$811 Million is the total value of Relative Value Partners, LLC's 110 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 32.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OEF | Sell | ISHARES TRs&p 100 etf | $70,533,000 | +0.8% | 800,061 | -1.0% | 8.70% | -1.2% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $64,835,000 | +2.4% | 4,871,163 | +5.8% | 7.99% | +0.4% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $39,719,000 | -0.1% | 2,382,654 | +0.1% | 4.90% | -2.1% |
| TY | Buy | TRI CONTL CORP | $39,271,000 | +1.5% | 1,881,718 | +2.1% | 4.84% | -0.5% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $38,500,000 | +0.6% | 4,695,146 | +3.0% | 4.75% | -1.4% |
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $33,733,000 | -5.0% | 2,885,640 | -6.2% | 4.16% | -6.9% |
| DRA | New | DIVERSIFIED REAL ASSET INC F | $33,009,000 | – | 1,861,778 | +100.0% | 4.07% | – |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $32,559,000 | +0.2% | 4,341,140 | +0.5% | 4.01% | -1.8% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $32,108,000 | -0.5% | 2,318,284 | +3.4% | 3.96% | -2.5% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $31,096,000 | +8.1% | 5,674,436 | +9.5% | 3.83% | +5.9% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $28,808,000 | -2.2% | 351,618 | -1.9% | 3.55% | -4.2% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $28,140,000 | +11.4% | 277,955 | +11.9% | 3.47% | +9.1% |
| RVT | Sell | ROYCE VALUE TR INC | $27,165,000 | -23.5% | 1,873,452 | -15.6% | 3.35% | -25.0% |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $22,601,000 | +9.5% | 2,550,897 | +14.2% | 2.79% | +7.3% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $22,313,000 | +2.5% | 3,475,549 | +6.1% | 2.75% | +0.4% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $21,977,000 | +15.4% | 1,498,078 | +20.6% | 2.71% | +13.0% |
| GFY | Buy | WESTERN ASSET VAR RT STRG FD | $20,315,000 | +56.5% | 1,189,382 | +60.1% | 2.50% | +53.3% |
| MGF | Buy | MFS GOVT MKTS INCOME TRsh ben int | $18,159,000 | -1.7% | 3,185,707 | +0.2% | 2.24% | -3.7% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $17,454,000 | -7.7% | 1,236,998 | -1.5% | 2.15% | -9.5% |
| ETY | Sell | EATON VANCE TX MGD DIV EQ IN | $17,146,000 | -41.6% | 1,502,678 | -40.1% | 2.11% | -42.8% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $16,916,000 | -4.6% | 2,901,540 | -1.7% | 2.08% | -6.6% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $16,574,000 | -8.9% | 3,308,112 | -4.0% | 2.04% | -10.7% |
| TSI | Buy | TCW STRATEGIC INCOME FUND IN | $13,314,000 | +47.0% | 2,364,794 | +44.1% | 1.64% | +43.9% |
| ZF | Sell | ZWEIG FD | $11,718,000 | -4.5% | 771,954 | -1.5% | 1.44% | -6.4% |
| VDE | Sell | VANGUARD WORLD FDSenergy etf | $10,644,000 | -9.8% | 81,177 | -1.0% | 1.31% | -11.6% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $9,765,000 | -6.3% | 669,754 | +0.1% | 1.20% | -8.2% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $9,690,000 | +2.3% | 96,827 | -1.0% | 1.19% | +0.3% |
| EGF | Buy | BLACKROCK ENHANCED GOVT FD I | $7,108,000 | +7.6% | 506,235 | +9.5% | 0.88% | +5.4% |
| BSL | New | BLACKSTONE GSO FLTING RTE FU | $6,689,000 | – | 389,566 | +100.0% | 0.82% | – |
| FPF | Buy | FIRST TR INTER DUR PFD & IN | $6,168,000 | +10.8% | 283,959 | +16.7% | 0.76% | +8.6% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $5,099,000 | -4.1% | 287,419 | +0.0% | 0.63% | -6.0% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $4,059,000 | -11.1% | 204,264 | -9.6% | 0.50% | -12.9% |
