$861 Million is the total value of Relative Value Partners, LLC's 126 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 27.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OEF | Buy | ISHARES TRs&p 100 etf | $74,971,000 | +6.3% | 824,404 | +3.0% | 8.71% | +0.2% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $63,823,000 | -1.6% | 4,939,843 | +1.4% | 7.42% | -7.2% |
| TY | Buy | TRI CONTL CORP | $41,157,000 | +4.8% | 1,922,312 | +2.2% | 4.78% | -1.2% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $38,861,000 | +0.9% | 4,785,804 | +1.9% | 4.52% | -4.9% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $37,744,000 | -5.0% | 2,455,716 | +3.1% | 4.38% | -10.4% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $33,160,000 | +3.3% | 2,366,868 | +2.1% | 3.85% | -2.7% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $33,003,000 | +1.4% | 4,418,074 | +1.8% | 3.83% | -4.5% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $31,277,000 | +0.6% | 5,957,497 | +5.0% | 3.63% | -5.2% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $30,482,000 | +8.3% | 287,562 | +3.5% | 3.54% | +2.1% |
| DRA | Sell | DIVERSIFIED REAL ASSET INC F | $28,685,000 | -13.1% | 1,653,996 | -11.2% | 3.33% | -18.1% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $28,316,000 | -1.7% | 343,762 | -2.2% | 3.29% | -7.4% |
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $26,903,000 | -20.2% | 2,523,776 | -12.5% | 3.12% | -24.8% |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $26,409,000 | +16.8% | 2,873,618 | +12.7% | 3.07% | +10.1% |
| RVT | Sell | ROYCE VALUE TR INC | $25,890,000 | -4.7% | 1,806,701 | -3.6% | 3.01% | -10.2% |
| GFY | Buy | WESTERN ASSET VAR RT STRG FD | $22,792,000 | +12.2% | 1,368,889 | +15.1% | 2.65% | +5.8% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $22,248,000 | -0.3% | 3,422,810 | -1.5% | 2.58% | -6.0% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $21,423,000 | -2.5% | 1,513,990 | +1.1% | 2.49% | -8.1% |
| MGF | Buy | MFS GOVT MKTS INCOME TRsh ben int | $18,663,000 | +2.8% | 3,291,613 | +3.3% | 2.17% | -3.1% |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $18,510,000 | +11.7% | 3,872,485 | +17.1% | 2.15% | +5.2% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $17,564,000 | +79.9% | 1,243,916 | +85.7% | 2.04% | +69.4% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $17,300,000 | +2.3% | 2,893,043 | -0.3% | 2.01% | -3.6% |
| BSL | Buy | BLACKSTONE GSO FLTING RTE FU | $16,622,000 | +148.5% | 992,931 | +154.9% | 1.93% | +134.1% |
| TSI | Buy | TCW STRATEGIC INCOME FUND IN | $16,595,000 | +24.6% | 3,078,941 | +30.2% | 1.93% | +17.5% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $16,080,000 | -7.9% | 1,224,671 | -1.0% | 1.87% | -13.2% |
| ETY | Sell | EATON VANCE TX MGD DIV EQ IN | $14,119,000 | -17.7% | 1,263,972 | -15.9% | 1.64% | -22.4% |
