$105 Million is the total value of Phoenix Investment Adviser LLC's 57 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 78.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FXCM INCnote 2.250% 6/1 | $33,379,000 | +3.2% | 75,008,000 | +2.0% | 31.82% | +26.4% | |
| Buy | COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $28,180,000 | +4.8% | 55,941,000 | +0.9% | 26.86% | +28.3% | |
| Buy | WALTER INVT MGMT CORPnote 4.500%11/0 | $7,826,000 | -42.6% | 78,255,000 | +3.3% | 7.46% | -29.7% | |
| Sell | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $4,048,000 | -8.0% | 5,434,000 | -4.4% | 3.86% | +12.7% | |
| New | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $2,097,000 | – | 2,500,000 | +100.0% | 2.00% | – | |
| YRCW | Buy | YRC WORLDWIDE INC | $2,064,000 | +12.2% | 138,483 | +3.9% | 1.97% | +37.4% |
| VRX | Buy | VALEANT PHARMACEUTICALS INTL | $1,656,000 | +93.5% | 79,700 | +33.5% | 1.58% | +136.9% |
| CGIPQ | Sell | CELADON GROUP INC | $1,352,000 | -27.6% | 211,198 | -23.7% | 1.29% | -11.3% |
| AMC | New | AMC ENTMT HLDGS INC | $1,329,000 | – | 88,000 | +100.0% | 1.27% | – |
| PESXQ | PIONEER ENERGY SVCS CORP | $1,278,000 | +19.6% | 419,102 | 0.0% | 1.22% | +46.4% | |
| ALV | Buy | AUTOLIV INC | $1,271,000 | +28.5% | 10,000 | +25.0% | 1.21% | +57.4% |
| THC | Sell | TENET HEALTHCARE CORP | $1,246,000 | -29.2% | 82,200 | -23.3% | 1.19% | -13.3% |
| SGRY | Buy | SURGERY PARTNERS INC | $1,153,000 | +55.0% | 95,290 | +32.5% | 1.10% | +89.8% |
| NVGS | Sell | NAVIGATOR HOLDINGS LTD | $1,150,000 | -20.1% | 116,764 | -10.0% | 1.10% | -2.2% |
| LONEQ | Sell | LONESTAR RES US INCcl a vtg | $1,095,000 | +10.5% | 275,799 | -2.3% | 1.04% | +35.4% |
| ENDP | Buy | ENDO INTL PLC | $1,054,000 | +44.8% | 136,000 | +60.0% | 1.00% | +77.2% |
| DSX | Buy | DIANA SHIPPING INC | $985,000 | +121.8% | 241,935 | +97.6% | 0.94% | +171.4% |
| ELVT | Buy | ELEVATE CREDIT INC | $894,000 | +508.2% | 118,700 | +394.6% | 0.85% | +647.4% |
| GLNG | Sell | GOLAR LNG LTD BERMUDA | $856,000 | -15.8% | 28,700 | -36.2% | 0.82% | +3.0% |
| LPG | New | DORIAN LPG LTD | $819,000 | – | 99,659 | +100.0% | 0.78% | – |
| AOI | New | ALLIANCE ONE INTL INC | $800,000 | – | 60,402 | +100.0% | 0.76% | – |
| SB | Sell | SAFE BULKERS INC | $725,000 | -29.3% | 224,309 | -40.1% | 0.69% | -13.5% |
| SPB | New | SPECTRUM BRANDS HLDGS INC | $686,000 | – | 6,100 | +100.0% | 0.65% | – |
| KND | Sell | KINDRED HEALTHCARE INC | $655,000 | -53.6% | 67,500 | -67.5% | 0.62% | -43.2% |
| SNECQ | New | SANCHEZ ENERGY CORP | $627,000 | – | 118,000 | +100.0% | 0.60% | – |
| SPNV | New | SUPERIOR ENERGY SVCS INC | $607,000 | – | 63,000 | +100.0% | 0.58% | – |
| LEE | Buy | LEE ENTERPRISES INC | $600,000 | +29.0% | 255,478 | +20.8% | 0.57% | +58.0% |
