$81.3 Million is the total value of Tradewinds Global Investors, LLC's 51 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CIG | Exit | Cia Energetica de Minas Geraissp adr n-v pfd | $0 | – | -15,599 | -100.0% | -0.00% | – |
| AGU | Exit | AGRIUM INC JUL16 90 CALLcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| MHY | Exit | Western Asset Managed High Income Fund Inc | $0 | – | -13,353 | -100.0% | -0.00% | – |
| EXC | Exit | EXELON CORP JUL16 35 CALLcall | $0 | – | -64,000 | -100.0% | -0.01% | – |
| ENIA | Exit | Enersis Americas SAsponsored adr | $0 | – | -13,132 | -100.0% | -0.01% | – |
| IGR | Exit | CBRE Clarion Global Real Estate Income Fund | $0 | – | -12,512 | -100.0% | -0.01% | – |
| XRX | Exit | Xerox Corp | $0 | – | -11,534 | -100.0% | -0.01% | – |
| UMPQ | Exit | Umpqua Holdings Corp | $0 | – | -10,382 | -100.0% | -0.01% | – |
| GLOG | Exit | GasLog Ltd | $0 | – | -13,085 | -100.0% | -0.01% | – |
| DK | Exit | Delek US Holdings Inc | $0 | – | -12,847 | -100.0% | -0.01% | – |
| ASX | Exit | Advanced Semiconductor Engineering Incsponsored adr | $0 | – | -30,047 | -100.0% | -0.01% | – |
| ACRE | Exit | Ares Commercial Real Estate Corp | $0 | – | -13,845 | -100.0% | -0.01% | – |
| SHO | Exit | Sunstone Hotel Investors Inc | $0 | – | -13,602 | -100.0% | -0.01% | – |
| MERC | Exit | Mercer International Inc | $0 | – | -20,924 | -100.0% | -0.01% | – |
| MTRX | Exit | Matrix Service Co | $0 | – | -10,377 | -100.0% | -0.01% | – |
| IBN | Exit | ICICI Bank Ltdadr | $0 | – | -26,259 | -100.0% | -0.01% | – |
| VG | Exit | Vonage Holdings Corp | $0 | – | -30,812 | -100.0% | -0.01% | – |
| NYLDA | Exit | NRG Yield Inccl a new | $0 | – | -11,989 | -100.0% | -0.01% | – |
| NEE | Exit | NextEra Energy Inc | $0 | – | -1,537 | -100.0% | -0.01% | – |
| AMGN | Exit | Amgen Inc | $0 | – | -1,365 | -100.0% | -0.01% | – |
| HLS | Exit | HealthSouth Corp | $0 | – | -5,204 | -100.0% | -0.01% | – |
| UNP | Exit | Union Pacific Corp | $0 | – | -2,361 | -100.0% | -0.01% | – |
| GOOGL | Exit | Alphabet Inccap stk cl a | $0 | – | -291 | -100.0% | -0.01% | – |
| PSX | Exit | Phillips 66 | $0 | – | -2,593 | -100.0% | -0.01% | – |
| BSET | Exit | Bassett Furniture Industries Inc | $0 | – | -8,833 | -100.0% | -0.01% | – |
| VRTU | Exit | Virtusa Corp | $0 | – | -7,278 | -100.0% | -0.01% | – |
| WFC | Exit | Wells Fargo & Co | $0 | – | -4,553 | -100.0% | -0.01% | – |
| LYB | Exit | LyondellBasell Industries NV | $0 | – | -2,858 | -100.0% | -0.01% | – |
| LOPE | Exit | Grand Canyon Education Inc | $0 | – | -5,940 | -100.0% | -0.02% | – |
| JBSS | Exit | John B Sanfilippo & Son Inc | $0 | – | -5,431 | -100.0% | -0.02% | – |
| WHR | Exit | Whirlpool Corp | $0 | – | -1,403 | -100.0% | -0.02% | – |
| EBS | Exit | Emergent BioSolutions Inc | $0 | – | -8,360 | -100.0% | -0.02% | – |
| RM | Exit | Regional Management Corp | $0 | – | -16,926 | -100.0% | -0.02% | – |
| BBCN | Exit | BBCN Bancorp Inc | $0 | – | -16,057 | -100.0% | -0.02% | – |
| CRUS | Exit | Cirrus Logic Inc | $0 | – | -6,472 | -100.0% | -0.02% | – |
