Tradewinds Global Investors, LLC

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$81.3 Million is the total value of Tradewinds Global Investors, LLC's 51 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 71.1% .

All

			Value		Shares		↓ Weighting
AXS	Sell	Axis Capital Holdings Ltd	$4,148,000	-93.9%	76,349	-93.9%	5.10%	+14.9%
SKM	Sell	SK Telecom Co Ltdsponsored adr	$3,473,000	-92.4%	153,662	-92.9%	4.27%	+44.2%
NTTYY	Sell	Nippon Telegraph & Telephone Corpsponsored adr	$3,454,000	-93.4%	75,404	-93.2%	4.25%	+24.5%
RDSB	Sell	Royal Dutch Shell PLCspon adr b	$3,232,000	-94.3%	61,173	-93.9%	3.97%	+8.0%
ING	Sell	ING Groep NVsponsored adr	$3,226,000	-84.7%	261,401	-87.2%	3.97%	+190.6%
TM	Sell	Toyota Motor Corp	$3,174,000	-93.2%	27,345	-94.1%	3.90%	+29.2%
SKYW	Sell	SkyWest Inc	$3,131,000	-73.3%	118,541	-73.2%	3.85%	+405.9%
TS	Sell	Tenaris SAsponsored adr	$3,016,000	-86.7%	106,201	-86.5%	3.71%	+152.5%
SNY	Sell	Sanofisponsored adr	$2,858,000	-91.6%	74,827	-90.8%	3.51%	+59.6%
TEVA	Sell	Teva Pharmaceutical Industries Ltdadr	$2,772,000	-94.6%	60,243	-94.1%	3.41%	+2.7%
AGU	Sell	Agrium Inc	$2,706,000	-94.9%	29,842	-94.9%	3.33%	-3.1%
CS	Sell	Credit Suisse Group AGsponsored adr	$2,369,000	+0.8%	180,272	-18.0%	2.91%	+1803.9%
FLEX	Sell	Flex Ltdord	$2,293,000	-91.7%	168,338	-92.8%	2.82%	+56.4%
CNQ	Sell	Canadian Natural Resources Ltd	$2,208,000	-92.5%	68,904	-92.8%	2.72%	+42.4%
PKX	Sell	POSCOsponsored adr	$2,172,000	-86.6%	42,525	-88.4%	2.67%	+152.7%
SAP	Sell	SAP SEspon adr	$2,038,000	-87.0%	22,290	-89.3%	2.51%	+146.9%
CLNY	Sell	Colony Capital Inccl a	$1,948,000	-82.6%	106,882	-85.3%	2.40%	+229.9%
GSK	Sell	GlaxoSmithKline PLCsponsored adr	$1,947,000	-87.6%	45,143	-87.6%	2.39%	+134.2%
ERIC	Sell	Telefonaktiebolaget LM Ericssonadr b sek 10	$1,821,000	-94.5%	252,630	-94.2%	2.24%	+3.4%
CIT	Sell	CIT Group Inc	$1,764,000	-87.7%	48,600	-89.2%	2.17%	+132.7%
GT	Sell	Goodyear Tire & Rubber Co/The	$1,743,000	-92.7%	53,976	-94.2%	2.14%	+38.2%
MAN	Sell	ManpowerGroup Inc	$1,694,000	-92.0%	23,438	-92.9%	2.08%	+51.4%
AES	Sell	AES Corp/VA	$1,692,000	-93.1%	131,640	-93.3%	2.08%	+31.4%
CCJ	Sell	Cameco Corp	$1,632,000	-93.9%	190,600	-92.1%	2.01%	+16.0%
MU	Sell	Micron Technology Inc	$1,512,000	-90.6%	85,012	-92.8%	1.86%	+77.2%
CNA	Sell	CNA Financial Corp	$1,365,000	-88.3%	39,664	-89.3%	1.68%	+121.8%
LXP	Sell	Lexington Realty Trust	$1,285,000	-91.7%	124,750	-91.9%	1.58%	+56.9%
