$1.46 Billion is the total value of Ionic Capital Management LLC's 395 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 64.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $130,783,000 | +14.9% | 641,500 | +8.0% | 8.94% | +44.9% |
| PFF | New | ISHARES TRput | $57,105,000 | – | 1,469,900 | +100.0% | 3.90% | – |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $52,802,000 | +1465.4% | 259,000 | +1371.6% | 3.61% | +1871.6% |
| WMT | New | WAL-MART STORES INCcall | $30,650,000 | – | 500,000 | +100.0% | 2.09% | – |
| YUM | Buy | YUM BRANDS INCcall | $29,133,000 | -1.2% | 398,800 | +8.1% | 1.99% | +24.6% |
| HYG | Sell | ISHARES TRput | $28,203,000 | -10.2% | 350,000 | -7.2% | 1.93% | +13.2% |
| MEG | Sell | MEDIA GEN INC NEW | $24,343,000 | -10.2% | 1,507,324 | -22.2% | 1.66% | +13.1% |
| WW | New | WEIGHT WATCHERS INTL INC NEWput | $22,800,000 | – | 1,000,000 | +100.0% | 1.56% | – |
| AGN | Sell | ALLERGAN PLC | $19,756,000 | -25.1% | 63,220 | -34.8% | 1.35% | -5.5% |
| FXI | Sell | ISHARES TRput | $19,392,000 | -51.4% | 549,500 | -51.1% | 1.32% | -38.7% |
| YUM | Sell | YUM BRANDS INC | $19,042,000 | -44.7% | 260,660 | -39.5% | 1.30% | -30.3% |
| YHOO | Sell | YAHOO INC | $18,564,000 | -0.2% | 558,158 | -13.2% | 1.27% | +25.9% |
| AAPL | Sell | APPLE INCput | $18,473,000 | -36.9% | 175,500 | -33.9% | 1.26% | -20.5% |
| ARMK | Sell | ARAMARK | $18,386,000 | -52.6% | 570,108 | -56.4% | 1.26% | -40.2% |
| INTC | Sell | INTEL CORPput | $17,859,000 | -26.9% | 518,400 | -36.0% | 1.22% | -7.8% |
| UUP | Buy | POWERSHS DB US DOLLAR INDEXput | $17,193,000 | +312.4% | 670,300 | +303.6% | 1.18% | +419.9% |
| NXST | Buy | NEXSTAR BROADCASTING GROUP Icl a | $16,700,000 | +459.8% | 284,500 | +351.6% | 1.14% | +604.3% |
| APD | Sell | AIR PRODS & CHEMS INC | $16,156,000 | -47.7% | 124,175 | -48.7% | 1.10% | -34.1% |
| BLL | Sell | BALL CORP | $15,707,000 | -48.7% | 215,965 | -56.1% | 1.07% | -35.3% |
| GOOG | New | ALPHABET INCcap stk cl c | $15,671,000 | – | 20,650 | +100.0% | 1.07% | – |
| UUP | Buy | POWERSHS DB US DOLLAR INDEXcall | $15,377,000 | +268.8% | 599,500 | +260.9% | 1.05% | +365.0% |
| VDC | Sell | VANGUARD WORLD FDScall | $14,585,000 | -18.3% | 113,000 | -23.3% | 1.00% | +3.0% |
| BAC | Buy | BANK AMER CORPcall | $14,306,000 | +22.4% | 850,000 | +13.3% | 0.98% | +54.5% |
| AET | New | AETNA INC NEWcall | $14,056,000 | – | 130,000 | +100.0% | 0.96% | – |
| AET | New | AETNA INC NEWput | $14,056,000 | – | 130,000 | +100.0% | 0.96% | – |
| UPS | New | UNITED PARCEL SERVICE INCcall | $14,040,000 | – | 145,900 | +100.0% | 0.96% | – |
| XOM | Buy | EXXON MOBIL CORPcall | $14,031,000 | +45.2% | 180,000 | +38.5% | 0.96% | +83.0% |
| UPS | New | UNITED PARCEL SERVICE INCput | $14,040,000 | – | 145,900 | +100.0% | 0.96% | – |
| ZAYO | New | ZAYO GROUP HLDGS INC | $13,962,000 | – | 525,071 | +100.0% | 0.95% | – |
| BERY | Sell | BERRY PLASTICS GROUP INC | $13,594,000 | -51.8% | 375,734 | -60.0% | 0.93% | -39.2% |
| AMZN | AMAZON COM INCput | $13,518,000 | +32.0% | 20,000 | 0.0% | 0.92% | +66.5% | |
| SYF | New | SYNCHRONY FINL | $13,295,000 | – | 437,200 | +100.0% | 0.91% | – |
| SLGN | New | SILGAN HOLDINGS INC | $13,217,000 | – | 246,039 | +100.0% | 0.90% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $13,075,000 | – | 116,891 | +100.0% | 0.89% | – |
| BLL | Buy | BALL CORPcall | $12,800,000 | +215.1% | 176,000 | +169.5% | 0.88% | +297.7% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $12,722,000 | +979.1% | 251,975 | +908.9% | 0.87% | +1257.8% |
| EPI | Sell | WISDOMTREE TRput | $12,695,000 | -4.9% | 639,200 | -4.6% | 0.87% | +19.9% |
| TWC | TIME WARNER CABLE INCcall | $11,971,000 | +3.5% | 64,500 | 0.0% | 0.82% | +30.5% | |
| PF | Sell | PINNACLE FOODS INC DEL | $11,670,000 | -47.4% | 274,845 | -48.1% | 0.80% | -33.6% |
| AAPL | Sell | APPLE INCcall | $10,526,000 | -61.8% | 100,000 | -60.0% | 0.72% | -51.9% |
| AXTA | Buy | AXALTA COATING SYS LTD | $10,473,000 | +70.1% | 393,000 | +61.7% | 0.72% | +114.4% |
| BEAV | Buy | B/E AEROSPACE INC | $10,315,000 | +27.4% | 243,458 | +32.0% | 0.70% | +60.6% |
| EFA | Sell | ISHARES TRput | $10,276,000 | -34.0% | 175,000 | -35.5% | 0.70% | -16.7% |
| GE | Sell | GENERAL ELECTRIC COcall | $10,258,000 | +19.0% | 329,300 | -3.7% | 0.70% | +50.1% |
| AKRXQ | Sell | AKORN INC | $10,199,000 | -18.4% | 273,345 | -37.6% | 0.70% | +3.0% |
| MKTO | Sell | MARKETO INC | $9,850,000 | -65.6% | 343,102 | -65.9% | 0.67% | -56.6% |
| NPO | Sell | ENPRO INDS INC | $9,735,000 | -54.2% | 222,061 | -59.1% | 0.66% | -42.2% |
| MSFT | Buy | MICROSOFT CORPcall | $9,709,000 | +192.4% | 175,000 | +133.3% | 0.66% | +268.3% |
| YUM | New | YUM BRANDS INCput | $9,497,000 | – | 130,000 | +100.0% | 0.65% | – |
| CCL | Buy | CARNIVAL CORPpaired ctf | $9,407,000 | +24.4% | 172,662 | +13.5% | 0.64% | +56.8% |
| New | MONSTER WORLDWIDE INCnote 3.500%10/1 | $9,333,000 | – | 7,350,000 | +100.0% | 0.64% | – | |
