FOUNDERS FINANCIAL SECURITIES LLC - Q4 2019 holdings

$296 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 120 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 45.0% .

 Value Shares↓ Weighting
QUAL BuyISHARES TRusa quality fctr$17,246,000
+23.3%
170,753
+12.8%
5.83%
+30.7%
IJR SellISHARES TRcore s&p scp etf$17,100,000
-7.4%
203,940
-14.0%
5.78%
-1.8%
VTV SellVANGUARD INDEX FDSvalue etf$13,197,000
+7.0%
110,111
-0.4%
4.46%
+13.4%
IEMG SellISHARES INCcore msci emkt$11,727,000
-12.8%
218,134
-20.5%
3.96%
-7.5%
SPY BuySPDR S&P 500 ETF TRtr unit$10,598,000
+13.1%
32,928
+4.3%
3.58%
+19.9%
VO SellVANGUARD INDEX FDSmid cap etf$10,535,000
+6.1%
59,125
-0.2%
3.56%
+12.5%
AGG SellISHARES TRcore us aggbd et$10,387,000
-2.4%
92,436
-1.7%
3.51%
+3.5%
SPYV BuySPDR SERIES TRUSTprtflo s&p500 vl$10,079,000
+40.7%
288,727
+28.9%
3.41%
+49.2%
IWF BuyISHARES TRrus 1000 grw etf$9,699,000
+11.5%
55,135
+1.2%
3.28%
+18.2%
SPDW BuySPDR INDEX SHS FDSportfolio devlpd$9,463,000
+115.1%
301,854
+101.4%
3.20%
+128.1%
TOTL SellSSGA ACTIVE ETF TRspdr tr tactic$8,931,000
-4.5%
182,303
-4.1%
3.02%
+1.2%
VIG BuyVANGUARD GROUPdiv app etf$8,831,000
+4.7%
70,837
+0.5%
2.99%
+11.0%
BOND SellPIMCO ETF TRactive bd etf$8,372,000
-5.2%
77,657
-4.2%
2.83%
+0.5%
BND SellVANGUARD BD INDEX FD INCtotal bnd mrkt$8,210,000
-5.5%
97,902
-4.8%
2.78%
+0.2%
HEFA SellISHARES TRhdg msci eafe$7,775,000
+0.6%
254,808
-1.3%
2.63%
+6.7%
USMV BuyISHARES TRmsci min vol etf$7,523,000
+145.5%
114,678
+139.9%
2.54%
+160.4%
VEU SellVANGUARD INTL EQUITY INDEX Fallwrld ex us$7,388,000
+6.2%
137,445
-1.4%
2.50%
+12.6%
SPEM NewSPDR INDEX SHS FDSportfolio emg mk$6,763,000179,917
+100.0%
2.29%
IVV BuyISHARES TRcore s&p500 etf$5,236,000
+18.9%
16,199
+9.8%
1.77%
+26.1%
FTC BuyFIRST TR LRG CP GRWTH ALPHAD$4,887,000
+11.7%
67,020
+7.1%
1.65%
+18.3%
HYLB SellDBX ETF TRxtrack usd high$4,683,000
-2.2%
92,967
-2.7%
1.58%
+3.7%
EZU NewISHARES INCmsci eurzone etf$4,171,00099,509
+100.0%
1.41%
EMB SellISHARES TRjpmorgan usd emg$4,159,000
-3.7%
36,302
-4.7%
1.41%
+2.0%
DXJ NewWISDOMTREE TRjapn hedge eqt$3,677,00068,367
+100.0%
1.24%
SNPE BuyDBX ETF TRxtrackers s&p$3,530,000
+11.3%
126,578
+2.3%
1.19%
+18.0%
SPYG SellSPDR SERIES TRUSTprtflo s&p500 gw$3,365,000
-65.0%
80,298
-67.5%
1.14%
-62.9%
FTA SellFIRST TR LRG CP VL ALPHADEX$3,245,000
-25.0%
