$167 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 74 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 60.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $29,837,000 | +372.2% | 353,138 | +353.8% | 17.84% | +338.2% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $24,356,000 | +3.5% | 118,497 | -0.8% | 14.56% | -4.0% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $13,915,000 | +39.9% | 124,685 | +33.9% | 8.32% | +29.9% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $7,581,000 | +24.6% | 126,098 | +25.1% | 4.53% | +15.6% |
| EFA | Buy | ISHARES TRmsci eafe etf | $6,462,000 | +10.4% | 106,211 | +16.3% | 3.86% | +2.5% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $5,493,000 | +30.0% | 57,455 | +24.6% | 3.28% | +20.7% |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $5,044,000 | – | 90,690 | +100.0% | 3.02% | – |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $3,507,000 | +4.5% | 51,293 | -2.3% | 2.10% | -3.0% |
| KBE | Buy | SPDR SERIES TRUSTs&p bk etf | $3,467,000 | +6.6% | 103,347 | +1.4% | 2.07% | -1.1% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $3,440,000 | -43.8% | 85,967 | -41.4% | 2.06% | -47.8% |
| MMM | Buy | 3M CO | $3,050,000 | +25.1% | 18,563 | +7.9% | 1.82% | +16.1% |
| LLY | Buy | LILLY ELI & CO | $2,947,000 | +14.3% | 42,719 | +7.5% | 1.76% | +6.1% |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $2,887,000 | +20.0% | 129,006 | +8.2% | 1.73% | +11.4% |
| PEP | Buy | PEPSICO INC | $2,777,000 | +9.7% | 29,365 | +8.0% | 1.66% | +1.8% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,680,000 | -3.9% | 152,993 | +5.2% | 1.60% | -10.8% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $2,657,000 | +13.1% | 77,771 | +8.8% | 1.59% | +4.9% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $2,594,000 | -85.3% | 12,537 | -85.9% | 1.55% | -86.4% |
| BAX | Buy | BAXTER INTL INC | $2,586,000 | +11.9% | 35,291 | +9.6% | 1.55% | +3.9% |
| F | Buy | FORD MTR CO DEL | $2,485,000 | +16.3% | 160,347 | +11.0% | 1.48% | +7.9% |
| SYT | Buy | SYNGENTA AGsponsored adr | $2,383,000 | +12.5% | 37,096 | +11.0% | 1.42% | +4.4% |
| COP | Buy | CONOCOPHILLIPS | $2,364,000 | -0.1% | 34,228 | +10.7% | 1.41% | -7.3% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $2,276,000 | +9.3% | 18,424 | +3.8% | 1.36% | +1.4% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $2,264,000 | +13.5% | 19,408 | +7.6% | 1.35% | +5.3% |
| CMI | New | CUMMINS INC | $2,247,000 | – | 15,584 | +100.0% | 1.34% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $2,233,000 | – | 20,088 | +100.0% | 1.34% | – |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $2,227,000 | -53.7% | 45,229 | -50.8% | 1.33% | -57.0% |
| YUM | New | YUM BRANDS INC | $2,149,000 | – | 29,495 | +100.0% | 1.28% | – |
| EUFN | Buy | ISHARESmsci euro fl etf | $1,957,000 | -0.6% | 88,893 | +6.5% | 1.17% | -7.7% |
| AGG | Sell | ISHARES TRcore us aggbd et | $1,669,000 | -2.3% | 15,159 | -3.2% | 1.00% | -9.3% |