| XLE | Buy | SELECT SECTOR SPDR TRcall | $9,048,000 | +64.3% | 150,000 | +66.7% | 0.62% | +107.4% |
| C | CITIGROUP INCcall | $8,695,000 | +4.3% | 168,000 | 0.0% | 0.59% | +31.4% | |
| MYL | Sell | MYLAN N V | $8,326,000 | -72.7% | 153,989 | -79.6% | 0.57% | -65.5% |
| SHPG | New | SHIRE PLCsponsored adr | $8,303,000 | – | 40,500 | +100.0% | 0.57% | – |
| HYG | Sell | ISHARES TRcall | $8,058,000 | -51.6% | 100,000 | -50.0% | 0.55% | -39.0% |
| VXX | Sell | BARCLAYS BK PLCput | $7,906,000 | -55.8% | 393,300 | -43.6% | 0.54% | -44.2% |
| PFE | Sell | PFIZER INCcall | $7,747,000 | -15.0% | 240,000 | -17.2% | 0.53% | +7.1% |
| IWM | Sell | ISHARES TRcall | $7,410,000 | -53.9% | 65,800 | -55.3% | 0.51% | -41.9% |
| AER | Sell | AERCAP HOLDINGS NV | $7,361,000 | -39.1% | 170,544 | -46.1% | 0.50% | -23.2% |
| MTCN | Sell | ARCELORMITTAL SA LUXEMBOURGmand cv nt 16 | $7,356,000 | -35.5% | 1,126,169 | -15.6% | 0.50% | -18.6% |
| CMCSA | COMCAST CORP NEWcall | $7,054,000 | -0.8% | 125,000 | 0.0% | 0.48% | +25.2% | |
| SYY | Buy | SYSCO CORPput | $6,585,000 | +69.0% | 160,600 | +60.6% | 0.45% | +113.3% |
| JAH | New | JARDEN CORP | $6,403,000 | – | 112,096 | +100.0% | 0.44% | – |
| HRG | Sell | HRG GROUP INC | $6,267,000 | -42.7% | 462,193 | -50.5% | 0.43% | -27.8% |
| MSFT | MICROSOFT CORPput | $5,975,000 | +25.3% | 107,700 | 0.0% | 0.41% | +58.1% | |
| IWS | Buy | ISHARES TRcall | $5,898,000 | +42.9% | 85,900 | +39.7% | 0.40% | +79.9% |
| FXI | Sell | ISHARES TRchina lg-cap etf | $5,883,000 | -81.1% | 166,690 | -81.0% | 0.40% | -76.2% |
| ERY | New | DIREXION SHS ETF TRput | $5,862,000 | – | 200,000 | +100.0% | 0.40% | – |
| AMZN | Sell | AMAZON COM INC | $5,340,000 | +30.4% | 7,900 | -1.2% | 0.36% | +64.4% |
| TGT | New | TARGET CORP | $5,207,000 | – | 71,713 | +100.0% | 0.36% | – |
| CTRP | Buy | CTRIP COM INTL LTDput | $5,189,000 | +46.7% | 112,000 | +100.0% | 0.36% | +84.9% |
| PFF | New | ISHARES TRu.s. pfd stk etf | $5,116,000 | – | 131,678 | +100.0% | 0.35% | – |
| JNK | New | SPDR SERIES TRUSTbrc hgh yld bd | $5,087,000 | – | 150,000 | +100.0% | 0.35% | – |
| ODP | Buy | OFFICE DEPOT INC | $4,950,000 | +205.9% | 877,700 | +248.2% | 0.34% | +284.1% |
| TWC | Sell | TIME WARNER CABLE INC | $4,909,000 | -55.1% | 26,453 | -56.6% | 0.34% | -43.4% |
| XPO | Sell | XPO LOGISTICS INC | $4,894,000 | -77.0% | 179,599 | -79.8% | 0.33% | -71.0% |
| INTC | Sell | INTEL CORPcall | $4,823,000 | -39.6% | 140,000 | -47.2% | 0.33% | -23.8% |
| SGMS | Sell | SCIENTIFIC GAMES CORPcall | $4,782,000 | -45.1% | 533,100 | -36.0% | 0.33% | -30.7% |
| GM | GENERAL MTRS COcall | $4,762,000 | +13.3% | 140,000 | 0.0% | 0.32% | +42.5% | |
| PNCWS | New | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $4,568,000 | – | 159,102 | +100.0% | 0.31% | – |
| CVX | New | CHEVRON CORP NEWcall | $4,498,000 | – | 50,000 | +100.0% | 0.31% | – |
| ERY | New | DIREXION SHS ETF TRcall | $4,397,000 | – | 150,000 | +100.0% | 0.30% | – |
| CATYW | CATHAY GEN BANCORP*w exp 12/05/201 | $4,274,000 | +8.9% | 392,087 | 0.0% | 0.29% | +37.1% | |
| BAC | Sell | BANK AMER CORPput | $4,208,000 | -42.9% | 250,000 | -47.2% | 0.29% | -27.8% |
| GE | GENERAL ELECTRIC COput | $4,177,000 | +23.5% | 134,100 | 0.0% | 0.28% | +55.7% | |
| JNJ | JOHNSON & JOHNSONput | $4,109,000 | +10.0% | 40,000 | 0.0% | 0.28% | +39.1% | |
| Buy | NVIDIA CORPnote 1.000%12/0 | $4,109,000 | +204.1% | 2,475,000 | +141.5% | 0.28% | +284.9% | |
| FXE | Buy | CURRENCYSHARES EURO TRcall | $4,022,000 | +130.9% | 37,800 | +137.7% | 0.28% | +192.6% |
| ZIONW | Buy | ZIONS BANCORPORATION*w exp 05/22/202 | $4,005,000 | +58.4% | 1,181,584 | +68.2% | 0.27% | +100.0% |
| QCOM | Sell | QUALCOMM INCcall | $3,999,000 | -91.2% | 80,000 | -90.6% | 0.27% | -89.0% |
| BKHU | New | BLACK HILLS CORPunit 99/99/9999 | $3,890,000 | – | 70,200 | +100.0% | 0.27% | – |
| Buy | CTRIP COM INTL LTDnote 1.250%10/1 | $3,804,000 | +192.4% | 2,875,000 | +139.6% | 0.26% | +266.2% | |
| MDY | SPDR S&P MIDCAP 400 ETF TRcall | $3,811,000 | +2.1% | 15,000 | 0.0% | 0.26% | +28.7% | |
| AAL | Sell | AMERICAN AIRLS GROUP INCput | $3,790,000 | -51.2% | 89,500 | -55.2% | 0.26% | -38.5% |
| IYR | Sell | ISHARES TRcall | $3,754,000 | -47.1% | 50,000 | -50.0% | 0.26% | -33.2% |
| VLO | VALERO ENERGY CORP NEWput | $3,536,000 | +17.7% | 50,000 | 0.0% | 0.24% | +48.5% | |
| IYR | Sell | ISHARES TRput | $3,529,000 | -88.0% | 47,000 | -88.7% | 0.24% | -84.9% |
| FXE | Buy | CURRENCYSHARES EURO TRput | $3,320,000 | +59.5% | 31,200 | +64.2% | 0.23% | +100.9% |
| AAP | Sell | ADVANCE AUTO PARTS INC | $3,311,000 | -79.2% | 22,000 | -73.8% | 0.23% | -73.8% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $3,244,000 | -70.9% | 38,500 | -70.0% | 0.22% | -63.3% |
| SWNC | Buy | SOUTHWESTERN ENERGY CO | $3,218,000 | +118.2% | 174,497 | +267.7% | 0.22% | +175.0% |
| XPP | New | PROSHARES TRput | $3,206,000 | – | 66,300 | +100.0% | 0.22% | – |
