$296 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 120 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 45.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
QUAL | Buy | ISHARES TRusa quality fctr | $17,246,000 | +23.3% | 170,753 | +12.8% | 5.83% | +30.7% |
IJR | Sell | ISHARES TRcore s&p scp etf | $17,100,000 | -7.4% | 203,940 | -14.0% | 5.78% | -1.8% |
VTV | Sell | VANGUARD INDEX FDSvalue etf | $13,197,000 | +7.0% | 110,111 | -0.4% | 4.46% | +13.4% |
IEMG | Sell | ISHARES INCcore msci emkt | $11,727,000 | -12.8% | 218,134 | -20.5% | 3.96% | -7.5% |
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $10,598,000 | +13.1% | 32,928 | +4.3% | 3.58% | +19.9% |
VO | Sell | VANGUARD INDEX FDSmid cap etf | $10,535,000 | +6.1% | 59,125 | -0.2% | 3.56% | +12.5% |
AGG | Sell | ISHARES TRcore us aggbd et | $10,387,000 | -2.4% | 92,436 | -1.7% | 3.51% | +3.5% |
SPYV | Buy | SPDR SERIES TRUSTprtflo s&p500 vl | $10,079,000 | +40.7% | 288,727 | +28.9% | 3.41% | +49.2% |
IWF | Buy | ISHARES TRrus 1000 grw etf | $9,699,000 | +11.5% | 55,135 | +1.2% | 3.28% | +18.2% |
SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $9,463,000 | +115.1% | 301,854 | +101.4% | 3.20% | +128.1% |
TOTL | Sell | SSGA ACTIVE ETF TRspdr tr tactic | $8,931,000 | -4.5% | 182,303 | -4.1% | 3.02% | +1.2% |
VIG | Buy | VANGUARD GROUPdiv app etf | $8,831,000 | +4.7% | 70,837 | +0.5% | 2.99% | +11.0% |
BOND | Sell | PIMCO ETF TRactive bd etf | $8,372,000 | -5.2% | 77,657 | -4.2% | 2.83% | +0.5% |
BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $8,210,000 | -5.5% | 97,902 | -4.8% | 2.78% | +0.2% |
HEFA | Sell | ISHARES TRhdg msci eafe | $7,775,000 | +0.6% | 254,808 | -1.3% | 2.63% | +6.7% |
USMV | Buy | ISHARES TRmsci min vol etf | $7,523,000 | +145.5% | 114,678 | +139.9% | 2.54% | +160.4% |
VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $7,388,000 | +6.2% | 137,445 | -1.4% | 2.50% | +12.6% |
SPEM | New | SPDR INDEX SHS FDSportfolio emg mk | $6,763,000 | – | 179,917 | +100.0% | 2.29% | – |
IVV | Buy | ISHARES TRcore s&p500 etf | $5,236,000 | +18.9% | 16,199 | +9.8% | 1.77% | +26.1% |
FTC | Buy | FIRST TR LRG CP GRWTH ALPHAD | $4,887,000 | +11.7% | 67,020 | +7.1% | 1.65% | +18.3% |
HYLB | Sell | DBX ETF TRxtrack usd high | $4,683,000 | -2.2% | 92,967 | -2.7% | 1.58% | +3.7% |
EZU | New | ISHARES INCmsci eurzone etf | $4,171,000 | – | 99,509 | +100.0% | 1.41% | – |
EMB | Sell | ISHARES TRjpmorgan usd emg | $4,159,000 | -3.7% | 36,302 | -4.7% | 1.41% | +2.0% |
DXJ | New | WISDOMTREE TRjapn hedge eqt | $3,677,000 | – | 68,367 | +100.0% | 1.24% | – |
SNPE | Buy | DBX ETF TRxtrackers s&p | $3,530,000 | +11.3% | 126,578 | +2.3% | 1.19% | +18.0% |
SPYG | Sell | SPDR SERIES TRUSTprtflo s&p500 gw | $3,365,000 | -65.0% | 80,298 | -67.5% | 1.14% | -62.9% |
FTA | Sell | FIRST TR LRG CP VL ALPHADEX | $3,245,000 | -25.0% | 57,427 | -31.5% | 1.10% | -20.4% |
SPAB | Buy | SPDR SERIES TRUSTportfolio agrgte | $2,818,000 | +3.0% | 95,930 | +3.9% | 0.95% | +9.2% |