| ZF | Sell | ZWEIG FD | $11,688,000 | -0.3% | 756,013 | -2.1% | 1.36% | -6.0% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $10,198,000 | +5.2% | 97,606 | +0.8% | 1.18% | -0.8% |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $9,346,000 | – | 118,064 | +100.0% | 1.09% | – |
| EGF | Sell | BLACKROCK ENHANCED GOVT FD I | $6,872,000 | -3.3% | 481,906 | -4.8% | 0.80% | -8.9% |
| BHL | Buy | BLACKROCK DEFINED OPPRTY CR | $6,547,000 | +902.6% | 512,285 | +953.8% | 0.76% | +851.2% |
| FPF | Sell | FIRST TR INTER DUR PFD & IN | $6,370,000 | +3.3% | 280,483 | -1.2% | 0.74% | -2.6% |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $5,945,000 | +511.6% | 382,811 | +557.5% | 0.69% | +475.8% |
| JGH | New | NUVEEN GLOBAL HIGH INCOME FD | $5,626,000 | – | 326,158 | +100.0% | 0.65% | – |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $4,807,000 | -5.7% | 286,635 | -0.3% | 0.56% | -11.3% |
| BLW | New | BLACKROCK LTD DURATION INC T | $4,340,000 | – | 276,078 | +100.0% | 0.50% | – |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $4,067,000 | +0.2% | 196,669 | -3.7% | 0.47% | -5.6% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $3,145,000 | +768.8% | 241,750 | +806.0% | 0.36% | +711.1% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $3,135,000 | -2.3% | 176,308 | -0.1% | 0.36% | -8.1% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $3,125,000 | -3.0% | 356,299 | -1.2% | 0.36% | -8.6% |
| SPXX | Sell | NUVEEN S&P 500 DYN OVERWRITE | $2,565,000 | -0.9% | 179,401 | -2.5% | 0.30% | -6.6% |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $2,521,000 | – | 223,682 | +100.0% | 0.29% | – |
| AIF | Sell | APOLLO TACTICAL INCOME FD IN | $2,358,000 | -8.6% | 147,751 | -0.9% | 0.27% | -13.8% |
| ECF | Sell | ELLSWORTH FUND LTD | $2,358,000 | +0.6% | 270,673 | -0.1% | 0.27% | -5.2% |
| GDXJ | New | MARKET VECTORS ETF TRjr gold miners e | $2,201,000 | – | 91,970 | +100.0% | 0.26% | – |
| SDS | Sell | PROSHARES TR | $2,186,000 | -21.5% | 99,141 | -12.1% | 0.25% | -25.9% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $1,749,000 | +135.7% | 147,385 | +146.2% | 0.20% | +123.1% |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $1,667,000 | – | 124,503 | +100.0% | 0.19% | – |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,303,000 | -5.9% | 101,651 | -12.5% | 0.15% | -11.7% |
| NUV | NUVEEN MUN VALUE FD INC | $1,096,000 | +2.5% | 113,610 | 0.0% | 0.13% | -3.8% | |
| JMM | Buy | NUVEEN MULTI MKT INCOME FD | $979,000 | +47.0% | 127,587 | +44.7% | 0.11% | +39.0% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $964,000 | +255.7% | 154,477 | +270.6% | 0.11% | +239.4% |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $911,000 | -18.3% | 113,356 | -11.4% | 0.11% | -22.6% |
| ARCC | Buy | ARES CAP CORP | $816,000 | +24.4% | 52,284 | +28.8% | 0.10% | +17.3% |
| BXMX | Sell | NUVEEN S&P 500 BUY-WRITE INC | $793,000 | -8.3% | 65,476 | -3.5% | 0.09% | -14.0% |
| TWO | Buy | TWO HBRS INVT CORP | $760,000 | +26.9% | 75,820 | +22.3% | 0.09% | +18.9% |