| EFA | Buy | ISHARES TRmsci eafe etf | $3,187,000 | +106133.3% | 54,271 | +110657.1% | 0.22% | – |
| AJRD | Sell | AEROJET ROCKETDYNE HLDGS INC | $3,174,000 | -61.3% | 202,657 | -60.0% | 0.22% | -51.1% |
| DRI | New | DARDEN RESTAURANTS INCcall | $3,182,000 | – | 50,000 | +100.0% | 0.22% | – |
| MS | MORGAN STANLEYput | $3,181,000 | +1.0% | 100,000 | 0.0% | 0.22% | +26.9% | |
| CVX | New | CHEVRON CORP NEWput | $3,149,000 | – | 35,000 | +100.0% | 0.22% | – |
| XOM | Sell | EXXON MOBIL CORPput | $3,118,000 | -53.4% | 40,000 | -55.6% | 0.21% | -41.3% |
| AAPL | Sell | APPLE INC | $3,077,000 | -72.7% | 29,232 | -71.4% | 0.21% | -65.6% |
| PRTY | Sell | PARTY CITY HOLDCO INC | $3,038,000 | -66.5% | 235,284 | -58.6% | 0.21% | -57.7% |
| New | J2 GLOBAL INCnote 3.250% 6/1 | $3,018,000 | – | 2,300,000 | +100.0% | 0.21% | – | |
| XLE | SELECT SECTOR SPDR TRput | $3,016,000 | -1.4% | 50,000 | 0.0% | 0.21% | +24.1% | |
| Buy | INTEL CORPsdcv 3.250% 8/0 | $2,998,000 | +98.5% | 1,800,000 | +80.0% | 0.20% | +150.0% | |
| Buy | DEPOMED INCnote 2.500% 9/0 | $2,908,000 | +87.9% | 2,550,000 | +96.2% | 0.20% | +136.9% | |
| PEP | PEPSICO INCput | $2,898,000 | +6.0% | 29,000 | 0.0% | 0.20% | +33.8% | |
| FAZ | New | DIREXION SHS ETF TRcall | $2,887,000 | – | 70,100 | +100.0% | 0.20% | – |
| UAL | New | UNITED CONTL HLDGS INCcall | $2,865,000 | – | 50,000 | +100.0% | 0.20% | – |
| SLB | New | SCHLUMBERGER LTD | $2,850,000 | – | 40,858 | +100.0% | 0.20% | – |
| SLB | Sell | SCHLUMBERGER LTDcall | $2,790,000 | -59.5% | 40,000 | -60.0% | 0.19% | -48.9% |
| ORCL | New | ORACLE CORPput | $2,740,000 | – | 75,000 | +100.0% | 0.19% | – |
| ORCL | New | ORACLE CORPcall | $2,740,000 | – | 75,000 | +100.0% | 0.19% | – |
| Buy | TESLA MTRS INCnote 1.500% 6/0 | $2,742,000 | +68.2% | 1,400,000 | +75.0% | 0.19% | +112.5% | |
| AGNPRA | Buy | ALLERGAN PLCpfd conv ser a | $2,724,000 | +85.9% | 2,650 | +71.0% | 0.19% | +135.4% |
| CSCO | Sell | CISCO SYS INCcall | $2,716,000 | -17.2% | 100,000 | -20.0% | 0.19% | +4.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,671,000 | +2.2% | 26,000 | -7.1% | 0.18% | +28.9% |
| STIWSB | Buy | SUNTRUST BKS INC*w exp 11/14/201 | $2,677,000 | +532.9% | 466,314 | +271.9% | 0.18% | +695.7% |
| TYFDL | Buy | TYSON FOODS INCunit 99/99/9999 | $2,508,000 | +70.0% | 41,349 | +43.7% | 0.17% | +113.8% |
| MT | Sell | ARCELORMITTAL SA LUXEMBOURGcall | $2,509,000 | -62.3% | 594,600 | -53.9% | 0.17% | -52.5% |
| QCOM | Sell | QUALCOMM INCput | $2,499,000 | -95.3% | 50,000 | -94.9% | 0.17% | -94.0% |
| SRCLP | Buy | STERICYCLE INCdep pfd a 1/10 | $2,426,000 | +47.3% | 26,577 | +64.2% | 0.17% | +86.5% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $2,436,000 | +5990.0% | 30,235 | +6172.8% | 0.17% | +8200.0% |
| VXX | New | BARCLAYS BK PLCcall | $2,412,000 | – | 120,000 | +100.0% | 0.16% | – |
| PFE | Sell | PFIZER INCput | $2,421,000 | -73.6% | 75,000 | -74.3% | 0.16% | -66.8% |
| BOND | Buy | PIMCO ETF TRcall | $2,376,000 | +137.1% | 22,800 | +140.0% | 0.16% | +200.0% |
| T | Sell | AT&T INC | $2,306,000 | -58.6% | 67,006 | -60.8% | 0.16% | -47.7% |
| GLW | New | CORNING INC | $2,111,000 | – | 115,500 | +100.0% | 0.14% | – |
| CEFL | Buy | UBS AG LONDON BRHetracs mth 2xlv | $2,069,000 | +11.5% | 134,846 | +12.7% | 0.14% | +39.6% |
| GM | GENERAL MTRS COput | $2,041,000 | +13.3% | 60,000 | 0.0% | 0.14% | +41.8% | |
| PLNT | Sell | PLANET FITNESS INCcl a | $2,036,000 | -45.5% | 130,254 | -40.2% | 0.14% | -31.2% |
| FXI | Sell | ISHARES TRcall | $1,970,000 | -79.1% | 55,800 | -79.0% | 0.14% | -73.6% |
| NEEPRQ | Buy | NEXTERA ENERGY INCunit 08/31/2018 | $1,971,000 | +596.5% | 37,305 | +578.3% | 0.14% | +800.0% |
| ASNA | New | ASCENA RETAIL GROUP INCput | $1,968,000 | – | 199,800 | +100.0% | 0.13% | – |
| HEI | New | HEICO CORP NEW | $1,935,000 | – | 35,600 | +100.0% | 0.13% | – |
| OEC | Sell | ORION ENGINEERED CARBONS S A | $1,914,000 | -28.3% | 151,871 | -17.8% | 0.13% | -9.7% |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $1,923,000 | – | 41,755 | +100.0% | 0.13% | – |
| QIHU | Sell | QIHOO 360 TECHNOLOGY CO LTDput | $1,900,000 | +28.2% | 26,100 | -15.8% | 0.13% | +62.5% |
| GLW | New | CORNING INCcall | $1,828,000 | – | 100,000 | +100.0% | 0.12% | – |
| XLU | New | SELECT SECTOR SPDR TRput | $1,774,000 | – | 41,000 | +100.0% | 0.12% | – |
| XLU | New | SELECT SECTOR SPDR TRcall | $1,774,000 | – | 41,000 | +100.0% | 0.12% | – |
| CCL | Sell | CARNIVAL CORPcall | $1,743,000 | -32.5% | 32,000 | -38.5% | 0.12% | -15.0% |
| T | Sell | AT&T INCput | $1,724,000 | -80.0% | 50,100 | -81.1% | 0.12% | -74.8% |
| BG | New | BUNGE LIMITEDput | $1,707,000 | – | 25,000 | +100.0% | 0.12% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $1,712,000 | – | 2,200 | +100.0% | 0.12% | – |
| AAL | Sell | AMERICAN AIRLS GROUP INCcall | $1,694,000 | -51.5% | 40,000 | -55.6% | 0.12% | -38.6% |
