,864,000 | – | 255 | +100.0% | 0.00% | – |
| CCMP | CABOT MICROELECTRONICS CORPequities | $15,852,000 | +13.8% | 148 | 0.0% | 0.00% | +50.0% | |
| CALIFORNIA STconvertible/ | $15,823,000 | -1.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| COFPRDCL | CAPITAL ONE FIN PFDpfds, reits, | $19,040,000 | -1.5% | 720 | 0.0% | 0.00% | 0.0% | |
| CE | CELANESE CORPequities | $20,042,000 | -6.4% | 200 | 0.0% | 0.00% | 0.0% | |
| CNC | New | CENTENE CORPequities | $18,702,000 | – | 175 | +100.0% | 0.00% | – |
| CHEVRON CORPORAconvertible/ | $19,229,000 | -3.6% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CIOPRA | CITY OFFICEpfds, reits, | $21,069,000 | -5.5% | 885 | 0.0% | 0.00% | -25.0% | |
| CLX | New | CLOROX COequities | $16,106,000 | – | 121 | +100.0% | 0.00% | – |
| CL | New | COLGATE PALMOLIVEequities | $18,995,000 | – | 265 | +100.0% | 0.00% | – |
| COMCASE CORPORATIconvertible/ | $19,338,000 | -5.2% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| CNSL | CONS COMM HLDGSequities | $16,221,000 | -10.1% | 1,480 | 0.0% | 0.00% | 0.0% | |
| CLR | CONTINENTAL RESOURCES INCequities | $17,685,000 | +11.3% | 300 | 0.0% | 0.00% | 0.0% | |
| CPRT | COPART INCequities | $20,372,000 | +17.9% | 400 | 0.0% | 0.00% | 0.0% | |
| CORPUS CHRISTI TXconvertible/ | $16,643,000 | -1.6% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| DASTY | DASSAULT SYSTEMS SA ADRFequities | $20,476,000 | +28.7% | 150 | 0.0% | 0.00% | 0.0% | |
| New | Delaware Stconvertible/ | $17,190,000 | – | 15,000 | +100.0% | 0.00% | – | |
| New | DELAWARE STconvertible/ | $17,050,000 | – | 15,000 | +100.0% | 0.00% | – | |
| DNKN | DUNKIN BRANDS GROUP INCequities | $17,907,000 | -7.4% | 300 | 0.0% | 0.00% | 0.0% | |
| DEA | EASTERLY GOVT PPTYSpfds, reits, | $20,400,000 | -4.4% | 1,000 | 0.0% | 0.00% | 0.0% | |
| New | EDINA MN ISD NO273convertible/ | $21,194,000 | – | 20,000 | +100.0% | 0.00% | – | |
| ES | New | EVERSOURCE ENERGYequities | $20,917,000 | – | 355 | +100.0% | 0.00% | – |
| FANNIE MAEconvertible/ | $21,480,000 | -0.8% | 22,000 | 0.0% | 0.00% | 0.0% | ||
| FREDDIE MACconvertible/ | $21,317,000 | -0.8% | 21,000 | 0.0% | 0.00% | 0.0% | ||
| FORD HLDG LLCconvertible/ | $20,549,000 | -3.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GD | GENERAL DYNAMICS CORPequities | $18,777,000 | +8.6% | 85 | 0.0% | 0.00% | 0.0% | |
| GEORGIA PWR COconvertible/ | $19,327,000 | -3.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| GOLDMAN SACHS GROUPconvertible/ | $21,747,000 | -2.7% | 20,000 | 0.0% | 0.00% | -25.0% | ||
| GT | GOODYEAR TIRE & RUBBER COequities | $20,600,000 | -17.7% | 775 | 0.0% | 0.00% | -25.0% | |
| HARRIS CNTY TXconvertible/ | $16,693,000 | -1.4% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| HE | HAWAIIAN ELECTRIC INDUSTRIES INCequities | $17,190,000 | -4.9% | 500 | 0.0% | 0.00% | 0.0% | |
| HEWLETT-PACKARD COconvertible/ | $15,759,000 | -1.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| IRT | INDEPENDENCE REALTY TRUST INCpfds, reits, | $18,360,000 | -9.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| ILPT | New | INDUSTRIAL LOGISTICSpfds, reits, | $17,289,000 | – | 850 | +100.0% | 0.00% | – |
| INTEL CORPconvertible/ | $18,785,000 | -3.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| IMCB | ISHARES MORNINGSTAR MC ETFequities | $21,582,000 | -2.3% | 119 | 0.0% | 0.00% | -25.0% | |
| SLV | ISHARES SILVER TRUSTequities | $20,033,000 | -3.6% | 1,300 | 0.0% | 0.00% | 0.0% | |
| JD | JD.COM INCequities | $16,196,000 | -2.2% | 400 | 0.0% | 0.00% | 0.0% | |
| KPTI | KARYOPHARM THERAPTICequities | $16,104,000 | +39.8% | 1,200 | 0.0% | 0.00% | +50.0% | |
| KOPN | Sell | KOPIN CORPequities | $16,224,000 | -18.2% | 5,200 | -16.1% | 0.00% | 0.0% |
| LW | LAMB WESTON HOLDINGSequities | $19,387,000 | +3.1% | 333 | 0.0% | 0.00% | 0.0% | |
| LIBERTY INTERACTIVEconvertible/ | $18,275,000 | -1.2% | 17,000 | 0.0% | 0.00% | 0.0% | ||
| MFC | MANULIFE FINANCIAL CORPequities | $18,580,000 | -10.9% | 1,000 | 0.0% | 0.00% | 0.0% | |
| MARICOPA AZ SD #4convertible/ | $16,471,000 | -1.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MKL | MARKELequities | $17,554,000 | +2.7% | 15 | 0.0% | 0.00% | 0.0% | |
| New | MARYLAND STaryland Stconvertible/ | $21,745,000 | – | 20,000 | +100.0% | 0.00% | – | |
| MEDTRONIC INCconvertible/ | $19,996,000 | -3.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MELI | MERCADOLIBRE INCequities | $17,820,000 | +13.3% | 50 | 0.0% | 0.00% | 0.0% | |
| MICROSOFT CORPconvertible/ | $20,179,000 | -1.4% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MICROSOFT CORPconvertible/ | $19,828,000 | -3.8% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TAP | MOLSON COORS BREWING CO Bequities | $18,833,000 | -8.2% | 250 | 0.0% | 0.00% | 0.0% | |
| MORGAN STANLEYconvertible/ | $19,868,000 | -4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| MSI | MOTOROLA SOLUTIONS INCequities | $21,271,000 | +16.6% | 202 | 0.0% | 0.00% | 0.0% | |
| NTAP | NETAPP INCequities | $18,507,000 | +11.5% | 300 | 0.0% | 0.00% | 0.0% | |
| NDSN | NORDSON CORPequities | $20,451,000 | -6.9% | 150 | 0.0% | 0.00% | -25.0% | |
| NTR | New | NUTRIEN LTDequities | $20,794,000 | – | 440 | +100.0% | 0.00% | – |
| PNC FINANCIAL SRVconvertible/ | $20,303,000 | -3.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PACIFIC GAL ELECconvertible/ | $18,979,000 | -4.4% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC ARPTconvertible/ | $16,068,000 | -0.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| POR | PORTLAND GENERAL ELECequities | $20,255,000 | -11.1% | 500 | 0.0% | 0.00% | -25.0% | |
| QVC, INC.convertible/ | $19,681,000 | -3.7% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| RBA | New | RITCHIE BROS AUCTIONequities | $17,812,000 | – | 566 | +100.0% | 0.00% | – |
| CITY OF SAN ANTONIOconvertible/ | $16,972,000 | -2.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | SAN DIEGO CA PFA SWconvertible/ | $20,761,000 | – | 20,000 | +100.0% | 0.00% | – | |
| SA | SEABRIDGE GOLD INCequities | $16,470,000 | -4.4% | 1,525 | 0.0% | 0.00% | 0.0% | |
| SGEN | SEATTLE GENETICS INCequities | $20,936,000 | -2.2% | 400 | 0.0% | 0.00% | 0.0% | |
| XLE | Sell | ENERGY SELECT SECTOR SPDR FDequities | $20,223,000 | -13.4% | 300 | -7.1% | 0.00% | -25.0% |
| SRE | SEMPRA ENERGYequities | $21,688,000 | +4.0% | 195 | 0.0% | 0.00% | 0.0% | |
| SCCO | SOUTHERN COPPER CORPequities | $21,672,000 | +14.2% | 400 | 0.0% | 0.00% | 0.0% | |
| SFM | Sell | SPROUTS FARMERS MARKET INCequities | $21,921,000 | -4.1% | 934 | -0.5% | 0.00% | -25.0% |
| SMP | STANDARD MOTOR PRODSequities | $19,028,000 | +5.9% | 400 | 0.0% | 0.00% | 0.0% | |
| STATE STREET CORconvertible/ | $20,060,000 | -3.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| SYF | SYNCHRONY FINANCIALequities | $18,442,000 | -13.2% | 550 | 0.0% | 0.00% | 0.0% | |
| TPR | TAPESTRY INC.equities | $21,044,000 | +18.9% | 400 | 0.0% | 0.00% | 0.0% | |
| TOLL BROTHERS INCconvertible/ | $19,575,000 | -5.3% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TWOPRA | TWO HARBORSpfds, reits, | $15,804,000 | -3.4% | 600 | 0.0% | 0.00% | 0.0% | |
| UNION PACIFIC CORPconvertible/ | $19,286,000 | -4.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| VALE SAequities | $17,172,000 | +4.0% | 1,350 | 0.0% | 0.00% | 0.0% | ||
| VCSH | New | VANGUARD ST CORP BOND ETFequities | $19,608,000 | – | 250 | +100.0% | 0.00% | – |
| VCIT | New | VANGUARD INTERMEDIATEequities | $19,259,000 | – | 227 | +100.0% | 0.00% | – |
| VULCAN MATERIALSconvertible/ | $19,726,000 | -3.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| YUMC | YUM CHINA HOLDINGS INCequities | $20,750,000 | +3.7% | 500 | 0.0% | 0.00% | 0.0% | |
| ZTS | Sell | ZOETIS INCequities | $21,128,000 | -87.0% | 253 | -88.8% | 0.00% | -88.5% |
| INGERSOLL-RAND PLCequities | $17,102,000 | -4.1% | 200 | 0.0% | 0.00% | 0.0% | ||
| DLNGPRA | DYNAGAS LNG PARpfds, reits, | $19,860,000 | +1.8% | 750 | 0.0% | 0.00% | 0.0% | |
| NY ST DORM AUTH PERconvertible/ | $11,657,000 | -3.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BKH | Sell | BLACK HILLS CORPequities | $13,575,000 | -24.7% | 250 | -16.7% | 0.00% | -33.3% |
| TTM | TATA MOTORS LTDequities | $10,280,000 | -22.3% | 400 | 0.0% | 0.00% | 0.0% | |
| TEF | TELEFONICA SAequities | $9,752,000 | +2.0% | 988 | 0.0% | 0.00% | 0.0% | |
| OXLCM | OXFORD LANE Cpfds, reits, | $15,300,000 | +1.2% | 600 | 0.0% | 0.00% | 0.0% | |
| TENNESSEE STconvertible/ | $10,027,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BERKSHIRE HATHAWAYconvertible/ | $9,861,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MET | METLIFE INCequities | $10,784,000 | -9.2% | 235 | 0.0% | 0.00% | 0.0% | |
