FOUNDERS FINANCIAL SECURITIES LLC

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$314 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 131 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 34.2% .

All

			Value		Shares		↓ Weighting
IJR	Buy	ISHARES TRcore s&p scp etf	$18,457,000	+24.8%	237,115	+25.5%	5.89%	+21.0%
QUAL	Sell	ISHARES TRusa quality fctr	$13,990,000	-20.7%	151,406	-21.5%	4.46%	-23.1%
IEMG	Buy	ISHARES INCcore msci emkt	$13,444,000	+11.2%	274,247	+16.7%	4.29%	+7.8%
VTV	Sell	VANGUARD INDEX FDSvalue etf	$12,337,000	-26.2%	110,528	-26.6%	3.94%	-28.4%
AGG	Sell	ISHARES TRcore us aggbd et	$10,639,000	-2.2%	94,007	-3.8%	3.39%	-5.2%
VO	Sell	VANGUARD INDEX FDSmid cap etf	$9,925,000	-7.9%	59,219	-8.1%	3.16%	-10.7%
SPYG	Sell	SPDR SERIES TRUSTprtflo s&p500 gw	$9,613,000	-16.8%	247,176	-17.2%	3.07%	-19.4%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$9,373,000	-40.1%	31,584	-40.9%	2.99%	-42.0%
TOTL	Sell	SSGA ACTIVE ETF TRspdr tr tactic	$9,354,000	-6.4%	190,016	-6.7%	2.98%	-9.3%
BOND	Sell	PIMCO ETF TRactive bd etf	$8,830,000	-4.2%	81,087	-5.4%	2.82%	-7.2%
IWF	Buy	ISHARES TRrus 1000 grw etf	$8,698,000	+9.1%	54,488	+7.5%	2.77%	+5.7%
BND	Sell	VANGUARD BD INDEX FD INCtotal bnd mrkt	$8,686,000	-5.1%	102,879	-6.6%	2.77%	-8.0%
VIG	Buy	VANGUARD GROUPdiv app etf	$8,433,000	+663.2%	70,518	+635.2%	2.69%	+639.0%
HEFA	Buy	ISHARES TRhdg msci eafe	$7,728,000	+5.8%	258,107	+5.3%	2.46%	+2.5%
SPYV	Sell	SPDR SERIES TRUSTprtflo s&p500 vl	$7,161,000	-2.8%	224,060	-4.8%	2.28%	-5.7%
QQQ	Buy	INVESCO QQQ TRunit ser 1	$7,099,000	+4.7%	37,601	+3.5%	2.26%	+1.4%
BIL	Buy	SPDR SERIES TRUSTspdr bloomberg	$7,092,000	+63.0%	77,435	+63.0%	2.26%	+58.0%
VEU	Buy	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$6,956,000	+31.1%	139,398	+34.0%	2.22%	+27.2%
DGRO	Sell	ISHARES TRcore div grwth	$6,924,000	-22.8%	176,906	-24.7%	2.21%	-25.2%
IDEV	New	ISHARES TRcore msci intl	$4,997,000	–	91,493	+100.0%	1.59%	–
HYLB	Buy	DBX ETF TRxtrack usd high	$4,787,000	+1226.0%	95,581	+1230.7%	1.53%	+1183.2%
HTD	New	HANCOCK JOHN TAX-ADV DIV INC	$4,532,000	–	159,341	+100.0%	1.44%	–
IVV	Buy	ISHARES TRcore s&p500 etf	$4,403,000	+7.2%	14,748	+5.8%	1.40%	+3.8%
SPDW	Buy	SPDR INDEX SHS FDSportfolio devlpd	$4,400,000	+3.9%	149,870	+4.7%	1.40%	+0.7%
FTC	Buy	FIRST TR LRG CP GRWTH ALPHAD	$4,377,000	-0.3%	62,556	+0.3%	1.40%	-3.3%
