$123 Million is the total value of CAXTON CORP's 55 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 22.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CRDF | Buy | CARDIFF ONCOLOGY INC | $16,797,000 | +7.8% | 2,522,083 | +7.6% | 13.61% | +27.5% |
| SBBP | Sell | STRONGBRIDGE BIOPHARMA PLC | $16,370,000 | -31.8% | 8,024,542 | -0.7% | 13.27% | -19.4% |
| MTEM | MOLECULAR TEMPLATES INC | $14,346,000 | -14.2% | 2,137,991 | 0.0% | 11.63% | +1.5% | |
| SRRA | Sell | SIERRA ONCOLOGY INC | $9,705,000 | +12.3% | 442,754 | -0.3% | 7.86% | +32.8% |
| SVRA | Buy | SAVARA INC | $9,517,000 | -5.9% | 6,896,551 | +15.9% | 7.71% | +11.3% |
| SCYX | Buy | SCYNEXIS INC | $8,291,000 | -24.3% | 1,564,400 | +5.1% | 6.72% | -10.5% |
| GLD | SPDR GOLD TR | $6,703,000 | -0.9% | 40,820 | 0.0% | 5.43% | +17.3% | |
| KALA | Buy | KALA PHARMACEUTICALS INC | $4,527,000 | -49.9% | 1,727,751 | +1.3% | 3.67% | -40.7% |
| RZLT | REZOLUTE INC | $3,173,000 | -47.6% | 424,243 | 0.0% | 2.57% | -38.0% | |
| CTIC | Sell | CTI BIOPHARMA CORP | $2,950,000 | -49.0% | 1,000,000 | -56.8% | 2.39% | -39.7% |
| ADXN | ADDEX THERAPEUTICS LTDsponsored ads | $2,396,000 | -5.7% | 265,940 | 0.0% | 1.94% | +11.5% | |
| LUXA | LUX HEALTH TECH ACQUISITION | $1,962,000 | -0.8% | 200,000 | 0.0% | 1.59% | +17.3% | |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $1,493,000 | – | 3,480 | +100.0% | 1.21% | – |
| EFA | New | ISHARES TRmsci eafe etf | $1,482,000 | – | 19,000 | +100.0% | 1.20% | – |
| AACU | ARES ACQUISITION CORPORATIONunit 99/99/9999 | $1,383,000 | -1.0% | 139,680 | 0.0% | 1.12% | +17.1% | |
| INTU | Sell | INTUIT | $1,016,000 | +10.0% | 1,884 | -0.1% | 0.82% | +30.0% |
| GOOG | ALPHABET INCcap stk cl c | $992,000 | +6.3% | 372 | 0.0% | 0.80% | +25.8% | |
| EIGR | Buy | EIGER BIOPHARMACEUTICALS INC | $939,000 | -20.5% | 140,622 | +1.4% | 0.76% | -5.9% |
| SPGI | Sell | S&P GLOBAL INC | $880,000 | +3.4% | 2,072 | -0.0% | 0.71% | +22.3% |
| FB | Sell | FACEBOOK INCcl a | $870,000 | -2.5% | 2,565 | -0.0% | 0.70% | +15.4% |
| CVNA | Sell | CARVANA COcl a | $870,000 | -0.2% | 2,886 | -0.1% | 0.70% | +18.1% |
| MSFT | Sell | MICROSOFT CORP | $862,000 | +4.0% | 3,057 | -0.1% | 0.70% | +23.1% |
| MCO | Sell | MOODYS CORP | $845,000 | -2.1% | 2,380 | -0.1% | 0.68% | +15.9% |
| NFLX | Buy | NETFLIX INC | $828,000 | +18.8% | 1,357 | +2.9% | 0.67% | +40.4% |
| CRM | Sell | SALESFORCE COM INC | $810,000 | +11.0% | 2,986 | -0.1% | 0.66% | +31.2% |
| PYPL | Sell | PAYPAL HLDGS INC | $796,000 | -10.8% | 3,058 | -0.1% | 0.64% | +5.6% |
