$2.31 Billion is the total value of RMB Capital Management, LLC's 664 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 32.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| V | Sell | VISA INC | $52,474,000 | +2.0% | 262,407 | -1.5% | 2.27% | +0.2% |
| DHR | Sell | DANAHER CORPORATION | $51,780,000 | +16.8% | 240,467 | -4.1% | 2.24% | +14.8% |
| MSFT | Sell | MICROSOFT CORP | $44,498,000 | +1.7% | 211,562 | -1.6% | 1.92% | -0.1% |
| PTC | Sell | PTC INC | $40,816,000 | +4.9% | 493,428 | -1.4% | 1.77% | +3.1% |
| AAPL | Buy | APPLE INC | $40,283,000 | +1.0% | 347,831 | +218.3% | 1.74% | -0.7% |
| STE | Sell | STERIS PLC | $39,803,000 | +12.8% | 225,910 | -1.8% | 1.72% | +10.9% |
| INFO | Sell | IHS MARKIT LTD | $39,054,000 | -1.0% | 497,433 | -4.8% | 1.69% | -2.7% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $38,680,000 | +13.7% | 484,595 | -1.5% | 1.67% | +11.8% |
| PGR | Sell | PROGRESSIVE CORP | $37,838,000 | +15.2% | 399,687 | -2.5% | 1.64% | +13.3% |
| AZPN | Buy | ASPEN TECHNOLOGY INC | $36,498,000 | +35.0% | 288,319 | +10.5% | 1.58% | +32.7% |
| SIVB | Sell | SVB FINANCIAL GROUP | $35,119,000 | +10.7% | 145,952 | -0.8% | 1.52% | +8.8% |
| COO | Sell | COOPER COS INC | $35,101,000 | +17.0% | 104,121 | -1.6% | 1.52% | +14.9% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $34,078,000 | +0.4% | 101,758 | -7.5% | 1.47% | -1.3% |
| MKTX | Sell | MARKETAXESS HLDGS INC | $33,276,000 | -4.8% | 69,097 | -1.0% | 1.44% | -6.4% |
| JKHY | Buy | HENRY JACK & ASSOC INC | $33,286,000 | -6.1% | 204,720 | +6.2% | 1.44% | -7.8% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $32,299,000 | +2.3% | 22,038 | -1.0% | 1.40% | +0.5% |
| NDSN | Sell | NORDSON CORP | $32,101,000 | -1.7% | 167,351 | -2.7% | 1.39% | -3.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $31,062,000 | +0.2% | 322,654 | -2.1% | 1.34% | -1.5% |
| SERV | Buy | SERVICEMASTER GLOBAL HLDGS I | $30,401,000 | +17.6% | 762,315 | +5.2% | 1.32% | +15.6% |
| FBHS | Sell | FORTUNE BRANDS HOME & SEC IN | $29,834,000 | +31.1% | 344,828 | -3.1% | 1.29% | +28.8% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $29,633,000 | +1.3% | 20,164 | -2.6% | 1.28% | -0.5% |
| TJX | Sell | TJX COS INC NEW | $29,398,000 | +9.1% | 528,262 | -0.9% | 1.27% | +7.3% |
| DG | Buy | DOLLAR GEN CORP NEW | $29,162,000 | +23.5% | 139,117 | +12.2% | 1.26% | +21.3% |
| BKNG | Sell | BOOKING HOLDINGS INC | $28,722,000 | +7.1% | 16,789 | -0.3% | 1.24% | +5.3% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $25,534,000 | +1.5% | 234,129 | -1.4% | 1.10% | -0.3% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $24,111,000 | -8.3% | 99,743 | -1.9% | 1.04% | -9.9% |
| TYL | Sell | TYLER TECHNOLOGIES INC | $23,077,000 | -6.1% | 66,205 | -6.6% | 1.00% | -7.8% |
| LOW | Sell | LOWES COS INC | $21,359,000 | +20.6% | 128,781 | -1.7% | 0.92% | +18.6% |
| MTN | Sell | VAIL RESORTS INC | $20,320,000 | +13.4% | 94,967 | -3.4% | 0.88% | +11.5% |
| WST | Sell | WEST PHARMACEUTICAL SVSC INC | $19,808,000 | +12.8% | 72,055 | -6.8% | 0.86% | +10.9% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $19,124,000 | +5.8% | 61,342 | +0.1% | 0.83% | +4.0% |
| BDX | Buy | BECTON DICKINSON & CO | $17,167,000 | +15.4% | 73,779 | +18.7% | 0.74% | +13.4% |
| ACN | Sell | ACCENTURE PLC IRELAND | $16,108,000 | +4.8% | 71,275 | -0.4% | 0.70% | +3.1% |
| MS | Sell | MORGAN STANLEY | $16,013,000 | -0.7% | 331,198 | -0.8% | 0.69% | -2.4% |
| AVY | Buy | AVERY DENNISON CORP | $15,884,000 | +17.7% | 124,252 | +5.0% | 0.69% | +15.7% |
| RGEN | Buy | REPLIGEN CORP | $15,330,000 | +24.0% | 103,903 | +3.9% | 0.66% | +21.9% |
| FICO | Buy | FAIR ISAAC CORP | $15,323,000 | +6.3% | 36,021 | +4.5% | 0.66% | +4.6% |
| CDW | Buy | CDW CORP | $15,245,000 | +62.1% | 127,541 | +57.5% | 0.66% | +59.4% |
| KRE | Sell | SPDR SER TRs&p regl bkg | $15,166,000 | -9.6% | 425,054 | -2.8% | 0.66% | -11.2% |
| EGP | Buy | EASTGROUP PPTY INC | $15,098,000 | +18.2% | 116,737 | +8.4% | 0.65% | +16.2% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $14,463,000 | +10.4% | 74,857 | -0.1% | 0.63% | +8.5% |
| UNP | Sell | UNION PAC CORP | $14,390,000 | +16.1% | 73,094 | -0.3% | 0.62% | +14.1% |
| CTLT | Buy | CATALENT INC | $14,375,000 | +22.5% | 167,814 | +4.8% | 0.62% | +20.3% |
| SBUX | Buy | STARBUCKS CORP | $13,916,000 | +17.8% | 161,973 | +0.9% | 0.60% | +15.8% |
| RBA | Sell | RITCHIE BROS AUCTIONEERS | $13,675,000 | +43.1% | 230,795 | -1.4% | 0.59% | +40.6% |
| AMGN | Sell | AMGEN INC | $13,428,000 | +7.5% | 52,833 | -0.2% | 0.58% | +5.6% |
| CERN | Buy | CERNER CORP | $13,372,000 | +6.4% | 184,975 | +0.9% | 0.58% | +4.5% |
| POOL | Buy | POOL CORP | $13,236,000 | +25.2% | 39,565 | +1.7% | 0.57% | +23.2% |
| ADI | Buy | ANALOG DEVICES INC | $12,844,000 | -3.4% | 110,034 | +1.5% | 0.56% | -5.0% |
| MPWR | Sell | MONOLITHIC PWR SYS INC | $12,830,000 | +15.5% | 45,885 | -2.1% | 0.56% | +13.5% |
| DGRW | Sell | WISDOMTREE TRus qtly div grt | $12,575,000 | +5.2% | 253,683 | -3.4% | 0.54% | +3.4% |
| TDY | Buy | TELEDYNE TECHNOLOGIES INC | $12,431,000 | +7.9% | 40,072 | +8.1% | 0.54% | +6.1% |
| AMZN | Sell | AMAZON COM INC | $11,965,000 | +10.2% | 3,800 | -3.5% | 0.52% | +8.4% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $11,857,000 | +7.6% | 92,156 | -2.0% | 0.51% | +5.8% |
| KDP | New | KEURIG DR PEPPER INC | $11,512,000 | – | 417,104 | +100.0% | 0.50% | – |
| DEO | Buy | DIAGEO PLCspon adr new | $10,981,000 | +4.9% | 79,771 | +2.4% | 0.48% | +3.0% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $10,929,000 | +6.3% | 95,276 | -0.5% | 0.47% | +4.6% |