| RH | Buy | RESTORATION HARDWARE HLDGS Iput | $1,668,000 | +62.6% | 21,000 | +90.9% | 0.11% | +103.6% |
| WLRH | New | WL ROSS HLDG CORP | $1,675,000 | – | 168,190 | +100.0% | 0.11% | – |
| YHOO | Sell | YAHOO INCcall | $1,663,000 | -77.0% | 50,000 | -80.0% | 0.11% | -70.9% |
| BTXWS | Buy | BIOTIME INC*w exp 10/01/201 | $1,648,000 | +629.2% | 1,373,978 | +410.6% | 0.11% | +841.7% |
| SVXY | Sell | PROSHARES TR IIcall | $1,614,000 | -85.6% | 32,000 | -86.4% | 0.11% | -81.8% |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $1,561,000 | – | 65,522 | +100.0% | 0.11% | – |
| EWZ | Buy | ISHAREScall | $1,551,000 | +41.3% | 75,000 | +50.0% | 0.11% | +76.7% |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $1,528,000 | +32.3% | 214,905 | +32.1% | 0.10% | +65.1% |
| ELEC | New | ELECTRUM SPL ACQUISITION COR | $1,495,000 | – | 155,063 | +100.0% | 0.10% | – |
| QCOM | Sell | QUALCOMM INC | $1,475,000 | -96.7% | 29,500 | -96.5% | 0.10% | -95.8% |
| XOP | SPDR SERIES TRUSTcall | $1,463,000 | -7.9% | 48,400 | 0.0% | 0.10% | +16.3% | |
| PPLT | Sell | ETFS PLATINUM TRsh ben int | $1,455,000 | -45.1% | 16,951 | -43.8% | 0.10% | -31.2% |
| ZION | Buy | ZIONS BANCORPORATIONcall | $1,428,000 | +2166.7% | 52,300 | +2173.9% | 0.10% | +3166.7% |
| CMCSA | COMCAST CORP NEWput | $1,411,000 | -0.8% | 25,000 | 0.0% | 0.10% | +24.7% | |
| PEP | PEPSICO INC | $1,371,000 | +6.0% | 13,720 | 0.0% | 0.09% | +34.3% | |
| LINDW | Buy | LINDBLAD EXPEDITIONS HLDGS I*w exp 07/08/202 | $1,376,000 | +106.3% | 451,280 | +26.5% | 0.09% | +161.1% |
| ZION | Sell | ZIONS BANCORPORATIONput | $1,365,000 | -50.4% | 50,000 | -50.0% | 0.09% | -37.6% |
| OIH | New | MARKET VECTORS ETF TRput | $1,323,000 | – | 50,000 | +100.0% | 0.09% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $1,300,000 | +1092.7% | 11,545 | +1054.5% | 0.09% | +1383.3% |
| BTX | New | BIOTIME INCput | $1,287,000 | – | 313,800 | +100.0% | 0.09% | – |
| LMCK | New | LIBERTY MEDIA CORP DELAWARE | $1,256,000 | – | 32,994 | +100.0% | 0.09% | – |
| CCIPRA | Buy | CROWN CASTLE INTL CORP NEWcnv pfd stk sr a | $1,264,000 | +58.0% | 11,786 | +50.2% | 0.09% | +100.0% |
| XOP | SPDR SERIES TRUSTput | $1,212,000 | -8.0% | 40,100 | 0.0% | 0.08% | +16.9% | |
| IYR | Buy | ISHARES TRu.s. real es etf | $1,205,000 | +1081.4% | 16,052 | +1015.5% | 0.08% | +1266.7% |
| TBT | PROSHARES TRcall | $1,185,000 | +1.5% | 26,900 | 0.0% | 0.08% | +28.6% | |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $1,166,000 | +102.1% | 27,218 | +86.1% | 0.08% | +158.1% |
| VXX | Sell | BARCLAYS BK PLCipath s&p500 vix | $1,142,000 | -79.5% | 56,797 | -73.9% | 0.08% | -74.2% |
| NCV | Buy | ALLIANZGI CONV & INCOME FD | $1,118,000 | +26.2% | 201,681 | +32.8% | 0.08% | +58.3% |
| BLL | BALL CORPput | $1,091,000 | +16.9% | 15,000 | 0.0% | 0.08% | +47.1% | |
| APC | New | ANADARKO PETE CORPcall | $1,074,000 | – | 22,100 | +100.0% | 0.07% | – |
| LTRPA | New | LIBERTY TRIPADVISOR HLDGS IN | $1,054,000 | – | 34,743 | +100.0% | 0.07% | – |
| SCTY | SOLARCITY CORPput | $1,020,000 | +19.4% | 20,000 | 0.0% | 0.07% | +52.2% | |
| HCACU | Buy | HENNESSY CAP ACQUISITION CORunit 99/99/9999 | $1,022,000 | +81.2% | 104,250 | +82.1% | 0.07% | +125.8% |
| BLVD | New | BOULEVARD ACQUISITIONcl a | $1,015,000 | – | 102,999 | +100.0% | 0.07% | – |
| TACOW | Buy | DEL TACO RESTAURANTS INC*w exp 06/30/202 | $1,008,000 | -15.9% | 347,550 | +50.0% | 0.07% | +6.2% |
| MS | Sell | MORGAN STANLEY | $993,000 | -9.6% | 31,204 | -10.6% | 0.07% | +13.3% |
| AUMA | Buy | AR CAP ACQUISITION CORP | $980,000 | +120.2% | 100,703 | +123.0% | 0.07% | +179.2% |
| SWN | Buy | SOUTHWESTERN ENERGY COput | $964,000 | +181.0% | 135,500 | +401.9% | 0.07% | +247.4% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $966,000 | +63.5% | 91,606 | +63.7% | 0.07% | +106.2% |
| IEI | Sell | ISHARES TRput | $932,000 | -41.1% | 7,600 | -40.2% | 0.06% | -25.6% |
| DY | Sell | DYCOM INDS INCput | $916,000 | -69.5% | 13,100 | -68.4% | 0.06% | -61.3% |
| GDX | Sell | MARKET VECTORS ETF TRcall | $912,000 | -79.2% | 66,500 | -79.1% | 0.06% | -73.8% |
| MU | MICRON TECHNOLOGY INCput | $871,000 | -5.4% | 61,500 | 0.0% | 0.06% | +20.0% | |
| WAFDW | Buy | WASHINGTON FED INC*w exp 11/14/201 | $826,000 | +247.1% | 119,727 | +173.0% | 0.06% | +330.8% |
| INTC | Sell | INTEL CORP | $806,000 | -91.4% | 23,390 | -92.4% | 0.06% | -89.1% |
| TMUSP | Buy | T MOBILE US INCconv pfd ser a | $778,000 | +48.2% | 11,497 | +51.3% | 0.05% | +89.3% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $745,000 | +259.9% | 9,230 | +265.7% | 0.05% | +363.6% |
| IXJ | New | ISHARES TRput | $749,000 | – | 7,300 | +100.0% | 0.05% | – |
| SNY | New | SANOFIsponsored adr | $737,000 | – | 17,283 | +100.0% | 0.05% | – |
| CVX | New | CHEVRON CORP NEW | $720,000 | – | 8,000 | +100.0% | 0.05% | – |
| VLO | VALERO ENERGY CORP NEWcall | $707,000 | +17.6% | 10,000 | 0.0% | 0.05% | +45.5% | |