57,427
-31.5%
1.10%
-20.4%
SPAB BuySPDR SERIES TRUSTportfolio agrgte$2,818,000
+3.0%
95,930
+3.9%
0.95%
+9.2%
DGRO SellISHARES TRcore div grwth$2,562,000
-63.0%
60,891
-65.6%
0.87%
-60.8%
XSLV BuyINVESCO EXCHNG TRADED FD TRs&p smlcp low$2,451,000
+11.5%
48,170
+7.1%
0.83%
+18.3%
EFAV BuyISHARES TRmin vol eafe etf$2,398,000
+81.7%
32,170
+78.6%
0.81%
+92.6%
VSS SellVANGUARD INTL EQUITY INDEX Fftse smcap etf$2,397,000
+6.7%
21,571
-2.1%
0.81%
+13.0%
SHY BuyISHARES TR1 3 yr treas bd$2,361,000
+10.6%
27,897
+10.8%
0.80%
+17.2%
IJH BuyISHARES TRcore s&p mcp etf$2,282,000
+18.8%
11,086
+11.5%
0.77%
+25.9%
AAPL BuyAPPLE INC$2,133,000
+46.8%
7,263
+12.0%
0.72%
+55.7%
IWR SellISHARES TRrus mid cap etf$1,862,000
-16.9%
31,225
-22.1%
0.63%
-11.9%
HYG BuyISHARES TRiboxx hi yd etf$1,812,000
+10.1%
20,601
+9.1%
0.61%
+16.8%
XOM BuyEXXON MOBIL CORP$1,578,000
+6.5%
22,611
+7.7%
0.53%
+12.9%
PFF BuyISHARES TRpfd and incm sec$1,506,000
+12.5%
40,064
+12.3%
0.51%
+19.2%
HD BuyHOME DEPOT INC$1,468,000
-3.2%
6,723
+2.8%
0.50%
+2.5%
MUB BuyISHARES TRnational mun etf$1,421,000
+12.6%
12,476
+12.8%
0.48%
+19.1%
PG BuyPROCTER & GAMBLE CO$1,402,000
+3.2%
11,225
+2.8%
0.47%
+9.5%
BMY BuyBRISTOL MYERS SQUIBB CO$1,357,000
+27.3%
21,141
+0.6%
0.46%
+35.0%
JNJ BuyJOHNSON & JOHNSON$1,351,000
+19.8%
9,264
+6.2%
0.46%
+26.9%
AMGN SellAMGEN INC$1,333,000
+24.2%
5,528
-0.3%
0.45%
+31.9%
LMT SellLOCKHEED MARTIN CORP$1,280,000
-0.4%
3,287
-0.2%
0.43%
+5.6%
MDT BuyMEDTRONIC PLC$1,236,000
+4.5%
10,896
+0.0%
0.42%
+10.9%
RSP BuyINVESCO EXCHANGE TRADED FD Ts&p500 eql wgt$1,218,000
+27.4%
10,528
+19.1%
0.41%
+35.1%
AGGY BuyWISDOMTREE TRyield enhancd us$1,207,000
+3.0%
23,096
+3.0%
0.41%
+9.1%
ALL BuyALLSTATE CORP$1,138,000
+3.7%
10,121
+0.2%
0.38%
+10.0%
SHOP SellSHOPIFY INCcl a$1,091,000
-0.7%
2,743
-22.2%
0.37%
+5.1%
MSFT BuyMICROSOFT CORP$1,035,000
+29.2%
6,564
+14.0%
0.35%
+37.3%
WMT SellWALMART INC$1,025,000
-1.4%
8,626
-1.6%
0.35%
+4.5%
CSCO BuyCISCO SYS INC$1,001,000
-0.8%
20,876
+2.2%
0.34%
+5.0%
IBM BuyINTERNATIONAL BUSINESS MACHS$937,000
-5.4%
6,993
+2.7%
0.32%
+0.3%
BNS BuyBANK N S HALIFAX$917,000
+1.3%
16,231
+1.9%
0.31%
+7.3%
CVX BuyCHEVRON CORP NEW$902,000
+3.4%
7,488
+1.8%
0.30%
+9.7%
SLB BuySCHLUMBERGER LTD$855,000
+22.1%
21,259
+3.7%
0.29%
+29.6%
WFC BuyWELLS FARGO CO NEW$801,000
+15.6%
14,891
+8.3%
0.27%