| EXP | Buy | EAGLE MATLS INC | $10,818,000 | +30.9% | 125,326 | +6.5% | 0.47% | +28.6% |
| COLM | Buy | COLUMBIA SPORTSWEAR CO | $10,647,000 | +25.2% | 122,406 | +16.0% | 0.46% | +23.3% |
| PFPT | Buy | PROOFPOINT INC | $10,451,000 | +6.4% | 99,012 | +12.0% | 0.45% | +4.6% |
| CME | Buy | CME GROUP INC | $10,164,000 | +7.9% | 60,751 | +4.8% | 0.44% | +6.0% |
| IHDG | Sell | WISDOMTREE TRitl hdg qtly div | $10,123,000 | -0.4% | 276,809 | -4.4% | 0.44% | -2.0% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $10,107,000 | +5.9% | 200,334 | -0.0% | 0.44% | +4.0% |
| ABT | Sell | ABBOTT LABS | $9,663,000 | +16.8% | 88,784 | -1.9% | 0.42% | +14.8% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $9,032,000 | +8.2% | 51,244 | +0.7% | 0.39% | +6.5% |
| AFG | Buy | AMERICAN FINL GROUP INC OHIO | $8,999,000 | +11.4% | 134,357 | +5.6% | 0.39% | +9.3% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $8,837,000 | +1.9% | 125,829 | -0.9% | 0.38% | 0.0% |
| SNPS | New | SYNOPSYS INC | $8,834,000 | – | 41,285 | +100.0% | 0.38% | – |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $8,794,000 | +4.2% | 25,955 | -0.2% | 0.38% | +2.4% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $8,708,000 | -26.5% | 151,350 | -21.3% | 0.38% | -27.6% |
| BCO | Buy | BRINKS CO | $8,635,000 | -1.9% | 210,146 | +8.6% | 0.37% | -3.6% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $8,579,000 | +6.1% | 49,626 | -3.0% | 0.37% | +4.2% |
| IWB | Sell | ISHARES TRrus 1000 etf | $8,533,000 | +7.1% | 45,597 | -1.7% | 0.37% | +5.1% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $8,425,000 | +8.8% | 27,051 | -2.6% | 0.36% | +6.7% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $8,207,000 | +23.9% | 37,839 | +9.7% | 0.36% | +21.6% |
| RPM | Buy | RPM INTL INC | $7,797,000 | +78.2% | 94,124 | +61.4% | 0.34% | +74.6% |
| FISV | Sell | FISERV INC | $7,573,000 | +0.0% | 73,486 | -5.3% | 0.33% | -1.5% |
| NEOG | Sell | NEOGEN CORP | $7,370,000 | +0.5% | 94,181 | -0.3% | 0.32% | -1.2% |
| CPRT | Buy | COPART INC | $7,378,000 | +44.5% | 70,156 | +14.4% | 0.32% | +41.8% |
| BFAM | Buy | BRIGHT HORIZONS FAM SOL IN D | $7,158,000 | +35.0% | 47,082 | +4.1% | 0.31% | +33.0% |
| CUK | Buy | CARNIVAL PLCadr | $7,026,000 | +10.1% | 543,843 | +7.2% | 0.30% | +8.2% |
| SBCF | Buy | SEACOAST BKG CORP FLA | $6,991,000 | +8.7% | 387,737 | +23.0% | 0.30% | +6.7% |
| VC | Buy | VISTEON CORP | $6,859,000 | +8.9% | 99,102 | +7.8% | 0.30% | +7.2% |
| ARGO | Buy | ARGO GROUP INTL HLDGS LTD | $6,667,000 | +14.2% | 193,643 | +15.6% | 0.29% | +12.1% |
| NEO | Sell | NEOGENOMICS INC | $6,511,000 | +15.8% | 176,495 | -2.8% | 0.28% | +13.7% |
| PCH | New | POTLATCHDELTIC CORPORATION | $6,324,000 | – | 150,198 | +100.0% | 0.27% | – |
| OMCL | Sell | OMNICELL COM | $6,243,000 | +3.9% | 83,615 | -1.8% | 0.27% | +1.9% |
| EOG | Sell | EOG RES INC | $6,216,000 | -59.9% | 172,948 | -43.5% | 0.27% | -60.6% |
| EXPO | Sell | EXPONENT INC | $6,183,000 | -11.2% | 85,843 | -0.2% | 0.27% | -13.0% |
| MKSI | Buy | MKS INSTRS INC | $6,047,000 | +1.8% | 55,367 | +5.6% | 0.26% | +0.4% |
| ABBV | Sell | ABBVIE INC | $5,904,000 | -15.9% | 67,408 | -5.7% | 0.26% | -17.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,859,000 | +4.6% | 39,356 | -1.2% | 0.25% | +2.4% |
| MNSB | MAINSTREET BANCSHARES INC | $5,826,000 | -7.3% | 476,017 | 0.0% | 0.25% | -9.0% | |
| MKL | Buy | MARKEL CORP | $5,741,000 | +22.3% | 5,897 | +15.9% | 0.25% | +19.8% |
| HD | Sell | HOME DEPOT INC | $5,664,000 | +6.9% | 20,392 | -3.6% | 0.24% | +5.2% |
| KAI | Sell | KADANT INC | $5,672,000 | -4.0% | 51,739 | -12.8% | 0.24% | -5.8% |
| ATR | Sell | APTARGROUP INC | $5,594,000 | +0.2% | 49,416 | -0.9% | 0.24% | -1.6% |
| FTEC | Sell | FIDELITY COVINGTON TRUSTmsci info tech i | $5,565,000 | +11.7% | 60,445 | -0.2% | 0.24% | +10.0% |
| JNK | Sell | SPDR SER TRbloomberg brclys | $5,495,000 | -0.2% | 52,698 | -3.2% | 0.24% | -1.7% |
| EXAS | Buy | EXACT SCIENCES CORP | $5,457,000 | +22.9% | 53,525 | +4.8% | 0.24% | +21.0% |
| TECH | Buy | BIO-TECHNE CORP | $5,434,000 | +9.4% | 21,936 | +16.7% | 0.24% | +7.3% |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $5,394,000 | -22.0% | 222,705 | -1.9% | 0.23% | -23.4% |
| DMRC | Buy | DIGIMARC CORP NEW | $5,350,000 | +51.8% | 239,572 | +8.7% | 0.23% | +49.0% |
| DON | Sell | WISDOMTREE TRus midcap divid | $5,325,000 | -11.2% | 184,141 | -13.0% | 0.23% | -12.9% |
| CPK | Sell | CHESAPEAKE UTILS CORP | $5,199,000 | 0.0% | 61,669 | -0.4% | 0.22% | -1.7% |
| TCBK | Sell | TRICO BANCSHARES | $5,188,000 | -20.1% | 211,858 | -0.7% | 0.22% | -21.7% |
| WPX | Buy | WPX ENERGY INC | $5,123,000 | -18.5% | 1,045,424 | +6.1% | 0.22% | -19.9% |
| GWRE | Sell | GUIDEWIRE SOFTWARE INC | $5,058,000 | -49.9% | 48,504 | -46.7% | 0.22% | -50.7% |
| CW | Sell | CURTISS WRIGHT CORP | $5,052,000 | +4.3% | 54,171 | -0.1% | 0.22% | +2.8% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $5,026,000 | +45.2% | 83,363 | +41.6% | 0.22% | +42.8% |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $4,953,000 | -9.6% | 33,643 | -17.7% | 0.21% | -11.2% |
| SPLV | Buy | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $4,774,000 | +8.3% | 89,008 | +0.3% | 0.21% | +6.7% |
| ITT | Buy | ITT INC | $4,731,000 | +6.1% | 80,110 | +5.5% | 0.20% | +4.6% |
| ARE | Buy | ALEXANDRIA REAL ESTATE EQ IN | $4,682,000 | +21.5% | 29,262 | +23.2% | 0.20% | +19.4% |
| MLM | Buy | MARTIN MARIETTA MATLS INC | $4,678,000 | +46.7% | 19,879 | +28.8% | 0.20% | +44.3% |
| IDXX | Buy | IDEXX LABS INC | $4,589,000 | +28.5% | 11,674 | +8.0% | 0.20% | +26.8% |
| NOBL | Sell | PROSHARES TRs&p 500 dv arist | $4,607,000 | +3.6% | 63,846 | -3.4% | 0.20% | +1.5% |