| AMSGP | New | AMSURG CORPpfd cnv sr a-1 % | $685,000 | – | 4,762 | +100.0% | 0.05% | – |
| New | TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $667,000 | – | 400,000 | +100.0% | 0.05% | – | |
| XIV | Buy | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $666,000 | +76.2% | 25,820 | +66.5% | 0.05% | +130.0% |
| LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $678,000 | -23.0% | 82,013 | -23.7% | 0.05% | -4.2% |
| FOR | Buy | FORESTAR GROUP INCcall | $672,000 | +5.7% | 61,400 | +26.9% | 0.05% | +35.3% |
| RSX | New | MARKET VECTORS ETF TRcall | $659,000 | – | 45,000 | +100.0% | 0.04% | – |
| AGC | New | ADVENT CLAY CONV SEC INC FD | $640,000 | – | 115,350 | +100.0% | 0.04% | – |
| ENT | Buy | GLOBAL EAGLE ENTMT INCput | $651,000 | +69.1% | 66,000 | +96.4% | 0.04% | +109.5% |
| TCFWS | New | TCF FINL CORP*w exp 11/14/201 | $643,000 | – | 306,000 | +100.0% | 0.04% | – |
| OIH | New | MARKET VECTORS ETF TRoil svcs etf | $622,000 | – | 23,500 | +100.0% | 0.04% | – |
| MTUM | Buy | ISHARES TRmsci usamomfct | $623,000 | +71.6% | 8,505 | +59.8% | 0.04% | +115.0% |
| MU | Sell | MICRON TECHNOLOGY INC | $628,000 | -12.2% | 44,358 | -7.1% | 0.04% | +10.3% |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $627,000 | +405.6% | 45,726 | +408.1% | 0.04% | +514.3% |
| DAL | New | DELTA AIR LINES INC DELcall | $634,000 | – | 12,500 | +100.0% | 0.04% | – |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $606,000 | +59.1% | 49,090 | +56.8% | 0.04% | +95.2% |
| NCZ | Buy | ALLIANZGI CONV & INCOME FD I | $603,000 | +50.4% | 119,454 | +57.2% | 0.04% | +86.4% |
| HYB | New | NEW AMER HIGH INCOME FD INC | $600,000 | – | 78,349 | +100.0% | 0.04% | – |
| APDNW | Buy | APPLIED DNA SCIENCES INC*w exp 11/21/201 | $587,000 | +72.1% | 349,859 | +207.7% | 0.04% | +122.2% |
| FXE | Buy | CURRENCYSHARES EURO TR | $569,000 | +832.8% | 5,345 | +856.2% | 0.04% | +1200.0% |
| WIW | Buy | WESTERN ASSET CLYM INFL OPP | $559,000 | +46.0% | 54,318 | +47.6% | 0.04% | +81.0% |
| QPAC | New | QUINPARIO ACQUISITION CORP 2 | $555,000 | – | 57,210 | +100.0% | 0.04% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $542,000 | – | 93,900 | +100.0% | 0.04% | – |
| CCI | Buy | CROWN CASTLE INTL CORP NEWput | $527,000 | +42.0% | 6,100 | +29.8% | 0.04% | +80.0% |
| CLACU | New | CAPITOL ACQUISITION CORP IIIunit 99/99/9999 | $530,000 | – | 53,300 | +100.0% | 0.04% | – |
| ILMN | ILLUMINA INC | $509,000 | +9.2% | 2,650 | 0.0% | 0.04% | +40.0% | |
| RNP | New | COHEN & STEERS REIT & PFD IN | $494,000 | – | 26,763 | +100.0% | 0.03% | – |
| WFCWS | New | WELLS FARGO & CO NEW*w exp 10/28/201 | $476,000 | – | 23,261 | +100.0% | 0.03% | – |
| SGMS | Sell | SCIENTIFIC GAMES CORPcl a | $482,000 | -56.0% | 53,767 | -48.7% | 0.03% | -44.1% |
| C | Sell | CITIGROUP INC | $483,000 | -18.1% | 9,340 | -21.5% | 0.03% | +3.1% |
| FCS | New | FAIRCHILD SEMICONDUCTOR INTL | $466,000 | – | 22,497 | +100.0% | 0.03% | – |
| QIHU | Buy | QIHOO 360 TECHNOLOGY CO LTDads | $466,000 | +146.6% | 6,400 | +62.0% | 0.03% | +220.0% |
| TRTL | Buy | TERRAPIN 3 ACQUISITION CORP | $466,000 | +356.9% | 47,286 | +356.4% | 0.03% | +433.3% |
| SLH | New | SOLERA HOLDINGS INC | $449,000 | – | 8,188 | +100.0% | 0.03% | – |
| GPIA | New | GP INVTS ACQUISITION COR | $451,000 | – | 46,960 | +100.0% | 0.03% | – |
| BLVDU | Buy | BOULEVARD ACQUISITIONunit 99/99/9999 | $457,000 | +53.9% | 46,200 | +55.0% | 0.03% | +93.8% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $449,000 | +53.8% | 61,863 | +64.0% | 0.03% | +93.8% |
| DAKT | New | DAKTRONICS INCcall | $447,000 | – | 51,300 | +100.0% | 0.03% | – |
| PACEU | PACE HLDGS CORPunit 99/99/9999 | $459,000 | 0.0% | 45,000 | 0.0% | 0.03% | +24.0% | |
| ERY | Buy | DIREXION SHS ETF TRdly enerbr3x new | $458,000 | -0.2% | 15,632 | +11.7% | 0.03% | +24.0% |
| EAGLU | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $450,000 | -1.3% | 45,000 | 0.0% | 0.03% | +24.0% | |
| GRSHU | GORES HLDGS INCunit 99/99/9999 | $435,000 | -0.9% | 43,500 | 0.0% | 0.03% | +25.0% | |
| PCP | New | PRECISION CASTPARTS CORP | $426,000 | – | 1,835 | +100.0% | 0.03% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $413,000 | – | 33,300 | +100.0% | 0.03% | – |
| OME | New | OMEGA PROTEIN CORPcall | $389,000 | – | 17,500 | +100.0% | 0.03% | – |
| PRE | Buy | PARTNERRE LTD | $398,000 | +91.3% | 2,850 | +90.0% | 0.03% | +145.5% |
| EOD | New | WELLS FARGO GLOBAL DIVIDEND | $382,000 | – | 64,493 | +100.0% | 0.03% | – |
| SRCL | New | STERICYCLE INCput | $362,000 | – | 3,000 | +100.0% | 0.02% | – |
| SOXX | New | ISHARES TRphlx semicnd etf | $371,000 | – | 4,124 | +100.0% | 0.02% | – |
| JMF | New | NUVEEN ENERGY MLP TOTL RTRNF | $361,000 | – | 32,452 | +100.0% | 0.02% | – |
| SWZ | Buy | SWISS HELVETIA FD INC | $365,000 | +9.0% | 34,570 | +11.9% | 0.02% | +38.9% |
| ASBWS | Buy | ASSOCIATED BANC CORP*w exp 11/21/201 | $344,000 | +34.4% | 115,189 | +1.3% | 0.02% | +71.4% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $317,000 | – | 23,441 | +100.0% | 0.02% | – |