| GOLD | BARRICK GOLD CORPequities | $12,450,000 | -14.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| BK NY MELLON CORconvertible/ | $9,704,000 | -1.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TX TRANS ST HWY FDconvertible/ | $11,614,000 | -2.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IRVING TX WWKS/SWRconvertible/ | $10,319,000 | -0.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TOL | TOLL BROTHERS INCequities | $12,975,000 | -9.9% | 300 | 0.0% | 0.00% | 0.0% | |
| New | MARICOPA AZ CODconvertible/ | $10,997,000 | – | 10,000 | +100.0% | 0.00% | – | |
| THGA | HANOVER INSURANpfds, reits, | $12,546,000 | -0.9% | 500 | 0.0% | 0.00% | 0.0% | |
| TOYOTA AUTO RECEIVAconvertible/ | $9,966,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MI ST BLDG AUTHconvertible/ | $10,903,000 | -1.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TUCSON AZ WTRconvertible/ | $11,719,000 | -3.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TWLO | TWILIO INCequities | $11,454,000 | +61.8% | 300 | 0.0% | 0.00% | +100.0% | |
| KLEIN TX ISDconvertible/ | $11,395,000 | -2.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| BANF | BANCFIRST CORP OKequities | $10,726,000 | +3.8% | 202 | 0.0% | 0.00% | 0.0% | |
| BNP PARIBASconvertible/ | $10,004,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EQR | EQUITY RESIDENTIALpfds, reits, | $14,357,000 | -3.4% | 233 | 0.0% | 0.00% | 0.0% | |
| BGS | B&G FOODS INCequities | $11,850,000 | -32.6% | 500 | 0.0% | 0.00% | -33.3% | |
| UMHPRC | UMH PROPERTIEpfds, reits, | $12,505,000 | -7.4% | 500 | 0.0% | 0.00% | 0.0% | |
| PAAS | PAN AMERICAN SILVER CPequities | $11,305,000 | +3.7% | 700 | 0.0% | 0.00% | 0.0% | |
| BBTPRG | BB&T CORPpfds, reits, | $13,750,000 | -0.6% | 550 | 0.0% | 0.00% | 0.0% | |
| TGPPRA | TEEKAY LNG PARTNpfds, reits, | $13,242,000 | -1.8% | 534 | 0.0% | 0.00% | 0.0% | |
| New | MARICOPA AZ SD #38convertible/ | $11,568,000 | – | 10,000 | +100.0% | 0.00% | – | |
| U S BANCORPconvertible/ | $9,945,000 | -0.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ENERGY NW WA ELEC Rconvertible/ | $10,085,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OLED | UNIVERSAL DISPLAY CORPequities | $10,100,000 | -41.5% | 100 | 0.0% | 0.00% | -33.3% | |
| AUSTIN TX WTR & WSTconvertible/ | $11,472,000 | -2.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | UTAH STconvertible/ | $11,443,000 | – | 10,000 | +100.0% | 0.00% | – | |
| HMLPPRA | HOEGH LNG PARpfds, reits, | $12,990,000 | -3.5% | 500 | 0.0% | 0.00% | 0.0% | |
| ENB | Sell | ENBRIDGE INCequities | $14,476,000 | -39.4% | 460 | -24.7% | 0.00% | -50.0% |
| PA ST TPK COMMN TPKconvertible/ | $11,393,000 | -2.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EDIT | EDITAS MEDICINE INCOequities | $9,945,000 | +7.9% | 300 | 0.0% | 0.00% | +100.0% | |
| VEU | VANGUARD FTSE ALL WORLD EX-US ETFequities | $15,169,000 | -0.6% | 279 | 0.0% | 0.00% | 0.0% | |
| AZ WTR INFRA FA REVconvertible/ | $11,065,000 | -1.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GLOPPRA | GASLOG PARTNERS LPpfds, reits, | $12,835,000 | -1.6% | 500 | 0.0% | 0.00% | 0.0% | |
| AZ TRANS BRD HWYconvertible/ | $11,193,000 | -1.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $10,987,000 | -1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PEPSICO INCORPORconvertible/ | $9,828,000 | -0.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANS BRD HWYconvertible/ | $10,951,000 | -1.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ TRANS EXCISE TAXconvertible/ | $10,712,000 | -1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST TRANSN BRDconvertible/ | $10,712,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AZ ST LOTTERYconvertible/ | $10,540,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VER | Sell | VEREIT INCpfds, reits, | $15,486,000 | -62.0% | 2,225 | -57.4% | 0.00% | -71.4% |
| AZ HLTH FAC AUTHconvertible/ | $10,677,000 | -1.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | AZ BD REGENTS UNIVconvertible/ | $11,755,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AZ BD REGENTS UNIVconvertible/ | $11,600,000 | -2.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| VET | Sell | VERMILION ENERGY INCequities | $12,912,000 | -55.6% | 400 | -50.0% | 0.00% | -60.0% |
| ARESPRA | ARES MANAGEMENTpfds, reits, | $15,678,000 | -1.4% | 600 | 0.0% | 0.00% | -33.3% | |
| VISA INCconvertible/ | $9,873,000 | -1.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ETV | EATON VANCE TAX MGD BUYequities | $13,833,000 | -3.1% | 929 | 0.0% | 0.00% | 0.0% | |
| PHOENIX AZ CVC ARPTconvertible/ | $10,712,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| APHA | Buy | APHRIA INCequities | $10,214,000 | -16.1% | 1,140 | +38.2% | 0.00% | 0.0% |
| ARIPRC | APOLLO COML REALpfds, reits, | $10,176,000 | -1.4% | 400 | 0.0% | 0.00% | 0.0% | |
| AIV | APT INVT MGMT COpfds, reits, | $10,880,000 | -6.8% | 267 | 0.0% | 0.00% | 0.0% | |
| PHOENIX AZ WST WTRconvertible/ | $11,587,000 | -2.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ WTRconvertible/ | $10,415,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WSO | New | WATSCO INCequities | $11,039,000 | – | 61 | +100.0% | 0.00% | – |
| HTGM | HTG MOLECULAR DIAG INCequities | $12,670,000 | +78.3% | 3,500 | 0.0% | 0.00% | +100.0% | |
| WW | WEIGHT WATCHERS INTLequities | $12,744,000 | +43.9% | 200 | 0.0% | 0.00% | +100.0% | |
| PHOENIX AZ WTRconvertible/ | $11,505,000 | -2.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| WELLS FARGO BK NAconvertible/ | $11,573,000 | -1.8% | 12,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN TOWER COconvertible/ | $15,181,000 | -3.7% | 15,000 | 0.0% | 0.00% | -33.3% | ||
| AMERICAN HONDAconvertible/ | $9,974,000 | -0.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| PHOENIX AZ CVC IMPconvertible/ | $10,703,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN EXPRESSconvertible/ | $9,954,000 | -0.5% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| EOG | New | EOG RESOURCES INCequities | $10,527,000 | – | 100 | +100.0% | 0.00% | – |
| New | PIMA CN AZ IDA Econvertible/ | $10,012,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | PIMA CN AZ IDAconvertible/ | $11,549,000 | – | 10,000 | +100.0% | 0.00% | – | |
| PIMA CN AZ SWRconvertible/ | $10,981,000 | -1.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | WISCONSIN STATEconvertible/ | $11,983,000 | – | 10,000 | +100.0% | 0.00% | – | |
| HEDJ | New | WISDOMTREE EURO HEDGED EQ ETFequities | $12,544,000 | – | 200 | +100.0% | 0.00% | – |
| DRIPPING SPRING TXconvertible/ | $10,875,000 | -1.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| DOW CHEMICAL COconvertible/ | $10,254,000 | -2.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| XPO | XPO LOGISTICS INCequities | $15,272,000 | +11.2% | 150 | 0.0% | 0.00% | 0.0% | |
| MO ST HWY/TRANSconvertible/ | $10,283,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MP WSTRN ST UNIVconvertible/ | $10,098,000 | -1.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| New | NESTLE SA ORDequities | $15,162,000 | – | 192 | +100.0% | 0.00% | – | |
| Z | ZILLOW GROUP INC CL Cequities | $10,760,000 | +31.5% | 200 | 0.0% | 0.00% | +100.0% | |
| AKAOQ | ACHAOGEN INCequities | $12,950,000 | +20.6% | 1,000 | 0.0% | 0.00% | 0.0% | |
| WIRECARD AG BERLIN ORDequities | $11,797,000 | +5.6% | 100 | 0.0% | 0.00% | 0.0% | ||
| MO ST HLTH/EDconvertible/ | $10,389,000 | +3.2% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| IGSB | Buy | ISHARES TR BARCLAYS BONDequities | $15,570,000 | +2.0% | 150 | +2.7% | 0.00% | 0.0% |
| ALKS | Sell | ALKERMES PLCequities | $11,592,000 | -39.5% | 200 | -42.9% | 0.00% | -33.3% |
| New | GRD FORKS ND SANIconvertible/ | $15,039,000 | – | 15,000 | +100.0% | 0.00% | – | |
| AFHBL | ATLAS FINANCIALpfds, reits, | $9,940,000 | -4.6% | 400 | 0.0% | 0.00% | 0.0% | |
| GLOGPRA | GASLOG LTDpfds, reits, | $10,706,000 | +0.6% | 400 | 0.0% | 0.00% | 0.0% | |
| GBLIL | GLOBAL INDEMNIpfds, reits, | $15,380,000 | -0.9% | 600 | 0.0% | 0.00% | 0.0% | |
| DE | New | DEERE & COequities | $14,445,000 | – | 93 | +100.0% | 0.00% | – |
| DVA | New | DAVITA INCequities | $15,628,000 | – | 237 | +100.0% | 0.00% | – |
| LOWER CO RIV AUTH Tconvertible/ | $11,501,000 | -3.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SDS | PROSHARES ULTRASHORT S&P 500equities | $10,281,000 | -0.2% | 251 | 0.0% | 0.00% | 0.0% | |
| MORGAN STANLEYconvertible/ | $13,050,000 | -3.1% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| CCI | CROWN CASTLE INTL CORPpfds, reits, | $15,345,000 | -1.3% | 140 | 0.0% | 0.00% | 0.0% | |
| GMRE | GLOBAL MEDICAL REIT INCpfds, reits, | $13,900,000 | -15.2% | 2,000 | 0.0% | 0.00% | -33.3% | |
| PRH | PRUDENTIAL FINLpfds, reits, | $13,002,000 | -0.7% | 518 | 0.0% | 0.00% | 0.0% | |
| ICE | INTERCONTINENTAL EXCHANGE INCequities | $10,153,000 | +2.8% | 140 | 0.0% | 0.00% | 0.0% | |
| CORRPRA | CORENERGY INFpfds, reits, | $13,739,000 | -3.0% | 550 | 0.0% | 0.00% | 0.0% | |
| GNLPRA | GLOBAL NET LEASpfds, reits, | $14,943,000 | -3.0% | 600 | 0.0% | 0.00% | 0.0% | |