| ISBC | Buy | INVESTORS BANCORP INC NEW | $4,434,000 | -12.9% | 610,783 | +2.0% | 0.19% | -14.3% |
| CRM | Sell | SALESFORCE COM INC | $4,428,000 | +28.0% | 17,620 | -4.6% | 0.19% | +26.3% |
| IEX | Buy | IDEX CORP | $4,405,000 | +34.3% | 24,151 | +16.3% | 0.19% | +32.6% |
| AHCO | Sell | ADAPTHEALTH CORP | $4,383,000 | +11.7% | 200,977 | -17.6% | 0.19% | +9.8% |
| BFA | Buy | BROWN FORMAN CORPcl a | $4,355,000 | +47.8% | 63,406 | +23.9% | 0.19% | +44.6% |
| CVBF | Buy | CVB FINL CORP | $4,297,000 | -9.0% | 258,382 | +2.6% | 0.19% | -10.6% |
| STLD | Buy | STEEL DYNAMICS INC | $4,203,000 | +34.8% | 146,794 | +22.8% | 0.18% | +32.8% |
| GGG | Buy | GRACO INC | $4,088,000 | +47.8% | 66,635 | +15.6% | 0.18% | +45.1% |
| ROLL | Buy | RBC BEARINGS INC | $4,035,000 | -9.4% | 33,288 | +0.2% | 0.18% | -10.7% |
| CRS | Buy | CARPENTER TECHNOLOGY CORP | $4,025,000 | -23.5% | 221,639 | +2.3% | 0.17% | -25.0% |
| FIVN | Sell | FIVE9 INC | $3,982,000 | +15.4% | 30,708 | -1.5% | 0.17% | +13.2% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $3,961,000 | +15.4% | 662,418 | +15.3% | 0.17% | +13.2% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $3,890,000 | +5.3% | 95,119 | -0.1% | 0.17% | +3.1% |
| CHNG | Buy | CHANGE HEALTHCARE INC | $3,890,000 | +37.9% | 268,080 | +6.5% | 0.17% | +35.5% |
| BP | Sell | BP PLCsponsored adr | $3,788,000 | -25.4% | 216,941 | -0.3% | 0.16% | -26.5% |
| WNS | Sell | WNS HLDGS LTDspon adr | $3,790,000 | +5.7% | 59,255 | -9.1% | 0.16% | +3.8% |
| GTLS | Sell | CHART INDS INC | $3,778,000 | -48.6% | 53,768 | -64.6% | 0.16% | -49.7% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $3,760,000 | +2.5% | 11,189 | -5.5% | 0.16% | +1.2% |
| SSB | Sell | SOUTH ST CORP | $3,763,000 | -0.3% | 78,156 | -1.3% | 0.16% | -1.8% |
| IVW | ISHARES TRs&p 500 grwt etf | $3,600,000 | +11.4% | 15,581 | 0.0% | 0.16% | +9.9% | |
| PYPL | Sell | PAYPAL HLDGS INC | $3,591,000 | +1.4% | 18,226 | -10.3% | 0.16% | -0.6% |
| ODFL | Buy | OLD DOMINION FREIGHT LINE IN | $3,584,000 | +23.4% | 19,809 | +15.7% | 0.16% | +21.1% |
| KMI | Sell | KINDER MORGAN INC DEL | $3,544,000 | -35.7% | 287,419 | -20.9% | 0.15% | -37.0% |
| SF | Buy | STIFEL FINL CORP | $3,507,000 | +7.3% | 69,350 | +0.6% | 0.15% | +5.6% |
| TREX | Buy | TREX CO INC | $3,458,000 | -21.1% | 48,294 | +43.3% | 0.15% | -22.3% |
| SKY | Sell | SKYLINE CHAMPION CORPORATION | $3,390,000 | +4.1% | 126,627 | -5.3% | 0.15% | +2.8% |
| TYG | Buy | TORTOISE ENERGY INFRA CORP | $3,365,000 | -0.6% | 227,546 | +7.7% | 0.15% | -2.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,377,000 | +16.6% | 15,858 | -2.2% | 0.15% | +15.0% |
| AKAM | Buy | AKAMAI TECHNOLOGIES INC | $3,352,000 | +10.3% | 30,328 | +6.8% | 0.14% | +8.2% |
| TRMB | Buy | TRIMBLE INC | $3,300,000 | +30.2% | 67,752 | +15.4% | 0.14% | +27.7% |
| SFBS | Buy | SERVISFIRST BANCSHARES INC | $3,289,000 | +18.0% | 96,644 | +24.0% | 0.14% | +15.4% |
| PLMR | Sell | PALOMAR HLDGS INC | $3,219,000 | -27.3% | 30,879 | -40.2% | 0.14% | -28.7% |
| FMS | Buy | FRESENIUS MED CARE AG&CO KGAsponsored adr | $3,217,000 | -1.2% | 75,722 | +0.7% | 0.14% | -2.8% |
| RPAY | Sell | REPAY HLDGS CORP | $3,164,000 | -23.0% | 134,625 | -19.3% | 0.14% | -24.3% |
| ZNGA | New | ZYNGA INCcl a | $3,176,000 | – | 348,293 | +100.0% | 0.14% | – |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN F | $3,175,000 | +5.5% | 234,680 | +3.3% | 0.14% | +3.8% |
| FOXF | Buy | FOX FACTORY HLDG CORP | $3,148,000 | -7.1% | 42,357 | +3.2% | 0.14% | -8.7% |
| EQC | Buy | EQUITY COMWLTH | $3,088,000 | -13.1% | 115,948 | +5.1% | 0.13% | -14.1% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $3,033,000 | -5.8% | 229,916 | -5.9% | 0.13% | -7.7% |
| PNFP | Buy | PINNACLE FINL PARTNERS INC | $3,027,000 | +2.2% | 85,043 | +20.5% | 0.13% | +0.8% |
| CDLX | Sell | CARDLYTICS INC | $3,008,000 | -23.0% | 42,629 | -23.6% | 0.13% | -24.4% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $2,997,000 | -0.9% | 20,007 | -5.3% | 0.13% | -2.3% |
| VUG | VANGUARD INDEX FDSgrowth etf | $3,003,000 | +12.6% | 13,195 | 0.0% | 0.13% | +11.1% | |
| ACIW | Sell | ACI WORLDWIDE INC | $2,986,000 | -6.9% | 114,276 | -3.8% | 0.13% | -8.5% |
| IWR | Sell | ISHARES TRrus mid cap etf | $2,924,000 | +3.0% | 50,959 | -3.8% | 0.13% | +0.8% |
| TXN | Sell | TEXAS INSTRS INC | $2,924,000 | +11.8% | 20,479 | -0.6% | 0.13% | +9.6% |
| NVR | Buy | NVR INC | $2,887,000 | +46.7% | 707 | +17.1% | 0.12% | +43.7% |
| UA | New | UNDER ARMOUR INCcl c | $2,890,000 | – | 293,719 | +100.0% | 0.12% | – |
| FLIR | Buy | FLIR SYS INC | $2,792,000 | +13.2% | 77,876 | +28.1% | 0.12% | +11.0% |
| AT | ATLANTIC POWER CORP | $2,744,000 | -2.0% | 1,400,000 | 0.0% | 0.12% | -3.3% | |
| MPC | Buy | MARATHON PETE CORP | $2,731,000 | +109.6% | 93,105 | +167.2% | 0.12% | +107.0% |
| MA | MASTERCARD INCORPORATEDcl a | $2,630,000 | +14.3% | 7,778 | 0.0% | 0.11% | +12.9% | |
| DTN | Sell | WISDOMTREE TRus divid ex fncl | $2,610,000 | +1.1% | 34,603 | -1.2% | 0.11% | -0.9% |
| TRHC | Buy | TABULA RASA HEALTHCARE INC | $2,582,000 | -13.9% | 63,314 | +15.6% | 0.11% | -15.2% |
| CHY | Buy | CALAMOS CONV & HIGH INCOME F | $2,532,000 | +196.5% | 216,749 | +187.7% | 0.11% | +189.5% |
| New | LIGHTSPEED POS INC | $2,487,000 | – | 103,743 | +100.0% | 0.11% | – | |
| CONE | Buy | CYRUSONE INC | $2,472,000 | +10.0% | 35,299 | +14.3% | 0.11% | +8.1% |
| CSL | Buy | CARLISLE COS INC | $2,394,000 | +20.4% | 19,565 | +17.8% | 0.10% | +18.2% |