| BAC | Sell | BANK AMER CORP | $323,000 | -94.5% | 19,173 | -94.9% | 0.02% | -93.1% |
| COFWS | CAPITAL ONE FINL CORP*w exp 11/14/201 | $314,000 | -0.9% | 10,000 | 0.0% | 0.02% | +23.5% | |
| PFE | Sell | PFIZER INC | $290,000 | -93.2% | 8,970 | -93.4% | 0.02% | -91.3% |
| VLO | Buy | VALERO ENERGY CORP NEW | $290,000 | +61.1% | 4,100 | +36.7% | 0.02% | +100.0% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $294,000 | -23.2% | 1,440 | -27.9% | 0.02% | -4.8% |
| FMO | New | FIDUCIARY CLAYMORE MLP OPP F | $299,000 | – | 23,044 | +100.0% | 0.02% | – |
| TTP | New | TORTOISE PIPELINE & ENERGY F | $284,000 | – | 19,585 | +100.0% | 0.02% | – |
| BND | Sell | VANGUARD BD INDEX FD INCput | $275,000 | -76.7% | 3,400 | -76.4% | 0.02% | -70.3% |
| SCD | New | LMP CAP & INCOME FD INC | $278,000 | – | 22,450 | +100.0% | 0.02% | – |
| DELT | DELTA TECHNOLOGY HLDGS LTD | $277,000 | -38.0% | 188,459 | 0.0% | 0.02% | -20.8% | |
| IEI | Sell | ISHARES TRcall | $257,000 | -76.8% | 2,100 | -76.4% | 0.02% | -70.0% |
| IAF | New | ABERDEEN AUSTRALIA EQTY FD I | $262,000 | – | 48,000 | +100.0% | 0.02% | – |
| CADT | DT ASIA INVTS LTD | $260,000 | 0.0% | 25,888 | 0.0% | 0.02% | +28.6% | |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $268,000 | – | 15,528 | +100.0% | 0.02% | – |
| JBT | New | JOHN BEAN TECHNOLOGIES CORPcall | $244,000 | – | 4,900 | +100.0% | 0.02% | – |
| CLVS | New | CLOVIS ONCOLOGY INCput | $221,000 | – | 6,300 | +100.0% | 0.02% | – |
| CLVS | New | CLOVIS ONCOLOGY INCcall | $221,000 | – | 6,300 | +100.0% | 0.02% | – |
| New | COBALT INTL ENERGY INCnote 3.125% 5/1 | $210,000 | – | 400,000 | +100.0% | 0.01% | – | |
| MIE | New | COHEN & STEERS MLP INC & ENR | $190,000 | – | 18,156 | +100.0% | 0.01% | – |
| ENT | New | GLOBAL EAGLE ENTMT INC | $197,000 | – | 19,910 | +100.0% | 0.01% | – |
| WIA | New | WESTERN ASSET CLYM INFL SEC | $169,000 | – | 16,001 | +100.0% | 0.01% | – |
| PBRA | New | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $170,000 | – | 50,000 | +100.0% | 0.01% | – |
| NDP | New | TORTOISE ENERGY INDEPENDENC | $171,000 | – | 15,163 | +100.0% | 0.01% | – |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $175,000 | – | 12,001 | +100.0% | 0.01% | – |
| TSN | TYSON FOODS INCput | $160,000 | +24.0% | 3,000 | 0.0% | 0.01% | +57.1% | |
| ASA | New | ASA GOLD AND PRECIOUS MTLS L | $165,000 | – | 23,002 | +100.0% | 0.01% | – |
| IEI | New | ISHARES TR3-7 yr tr bd etf | $146,000 | – | 1,193 | +100.0% | 0.01% | – |
| KND | New | KINDRED HEALTHCARE INCput | $143,000 | – | 12,000 | +100.0% | 0.01% | – |
| XME | SPDR SERIES TRUSTcall | $150,000 | -10.2% | 10,000 | 0.0% | 0.01% | +11.1% | |
| WW | New | WEIGHT WATCHERS INTL INC NEW | $131,000 | – | 5,750 | +100.0% | 0.01% | – |
| USIG | ISHARES TRput | $139,000 | -1.4% | 1,300 | 0.0% | 0.01% | +12.5% | |
| EYEGW | Buy | EYEGATE PHARMACEUTICALS INC*w exp 08/05/202 | $119,000 | +395.8% | 158,273 | +467.8% | 0.01% | +700.0% |
| ZIONZ | Sell | ZIONS BANCORPORATION*w exp 11/14/201 | $103,000 | -12.0% | 49,664 | -17.2% | 0.01% | +16.7% |
| KTOVW | New | KITOV PHARMACEUTICALS HLDGS*w exp 11/20/202 | $98,000 | – | 191,770 | +100.0% | 0.01% | – |
| INTEQ | Buy | INTELSAT S Acall | $105,000 | +38.2% | 25,300 | +114.4% | 0.01% | +75.0% |
| XPP | New | PROSHARES TRult ftse chin 50 | $100,000 | – | 2,074 | +100.0% | 0.01% | – |
| CEF | New | CENTRAL FD CDA LTDcl a | $107,000 | – | 10,710 | +100.0% | 0.01% | – |
| FOR | New | FORESTAR GROUP INCput | $109,000 | – | 10,000 | +100.0% | 0.01% | – |
| ARWAU | AROWANA INCunit 99/99/9999 | $101,000 | -1.0% | 10,000 | 0.0% | 0.01% | +16.7% | |
| KODKWS | Buy | EASTMAN KODAK CO*w exp 09/03/201 | $104,000 | -8.0% | 37,558 | +14.0% | 0.01% | +16.7% |
| OCLSW | Buy | OCULUS INNOVATIVE SCIENCES I*w exp 01/21/202 | $87,000 | +45.0% | 263,234 | +26.3% | 0.01% | +100.0% |
| ENT | Buy | GLOBAL EAGLE ENTMT INCcall | $90,000 | +57.9% | 9,100 | +82.0% | 0.01% | +100.0% |
| MDR | Buy | MCDERMOTT INTL INCcall | $84,000 | +29.2% | 25,000 | +66.7% | 0.01% | +50.0% |
| SUNEQ | SUNEDISON INCput | $69,000 | -29.6% | 13,600 | 0.0% | 0.01% | 0.0% | |
| AGFSW | Sell | AGROFRESH SOLUTIONS*w exp 07/31/202 | $72,000 | -88.4% | 71,516 | -74.8% | 0.01% | -85.3% |
| HCAC | New | HENNESSY CAP ACQUISITION COR | $77,000 | – | 8,000 | +100.0% | 0.01% | – |
| SUNEQ | SUNEDISON INC | $67,000 | -28.7% | 13,150 | 0.0% | 0.01% | 0.0% | |
| MCN | MADISON CVRED CALL & EQ STR | $75,000 | +4.2% | 10,163 | 0.0% | 0.01% | +25.0% | |
| SWN | SOUTHWESTERN ENERGY COcall | $57,000 | -44.1% | 8,000 | 0.0% | 0.00% | -33.3% | |
| USIG | ISHARES TRcall | $64,000 | -1.5% | 600 | 0.0% | 0.00% | 0.0% | |
| CFRXW | New | CONTRAFECT CORP*w exp 01/31/201 | $46,000 | – | 31,900 | +100.0% | 0.00% | – |
| KODKWSA | Buy | EASTMAN KODAK CO*w exp 09/03/201 | $40,000 | -20.0% | 21,752 | +31.3% | 0.00% | 0.0% |