| MA STconvertible/ | $10,565,000 | -1.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GAINN | GLADSTONE INVESTpfds, reits, | $13,959,000 | -0.3% | 550 | 0.0% | 0.00% | 0.0% | |
| NTTNP | NATIONAL GENERpfds, reits, | $9,924,000 | -0.9% | 400 | 0.0% | 0.00% | 0.0% | |
| MA ST WTR RES AUTHconvertible/ | $10,114,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ED | Buy | CONSOLIDATED EDISON INCequities | $9,587,000 | +12.9% | 123 | +23.0% | 0.00% | +100.0% |
| JEA FL ELEC SYS REVconvertible/ | $11,224,000 | -1.8% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| GPC | New | GENUINE PARTS COequities | $13,296,000 | – | 148 | +100.0% | 0.00% | – |
| NTGR | NETGEARequities | $13,728,000 | -2.6% | 240 | 0.0% | 0.00% | 0.0% | |
| RALPH LAUREN COconvertible/ | $9,975,000 | -0.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| RYN | RAYONIERpfds, reits, | $12,559,000 | +11.2% | 357 | 0.0% | 0.00% | 0.0% | |
| IN ST FA REVconvertible/ | $10,286,000 | -0.9% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| REPH | Sell | RECRO PHARMA INCequities | $11,010,000 | -40.5% | 1,000 | -50.0% | 0.00% | -33.3% |
| REGL TRAN DST CO COconvertible/ | $10,688,000 | -0.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NEWM | NEW MEDIA INV GRP INCequities | $12,358,000 | +2.1% | 721 | 0.0% | 0.00% | 0.0% | |
| CPRK | CITIGROUP INC PFDpfds, reits, | $14,295,000 | -1.8% | 510 | 0.0% | 0.00% | 0.0% | |
| SNR | NEW SENIOR INV GRP INCequities | $13,628,000 | +8.2% | 1,666 | 0.0% | 0.00% | 0.0% | |
| CPRLCL | CITIGROUP INpfds, reits, | $11,009,000 | -1.1% | 419 | 0.0% | 0.00% | 0.0% | |
| GEN MOTORS FINLconvertible/ | $14,097,000 | -1.2% | 14,000 | 0.0% | 0.00% | 0.0% | ||
| RPAI | RETAIL PROP OF AMERICA INCpfds, reits, | $14,097,000 | -13.2% | 1,209 | 0.0% | 0.00% | -33.3% | |
| LII | LENNOX INTL INCequities | $10,219,000 | -1.9% | 50 | 0.0% | 0.00% | 0.0% | |
| CIMPRB | CHIMERA INVESTMEpfds, reits, | $10,663,000 | -1.2% | 418 | 0.0% | 0.00% | 0.0% | |
| ROSEMONT ILconvertible/ | $10,496,000 | -1.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NEW YORK N Yconvertible/ | $11,384,000 | -2.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NY ST DORM AUTH S/Tconvertible/ | $11,150,000 | -1.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ROYAL BANK CANADconvertible/ | $9,858,000 | -1.6% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CIMPRA | CHIMERA INVESTMEpfds, reits, | $10,548,000 | -1.7% | 416 | 0.0% | 0.00% | 0.0% | |
| NEM | NEWMONT MINING CORPequities | $10,744,000 | +4.1% | 275 | 0.0% | 0.00% | 0.0% | |
| RWO | New | SPDR DJ GLB RE ETFequities | $11,568,000 | – | 250 | +100.0% | 0.00% | – |
| NBL | Sell | NOBLE ENERGY INCequities | $11,817,000 | -17.2% | 390 | -20.4% | 0.00% | 0.0% |
| SALT RIVER PROJ AZconvertible/ | $15,381,000 | -0.9% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CATERPILLAR INCconvertible/ | $10,268,000 | -2.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| CCL | Buy | CARNIVAL CORPequities | $9,837,000 | +196.4% | 150 | +200.0% | 0.00% | +100.0% |
| KMX | New | CARMAX INCequities | $12,388,000 | – | 200 | +100.0% | 0.00% | – |
| CAH | CARDINAL HEALTH INCequities | $12,536,000 | +2.3% | 200 | 0.0% | 0.00% | 0.0% | |
| GTE CORPconvertible/ | $12,529,000 | +2.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| KLAC | KLA-TENCOR CORPequities | $11,518,000 | +3.7% | 106 | 0.0% | 0.00% | 0.0% | |
| NC MUN PWR CA ELECconvertible/ | $11,549,000 | -3.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| COF | CAPITAL ONE FINL CORPequities | $14,373,000 | -3.8% | 150 | 0.0% | 0.00% | 0.0% | |
| CCJ | CAMECO CORPequities | $15,453,000 | -1.5% | 1,700 | 0.0% | 0.00% | -33.3% | |
| HIW | HIGHWOODS PPTYpfds, reits, | $13,015,000 | -13.9% | 297 | 0.0% | 0.00% | 0.0% | |
| SCHD | SCHWAB US DIV EQUITY ETFequities | $9,806,000 | -4.2% | 200 | 0.0% | 0.00% | 0.0% | |
| LPI | LAREDO PETE INCequities | $12,194,000 | -17.9% | 1,400 | 0.0% | 0.00% | 0.0% | |
| XLK | Sell | TECH SELECT SECTOR SPDR FDequities | $13,084,000 | -3.5% | 200 | -5.7% | 0.00% | 0.0% |
| New | CALIFORNIA STconvertible/ | $11,498,000 | – | 10,000 | +100.0% | 0.00% | – | |
| NUAN | New | NUANCE COMM INCequities | $9,450,000 | – | 600 | +100.0% | 0.00% | – |
| SIEGY | SIEMENS AGequities | $12,784,000 | -7.7% | 200 | 0.0% | 0.00% | 0.0% | |
| New | CALIFORNIA STconvertible/ | $11,818,000 | – | 10,000 | +100.0% | 0.00% | – | |
| FORD MOTOR CREDITconvertible/ | $14,066,000 | -2.1% | 13,000 | 0.0% | 0.00% | 0.0% | ||
| New | CALIFORNIA STconvertible/ | $10,624,000 | – | 10,000 | +100.0% | 0.00% | – | |
| SWKS | SKYWORKS SOLUTIONS INCequities | $10,026,000 | +5.6% | 100 | 0.0% | 0.00% | 0.0% | |
| FORD MOTOR COMPconvertible/ | $14,789,000 | -5.4% | 15,000 | 0.0% | 0.00% | -33.3% | ||
| F | Buy | FORD MOTOR COequities | $10,290,000 | -5.9% | 929 | +6.1% | 0.00% | 0.0% |
| SOHOB | SOTHERLY HOTELSpfds, reits, | $14,421,000 | -2.5% | 577 | 0.0% | 0.00% | 0.0% | |
| SOHOO | SOTHERLY HOTpfds, reits, | $15,000,000 | -1.4% | 600 | 0.0% | 0.00% | 0.0% | |
| CA INCconvertible/ | $15,556,000 | -1.1% | 15,000 | 0.0% | 0.00% | -33.3% | ||
| CVS HEALTH CORPconvertible/ | $11,420,000 | -3.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| FE | FIRSTENERGYequities | $11,904,000 | +11.1% | 350 | 0.0% | 0.00% | 0.0% | |
| HCN | Sell | WELLTOWER INCpfds, reits, | $11,321,000 | -70.8% | 208 | -65.8% | 0.00% | -66.7% |
| New | OHIO STconvertible/ | $11,186,000 | – | 10,000 | +100.0% | 0.00% | – | |
| OH ST WTR POLL REVconvertible/ | $11,110,000 | -1.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| OMC | New | OMNICOM GROUP INCequities | $13,517,000 | – | 186 | +100.0% | 0.00% | – |
| CBS | CBS CORPequities | $10,278,000 | -12.9% | 200 | 0.0% | 0.00% | 0.0% | |
| New | KENDALL CNTY Il Cconvertible/ | $15,446,000 | – | 15,000 | +100.0% | 0.00% | – | |
| STARBUCKS CORPconvertible/ | $9,791,000 | -1.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| STM | STMICROELETRONICS NVequities | $11,479,000 | +2.1% | 515 | 0.0% | 0.00% | 0.0% | |
| BROWARD CNTY FL ARPconvertible/ | $11,008,000 | -1.3% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SAM | BOSTON BEER COequities | $14,179,000 | -1.1% | 75 | 0.0% | 0.00% | 0.0% | |
| FDS | FACTSET RESEARCH SYSTEMSequities | $9,971,000 | +3.5% | 50 | 0.0% | 0.00% | 0.0% | |
| BRGPRC | BLUEROCK RESIpfds, reits, | $13,308,000 | -9.4% | 577 | 0.0% | 0.00% | 0.0% | |
| SNVPRCCL | SYNOVUS FINApfds, reits, | $15,606,000 | -0.4% | 600 | 0.0% | 0.00% | -33.3% | |
| JPMPRFCL | JPMORGAN CHASE PFDpfds, reits, | $8,715,000 | -1.8% | 333 | 0.0% | 0.00% | 0.0% | |
| PVD | BANCO BILBAO VIZCAYA ARGENTINA SAequities | $5,001,000 | -7.1% | 633 | 0.0% | 0.00% | 0.0% | |
| BRGPRA | BLUEROCK RESIpfds, reits, | $7,494,000 | -5.3% | 300 | 0.0% | 0.00% | 0.0% | |
| ZG | ZILLOW GROUP INC CL Aequities | $5,400,000 | +32.5% | 100 | 0.0% | 0.00% | 0.0% | |
| OMI | OWENS & MINOR INC HLDequities | $8,553,000 | -17.6% | 550 | 0.0% | 0.00% | -50.0% | |
| ATVI | ACTIVISION BLIZZARD INCequities | $4,250,000 | +6.5% | 63 | 0.0% | 0.00% | 0.0% | |
| CHTR | CHARTER COMMUNICATIONSequities | $4,668,000 | -7.4% | 15 | 0.0% | 0.00% | 0.0% | |
| DLB | DOLBY LABS INCequities | $4,004,000 | +2.5% | 63 | 0.0% | 0.00% | 0.0% | |
| FAU FIN CORP FLconvertible/ | $5,505,000 | -1.7% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| HUSKY ENERGY INCconvertible/ | $7,474,000 | -1.6% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| AAN | AARONS INCequities | $9,320,000 | +16.9% | 200 | 0.0% | 0.00% | 0.0% | |
| TIP | New | ISHARES TR BARCLAYS TIPSequities | $7,914,000 | – | 70 | +100.0% | 0.00% | – |
| GMGMQ | GENERAL MOTORS COequities | $3,452,000 | -11.4% | 95 | 0.0% | 0.00% | 0.0% | |
| BOE | BLACKROCK GLOBAL OPP EQ TRUSTequities | $7,648,000 | -7.5% | 661 | 0.0% | 0.00% | 0.0% | |
| TMUS | T-MOBILE US INCequities | $3,296,000 | -3.9% | 54 | 0.0% | 0.00% | 0.0% | |
| BLK | BLACKROCK INCequities | $8,668,000 | +5.5% | 16 | 0.0% | 0.00% | 0.0% | |
| KEYS | KEYSIGHT TECHNOLOGIESequities | $6,601,000 | +25.9% | 126 | 0.0% | 0.00% | 0.0% | |
| AMBA | AMBARELLA INCequities | $4,899,000 | -16.6% | 100 | 0.0% | 0.00% | 0.0% | |
| FAIRFAX FINANCE PFDpfds, reits, | $9,025,000 | -1.8% | 500 | 0.0% | 0.00% | 0.0% | ||
| BHP | BHP BILLITON LTDequities | $7,686,000 | -3.4% | 173 | 0.0% | 0.00% | 0.0% | |
| OXLCO | OXFORD LANE CAPIpfds, reits, | $7,609,000 | -0.1% | 300 | 0.0% | 0.00% | 0.0% | |
| CVE | CENOVUS ENERGY INCequities | $5,312,000 | -6.5% | 622 | 0.0% | 0.00% | 0.0% | |
| ASX LIMITEDequities | $6,456,000 | +1.2% | 150 | 0.0% | 0.00% | 0.0% | ||
| New | TEMPE AZconvertible/ | $5,809,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | TEMPE AZconvertible/ | $5,034,000 | – | 5,000 | +100.0% | 0.00% | – | |
| PACTIV LLCconvertible/ | $5,631,000 | -2.5% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| TN ENGY ACQUISITconvertible/ | $5,493,000 | -1.1% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| BG | BUNGE LTDequities | $3,845,000 | +10.2% | 52 | 0.0% | 0.00% | 0.0% | |