DGRO | Sell | ISHARES TRcore div grwth | $2,562,000 | -63.0% | 60,891 | -65.6% | 0.87% | -60.8% |
XSLV | Buy | INVESCO EXCHNG TRADED FD TRs&p smlcp low | $2,451,000 | +11.5% | 48,170 | +7.1% | 0.83% | +18.3% |
EFAV | Buy | ISHARES TRmin vol eafe etf | $2,398,000 | +81.7% | 32,170 | +78.6% | 0.81% | +92.6% |
VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $2,397,000 | +6.7% | 21,571 | -2.1% | 0.81% | +13.0% |
SHY | Buy | ISHARES TR1 3 yr treas bd | $2,361,000 | +10.6% | 27,897 | +10.8% | 0.80% | +17.2% |
IJH | Buy | ISHARES TRcore s&p mcp etf | $2,282,000 | +18.8% | 11,086 | +11.5% | 0.77% | +25.9% |
AAPL | Buy | APPLE INC | $2,133,000 | +46.8% | 7,263 | +12.0% | 0.72% | +55.7% |
IWR | Sell | ISHARES TRrus mid cap etf | $1,862,000 | -16.9% | 31,225 | -22.1% | 0.63% | -11.9% |
HYG | Buy | ISHARES TRiboxx hi yd etf | $1,812,000 | +10.1% | 20,601 | +9.1% | 0.61% | +16.8% |
XOM | Buy | EXXON MOBIL CORP | $1,578,000 | +6.5% | 22,611 | +7.7% | 0.53% | +12.9% |
PFF | Buy | ISHARES TRpfd and incm sec | $1,506,000 | +12.5% | 40,064 | +12.3% | 0.51% | +19.2% |
HD | Buy | HOME DEPOT INC | $1,468,000 | -3.2% | 6,723 | +2.8% | 0.50% | +2.5% |
MUB | Buy | ISHARES TRnational mun etf | $1,421,000 | +12.6% | 12,476 | +12.8% | 0.48% | +19.1% |
PG | Buy | PROCTER & GAMBLE CO | $1,402,000 | +3.2% | 11,225 | +2.8% | 0.47% | +9.5% |
BMY | Buy | BRISTOL MYERS SQUIBB CO | $1,357,000 | +27.3% | 21,141 | +0.6% | 0.46% | +35.0% |
JNJ | Buy | JOHNSON & JOHNSON | $1,351,000 | +19.8% | 9,264 | +6.2% | 0.46% | +26.9% |
AMGN | Sell | AMGEN INC | $1,333,000 | +24.2% | 5,528 | -0.3% | 0.45% | +31.9% |
LMT | Sell | LOCKHEED MARTIN CORP | $1,280,000 | -0.4% | 3,287 | -0.2% | 0.43% | +5.6% |
MDT | Buy | MEDTRONIC PLC | $1,236,000 | +4.5% | 10,896 | +0.0% | 0.42% | +10.9% |
RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,218,000 | +27.4% | 10,528 | +19.1% | 0.41% | +35.1% |
AGGY | Buy | WISDOMTREE TRyield enhancd us | $1,207,000 | +3.0% | 23,096 | +3.0% | 0.41% | +9.1% |
ALL | Buy | ALLSTATE CORP | $1,138,000 | +3.7% | 10,121 | +0.2% | 0.38% | +10.0% |
SHOP | Sell | SHOPIFY INCcl a | $1,091,000 | -0.7% | 2,743 | -22.2% | 0.37% | +5.1% |
MSFT | Buy | MICROSOFT CORP | $1,035,000 | +29.2% | 6,564 | +14.0% | 0.35% | +37.3% |
WMT | Sell | WALMART INC | $1,025,000 | -1.4% | 8,626 | -1.6% | 0.35% | +4.5% |
CSCO | Buy | CISCO SYS INC | $1,001,000 | -0.8% | 20,876 | +2.2% | 0.34% | +5.0% |
IBM | Buy | INTERNATIONAL BUSINESS MACHS | $937,000 | -5.4% | 6,993 | +2.7% | 0.32% | +0.3% |
BNS | Buy | BANK N S HALIFAX | $917,000 | +1.3% | 16,231 | +1.9% | 0.31% | +7.3% |
CVX | Buy | CHEVRON CORP NEW | $902,000 | +3.4% | 7,488 | +1.8% | 0.30% | +9.7% |
SLB | Buy | SCHLUMBERGER LTD | $855,000 | +22.1% | 21,259 | +3.7% | 0.29% | +29.6% |
WFC | Buy | WELLS FARGO CO NEW | $801,000 | +15.6% | 14,891 | +8.3% | 0.27% | +22.6% |
IGSB | Buy | ISHARES TRsh tr crport etf | $800,000 | +8.7% | 14,924 | +8.9% | 0.27% | +15.3% |
UNH | Buy | UNITEDHEALTH GROUP INC | $763,000 | +42.9% | 2,594 | +5.7% | 0.26% | +51.8% |