| KMI | New | KINDER MORGAN INC DELput | $37,000 | – | 2,500 | +100.0% | 0.00% | – |
| EWZ | Buy | ISHARESmsci brz cap etf | $42,000 | +40.0% | 2,043 | +49.8% | 0.00% | +50.0% |
| KND | New | KINDRED HEALTHCARE INC | $45,000 | – | 3,800 | +100.0% | 0.00% | – |
| KMI | New | KINDER MORGAN INC DEL | $44,000 | – | 2,952 | +100.0% | 0.00% | – |
| VLYWS | Buy | VALLEY NATL BANCORP*w exp 11/14/201 | $30,000 | +7.1% | 198,681 | +8.7% | 0.00% | 0.0% |
| EPI | Sell | WISDOMTREE TRindia erngs fd | $29,000 | -93.9% | 1,458 | -93.9% | 0.00% | -92.3% |
| ABIWF | New | ABILITY INC*w exp 12/17/201 | $32,000 | – | 23,000 | +100.0% | 0.00% | – |
| SRCL | New | STERICYCLE INC | $31,000 | – | 257 | +100.0% | 0.00% | – |
| KND | New | KINDRED HEALTHCARE INCcall | $25,000 | – | 2,100 | +100.0% | 0.00% | – |
| INTEQ | New | INTELSAT S Aput | $29,000 | – | 7,000 | +100.0% | 0.00% | – |
| MDGNWS | MEDGENICS INC*w exp 03/31/201 | $25,000 | -52.8% | 19,694 | 0.0% | 0.00% | -33.3% | |
| ARWAW | Buy | AROWANA INC*w exp 04/29/202 | $27,000 | +68.8% | 269,663 | +84.1% | 0.00% | +100.0% |
| DELTW | DELTA TECHNOLOGY HLDGS LTD*w exp 12/18/201 | $15,000 | +36.4% | 150,000 | 0.0% | 0.00% | 0.0% | |
| CVMWS | CEL SCI CORP*w exp 10/11/201 | $16,000 | -30.4% | 92,250 | 0.0% | 0.00% | 0.0% | |
| UUP | Sell | POWERSHS DB US DOLLAR INDEXdoll indx bull | $9,000 | -98.8% | 339 | -98.9% | 0.00% | -97.6% |
| BKH | New | BLACK HILLS CORPput | $9,000 | – | 200 | +100.0% | 0.00% | – |
| KMIWS | Buy | KINDER MORGAN INC DEL*w exp 05/25/201 | $19,000 | -86.2% | 325,333 | +116.6% | 0.00% | -85.7% |
| HOTRW | CHANTICLEER HLDGS INC*w exp 06/11/201 | $11,000 | -8.3% | 81,278 | 0.0% | 0.00% | 0.0% | |
| DRWIW | DRAGONWAVE INC*w exp 08/01/201 | $0 | -100.0% | 36,849 | 0.0% | 0.00% | – | |
| BTX | New | BIOTIME INCcall | $0 | – | 100 | +100.0% | 0.00% | – |
| FPPPW | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $7,000 | -36.4% | 222,536 | 0.0% | 0.00% | -100.0% | |
| GM | GENERAL MTRS CO | $6,000 | +20.0% | 162 | 0.0% | 0.00% | – | |
| HBMWS | Exit | HUDBAY MINERALS INC*w exp 07/20/201 | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ADXSW | Exit | ADVAXIS INC*w exp 07/15/201 | $0 | – | -12,621 | -100.0% | -0.00% | – |
| IWS | Exit | ISHARES TRrus mdcp val etf | $0 | – | -1,700 | -100.0% | -0.01% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -55,711 | -100.0% | -0.01% | – |
| ROIQ | Exit | ROI ACQUISITION CORP II | $0 | – | -18,007 | -100.0% | -0.01% | – |
| OMG | Exit | OM GROUP INC | $0 | – | -6,200 | -100.0% | -0.01% | – |
| BEE | Exit | STRATEGIC HOTELS & RESORTS I | $0 | – | -14,700 | -100.0% | -0.01% | – |
| DY | Exit | DYCOM INDS INC | $0 | – | -2,822 | -100.0% | -0.01% | – |
| SRF | Exit | CUSHING ENERGY INCOME | $0 | – | -16,268 | -100.0% | -0.01% | – |
| LNKD | Exit | LINKEDIN CORP | $0 | – | -1,500 | -100.0% | -0.02% | – |
| UN | Exit | UNILEVER N V | $0 | – | -9,000 | -100.0% | -0.02% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -38,276 | -100.0% | -0.02% | – |
| MORL | Exit | UBS AG LONDON BRHetracs mth2xre | $0 | – | -26,790 | -100.0% | -0.02% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -52,494 | -100.0% | -0.03% | – |
| ASB | Exit | ASSOCIATED BANC CORPcall | $0 | – | -30,000 | -100.0% | -0.03% | – |
| EWC | Exit | ISHAREScall | $0 | – | -25,000 | -100.0% | -0.03% | – |
| BOND | Exit | PIMCO ETF TRttl rtn actv etf | $0 | – | -5,667 | -100.0% | -0.03% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -9,710 | -100.0% | -0.03% | – |
| GDEF | Exit | GLOBAL DEFENSE & NATL SEC SY | $0 | – | -59,884 | -100.0% | -0.03% | – |
| CUK | Exit | CARNIVAL PLCadr | $0 | – | -12,985 | -100.0% | -0.04% | – |
| ASHR | Exit | DBX ETF TRdbxtr har cs 300 | $0 | – | -24,070 | -100.0% | -0.04% | – |
| Exit | QIHOO 360 TECHNOLOGY CO LTDnote 1.750% 8/1 | $0 | – | -950,000 | -100.0% | -0.04% | – | |
| TGLS | Exit | TECNOGLASS INC | $0 | – | -65,165 | -100.0% | -0.05% | – |
| LNKD | Exit | LINKEDIN CORPcall | $0 | – | -5,000 | -100.0% | -0.05% | – |
| LNKD | Exit | LINKEDIN CORPput | $0 | – | -5,000 | -100.0% | -0.05% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGput | $0 | – | -190,900 | -100.0% | -0.05% | – |
| BOND | Exit | PIMCO ETF TRput | $0 | – | -9,500 | -100.0% | -0.05% | – |
| KRE | Exit | SPDR SERIES TRUSTs&p regl bkg | $0 | – | -24,577 | -100.0% | -0.06% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -18,814 | -100.0% | -0.06% | – |
| TRIP | Exit | TRIPADVISOR INCcall | $0 | – | -19,900 | -100.0% | -0.07% | – |
| TRIP | Exit | TRIPADVISOR INCput | $0 | – | -19,900 | -100.0% | -0.07% | – |
| BND | Exit | VANGUARD BD INDEX FD INCcall | $0 | – | -15,400 | -100.0% | -0.07% | – |
| APC | Exit | ANADARKO PETE CORPput | $0 | – | -22,100 | -100.0% | -0.07% | – |
| EWP | Exit | ISHAREScall | $0 | – | -48,500 | -100.0% | -0.08% | – |
| AMAT | Exit | APPLIED MATLS INCcall | $0 | – | -100,000 | -100.0% | -0.08% | – |