| V | Sell | VISA INC | $783,000 | -4.7% | 3,513 | -0.1% | 0.64% | +12.8% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Ncl a | $772,000 | +0.8% | 1,061 | -0.1% | 0.63% | +19.2% |
| TDG | Sell | TRANSDIGM GROUP INC | $773,000 | -3.6% | 1,238 | -0.1% | 0.63% | +14.0% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $768,000 | -1.8% | 2,894 | -0.1% | 0.62% | +16.0% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $759,000 | -4.9% | 2,184 | -0.0% | 0.62% | +12.4% |
| DIS | Sell | DISNEY WALT CO | $744,000 | -3.8% | 4,397 | -0.1% | 0.60% | +13.8% |
| WHR | Sell | WHIRLPOOL CORP | $711,000 | -6.6% | 3,488 | -0.1% | 0.58% | +10.6% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $700,000 | -6.9% | 12,038 | -0.1% | 0.57% | +10.1% |
| FLAC | FRAZIER LIFESCIENCES ACQU CO | $629,000 | +0.6% | 64,000 | 0.0% | 0.51% | +19.2% | |
| SSAAU | SCIENCE STRATEGIC ACQ ALPHAunit 01/20/2026 | $618,000 | +0.3% | 62,000 | 0.0% | 0.50% | +18.7% | |
| BTWN | BRIDGETOWN HOLDINGS LTD | $615,000 | -3.0% | 62,688 | 0.0% | 0.50% | +14.7% | |
| HMCOU | HUMANCO ACQUISITION CORPunit 12/08/2023 | $592,000 | -1.0% | 57,724 | 0.0% | 0.48% | +17.1% | |
| FICO | Sell | FAIR ISAAC CORP | $591,000 | -20.9% | 1,485 | -0.1% | 0.48% | -6.4% |
| CDLX | Sell | CARDLYTICS INC | $571,000 | -33.9% | 6,801 | -0.1% | 0.46% | -21.8% |
| GIGGU | GIGCAPITAL4 INCunit 99/99/9999 | $459,000 | -0.2% | 45,000 | 0.0% | 0.37% | +18.1% | |
| SWBKU | SWITCHBACK II CORPORATIONunit 99/99/9999 | $398,000 | +0.8% | 39,000 | 0.0% | 0.32% | +19.2% | |
| ELEV | Buy | ELEVATION ONCOLOGY INC | $375,000 | -30.2% | 48,183 | +21.7% | 0.30% | -17.4% |
| BOASU | BOA ACQUISITION CORPunit 99/99/9999 | $337,000 | -0.3% | 34,070 | 0.0% | 0.27% | +17.7% | |
| SVFA | SVF INVESTMENT CORP | $272,000 | -1.4% | 27,900 | 0.0% | 0.22% | +16.4% | |
| PV | PRIMAVERA CAPITAL ACQUIST CO | $234,000 | 0.0% | 24,000 | 0.0% | 0.19% | +18.8% | |
| SCOAU | SCION TECH GROWTH Iunit 12/17/2025 | $223,000 | -1.8% | 22,410 | 0.0% | 0.18% | +16.0% | |
| PICCU | PIVOTAL INVESTMENT CORP IIIunit 01/28/2028 | $166,000 | -1.2% | 16,800 | 0.0% | 0.14% | +17.4% | |
| HLXA | HELIX ACQUISITION CORP | $158,000 | -4.2% | 16,009 | 0.0% | 0.13% | +13.3% | |
| RMGCU | RMG ACQUISITION CORP IIIunit 02/08/2026 | $109,000 | -0.9% | 11,000 | 0.0% | 0.09% | +17.3% | |
| New | CAZOO GROUP LTD*w exp 08/26/202 | $94,000 | – | 62,500 | +100.0% | 0.08% | – | |
| LUXAW | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $77,000 | -14.4% | 66,666 | 0.0% | 0.06% | 0.0% | |
| BTWNW | BRIDGETOWN HOLDINGS LTD*w exp 09/30/202 | $41,000 | -50.6% | 39,773 | 0.0% | 0.03% | -42.1% | |