| KYN | Buy | KAYNE ANDERSON ENERGY INFRST | $2,382,000 | +348.6% | 597,093 | +494.1% | 0.10% | +347.8% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $2,383,000 | +1.4% | 4,859 | -10.0% | 0.10% | 0.0% |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $2,312,000 | -1.8% | 37,438 | -3.4% | 0.10% | -3.8% |
| RARE | Buy | ULTRAGENYX PHARMACEUTICAL IN | $2,313,000 | +10.8% | 28,143 | +5.5% | 0.10% | +8.7% |
| FRA | Sell | BLACKROCK FLOATING RATE INCO | $2,250,000 | -7.9% | 195,688 | -10.4% | 0.10% | -10.2% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $2,240,000 | +19.7% | 7 | 0.0% | 0.10% | +18.3% | |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $2,232,000 | -1.3% | 45,560 | -5.3% | 0.10% | -3.0% |
| HEI | Sell | HEICO CORP NEW | $2,231,000 | -35.7% | 21,320 | -38.7% | 0.10% | -36.6% |
| ISRG | Sell | INTUITIVE SURGICAL INC | $2,230,000 | +23.8% | 3,143 | -0.6% | 0.10% | +21.5% |
| MYL | Buy | MYLAN NV | $2,168,000 | +17.0% | 146,192 | +26.9% | 0.09% | +14.6% |
| LMT | Sell | LOCKHEED MARTIN CORP | $2,169,000 | +3.6% | 5,661 | -1.4% | 0.09% | +2.2% |
| KSU | KANSAS CITY SOUTHERN | $2,184,000 | +21.1% | 12,075 | 0.0% | 0.09% | +19.0% | |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $2,097,000 | +21.8% | 614,821 | +22.8% | 0.09% | +19.7% |
| HALO | Sell | HALOZYME THERAPEUTICS INC | $2,076,000 | -6.1% | 79,003 | -4.1% | 0.09% | -7.2% |
| FB | Sell | FACEBOOK INCcl a | $2,032,000 | +8.8% | 7,757 | -5.7% | 0.09% | +7.3% |
| CTT | Sell | CATCHMARK TIMBER TR INCcl a | $2,045,000 | -9.1% | 228,974 | -10.0% | 0.09% | -11.1% |
| NTRS | NORTHERN TR CORP | $2,020,000 | -1.8% | 25,910 | 0.0% | 0.09% | -3.3% | |
| DES | Sell | WISDOMTREE TRus smallcap divd | $1,997,000 | -14.4% | 94,734 | -14.0% | 0.09% | -16.5% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $1,987,000 | +8.6% | 10,720 | +4.2% | 0.09% | +6.2% |
| GDV | Buy | GABELLI DIVID & INCOME TR | $1,982,000 | +393.0% | 108,013 | +373.2% | 0.09% | +377.8% |
| PDFS | Buy | PDF SOLUTIONS INC | $1,990,000 | +23.8% | 106,356 | +29.3% | 0.09% | +21.1% |
| MUJ | Sell | BLACKROCK MUNIHLDGS NJ QLTY | $1,952,000 | -33.8% | 143,632 | -34.7% | 0.08% | -35.4% |
| ROKU | Buy | ROKU INC | $1,924,000 | +88.1% | 10,193 | +16.1% | 0.08% | +84.4% |
| MCD | Buy | MCDONALDS CORP | $1,906,000 | +45.3% | 8,684 | +22.1% | 0.08% | +41.4% |
| GWPH | Buy | GW PHARMACEUTICALS PLCads | $1,864,000 | -9.9% | 19,152 | +13.6% | 0.08% | -11.0% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $1,864,000 | -23.1% | 164,062 | -24.7% | 0.08% | -24.3% |
| JCOM | Sell | J2 GLOBAL INC | $1,853,000 | -2.5% | 26,763 | -11.0% | 0.08% | -4.8% |
| CVX | Sell | CHEVRON CORP NEW | $1,845,000 | -78.3% | 25,630 | -73.2% | 0.08% | -78.7% |
| WBS | Buy | WEBSTER FINL CORP CONN | $1,822,000 | +22.1% | 69,004 | +32.4% | 0.08% | +19.7% |
| IBP | Sell | INSTALLED BLDG PRODS INC | $1,811,000 | +4.2% | 17,800 | -29.5% | 0.08% | +1.3% |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDord | $1,811,000 | +1.5% | 45,622 | -10.3% | 0.08% | -1.3% |
| FAST | Buy | FASTENAL CO | $1,781,000 | +8.0% | 39,497 | +2.6% | 0.08% | +5.5% |
| NQP | Sell | NUVEEN PENNSYLVANIA QLT MUN | $1,756,000 | -9.0% | 130,658 | -8.2% | 0.08% | -10.6% |
| NEE | Sell | NEXTERA ENERGY INC | $1,746,000 | +9.1% | 6,289 | -5.6% | 0.08% | +8.6% |
| ABCB | Sell | AMERIS BANCORP | $1,743,000 | -16.4% | 76,500 | -13.4% | 0.08% | -18.5% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,740,000 | +383.3% | 29,246 | +347.6% | 0.08% | +368.8% |
| NHLD | Sell | NATIONAL HOLDINGS CORPput | $1,729,000 | -13.9% | 815,759 | -18.8% | 0.08% | -14.8% |
| MRK | Buy | MERCK & CO. INC | $1,709,000 | +34.4% | 20,602 | +25.3% | 0.07% | +32.1% |
| ENS | Sell | ENERSYS | $1,685,000 | -6.1% | 25,104 | -9.9% | 0.07% | -7.6% |
| MO | New | ALTRIA GROUP INC | $1,655,000 | – | 42,835 | +100.0% | 0.07% | – |
| HEIA | HEICO CORP NEWcl a | $1,625,000 | +9.1% | 18,324 | 0.0% | 0.07% | +6.1% | |
| NRK | Sell | NUVEEN NEW YORK AMT QLT MUNI | $1,610,000 | -30.3% | 125,219 | -30.2% | 0.07% | -31.4% |
| CNR | Sell | CORNERSTONE BLDG BRANDS INC | $1,606,000 | 0.0% | 201,208 | -24.1% | 0.07% | -2.8% |
| VRRM | Sell | VERRA MOBILITY CORP | $1,596,000 | -13.7% | 165,192 | -8.2% | 0.07% | -14.8% |
| C | Buy | CITIGROUP INC | $1,562,000 | -7.4% | 36,230 | +9.8% | 0.07% | -8.1% |
| WY | Buy | WEYERHAEUSER CO MTN BE | $1,583,000 | +32.8% | 55,501 | +4.6% | 0.07% | +30.8% |
| CIEN | Buy | CIENA CORP | $1,559,000 | -26.1% | 39,267 | +0.8% | 0.07% | -28.0% |
| DOW | New | DOW INC | $1,552,000 | – | 32,976 | +100.0% | 0.07% | – |
| WPC | Sell | WP CAREY INC | $1,560,000 | -5.3% | 23,940 | -1.6% | 0.07% | -6.9% |
| DLTR | Sell | DOLLAR TREE INC | $1,556,000 | -10.4% | 17,031 | -9.1% | 0.07% | -11.8% |
| IR | Sell | INGERSOLL RAND INC | $1,506,000 | +15.0% | 42,312 | -9.1% | 0.06% | +12.1% |
| MYC | Sell | BLACKROCK MUNIYIELD CALIF FD | $1,491,000 | -28.3% | 107,633 | -27.9% | 0.06% | -29.3% |
| NVDA | Sell | NVIDIA CORPORATION | $1,500,000 | +32.5% | 2,771 | -7.0% | 0.06% | +30.0% |
| STOR | New | STORE CAP CORP | $1,486,000 | – | 54,167 | +100.0% | 0.06% | – |
| SYK | Buy | STRYKER CORPORATION | $1,483,000 | +18.9% | 7,115 | +2.8% | 0.06% | +16.4% |
| ROP | Sell | ROPER TECHNOLOGIES INC | $1,488,000 | -1.3% | 3,767 | -3.0% | 0.06% | -3.0% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $1,473,000 | -47.2% | 5,300 | -52.9% | 0.06% | -48.0% |
| RMRM | Buy | RMR MORTGAGE TR | $1,448,000 | -12.0% | 159,851 | +13.3% | 0.06% | -12.5% |
| ECL | Sell | ECOLAB INC | $1,464,000 | -3.2% | 7,328 | -3.7% | 0.06% | -6.0% |
| HON | Sell | HONEYWELL INTL INC | $1,455,000 | +10.8% | 8,840 | -2.7% | 0.06% | +8.6% |
