$128 Million is the total value of Phoenix Investment Adviser LLC's 55 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 42.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FXCM INCnote 2.250% 6/1 | $32,344,000 | +4.8% | 73,508,000 | 0.0% | 25.18% | +20.3% | ||
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $26,889,000 | 0.0% | 55,441,000 | 0.0% | 20.93% | +14.8% | ||
| WALTER INVT MGMT CORPnote 4.500%11/0 | $13,636,000 | -48.2% | 75,755,000 | 0.0% | 10.62% | -40.5% | ||
| Sell | COBALT INTL ENERGY INCnote 2.625%12/0 | $9,747,000 | -21.5% | 40,194,000 | -19.9% | 7.59% | -9.9% | |
| ORIG | New | OCEAN RIG UDW INC | $7,645,000 | – | 321,616 | +100.0% | 5.95% | – |
| Sell | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $4,398,000 | -54.5% | 5,684,000 | -57.1% | 3.42% | -47.8% | |
| Sell | GNC HLDGS INCnote 1.500% 8/1 | $2,070,000 | +4.1% | 2,800,000 | -6.7% | 1.61% | +19.5% | |
| CGIPQ | Buy | CELADON GROUP INC | $1,868,000 | +132.3% | 276,712 | +8.4% | 1.45% | +166.8% |
| YRCW | Sell | YRC WORLDWIDE INC | $1,839,000 | +14.5% | 133,283 | -7.7% | 1.43% | +31.5% |
| THC | Buy | TENET HEALTHCARE CORP | $1,761,000 | -3.8% | 107,200 | +13.2% | 1.37% | +10.4% |
| LORL | Sell | LORAL SPACE & COMMUNICATNS I | $1,559,000 | -11.7% | 31,500 | -25.9% | 1.21% | +1.3% |
| NVGS | NAVIGATOR HOLDINGS LTD | $1,440,000 | +33.7% | 129,764 | 0.0% | 1.12% | +53.6% | |
| KND | Buy | KINDRED HEALTHCARE INC | $1,411,000 | -32.3% | 207,500 | +15.9% | 1.10% | -22.3% |
| COT | Sell | COTT CORP QUE | $1,372,000 | -5.4% | 91,400 | -9.0% | 1.07% | +8.6% |
| NRZ | NEW RESIDENTIAL INVT CORP | $1,238,000 | +7.6% | 74,000 | 0.0% | 0.96% | +23.4% | |
| DYN | Sell | DYNEGY INC NEW DEL | $1,137,000 | -34.0% | 116,100 | -44.3% | 0.88% | -24.3% |
| PESXQ | PIONEER ENERGY SVCS CORP | $1,069,000 | +24.4% | 419,102 | 0.0% | 0.83% | +42.7% | |
| JONE | New | JONES ENERGY INC | $1,039,000 | – | 541,371 | +100.0% | 0.81% | – |
| SB | Sell | SAFE BULKERS INC | $1,026,000 | -21.9% | 374,309 | -34.8% | 0.80% | -10.3% |
| GLNG | GOLAR LNG LTD BERMUDA | $1,017,000 | +1.6% | 45,000 | 0.0% | 0.79% | +16.6% | |
| LONEQ | Buy | LONESTAR RES US INCcl a vtg | $991,000 | +23.4% | 282,299 | +51.2% | 0.77% | +41.5% |
| ALV | Buy | AUTOLIV INC | $989,000 | +80.1% | 8,000 | +60.0% | 0.77% | +107.0% |
| VRX | Sell | VALEANT PHARMACEUTICALS INTL | $856,000 | -71.7% | 59,700 | -65.9% | 0.67% | -67.6% |
| WFTIQ | Buy | WEATHERFORD INTL PLC | $834,000 | +29.1% | 182,000 | +9.0% | 0.65% | +48.2% |
| SALT | Sell | SCORPIO BULKERS INC | $807,000 | -18.5% | 114,500 | -17.9% | 0.63% | -6.4% |
| SGRY | New | SURGERY PARTNERS INC | $744,000 | – | 71,890 | +100.0% | 0.58% | – |
| ENDP | Sell | ENDO INTL PLC | $728,000 | -24.2% | 85,000 | -1.2% | 0.57% | -13.0% |
| CYH | COMMUNITY HEALTH SYS INC NEW | $684,000 | -22.8% | 89,000 | 0.0% | 0.53% | -11.5% | |
| HMNY | New | HELIOS & MATHESON ANALYTICS | $584,000 | – | 46,000 | +100.0% | 0.46% | – |
| WLH | New | LYON WILLIAM HOMEScl a new | $552,000 | – | 24,000 | +100.0% | 0.43% | – |
| FMSA | New | FAIRMOUNT SANTROL HLDGS INC | $507,000 | – | 106,000 | +100.0% | 0.40% | – |
| LEE | Buy | LEE ENTERPRISES INC | $465,000 | +140.9% | 211,478 | +108.4% | 0.36% | +176.3% |
| Sell | ECO STIM ENERGY SOLUTIONS IN | $444,000 | -6.3% | 288,385 | -24.0% | 0.35% | +7.8% | |
| DSX | Sell | DIANA SHIPPING INC | $444,000 | -11.4% | 122,436 | -0.8% | 0.35% | +1.8% |
| NM | Sell | NAVIOS MARITIME HOLDINGS INC | $415,000 | +4.8% | 248,700 | -13.9% | 0.32% | +20.1% |
| WTI | New | W & T OFFSHORE INC | $390,000 | – | 128,000 | +100.0% | 0.30% | – |