| FLACW | FRAZIER LIFESCIENCES ACQU CO*w exp 11/30/202 | $14,000 | -46.2% | 21,333 | 0.0% | 0.01% | -38.9% | |
| PVWS | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $10,000 | -23.1% | 12,000 | 0.0% | 0.01% | -11.1% | |
| MRACW | Exit | MARQUEE RAINE ACQUISITION CO*w exp 12/01/202 | $0 | – | -23,171 | -100.0% | -0.02% | – |
| RTP | Exit | REINVENT TECHNOLOGY PARTNERScl a | $0 | – | -11,000 | -100.0% | -0.08% | – |
| DGNR | Exit | DRAGONEER GROWTH OPPORTUN CO | $0 | – | -11,000 | -100.0% | -0.08% | – |
| NGAC | Exit | NEXTGEN ACQUISITION CORPcl a | $0 | – | -11,000 | -100.0% | -0.08% | – |
| AJAXWS | Exit | AJAX I*w exp 10/27/202 | $0 | – | -62,500 | -100.0% | -0.08% | – |
| ALDX | Exit | ALDEYRA THERAPEUTICS INC | $0 | – | -11,784 | -100.0% | -0.09% | – |
| SRNGU | Exit | SOARING EAGLE ACQUISITION COunit 02/23/2026 | $0 | – | -15,000 | -100.0% | -0.11% | – |
| ISOSU | Exit | ISOS ACQUISITION CORPORATIONunit 99/99/9999 | $0 | – | -24,000 | -100.0% | -0.17% | – |
| ONCS | Exit | ONCOSEC MED INC | $0 | – | -159,935 | -100.0% | -0.31% | – |
| AJAX | Exit | AJAX I | $0 | – | -50,000 | -100.0% | -0.34% | – |
| ISEE | Exit | IVERIC BIO INC | $0 | – | -203,414 | -100.0% | -0.88% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MOLECULAR TEMPLATES INC | 24 | Q2 2023 | 30.7% |
| STRONGBRIDGE BIOPHARMA PLC | 22 | Q3 2021 | 73.1% |
| GARRISON CAP INC | 18 | Q3 2020 | 9.9% |
| BERKSHIRE HATHAWAY INC DEL | 17 | Q3 2019 | 5.8% |
| EIGER BIOPHARMACEUTICALS INC | 17 | Q3 2022 | 1.7% |
| AGILE THERAPEUTICS INC | 16 | Q1 2018 | 55.5% |
| KALA PHARNACEUTICALS INC | 16 | Q4 2021 | 17.6% |
| CM FIN INC | 16 | Q1 2019 | 7.8% |
| SYNTA PHARMACEUTICALS CORP | 15 | Q2 2016 | 99.9% |
| CTI BIOPHARMA CORP | 14 | Q4 2021 | 8.7% |
View CAXTON CORP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Addex Therapeutics Ltd. | February 14, 2023 | 718,849 | 0.9% |
| Cardiff Oncology, Inc. | February 14, 2023 | 983,607 | 2.2% |
| Rezolute, Inc. | February 14, 2023 | 1,860,518 | 5.0% |
| Xeris Biopharma Holdings, Inc. | February 14, 2023 | 5,973,324 | 4.4% |
| CTI BIOPHARMA CORP | February 14, 2022 | 2,239,300 | 2.3% |
| Sierra Oncology, Inc. | February 14, 2022 | 1,119,322 | 7.0% |
| Strongbridge Biopharma plcSold out | January 05, 2022 | 0 | 0.0% |
| SUNESIS PHARMACEUTICALS INCSold out | February 16, 2021 | 0 | 0.0% |
| Alcentra Capital Corp | February 14, 2020 | 1,005,000 | 7.8% |
| Garrison Capital Inc. | February 14, 2020 | 1,223,096 | 7.6% |
View CAXTON CORP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
View CAXTON CORP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.