FTA	Buy	FIRST TR LRG CP VL ALPHADEX	$4,325,000	+3.8%	83,870	+5.0%	1.38%	+0.6%
EMB	Sell	ISHARES TRjpmorgan usd emg	$4,320,000	-5.8%	38,110	-5.8%	1.38%	-8.6%
FVD	Buy	FIRST TR VALUE LINE DIVID IN	$3,965,000	+51.5%	113,709	+46.6%	1.26%	+46.9%
SNPE	New	DBX ETF TRxtrackers s&p	$3,173,000	–	123,762	+100.0%	1.01%	–
USMV	New	ISHARES TRmsci min vol etf	$3,064,000	–	47,800	+100.0%	0.98%	–
SPAB	Buy	SPDR SERIES TRUSTportfolio agrgte	$2,736,000	+6.3%	92,320	+4.6%	0.87%	+3.1%
SCHM	New	SCHWAB STRATEGIC TRus mid-cap etf	$2,539,000	–	44,898	+100.0%	0.81%	–
IEI	Sell	ISHARES TR3 7 yr treas bd	$2,378,000	-8.1%	18,754	-8.9%	0.76%	-11.0%
VSS	Sell	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$2,247,000	-50.3%	22,041	-48.7%	0.72%	-51.8%
PWB	Buy	INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth	$2,241,000	+4.4%	46,357	+4.5%	0.72%	+1.3%
IWR	Buy	ISHARES TRrus mid cap etf	$2,241,000	+4.4%	40,062	+4.3%	0.72%	+1.3%
XSLV	Buy	INVESCO EXCHNG TRADED FD TRs&p smlcp low	$2,198,000	+7.1%	44,967	+5.2%	0.70%	+3.9%
SHY	Buy	ISHARES TR1 3 yr treas bd	$2,135,000	+4.5%	25,176	+4.5%	0.68%	+1.3%
JRO	New	NUVEEN FLTNG RTE INCM OPP FD	$2,124,000	–	222,626	+100.0%	0.68%	–
IJH	Buy	ISHARES TRcore s&p mcp etf	$1,921,000	+6.9%	9,942	+7.5%	0.61%	+3.7%
HYG	Buy	ISHARES TRiboxx hi yd etf	$1,646,000	+4.2%	18,886	+4.2%	0.52%	+1.0%
ACWX	New	ISHARES TRmsci acwi ex us	$1,526,000	–	33,146	+100.0%	0.49%	–
HD	Buy	HOME DEPOT INC	$1,517,000	+23.9%	6,537	+11.1%	0.48%	+20.1%
SHW		SHERWIN WILLIAMS CO	$1,513,000	+20.0%	2,752	0.0%	0.48%	+16.4%
XOM	Buy	EXXON MOBIL CORP	$1,482,000	-5.7%	20,988	+2.4%	0.47%	-8.5%
AAPL	Buy	APPLE INC	$1,453,000	+34.9%	6,486	+19.2%	0.46%	+30.8%
PG	Buy	PROCTER & GAMBLE CO	$1,359,000	+18.2%	10,923	+4.2%	0.43%	+14.6%
PFF	Buy	ISHARES TRpfd and incm sec	$1,339,000	+7.5%	35,669	+5.5%	0.43%	+4.1%
EFAV	New	ISHARES TRmin vol eafe etf	$1,320,000	–	18,014	+100.0%	0.42%	–
VYM	Buy	VANGUARD WHITEHALL FDS INChigh div yld	$1,320,000	+7.8%	14,881	+6.3%	0.42%	+4.5%
LMT	Buy	LOCKHEED MARTIN CORP	$1,285,000	+11.7%	3,294	+4.1%	0.41%	+8.5%
MUB	Buy	ISHARES TRnational mun etf	$1,262,000	+11.1%	11,063	+10.2%	0.40%	+7.8%
MDT	Buy	MEDTRONIC PLC	$1,183,000	+16.4%	10,894	+4.4%	0.38%	+12.9%
AGGY	Buy	WISDOMTREE TRyield enhancd us	$1,172,000	+65.5%	22,418	+62.3%	0.37%	+60.5%
JNJ	Buy	JOHNSON & JOHNSON	$1,128,000	+5.1%	8,722	+13.2%	0.36%	+2.0%
SHOP	Buy	SHOPIFY INCcl a	$1,099,000	+4.4%	3,525	+0.5%	0.35%	+1.4%