| DKS | New | DICKS SPORTING GOODS INC | $598,000 | – | 20,800 | +100.0% | 0.57% | – |
| Sell | COBALT INTL ENERGY INCnote 2.625%12/0 | $548,000 | -94.4% | 2,000,000 | -95.0% | 0.52% | -93.1% | |
| XRM | New | XERIUM TECHNOLOGIES INC | $511,000 | – | 120,000 | +100.0% | 0.49% | – |
| SD | New | SANDRIDGE ENERGY INC | $506,000 | – | 24,000 | +100.0% | 0.48% | – |
| ENT | New | GLOBAL EAGLE ENTMT INC | $502,000 | – | 219,100 | +100.0% | 0.48% | – |
| WLL | New | WHITING PETE CORP NEW | $457,000 | – | 17,250 | +100.0% | 0.44% | – |
| LORL | Sell | LORAL SPACE & COMMUNICATNS I | $441,000 | -71.7% | 10,000 | -68.3% | 0.42% | -65.4% |
| FVE | Buy | FIVE STAR SENIOR LIVING INC | $380,000 | +5.0% | 253,295 | +8.6% | 0.36% | +28.4% |
| ECO STIM ENERGY SOLUTIONS IN | $363,000 | -18.2% | 288,385 | 0.0% | 0.35% | 0.0% | ||
| OCN | OCWEN FINL CORP | $310,000 | -8.8% | 98,900 | 0.0% | 0.30% | +11.3% | |
| FMSA | Sell | FAIRMOUNT SANTROL HLDGS INC | $282,000 | -44.4% | 54,000 | -49.1% | 0.27% | -31.9% |
| WTI | Sell | W & T OFFSHORE INC | $258,000 | -33.8% | 77,805 | -39.2% | 0.25% | -19.1% |
| SLCA | New | U S SILICA HLDGS INC | $228,000 | – | 7,000 | +100.0% | 0.22% | – |
| HMNY | Sell | HELIOS & MATHESON ANALYTICS | $221,000 | -62.2% | 35,000 | -23.9% | 0.21% | -53.6% |
| NM | Sell | NAVIOS MARITIME HOLDINGS INC | $179,000 | -56.9% | 149,050 | -40.1% | 0.17% | -47.1% |
| LC | New | LENDINGCLUB CORP | $124,000 | – | 30,000 | +100.0% | 0.12% | – |
| NIHD | Sell | NII HLDGS INC | $90,000 | -40.0% | 211,600 | -35.0% | 0.09% | -26.5% |
| WAC | New | WALTER INVT MGMT CORP | $84,000 | – | 100,000 | +100.0% | 0.08% | – |
| AXAS | ABRAXAS PETE CORP | $71,000 | +29.1% | 29,000 | 0.0% | 0.07% | +58.1% | |
| ACHC | New | ACADIA HEALTHCARE COMPANY IN | $65,000 | – | 2,000 | +100.0% | 0.06% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDcall | $61,000 | – | 1,200 | +100.0% | 0.06% | – |
| GLNG | New | GOLAR LNG LTD BERMUDAcall | $52,000 | – | 550 | +100.0% | 0.05% | – |
| DXCM | Sell | DEXCOM INC | $40,000 | -18.4% | 700 | -30.0% | 0.04% | 0.0% |
| CTRV | New | CONTRAVIR PHARMACEUTICALS IN | $36,000 | – | 100,000 | +100.0% | 0.03% | – |
| PFNX | New | PFENEX INC | $19,000 | – | 7,000 | +100.0% | 0.02% | – |
| AERI | AERIE PHARMACEUTICALS INC | $18,000 | +20.0% | 300 | 0.0% | 0.02% | +41.7% | |
| GENN | Sell | GENESIS HEALTHCARE INC | $18,000 | -91.7% | 23,944 | -87.2% | 0.02% | -89.9% |
| ESV | New | ENSCO PLC | $15,000 | – | 2,500 | +100.0% | 0.01% | – |
| CACC | New | CREDIT ACCEP CORP MICH | $2,000 | – | 5 | +100.0% | 0.00% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -40 | -100.0% | -0.00% | – |
| SNECQ | Exit | SANCHEZ ENERGY CORPcall | $0 | – | -1,500 | -100.0% | -0.02% | – |
| ATW | Exit | ATWOOD OCEANICS INC | $0 | – | -4,000 | -100.0% | -0.03% | – |
| ARCB | Exit | ARCBEST CORP | $0 | – | -2,700 | -100.0% | -0.07% | – |