ENH	Sell	Endurance Specialty Holdings Ltd	$1,254,000	-86.3%	19,160	-86.0%	1.54%	+159.2%
LUK	Sell	Leucadia National Corp	$1,236,000	-82.9%	64,904	-84.4%	1.52%	+224.8%
MDRX	Sell	Allscripts Healthcare Solutions Inc	$1,202,000	-79.7%	91,273	-80.4%	1.48%	+283.9%
LUMN	Sell	CenturyLink Inc	$1,186,000	-96.9%	43,239	-96.7%	1.46%	-41.5%
IPXL	Sell	Impax Laboratories Inc	$1,177,000	-87.3%	49,661	-84.5%	1.45%	+141.2%
BG	Sell	Bunge Ltd	$1,017,000	-97.1%	17,178	-97.1%	1.25%	-44.6%
BBY	Sell	Best Buy Co Inc	$880,000	-60.5%	23,042	-68.4%	1.08%	+646.2%
KT	Sell	KT Corpsponsored adr	$842,000	-90.7%	52,461	-91.8%	1.04%	+75.7%
TGI	Sell	Triumph Group Inc	$832,000	-90.4%	29,841	-87.8%	1.02%	+81.7%
FSLR	Sell	First Solar Inc	$755,000	-87.1%	19,107	-84.2%	0.93%	+142.9%
DSW	Sell	DSW Inccl a	$752,000	-93.6%	36,702	-93.4%	0.92%	+20.6%
BRSWQ	Sell	Bristow Group Inc	$570,000	-59.5%	40,683	-67.0%	0.70%	+670.3%
IPG	Sell	Interpublic Group of Cos Inc/The	$529,000	-96.8%	23,647	-96.7%	0.65%	-40.3%
CBZ	Sell	CBIZ Inc	$481,000	-66.4%	42,960	-68.8%	0.59%	+535.5%
SPNV	Sell	Superior Energy Services Inc	$395,000	-69.2%	22,081	-68.3%	0.49%	+485.5%
PHG	Sell	Koninklijke Philips NVny reg sh new	$358,000	-83.8%	12,086	-86.3%	0.44%	+207.7%
ACAT	Sell	Arctic Cat Inc	$346,000	-73.6%	22,357	-71.0%	0.42%	+400.0%
NRG	Sell	NRG Energy Inc	$334,000	-96.8%	29,776	-95.7%	0.41%	-39.6%
FOSL	Sell	Fossil Group Inc	$320,000	-69.4%	11,537	-68.5%	0.39%	+479.4%
SU	Sell	Suncor Energy Inc	$299,000	-2.6%	10,765	-3.0%	0.37%	+1740.0%
UEPS	Sell	Net 1 UEPS Technologies Inc	$267,000	-72.1%	31,140	-67.5%	0.33%	+429.0%
RBS	Sell	Royal Bank of Scotland Group PLCspons adr 2 ord	$243,000	-98.9%	52,072	-98.9%	0.30%	-78.6%
ERJ	Sell	Embraer SA	$216,000	-97.8%	12,501	-97.3%	0.27%	-59.0%
CIG	Exit	Cia Energetica de Minas Geraissp adr n-v pfd	$0	–	-15,599	-100.0%	-0.00%	–
AGU	Exit	AGRIUM INC JUL16 90 CALLcall	$0	–	-25,000	-100.0%	-0.00%	–
MHY	Exit	Western Asset Managed High Income Fund Inc	$0	–	-13,353	-100.0%	-0.00%	–
EXC	Exit	EXELON CORP JUL16 35 CALLcall	$0	–	-64,000	-100.0%	-0.01%	–
ENIA	Exit	Enersis Americas SAsponsored adr	$0	–	-13,132	-100.0%	-0.01%	–
IGR	Exit	CBRE Clarion Global Real Estate Income Fund	$0	–	-12,512	-100.0%	-0.01%	–
XRX	Exit	Xerox Corp	$0	–	-11,534	-100.0%	-0.01%	–
UMPQ	Exit	Umpqua Holdings Corp	$0	–	-10,382	-100.0%	-0.01%	–
GLOG	Exit	GasLog Ltd	$0	–	-13,085	-100.0%	-0.01%	–
DK	Exit	Delek US Holdings Inc	$0	–	-12,847	-100.0%	-0.01%	–
