$155 Million is the total value of FOUNDERS FINANCIAL SECURITIES LLC's 70 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 42.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $23,534,000 | -13.8% | 119,450 | -14.3% | 15.16% | -17.2% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $17,684,000 | -29.8% | 89,197 | -30.2% | 11.39% | -32.6% |
| IVW | New | ISHARES TRs&p 500 grwt etf | $9,945,000 | – | 93,096 | +100.0% | 6.40% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $8,012,000 | – | 81,103 | +100.0% | 5.16% | – |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $6,319,000 | +10.4% | 77,818 | +10.1% | 4.07% | +6.0% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $6,121,000 | +3.7% | 146,759 | +7.2% | 3.94% | -0.4% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $6,085,000 | +7.2% | 100,771 | +10.5% | 3.92% | +3.0% |
| EFA | Buy | ISHARES TRmsci eafe etf | $5,854,000 | +5.7% | 91,302 | +12.7% | 3.77% | +1.5% |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $4,810,000 | – | 91,937 | +100.0% | 3.10% | – |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $4,225,000 | +11.0% | 46,104 | +10.2% | 2.72% | +6.6% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $3,355,000 | – | 52,503 | +100.0% | 2.16% | – |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $3,252,000 | – | 101,917 | +100.0% | 2.10% | – |
| EWP | Buy | ISHARESmsci span cp etf | $2,825,000 | +1007.8% | 72,613 | +1118.5% | 1.82% | +964.3% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,788,000 | +8.2% | 145,418 | +7.2% | 1.80% | +3.9% |
| MSFT | Buy | MICROSOFT CORP | $2,678,000 | +20.9% | 57,759 | +8.7% | 1.72% | +16.1% |
| LLY | Buy | LILLY ELI & CO | $2,578,000 | +16.8% | 39,747 | +11.9% | 1.66% | +12.1% |
| PEP | Buy | PEPSICO INC | $2,531,000 | +18.1% | 27,185 | +13.3% | 1.63% | +13.4% |
| MMM | Buy | 3M CO | $2,438,000 | +12.1% | 17,206 | +13.3% | 1.57% | +7.6% |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $2,405,000 | +6.8% | 119,175 | +13.2% | 1.55% | +2.6% |
| COP | Buy | CONOCOPHILLIPS | $2,367,000 | -4.5% | 30,933 | +7.0% | 1.52% | -8.2% |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr no par | $2,350,000 | – | 71,452 | +100.0% | 1.51% | – |
| BAX | Buy | BAXTER INTL INC | $2,310,000 | +13.3% | 32,189 | +14.1% | 1.49% | +8.8% |
| GE | Buy | GENERAL ELECTRIC CO | $2,298,000 | +12.2% | 89,715 | +15.1% | 1.48% | +7.7% |
| F | Buy | FORD MTR CO DEL | $2,137,000 | -2.6% | 144,498 | +13.6% | 1.38% | -6.5% |
| SYT | New | SYNGENTA AGsponsored adr | $2,118,000 | – | 33,426 | +100.0% | 1.36% | – |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,082,000 | -31.7% | 17,748 | -30.9% | 1.34% | -34.4% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $1,995,000 | +4.8% | 18,036 | +11.0% | 1.28% | +0.7% |
| EUFN | New | ISHARESmsci euro fl etf | $1,969,000 | – | 83,485 | +100.0% | 1.27% | – |