| CSX | Buy | CSX CORP | $1,615,000 | +20.3% | 44,567 | +6.4% | 0.96% | +11.6% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $1,499,000 | +3.6% | 30,920 | -3.6% | 0.90% | -3.9% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $1,200,000 | +5.3% | 8,288 | -0.6% | 0.72% | -2.3% |
| FXG | Buy | FIRST TR EXCHANGE TRADED FDconsumr staple | $1,183,000 | +24.5% | 27,782 | +14.2% | 0.71% | +15.5% |
| MUB | Sell | ISHARESnat amt free bd | $778,000 | +0.4% | 7,050 | -0.3% | 0.46% | -6.8% |
| FXD | Sell | FIRST TR EXCHANGE TRADED FDconsumr discre | $632,000 | +6.0% | 17,658 | -3.9% | 0.38% | -1.6% |
| FDN | New | FIRST TR EXCHANGE TRADED FDdj internt idx | $617,000 | – | 10,057 | +100.0% | 0.37% | – |
| FXH | Sell | FIRST TR EXCHANGE TRADED FDhlth care alph | $602,000 | -7.0% | 9,991 | -13.8% | 0.36% | -13.7% |
| FBT | Sell | FIRST TR EXCHANGE TRADED FDny arca biotech | $594,000 | -14.3% | 5,822 | -22.8% | 0.36% | -20.4% |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $490,000 | – | 5,951 | +100.0% | 0.29% | – |
| BNDX | New | VANGUARD CHARLOTTE FDSintl bd idx etf | $491,000 | – | 9,250 | +100.0% | 0.29% | – |
| SPSB | Buy | SPDR SERIES TRUSTbarc sht tr cp | $477,000 | +1.5% | 15,586 | +1.8% | 0.28% | -5.9% |
| LQD | New | ISHARES TRiboxx inv cp etf | $474,000 | – | 3,972 | +100.0% | 0.28% | – |
| IWM | Sell | ISHARES TRrussell 2000 etf | $393,000 | +9.2% | 3,284 | -0.3% | 0.24% | +1.3% |
| MSTR | Sell | MICROSTRATEGY INCcl a new | $330,000 | +18.3% | 2,031 | -4.8% | 0.20% | +9.4% |
| ITRI | Sell | ITRON INC | $300,000 | +3.8% | 7,095 | -3.4% | 0.18% | -3.8% |
| ILTB | New | ISHAREScore lt usdb etf | $284,000 | – | 4,477 | +100.0% | 0.17% | – |
| IGLB | New | ISHARES10+ yr cr bd etf | $284,000 | – | 4,617 | +100.0% | 0.17% | – |
| QLTB | New | ISHARES TRbaa ba rtd etf | $285,000 | – | 5,398 | +100.0% | 0.17% | – |
| TLT | New | ISHARES TR20+ yr tr bd etf | $280,000 | – | 2,227 | +100.0% | 0.17% | – |
| DBB | New | POWERSHS DB MULTI SECT COMMdb base metals | $271,000 | – | 17,060 | +100.0% | 0.16% | – |
| BRC | Sell | BRADY CORPcl a | $271,000 | +20.4% | 9,921 | -1.1% | 0.16% | +11.7% |
| DBA | New | POWERSHS DB MULTI SECT COMMps db agricul fd | $271,000 | – | 10,900 | +100.0% | 0.16% | – |
| ODP | Sell | OFFICE DEPOT INC | $268,000 | +64.4% | 31,304 | -1.2% | 0.16% | +52.4% |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $256,000 | – | 2,455 | +100.0% | 0.15% | – |
| BRKS | Sell | BROOKS AUTOMATION INC | $256,000 | +16.9% | 20,079 | -3.4% | 0.15% | +8.5% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $235,000 | -2.1% | 2,944 | -1.7% | 0.14% | -9.7% |
| AGCO | Sell | AGCO CORP | $224,000 | -2.6% | 4,963 | -1.7% | 0.13% | -9.5% |
| AFFX | New | AFFYMETRIX INC | $219,000 | – | 22,222 | +100.0% | 0.13% | – |
| FLWS | Sell | 1 800 FLOWERS COMcl a | $218,000 | +9.0% | 26,494 | -4.7% | 0.13% | +0.8% |
| UIS | New | UNISYS CORP | $218,000 | – | 7,408 | +100.0% | 0.13% | – |
| LZB | New | LA Z BOY INC | $218,000 | – | 8,117 | +100.0% | 0.13% | – |
| TBT | Buy | PROSHARES TR | $215,000 | -6.5% | 4,638 | +13.4% | 0.13% | -12.8% |
| NTAP | Sell | NETAPP INC | $215,000 | -6.1% | 5,177 | -3.0% | 0.13% | -12.2% |