| ILMN | Sell | ILLUMINA INC | $1,453,000 | -20.5% | 4,700 | -4.8% | 0.06% | -21.2% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $1,451,000 | +10.0% | 14,504 | +0.7% | 0.06% | +8.6% |
| DGRO | Sell | ISHARES TRcore div grwth | $1,439,000 | +1.7% | 36,154 | -3.9% | 0.06% | 0.0% |
| LMST | Buy | LIMESTONE BANCORP INC | $1,426,000 | +13.7% | 135,533 | +42.1% | 0.06% | +12.7% |
| USB | Sell | US BANCORP DEL | $1,404,000 | -4.2% | 39,160 | -1.6% | 0.06% | -4.7% |
| TFX | Buy | TELEFLEX INCORPORATED | $1,402,000 | +10.0% | 4,119 | +17.7% | 0.06% | +8.9% |
| JPC | Buy | NUVEEN PFD & INCOME OPPORTUN | $1,381,000 | +3.4% | 162,622 | +0.3% | 0.06% | +1.7% |
| NCV | New | ALLIANZGI CONV INCOME FD | $1,390,000 | – | 303,406 | +100.0% | 0.06% | – |
| PCRX | Sell | PACIRA BIOSCIENCES | $1,379,000 | -9.1% | 22,938 | -20.6% | 0.06% | -10.4% |
| BACPRL | Sell | BK OF AMERICA CORP7.25%cnv pfd l | $1,369,000 | +1.0% | 920 | -8.9% | 0.06% | -1.7% |
| DE | DEERE & CO | $1,354,000 | +41.0% | 6,109 | 0.0% | 0.06% | +40.5% | |
| VEEV | VEEVA SYS INC | $1,353,000 | +19.9% | 4,811 | 0.0% | 0.06% | +18.0% | |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $1,366,000 | -37.1% | 11,708 | -43.7% | 0.06% | -38.5% |
| RVT | New | ROYCE VALUE TR INC | $1,372,000 | – | 108,546 | +100.0% | 0.06% | – |
| CWB | SPDR SER TRblmbrg brc cnvrt | $1,343,000 | +13.9% | 19,490 | 0.0% | 0.06% | +11.5% | |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $1,319,000 | -32.3% | 29,916 | -38.5% | 0.06% | -33.7% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $1,320,000 | +35.7% | 165,982 | +26.7% | 0.06% | +32.6% |
| NTG | Buy | TORTOISE MIDSTRM ENERGY FD I | $1,308,000 | +341.9% | 90,283 | +427.6% | 0.06% | +338.5% |
| SUM | Sell | SUMMIT MATLS INCcl a | $1,319,000 | -30.8% | 79,730 | -32.7% | 0.06% | -32.1% |
| MTZ | Sell | MASTEC INC | $1,284,000 | -43.9% | 30,429 | -40.3% | 0.06% | -44.6% |
| IGF | Sell | ISHARES TRglb infrastr etf | $1,281,000 | -42.7% | 33,205 | -43.1% | 0.06% | -43.9% |
| GAM | Buy | GENERAL AMERN INVS INC | $1,274,000 | +59.2% | 37,538 | +49.4% | 0.06% | +57.1% |
| FEI | Buy | FIRST TR MLP & ENERGY INCOM | $1,255,000 | -0.3% | 270,412 | +20.5% | 0.05% | -1.8% |
| JTD | Buy | NUVEEN TAX-ADVANTAGED DIVID | $1,258,000 | +57.4% | 96,269 | +53.8% | 0.05% | +54.3% |
| IFN | New | INDIA FD INC | $1,229,000 | – | 74,503 | +100.0% | 0.05% | – |
| GER | Buy | GOLDMAN SACHS MLP ENERGY REN | $1,224,000 | +628.6% | 204,612 | +821.8% | 0.05% | +657.1% |
| CDNA | Sell | CAREDX INC | $1,208,000 | -3.0% | 31,849 | -9.4% | 0.05% | -5.5% |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $1,200,000 | -17.6% | 242,517 | -19.6% | 0.05% | -18.8% |
| BHC | Buy | BAUSCH HEALTH COS INC | $1,212,000 | +56.6% | 78,003 | +84.3% | 0.05% | +52.9% |
| ADP | AUTOMATIC DATA PROCESSING IN | $1,174,000 | -6.4% | 8,419 | 0.0% | 0.05% | -7.3% | |
| EVV | Buy | EATON VANCE LTD DURATION INC | $1,164,000 | +101.0% | 102,885 | +100.3% | 0.05% | +100.0% |
| NUM | Sell | NUVEEN MICH QUALITY MUN INCO | $1,156,000 | -2.9% | 81,528 | -6.3% | 0.05% | -3.8% |
| MGU | Buy | MACQUARIE GLOBAL INFRASTRUCT | $1,153,000 | +194.9% | 65,683 | +195.8% | 0.05% | +194.1% |
| AVD | AMERICAN VANGUARD CORP | $1,158,000 | -4.5% | 88,100 | 0.0% | 0.05% | -5.7% | |
| PFE | Sell | PFIZER INC | $1,167,000 | +10.3% | 31,787 | -1.8% | 0.05% | +6.4% |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $1,150,000 | +83.1% | 102,297 | +78.6% | 0.05% | +78.6% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $1,146,000 | -12.0% | 38,038 | +22.2% | 0.05% | -12.3% |
| PI | Buy | IMPINJ INC | $1,141,000 | +54.4% | 43,295 | +60.9% | 0.05% | +48.5% |
| MHD | Sell | BLACKROCK MUNIHOLDINGS FD IN | $1,130,000 | -14.6% | 74,326 | -16.2% | 0.05% | -15.5% |
| AVGO | Buy | BROADCOM INC | $1,114,000 | +83.2% | 3,058 | +58.8% | 0.05% | +77.8% |
| VTR | VENTAS INC | $1,110,000 | +14.6% | 26,450 | 0.0% | 0.05% | +11.6% | |
| JRI | Sell | NUVEEN REAL ASSET INCOME & G | $1,112,000 | -9.2% | 92,234 | -12.0% | 0.05% | -11.1% |
| TSLA | Buy | TESLA INC | $1,100,000 | +81.5% | 2,565 | +357.2% | 0.05% | +77.8% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,085,000 | +31.4% | 68,697 | +51.1% | 0.05% | +30.6% |
| FEN | Buy | FIRST TR ENERGY INCOME & GRO | $1,080,000 | +70.9% | 119,151 | +104.0% | 0.05% | +67.9% |
| LECO | Sell | LINCOLN ELEC HLDGS INC | $1,096,000 | -1.6% | 11,908 | -9.9% | 0.05% | -4.1% |
| CENTA | New | CENTRAL GARDEN & PET COcl a non-vtg | $1,064,000 | – | 29,447 | +100.0% | 0.05% | – |
| EVG | New | EATON VANCE SHORT DURATION D | $1,066,000 | – | 93,125 | +100.0% | 0.05% | – |
| LLY | Buy | LILLY ELI & CO | $1,065,000 | -6.0% | 7,196 | +4.3% | 0.05% | -8.0% |
| SYBT | Sell | STOCK YDS BANCORP INC | $1,072,000 | -23.4% | 31,505 | -9.5% | 0.05% | -25.8% |
| MMM | Buy | 3M CO | $1,056,000 | +60.7% | 6,592 | +56.4% | 0.05% | +58.6% |
| CFFA | New | CF FIN ACQUISITION CORP | $1,059,000 | – | 101,808 | +100.0% | 0.05% | – |
| PRU | New | PRUDENTIAL FINL INC | $1,065,000 | – | 16,772 | +100.0% | 0.05% | – |
| BOE | New | BLACKROCK ENHANCED GLOBAL DI | $1,053,000 | – | 110,028 | +100.0% | 0.05% | – |
| ETV | Sell | EATON VANCE TX MNG BY WRT OP | $1,050,000 | -14.8% | 75,925 | -13.1% | 0.04% | -16.7% |
| AFIB | New | ACUTUS MED INC | $1,039,000 | – | 34,879 | +100.0% | 0.04% | – |
| HQL | Sell | TEKLA LIFE SCIENCES INVSsh ben int | $1,039,000 | -39.7% | 59,079 | -38.5% | 0.04% | -40.8% |
| PODD | Buy | INSULET CORP | $1,037,000 | +46.3% | 4,384 | +20.1% | 0.04% | +45.2% |
| BLUE | Buy | BLUEBIRD BIO INC | $1,036,000 | -8.3% | 19,205 | +3.7% | 0.04% | -10.0% |