ASX	Exit	Advanced Semiconductor Engineering Incsponsored adr	$0	–	-30,047	-100.0%	-0.01%	–
ACRE	Exit	Ares Commercial Real Estate Corp	$0	–	-13,845	-100.0%	-0.01%	–
SHO	Exit	Sunstone Hotel Investors Inc	$0	–	-13,602	-100.0%	-0.01%	–
MERC	Exit	Mercer International Inc	$0	–	-20,924	-100.0%	-0.01%	–
MTRX	Exit	Matrix Service Co	$0	–	-10,377	-100.0%	-0.01%	–
IBN	Exit	ICICI Bank Ltdadr	$0	–	-26,259	-100.0%	-0.01%	–
VG	Exit	Vonage Holdings Corp	$0	–	-30,812	-100.0%	-0.01%	–
NYLDA	Exit	NRG Yield Inccl a new	$0	–	-11,989	-100.0%	-0.01%	–
NEE	Exit	NextEra Energy Inc	$0	–	-1,537	-100.0%	-0.01%	–
AMGN	Exit	Amgen Inc	$0	–	-1,365	-100.0%	-0.01%	–
HLS	Exit	HealthSouth Corp	$0	–	-5,204	-100.0%	-0.01%	–
UNP	Exit	Union Pacific Corp	$0	–	-2,361	-100.0%	-0.01%	–
GOOGL	Exit	Alphabet Inccap stk cl a	$0	–	-291	-100.0%	-0.01%	–
PSX	Exit	Phillips 66	$0	–	-2,593	-100.0%	-0.01%	–
BSET	Exit	Bassett Furniture Industries Inc	$0	–	-8,833	-100.0%	-0.01%	–
VRTU	Exit	Virtusa Corp	$0	–	-7,278	-100.0%	-0.01%	–
WFC	Exit	Wells Fargo & Co	$0	–	-4,553	-100.0%	-0.01%	–
LYB	Exit	LyondellBasell Industries NV	$0	–	-2,858	-100.0%	-0.01%	–
LOPE	Exit	Grand Canyon Education Inc	$0	–	-5,940	-100.0%	-0.02%	–
JBSS	Exit	John B Sanfilippo & Son Inc	$0	–	-5,431	-100.0%	-0.02%	–
WHR	Exit	Whirlpool Corp	$0	–	-1,403	-100.0%	-0.02%	–
EBS	Exit	Emergent BioSolutions Inc	$0	–	-8,360	-100.0%	-0.02%	–
RM	Exit	Regional Management Corp	$0	–	-16,926	-100.0%	-0.02%	–
BBCN	Exit	BBCN Bancorp Inc	$0	–	-16,057	-100.0%	-0.02%	–
CRUS	Exit	Cirrus Logic Inc	$0	–	-6,472	-100.0%	-0.02%	–
VYM	Exit	Vanguard High Dividend Yield ETFhigh div yld	$0	–	-3,415	-100.0%	-0.02%	–
SXI	Exit	Standex International Corp	$0	–	-2,997	-100.0%	-0.02%	–
JPM	Exit	JPMorgan Chase & Co	$0	–	-4,037	-100.0%	-0.02%	–
FSB	Exit	Franklin Financial Network Inc	$0	–	-7,710	-100.0%	-0.02%	–
MSFT	Exit	Microsoft Corp	$0	–	-4,848	-100.0%	-0.02%	–
FNHC	Exit	Federated National Holding Co	$0	–	-12,588	-100.0%	-0.02%	–
GWB	Exit	Great Western Bancorp Inc	$0	–	-8,008	-100.0%	-0.02%	–
LZB	Exit	La-Z-Boy Inc	$0	–	-9,563	-100.0%	-0.02%	–
ENSG	Exit	Ensign Group Inc/The	$0	–	-12,296	-100.0%	-0.02%	–
EME	Exit	EMCOR Group Inc	$0	–	-5,194	-100.0%	-0.02%	–
DLX	Exit	Deluxe Corp	$0	–	-3,857	-100.0%	-0.02%	–
IIIN	Exit	Insteel Industries Inc	$0	–	-9,135	-100.0%	-0.02%	–
ALGT	Exit	Allegiant Travel Co	$0	–	-1,735	-100.0%	-0.02%	–
SCMP	Exit	Sucampo Pharmaceuticals Inccl a	$0	–	-23,362	-100.0%	-0.02%	–