| DIA | SPDR DOW JONES INDUSTRIAL AVG INDUSTRIAL AVERAGEequities | $6,035,000 | -2.4% | 25 | 0.0% | 0.00% | 0.0% | |
| CLRB | CELLECTAR BIOSCIENCEequities | $5,675,000 | -17.2% | 5,000 | 0.0% | 0.00% | 0.0% | |
| HACK | New | PUREFUNDS ISE CYBER SECURITY ETFequities | $8,568,000 | – | 250 | +100.0% | 0.00% | – |
| GBLIZ | GLOBAL INDEMNITpfds, reits, | $6,444,000 | -0.3% | 250 | 0.0% | 0.00% | 0.0% | |
| OILNF | IPATH S&P GSCI CRUDE OIL TOTAL RETURN-INDEX ETNequities | $7,310,000 | +11.8% | 1,000 | 0.0% | 0.00% | 0.0% | |
| GENERAL ELECTRIC COconvertible/ | $9,369,000 | -1.5% | 9,000 | 0.0% | 0.00% | -50.0% | ||
| INFO | IHS MARKIT LTDequities | $3,425,000 | +6.8% | 71 | 0.0% | 0.00% | 0.0% | |
| BKPRC | BANK OF NY MELLON CORPpfds, reits, | $7,585,000 | +0.2% | 301 | 0.0% | 0.00% | 0.0% | |
| TMO | THERMO FISHER SCIENTIFIC INCequities | $5,781,000 | +8.7% | 28 | 0.0% | 0.00% | 0.0% | |
| EXPEDIA INCconvertible/ | $7,406,000 | -1.7% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| JEFFERIES GROUPconvertible/ | $8,006,000 | -0.7% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| EXPEDIA INCconvertible/ | $7,106,000 | -1.4% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| RIG | New | TRANSOCEAN SEDCO FOREXequities | $4,950,000 | – | 500 | +100.0% | 0.00% | – |
| GSPRK | GOLDMAN SACHpfds, reits, | $5,078,000 | -0.1% | 178 | 0.0% | 0.00% | 0.0% | |
| BMO | BANK OF MONTREALequities | $3,779,000 | -5.5% | 50 | 0.0% | 0.00% | 0.0% | |
| BANK OF AMERICAconvertible/ | $7,375,000 | -2.4% | 7,000 | 0.0% | 0.00% | 0.0% | ||
| BACPRDCL | BANK OF AMERICA CORPpfds, reits, | $3,722,000 | -1.4% | 146 | 0.0% | 0.00% | 0.0% | |
| MRVL | MARVELL TECH GRP LTDequities | $4,410,000 | -2.2% | 210 | 0.0% | 0.00% | 0.0% | |
| KIM | Sell | KIMCO REALTYequities | $5,846,000 | -36.3% | 406 | -19.8% | 0.00% | 0.0% |
| PUKPR | PRUDENTIAL PLC PFDpfds, reits, | $5,290,000 | +1.0% | 200 | 0.0% | 0.00% | 0.0% | |
| IVRPRA | INVESCO MTG Cpfds, reits, | $4,972,000 | -0.6% | 200 | 0.0% | 0.00% | 0.0% | |
| TRP | TRANSCANADA CORPequities | $8,262,000 | -15.1% | 200 | 0.0% | 0.00% | -50.0% | |
| BACPRWCL | BANK OF AMERpfds, reits, | $8,544,000 | -3.5% | 326 | 0.0% | 0.00% | 0.0% | |
| STX | SEAGATE TECHNOLOGYequities | $7,725,000 | +39.9% | 132 | 0.0% | 0.00% | 0.0% | |
| TRVG | TRIVAGO NVequities | $6,603,000 | +1.6% | 950 | 0.0% | 0.00% | 0.0% | |
| New | TUCSON AZconvertible/ | $5,185,000 | – | 5,000 | +100.0% | 0.00% | – | |
| SFL | SHIP FINANCE INTLequities | $8,580,000 | -7.7% | 600 | 0.0% | 0.00% | 0.0% | |
| BANCPRD | BANC CALIF Lpfds, reits, | $7,860,000 | -1.3% | 300 | 0.0% | 0.00% | 0.0% | |
| SPLV | New | POWERSHARES S&P500 LOW VOL ETFequities | $4,744,000 | – | 101 | +100.0% | 0.00% | – |
| TWTR | TWITTER INCequities | $7,107,000 | +20.8% | 245 | 0.0% | 0.00% | 0.0% | |
| SAN | Buy | BANCO SANTANDER SAequities | $8,626,000 | +43.1% | 1,317 | +42.8% | 0.00% | 0.0% |
| DVMT | DELL TECH INCequities | $8,126,000 | -9.9% | 111 | 0.0% | 0.00% | 0.0% | |
| TWOPRB | TWO HARBORSpfds, reits, | $8,817,000 | -4.1% | 350 | 0.0% | 0.00% | 0.0% | |
| PX | Buy | PRAXAIR INCequities | $6,494,000 | +40.0% | 45 | +50.0% | 0.00% | 0.0% |
| BKR | BAKER HUGHES A G E Cequities | $3,693,000 | -12.2% | 133 | 0.0% | 0.00% | 0.0% | |
| JPMPRECL | JPMORGAN CHASEpfds, reits, | $3,317,000 | -3.4% | 127 | 0.0% | 0.00% | 0.0% | |
| OUT | OUTFRONT MEDIA INCpfds, reits, | $9,370,000 | -19.2% | 500 | 0.0% | 0.00% | -50.0% | |
| PBH | PRESTIGE BRANDS HOLDINGSequities | $6,744,000 | -24.1% | 200 | 0.0% | 0.00% | 0.0% | |
| XON | INTREXONequities | $4,599,000 | +33.1% | 300 | 0.0% | 0.00% | 0.0% | |
| PFG | PRINCIPAL FINANCIALequities | $6,091,000 | -13.7% | 100 | 0.0% | 0.00% | 0.0% | |
| CATERPILLAR FINL SVCS CORPconvertible/ | $8,173,000 | -1.5% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| HAL | Sell | HALLIBURTON COequities | $4,956,000 | -73.1% | 106 | -71.9% | 0.00% | -66.7% |
| UBNT | UBIQUITI NETWORKS INCequities | $4,816,000 | -3.1% | 70 | 0.0% | 0.00% | 0.0% | |
| UAA | UNDER ARMOUR INC CL Aequities | $3,270,000 | +13.3% | 200 | 0.0% | 0.00% | – | |
| HEWG | New | ISHARES CURRENCY HEDGequities | $3,946,000 | – | 144 | +100.0% | 0.00% | – |
| New | LOS ANGELES CA W/Pconvertible/ | $5,647,000 | – | 5,000 | +100.0% | 0.00% | – | |
| ETR | New | ENTERGY CORPequities | $4,884,000 | – | 62 | +100.0% | 0.00% | – |
| IGIB | Sell | ISHARES INTERMEDIATE CREDIT BONDequities | $5,362,000 | -80.8% | 50 | -80.5% | 0.00% | -75.0% |
| BBTPRECL | BB&T CORPpfds, reits, | $8,494,000 | -0.5% | 338 | 0.0% | 0.00% | 0.0% | |
| BURLINGTN NO SANTconvertible/ | $8,221,000 | -1.2% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| ORACLE CORPconvertible/ | $4,827,000 | -1.9% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| NUE | NUCORequities | $4,276,000 | -3.9% | 70 | 0.0% | 0.00% | 0.0% | |
| UZB | UNITED STATES Cpfds, reits, | $7,722,000 | +0.1% | 300 | 0.0% | 0.00% | 0.0% | |
| USCI | New | US COMM INDXequities | $3,209,000 | – | 75 | +100.0% | 0.00% | – |
| AVONDALE AZconvertible/ | $5,314,000 | -1.5% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| DXD | PROSHARES ULTRASHORT ETFequities | $8,810,000 | +1.4% | 1,000 | 0.0% | 0.00% | 0.0% | |
| EEP | ENBRIDGE ENERGY PTNRS LPpfds, reits, | $3,856,000 | -30.2% | 400 | 0.0% | 0.00% | 0.0% | |
| MIC | MACQUARIE INFRASTRUCTUREequities | $8,863,000 | -42.5% | 240 | 0.0% | 0.00% | -50.0% | |
| PEBPRC | PEBBLEBROOK HOpfds, reits, | $6,100,000 | -3.5% | 250 | 0.0% | 0.00% | 0.0% | |
| JPMPRACL | JP MORGANpfds, reits, | $5,723,000 | -0.6% | 227 | 0.0% | 0.00% | 0.0% | |
| LOGM | LOGMEIN INCequities | $5,778,000 | +0.9% | 50 | 0.0% | 0.00% | 0.0% | |
| New | AUSTIN TX CCLG DISTconvertible/ | $5,837,000 | – | 5,000 | +100.0% | 0.00% | – | |
| VRX | VALEANT PHARMA INTL INCequities | $5,731,000 | -23.4% | 360 | 0.0% | 0.00% | 0.0% | |
| FITB | FIFTH THIRD BANCORPequities | $3,588,000 | +4.7% | 113 | 0.0% | 0.00% | 0.0% | |
| MASCO CORPconvertible/ | $4,766,000 | -3.2% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ATHX | ATHERSYS INCequities | $9,150,000 | +1.1% | 5,000 | 0.0% | 0.00% | 0.0% | |
| GEK | GENERAL ELECTRICpfds, reits, | $4,733,000 | -1.2% | 192 | 0.0% | 0.00% | 0.0% | |
| MVIS | MICROVISION INC WAequities | $3,729,000 | -30.7% | 3,300 | 0.0% | 0.00% | 0.0% | |
| MGC | VANGUARD MGC ETFequities | $4,982,000 | -1.3% | 55 | 0.0% | 0.00% | 0.0% | |
| STTPRCCL | STATE STREETpfds, reits, | $3,986,000 | -0.5% | 159 | 0.0% | 0.00% | 0.0% | |
| VYM | VANGUARD HIGH DIV YLD ETFequities | $7,507,000 | -3.7% | 91 | 0.0% | 0.00% | 0.0% | |
| VIGI | New | VANGUARD INTL DIVIDENDequities | $4,831,000 | – | 75 | +100.0% | 0.00% | – |
| VNQI | New | VANGUARD GLOBAL EX-US RE ETFequities | $6,458,000 | – | 106 | +100.0% | 0.00% | – |
| STTPRD | STATE STREET Cpfds, reits, | $3,892,000 | -0.2% | 142 | 0.0% | 0.00% | 0.0% | |
| VWO | Buy | VANGUARD EMERGING MARKETequities | $7,282,000 | +140.3% | 155 | +134.8% | 0.00% | – |
| EFA | ISHARES TR MSCIE EAFE FDequities | $3,345,000 | -0.9% | 48 | 0.0% | 0.00% | 0.0% | |
| GSK | Sell | GLAXOSMITHKLINE PLC ADRequities | $8,595,000 | -3.1% | 220 | -12.0% | 0.00% | 0.0% |
| CARA | CARA THERAPEUTICS INCequities | $4,952,000 | +1.1% | 400 | 0.0% | 0.00% | 0.0% | |
| AVGO | AVAGO TECHNOLOGIESequities | $4,006,000 | -8.3% | 17 | 0.0% | 0.00% | 0.0% | |
| NGHCP | NATIONAL GENERpfds, reits, | $7,512,000 | -0.2% | 300 | 0.0% | 0.00% | 0.0% | |
| NC EASTERN MUNI PWRconvertible/ | $5,722,000 | -1.4% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| ECL | ECOLAB INCequities | $6,854,000 | +2.2% | 50 | 0.0% | 0.00% | 0.0% | |
| SCZ | ISHARES MSCI EAFE SCequities | $8,084,000 | +1.1% | 124 | 0.0% | 0.00% | 0.0% | |
| NGHCZ | NATIONAL GENERpfds, reits, | $6,202,000 | -2.4% | 250 | 0.0% | 0.00% | 0.0% | |
| VOT | VANGUARD MID CAP GROWTHequities | $7,777,000 | +1.5% | 60 | 0.0% | 0.00% | 0.0% | |
| PGLC | New | PERISHING GOLD CORPequities | $5,693,000 | – | 2,777 | +100.0% | 0.00% | – |
| QRTEA | LIBERTY INTERACTIVE CORPequities | $3,524,000 | +3.1% | 140 | 0.0% | 0.00% | 0.0% | |
| ALLYPRA | GMAC CAPITAL Tpfds, reits, | $7,793,000 | +0.1% | 300 | 0.0% | 0.00% | 0.0% | |
| INSYQ | INSYS THERAPEUTICSequities | $3,624,000 | -37.2% | 600 | 0.0% | 0.00% | 0.0% | |
| DGX | QUEST DIAGNOSTIC INCequities | $5,079,000 | +1.9% | 51 | 0.0% | 0.00% | 0.0% | |
| VERPRF | VEREIT INC PFDpfds, reits, | $7,620,000 | -0.7% | 300 | 0.0% | 0.00% | 0.0% | |
| KYN | KAYNE ANDERSON MLP INVequities | $8,186,000 | -13.5% | 497 | 0.0% | 0.00% | -50.0% | |
| VZACL | VERIZON COMMUNICpfds, reits, | $5,557,000 | +0.3% | 210 | 0.0% | 0.00% | 0.0% | |
| NATIONAL RURALconvertible/ | $8,344,000 | -2.2% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| VRNT | VERINT SYSTEMS INCequities | $5,964,000 | +1.8% | 140 | 0.0% | 0.00% | 0.0% | |
| IEH | INTEGRYS ENERGY GRpfds, reits, | $7,009,000 | -2.9% | 267 | 0.0% | 0.00% | 0.0% | |