ALL	Buy	ALLSTATE CORP	$1,097,000	+13.3%	10,097	+6.1%	0.35%	+10.1%
AMGN	Buy	AMGEN INC	$1,073,000	+10.8%	5,545	+5.6%	0.34%	+7.5%
BMY	Buy	BRISTOL MYERS SQUIBB CO	$1,066,000	+19.9%	21,018	+7.2%	0.34%	+16.0%
HYB	New	NEW AMER HIGH INCOME FD INC	$1,044,000	–	118,275	+100.0%	0.33%	–
WMT	Buy	WALMART INC	$1,040,000	+16.9%	8,766	+8.8%	0.33%	+13.3%
VPU	Buy	VANGUARD WORLD FDSutilities etf	$1,027,000	+164.0%	7,150	+144.4%	0.33%	+156.2%
CSCO	Buy	CISCO SYS INC	$1,009,000	-5.3%	20,420	+4.8%	0.32%	-8.3%
IBM	Buy	INTERNATIONAL BUSINESS MACHS	$990,000	+14.5%	6,809	+8.6%	0.32%	+10.9%
RSP	Sell	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$956,000	-81.3%	8,843	-81.3%	0.30%	-81.8%
BNS	Buy	BANK N S HALIFAX	$905,000	+14.3%	15,927	+9.3%	0.29%	+10.7%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$895,000	-10.9%	6,646	-4.9%	0.28%	-13.9%
TTE	Buy	TOTAL S Asponsored ads	$892,000	+5.2%	17,151	+12.8%	0.28%	+1.8%
CVX	Buy	CHEVRON CORP NEW	$872,000	+4.7%	7,354	+9.8%	0.28%	+1.5%
PKO	New	PIMCO INCOME OPPORTUNITY FD	$833,000	–	31,275	+100.0%	0.27%	–
MSFT	Buy	MICROSOFT CORP	$801,000	+10.2%	5,758	+6.0%	0.26%	+6.7%
IGSB	Buy	ISHARES TRsh tr crport etf	$736,000	+4.2%	13,709	+3.7%	0.24%	+1.3%
ADP	Buy	AUTOMATIC DATA PROCESSING IN	$716,000	+2.3%	4,433	+4.8%	0.23%	-0.9%
SLB	Buy	SCHLUMBERGER LTD	$700,000	-12.7%	20,499	+1.6%	0.22%	-15.5%
DUK	Buy	DUKE ENERGY CORP NEW	$692,000	+13.6%	7,221	+4.6%	0.22%	+10.5%
WFC	Buy	WELLS FARGO CO NEW	$693,000	+36.1%	13,749	+27.8%	0.22%	+32.3%
GSK	Buy	GLAXOSMITHKLINE PLCsponsored adr	$655,000	+13.5%	15,341	+6.4%	0.21%	+10.0%
FXU	Sell	FIRST TR EXCHANGE TRADED FDutilities alph	$655,000	-15.2%	22,100	-17.8%	0.21%	-17.7%
KO	Buy	COCA COLA CO	$650,000	+13.0%	11,943	+5.7%	0.21%	+9.5%
OXY	Buy	OCCIDENTAL PETE CORP	$636,000	+4.6%	14,297	+18.2%	0.20%	+1.5%
QTEC	Sell	FIRST TR NASDAQ100 TECH INDE	$638,000	-11.9%	7,287	-14.0%	0.20%	-14.7%
FXL	Sell	FIRST TR EXCHANGE TRADED FDtech alphadex	$629,000	-15.3%	9,656	-13.5%	0.20%	-17.6%
FXO	New	FIRST TR EXCHANGE TRADED FDfinls alphadex	$622,000	–	19,544	+100.0%	0.20%	–
XLP	Buy	SELECT SECTOR SPDR TRsbi cons stpls	$614,000	+7.0%	10,004	+1.1%	0.20%	+3.7%
IWM	Buy	ISHARES TRrussell 2000 etf	$612,000	+4.8%	4,045	+7.7%	0.20%	+1.6%
DAL	Buy	DELTA AIR LINES INC DEL	$607,000	+8.2%	10,541	+6.6%	0.19%	+4.9%
PACW	Buy	PACWEST BANCORP DEL	$583,000	+5.6%	16,038	+12.7%	0.19%	+2.2%