| OWW | Sell | ORBITZ WORLDWIDE INC | $204,000 | +2.0% | 24,847 | -2.4% | 0.12% | -5.4% |
| NVDA | Sell | NVIDIA CORP | $204,000 | +6.2% | 10,174 | -2.4% | 0.12% | -1.6% |
| PLCM | New | POLYCOM INC | $204,000 | – | 15,119 | +100.0% | 0.12% | – |
| CYS | Buy | CYS INVTS INC | $173,000 | +14.6% | 19,784 | +8.3% | 0.10% | +6.2% |
| TIVO | Sell | TIVO INC | $167,000 | -9.7% | 14,118 | -2.5% | 0.10% | -16.0% |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $158,000 | – | 10,241 | +100.0% | 0.09% | – |
| NMFC | New | NEW MTN FIN CORP | $152,000 | – | 10,146 | +100.0% | 0.09% | – |
| BYBK | BAY BANCORP INC | $98,000 | -4.9% | 22,217 | 0.0% | 0.06% | -10.6% | |
| DNRCQ | New | DENBURY RES INC | $96,000 | – | 11,788 | +100.0% | 0.06% | – |
| ARR | Buy | ARMOUR RESIDENTIAL REIT INC | $74,000 | +8.8% | 20,068 | +13.6% | 0.04% | 0.0% |
| ABR | New | ARBOR RLTY TR INC | $68,000 | – | 10,095 | +100.0% | 0.04% | – |
| HEROQ | Exit | HERCULES OFFSHORE INC | $0 | – | -43,471 | -100.0% | -0.06% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -62,845 | -100.0% | -0.11% | – |
| TCMCF | Exit | THOMPSON CREEK METALS CO INCunit 99/99/9999 | $0 | – | -13,544 | -100.0% | -0.12% | – |
| EWG | Exit | ISHARESmsci germany etf | $0 | – | -8,497 | -100.0% | -0.15% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -69,785 | -100.0% | -0.15% | – |
| EWL | Exit | ISHARESmsci sz cap etf | $0 | – | -7,608 | -100.0% | -0.16% | – |
| SM | Exit | SM ENERGY CO | $0 | – | -3,235 | -100.0% | -0.16% | – |
| EWK | Exit | ISHARESbelgium capd etf | $0 | – | -15,856 | -100.0% | -0.17% | – |
| DTSI | Exit | DTS INC | $0 | – | -10,324 | -100.0% | -0.17% | – |
| IBND | Exit | SPDR SERIES TRUSTbrcly intl crp | $0 | – | -7,693 | -100.0% | -0.18% | – |
| IYY | Exit | ISHARES TRdow jones us etf | $0 | – | -2,778 | -100.0% | -0.18% | – |
| DBE | Exit | POWERSHS DB MULTI SECT COMMdb energy fund | $0 | – | -11,537 | -100.0% | -0.20% | – |
| DBO | Exit | POWERSHS DB MULTI SECT COMMdb oil fund | $0 | – | -11,905 | -100.0% | -0.21% | – |
| BOND | Exit | PIMCO ETF TRtotl retn etf | $0 | – | -3,617 | -100.0% | -0.25% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -12,067 | -100.0% | -0.87% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -89,715 | -100.0% | -1.48% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -57,759 | -100.0% | -1.72% | – |
| EWP | Exit | ISHARESmsci span cp etf | $0 | – | -72,613 | -100.0% | -1.82% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -81,103 | -100.0% | -5.16% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-01-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
| ISHARES TR | 40 | Q3 2023 | 16.9% |
| ISHARES TR | 40 | Q3 2023 | 4.5% |
| ISHARES TR | 40 | Q3 2023 | 1.4% |
| ISHARES TR | 39 | Q3 2023 | 4.3% |
| ISHARES TR | 38 | Q3 2023 | 12.5% |
| SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
| ISHARES TR | 36 | Q3 2023 | 9.3% |
| VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| X-17A-5 | 2024-04-16 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-04 |
| X-17A-5 | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.