ADP | Buy | AUTOMATIC DATA PROCESSING IN | $759,000 | +6.0% | 4,453 | +0.5% | 0.26% | +12.7% |
IWM | Buy | ISHARES TRrussell 2000 etf | $752,000 | +22.9% | 4,539 | +12.2% | 0.25% | +30.3% |
GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $723,000 | +10.4% | 15,389 | +0.3% | 0.24% | +16.7% |
KO | Buy | COCA COLA CO | $695,000 | +6.9% | 12,560 | +5.2% | 0.24% | +13.5% |
DIS | Buy | DISNEY WALT CO | $675,000 | +49.0% | 4,665 | +34.3% | 0.23% | +58.3% |
DUK | Buy | DUKE ENERGY CORP NEW | $661,000 | -4.5% | 7,242 | +0.3% | 0.22% | +1.4% |
PACW | Buy | PACWEST BANCORP DEL | $637,000 | +9.3% | 16,647 | +3.8% | 0.22% | +15.6% |
OXY | Buy | OCCIDENTAL PETE CORP | $633,000 | -0.5% | 15,354 | +7.4% | 0.21% | +5.4% |
DAL | Buy | DELTA AIR LINES INC DEL | $623,000 | +2.6% | 10,651 | +1.0% | 0.21% | +8.8% |
QTEC | Sell | FIRST TR NASDAQ100 TECH INDE | $614,000 | -3.8% | 6,138 | -15.8% | 0.21% | +2.5% |
FXL | Sell | FIRST TR EXCHANGE TRADED FDtech alphadex | $611,000 | -2.9% | 8,422 | -12.8% | 0.21% | +3.0% |
CMCSA | Buy | COMCAST CORP NEWcl a | $602,000 | +20.4% | 13,377 | +20.6% | 0.20% | +28.3% |
FXO | Sell | FIRST TR EXCHANGE TRADED FDfinls alphadex | $573,000 | -7.9% | 17,102 | -12.5% | 0.19% | -2.0% |
AMZN | Buy | AMAZON COM INC | $567,000 | +55.3% | 307 | +46.2% | 0.19% | +65.5% |
FXU | Sell | FIRST TR EXCHANGE TRADED FDutilities alph | $563,000 | -14.0% | 19,279 | -12.8% | 0.19% | -9.1% |
RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $557,000 | +3.5% | 9,442 | +3.3% | 0.19% | +9.3% |
IGIB | Buy | ISHARES TRintrm tr crp etf | $491,000 | +3.4% | 8,476 | +3.5% | 0.17% | +9.9% |
SPIB | Buy | SPDR SERIES TRUSTportfolio intrmd | $492,000 | +1.2% | 13,942 | +1.1% | 0.17% | +7.1% |
IEF | Buy | ISHARES TRbarclays 7 10 yr | $489,000 | +1.2% | 4,435 | +3.2% | 0.16% | +7.1% |
MMM | Buy | 3M CO | $481,000 | +13.4% | 2,724 | +5.7% | 0.16% | +20.7% |
V | Buy | VISA INC | $404,000 | +27.0% | 2,149 | +16.4% | 0.14% | +35.6% |
IVW | New | ISHARES TRs&p 500 grwt etf | $400,000 | – | 2,066 | +100.0% | 0.14% | – |
LIN | Buy | LINDE PLC | $391,000 | +23.3% | 1,837 | +12.2% | 0.13% | +30.7% |
IVE | New | ISHARES TRs&p 500 val etf | $391,000 | – | 3,002 | +100.0% | 0.13% | – |
DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $387,000 | – | 1,359 | +100.0% | 0.13% | – |
PFE | Buy | PFIZER INC | $379,000 | +30.2% | 9,677 | +19.5% | 0.13% | +37.6% |
BIIB | New | BIOGEN INC | $371,000 | – | 1,251 | +100.0% | 0.12% | – |
LQD | New | ISHARES TRiboxx inv cp etf | $370,000 | – | 2,889 | +100.0% | 0.12% | – |
IYR | New | ISHARES TRu.s. real es etf | $354,000 | – | 3,798 | +100.0% | 0.12% | – |
PCY | New | INVESCO EXCHNG TRADED FD TRemrng mkt svrg | $354,000 | – | 11,973 | +100.0% | 0.12% | – |
AMT | Sell | AMERICAN TOWER CORP NEW | $345,000 | -1.7% | 1,501 | -5.5% | 0.12% | +4.5% |
BAC | Buy | BANK AMER CORP | $344,000 | +37.6% | 9,758 | +13.9% | 0.12% | +45.0% |
FB | Buy | FACEBOOK INCcl a | $341,000 | +31.7% | 1,663 | +14.5% | 0.12% | +38.6% |