| Sell | FLAHERTY & CRUMRINE DYN PFD | $3,259,000 | -9.2% | 144,248 | -5.3% | 0.40% | -11.1% | |
| JQC | Buy | NUVEEN NY MUN VALUE FD | $3,221,000 | +199.3% | 360,685 | +213.7% | 0.40% | +194.1% |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $3,210,000 | +0.0% | 176,455 | +2.8% | 0.40% | -2.0% |
| GDX | Sell | MARKET VECTORS ETF TRgold miner etf | $2,989,000 | -20.2% | 139,967 | -1.1% | 0.37% | -21.9% |
| SDS | Sell | PROSHARES TR | $2,784,000 | -18.9% | 112,846 | -16.4% | 0.34% | -20.6% |
| SPXX | Sell | NUVEEN EQUITY PREM & GROWTH | $2,587,000 | -4.8% | 183,990 | -2.0% | 0.32% | -6.7% |
| AIF | Sell | APOLLO TACTICAL INCOME FD IN | $2,580,000 | -6.8% | 149,114 | -1.2% | 0.32% | -8.6% |
| ECF | Sell | ELLSWORTH FUND LTD | $2,343,000 | -8.0% | 270,923 | -6.1% | 0.29% | -9.7% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,385,000 | -11.1% | 116,120 | -3.1% | 0.17% | -12.8% |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $1,115,000 | -19.9% | 127,969 | -13.5% | 0.14% | -21.7% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $1,069,000 | -3.3% | 113,610 | -1.0% | 0.13% | -5.0% |
| OABC | Buy | OMNIAMERICAN BANCORP INC | $1,034,000 | +92.6% | 39,780 | +85.2% | 0.13% | +86.8% |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $972,000 | – | 58,224 | +100.0% | 0.12% | – |
| BXMX | Sell | NUVEEN EQUITY PREM INCOME FD | $865,000 | -4.4% | 67,880 | -1.7% | 0.11% | -6.1% |
| INTC | Sell | INTEL CORP | $757,000 | +7.7% | 21,743 | -4.4% | 0.09% | +5.7% |
| EOI | Sell | EATON VANCE ENHANCED EQ INC | $743,000 | -63.2% | 54,190 | -63.1% | 0.09% | -63.8% |
| MSP | Buy | MADISON STRTG SECTOR PREM FD | $742,000 | +92.7% | 59,869 | +99.1% | 0.09% | +89.6% |
| L | LOEWS CORP | $733,000 | -5.3% | 17,590 | 0.0% | 0.09% | -7.2% | |
| JMM | New | NUVEEN MULTI MKT INCOME FD I | $666,000 | – | 88,173 | +100.0% | 0.08% | – |
| ARCC | Buy | ARES CAP CORP | $656,000 | +190.3% | 40,588 | +220.1% | 0.08% | +189.3% |
| MSFT | MICROSOFT CORP | $648,000 | +11.1% | 13,970 | 0.0% | 0.08% | +9.6% | |
| BHL | New | BLACKROCK DEFINED OPPRTY CR | $653,000 | – | 48,615 | +100.0% | 0.08% | – |
| TWO | Buy | TWO HBRS INVT CORP | $599,000 | +192.2% | 61,978 | +216.7% | 0.07% | +184.6% |
| PBCP | Sell | POLONIA BACORP INC MD | $593,000 | -1.5% | 57,551 | -1.4% | 0.07% | -3.9% |
| MRKT | New | MARKIT LTD | $585,000 | – | 25,060 | +100.0% | 0.07% | – |
| ACRE | New | ARES COML REAL ESTATE CORP | $552,000 | – | 47,189 | +100.0% | 0.07% | – |
| T107SC | Sell | NUVEEN EQUITY PREM ADV FD | $551,000 | -43.5% | 42,186 | -42.5% | 0.07% | -44.7% |
| JNJ | JOHNSON & JOHNSON | $546,000 | +1.9% | 5,120 | 0.0% | 0.07% | 0.0% | |
| BXMT | New | BLACKSTONE MTG TR INC | $518,000 | – | 19,122 | +100.0% | 0.06% | – |
| GLD | Buy | SPDR GOLD TRUST | $514,000 | +100.8% | 4,427 | +121.4% | 0.06% | +96.9% |
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $484,000 | +146.9% | 101,065 | +166.7% | 0.06% | +140.0% |
| CVX | Sell | CHEVRON CORP NEW | $477,000 | -27.0% | 4,000 | -20.0% | 0.06% | -28.0% |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $480,000 | -0.4% | 41,000 | 0.0% | 0.06% | -3.3% | |
| HTS | New | HATTERAS FINL CORP | $455,000 | – | 25,351 | +100.0% | 0.06% | – |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $458,000 | -2.3% | 91,037 | 0.0% | 0.06% | -5.1% | |
| RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $436,000 | – | 5,758 | +100.0% | 0.05% | – |
| EFA | Buy | ISHARES TRmsci eafe etf | $424,000 | +21.8% | 6,616 | +29.9% | 0.05% | +18.2% |
| C | CITIGROUP INC | $415,000 | +10.1% | 8,000 | 0.0% | 0.05% | +8.5% | |
| IBCA | Buy | INTERVEST BANCSHARES CORP | $396,000 | +49.4% | 41,455 | +20.9% | 0.05% | +48.5% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $386,000 | -4.5% | 3,487 | +1.1% | 0.05% | -5.9% |
| DBC | Buy | POWERSHARES DB CMDTY IDX TRAunit ben int | $378,000 | -6.4% | 16,266 | +7.1% | 0.05% | -7.8% |
| PFE | Buy | PFIZER INC | $383,000 | +1.6% | 12,956 | +2.0% | 0.05% | 0.0% |
| MRK | MERCK & CO INC NEW | $385,000 | +2.4% | 6,500 | 0.0% | 0.05% | 0.0% | |
| WHF | New | WHITEHORSE FIN INC | $383,000 | – | 28,874 | +100.0% | 0.05% | – |
| FSK | Buy | FS INVT CORP | $378,000 | +186.4% | 35,066 | +182.1% | 0.05% | +176.5% |
| XLU | SELECT SECTOR SPDR TRsbi int-utils | $375,000 | -4.8% | 8,900 | 0.0% | 0.05% | -8.0% | |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $362,000 | – | 26,682 | +100.0% | 0.04% | – |
| NNY | Sell | NUVEEN NY MUN VALUE FD | $368,000 | -28.0% | 37,870 | -26.9% | 0.04% | -29.7% |
| NFJ | ALLIANZGI NFJ DIVID INT & PR | $357,000 | -3.0% | 19,540 | 0.0% | 0.04% | -4.3% | |
| MFA | New | MFA FINL INC | $350,000 | – | 45,000 | +100.0% | 0.04% | – |
| GE | Buy | GENERAL ELECTRIC CO | $322,000 | +5.9% | 12,559 | +8.7% | 0.04% | +5.3% |
| VNQ | New | VANGUARD INDEX FDSreit etf | $319,000 | – | 4,441 | +100.0% | 0.04% | – |
| PNNT | New | PENNANTPARK INVT CORP | $311,000 | – | 28,517 | +100.0% | 0.04% | – |
| BAC | BANK AMER CORP | $311,000 | +11.1% | 18,226 | 0.0% | 0.04% | +8.6% | |
| JPM | Sell | JPMORGAN CHASE & CO | $301,000 | -9.1% | 5,000 | -13.0% | 0.04% | -11.9% |
| GDL | GDL FUND | $290,000 | -2.7% | 27,485 | 0.0% | 0.04% | -2.7% | |
| FEZ | Buy | SPDR INDEX SHS FDSeuro stoxx 50 | $293,000 | -4.9% | 7,370 | +3.6% | 0.04% | -7.7% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $292,000 | -1.4% | 7,266 | +2.4% | 0.04% | -2.7% |
| CSCO | CISCO SYS INC | $272,000 | +1.5% | 10,800 | 0.0% | 0.03% | 0.0% | |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $271,000 | – | 41,683 | +100.0% | 0.03% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $252,000 | – | 16,040 | +100.0% | 0.03% | – |
| PG | PROCTER & GAMBLE CO | $251,000 | +6.4% | 3,000 | 0.0% | 0.03% | +3.3% | |
| UNP | UNION PAC CORP | $236,000 | +8.8% | 2,180 | 0.0% | 0.03% | +7.4% | |
| AMLP | ALPS ETF TRalerian mlp | $228,000 | +0.9% | 11,892 | 0.0% | 0.03% | 0.0% | |
| NHF | NEXPOINT CR STRATEGIES FD | $227,000 | -12.0% | 21,378 | 0.0% | 0.03% | -12.5% | |
| SAR | New | SARATOGA INVT CORP | $218,000 | – | 13,613 | +100.0% | 0.03% | – |
| COP | CONOCOPHILLIPS | $222,000 | -10.8% | 2,900 | 0.0% | 0.03% | -12.9% | |
| GF | NEW GERMANY FD INC | $212,000 | -10.5% | 12,691 | 0.0% | 0.03% | -13.3% | |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $209,000 | -16.1% | 18,600 | -7.2% | 0.03% | -16.1% |
| ARI | New | APOLLO COML REAL EST FIN INC | $201,000 | – | 12,770 | +100.0% | 0.02% | – |
| CMK | MFS INTERMARKET INCOME TRUSTsh ben int | $181,000 | -2.2% | 21,637 | 0.0% | 0.02% | -4.3% | |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $178,000 | -65.6% | 38,211 | -64.6% | 0.02% | -66.2% |