| ATEX | PDVWIRELESS INC | $367,000 | +27.9% | 12,300 | 0.0% | 0.29% | +46.7% | |
| FVE | Buy | FIVE STAR SENIOR LIVING INC | $362,000 | +19.5% | 233,295 | +15.3% | 0.28% | +37.6% |
| UONEK | URBAN ONE INCcl d non vtg | $343,000 | -26.6% | 207,725 | 0.0% | 0.27% | -15.8% | |
| OCN | Sell | OCWEN FINL CORP | $340,000 | -12.1% | 98,900 | -31.3% | 0.26% | +1.1% |
| HKRSQ | Sell | HALCON RES CORP | $317,000 | -67.8% | 46,619 | -78.5% | 0.25% | -63.1% |
| Sell | COBALT INTL ENERGY INCnote 3.125% 5/1 | $308,000 | -49.3% | 1,500,000 | -50.0% | 0.24% | -41.7% | |
| CCO | CLEAR CHANNEL OUTDOOR HLDGScl a | $301,000 | -4.1% | 64,789 | 0.0% | 0.23% | +9.9% | |
| PQUEQ | New | PETROQUEST ENERGY INC | $294,000 | – | 128,545 | +100.0% | 0.23% | – |
| GENN | GENESIS HEALTHCARE INC | $216,000 | -33.5% | 186,610 | 0.0% | 0.17% | -23.6% | |
| NIHD | NII HLDGS INC | $150,000 | -42.7% | 325,700 | 0.0% | 0.12% | -34.3% | |
| ELVT | New | ELEVATE CREDIT INC | $147,000 | – | 24,000 | +100.0% | 0.11% | – |
| HKWS | New | HALCON RES CORP*w exp 09/09/202 | $112,000 | – | 160,608 | +100.0% | 0.09% | – |
| ARCB | New | ARCBEST CORP | $90,000 | – | 2,700 | +100.0% | 0.07% | – |
| AXAS | ABRAXAS PETE CORP | $55,000 | +17.0% | 29,000 | 0.0% | 0.04% | +34.4% | |
| DXCM | DEXCOM INC | $49,000 | -32.9% | 1,000 | 0.0% | 0.04% | -24.0% | |
| ATW | New | ATWOOD OCEANICS INC | $38,000 | – | 4,000 | +100.0% | 0.03% | – |
| SNECQ | New | SANCHEZ ENERGY CORPcall | $19,000 | – | 1,500 | +100.0% | 0.02% | – |
| AERI | AERIE PHARMACEUTICALS INC | $15,000 | -6.2% | 300 | 0.0% | 0.01% | +9.1% | |
| IWM | Sell | ISHARES TRput | $2,000 | -90.5% | 40 | -94.7% | 0.00% | -85.7% |
| SGYPQ | Exit | SYNERGY PHARMACEUTICALS DEL | $0 | – | -15,000 | -100.0% | -0.04% | – |
| GNRT | Exit | GENER8 MARITIME INC | $0 | – | -14,700 | -100.0% | -0.06% | – |
| HKWS | Exit | HALCON RES CORP*w exp 09/09/202 | $0 | – | -160,608 | -100.0% | -0.08% | – |
| WAC | Exit | WALTER INVT MGMT CORP | $0 | – | -449,733 | -100.0% | -0.29% | – |
| GSTCQ | Exit | GASTAR EXPL INC NEW | $0 | – | -515,000 | -100.0% | -0.32% | – |
| TGB | Exit | TASEKO MINES LTD | $0 | – | -484,418 | -100.0% | -0.42% | – |
| TROX | Exit | TRONOX LTD | $0 | – | -56,600 | -100.0% | -0.58% | – |
| BTU | Exit | PEABODY ENERGY CORP NEW | $0 | – | -264,340 | -100.0% | -4.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPUCREDIT HLDGS CORP | 23 | Q2 2019 | 64.4% |
| FIVE STAR SENIOR LIVING INC | 21 | Q4 2018 | 1.1% |
| YRC WORLDWIDE INC | 19 | Q3 2019 | 2.8% |
| SAFE BULKERS INC | 19 | Q2 2019 | 1.0% |
| TENET HEALTHCARE CORP | 17 | Q3 2019 | 8.2% |
| RADIO ONE INC | 14 | Q1 2017 | 1.1% |
| GRAY TELEVISION INC | 13 | Q4 2016 | 2.0% |
| PIONEER ENERGY SVCS CORP | 13 | Q2 2019 | 1.6% |
| KINDRED HEALTHCARE INC | 12 | Q4 2017 | 1.6% |
| NAVIGATOR HOLDINGS LTD | 12 | Q3 2019 | 1.3% |
View Phoenix Investment Adviser LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Affinion Group Holdings, Inc. | February 13, 2019 | 502,384 | 5.5% |
| Forbes Energy Services Ltd.Sold out | February 12, 2019 | 0 | 0.0% |
| DITECH HOLDING CorpSold out | December 18, 2018 | 0 | 0.0% |
| FINLAY ENTERPRISES INC /DESold out | February 13, 2009 | 0 | 0.0% |
View Phoenix Investment Adviser LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2019-11-13 |
| 13F-HR | 2019-08-12 |
| 13F-HR | 2019-05-13 |
| SC 13G/A | 2019-02-13 |
| 13F-HR | 2019-02-12 |
| SC 13G/A | 2019-02-12 |
| SC 13D/A | 2018-12-18 |
| 4 | 2018-11-30 |
| SC 13D/A | 2018-11-30 |
| 13F-HR | 2018-11-13 |
View Phoenix Investment Adviser LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.