AMN	Exit	AMN Healthcare Services Inc	$0	–	-6,411	-100.0%	-0.02%	–
PFBC	Exit	Preferred Bank/Los Angeles CA	$0	–	-9,605	-100.0%	-0.02%	–
PATK	Exit	Patrick Industries Inc	$0	–	-4,535	-100.0%	-0.02%	–
TEN	Exit	Tenneco Inc	$0	–	-6,376	-100.0%	-0.02%	–
PLAB	Exit	Photronics Inc	$0	–	-32,167	-100.0%	-0.02%	–
LAD	Exit	Lithia Motors Inccl a	$0	–	-4,078	-100.0%	-0.02%	–
TOWR	Exit	Tower International Inc	$0	–	-15,453	-100.0%	-0.02%	–
TSRA	Exit	Tessera Technologies Inc	$0	–	-10,759	-100.0%	-0.02%	–
SCS	Exit	Steelcase Inccl a	$0	–	-23,552	-100.0%	-0.02%	–
SMB	Exit	VanEck Vectors AMT-Free Short Municipal Index ETFamt free short m	$0	–	-18,215	-100.0%	-0.02%	–
ACETQ	Exit	Aceto Corp	$0	–	-14,948	-100.0%	-0.02%	–
HI	Exit	Hillenbrand Inc	$0	–	-10,909	-100.0%	-0.02%	–
BLMN	Exit	Bloomin' Brands Inc	$0	–	-18,140	-100.0%	-0.02%	–
JCOM	Exit	j2 Global Inc	$0	–	-5,196	-100.0%	-0.02%	–
MHLD	Exit	Maiden Holdings Ltd	$0	–	-26,312	-100.0%	-0.02%	–
NGHC	Exit	National General Holdings Corp	$0	–	-15,786	-100.0%	-0.02%	–
POLY	Exit	Plantronics Inc	$0	–	-7,563	-100.0%	-0.02%	–
RTEC	Exit	Rudolph Technologies Inc	$0	–	-21,710	-100.0%	-0.02%	–
NCI	Exit	Navigant Consulting Inc	$0	–	-20,695	-100.0%	-0.02%	–
HW	Exit	Headwaters Inc	$0	–	-18,804	-100.0%	-0.02%	–
ESNT	Exit	Essent Group Ltd	$0	–	-16,197	-100.0%	-0.02%	–
NRZ	Exit	New Residential Investment Corp	$0	–	-25,271	-100.0%	-0.02%	–
CBM	Exit	Cambrex Corp	$0	–	-7,039	-100.0%	-0.02%	–
IBMF	Exit	iShares iBonds Sep 2017 Term Muni Bond ETFibonds sep17 etf	$0	–	-16,136	-100.0%	-0.03%	–
BSV	Exit	Vanguard Short-Term Bond ETFshort trm bond	$0	–	-5,424	-100.0%	-0.03%	–
DCMYY	Exit	NTT DOCOMO Incspons adr	$0	–	-17,006	-100.0%	-0.03%	–
RT	Exit	Ruby Tuesday Inc	$0	–	-241,196	-100.0%	-0.06%	–
IBA	Exit	Industrias Bachoco SAB de CVspon adr b	$0	–	-28,121	-100.0%	-0.09%	–
BHP	Exit	BHP Billiton Ltdsponsored adr	$0	–	-66,652	-100.0%	-0.12%	–
FDP	Exit	Fresh Del Monte Produce Incord	$0	–	-38,387	-100.0%	-0.14%	–
A	Exit	Agilent Technologies Inc	$0	–	-55,000	-100.0%	-0.16%	–
AY	Exit	Atlantica Yield plc	$0	–	-135,145	-100.0%	-0.16%	–
NVS	Exit	Novartis AGsponsored adr	$0	–	-34,189	-100.0%	-0.18%	–
YPF	Exit	YPF SAspon adr cl d	$0	–	-184,352	-100.0%	-0.23%	–
EIX	Exit	Edison International	$0	–	-47,434	-100.0%	-0.24%	–
BBVA	Exit	Banco Bilbao Vizcaya Argentaria SAsponsored adr	$0	–	-654,981	-100.0%	-0.24%	–
TV	Exit	Grupo Televisa SABspon adr rep ord	$0	–	-148,648	-100.0%	-0.25%	–