| VYM | Exit | Vanguard High Dividend Yield ETFhigh div yld | $0 | – | -3,415 | -100.0% | -0.02% | – |
| SXI | Exit | Standex International Corp | $0 | – | -2,997 | -100.0% | -0.02% | – |
| JPM | Exit | JPMorgan Chase & Co | $0 | – | -4,037 | -100.0% | -0.02% | – |
| FSB | Exit | Franklin Financial Network Inc | $0 | – | -7,710 | -100.0% | -0.02% | – |
| MSFT | Exit | Microsoft Corp | $0 | – | -4,848 | -100.0% | -0.02% | – |
| FNHC | Exit | Federated National Holding Co | $0 | – | -12,588 | -100.0% | -0.02% | – |
| GWB | Exit | Great Western Bancorp Inc | $0 | – | -8,008 | -100.0% | -0.02% | – |
| LZB | Exit | La-Z-Boy Inc | $0 | – | -9,563 | -100.0% | -0.02% | – |
| ENSG | Exit | Ensign Group Inc/The | $0 | – | -12,296 | -100.0% | -0.02% | – |
| EME | Exit | EMCOR Group Inc | $0 | – | -5,194 | -100.0% | -0.02% | – |
| DLX | Exit | Deluxe Corp | $0 | – | -3,857 | -100.0% | -0.02% | – |
| IIIN | Exit | Insteel Industries Inc | $0 | – | -9,135 | -100.0% | -0.02% | – |
| ALGT | Exit | Allegiant Travel Co | $0 | – | -1,735 | -100.0% | -0.02% | – |
| SCMP | Exit | Sucampo Pharmaceuticals Inccl a | $0 | – | -23,362 | -100.0% | -0.02% | – |
| AMN | Exit | AMN Healthcare Services Inc | $0 | – | -6,411 | -100.0% | -0.02% | – |
| PFBC | Exit | Preferred Bank/Los Angeles CA | $0 | – | -9,605 | -100.0% | -0.02% | – |
| PATK | Exit | Patrick Industries Inc | $0 | – | -4,535 | -100.0% | -0.02% | – |
| TEN | Exit | Tenneco Inc | $0 | – | -6,376 | -100.0% | -0.02% | – |
| PLAB | Exit | Photronics Inc | $0 | – | -32,167 | -100.0% | -0.02% | – |
| LAD | Exit | Lithia Motors Inccl a | $0 | – | -4,078 | -100.0% | -0.02% | – |
| TOWR | Exit | Tower International Inc | $0 | – | -15,453 | -100.0% | -0.02% | – |
| TSRA | Exit | Tessera Technologies Inc | $0 | – | -10,759 | -100.0% | -0.02% | – |
| SCS | Exit | Steelcase Inccl a | $0 | – | -23,552 | -100.0% | -0.02% | – |
| SMB | Exit | VanEck Vectors AMT-Free Short Municipal Index ETFamt free short m | $0 | – | -18,215 | -100.0% | -0.02% | – |
| ACETQ | Exit | Aceto Corp | $0 | – | -14,948 | -100.0% | -0.02% | – |
| HI | Exit | Hillenbrand Inc | $0 | – | -10,909 | -100.0% | -0.02% | – |
| BLMN | Exit | Bloomin' Brands Inc | $0 | – | -18,140 | -100.0% | -0.02% | – |
| JCOM | Exit | j2 Global Inc | $0 | – | -5,196 | -100.0% | -0.02% | – |
| MHLD | Exit | Maiden Holdings Ltd | $0 | – | -26,312 | -100.0% | -0.02% | – |
| NGHC | Exit | National General Holdings Corp | $0 | – | -15,786 | -100.0% | -0.02% | – |
| POLY | Exit | Plantronics Inc | $0 | – | -7,563 | -100.0% | -0.02% | – |
| RTEC | Exit | Rudolph Technologies Inc | $0 | – | -21,710 | -100.0% | -0.02% | – |
| NCI | Exit | Navigant Consulting Inc | $0 | – | -20,695 | -100.0% | -0.02% | – |
| HW | Exit | Headwaters Inc | $0 | – | -18,804 | -100.0% | -0.02% | – |
| ESNT | Exit | Essent Group Ltd | $0 | – | -16,197 | -100.0% | -0.02% | – |
| NRZ | Exit | New Residential Investment Corp | $0 | – | -25,271 | -100.0% | -0.02% | – |