| VRSK | VERISK ANALYTICS INCequities | $7,488,000 | +8.3% | 72 | 0.0% | 0.00% | 0.0% | |
| CNI | CANADIAN NATIONAL RAILWAY COequities | $6,582,000 | -11.4% | 90 | 0.0% | 0.00% | 0.0% | |
| VRTX | VERTEX PHARMA INCequities | $7,823,000 | +8.8% | 48 | 0.0% | 0.00% | 0.0% | |
| New | AZ BD REGENTS UNIVconvertible/ | $5,543,000 | – | 5,000 | +100.0% | 0.00% | – | |
| EBIX | EBIX INCequities | $7,450,000 | -6.0% | 100 | 0.0% | 0.00% | 0.0% | |
| EBAY | EBAY INCequities | $5,795,000 | +6.6% | 144 | 0.0% | 0.00% | 0.0% | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC FDequities | $7,219,000 | -6.5% | 542 | 0.0% | 0.00% | 0.0% | |
| SYLD | CAMBRIA SHAREHOLDER YLD ETFequities | $7,544,000 | -1.7% | 200 | 0.0% | 0.00% | 0.0% | |
| NBIX | NEUROCRINE BIOSCIENCESequities | $8,293,000 | +6.9% | 100 | 0.0% | 0.00% | 0.0% | |
| MT | ARCELOR MITTAL NY NEWequities | $3,308,000 | -1.5% | 104 | 0.0% | 0.00% | 0.0% | |
| ETY | EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCequities | $4,859,000 | -5.1% | 420 | 0.0% | 0.00% | 0.0% | |
| INDEPENDENCE GROUP ORDequities | $5,293,000 | -5.0% | 1,500 | 0.0% | 0.00% | 0.0% | ||
| WBC | WABCO HLDG INCequities | $6,694,000 | -6.7% | 50 | 0.0% | 0.00% | 0.0% | |
| EATON CORPconvertible/ | $5,852,000 | -2.6% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| WAB | WABTECequities | $8,140,000 | -0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| HOMEAWAY INCconvertible/ | $8,648,000 | -1.1% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| AAOI | APPLIED OPTOELECTRONequities | $5,012,000 | -33.7% | 200 | 0.0% | 0.00% | 0.0% | |
| HTGXCL | Sell | HERCULES CAPITApfds, reits, | $4,095,000 | -55.1% | 162 | -54.5% | 0.00% | 0.0% |
| HPQ | Sell | HP INCequities | $4,099,000 | -81.8% | 187 | -82.6% | 0.00% | -75.0% |
| JPMPRBCL | JPMORGAN CHASEpfds, reits, | $4,052,000 | -3.3% | 155 | 0.0% | 0.00% | 0.0% | |
| APOPRA | APOLLO GLOBALpfds, reits, | $7,758,000 | -4.7% | 310 | 0.0% | 0.00% | 0.0% | |
| CPRCCL | CITIGROUP INC - PFD SERIES Cpfds, reits, | $3,991,000 | -0.2% | 157 | 0.0% | 0.00% | 0.0% | |
| CPRJ | CITIGROUP INCpfds, reits, | $3,456,000 | -1.0% | 121 | 0.0% | 0.00% | 0.0% | |
| STTPRECL | STATE STREET CORpfds, reits, | $7,364,000 | -0.6% | 280 | 0.0% | 0.00% | 0.0% | |
| ATRS | ANTARES PHARMA INCequities | $6,600,000 | +10.6% | 3,000 | 0.0% | 0.00% | 0.0% | |
| IWB | ISHARES RUSSELL 1000 ETFequities | $7,637,000 | -1.2% | 52 | 0.0% | 0.00% | 0.0% | |
| MRO | Buy | MARATHON OIL CORPequities | $5,031,000 | +197.2% | 312 | +212.0% | 0.00% | – |
| LMRKO | LANDMARK INFRApfds, reits, | $7,181,000 | -6.2% | 300 | 0.0% | 0.00% | 0.0% | |
| RFPRB | REGIONS FINApfds, reits, | $3,615,000 | -2.2% | 130 | 0.0% | 0.00% | 0.0% | |
| WFCPRR | Sell | WELLS FARGO & CO PFDpfds, reits, | $3,212,000 | -99.7% | 115 | -99.7% | 0.00% | -99.5% |
| AMERIPRISE FINANCIAL INCequities | $8,876,000 | -12.7% | 60 | 0.0% | 0.00% | -50.0% | ||
| AMERISOURCEBERGEN CORPequities | $4,742,000 | -6.1% | 55 | 0.0% | 0.00% | 0.0% | ||
| AGG | Sell | ISHARES CORE US AGGREGATE BONDequities | $4,826,000 | -32.1% | 45 | -30.8% | 0.00% | 0.0% |
| AWK | AMERICAN WATER WORKS COequities | $8,213,000 | -10.2% | 100 | 0.0% | 0.00% | 0.0% | |
| New | Ca St Dept Wtr Resconvertible/ | $5,014,000 | – | 5,000 | +100.0% | 0.00% | – | |
| KSU | KANSAS CITY SOUTHERNequities | $7,360,000 | +4.4% | 67 | 0.0% | 0.00% | 0.0% | |
| CISCO SYSTEMS INCconvertible/ | $4,909,000 | -1.4% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| M | Sell | MACY'S INCequities | $3,161,000 | -71.2% | 106 | -75.7% | 0.00% | -50.0% |
| EPR | EPR PROPERTIESpfds, reits, | $4,764,000 | -15.4% | 86 | 0.0% | 0.00% | 0.0% | |
| AMX | AMERICA MOVIL SAB DE CVequities | $3,818,000 | +11.3% | 200 | 0.0% | 0.00% | 0.0% | |
| WDC | WESTERN DIGITALequities | $3,875,000 | +16.0% | 42 | 0.0% | 0.00% | 0.0% | |
| AABA | ALTABA INCequities | $7,404,000 | +6.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ALLPRECL | ALLSTATE CORpfds, reits, | $3,712,000 | -1.1% | 143 | 0.0% | 0.00% | 0.0% | |
| New | PIMA CNTY AZconvertible/ | $5,449,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | CALIFORNIA STconvertible/ | $5,639,000 | – | 5,000 | +100.0% | 0.00% | – | |
| OKE | ONEOK INCequities | $5,920,000 | +6.5% | 104 | 0.0% | 0.00% | 0.0% | |
| RVNC | Buy | REVANCE THERAPEUTICSequities | $8,162,000 | +14.2% | 265 | +32.5% | 0.00% | 0.0% |
| IXN | New | ISHARES GLOABL TECH ETFequities | $7,917,000 | – | 50 | +100.0% | 0.00% | – |
| AETNA INCconvertible/ | $5,786,000 | -2.4% | 6,000 | 0.0% | 0.00% | 0.0% | ||
| IVRPRB | INVESCO MTG Cpfds, reits, | $3,777,000 | -2.3% | 150 | 0.0% | 0.00% | 0.0% | |
| AEKCL | AEGON N.V. 8pfds, reits, | $3,314,000 | -0.1% | 125 | 0.0% | 0.00% | 0.0% | |
| CME | CME GROUP INC Aequities | $8,087,000 | +10.7% | 50 | 0.0% | 0.00% | 0.0% | |
| MMC | MARSH & MCLENNAN COS INCequities | $3,964,000 | +1.5% | 48 | 0.0% | 0.00% | 0.0% | |
| LRCX | LAM RESEARCH CORPORATIONequities | $6,907,000 | +10.4% | 34 | 0.0% | 0.00% | 0.0% | |
| ROST | ROSS STORES INCequities | $3,509,000 | -2.8% | 45 | 0.0% | 0.00% | 0.0% | |
| SERVICEMASTER CO LTDconvertible/ | $5,325,000 | -0.6% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| AEHCL | AEGON N.V. PERPETUAL CAPITAL SECURITIESequities | $4,315,000 | +0.1% | 167 | 0.0% | 0.00% | 0.0% | |
| WPX | New | WPW ENERGY INCequities | $7,390,000 | – | 500 | +100.0% | 0.00% | – |
| PESXQ | New | Pioneer Energy Servcequities | $5,400,000 | – | 2,000 | +100.0% | 0.00% | – |
| MTR | MESA ROYALTY TRUST ORDequities | $3,232,000 | -18.5% | 215 | 0.0% | 0.00% | 0.0% | |
| LLL | L-3 COMMUNICATIONSequities | $7,280,000 | +5.1% | 35 | 0.0% | 0.00% | 0.0% | |
| RDSB | ROYAL DUTCH SHELL PLCpfds, reits, | $6,750,000 | -4.0% | 103 | 0.0% | 0.00% | 0.0% | |
| AEB | AEGON N.V. FLOATING PERPETUAL CAPITAL SECURITIESequities | $2,695,000 | +3.1% | 108 | 0.0% | 0.00% | – | |
| TLT | New | ISHARES TR BARCLAYS BONDequities | $2,316,000 | – | 19 | +100.0% | 0.00% | – |
| EEM | ISHARES MSCI EMER MKT ETFequities | $2,897,000 | +2.5% | 60 | 0.0% | 0.00% | – | |
| MKTAY | MAKITA CORPequities | $2,082,000 | +17.4% | 42 | 0.0% | 0.00% | – | |
| MTW | MANITOWOC COMPANY INCequities | $1,423,000 | -27.7% | 50 | 0.0% | 0.00% | – | |
| MANUFACTURERS TRA VAR 20convertible/ | $2,996,000 | -0.0% | 3,000 | 0.0% | 0.00% | – | ||
| LDIS | Exit | LEADIS TECH INCequities | $0 | – | -2,500 | -100.0% | 0.00% | – |
| SNKTY | INDEPENDENCE RESequities | $0 | – | 62 | 0.0% | 0.00% | – | |
| HDYNQ | HYPERDYNAMICS CORPequities | $0 | – | 13 | 0.0% | 0.00% | – | |
| HII | New | HUNTINGTON INGALLSequities | $3,093,000 | – | 12 | +100.0% | 0.00% | – |
| TGGI | Exit | TRANS GLOBAL GROUP INCequities | $0 | – | -5 | -100.0% | 0.00% | – |
| Exit | MELLON CAPITAL IV VAR 99convertible/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| HSY | New | HERSHEY COMPANYequities | $2,177,000 | – | 22 | +100.0% | 0.00% | – |
| HERITAGE GLOBAL INCequities | $20,000 | +5.3% | 50 | 0.0% | 0.00% | – | ||
| HAS | HASBRO INCequities | $2,529,000 | -7.3% | 30 | 0.0% | 0.00% | – | |
| HGH | HARTFORD FINANCIAL PFDpfds, reits, | $3,052,000 | +0.3% | 104 | 0.0% | 0.00% | – | |
| CMK | MFS INTERMARKET INCOME Iequities | $0 | – | 5,516 | 0.0% | 0.00% | – | |
| HABT | HABIT RESTAURANTS INCequities | $1,760,000 | -7.9% | 200 | 0.0% | 0.00% | – | |
| CIT | Exit | CIT GROUP INCequities | $0 | – | -35 | -100.0% | 0.00% | – |
| MIIS | MICROISLET INC XXXequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| GRYG | GREEN ENERGY GROUP INCequities | $0 | – | 165 | 0.0% | 0.00% | – | |
| MIRANT CORPORATIONpfds, reits, | $0 | – | 374 | 0.0% | 0.00% | – | ||
| GG | GOLDCORP INCequities | $2,764,000 | +8.2% | 200 | 0.0% | 0.00% | – | |
| GARCF | GOLDEN ARCH RESOURCESequities | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| GOL | GOL LINHAS AEREAS INTELIGENTES SAequities | $260,000 | +48.6% | 20 | 0.0% | 0.00% | – | |
| XDSL | MPHASE TECH INCequities | $0 | – | 400 | 0.0% | 0.00% | – | |
| MZPS | MYZIPSOFT INCequities | $0 | – | 311 | 0.0% | 0.00% | – | |
| NFG | NATL FUEL GAS COequities | $2,573,000 | -6.3% | 50 | 0.0% | 0.00% | – | |
| NOV | NATL OILWELL VARCO INCequities | $2,393,000 | +2.2% | 65 | 0.0% | 0.00% | – | |
| NNNPRECL | NATL RETAIL PPpfds, reits, | $2,287,000 | -1.7% | 91 | 0.0% | 0.00% | – | |
| GNW | New | GENWORTH FINANCIAL INCequities | $2,830,000 | – | 1,000 | +100.0% | 0.00% | – |
| GNMK | GENMARK DIAGNOSTICS INCequities | $2,176,000 | +30.5% | 400 | 0.0% | 0.00% | – | |
| GENERAL MOTORS CORP 8.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| GENERAL MOTORS CORP 9.25pfds, reits, | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| NXPS | NEXPRISE INCequities | $0 | – | 1 | 0.0% | 0.00% | – | |
| GMWSB | GENERAL MOTORS CO, CL B-19WTequities | $1,066,000 | -20.1% | 57 | 0.0% | 0.00% | – | |
| GLIBA | New | G C I LIBERTY INCequities | $529,000 | – | 10 | +100.0% | 0.00% | – |