+22.6%
IGSB BuyISHARES TRsh tr crport etf$800,000
+8.7%
14,924
+8.9%
0.27%
+15.3%
UNH BuyUNITEDHEALTH GROUP INC$763,000
+42.9%
2,594
+5.7%
0.26%
+51.8%
ADP BuyAUTOMATIC DATA PROCESSING IN$759,000
+6.0%
4,453
+0.5%
0.26%
+12.7%
IWM BuyISHARES TRrussell 2000 etf$752,000
+22.9%
4,539
+12.2%
0.25%
+30.3%
GSK BuyGLAXOSMITHKLINE PLCsponsored adr$723,000
+10.4%
15,389
+0.3%
0.24%
+16.7%
KO BuyCOCA COLA CO$695,000
+6.9%
12,560
+5.2%
0.24%
+13.5%
DIS BuyDISNEY WALT CO$675,000
+49.0%
4,665
+34.3%
0.23%
+58.3%
DUK BuyDUKE ENERGY CORP NEW$661,000
-4.5%
7,242
+0.3%
0.22%
+1.4%
PACW BuyPACWEST BANCORP DEL$637,000
+9.3%
16,647
+3.8%
0.22%
+15.6%
OXY BuyOCCIDENTAL PETE CORP$633,000
-0.5%
15,354
+7.4%
0.21%
+5.4%
DAL BuyDELTA AIR LINES INC DEL$623,000
+2.6%
10,651
+1.0%
0.21%
+8.8%
QTEC SellFIRST TR NASDAQ100 TECH INDE$614,000
-3.8%
6,138
-15.8%
0.21%
+2.5%
FXL SellFIRST TR EXCHANGE TRADED FDtech alphadex$611,000
-2.9%
8,422
-12.8%
0.21%
+3.0%
CMCSA BuyCOMCAST CORP NEWcl a$602,000
+20.4%
13,377
+20.6%
0.20%
+28.3%
FXO SellFIRST TR EXCHANGE TRADED FDfinls alphadex$573,000
-7.9%
17,102
-12.5%
0.19%
-2.0%
AMZN BuyAMAZON COM INC$567,000
+55.3%
307
+46.2%
0.19%
+65.5%
FXU SellFIRST TR EXCHANGE TRADED FDutilities alph$563,000
-14.0%
19,279
-12.8%
0.19%
-9.1%
RDSA BuyROYAL DUTCH SHELL PLCspons adr a$557,000
+3.5%
9,442
+3.3%
0.19%
+9.3%
IGIB BuyISHARES TRintrm tr crp etf$491,000
+3.4%
8,476
+3.5%
0.17%
+9.9%
SPIB BuySPDR SERIES TRUSTportfolio intrmd$492,000
+1.2%
13,942
+1.1%
0.17%
+7.1%
IEF BuyISHARES TRbarclays 7 10 yr$489,000
+1.2%
4,435
+3.2%
0.16%
+7.1%
MMM Buy3M CO$481,000
+13.4%
2,724
+5.7%
0.16%
+20.7%
V BuyVISA INC$404,000
+27.0%
2,149
+16.4%
0.14%
+35.6%
IVW NewISHARES TRs&p 500 grwt etf$400,0002,066
+100.0%
0.14%
LIN BuyLINDE PLC$391,000
+23.3%
1,837
+12.2%
0.13%
+30.7%
IVE NewISHARES TRs&p 500 val etf$391,0003,002
+100.0%
0.13%
DIA NewSPDR DOW JONES INDL AVRG ETFut ser 1$387,0001,359
+100.0%
0.13%
PFE BuyPFIZER INC$379,000
+30.2%
9,677
+19.5%
0.13%
+37.6%
BIIB NewBIOGEN INC$371,0001,251
+100.0%
0.12%
LQD NewISHARES TRiboxx inv cp etf$370,0002,889
+100.0%
0.12%
IYR NewISHARES TRu.s. real es etf$354,0003,798
+100.0%
0.12%
PCY NewINVESCO EXCHNG TRADED FD TRemrng mkt svrg$354,00011,973
+100.0%
0.12%
AMT SellAMERICAN TOWER CORP NEW$345,000
-1.7%
1,501
-5.5%
0.12%
+4.5%
BAC BuyBANK AMER CORP$344,000