| CBM | Exit | Cambrex Corp | $0 | – | -7,039 | -100.0% | -0.02% | – |
| IBMF | Exit | iShares iBonds Sep 2017 Term Muni Bond ETFibonds sep17 etf | $0 | – | -16,136 | -100.0% | -0.03% | – |
| BSV | Exit | Vanguard Short-Term Bond ETFshort trm bond | $0 | – | -5,424 | -100.0% | -0.03% | – |
| DCMYY | Exit | NTT DOCOMO Incspons adr | $0 | – | -17,006 | -100.0% | -0.03% | – |
| RT | Exit | Ruby Tuesday Inc | $0 | – | -241,196 | -100.0% | -0.06% | – |
| IBA | Exit | Industrias Bachoco SAB de CVspon adr b | $0 | – | -28,121 | -100.0% | -0.09% | – |
| BHP | Exit | BHP Billiton Ltdsponsored adr | $0 | – | -66,652 | -100.0% | -0.12% | – |
| FDP | Exit | Fresh Del Monte Produce Incord | $0 | – | -38,387 | -100.0% | -0.14% | – |
| A | Exit | Agilent Technologies Inc | $0 | – | -55,000 | -100.0% | -0.16% | – |
| AY | Exit | Atlantica Yield plc | $0 | – | -135,145 | -100.0% | -0.16% | – |
| NVS | Exit | Novartis AGsponsored adr | $0 | – | -34,189 | -100.0% | -0.18% | – |
| YPF | Exit | YPF SAspon adr cl d | $0 | – | -184,352 | -100.0% | -0.23% | – |
| EIX | Exit | Edison International | $0 | – | -47,434 | -100.0% | -0.24% | – |
| BBVA | Exit | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $0 | – | -654,981 | -100.0% | -0.24% | – |
| TV | Exit | Grupo Televisa SABspon adr rep ord | $0 | – | -148,648 | -100.0% | -0.25% | – |
| TKC | Exit | Turkcell Iletisim Hizmetleri ASspon adr new | $0 | – | -537,332 | -100.0% | -0.32% | – |
| PEGI | Exit | Pattern Energy Group Inccl a | $0 | – | -217,576 | -100.0% | -0.32% | – |
| CHL | Exit | China Mobile Ltdsponsored adr | $0 | – | -88,705 | -100.0% | -0.33% | – |
| SSRI | Exit | Silver Standard Resources Inc | $0 | – | -403,860 | -100.0% | -0.34% | – |
| ANDE | Exit | Andersons Inc/The | $0 | – | -161,900 | -100.0% | -0.37% | – |
| VZ | Exit | Verizon Communications Inc | $0 | – | -115,356 | -100.0% | -0.42% | – |
| NTRS | Exit | Northern Trust Corp | $0 | – | -99,965 | -100.0% | -0.43% | – |
| BLOX | Exit | Infoblox Inc | $0 | – | -359,345 | -100.0% | -0.44% | – |
| SLB | Exit | Schlumberger Ltd | $0 | – | -90,329 | -100.0% | -0.46% | – |
| AWHHF | Exit | Allied World Assurance Co Holdings AG | $0 | – | -206,180 | -100.0% | -0.47% | – |
| GOOG | Exit | Alphabet Inccap stk cl c | $0 | – | -11,482 | -100.0% | -0.52% | – |
| TSN | Exit | Tyson Foods Inccl a | $0 | – | -120,970 | -100.0% | -0.52% | – |
| CFG | Exit | Citizens Financial Group Inc | $0 | – | -434,080 | -100.0% | -0.56% | – |
| APA | Exit | Apache Corp | $0 | – | -161,343 | -100.0% | -0.58% | – |
| SBS | Exit | Cia de Saneamento Basico do Estado de Sao Paulosponsored adr | $0 | – | -1,051,783 | -100.0% | -0.61% | – |
| ADM | Exit | Archer-Daniels-Midland Co | $0 | – | -232,520 | -100.0% | -0.65% | – |
| XOM | Exit | Exxon Mobil Corp | $0 | – | -110,250 | -100.0% | -0.67% | – |
| AGRO | Exit | Adecoagro SA | $0 | – | -950,818 | -100.0% | -0.68% | – |
| AET | Exit | Aetna Inc | $0 | – | -88,373 | -100.0% | -0.70% | – |
| TIME | Exit | Time Inc | $0 | – | -717,110 | -100.0% | -0.77% | – |