| BHP | Exit | BHP BILLITON LTDsponsored adr | $0 | – | -50,559 | -100.0% | -0.09% | – |
| BNO | Exit | UNITED STS BRENT OIL FD LPunit | $0 | – | -99,459 | -100.0% | -0.09% | – |
| BNO | Exit | UNITED STS BRENT OIL FD LPput | $0 | – | -100,000 | -100.0% | -0.09% | – |
| FCX | Exit | FREEPORT-MCMORAN INCput | $0 | – | -175,700 | -100.0% | -0.09% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -23,105 | -100.0% | -0.09% | – |
| EPI | Exit | WISDOMTREE TRcall | $0 | – | -100,000 | -100.0% | -0.11% | – |
| CAF | Exit | MORGAN STANLEY CHINA A SH FD | $0 | – | -90,172 | -100.0% | -0.11% | – |
| USO | Exit | UNITED STATES OIL FUND LPcall | $0 | – | -140,000 | -100.0% | -0.11% | – |
| INXN | Exit | INTERXION HOLDING N.V | $0 | – | -79,607 | -100.0% | -0.12% | – |
| EWC | Exit | ISHARESmsci cda etf | $0 | – | -103,500 | -100.0% | -0.13% | – |
| MCD | Exit | MCDONALDS CORPput | $0 | – | -25,000 | -100.0% | -0.13% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -66,245 | -100.0% | -0.14% | – |
| YHOO | Exit | YAHOO INCput | $0 | – | -93,200 | -100.0% | -0.15% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $0 | – | -3,000,000 | -100.0% | -0.16% | – | |
| BUFF | Exit | BLUE BUFFALO PET PRODS INC | $0 | – | -169,341 | -100.0% | -0.16% | – |
| EWC | Exit | ISHARESput | $0 | – | -150,000 | -100.0% | -0.19% | – |
| XLY | Exit | SELECT SECTOR SPDR TRput | $0 | – | -49,000 | -100.0% | -0.20% | – |
| TLT | Exit | ISHARES TR20+ yr tr bd etf | $0 | – | -29,765 | -100.0% | -0.20% | – |
| JNJ | Exit | JOHNSON & JOHNSONcall | $0 | – | -40,000 | -100.0% | -0.20% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTput | $0 | – | -40,000 | -100.0% | -0.22% | – |
| IBB | Exit | ISHARES TRput | $0 | – | -14,100 | -100.0% | -0.23% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -297,500 | -100.0% | -0.24% | – |
| AMAT | Exit | APPLIED MATLS INCput | $0 | – | -300,000 | -100.0% | -0.24% | – |
| TLT | Exit | ISHARES TRput | $0 | – | -40,000 | -100.0% | -0.27% | – |
| NBL | Exit | NOBLE ENERGY INCcall | $0 | – | -200,000 | -100.0% | -0.33% | – |
| MCD | Exit | MCDONALDS CORPcall | $0 | – | -65,000 | -100.0% | -0.35% | – |
| SXC | Exit | SUNCOKE ENERGY INC | $0 | – | -881,866 | -100.0% | -0.37% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -139,320 | -100.0% | -0.39% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -176,676 | -100.0% | -0.39% | – |
| HUBA | Exit | HUBBELL INCcl a | $0 | – | -82,188 | -100.0% | -0.48% | – |
| XLP | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -200,000 | -100.0% | -0.51% | – |
| DGI | Exit | DIGITALGLOBE INC | $0 | – | -535,816 | -100.0% | -0.55% | – |
| GTN | Exit | GRAY TELEVISION INC | $0 | – | -875,823 | -100.0% | -0.61% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -190,709 | -100.0% | -0.62% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -100,000 | -100.0% | -0.67% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -245,846 | -100.0% | -0.76% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -192,123 | -100.0% | -0.83% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -268,405 | -100.0% | -0.87% | – |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -103,333 | -100.0% | -0.88% | – |
| VMW | Exit | VMWARE INC | $0 | – | -213,135 | -100.0% | -0.91% | – |
| RAX | Exit | RACKSPACE HOSTING INC | $0 | – | -946,892 | -100.0% | -1.27% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -44,737 | -100.0% | -1.48% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTcall | $0 | – | -410,800 | -100.0% | -2.26% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-16
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ZIONS BANCORPORATION N A | 28 | Q1 2020 | 2.0% |
| ISHARES TR | 28 | Q3 2023 | 1.1% |
| APPLE INC | 27 | Q2 2023 | 6.2% |
| VANECK VECTORS ETF TRUST | 26 | Q3 2023 | 3.1% |
| AMERICAN AIRLS GROUP INC | 24 | Q1 2023 | 1.3% |
| SPDR S&P 500 ETF TR | 23 | Q1 2020 | 46.4% |
| MICROSOFT CORP | 23 | Q4 2018 | 2.2% |
| MICROSOFT CORP | 23 | Q3 2023 | 1.4% |
| XPO LOGISTICS INC | 23 | Q4 2022 | 1.2% |
| MICROSOFT CORP | 22 | Q4 2018 | 3.0% |
View Ionic Capital Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AST SpaceMobile, Inc. | February 14, 2023 | 3,518,768 | 4.8% |
| BurgerFi International, Inc. | February 14, 2023 | 1,060,931 | 4.6% |
| GENCORP INC | February 13, 2015 | 2,754,705 | 4.4% |
| LIN Media LLCSold out | February 13, 2015 | 0 | 0.0% |
| MEDIFAST INC | March 21, 2011 | 877,581 | - |
| InfuSystem Holdings, Inc | February 14, 2011 | 912,094 | 4.4% |
| Millennium India Acquisition CO Inc. | February 14, 2011 | ? | ? |
| SUPERTEX INC | February 14, 2011 | ? | ? |
| HIGHBURY FINANCIAL INC | February 16, 2010 | ? | ? |
| InfuSystem Holdings, Inc | February 13, 2009 | 1,272,694 | 6.9% |
View Ionic Capital Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
View Ionic Capital Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.