| AGG | Buy | ISHARES TRcore us aggbd et | $1,708,000 | +53.7% | 15,658 | +54.1% | 1.10% | +47.7% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $1,447,000 | -14.6% | 32,070 | -15.6% | 0.93% | -18.0% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $1,347,000 | +13.1% | 12,067 | +4.4% | 0.87% | +8.6% |
| CSX | Buy | CSX CORP | $1,343,000 | +16.8% | 41,882 | +12.2% | 0.86% | +12.2% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $1,140,000 | -1.4% | 8,335 | +3.2% | 0.73% | -5.3% |
| FXG | Buy | FIRST TR EXCHANGE TRADED FDconsumr staple | $950,000 | +32.5% | 24,326 | +35.1% | 0.61% | +27.2% |
| MUB | Buy | ISHARESnat amt free bd | $775,000 | +4.3% | 7,071 | +3.3% | 0.50% | +0.2% |
| FBT | Sell | FIRST TR EXCHANGE TRADED FDny arca biotech | $693,000 | +9.5% | 7,546 | -1.8% | 0.45% | +4.9% |
| FXH | Buy | FIRST TR EXCHANGE TRADED FDhlth care alph | $647,000 | +6.9% | 11,596 | +2.1% | 0.42% | +2.7% |
| FXD | Buy | FIRST TR EXCHANGE TRADED FDconsumr discre | $596,000 | +0.3% | 18,384 | +2.9% | 0.38% | -3.5% |
| SPSB | Sell | SPDR SERIES TRUSTbarc sht tr cp | $470,000 | -26.7% | 15,316 | -26.4% | 0.30% | -29.5% |
| BOND | Sell | PIMCO ETF TRtotl retn etf | $393,000 | -62.0% | 3,617 | -61.9% | 0.25% | -63.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $360,000 | -4.8% | 3,294 | +3.5% | 0.23% | -8.7% |
| DBO | Buy | POWERSHS DB MULTI SECT COMMdb oil fund | $323,000 | -8.5% | 11,905 | +3.7% | 0.21% | -12.2% |
| DBE | Buy | POWERSHS DB MULTI SECT COMMdb energy fund | $311,000 | -8.8% | 11,537 | +4.2% | 0.20% | -12.7% |
| ITRI | Buy | ITRON INC | $289,000 | +2.5% | 7,346 | +5.7% | 0.19% | -1.6% |
| MSTR | Buy | MICROSTRATEGY INCcl a new | $279,000 | -2.1% | 2,134 | +5.3% | 0.18% | -5.8% |
| IYY | Buy | ISHARES TRdow jones us etf | $275,000 | +2.6% | 2,778 | +2.9% | 0.18% | -1.7% |
| IBND | New | SPDR SERIES TRUSTbrcly intl crp | $272,000 | – | 7,693 | +100.0% | 0.18% | – |
| DTSI | New | DTS INC | $261,000 | – | 10,324 | +100.0% | 0.17% | – |
| EWK | New | ISHARESbelgium capd etf | $259,000 | – | 15,856 | +100.0% | 0.17% | – |
| SM | Buy | SM ENERGY CO | $252,000 | -0.8% | 3,235 | +7.3% | 0.16% | -4.7% |
| EWL | Buy | ISHARESmsci sz cap etf | $247,000 | +0.8% | 7,608 | +6.5% | 0.16% | -3.0% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $240,000 | -27.5% | 2,996 | -27.3% | 0.16% | -30.2% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $238,000 | -13.5% | 69,785 | +6.2% | 0.15% | -16.8% |
| EWG | Buy | ISHARESmsci germany etf | $235,000 | -7.8% | 8,497 | +4.1% | 0.15% | -11.7% |
| TBT | Buy | PROSHARES TR | $230,000 | +5.5% | 4,089 | +14.1% | 0.15% | +1.4% |
| AGCO | Buy | AGCO CORP | $230,000 | -12.5% | 5,049 | +8.1% | 0.15% | -15.9% |
| NTAP | New | NETAPP INC | $229,000 | – | 5,335 | +100.0% | 0.15% | – |
| BRC | Buy | BRADY CORPcl a | $225,000 | -17.6% | 10,033 | +9.8% | 0.14% | -20.8% |
| BRKS | Buy | BROOKS AUTOMATION INC | $219,000 | +4.3% | 20,792 | +6.5% | 0.14% | 0.0% |
| FLWS | Buy | 1 800 FLOWERS COMcl a | $200,000 | +33.3% | 27,803 | +7.6% | 0.13% | +27.7% |
| OWW | Buy | ORBITZ WORLDWIDE INC | $200,000 | -5.7% | 25,449 | +6.6% | 0.13% | -9.2% |