| FCEL | FUELCELL ENERGY INCequities | $87,000 | +2.4% | 50 | 0.0% | 0.00% | – | |
| NGBL | NOTIS GLOBAL INCequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| FTRCQ | FRONTIER COMM CORPequities | $7,000 | 0.0% | 1 | 0.0% | 0.00% | – | |
| FCPT | New | Four Corners Propertequities | $1,335,000 | – | 58 | +100.0% | 0.00% | – |
| FLR | FLUOR CORPequities | $2,861,000 | +10.8% | 50 | 0.0% | 0.00% | – | |
| FIT | FITBIT INCequities | $1,530,000 | -10.7% | 300 | 0.0% | 0.00% | – | |
| BWX | Exit | SPDR BLMBRG BRCLY INTLequities | $0 | – | -71 | -100.0% | 0.00% | – |
| OCLR | OCLARO INCequities | $134,000 | +42.6% | 14 | 0.0% | 0.00% | – | |
| FERGY | FERGUSONequities | $1,894,000 | +5.6% | 250 | 0.0% | 0.00% | – | |
| OBBCQ | ORBIT BRANDS CORPequities | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| PJT | PJT PARTNERS INCequities | $1,253,000 | +9.9% | 25 | 0.0% | 0.00% | – | |
| PPX | PPL CAP FDGpfds, reits, | $708,000 | -1.3% | 28 | 0.0% | 0.00% | – | |
| ESQF | ESECURESOFT COequities | $0 | – | 148 | 0.0% | 0.00% | – | |
| PSBPRUCL | PS BUSINESS PARKS INCpfds, reits, | $2,818,000 | -2.1% | 114 | 0.0% | 0.00% | – | |
| PBEC | PACIFIC BLUE ENERGY CORPequities | $4,000 | +33.3% | 1,000 | 0.0% | 0.00% | – | |
| P | PANDORA MEDIA INCequities | $503,000 | +4.4% | 100 | 0.0% | 0.00% | – | |
| FRSH | PAPA MURPHY'S HLDG INCequities | $1,458,000 | -9.7% | 300 | 0.0% | 0.00% | – | |
| EAB | ENTERGY ARKANSASequities | $657,000 | -3.5% | 27 | 0.0% | 0.00% | – | |
| PGOL | PATRIOT GOLD CORPequities | $38,000 | +5.6% | 500 | 0.0% | 0.00% | – | |
| EGLTQ | EGALET CORPequities | $1,260,000 | -37.0% | 2,000 | 0.0% | 0.00% | – | |
| ECTYQ | ECOTALITY INC XXXequities | $0 | – | 833 | 0.0% | 0.00% | – | |
| EMN | EASTMAN CHEMICAL COequities | $3,062,000 | +14.0% | 29 | 0.0% | 0.00% | – | |
| EDIG | E DIGITAL CORPequities | $0 | -100.0% | 300 | 0.0% | 0.00% | – | |
| DUKH | DUKE ENERGYequities | $1,857,000 | +0.3% | 73 | 0.0% | 0.00% | – | |
| DFIN | DONNELLY FIN SOL INCequities | $1,717,000 | -11.9% | 100 | 0.0% | 0.00% | – | |
| D | DOMINION RESOURCES INCequities | $1,281,000 | -16.8% | 19 | 0.0% | 0.00% | – | |
| DLRPRG | DIGITAL REALTY TR G PFDpfds, reits, | $1,125,000 | -1.9% | 45 | 0.0% | 0.00% | – | |
| DTGI | DIGERATI TECH INCequities | $40,000 | -38.5% | 100 | 0.0% | 0.00% | – | |
| PGHY | Buy | POWERSHS GLOB SHORT TERMequities | $1,000 | 0.0% | 0 | +100.0% | 0.00% | – |
| PGX | Buy | POWERSHARES PFD PORTequities | $1,000 | 0.0% | 0 | +100.0% | 0.00% | – |
| DDEQ | DIAMOND EQUITIES INCequities | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| DWSN | DAWSON GEOPHYSICALequities | $115,000 | +36.9% | 17 | 0.0% | 0.00% | – | |
| DWAHY | DAIWA HOUSE IND LTD ADRFequities | $2,701,000 | +0.5% | 70 | 0.0% | 0.00% | – | |
| CUDO | CUIDAO HLDG CORPequities | $0 | – | 150 | 0.0% | 0.00% | – | |
| AGQ | PROSHS ULTRA SILVERequities | $3,109,000 | -8.2% | 100 | 0.0% | 0.00% | -100.0% | |
| COUGF | COUGAR OIL & GAS CANADA INCequities | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| PJH | PRUDENTIAL FINequities | $2,291,000 | -0.3% | 91 | 0.0% | 0.00% | – | |
| PUK | PRUDENTIAL CORP PLCequities | $2,812,000 | +0.7% | 55 | 0.0% | 0.00% | – | |
| PEG | PUB SVC ENTERPRISE GPequities | $3,014,000 | -2.5% | 60 | 0.0% | 0.00% | – | |
| PSAPRX | PUBLIC STORAGEpfds, reits, | $662,000 | -1.9% | 27 | 0.0% | 0.00% | – | |
| PSAPRUCL | PUBLIC STORAGEpfds, reits, | $1,057,000 | +0.1% | 42 | 0.0% | 0.00% | – | |
| PSAPRACL | PUBLIC STORAGE CL Apfds, reits, | $776,000 | -2.5% | 30 | 0.0% | 0.00% | – | |
| PSAPRVCL | PUBLIC STORAGEpfds, reits, | $1,046,000 | -1.2% | 42 | 0.0% | 0.00% | – | |
| PSAPRZCL | PUBLIC STORAGEpfds, reits, | $2,004,000 | -1.6% | 77 | 0.0% | 0.00% | – | |
| PSAPRYCL | PUBLIC STORApfds, reits, | $1,452,000 | -0.8% | 55 | 0.0% | 0.00% | – | |
| CORE MED GROUP INCequities | $0 | – | 146 | 0.0% | 0.00% | – | ||
| CTGO | CONTANGO ORE INCequities | $185,000 | +1.6% | 10 | 0.0% | 0.00% | – | |
| CTTAY | CONTINENTAL AGequities | $1,108,000 | +2.8% | 20 | 0.0% | 0.00% | – | |
| CTWCL | QWEST CORPequities | $1,008,000 | +0.1% | 40 | 0.0% | 0.00% | – | |
| CTUCL | QWEST CORPpfds, reits, | $966,000 | -0.8% | 41 | 0.0% | 0.00% | – | |
| RMR | RMR GROUP INCequities | $700,000 | +18.0% | 10 | 0.0% | 0.00% | – | |
| CNO | CNO FINL GROUP INCequities | $152,000 | -12.1% | 7 | 0.0% | 0.00% | – | |
| CMPGY | COMPASS GROUPequities | $1,458,000 | -5.1% | 70 | 0.0% | 0.00% | – | |
| CFRUY | COMPAGNIE FINAN RICequities | $850,000 | -0.7% | 95 | 0.0% | 0.00% | – | |
| COKE | Buy | COCA-COLA BOTTLING COequities | $50,000 | -20.6% | 0 | +100.0% | 0.00% | – |
| RGLS | REGULUS THERAPEUTICS INCequities | $144,000 | -30.8% | 200 | 0.0% | 0.00% | – | |
| RZA | REINSURANCE GPpfds, reits, | $1,444,000 | +2.8% | 51 | 0.0% | 0.00% | – | |
| RELX | RETX PLCequities | $1,295,000 | -11.8% | 62 | 0.0% | 0.00% | – | |
| CISCO SYSTEMS INCconvertible/ | $1,702,000 | -1.2% | 1,667 | 0.0% | 0.00% | – | ||
| CBKCQ | New | CHRISTOPHER & BANKS CORPequities | $2,140,000 | – | 2,000 | +100.0% | 0.00% | – |
| RY | New | ROYAL BANK OF CANADAequities | $2,396,000 | – | 31 | +100.0% | 0.00% | – |
| RBSPRSCL | ROYAL BNK SCOTpfds, reits, | $1,945,000 | +0.6% | 76 | 0.0% | 0.00% | – | |
| CHK | New | CHESAPEAKE ENERGY CORPequities | $604,000 | – | 200 | +100.0% | 0.00% | – |
| RYAAY | RYANAIR HLDGS PLCequities | $983,000 | +17.9% | 8 | 0.0% | 0.00% | – | |
| CTHR | CHARLES & COLVARD LTDequities | $1,088,000 | +0.7% | 800 | 0.0% | 0.00% | – | |
| RYKKY | RYOHIN KEIKAKU COequities | $2,008,000 | +7.0% | 30 | 0.0% | 0.00% | – | |
| CTX | QWEST CORPequities | $1,384,000 | -2.9% | 60 | 0.0% | 0.00% | – | |
| SJNK | New | SPDR BARCLAYS SHORT TERMequities | $82,000 | – | 3 | +100.0% | 0.00% | – |
| CVM | CEL-SCI CORPequities | $407,000 | -25.5% | 289 | 0.0% | 0.00% | – | |
| CABGY | CARLSBERG ASequities | $1,564,000 | -0.1% | 65 | 0.0% | 0.00% | – | |
| SAXPY | SAMPO OYJequities | $2,091,000 | +1.5% | 75 | 0.0% | 0.00% | – | |
| MMAC | Exit | MMA CAPITAL MGMT LLC LPpfds, reits, | $0 | – | -38 | -100.0% | 0.00% | – |
| COFPRCCL | CAPITAL ONEpfds, reits, | $2,619,000 | -0.9% | 101 | 0.0% | 0.00% | – | |
| GCVRZ | SANOFI 20RTSFequities | $429,000 | +11.4% | 1,014 | 0.0% | 0.00% | – | |
| SSL | SASOL LTDequities | $1,702,000 | -0.5% | 50 | 0.0% | 0.00% | – | |
| SCHX | Sell | SCHWAB US LC ETFequities | $1,262,000 | -96.1% | 20 | -96.1% | 0.00% | -100.0% |
| SCHV | SCHWAB US LC VAL ETFequities | $1,057,000 | -3.3% | 20 | 0.0% | 0.00% | – | |
| SCHA | SCHWAB US SC ETFequities | $1,728,000 | -0.9% | 25 | 0.0% | 0.00% | – | |
| SCHH | SCHWAB US REIT ETFequities | $612,000 | -8.1% | 16 | 0.0% | 0.00% | – | |
| SNFCA | Sell | SECURITY NATL FINL CORPequities | $108,000 | -95.1% | 21 | -94.9% | 0.00% | – |
| SEVENTY SEVEN ENERGYpfds, reits, | $0 | – | 50 | 0.0% | 0.00% | – | ||
| SIRI | SIRIUS XM HLDG INCequities | $1,872,000 | +16.4% | 300 | 0.0% | 0.00% | – | |
| SNA | New | SNAP ONequities | $2,213,000 | – | 15 | +100.0% | 0.00% | – |
| CRC | CALIFORNIA RES CORPequities | $34,000 | -12.8% | 2 | 0.0% | 0.00% | – | |
| SFTBY | SOFTBANK CORPequities | $972,000 | -6.0% | 26 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPequities | $576,000 | -16.0% | 24 | 0.0% | 0.00% | – | |
| SOJA | SOUTHERN COMPANpfds, reits, | $1,066,000 | -1.3% | 40 | 0.0% | 0.00% | – | |
| SMRK | SOUTHMARK CORPequities | $0 | – | 124 | 0.0% | 0.00% | – | |
| SOUHY | SOUTH32 LTDequities | $137,000 | -8.1% | 11 | 0.0% | 0.00% | – | |
| SPECTRA7 MICROSYSTEMS INCequities | $138,000 | -42.5% | 1,000 | 0.0% | 0.00% | – | ||
| PMTS | CPI CARD GROUP INCequities | $241,000 | -18.0% | 80 | 0.0% | 0.00% | – | |
| S | SPRINT CORPequities | $190,000 | -17.4% | 39 | 0.0% | 0.00% | – | |
| SRHIF | SPROTT RESOURCE HOLDINGS INCequities | $293,000 | -18.4% | 3,000 | 0.0% | 0.00% | – | |
| CDEX INCequities | $0 | – | 200 | 0.0% | 0.00% | – | ||
| BFB | Buy | BROWN FORMAN CORPequities | $2,720,000 | -1.0% | 50 | +25.0% | 0.00% | – |
| IYZ | Exit | ISHARES TR DJ US TELECOMunit trusts | $0 | – | -54 | -100.0% | 0.00% | – |
| SRCL | STERICYCLE INCequities | $1,990,000 | -13.9% | 34 | 0.0% | 0.00% | – | |
| BCAS | BROADCASTER INC NEW XXXequities | $0 | – | 100 | 0.0% | 0.00% | – | |
| BHF | BRIGHTHOUSE FINANCIAequities | $463,000 | -12.3% | 9 | 0.0% | 0.00% | – | |
| SMFG | SUMITOMO MITSUI NEW ADRFequities | $1,666,000 | -2.2% | 196 | 0.0% | 0.00% | – | |
| BONTQ | New | Bon-Ton Stores Incequities | $41,000 | – | 1,027 | +100.0% | 0.00% | – |
| BOJA | BOJANGLES' INCequities | $693,000 | +17.5% | 50 | 0.0% | 0.00% | – | |
| DNOW | Exit | NOW INCequities | $0 | – | -75 | -100.0% | 0.00% | – |
| TELOZ | TEL OFFSHORE TRUST UBIpfds, reits, | $0 | – | 10,008 | 0.0% | 0.00% | – | |
| A102DIV | TELEFONICA BRASIL SAequities | $46,000 | +4.5% | 3 | 0.0% | 0.00% | – | |
| TELNY | TELENOR ASA ADRequities | $1,367,000 | +6.5% | 60 | 0.0% | 0.00% | – | |