RDSA	Buy	ROYAL DUTCH SHELL PLCspons adr a	$538,000	-1.3%	9,138	+9.1%	0.17%	-3.9%
UNH	Buy	UNITEDHEALTH GROUP INC	$534,000	+2.9%	2,455	+15.4%	0.17%	-0.6%
ITA	Buy	ISHARES TRus aer def etf	$529,000	+10.9%	2,354	+5.8%	0.17%	+7.6%
CMCSA	Buy	COMCAST CORP NEWcl a	$500,000	+29.9%	11,095	+21.9%	0.16%	+25.2%
SPIB	Sell	SPDR SERIES TRUSTportfolio intrmd	$486,000	-23.2%	13,789	-24.0%	0.16%	-25.5%
IEF	Sell	ISHARES TRbarclays 7 10 yr	$483,000	-34.3%	4,298	-35.6%	0.15%	-36.4%
IGIB	New	ISHARES TRintrm tr crp etf	$475,000	–	8,193	+100.0%	0.15%	–
DIS	Buy	DISNEY WALT CO	$453,000	+5.8%	3,473	+13.3%	0.14%	+2.1%
AYX	Sell	ALTERYX INC	$439,000	-9.7%	4,088	-8.2%	0.14%	-12.5%
MMM	Buy	3M CO	$424,000	+4.7%	2,578	+10.3%	0.14%	+1.5%
CYBR	Buy	CYBERARK SOFTWARE LTD	$390,000	-18.6%	3,908	+4.3%	0.12%	-21.5%
AMZN	Buy	AMAZON COM INC	$365,000	+21.3%	210	+32.1%	0.12%	+17.2%
AMT	New	AMERICAN TOWER CORP NEW	$351,000	–	1,589	+100.0%	0.11%	–
FIXD	New	FIRST TR EXCHNG TRADED FD VItcw opportunis	$340,000	–	6,463	+100.0%	0.11%	–
DGRW	Sell	WISDOMTREE TRus qtly div grt	$322,000	+0.9%	7,145	-2.3%	0.10%	-1.9%
LIN	Buy	LINDE PLC	$317,000	+29.4%	1,637	+34.1%	0.10%	+24.7%
V	Buy	VISA INC	$318,000	+34.2%	1,846	+35.1%	0.10%	+29.5%
MA	Buy	MASTERCARD INCcl a	$300,000	+38.9%	1,106	+35.7%	0.10%	+35.2%
GDX	New	VANECK VECTORS ETF TRgold miners etf	$301,000	–	11,287	+100.0%	0.10%	–
PFE	Buy	PFIZER INC	$291,000	-0.7%	8,095	+19.9%	0.09%	-3.1%
T	Buy	AT&T INC	$287,000	+14.8%	7,577	+1.5%	0.09%	+12.2%
PDI	New	PIMCO DYNAMIC INCOME FD	$287,000	–	8,832	+100.0%	0.09%	–
TXN	Buy	TEXAS INSTRS INC	$288,000	+39.1%	2,229	+23.4%	0.09%	+35.3%
MKC	New	MCCORMICK & CO INC	$274,000	–	1,752	+100.0%	0.09%	–
VZ	New	VERIZON COMMUNICATIONS INC	$273,000	–	4,520	+100.0%	0.09%	–
DON	Sell	WISDOMTREE TRus midcap divid	$267,000	-31.5%	7,356	-31.7%	0.08%	-33.6%
OLBK		OLD LINE BANCSHARES INC	$263,000	+8.7%	9,082	0.0%	0.08%	+5.0%
FB	New	FACEBOOK INCcl a	$259,000	–	1,452	+100.0%	0.08%	–
UPS	New	UNITED PARCEL SERVICE INCcl b	$252,000	–	2,101	+100.0%	0.08%	–
BAC	New	BANK AMER CORP	$250,000	–	8,567	+100.0%	0.08%	–
BUD	New	ANHEUSER BUSCH INBEV SA/NVsponsored adr	$248,000	–	2,611	+100.0%	0.08%	–
ARKG	Sell	ARK ETF TRgenomic rev etf	$242,000	-43.3%	8,183	-33.9%	0.08%	-45.0%
UTX	New	UNITED TECHNOLOGIES CORP	$242,000	–	1,776	+100.0%	0.08%	–
EMLC	New	VANECK VECTORS ETF TRjp morgan mkts	$228,000	–	6,915	+100.0%	0.07%	–
DVY	Sell	ISHARES TRselect divid etf	$227,000	+0.9%	2,228	-1.2%	0.07%	-2.7%