+37.6%
9,758
+13.9%
0.12%
+45.0%
FB BuyFACEBOOK INCcl a$341,000
+31.7%
1,663
+14.5%
0.12%
+38.6%
VZ BuyVERIZON COMMUNICATIONS INC$337,000
+23.4%
5,483
+21.3%
0.11%
+31.0%
FIXD BuyFIRST TR EXCHNG TRADED FD VItcw opportunis$338,000
-0.6%
6,531
+1.1%
0.11%
+5.6%
TXN BuyTEXAS INSTRS INC$322,000
+11.8%
2,513
+12.7%
0.11%
+18.5%
UTX BuyUNITED TECHNOLOGIES CORP$317,000
+31.0%
2,117
+19.2%
0.11%
+39.0%
MA SellMASTERCARD INCcl a$317,000
+5.7%
1,063
-3.9%
0.11%
+11.5%
MKC BuyMCCORMICK & CO INC$304,000
+10.9%
1,794
+2.4%
0.10%
+18.4%
UPS BuyUNITED PARCEL SERVICE INCcl b$304,000
+20.6%
2,600
+23.8%
0.10%
+28.8%
BICK NewFIRST TR BICK INDEX FD$295,00010,079
+100.0%
0.10%
FLN NewFIRST TR EXCH TRD ALPHA FD Ilatin amer alp$297,00013,137
+100.0%
0.10%
MRK BuyMERCK & CO INC$294,000
+37.4%
3,229
+27.2%
0.10%
+45.6%
FSZ NewFIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha$291,0005,389
+100.0%
0.10%
BABA NewALIBABA GROUP HLDG LTDsponsored ads$283,0001,334
+100.0%
0.10%
FBZ NewFIRST TR EXCH TRD ALPHA FD Ibrazil alphadex$284,00016,459
+100.0%
0.10%
FGM NewFIRST TR EXCH TRD ALPHA FD Igermany alpha$285,0006,411
+100.0%
0.10%
BUD BuyANHEUSER BUSCH INBEV SA/NVsponsored adr$282,000
+13.7%
3,438
+31.7%
0.10%
+20.3%
EMLC BuyVANECK VECTORS ETF TRjp morgan mkts$277,000
+21.5%
8,151
+17.9%
0.09%
+28.8%
WSBC NewWESBANCO INC$269,0007,123
+100.0%
0.09%
ZTS BuyZOETIS INCcl a$265,000
+28.0%
2,000
+20.4%
0.09%
+36.4%
TMO BuyTHERMO FISHER SCIENTIFIC INC$262,000
+20.7%
805
+8.1%
0.09%
+29.0%
BX NewBLACKSTONE GROUP INC$253,0004,522
+100.0%
0.09%
PPG NewPPG INDS INC$248,0001,859
+100.0%
0.08%
HON NewHONEYWELL INTL INC$234,0001,320
+100.0%
0.08%
RTN NewRAYTHEON CO$227,0001,032
+100.0%
0.08%
USB NewUS BANCORP DEL$222,0003,738
+100.0%
0.08%
ECL NewECOLAB INC$216,0001,121
+100.0%
0.07%
MDLZ NewMONDELEZ INTL INCcl a$217,0003,937
+100.0%
0.07%
DARE ExitDARE BIOSCIENCE INC$0-20,000
-100.0%
-0.01%
CFMS ExitCONFORMIS INC$0-10,000
-100.0%
-0.01%
GSAT ExitGLOBALSTAR INC$0-68,255
-100.0%
-0.01%
GE ExitGENERAL ELECTRIC CO$0-10,961
-100.0%
-0.03%
F ExitFORD MTR CO DEL$0-10,877
-100.0%
-0.03%
XLU ExitSELECT SECTOR SPDR TRsbi int-utils$0-3,302
-100.0%
-0.07%
DVY ExitISHARES TRselect divid etf$0-2,228
-100.0%
-0.07%
ARKG ExitARK ETF TRgenomic rev etf$0-8,183
-100.0%
-0.08%
OLBK ExitOLD LINE BANCSHARES INC$0-9,082
-100.0%
-0.08%