| TEVA | New | TEVA PHARMA INDUS LTDequities | $2,991,000 | – | 175 | +100.0% | 0.00% | – |
| WRBPRB | WR BERKLEY CPpfds, reits, | $2,630,000 | -0.7% | 105 | 0.0% | 0.00% | – | |
| THMRQ | THORNBURG MORTGAGEpfds, reits, | $0 | – | 15 | 0.0% | 0.00% | – | |
| DDD | 3D SYSTEMS CORPequities | $232,000 | +34.1% | 20 | 0.0% | 0.00% | – | |
| AQBN | AAB NATIONAL COequities | $0 | – | 181 | 0.0% | 0.00% | – | |
| TOELY | TOKYO ELECTRON LTDequities | $1,200,000 | +1.6% | 26 | 0.0% | 0.00% | – | |
| BACPRICL | BANK OF AMERICA CORPpfds, reits, | $2,702,000 | -2.7% | 105 | 0.0% | 0.00% | – | |
| BMLPRICL | BANK OF AMERICA CORPpfds, reits, | $1,968,000 | -1.6% | 77 | 0.0% | 0.00% | – | |
| TRI | TRIAD HOSPITALSequities | $2,358,000 | -11.3% | 61 | 0.0% | 0.00% | – | |
| USBPRH | US BANCORP DEP SHS Bpfds, reits, | $858,000 | +2.8% | 37 | 0.0% | 0.00% | – | |
| USBPRO | US BANCORPpfds, reits, | $1,880,000 | +0.5% | 74 | 0.0% | 0.00% | – | |
| USAS DIGITAL INCequities | $0 | – | 162 | 0.0% | 0.00% | – | ||
| UPRM | USA PERFORMANCE PRODUCTS INCequities | $0 | – | 40 | 0.0% | 0.00% | – | |
| UL | UNILEVERequities | $2,222,000 | +0.4% | 40 | 0.0% | 0.00% | – | |
| BBTPRF | BB&T CORPORATIpfds, reits, | $1,274,000 | -0.2% | 51 | 0.0% | 0.00% | – | |
| New | UNILIFE CORPequities | $0 | – | 3,000 | +100.0% | 0.00% | – | |
| BBTPRDCL | BB&T CORPpfds, reits, | $2,057,000 | -0.2% | 81 | 0.0% | 0.00% | – | |
| LEHMAN BRO HLDG PFDpfds, reits, | $90,000 | +150.0% | 600 | 0.0% | 0.00% | – | ||
| UNIT | New | UNITI GROUP INCpfds, reits, | $1,300,000 | – | 80 | +100.0% | 0.00% | – |
| UNITY ONE CAPITALequities | $0 | – | 1 | 0.0% | 0.00% | – | ||
| VLEEY | VALEO SAequities | $1,824,000 | -11.2% | 55 | 0.0% | 0.00% | – | |
| ASBFY | ASSC BRITISH FOODSequities | $708,000 | -7.5% | 20 | 0.0% | 0.00% | – | |
| ASAZY | ASSA ABLOY ABequities | $1,625,000 | +5.0% | 150 | 0.0% | 0.00% | – | |
| ASHTY | ASHTEAD GROUP PLCequities | $1,106,000 | +1.7% | 10 | 0.0% | 0.00% | – | |
| ARKAY | ARKEMA SAequities | $655,000 | +7.4% | 5 | 0.0% | 0.00% | – | |
| VEEV | VEEVA SYSTEMS INCequities | $2,921,000 | +32.1% | 40 | 0.0% | 0.00% | – | |
| VTRB | VENTAS REALTY LPequities | $2,095,000 | -0.9% | 84 | 0.0% | 0.00% | – | |
| VNQ | New | VANGUARD REIT ETFequities | $2,415,000 | – | 32 | +100.0% | 0.00% | – |
| VIAV | VIAVI SOLUTIONS INCequities | $68,000 | +11.5% | 7 | 0.0% | 0.00% | – | |
| VCISY | VINCI S A ADRequities | $1,847,000 | -3.5% | 75 | 0.0% | 0.00% | – | |
| VROT | VITROTECH CORPequities | $0 | – | 500 | 0.0% | 0.00% | – | |
| VNOPRL | VORNADO REALTYpfds, reits, | $1,128,000 | -3.6% | 47 | 0.0% | 0.00% | – | |
| ABUS | ARBUTUS BIOPHARMA CORPequities | $100,000 | -1.0% | 20 | 0.0% | 0.00% | – | |
| AQB | AQUABOUNTY TECHequities | $12,000 | -14.3% | 4 | 0.0% | 0.00% | – | |
| WA FUNDING TR III XXXpfds, reits, | $0 | – | 3,100 | 0.0% | 0.00% | – | ||
| APA | APACHE CORPequities | $1,655,000 | -8.8% | 43 | 0.0% | 0.00% | – | |
| AON | AON PLCequities | $2,105,000 | +4.7% | 15 | 0.0% | 0.00% | – | |
| AMPYW | AMPLIFY ENERGY CO 22 WTSequities | $39,000 | – | 324 | 0.0% | 0.00% | – | |
| AMPY | AMPLIFY ENERGY CORPequities | $753,000 | +0.3% | 74 | 0.0% | 0.00% | – | |
| AFGECL | AMERN FINANCIALpfds, reits, | $1,164,000 | -1.4% | 45 | 0.0% | 0.00% | – | |
| AMHC | AMERICAN CAPITAL HOLDINGSequities | $0 | – | 200 | 0.0% | 0.00% | – | |
| ALLPRB | ALLSTATE CORPORApfds, reits, | $481,000 | +1.9% | 18 | 0.0% | 0.00% | – | |
| ALXN | ALEXION PHARMA INCequities | $557,000 | -6.9% | 5 | 0.0% | 0.00% | – | |
| AKCA | AKCEA THERAPEUTICS INCequities | $1,281,000 | +47.6% | 50 | 0.0% | 0.00% | – | |
| AKBA | New | AKEBIA THERAPEUTICSequities | $1,668,000 | – | 175 | +100.0% | 0.00% | – |
| WMB | WILLIAMS COS INCequities | $1,690,000 | -18.5% | 68 | 0.0% | 0.00% | – | |
| WIN | New | WINDSTREAMequities | $86,000 | – | 61 | +100.0% | 0.00% | – |
| DEM | WISDOMTREE EMERGING ETFequities | $1,769,000 | +5.4% | 37 | 0.0% | 0.00% | – | |
| WTKWY | WOLTERS KLUWERequities | $2,134,000 | +2.3% | 40 | 0.0% | 0.00% | – | |
| LITE | LUMENTUM HOLDINGS INCequities | $64,000 | +30.6% | 1 | 0.0% | 0.00% | – | |
| ASIX | Sell | ADVANSIX INCequities | $35,000 | -99.0% | 1 | -98.8% | 0.00% | -100.0% |
| XRX | Sell | XEROX CORPequities | $1,007,000 | -99.9% | 35 | -99.9% | 0.00% | -100.0% |
| AUY | YAMANA GOLD INCequities | $1,380,000 | -11.5% | 500 | 0.0% | 0.00% | – | |
| YELLOW MEDIA INC 22 WTSequities | $0 | -100.0% | 827 | 0.0% | 0.00% | – | ||
| WPYGY | Exit | WORLDPAY GROUP PLCequities | $0 | – | -62 | -100.0% | 0.00% | – |
| ABKI | ABAKAN INCequities | $0 | -100.0% | 98,700 | 0.0% | 0.00% | – | |
| AGTECH HOLDINGS LTD ORDequities | $1,739,000 | -25.1% | 15,000 | 0.0% | 0.00% | – | ||
| ARCO | ARCOS DORADOS HLDG INCequities | $915,000 | -11.6% | 100 | 0.0% | 0.00% | – | |
| SUPER DEAL COM INCequities | $0 | – | 153 | 0.0% | 0.00% | – | ||
| IVZ | INVESCO LTDequities | $2,081,000 | -12.4% | 65 | 0.0% | 0.00% | – | |
| RNRPRE | RENAISSANCERpfds, reits, | $2,319,000 | -0.9% | 93 | 0.0% | 0.00% | – | |
| PNR | PENTAIR PLCequities | $2,385,000 | -3.5% | 35 | 0.0% | 0.00% | – | |
| AMR CORPpfds, reits, | $0 | – | 1,400 | 0.0% | 0.00% | – | ||
| KEYENCE CORPequities | $2,464,000 | +10.0% | 4 | 0.0% | 0.00% | – | ||
| AMCX | AMC NETWORKS INC CLequities | $1,293,000 | -4.4% | 25 | 0.0% | 0.00% | – | |
| MYL | MYLAN NVequities | $823,000 | -2.7% | 20 | 0.0% | 0.00% | – | |
| QGEN | QIAGEN NVequities | $1,971,000 | +4.5% | 61 | 0.0% | 0.00% | – | |
| AQFD | CLASSIFIED AD INCequities | $0 | – | 156 | 0.0% | 0.00% | – | |
| Exit | FIRST MARYLAND CA VAR 27convertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| PII | Exit | POLARIS INDUSTRIESequities | $0 | – | -16 | -100.0% | 0.00% | – |
| LRST | Exit | LASERSIGHT INCequities | $0 | – | -2 | -100.0% | 0.00% | – |
| CRGE | Exit | CLENERGEN CORPequities | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GRGG | Exit | GREEN FOR ENERGY INCequities | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RMT | Exit | ROYCE MICRO-CAP TRUSTequities | $0 | – | -217 | -100.0% | 0.00% | – |
| Exit | BIOVERATIV INCequities | $0 | – | -46 | -100.0% | 0.00% | – | |
| STIPRECL | Exit | SUNTRUST BANpfds, reits, | $0 | – | -41 | -100.0% | 0.00% | – |
| OCLG | Exit | ONCOLOGIX TECH INCequities | $0 | – | -1,250 | -100.0% | 0.00% | – |
| LVNTA | Exit | LIBERTY INTERACTVequities | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | FIRST RESOURCES FL ORDequities | $0 | – | -925 | -100.0% | 0.00% | – | |
| EMLC | Exit | VANECK VECTORS J Pequities | $0 | – | -104 | -100.0% | 0.00% | – |
| IYR | Exit | ISHARES TR DOW JONES REequities | $0 | – | -21 | -100.0% | 0.00% | – |
| ARCTF | Exit | AURICO METALS INCequities | $0 | – | -509 | -100.0% | 0.00% | – |
| NOK | Exit | NOKIA CORPequities | $0 | – | -400 | -100.0% | 0.00% | – |
| OOAG | Exit | OMDA OIL & GAS INCequities | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | MERRILL LYNCH & C VAR 26convertible/ | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | TELIA COMPANY ABequities | $0 | – | -455 | -100.0% | 0.00% | – | |
| WFCPRJCL | Exit | WELLS FARGO & CO PFDpfds, reits, | $0 | – | -89 | -100.0% | 0.00% | – |
| EWKS | Exit | EARTHWORKS ENTERTAINMENT INCequities | $0 | – | -44 | -100.0% | 0.00% | – |
| KIMPRKCL | KIMCO REALTYpfds, reits, | $1,071,000 | -7.3% | 46 | 0.0% | 0.00% | – | |
| KMIPRA | KINDER MORGANpfds, reits, | $3,109,000 | -18.1% | 100 | 0.0% | 0.00% | -100.0% | |
| KSS | KOHL'S CORPequities | $2,620,000 | +20.8% | 40 | 0.0% | 0.00% | – | |
| KMTUY | KOMATSU LTDequities | $1,211,000 | -7.1% | 36 | 0.0% | 0.00% | – | |
| KR | New | KROGER COequities | $144,000 | – | 6 | +100.0% | 0.00% | – |
| LKSDQ | LSC COMM INCequities | $1,745,000 | +15.2% | 100 | 0.0% | 0.00% | – | |
| KED | KAYNE ANDERSON ENERGY DEVELOPMENT COequities | $1,696,000 | -10.6% | 109 | 0.0% | 0.00% | – | |
| KBCSY | KBC GROUP NVequities | $697,000 | +1.9% | 16 | 0.0% | 0.00% | – | |
| LEHMAN BROS HOLDING IXXXequities | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| DPS LEHMAN BROTHERS HLDGSpfds, reits, | $0 | – | 20,092 | 0.0% | 0.00% | – | ||
| LEHMAN BROS HLDGSconvertible/ | $800,000 | -11.1% | 20,000 | 0.0% | 0.00% | – | ||
| LXRP | New | LEXARIA BIOSCIENCEequities | $2,100,000 | – | 2,000 | +100.0% | 0.00% | – |
| LBRDK | LIBERTY BROADBAND COequities | $428,000 | +0.5% | 5 | 0.0% | 0.00% | – | |
| LSXMA | LIBERTY MEDIA CORPequities | $822,000 | +3.7% | 20 | 0.0% | 0.00% | – | |
| LSXMK | LIBERTY MEDIA CORPequities | $1,634,000 | +3.0% | 40 | 0.0% | 0.00% | – | |
| LYV | LIVE NATION ENTERTAINMENT INCequities | $3,076,000 | -1.0% | 73 | 0.0% | 0.00% | – | |
| EQUINOX GOLD CORPequities | $1,340,000 | -3.9% | 1,550 | 0.0% | 0.00% | – | ||
| EMB | Exit | ISHARES TRUST ETFequities | $0 | – | -64 | -100.0% | -0.00% | – |
| VT | Exit | VANGUARD TOTAL WORLDequities | $0 | – | -94 | -100.0% | -0.00% | – |
| Exit | COMCAST CORPORAconvertible/ | $0 | – | -9,000 | -100.0% | -0.00% | – | |