TKC	Exit	Turkcell Iletisim Hizmetleri ASspon adr new	$0	–	-537,332	-100.0%	-0.32%	–
PEGI	Exit	Pattern Energy Group Inccl a	$0	–	-217,576	-100.0%	-0.32%	–
CHL	Exit	China Mobile Ltdsponsored adr	$0	–	-88,705	-100.0%	-0.33%	–
SSRI	Exit	Silver Standard Resources Inc	$0	–	-403,860	-100.0%	-0.34%	–
ANDE	Exit	Andersons Inc/The	$0	–	-161,900	-100.0%	-0.37%	–
VZ	Exit	Verizon Communications Inc	$0	–	-115,356	-100.0%	-0.42%	–
NTRS	Exit	Northern Trust Corp	$0	–	-99,965	-100.0%	-0.43%	–
BLOX	Exit	Infoblox Inc	$0	–	-359,345	-100.0%	-0.44%	–
SLB	Exit	Schlumberger Ltd	$0	–	-90,329	-100.0%	-0.46%	–
AWHHF	Exit	Allied World Assurance Co Holdings AG	$0	–	-206,180	-100.0%	-0.47%	–
GOOG	Exit	Alphabet Inccap stk cl c	$0	–	-11,482	-100.0%	-0.52%	–
TSN	Exit	Tyson Foods Inccl a	$0	–	-120,970	-100.0%	-0.52%	–
CFG	Exit	Citizens Financial Group Inc	$0	–	-434,080	-100.0%	-0.56%	–
APA	Exit	Apache Corp	$0	–	-161,343	-100.0%	-0.58%	–
SBS	Exit	Cia de Saneamento Basico do Estado de Sao Paulosponsored adr	$0	–	-1,051,783	-100.0%	-0.61%	–
ADM	Exit	Archer-Daniels-Midland Co	$0	–	-232,520	-100.0%	-0.65%	–
XOM	Exit	Exxon Mobil Corp	$0	–	-110,250	-100.0%	-0.67%	–
AGRO	Exit	Adecoagro SA	$0	–	-950,818	-100.0%	-0.68%	–
AET	Exit	Aetna Inc	$0	–	-88,373	-100.0%	-0.70%	–
TIME	Exit	Time Inc	$0	–	-717,110	-100.0%	-0.77%	–
MYL	Exit	Mylan NV	$0	–	-282,903	-100.0%	-0.80%	–
EXC	Exit	Exelon Corp	$0	–	-338,520	-100.0%	-0.80%	–
GE	Exit	General Electric Co	$0	–	-426,887	-100.0%	-0.87%	–
BRFS	Exit	BRF SAsponsored adr	$0	–	-979,069	-100.0%	-0.89%	–
GILD	Exit	Gilead Sciences Inc	$0	–	-168,457	-100.0%	-0.91%	–
AAPL	Exit	Apple Inc	$0	–	-153,844	-100.0%	-0.96%	–
GM	Exit	General Motors Co	$0	–	-558,733	-100.0%	-1.03%	–
HSBC	Exit	HSBC Holdings PLCspon adr new	$0	–	-549,002	-100.0%	-1.12%	–
CSX	Exit	CSX Corp	$0	–	-661,124	-100.0%	-1.12%	–
CSCO	Exit	Cisco Systems Inc	$0	–	-617,434	-100.0%	-1.15%	–
ALLY	Exit	Ally Financial Inc	$0	–	-1,351,200	-100.0%	-1.50%	–
AIG	Exit	American International Group Inc	$0	–	-444,890	-100.0%	-1.53%	–
ORCL	Exit	Oracle Corp	$0	–	-608,645	-100.0%	-1.62%	–
PFE	Exit	Pfizer Inc	$0	–	-724,710	-100.0%	-1.66%	–
C	Exit	Citigroup Inc	$0	–	-622,525	-100.0%	-1.71%	–
BP	Exit	BP PLCsponsored adr	$0	–	-912,678	-100.0%	-2.10%	–
UBS	Exit	UBS Group AG	$0	–	-3,949,192	-100.0%	-3.32%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Nuveen Investments, Inc. #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-11-14