| MOR | Sell | MORPHOSYS AGsponsored ads | $1,040,000 | -11.9% | 33,139 | -11.1% | 0.04% | -13.5% |
| DIS | Sell | DISNEY WALT CO | $1,044,000 | +5.8% | 8,413 | -5.0% | 0.04% | +4.7% |
| HELE | New | HELEN OF TROY LTD | $1,014,000 | – | 5,242 | +100.0% | 0.04% | – |
| EMO | New | CLEARBRIDGE ENERGY MIDSTRM O | $1,013,000 | – | 115,497 | +100.0% | 0.04% | – |
| HACK | ETF MANAGERS TRprime cybr scrty | $1,010,000 | +4.7% | 21,695 | 0.0% | 0.04% | +4.8% | |
| LOPE | Sell | GRAND CANYON ED INC | $1,021,000 | -20.0% | 12,774 | -9.4% | 0.04% | -21.4% |
| KMF | Buy | KAYNE ANDERSON NEXTGEN ENRGY | $1,014,000 | +285.6% | 251,705 | +333.6% | 0.04% | +266.7% |
| LAMR | Sell | LAMAR ADVERTISING CO NEWcl a | $987,000 | -9.6% | 14,918 | -8.8% | 0.04% | -10.4% |
| MIC | Sell | MACQUARIE INFRASTRUCTURE COR | $996,000 | -19.1% | 37,058 | -7.6% | 0.04% | -20.4% |
| VMI | Sell | VALMONT INDS INC | $989,000 | 0.0% | 7,967 | -8.5% | 0.04% | -2.3% |
| UAA | New | UNDER ARMOUR INCcl a | $1,003,000 | – | 89,308 | +100.0% | 0.04% | – |
| APH | Buy | AMPHENOL CORP NEWcl a | $969,000 | +15.6% | 8,955 | +2.3% | 0.04% | +13.5% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $967,000 | +283.7% | 126,082 | +260.5% | 0.04% | +281.8% |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $962,000 | – | 65,459 | +100.0% | 0.04% | – |
| DPG | New | DUFF & PHELPS UTLITY AND INF | $922,000 | – | 89,379 | +100.0% | 0.04% | – |
| COST | Sell | COSTCO WHSL CORP NEW | $918,000 | +9.4% | 2,586 | -6.5% | 0.04% | +8.1% |
| FHN | Buy | FIRST HORIZON NATL CORP | $919,000 | +132.1% | 97,500 | +144.7% | 0.04% | +135.3% |
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME | $898,000 | -73.6% | 225,017 | -74.8% | 0.04% | -74.0% |
| FWONA | Sell | LIBERTY MEDIA CORP DEL | $905,000 | -69.2% | 27,020 | -73.2% | 0.04% | -69.8% |
| CSCO | Sell | CISCO SYS INC | $907,000 | -48.0% | 23,029 | -38.4% | 0.04% | -49.4% |
| MYJ | Buy | BLACKROCK MUNIYIELD N J FD I | $899,000 | +47.9% | 65,225 | +45.9% | 0.04% | +44.4% |
| IOVA | Sell | IOVANCE BIOTHERAPEUTICS INC | $900,000 | +6.4% | 27,338 | -11.3% | 0.04% | +5.4% |
| NUO | Buy | NUVEEN OHIO QLTY MUN INCOME | $891,000 | +1.6% | 59,299 | +1.5% | 0.04% | 0.0% |
| LOB | LIVE OAK BANCSHARES INC | $881,000 | +74.8% | 34,769 | 0.0% | 0.04% | +72.7% | |
| COR | Sell | CORESITE RLTY CORP | $873,000 | -12.1% | 7,342 | -10.5% | 0.04% | -13.6% |
| PACW | Sell | PACWEST BANCORP DEL | $877,000 | -21.8% | 51,365 | -9.8% | 0.04% | -22.4% |
| KO | Sell | COCA COLA CO | $876,000 | +9.9% | 17,738 | -0.6% | 0.04% | +8.6% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $846,000 | +15.7% | 1,917 | -5.1% | 0.04% | +15.6% |
| FBP | New | FIRST BANCORP P R | $853,000 | – | 163,339 | +100.0% | 0.04% | – |
| TEL | Buy | TE CONNECTIVITY LTD | $857,000 | +31.8% | 8,773 | +10.0% | 0.04% | +27.6% |
| QTWO | Sell | Q2 HLDGS INC | $848,000 | -6.4% | 9,287 | -12.0% | 0.04% | -7.5% |
| VRSK | VERISK ANALYTICS INC | $857,000 | +8.9% | 4,622 | 0.0% | 0.04% | +5.7% | |
| AXP | Buy | AMERICAN EXPRESS CO | $842,000 | +21.7% | 8,405 | +15.6% | 0.04% | +20.0% |
| SPGI | Sell | S&P GLOBAL INC | $842,000 | +9.1% | 2,336 | -0.3% | 0.04% | +5.9% |
| FPL | Buy | FST TR NEW OPPORT MLP & ENE | $841,000 | +794.7% | 233,715 | +967.2% | 0.04% | +800.0% |
| HQH | Buy | TEKLA HEALTHCARE INVSsh ben int | $824,000 | +65.1% | 39,964 | +70.7% | 0.04% | +63.6% |
| NFJ | Buy | ALLIANZGI DIVIDEND INT & PRM | $840,000 | +44.8% | 71,212 | +37.3% | 0.04% | +38.5% |
| PCYO | PURECYCLE CORP | $840,000 | -2.0% | 93,200 | 0.0% | 0.04% | -5.3% | |
| DVY | Buy | ISHARES TRselect divid etf | $835,000 | +18.9% | 10,239 | +17.8% | 0.04% | +16.1% |
| KLAC | Buy | KLA CORP | $837,000 | +8.1% | 4,324 | +8.6% | 0.04% | +5.9% |
| EFA | Sell | ISHARES TRmsci eafe etf | $843,000 | -1.3% | 13,237 | -5.6% | 0.04% | -5.3% |
| AROC | Sell | ARCHROCK INC | $819,000 | -49.1% | 152,275 | -38.5% | 0.04% | -50.7% |
| OCSL | OAKTREE SPECIALTY LENDING CO | $801,000 | +8.4% | 165,413 | 0.0% | 0.04% | +6.1% | |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $784,000 | -40.1% | 5,335 | -47.9% | 0.03% | -41.4% |
| WSBF | WATERSTONE FINL INC MD | $792,000 | +4.5% | 51,114 | 0.0% | 0.03% | +3.0% | |
| NKE | NIKE INCcl b | $777,000 | +28.0% | 6,189 | 0.0% | 0.03% | +25.9% | |
| CHI | New | CALAMOS CONV OPPORTUNITIES &sh ben int | $794,000 | – | 72,150 | +100.0% | 0.03% | – |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $791,000 | +146.4% | 55,142 | +139.1% | 0.03% | +142.9% |
| MCHP | MICROCHIP TECHNOLOGY INC. | $792,000 | -2.3% | 7,705 | 0.0% | 0.03% | -5.6% | |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $791,000 | +61.8% | 2,691 | +18.9% | 0.03% | +54.5% |
| LIN | Sell | LINDE PLC | $764,000 | +0.8% | 3,207 | -10.3% | 0.03% | 0.0% |
| SZC | New | CUSHING NEXTGEN INFRA INCM F | $752,000 | – | 28,013 | +100.0% | 0.03% | – |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $763,000 | -9.1% | 9,582 | -16.1% | 0.03% | -10.8% |
| ET | Sell | ENERGY TRANSFER LP | $772,000 | -35.5% | 142,497 | -15.2% | 0.03% | -37.7% |
| GLPG | GALAPAGOS NVspon adr | $758,000 | -27.9% | 5,331 | 0.0% | 0.03% | -28.3% | |
| CRDB | Sell | CRAWFORD & COcl b | $761,000 | -34.1% | 118,145 | -28.1% | 0.03% | -35.3% |
| ANTM | Sell | ANTHEM INC | $772,000 | -8.7% | 2,873 | -10.7% | 0.03% | -10.8% |
| CHCT | New | COMMUNITY HEALTHCARE TR INC | $736,000 | – | 15,744 | +100.0% | 0.03% | – |
| JPI | Sell | NUVEEN PFD & INCOME TERM FD | $730,000 | -3.6% | 33,196 | -0.7% | 0.03% | -3.0% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $741,000 | +9.5% | 4,448 | +9.9% | 0.03% | +6.7% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $748,000 | -16.1% | 2,371 | -18.3% | 0.03% | -17.9% |