| MYL | Exit | Mylan NV | $0 | – | -282,903 | -100.0% | -0.80% | – |
| EXC | Exit | Exelon Corp | $0 | – | -338,520 | -100.0% | -0.80% | – |
| GE | Exit | General Electric Co | $0 | – | -426,887 | -100.0% | -0.87% | – |
| BRFS | Exit | BRF SAsponsored adr | $0 | – | -979,069 | -100.0% | -0.89% | – |
| GILD | Exit | Gilead Sciences Inc | $0 | – | -168,457 | -100.0% | -0.91% | – |
| AAPL | Exit | Apple Inc | $0 | – | -153,844 | -100.0% | -0.96% | – |
| GM | Exit | General Motors Co | $0 | – | -558,733 | -100.0% | -1.03% | – |
| HSBC | Exit | HSBC Holdings PLCspon adr new | $0 | – | -549,002 | -100.0% | -1.12% | – |
| CSX | Exit | CSX Corp | $0 | – | -661,124 | -100.0% | -1.12% | – |
| CSCO | Exit | Cisco Systems Inc | $0 | – | -617,434 | -100.0% | -1.15% | – |
| ALLY | Exit | Ally Financial Inc | $0 | – | -1,351,200 | -100.0% | -1.50% | – |
| AIG | Exit | American International Group Inc | $0 | – | -444,890 | -100.0% | -1.53% | – |
| ORCL | Exit | Oracle Corp | $0 | – | -608,645 | -100.0% | -1.62% | – |
| PFE | Exit | Pfizer Inc | $0 | – | -724,710 | -100.0% | -1.66% | – |
| C | Exit | Citigroup Inc | $0 | – | -622,525 | -100.0% | -1.71% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -912,678 | -100.0% | -2.10% | – |
| UBS | Exit | UBS Group AG | $0 | – | -3,949,192 | -100.0% | -3.32% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Nuveen Investments, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Axis Capital Holdings Ltd | 14 | Q3 2016 | 5.1% |
| Teva Pharmaceutical Industries Ltd | 14 | Q3 2016 | 5.0% |
| Nippon Telegraph & Telephone Corp | 14 | Q3 2016 | 5.3% |
| Royal Dutch Shell PLC | 14 | Q3 2016 | 4.0% |
| SK Telecom Co Ltd | 14 | Q3 2016 | 4.3% |
| Sanofi | 14 | Q3 2016 | 4.5% |
| Bunge Ltd | 14 | Q3 2016 | 2.3% |
| ING Groep NV | 14 | Q3 2016 | 4.0% |
| Toyota Motor Corp | 14 | Q3 2016 | 3.9% |
| Telefonaktiebolaget LM Ericsson | 14 | Q3 2016 | 2.7% |
View Tradewinds Global Investors, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BANRO CORPSold out | September 05, 2014 | 0 | 0.0% |
| SKYWEST INC | February 14, 2013 | 2,305,021 | 4.5% |
| ARCH COAL INC | December 10, 2012 | 9,821,087 | 4.6% |
| ALLIANT TECHSYSTEMS INC | September 10, 2012 | 1,423,293 | 4.4% |
| LAYNE CHRISTENSEN CO | September 10, 2012 | 900,923 | 4.5% |
| CAMECO CORP | August 10, 2012 | 15,889,658 | 4.0% |
| CENTRAIS ELETRICAS BRASILEIRAS SA ELETROBRAS | August 10, 2012 | 12,610,030 | 4.8% |
| CRESUD INC | July 09, 2012 | 20,452,460 | 4.1% |
| SILVER STANDARD RESOURCES INC /FI | July 09, 2012 | 3,790,290 | 4.7% |
| WACOAL HOLDINGS CORP | July 09, 2012 | 6,355,950 | 4.4% |
View Tradewinds Global Investors, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2016-11-14 |
| 13F-HR | 2016-08-10 |
| 13F-HR | 2016-05-11 |
| 13F-HR | 2016-02-12 |
| 13F-HR | 2015-11-16 |
| 13F-HR | 2015-08-12 |
| 13F-HR | 2015-05-14 |
| D/A | 2015-03-11 |
| 13F-HR | 2015-02-13 |
| 13F-HR | 2014-11-14 |
View Tradewinds Global Investors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.