| CLNS | Exit | COLONY NORTHSTAR INCpfds, reits, | $0 | – | -733 | -100.0% | -0.00% | – |
| Exit | AZ HLTH FAC AUTHconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| Exit | AMERICAN INTL GRconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| WNDW | Exit | SOLARWINDOW TECHNOLOequities | $0 | – | -550 | -100.0% | -0.00% | – |
| COWNL | Exit | COWEN INCpfds, reits, | $0 | – | -300 | -100.0% | -0.00% | – |
| DXC | Exit | DXC TECH COequities | $0 | – | -76 | -100.0% | -0.00% | – |
| CLNSPRH | Exit | COLONY NORTHpfds, reits, | $0 | – | -300 | -100.0% | -0.00% | – |
| Exit | AT&T INCconvertible/ | $0 | – | -4,000 | -100.0% | -0.00% | – | |
| Exit | AZ HLTH FAC AUTHconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| FNDA | Exit | SCHWAB FUND US SC ETFequities | $0 | – | -241 | -100.0% | -0.00% | – |
| ITA | Exit | ISHARES US AEROSPACEequities | $0 | – | -27 | -100.0% | -0.00% | – |
| Exit | JEFFERSON COUNTY MOconvertible/ | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| NEWTL | Exit | NEWTEK BUSINESS SVpfds, reits, | $0 | – | -200 | -100.0% | -0.00% | – |
| AGI | Exit | ALAMOS GOLD INCequities | $0 | – | -1,167 | -100.0% | -0.00% | – |
| Exit | ENERGY TRANSFER P VAR 66convertible/ | $0 | – | -9,000 | -100.0% | -0.00% | – | |
| MFGP | Exit | MICRO FOCUS INTequities | $0 | – | -121 | -100.0% | -0.00% | – |
| EDIV | Exit | SPDR S&P EMER MKTS DIV ETFequities | $0 | – | -261 | -100.0% | -0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PLCequities | $0 | – | -303 | -100.0% | -0.00% | – |
| TRU | Exit | TRANSUNIONequities | $0 | – | -160 | -100.0% | -0.00% | – |
| Exit | GOLDMAN SACHS Gconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| CLNSPRG | Exit | COLONY NORTHSTpfds, reits, | $0 | – | -528 | -100.0% | -0.00% | – |
| VTR | Exit | VENTAS INCpfds, reits, | $0 | – | -214 | -100.0% | -0.00% | – |
| OPK | Exit | OPKO HEALTH INCequities | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | SIMON PPTY GRPconvertible/ | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| Exit | COLUMBIA HCA HLTHCARE CPequities | $0 | – | -100 | -100.0% | -0.00% | – | |
| CLNSPRI | Exit | COLONY NORTHSpfds, reits, | $0 | – | -500 | -100.0% | -0.00% | – |
| ESL | Exit | ESTERLINE TECH CORPequities | $0 | – | -200 | -100.0% | -0.00% | – |
| Exit | TX MUN GAS ACQUSconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | NTHRN ARIZ UNIVconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | JPMORGAN CHASE & Vconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | CNT PUGET SND WAconvertible/ | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| CDE | Exit | COEUR MINING INCequities | $0 | – | -1,600 | -100.0% | -0.00% | – |
| CLNSPRJ | Exit | COLONY NORTHpfds, reits, | $0 | – | -600 | -100.0% | -0.00% | – |
| Exit | SYSCO CORPORATIOconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE COMPequities | $0 | – | -885 | -100.0% | -0.00% | – |
| Exit | MC DONALDS CORPconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | WI S HLTH ED FAconvertible/ | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| CLNSPRDCL | Exit | COLONY NORTHSTpfds, reits, | $0 | – | -797 | -100.0% | -0.00% | – |
| SPKEP | Exit | SPARK ENERGYpfds, reits, | $0 | – | -725 | -100.0% | -0.00% | – |
| Exit | AZ HLTH FAC AUTconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | AZ HLTH FAC AUTHconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| GEHCL | Exit | GENERAL ELECTRIC COpfds, reits, | $0 | – | -1,000 | -100.0% | -0.00% | – |
| WFCPRT | Exit | WELLS FARGO & CO PFDpfds, reits, | $0 | – | -1,000 | -100.0% | -0.00% | – |
| POT | Exit | POTASH CORP SASK INCequities | $0 | – | -1,102 | -100.0% | -0.00% | – |
| BSV | Exit | VANGUARD BOND INDEX FUNDequities | $0 | – | -348 | -100.0% | -0.00% | – |
| TXT | Exit | TEXTRONequities | $0 | – | -400 | -100.0% | -0.00% | – |
| FNDX | Exit | SCHWAB FUNDAENTAL USequities | $0 | – | -667 | -100.0% | -0.00% | – |
| Exit | TIME WARNER INCconvertible/ | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | VERIZON COMMUNICconvertible/ | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| EPI | Exit | WISDOMTREE INDIA EARNINGS ETFequities | $0 | – | -1,000 | -100.0% | -0.00% | – |
| JEPRA | Exit | JUST ENERGY GRpfds, reits, | $0 | – | -950 | -100.0% | -0.00% | – |
| X | Exit | UNITED STATES STEEL CORPequities | $0 | – | -944 | -100.0% | -0.01% | – |
| Exit | ERICSSON TELequities | $0 | – | -4,224 | -100.0% | -0.01% | – | |
| HYT | Exit | BLACKROCK CORP HY FUND INCequities | $0 | – | -2,690 | -100.0% | -0.01% | – |
| BVN | Exit | COMPANIA DE MINAS BUENAVENTURA SAAequities | $0 | – | -2,136 | -100.0% | -0.01% | – |
| Exit | PR COMWLTH HWY &convertible/ | $0 | – | -40,000 | -100.0% | -0.01% | – | |
| GEBCL | Exit | GEN ELEC CAPpfds, reits, | $0 | – | -1,250 | -100.0% | -0.01% | – |
| GDXJ | Exit | MARKET VECTORS JR GOLDMINERS ETFequities | $0 | – | -1,076 | -100.0% | -0.01% | – |
| SCIF | Exit | MARKET VECTORS INDIA SC ETFequities | $0 | – | -525 | -100.0% | -0.01% | – |
| BTEGF | Exit | BAYTEX ENERGY CORPequities | $0 | – | -13,100 | -100.0% | -0.01% | – |
| HSIC | Exit | HENRY SCHEIN INCequities | $0 | – | -540 | -100.0% | -0.01% | – |
| GDX | Exit | MARKET VECTORS GOLD MINERS ETFequities | $0 | – | -1,545 | -100.0% | -0.01% | – |
| GOV | Exit | GOVERNMENT PPTY INCM TRpfds, reits, | $0 | – | -2,350 | -100.0% | -0.01% | – |
| PRB | Exit | VANECK VECTORSequities | $0 | – | -1,800 | -100.0% | -0.01% | – |
| VXX | Exit | IPATH S&P 500 VIX SHORT-TERM FUTURES-ETNequities | $0 | – | -1,559 | -100.0% | -0.01% | – |
| Exit | MARICOPA AZ IDA Mconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| Exit | US TREASURYconvertible/ | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| DTKCL | Exit | DEUTSCHE BK CAPequities | $0 | – | -2,000 | -100.0% | -0.01% | – |
| Exit | AMERICAN INTL Gconvertible/ | $0 | – | -55,000 | -100.0% | -0.01% | – | |
| BCSPRDCL | Exit | BARCLAYS PLCequities | $0 | – | -2,000 | -100.0% | -0.01% | – |
| Exit | THERMO FISHER SCconvertible/ | $0 | – | -55,000 | -100.0% | -0.01% | – | |
| PMX | Exit | PIMCO MUNICIPAL INCOME Iequities | $0 | – | -4,725 | -100.0% | -0.01% | – |
| SLX | Exit | VANEEK VECTORS STEEL ETFequities | $0 | – | -1,381 | -100.0% | -0.01% | – |
| Exit | TIME WARNER INCconvertible/ | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| Exit | BURLINGTN NO SANTconvertible/ | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| Exit | O REILLY AUTOMOTconvertible/ | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| JNPR | Exit | JUNIPER NETWORKS INCequities | $0 | – | -2,175 | -100.0% | -0.01% | – |
| WFCPRL | Exit | WELLS FARGO BKpfds, reits, | $0 | – | -51 | -100.0% | -0.01% | – |
| Exit | DIRECTV HOLDINGSconvertible/ | $0 | – | -65,000 | -100.0% | -0.01% | – | |
| Exit | CONSTELLATION BRANDconvertible/ | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| Exit | AUTODESK INCconvertible/ | $0 | – | -65,000 | -100.0% | -0.01% | – | |
| RH | Exit | RHequities | $0 | – | -1,180 | -100.0% | -0.02% | – |
| Exit | JPMORGAN CHASE & COconvertible/ | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| IQV | Exit | IQVIA HOLDINGS INCequities | $0 | – | -1,100 | -100.0% | -0.02% | – |
| Exit | BROCADE COMMUNICATIONS SYSTEMS INCconvertible/ | $0 | – | -295,000 | -100.0% | -0.05% | – | |
| CNDT | Exit | CONDUENT INCequities | $0 | – | -21,685 | -100.0% | -0.06% | – |
| EQC | Exit | EQUITY COMMONWEALTHpfds, reits, | $0 | – | -27,734 | -100.0% | -0.14% | – |
| Exit | MERITOR INCconvertible/ | $0 | – | -1,415,000 | -100.0% | -0.25% | – | |
| Exit | BROADSOFT INCconvertible/ | $0 | – | -2,310,000 | -100.0% | -0.49% | – | |
| VNTV | Exit | VANTIV INCequities | $0 | – | -45,149 | -100.0% | -0.53% | – |
| Exit | MERITAGE HOMES CORPconvertible/ | $0 | – | -4,815,000 | -100.0% | -0.78% | – | |
| Exit | HOLOGIC INCconvertible/ | $0 | – | -6,204,000 | -100.0% | -1.39% | – | |
| Exit | M/I HOMES INCconvertible/ | $0 | – | -7,943,000 | -100.0% | -1.40% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 25 | Q3 2021 | 4.7% |
| QUALCOMM INC | 25 | Q3 2021 | 3.6% |
| JOHNSON & JOHNSON | 25 | Q3 2021 | 1.6% |
| REPUBLIC SVCS INC | 25 | Q3 2021 | 1.7% |
| EMERSON ELECTRIC CO | 25 | Q3 2021 | 1.6% |
| CORNING INC | 25 | Q3 2021 | 1.7% |
| ADOBE SYSTEMS INCORPORATED | 25 | Q3 2021 | 1.7% |
| HOME DEPOT INC | 25 | Q3 2021 | 1.7% |
| PROCTOR & GAMBLE CO | 25 | Q3 2021 | 1.6% |
| PFIZER INC | 25 | Q3 2021 | 1.5% |
View Sonora Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GTC BIOTHERAPEUTICS INC | August 05, 2009 | 535,030 | 5.1% |
View Sonora Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-10-20 |
| 13F-HR | 2021-04-28 |
| 13F-HR | 2021-01-13 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-08-13 |
| 13F-HR | 2020-04-29 |
| 13F-HR | 2020-01-17 |
| 13F-HR | 2019-10-15 |
| 13F-HR | 2019-07-19 |
View Sonora Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.