| NVDA | New | NVIDIA CORP | $192,000 | – | 10,420 | +100.0% | 0.12% | – |
| TIVO | New | TIVO INC | $185,000 | – | 14,477 | +100.0% | 0.12% | – |
| TCMCF | Buy | THOMPSON CREEK METALS CO INCunit 99/99/9999 | $180,000 | -8.2% | 13,544 | +13.0% | 0.12% | -11.5% |
| IO | Buy | ION GEOPHYSICAL CORP | $175,000 | -27.1% | 62,845 | +10.4% | 0.11% | -29.8% |
| ODP | Buy | OFFICE DEPOT INC | $163,000 | +0.6% | 31,699 | +11.6% | 0.10% | -3.7% |
| CYS | Buy | CYS INVTS INC | $151,000 | +0.7% | 18,268 | +9.8% | 0.10% | -4.0% |
| BYBK | BAY BANCORP INC | $103,000 | -8.8% | 22,217 | 0.0% | 0.07% | -13.2% | |
| HEROQ | Buy | HERCULES OFFSHORE INC | $96,000 | -36.8% | 43,471 | +15.0% | 0.06% | -39.2% |
| ARR | Buy | ARMOUR RESIDENTIAL REIT INC | $68,000 | +3.0% | 17,672 | +16.6% | 0.04% | 0.0% |
| ELNK | Exit | EARTHLINK HLDGS CORP | $0 | – | -32,096 | -100.0% | -0.08% | – |
| BGC | Exit | GENERAL CABLE CORP DEL NEW | $0 | – | -8,415 | -100.0% | -0.14% | – |
| MIFI | Exit | NOVATEL WIRELESS INC | $0 | – | -116,850 | -100.0% | -0.15% | – |
| HYS | Exit | PIMCO ETF TR0-5 high yield | $0 | – | -2,174 | -100.0% | -0.16% | – |
| SIGM | Exit | SIGMA DESIGNS INC | $0 | – | -51,191 | -100.0% | -0.16% | – |
| EWD | Exit | ISHARESmsci sweden etf | $0 | – | -6,986 | -100.0% | -0.16% | – |
| BNDX | Exit | VANGUARD CHARLOTTE FDSintl bd idx etf | $0 | – | -4,928 | -100.0% | -0.17% | – |
| CARB | Exit | CARBONITE INC | $0 | – | -24,036 | -100.0% | -0.19% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -12,800 | -100.0% | -0.21% | – |
| BKF | Exit | ISHARESmsci bric indx | $0 | – | -48,219 | -100.0% | -1.25% | – |
| ILF | Exit | ISHARESlatn amer 40 etf | $0 | – | -49,737 | -100.0% | -1.28% | – |
| EEM | Exit | ISHARESmsci emg mkt etf | $0 | – | -44,236 | -100.0% | -1.28% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -18,329 | -100.0% | -1.37% | – |
| XLE | Exit | SELECT SECTOR SPDR TRsbi int-energy | $0 | – | -20,430 | -100.0% | -1.37% | – |
| GLW | Exit | CORNING INC | $0 | – | -99,137 | -100.0% | -1.46% | – |
| IGV | Exit | ISHARESna tec-sftwr etf | $0 | – | -29,825 | -100.0% | -1.72% | – |
| ACWX | Exit | ISHARESmsci acwi us etf | $0 | – | -184,740 | -100.0% | -5.95% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-10-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 18.8% |
| ISHARES TR | 40 | Q3 2023 | 16.9% |
| ISHARES TR | 40 | Q3 2023 | 4.5% |
| ISHARES TR | 40 | Q3 2023 | 1.4% |
| ISHARES TR | 39 | Q3 2023 | 4.3% |
| ISHARES TR | 38 | Q3 2023 | 12.5% |
| SELECT SECTOR SPDR TR | 38 | Q3 2023 | 4.0% |
| ISHARES TR | 36 | Q3 2023 | 9.3% |
| VANGUARD BD INDEX FDS | 36 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 35 | Q3 2023 | 17.8% |
View FOUNDERS FINANCIAL SECURITIES LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| X-17A-5 | 2024-04-16 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-04 |
| X-17A-5 | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-27 |
View FOUNDERS FINANCIAL SECURITIES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.