| INTC | Sell | INTEL CORP | $753,000 | -0.5% | 20,743 | -4.6% | 0.09% | -6.5% |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $753,000 | – | 54,852 | +100.0% | 0.09% | – |
| EOI | Sell | EATON VANCE ENHANCED EQ INC | $739,000 | -0.5% | 53,560 | -1.2% | 0.09% | -6.5% |
| L | LOEWS CORP | $739,000 | +0.8% | 17,590 | 0.0% | 0.09% | -4.4% | |
| BKT | New | BLACKROCK INCOME TR INC | $688,000 | – | 107,455 | +100.0% | 0.08% | – |
| WHF | Buy | WHITEHORSE FIN INC | $679,000 | +77.3% | 58,819 | +103.7% | 0.08% | +68.1% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $679,000 | +23.0% | 59,153 | +25.4% | 0.08% | +16.2% |
| MRKT | MARKIT LTD | $662,000 | +13.2% | 25,060 | 0.0% | 0.08% | +6.9% | |
| MSFT | MICROSOFT CORP | $649,000 | +0.2% | 13,970 | 0.0% | 0.08% | -6.2% | |
| FTF | New | FRANKLIN LTD DURATION INC TR | $622,000 | – | 50,991 | +100.0% | 0.07% | – |
| PBCP | POLONIA BACORP INC MD | $601,000 | +1.3% | 57,551 | 0.0% | 0.07% | -4.1% | |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $591,000 | +85.3% | 7,302 | +64.4% | 0.07% | +76.9% |
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $582,000 | +20.2% | 110,890 | +9.7% | 0.07% | +13.3% |
| CVX | Buy | CHEVRON CORP NEW | $579,000 | +21.4% | 5,160 | +29.0% | 0.07% | +13.6% |
| BXMT | BLACKSTONE MTG TR INC | $557,000 | +7.5% | 19,122 | 0.0% | 0.06% | +1.6% | |
| HTS | Buy | HATTERAS FINL CORP | $538,000 | +18.2% | 29,180 | +15.1% | 0.06% | +12.5% |
| JNJ | JOHNSON & JOHNSON | $535,000 | -2.0% | 5,120 | 0.0% | 0.06% | -7.5% | |
| SAR | Buy | SARATOGA INVT CORP | $531,000 | +143.6% | 35,763 | +162.7% | 0.06% | +129.6% |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $492,000 | +2.5% | 41,000 | 0.0% | 0.06% | -3.4% | |
| Sell | FLAHERTY & CRUMRINE DYN PFD | $483,000 | -85.2% | 21,716 | -84.9% | 0.06% | -86.1% | |
| NMFC | Buy | NEW MTN FIN CORP | $470,000 | +203.2% | 31,457 | +198.4% | 0.06% | +189.5% |
| FSK | Buy | FS INVT CORP | $461,000 | +22.0% | 46,440 | +32.4% | 0.05% | +14.9% |
| TLT | New | ISHARES TR20+ yr tr bd etf | $450,000 | – | 3,574 | +100.0% | 0.05% | – |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $438,000 | -4.4% | 91,037 | 0.0% | 0.05% | -8.9% | |
| MFA | Buy | MFA FINL INC | $437,000 | +24.9% | 54,681 | +21.5% | 0.05% | +18.6% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $441,000 | +1.1% | 5,506 | -4.4% | 0.05% | -5.6% |
| C | Buy | CITIGROUP INC | $433,000 | +4.3% | 8,003 | +0.0% | 0.05% | -2.0% |
| PNNT | Buy | PENNANTPARK INVT CORP | $434,000 | +39.5% | 45,491 | +59.5% | 0.05% | +31.6% |
| XLU | SELECT SECTOR SPDR TRsbi int-utils | $420,000 | +12.0% | 8,900 | 0.0% | 0.05% | +6.5% | |
| EFA | Buy | ISHARES TRmsci eafe etf | $412,000 | -2.8% | 6,780 | +2.5% | 0.05% | -7.7% |
| EFF | New | EATON VANCE FLTG RATE INCOM | $406,000 | – | 25,161 | +100.0% | 0.05% | – |
| PFE | PFIZER INC | $404,000 | +5.5% | 12,956 | 0.0% | 0.05% | 0.0% | |