| NML | Buy | NEUBERGER BERMAN MLP AND ENR | $729,000 | +1358.0% | 306,235 | +1706.9% | 0.03% | +1500.0% |
| BA | Sell | BOEING CO | $736,000 | -12.3% | 4,454 | -2.7% | 0.03% | -13.5% |
| AWP | Sell | ABERDEEN GLOBAL PREMIER PPTY | $707,000 | -43.1% | 153,311 | -42.5% | 0.03% | -43.6% |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $713,000 | -60.4% | 50,973 | -60.0% | 0.03% | -60.8% |
| MYFW | Sell | FIRST WESTN FINL INC | $712,000 | -38.4% | 54,974 | -32.2% | 0.03% | -39.2% |
| KSM | Buy | DWS STRATEGIC MUN INCOME TR | $707,000 | +20.4% | 65,118 | +16.5% | 0.03% | +19.2% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD FO | $705,000 | +23.3% | 53,178 | +18.2% | 0.03% | +20.0% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $688,000 | +5.0% | 5,820 | +0.1% | 0.03% | +3.4% |
| ACV | New | ALLIANZGI DIVERSIFIED INCOME | $704,000 | – | 27,793 | +100.0% | 0.03% | – |
| ALLO | Sell | ALLOGENE THERAPEUTICS INC | $687,000 | -23.2% | 18,229 | -12.7% | 0.03% | -23.1% |
| MPLX | MPLX LP | $686,000 | -8.9% | 43,604 | 0.0% | 0.03% | -9.1% | |
| BCV | New | BANCROFT FD LTD | $702,000 | – | 28,245 | +100.0% | 0.03% | – |
| TRV | Sell | TRAVELERS COMPANIES INC | $685,000 | -5.6% | 6,331 | -0.5% | 0.03% | -6.2% |
| FDEU | Buy | FIRST TR DYNAMIC EUROPE EQUI | $695,000 | +10.8% | 69,173 | +14.1% | 0.03% | +7.1% |
| PG | Buy | PROCTER AND GAMBLE CO | $699,000 | +45.9% | 5,031 | +25.6% | 0.03% | +42.9% |
| PGZ | Buy | PRINCIPAL REAL ESTATE INCOME | $687,000 | +62.8% | 64,155 | +82.8% | 0.03% | +57.9% |
| NFLX | Sell | NETFLIX INC | $660,000 | +9.1% | 1,319 | -0.8% | 0.03% | +7.4% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $681,000 | -55.4% | 50,327 | -59.4% | 0.03% | -56.7% |
| New | CENTER COAST BRKFLD MLP ENRG | $659,000 | – | 88,517 | +100.0% | 0.03% | – | |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $679,000 | -38.1% | 48,367 | -39.1% | 0.03% | -39.6% |
| FTV | Sell | FORTIVE CORP | $645,000 | +8.6% | 8,461 | -3.7% | 0.03% | +7.7% |
| PEP | Sell | PEPSICO INC | $656,000 | -7.6% | 4,735 | -11.7% | 0.03% | -9.7% |
| CGNX | COGNEX CORP | $644,000 | +9.0% | 9,900 | 0.0% | 0.03% | +7.7% | |
| TGT | Sell | TARGET CORP | $653,000 | +25.3% | 4,148 | -4.6% | 0.03% | +21.7% |
| KMB | KIMBERLY CLARK CORP | $638,000 | +4.4% | 4,319 | 0.0% | 0.03% | +3.7% | |
| BSTZ | New | BLACKROCK SCIENCE & TECH TR | $647,000 | – | 25,210 | +100.0% | 0.03% | – |
| INTC | Sell | INTEL CORP | $640,000 | -15.0% | 12,357 | -1.8% | 0.03% | -15.2% |
| AMAT | Sell | APPLIED MATLS INC | $637,000 | -2.6% | 10,708 | -1.0% | 0.03% | -3.4% |
| VCYT | Sell | VERACYTE INC | $658,000 | +12.1% | 20,239 | -10.7% | 0.03% | +7.7% |
| XOM | Sell | EXXON MOBIL CORP | $657,000 | -29.9% | 19,135 | -8.7% | 0.03% | -31.7% |
| SMM | Buy | SALIENT MIDSTREAM & MLP FDsh ben int | $634,000 | +46.4% | 181,071 | +72.7% | 0.03% | +42.1% |
| BAC | Sell | BK OF AMERICA CORP | $629,000 | -7.0% | 26,106 | -8.3% | 0.03% | -10.0% |
| IIF | Buy | MORGAN STANLEY INDIA INVT FD | $627,000 | +182.4% | 36,156 | +164.3% | 0.03% | +170.0% |
| ZTS | Sell | ZOETIS INCcl a | $626,000 | +17.2% | 3,783 | -2.9% | 0.03% | +12.5% |
| T | Sell | AT&T INC | $617,000 | -19.3% | 21,642 | -14.4% | 0.03% | -20.6% |
| CAT | Buy | CATERPILLAR INC DEL | $614,000 | +94.3% | 4,115 | +64.7% | 0.03% | +92.9% |
| BCX | Sell | BLACKROCK RES & COMMODITIES | $614,000 | -55.6% | 103,168 | -54.3% | 0.03% | -55.7% |
| FMO | New | FIDUCIARY CLAYMORE ENGRY INF | $591,000 | – | 82,135 | +100.0% | 0.03% | – |
| TWLO | New | TWILIO INCcl a | $593,000 | – | 2,399 | +100.0% | 0.03% | – |
| DOCU | New | DOCUSIGN INC | $570,000 | – | 2,648 | +100.0% | 0.02% | – |
| FLL | FULL HSE RESORTS INC | $582,000 | +45.9% | 300,000 | 0.0% | 0.02% | +38.9% | |
| CMCSA | Sell | COMCAST CORP NEWcl a | $586,000 | -3.0% | 12,674 | -18.3% | 0.02% | -7.4% |
| QCOM | Sell | QUALCOMM INC | $574,000 | +19.3% | 4,876 | -7.6% | 0.02% | +19.0% |
| MCO | Buy | MOODYS CORP | $589,000 | +15.7% | 2,033 | +9.7% | 0.02% | +13.6% |
| BMI | Sell | BADGER METER INC | $567,000 | -6.0% | 8,675 | -9.4% | 0.02% | -7.4% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $574,000 | -9.2% | 3,370 | -16.5% | 0.02% | -10.7% |
| GILD | Sell | GILEAD SCIENCES INC | $589,000 | -18.2% | 9,317 | -0.4% | 0.02% | -21.9% |
| SNA | Sell | SNAP ON INC | $564,000 | +5.0% | 3,836 | -1.0% | 0.02% | 0.0% |
| ORCL | Sell | ORACLE CORP | $557,000 | +2.0% | 9,333 | -5.6% | 0.02% | 0.0% |
| AMG | AFFILIATED MANAGERS GROUP IN | $547,000 | -8.2% | 8,000 | 0.0% | 0.02% | -7.7% | |
| WMB | Buy | WILLIAMS COS INC | $522,000 | +27.9% | 26,543 | +23.7% | 0.02% | +27.8% |
| RWT | Buy | REDWOOD TR INC | $526,000 | +25.2% | 70,000 | +16.7% | 0.02% | +27.8% |
| BGT | Sell | BLACKROCK FLOATING RATE INCO | $523,000 | -44.9% | 46,565 | -46.2% | 0.02% | -45.2% |
| GE | Buy | GENERAL ELECTRIC CO | $537,000 | +58.4% | 86,271 | +73.9% | 0.02% | +53.3% |
| JDD | Buy | NUVEEN DIVERSIFIED DIVID & I | $530,000 | +17.8% | 68,268 | +17.2% | 0.02% | +15.0% |
| CTR | New | CLEARBRIDGE MLP AND MIDSTRM | $535,000 | – | 53,427 | +100.0% | 0.02% | – |
| EOD | New | WELLS FARGO GLOBAL DIVIDEND | $499,000 | – | 118,062 | +100.0% | 0.02% | – |
| TPZ | Buy | TORTOISE PWR & ENERGY INFRAS | $500,000 | +63.9% | 58,716 | +73.7% | 0.02% | +69.2% |
| AEF | Sell | ABERDEEN EMRG MRKTS EQT INM | $512,000 | -21.7% | 79,034 | -26.9% | 0.02% | -24.1% |
| DBEF | Sell | DBX ETF TRxtrack msci eafe | $507,000 | -55.3% | 16,578 | -55.8% | 0.02% | -56.0% |
| TROW | PRICE T ROWE GROUP INC | $514,000 | +3.8% | 4,011 | 0.0% | 0.02% | 0.0% | |