| HKWS | Exit | HALCON RES CORP*w exp 09/09/202 | $0 | – | -160,608 | -100.0% | -0.09% | – |
| PQUEQ | Exit | PETROQUEST ENERGY INC | $0 | – | -128,545 | -100.0% | -0.23% | – |
| CCO | Exit | CLEAR CHANNEL OUTDOOR HLDGScl a | $0 | – | -64,789 | -100.0% | -0.23% | – |
| Exit | COBALT INTL ENERGY INCnote 3.125% 5/1 | $0 | – | -1,500,000 | -100.0% | -0.24% | – | |
| HKRSQ | Exit | HALCON RES CORP | $0 | – | -46,619 | -100.0% | -0.25% | – |
| UONEK | Exit | URBAN ONE INCcl d non vtg | $0 | – | -207,725 | -100.0% | -0.27% | – |
| ATEX | Exit | PDVWIRELESS INC | $0 | – | -12,300 | -100.0% | -0.29% | – |
| WLH | Exit | LYON WILLIAM HOMEScl a new | $0 | – | -24,000 | -100.0% | -0.43% | – |
| CYH | Exit | COMMUNITY HEALTH SYS INC NEW | $0 | – | -89,000 | -100.0% | -0.53% | – |
| SALT | Exit | SCORPIO BULKERS INC | $0 | – | -114,500 | -100.0% | -0.63% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -182,000 | -100.0% | -0.65% | – |
| JONE | Exit | JONES ENERGY INC | $0 | – | -541,371 | -100.0% | -0.81% | – |
| DYN | Exit | DYNEGY INC NEW DEL | $0 | – | -116,100 | -100.0% | -0.88% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -74,000 | -100.0% | -0.96% | – |
| COT | Exit | COTT CORP QUE | $0 | – | -91,400 | -100.0% | -1.07% | – |
| Exit | GNC HLDGS INCnote 1.500% 8/1 | $0 | – | -2,800,000 | -100.0% | -1.61% | – | |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -321,616 | -100.0% | -5.95% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-19
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPUCREDIT HLDGS CORP | 23 | Q2 2019 | 64.4% |
| FIVE STAR SENIOR LIVING INC | 21 | Q4 2018 | 1.1% |
| YRC WORLDWIDE INC | 19 | Q3 2019 | 2.8% |
| SAFE BULKERS INC | 19 | Q2 2019 | 1.0% |
| TENET HEALTHCARE CORP | 17 | Q3 2019 | 8.2% |
| RADIO ONE INC | 14 | Q1 2017 | 1.1% |
| GRAY TELEVISION INC | 13 | Q4 2016 | 2.0% |
| PIONEER ENERGY SVCS CORP | 13 | Q2 2019 | 1.6% |
| KINDRED HEALTHCARE INC | 12 | Q4 2017 | 1.6% |
| NAVIGATOR HOLDINGS LTD | 12 | Q3 2019 | 1.3% |
View Phoenix Investment Adviser LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Affinion Group Holdings, Inc. | February 13, 2019 | 502,384 | 5.5% |
| Forbes Energy Services Ltd.Sold out | February 12, 2019 | 0 | 0.0% |
| DITECH HOLDING CorpSold out | December 18, 2018 | 0 | 0.0% |
| FINLAY ENTERPRISES INC /DESold out | February 13, 2009 | 0 | 0.0% |
View Phoenix Investment Adviser LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2019-11-13 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-13 |
| SC 13G/A | 2019-02-13 |
| 13F-HR | 2019-02-12 |
| SC 13G/A | 2019-02-12 |
| SC 13D/A | 2018-12-18 |
| 4 | 2018-11-30 |
| SC 13D/A | 2018-11-30 |
| 13F-HR | 2018-11-13 |
View Phoenix Investment Adviser LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.