| NMFC | New | NEW MTN FIN CORP | $155,000 | – | 10,543 | +100.0% | 0.02% | – |
| TLMR | TALMER BANCORP INC | $156,000 | +0.6% | 11,268 | 0.0% | 0.02% | -5.0% | |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $144,000 | 0.0% | 16,947 | +5.1% | 0.02% | 0.0% |
| EWJ | Buy | ISHARESmsci japan etf | $149,000 | +2.1% | 12,660 | +4.2% | 0.02% | 0.0% |
| JGG | New | NUVEEN GBL INCOME OPPORTUN F | $141,000 | – | 11,369 | +100.0% | 0.02% | – |
| BGY | Sell | BLACKROCK INTL GRWTH & INC T | $101,000 | -11.4% | 13,358 | -3.3% | 0.01% | -14.3% |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -10,708 | -100.0% | -0.01% | – |
| CYS | Exit | CYS INVTS INC | $0 | – | -11,035 | -100.0% | -0.01% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -13,790 | -100.0% | -0.02% | – |
| GEQ | Exit | GUGGENHEIM EQ WEIGHT ENHANC | $0 | – | -10,500 | -100.0% | -0.03% | – |
| GMWSA | Exit | GENERAL MTRS COw exp 07/10/2016 | $0 | – | -9,450 | -100.0% | -0.03% | – |
| TIP | Exit | ISHAREStips bd etf | $0 | – | -2,844 | -100.0% | -0.04% | – |
| EMB | Exit | ISHARESjp mor em mk etf | $0 | – | -3,004 | -100.0% | -0.04% | – |
| 8107SC | Exit | AMERICAN STRATEGIC INCM PTFL | $0 | – | -136,776 | -100.0% | -0.18% | – |
| EXG | Exit | EATON VANCE TAX MNGD GBL DV | $0 | – | -281,370 | -100.0% | -0.37% | – |
| 0295SC | Exit | AMERICAN SELECT PORTFOLIO IN | $0 | – | -538,648 | -100.0% | -0.72% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME II | $0 | – | -973,700 | -100.0% | -0.90% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -924,058 | -100.0% | -1.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 8 | Q1 2015 | 8.8% |
| BLACKROCK CREDIT ALLOC INC TR | 8 | Q1 2015 | 8.6% |
| TRI CONTL CORP | 8 | Q1 2015 | 5.1% |
| ALLIANCEBERNSTEIN INCOME FUN | 8 | Q1 2015 | 6.0% |
| SPECIAL OPPORTUNITIES FD INC | 8 | Q1 2015 | 5.0% |
| EATON VANCE RISK MNGD DIV EQ | 8 | Q1 2015 | 5.1% |
| BLACKROCK ENHNCD EQTY DIV TR | 8 | Q1 2015 | 4.8% |
| ROYCE VALUE TR INC | 8 | Q1 2015 | 5.2% |
| ZWEIG TOTAL RETURN FD INC | 8 | Q1 2015 | 4.5% |
| VANGUARD INDEX FDS | 8 | Q1 2015 | 5.1% |
View Relative Value Partners, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.Sold out | August 05, 2015 | 0 | 0.0% |
| TCW STRATEGIC INCOME FUND INC | June 08, 2015 | 4,899,164 | 10.3% |
| BlackRock Defined Opportunity Credit Trust | February 13, 2015 | 512,285 | 5.7% |
| BlackRock Enhanced Government Fund, Inc. | February 13, 2015 | 481,906 | 5.4% |
| Blackstone / GSO Global Floating Rate Fund | February 13, 2015 | 992,931 | 6.5% |
| Diversified Real Asset Income Fund | February 13, 2015 | 1,653,996 | 7.3% |
| Eaton Vance Short Duration Diversified Income Fund | February 13, 2015 | 1,513,990 | 8.0% |
| MFS CHARTER INCOME TRUST | February 13, 2015 | 2,873,618 | 5.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | February 13, 2015 | 3,291,613 | 10.1% |
| SPECIAL OPPORTUNITIES FUND, INC. | February 13, 2015 | 2,455,716 | 24.2% |
View Relative Value Partners, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D | 2015-08-05 |
| SC 13D/A | 2015-06-23 |
| SC 13D/A | 2015-06-08 |
| SC 13G | 2015-06-08 |
| SC 13D | 2015-05-21 |
| 13F-HR | 2015-05-14 |
| SC 13G | 2015-02-13 |
| SC 13G | 2015-02-13 |
| SC 13G | 2015-02-13 |
| SC 13G | 2015-02-13 |
View Relative Value Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.