VZ | Buy | VERIZON COMMUNICATIONS INC | $337,000 | +23.4% | 5,483 | +21.3% | 0.11% | +31.0% |
FIXD | Buy | FIRST TR EXCHNG TRADED FD VItcw opportunis | $338,000 | -0.6% | 6,531 | +1.1% | 0.11% | +5.6% |
TXN | Buy | TEXAS INSTRS INC | $322,000 | +11.8% | 2,513 | +12.7% | 0.11% | +18.5% |
UTX | Buy | UNITED TECHNOLOGIES CORP | $317,000 | +31.0% | 2,117 | +19.2% | 0.11% | +39.0% |
MA | Sell | MASTERCARD INCcl a | $317,000 | +5.7% | 1,063 | -3.9% | 0.11% | +11.5% |
MKC | Buy | MCCORMICK & CO INC | $304,000 | +10.9% | 1,794 | +2.4% | 0.10% | +18.4% |
UPS | Buy | UNITED PARCEL SERVICE INCcl b | $304,000 | +20.6% | 2,600 | +23.8% | 0.10% | +28.8% |
BICK | New | FIRST TR BICK INDEX FD | $295,000 | – | 10,079 | +100.0% | 0.10% | – |
FLN | New | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $297,000 | – | 13,137 | +100.0% | 0.10% | – |
MRK | Buy | MERCK & CO INC | $294,000 | +37.4% | 3,229 | +27.2% | 0.10% | +45.6% |
FSZ | New | FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha | $291,000 | – | 5,389 | +100.0% | 0.10% | – |
BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $283,000 | – | 1,334 | +100.0% | 0.10% | – |
FBZ | New | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $284,000 | – | 16,459 | +100.0% | 0.10% | – |
FGM | New | FIRST TR EXCH TRD ALPHA FD Igermany alpha | $285,000 | – | 6,411 | +100.0% | 0.10% | – |
BUD | Buy | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $282,000 | +13.7% | 3,438 | +31.7% | 0.10% | +20.3% |
EMLC | Buy | VANECK VECTORS ETF TRjp morgan mkts | $277,000 | +21.5% | 8,151 | +17.9% | 0.09% | +28.8% |
WSBC | New | WESBANCO INC | $269,000 | – | 7,123 | +100.0% | 0.09% | – |
ZTS | Buy | ZOETIS INCcl a | $265,000 | +28.0% | 2,000 | +20.4% | 0.09% | +36.4% |
TMO | Buy | THERMO FISHER SCIENTIFIC INC | $262,000 | +20.7% | 805 | +8.1% | 0.09% | +29.0% |
BX | New | BLACKSTONE GROUP INC | $253,000 | – | 4,522 | +100.0% | 0.09% | – |
PPG | New | PPG INDS INC | $248,000 | – | 1,859 | +100.0% | 0.08% | – |
HON | New | HONEYWELL INTL INC | $234,000 | – | 1,320 | +100.0% | 0.08% | – |
RTN | New | RAYTHEON CO | $227,000 | – | 1,032 | +100.0% | 0.08% | – |
USB | New | US BANCORP DEL | $222,000 | – | 3,738 | +100.0% | 0.08% | – |
ECL | New | ECOLAB INC | $216,000 | – | 1,121 | +100.0% | 0.07% | – |
MDLZ | New | MONDELEZ INTL INCcl a | $217,000 | – | 3,937 | +100.0% | 0.07% | – |
DARE | Exit | DARE BIOSCIENCE INC | $0 | – | -20,000 | -100.0% | -0.01% | – |
CFMS | Exit | CONFORMIS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
GSAT | Exit | GLOBALSTAR INC | $0 | – | -68,255 | -100.0% | -0.01% | – |
GE | Exit | GENERAL ELECTRIC CO | $0 | – | -10,961 | -100.0% | -0.03% | – |
F | Exit | FORD MTR CO DEL | $0 | – | -10,877 | -100.0% | -0.03% | – |
XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -3,302 | -100.0% | -0.07% | – |
DVY | Exit | ISHARES TRselect divid etf | $0 | – | -2,228 | -100.0% | -0.07% | – |
ARKG | Exit | ARK ETF TRgenomic rev etf | $0 | – | -8,183 | -100.0% | -0.08% | – |