DON ExitWISDOMTREE TRus midcap divid$0-7,356
-100.0%
-0.08%
PDI ExitPIMCO DYNAMIC INCOME FD$0-8,832
-100.0%
-0.09%
T ExitAT&T INC$0-7,577
-100.0%
-0.09%
GDX ExitVANECK VECTORS ETF TRgold miners etf$0-11,287
-100.0%
-0.10%
DGRW ExitWISDOMTREE TRus qtly div grt$0-7,145
-100.0%
-0.10%
CYBR ExitCYBERARK SOFTWARE LTD$0-3,908
-100.0%
-0.12%
AYX ExitALTERYX INC$0-4,088
-100.0%
-0.14%
ITA ExitISHARES TRus aer def etf$0-2,354
-100.0%
-0.17%
XLP ExitSELECT SECTOR SPDR TRsbi cons stpls$0-10,004
-100.0%
-0.20%
PKO ExitPIMCO INCOME OPPORTUNITY FD$0-31,275
-100.0%
-0.27%
TTE ExitTOTAL S Asponsored ads$0-17,151
-100.0%
-0.28%
FDN ExitFIRST TR EXCHANGE TRADED FDdj internt idx$0-6,646
-100.0%
-0.28%
VPU ExitVANGUARD WORLD FDSutilities etf$0-7,150
-100.0%
-0.33%
HYB ExitNEW AMER HIGH INCOME FD INC$0-118,275
-100.0%
-0.33%
VYM ExitVANGUARD WHITEHALL FDS INChigh div yld$0-14,881
-100.0%
-0.42%
SHW ExitSHERWIN WILLIAMS CO$0-2,752
-100.0%
-0.48%
ACWX ExitISHARES TRmsci acwi ex us$0-33,146
-100.0%
-0.49%
JRO ExitNUVEEN FLTNG RTE INCM OPP FD$0-222,626
-100.0%
-0.68%
PWB ExitINVESCO EXCHANGE TRADED FD Tdynmc lrg gwth$0-46,357
-100.0%
-0.72%
IEI ExitISHARES TR3 7 yr treas bd$0-18,754
-100.0%
-0.76%
SCHM ExitSCHWAB STRATEGIC TRus mid-cap etf$0-44,898
-100.0%
-0.81%
FVD ExitFIRST TR VALUE LINE DIVID IN$0-113,709
-100.0%
-1.26%
HTD ExitHANCOCK JOHN TAX-ADV DIV INC$0-159,341
-100.0%
-1.44%
IDEV ExitISHARES TRcore msci intl$0-91,493
-100.0%
-1.59%
BIL ExitSPDR SERIES TRUSTspdr bloomberg$0-77,435
-100.0%
-2.26%
QQQ ExitINVESCO QQQ TRunit ser 1$0-37,601
-100.0%
-2.26%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-02-11
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SPDR S&P 500 ETF TR40Q3 202318.8%
ISHARES TR40Q3 202316.9%
ISHARES TR40Q3 20234.5%
ISHARES TR40Q3 20231.4%
ISHARES TR39Q3 20234.3%
ISHARES TR38Q3 202312.5%
SELECT SECTOR SPDR TR38Q3 20234.0%
ISHARES TR36Q3 20239.3%
VANGUARD BD INDEX FDS36Q3 20234.5%
VANGUARD INDEX FDS35Q3 202317.8%

View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-04-17
X-17A-52024-04-16
13F-HR2024-02-06
13F-HR2023-10-17
13F-HR2023-08-11
13F-HR2023-05-04
X-17A-52023-04-14
13F-HR2023-02-08
13F-HR2022-10-27
13F-HR2022-07-27

View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (295745000.0 != 295744000.0)

Export FOUNDERS FINANCIAL SECURITIES LLC's holdings