TMO	New	THERMO FISHER SCIENTIFIC INC	$217,000	–	745	+100.0%	0.07%	–
XLU	Sell	SELECT SECTOR SPDR TRsbi int-utils	$214,000	-2.3%	3,302	-10.0%	0.07%	-5.6%
MRK	New	MERCK & CO INC	$214,000	–	2,538	+100.0%	0.07%	–
ZTS	New	ZOETIS INCcl a	$207,000	–	1,661	+100.0%	0.07%	–
F	Buy	FORD MTR CO DEL	$100,000	-4.8%	10,877	+6.3%	0.03%	-8.6%
GE	New	GENERAL ELECTRIC CO	$98,000	–	10,961	+100.0%	0.03%	–
GSAT		GLOBALSTAR INC	$28,000	-15.2%	68,255	0.0%	0.01%	-18.2%
CFMS		CONFORMIS INC	$19,000	-56.8%	10,000	0.0%	0.01%	-57.1%
DARE		DARE BIOSCIENCE INC	$16,000	-5.9%	20,000	0.0%	0.01%	-16.7%
SLGG	Exit	SUPER LEAGUE GAMING INC	$0	–	-10,760	-100.0%	-0.03%	–
FGM	Exit	FIRST TR EXCH TRD ALPHA FD Igermany alpha	$0	–	-8,475	-100.0%	-0.12%	–
BICK	Exit	FIRST TR BICK INDEX FD	$0	–	-13,257	-100.0%	-0.12%	–
FDT	Exit	FIRST TR EXCH TRD ALPHA FD Idev mrk ex us	$0	–	-6,660	-100.0%	-0.12%	–
BOTZ	Exit	GLOBAL X FDSrbtcs artfl inte	$0	–	-17,789	-100.0%	-0.12%	–
FSZ	Exit	FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha	$0	–	-7,532	-100.0%	-0.13%	–
FBZ	Exit	FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex	$0	–	-27,376	-100.0%	-0.14%	–
FBT	Exit	FIRST TR EXCHANGE TRADED FDny arca biotech	$0	–	-5,590	-100.0%	-0.26%	–
JNK	Exit	SPDR SERIES TRUSTbloomberg brclys	$0	–	-41,023	-100.0%	-1.47%	–
MTUM	Exit	ISHARES TRusa momentum fct	$0	–	-44,029	-100.0%	-1.72%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-207,260	-100.0%	-2.92%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Horizon Investments, LLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-10-17

Signatures

The EDGAR filing(s) were signed by:

Joseph V. Krcma — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	40	Q3 2023	18.8%
ISHARES TR	40	Q3 2023	16.9%
ISHARES TR	40	Q3 2023	4.5%
ISHARES TR	40	Q3 2023	1.4%
ISHARES TR	39	Q3 2023	4.3%
ISHARES TR	38	Q3 2023	12.5%
SELECT SECTOR SPDR TR	38	Q3 2023	4.0%
ISHARES TR	36	Q3 2023	9.3%
VANGUARD BD INDEX FDS	36	Q3 2023	4.5%
VANGUARD INDEX FDS	35	Q3 2023	17.8%

View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-04-17
X-17A-5	2024-04-16
13F-HR	2024-02-06
13F-HR	2023-10-17
13F-HR	2023-08-11
13F-HR	2023-05-04
X-17A-5	2023-04-14
13F-HR	2023-02-08
13F-HR	2022-10-27
13F-HR	2022-07-27

View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (313542000.0 != 313540000.0)

Export FOUNDERS FINANCIAL SECURITIES LLC's holdings