OLBK | Exit | OLD LINE BANCSHARES INC | $0 | – | -9,082 | -100.0% | -0.08% | – |
DON | Exit | WISDOMTREE TRus midcap divid | $0 | – | -7,356 | -100.0% | -0.08% | – |
PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -8,832 | -100.0% | -0.09% | – |
T | Exit | AT&T INC | $0 | – | -7,577 | -100.0% | -0.09% | – |
GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -11,287 | -100.0% | -0.10% | – |
DGRW | Exit | WISDOMTREE TRus qtly div grt | $0 | – | -7,145 | -100.0% | -0.10% | – |
CYBR | Exit | CYBERARK SOFTWARE LTD | $0 | – | -3,908 | -100.0% | -0.12% | – |
AYX | Exit | ALTERYX INC | $0 | – | -4,088 | -100.0% | -0.14% | – |
ITA | Exit | ISHARES TRus aer def etf | $0 | – | -2,354 | -100.0% | -0.17% | – |
XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -10,004 | -100.0% | -0.20% | – |
PKO | Exit | PIMCO INCOME OPPORTUNITY FD | $0 | – | -31,275 | -100.0% | -0.27% | – |
TTE | Exit | TOTAL S Asponsored ads | $0 | – | -17,151 | -100.0% | -0.28% | – |
FDN | Exit | FIRST TR EXCHANGE TRADED FDdj internt idx | $0 | – | -6,646 | -100.0% | -0.28% | – |
VPU | Exit | VANGUARD WORLD FDSutilities etf | $0 | – | -7,150 | -100.0% | -0.33% | – |
HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -118,275 | -100.0% | -0.33% | – |
VYM | Exit | VANGUARD WHITEHALL FDS INChigh div yld | $0 | – | -14,881 | -100.0% | -0.42% | – |
SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -2,752 | -100.0% | -0.48% | – |
ACWX | Exit | ISHARES TRmsci acwi ex us | $0 | – | -33,146 | -100.0% | -0.49% | – |
JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -222,626 | -100.0% | -0.68% | – |
PWB | Exit | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $0 | – | -46,357 | -100.0% | -0.72% | – |
IEI | Exit | ISHARES TR3 7 yr treas bd | $0 | – | -18,754 | -100.0% | -0.76% | – |
SCHM | Exit | SCHWAB STRATEGIC TRus mid-cap etf | $0 | – | -44,898 | -100.0% | -0.81% | – |
FVD | Exit | FIRST TR VALUE LINE DIVID IN | $0 | – | -113,709 | -100.0% | -1.26% | – |
HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -159,341 | -100.0% | -1.44% | – |
IDEV | Exit | ISHARES TRcore msci intl | $0 | – | -91,493 | -100.0% | -1.59% | – |
BIL | Exit | SPDR SERIES TRUSTspdr bloomberg | $0 | – | -77,435 | -100.0% | -2.26% | – |
QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -37,601 | -100.0% | -2.26% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-11
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
ISHARES TR | 40 | Q3 2023 | 16.9% |
ISHARES TR | 40 | Q3 2023 | 4.5% |
ISHARES TR | 40 | Q3 2023 | 1.4% |
ISHARES TR | 39 | Q3 2023 | 4.3% |
ISHARES TR | 38 | Q3 2023 | 12.5% |
SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
ISHARES TR | 36 | Q3 2023 | 9.3% |
VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-04-17 |
X-17A-5 | 2024-04-16 |
13F-HR | 2024-02-06 |
13F-HR | 2023-10-17 |
13F-HR | 2023-08-11 |
13F-HR | 2023-05-04 |
X-17A-5 | 2023-04-14 |
13F-HR | 2023-02-08 |
13F-HR | 2022-10-27 |
13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.