Signatures

The EDGAR filing(s) were signed by:

Mary Ann Iudice — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
Axis Capital Holdings Ltd	14	Q3 2016	5.1%
Teva Pharmaceutical Industries Ltd	14	Q3 2016	5.0%
Nippon Telegraph & Telephone Corp	14	Q3 2016	5.3%
Royal Dutch Shell PLC	14	Q3 2016	4.0%
SK Telecom Co Ltd	14	Q3 2016	4.3%
Sanofi	14	Q3 2016	4.5%
Bunge Ltd	14	Q3 2016	2.3%
ING Groep NV	14	Q3 2016	4.0%
Toyota Motor Corp	14	Q3 2016	3.9%
Telefonaktiebolaget LM Ericsson	14	Q3 2016	2.7%

View Tradewinds Global Investors, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Tradewinds Global Investors, LLC Q3 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BANRO CORP^{Sold out}	September 05, 2014	0	0.0%
SKYWEST INC	February 14, 2013	2,305,021	4.5%
ARCH COAL INC	December 10, 2012	9,821,087	4.6%
ALLIANT TECHSYSTEMS INC	September 10, 2012	1,423,293	4.4%
LAYNE CHRISTENSEN CO	September 10, 2012	900,923	4.5%
CAMECO CORP	August 10, 2012	15,889,658	4.0%
CENTRAIS ELETRICAS BRASILEIRAS SA ELETROBRAS	August 10, 2012	12,610,030	4.8%
CRESUD INC	July 09, 2012	20,452,460	4.1%
SILVER STANDARD RESOURCES INC /FI	July 09, 2012	3,790,290	4.7%
WACOAL HOLDINGS CORP	July 09, 2012	6,355,950	4.4%

View Tradewinds Global Investors, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2016-11-14
13F-HR	2016-08-10
13F-HR	2016-05-11
13F-HR	2016-02-12
13F-HR	2015-11-16
13F-HR	2015-08-12
13F-HR	2015-05-14
D/A	2015-03-11
13F-HR	2015-02-13
13F-HR	2014-11-14

View Tradewinds Global Investors, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (81316000.0 != 81321000.0)

Export Tradewinds Global Investors, LLC's holdings

Tradewinds Global Investors, LLC - Q3 2016 holdings