| CLNY | New | COLONY FINL INC | $398,000 | – | 16,715 | +100.0% | 0.05% | – |
| IBCA | Sell | INTERVEST BANCSHARES CORP | $395,000 | -0.3% | 39,264 | -5.3% | 0.05% | -6.1% |
| CSI | New | CUTWATER SELECT INCOME FD | $369,000 | – | 19,057 | +100.0% | 0.04% | – |
| MRK | MERCK & CO INC NEW | $369,000 | -4.2% | 6,500 | 0.0% | 0.04% | -8.5% | |
| SHY | New | ISHARES TR1-3 yr tr bd etf | $364,000 | – | 4,314 | +100.0% | 0.04% | – |
| FEZ | Buy | SPDR INDEX SHS FDSeuro stoxx 50 | $343,000 | +17.1% | 9,293 | +26.1% | 0.04% | +11.1% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $338,000 | +15.8% | 8,766 | +20.6% | 0.04% | +8.3% |
| NNY | Sell | NUVEEN NY MUN VALUE FD | $332,000 | -9.8% | 33,931 | -10.4% | 0.04% | -13.3% |
| BAC | BANK AMER CORP | $326,000 | +4.8% | 18,226 | 0.0% | 0.04% | 0.0% | |
| SBSI | New | SOUTHSIDE BANCSHARES INC | $331,000 | – | 11,447 | +100.0% | 0.04% | – |
| GE | GENERAL ELECTRIC CO | $317,000 | -1.6% | 12,559 | 0.0% | 0.04% | -7.5% | |
| NFJ | ALLIANZGI NFJ DIVID INT & PR | $313,000 | -12.3% | 19,540 | 0.0% | 0.04% | -18.2% | |
| JPM | JPMORGAN CHASE & CO | $313,000 | +4.0% | 5,000 | 0.0% | 0.04% | -2.7% | |
| LB | New | L BRANDS INC | $300,000 | – | 3,465 | +100.0% | 0.04% | – |
| IVR | Buy | INVESCO MORTGAGE CAPITAL INC | $303,000 | +20.2% | 19,586 | +22.1% | 0.04% | +12.9% |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $280,000 | – | 16,960 | +100.0% | 0.03% | – |
| NHF | Buy | NEXPOINT CR STRATEGIES FD | $285,000 | +25.6% | 25,399 | +18.8% | 0.03% | +17.9% |
| GDL | GDL FUND | $281,000 | -3.1% | 27,485 | 0.0% | 0.03% | -8.3% | |
| PG | PROCTER & GAMBLE CO | $273,000 | +8.8% | 3,000 | 0.0% | 0.03% | +3.2% | |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $259,000 | +28.9% | 15,833 | +24.0% | 0.03% | +20.0% |
| XOM | New | EXXON MOBIL CORP | $256,000 | – | 2,772 | +100.0% | 0.03% | – |
| UNP | UNION PAC CORP | $260,000 | +10.2% | 2,180 | 0.0% | 0.03% | +3.4% | |
| CSCO | Sell | CISCO SYS INC | $245,000 | -9.9% | 8,800 | -18.5% | 0.03% | -17.6% |
| GLD | Sell | SPDR GOLD TRUST | $227,000 | -55.8% | 2,000 | -54.8% | 0.03% | -58.7% |
| EMB | New | ISHARESjp mor em mk etf | $211,000 | – | 1,928 | +100.0% | 0.02% | – |
| LQD | New | ISHARES TRiboxx inv cp etf | $219,000 | – | 1,838 | +100.0% | 0.02% | – |
| AMLP | ALPS ETF TRalerian mlp | $208,000 | -8.8% | 11,892 | 0.0% | 0.02% | -14.3% | |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $199,000 | -4.8% | 20,470 | +10.1% | 0.02% | -11.5% |
| UNM | New | UNUM GROUP | $201,000 | – | 5,750 | +100.0% | 0.02% | – |
| COP | CONOCOPHILLIPS | $200,000 | -9.9% | 2,900 | 0.0% | 0.02% | -14.8% | |
| CMK | MFS INTERMARKET INCOME TRUSTsh ben int | $180,000 | -0.6% | 21,637 | 0.0% | 0.02% | -4.5% | |
| GF | Buy | NEW GERMANY FD INC | $181,000 | -14.6% | 12,919 | +1.8% | 0.02% | -19.2% |
| GBDC | New | GOLUB CAP BDC INC | $185,000 | – | 10,335 | +100.0% | 0.02% | – |
| TCPC | New | TCP CAP CORP | $174,000 | – | 10,385 | +100.0% | 0.02% | – |
| TLMR | TALMER BANCORP INC | $158,000 | +1.3% | 11,268 | 0.0% | 0.02% | -5.3% | |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $144,000 | 0.0% | 16,972 | +0.1% | 0.02% | -5.6% |
| EWJ | Buy | ISHARESmsci japan etf | $142,000 | -4.7% | 12,665 | +0.0% | 0.02% | -11.1% |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $122,000 | -31.5% | 26,985 | -29.4% | 0.01% | -36.4% |
| BGY | BLACKROCK INTL GRWTH & INC T | $90,000 | -10.9% | 13,358 | 0.0% | 0.01% | -16.7% | |
| JGG | Exit | NUVEEN GBL INCOME OPPORTUN F | $0 | – | -11,369 | -100.0% | -0.02% | – |
| DBC | Exit | POWERSHARES DB CMDTY IDX TRAunit ben int | $0 | – | -16,266 | -100.0% | -0.05% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -3,487 | -100.0% | -0.05% | – |
| T107SC | Exit | NUVEEN EQUITY PREM ADV FD | $0 | – | -42,186 | -100.0% | -0.07% | – |
| OABC | Exit | OMNIAMERICAN BANCORP INC | $0 | – | -39,780 | -100.0% | -0.13% | – |
| GDX | Exit | MARKET VECTORS ETF TRgold miner etf | $0 | – | -139,967 | -100.0% | -0.37% | – |
| VDE | Exit | VANGUARD WORLD FDSenergy etf | $0 | – | -81,177 | -100.0% | -1.31% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 8 | Q1 2015 | 8.8% |
| BLACKROCK CREDIT ALLOC INC TR | 8 | Q1 2015 | 8.6% |
| TRI CONTL CORP | 8 | Q1 2015 | 5.1% |
| ALLIANCEBERNSTEIN INCOME FUN | 8 | Q1 2015 | 6.0% |
| SPECIAL OPPORTUNITIES FD INC | 8 | Q1 2015 | 5.0% |
| EATON VANCE RISK MNGD DIV EQ | 8 | Q1 2015 | 5.1% |
| BLACKROCK ENHNCD EQTY DIV TR | 8 | Q1 2015 | 4.8% |
| ROYCE VALUE TR INC | 8 | Q1 2015 | 5.2% |
| ZWEIG TOTAL RETURN FD INC | 8 | Q1 2015 | 4.5% |
| VANGUARD INDEX FDS | 8 | Q1 2015 | 5.1% |
View Relative Value Partners, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.Sold out | August 05, 2015 | 0 | 0.0% |
| TCW STRATEGIC INCOME FUND INC | June 08, 2015 | 4,899,164 | 10.3% |
| BlackRock Defined Opportunity Credit Trust | February 13, 2015 | 512,285 | 5.7% |
| BlackRock Enhanced Government Fund, Inc. | February 13, 2015 | 481,906 | 5.4% |
| Blackstone / GSO Global Floating Rate Fund | February 13, 2015 | 992,931 | 6.5% |
| Diversified Real Asset Income Fund | February 13, 2015 | 1,653,996 | 7.3% |
| Eaton Vance Short Duration Diversified Income Fund | February 13, 2015 | 1,513,990 | 8.0% |
| MFS CHARTER INCOME TRUST | February 13, 2015 | 2,873,618 | 5.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | February 13, 2015 | 3,291,613 | 10.1% |
| SPECIAL OPPORTUNITIES FUND, INC. | February 13, 2015 | 2,455,716 | 24.2% |
View Relative Value Partners, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D | 2015-08-05 |
| SC 13D/A | 2015-06-23 |
| SC 13D/A | 2015-06-08 |
| SC 13G | 2015-06-08 |
| SC 13D | 2015-05-21 |
| 13F-HR | 2015-05-14 |
| SC 13G | 2015-02-13 |
| SC 13G | 2015-02-13 |
| SC 13G | 2015-02-13 |
| SC 13G | 2015-02-13 |
View Relative Value Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.