| SRV | New | CUSHING MLP & INFRASTRUCT | $506,000 | – | 32,612 | +100.0% | 0.02% | – |
| NIE | New | ALLIANZGI EQUITY & CONV INCO | $519,000 | – | 21,364 | +100.0% | 0.02% | – |
| ANSS | Sell | ANSYS INC | $486,000 | +2.5% | 1,484 | -8.7% | 0.02% | 0.0% |
| VPV | Sell | INVESCO PA VALUE MUN INC TR | $493,000 | -46.1% | 40,239 | -47.7% | 0.02% | -47.5% |
| ABMD | Sell | ABIOMED INC | $475,000 | +5.3% | 1,715 | -8.0% | 0.02% | +5.0% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $495,000 | -37.1% | 14,951 | -37.5% | 0.02% | -40.0% |
| TSC | New | TRISTATE CAP HLDGS INC | $482,000 | – | 36,415 | +100.0% | 0.02% | – |
| IT | Sell | GARTNER INC | $487,000 | +1.5% | 3,901 | -1.5% | 0.02% | 0.0% |
| CSGP | Sell | COSTAR GROUP INC | $492,000 | +12.1% | 580 | -6.1% | 0.02% | +10.5% |
| VCV | Sell | INVESCO CALIF VALUE MUN INCO | $484,000 | -71.9% | 38,752 | -73.7% | 0.02% | -72.4% |
| WFC | Sell | WELLS FARGO CO NEW | $481,000 | -27.5% | 20,464 | -21.0% | 0.02% | -27.6% |
| FSKR | New | FS KKR CAP CORP II | $457,000 | – | 31,075 | +100.0% | 0.02% | – |
| PANW | PALO ALTO NETWORKS INC | $470,000 | +6.6% | 1,922 | 0.0% | 0.02% | +5.3% | |
| NAC | Sell | NUVEEN CA QUALTY MUN INCOME | $456,000 | -31.6% | 31,350 | -32.9% | 0.02% | -31.0% |
| VOO | VANGUARD INDEX FDS | $455,000 | +8.6% | 1,480 | 0.0% | 0.02% | +11.1% | |
| CB | New | CHUBB LIMITED | $455,000 | – | 3,915 | +100.0% | 0.02% | – |
| BIL | SPDR SER TRspdr bloomberg | $453,000 | 0.0% | 4,954 | 0.0% | 0.02% | 0.0% | |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $428,000 | – | 3,119 | +100.0% | 0.02% | – |
| MAV | Sell | PIONEER MUN HIGH INCOME ADVA | $436,000 | -82.8% | 39,959 | -83.4% | 0.02% | -83.0% |
| EFC | Buy | ELLINGTON FINANCIAL INC | $430,000 | +37.8% | 35,072 | +32.3% | 0.02% | +35.7% |
| PEY | INVESCO EXCHANGE TRADED FD Thig yld eq div | $447,000 | -0.4% | 31,120 | 0.0% | 0.02% | -5.0% | |
| CATABASIS PHARMACEUTICALS IN | $435,000 | -3.8% | 70,228 | 0.0% | 0.02% | -5.0% | ||
| BAX | Buy | BAXTER INTL INC | $438,000 | -6.4% | 5,445 | +0.2% | 0.02% | -9.5% |
| ZM | ZOOM VIDEO COMMUNICATIONS INcl a | $436,000 | +85.5% | 927 | 0.0% | 0.02% | +90.0% | |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $435,000 | -29.5% | 31,848 | -30.4% | 0.02% | -29.6% |
| RJF | RAYMOND JAMES FINL INC | $441,000 | +5.5% | 6,067 | 0.0% | 0.02% | +5.6% | |
| WMT | Sell | WALMART INC | $429,000 | -4.5% | 3,063 | -18.3% | 0.02% | -5.0% |
| RY | Sell | ROYAL BK CDA | $442,000 | -17.2% | 6,302 | -20.0% | 0.02% | -20.8% |
| INDB | INDEPENDENT BANK CORP MASS | $448,000 | -22.0% | 8,549 | 0.0% | 0.02% | -24.0% | |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $443,000 | +11.0% | 54,525 | -0.0% | 0.02% | +5.6% |
| CBSH | COMMERCE BANCSHARES INC | $412,000 | -5.3% | 7,318 | 0.0% | 0.02% | -5.3% | |
| NBW | Sell | NEUBERGER BRMAN CLIFRN MUNI | $427,000 | -0.5% | 33,011 | -1.0% | 0.02% | -5.3% |
| SHW | Sell | SHERWIN WILLIAMS CO | $405,000 | +13.1% | 582 | -6.0% | 0.02% | +12.5% |
| INTU | Sell | INTUIT | $424,000 | +6.3% | 1,300 | -3.6% | 0.02% | 0.0% |
| ADSK | AUTODESK INC | $420,000 | -3.2% | 1,816 | 0.0% | 0.02% | -5.3% | |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $391,000 | -52.1% | 5,080 | -57.3% | 0.02% | -52.8% |
| ENX | Sell | EATON VANCE NEW YORK MUN BD | $388,000 | -41.7% | 32,862 | -42.2% | 0.02% | -41.4% |
| MDB | New | MONGODB INCcl a | $385,000 | – | 1,662 | +100.0% | 0.02% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $388,000 | – | 3,185 | +100.0% | 0.02% | – |
| NEP | Buy | NEXTERA ENERGY PARTNERS LP | $400,000 | +29.9% | 6,677 | +11.0% | 0.02% | +21.4% |
| GLV | Buy | CLOUGH GLOBAL DIVID & INCOME | $382,000 | +13.7% | 41,384 | +5.8% | 0.02% | +13.3% |
| FDUS | New | FIDUS INVT CORP | $391,000 | – | 39,650 | +100.0% | 0.02% | – |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $374,000 | +77.3% | 3,550 | +68.2% | 0.02% | +77.8% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $375,000 | +18.7% | 27,690 | +16.0% | 0.02% | +14.3% |
| NDP | New | TORTOISE ENERGY INDEPENDENC | $362,000 | – | 36,462 | +100.0% | 0.02% | – |
| NVO | Buy | NOVO-NORDISK A Sadr | $373,000 | +6.3% | 5,368 | +0.1% | 0.02% | +6.7% |
| BPOP | New | POPULAR INC | $379,000 | – | 10,452 | +100.0% | 0.02% | – |
| GNT | Buy | GAMCO NAT RES GOLD & INCOMEsh ben int | $372,000 | +163.8% | 75,350 | +157.2% | 0.02% | +166.7% |
| SPTI | Buy | SPDR SER TRportfli intrmdit | $380,000 | +2.7% | 11,430 | +2.7% | 0.02% | 0.0% |
| MGEE | MGE ENERGY INC | $376,000 | -2.8% | 6,000 | 0.0% | 0.02% | -5.9% | |
| CEM | New | CLEARBRIDGE MLP AND MIDSTRM | $361,000 | – | 32,668 | +100.0% | 0.02% | – |
| IEFA | New | ISHARES TRcore msci eafe | $363,000 | – | 6,017 | +100.0% | 0.02% | – |
| PBP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 buy wrt | $360,000 | +1.4% | 18,829 | -3.7% | 0.02% | 0.0% |
| BILL | New | BILL COM HLDGS INC | $369,000 | – | 3,675 | +100.0% | 0.02% | – |
| NKG | Sell | NUVEEN GEORGIA QLTY MUN INC | $373,000 | -15.8% | 30,614 | -15.8% | 0.02% | -15.8% |
| DT | New | DYNATRACE INC | $355,000 | – | 8,648 | +100.0% | 0.02% | – |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $343,000 | +19.1% | 1,048 | -0.3% | 0.02% | +15.4% |
| WHF | New | WHITEHORSE FIN INC | $342,000 | – | 34,900 | +100.0% | 0.02% | – |
| OKTA | New | OKTA INCcl a | $348,000 | – | 1,627 | +100.0% | 0.02% | – |
| FUND | Sell | SPROTT FOCUS TR INC | $339,000 | -4.0% | 56,991 | -4.7% | 0.02% | -6.2% |
| RUSHB | RUSH ENTERPRISES INCcl b | $353,000 | +24.3% | 7,976 | 0.0% | 0.02% | +15.4% | |
| SAR | New | SARATOGA INVT CORP | $343,000 | – | 20,400 | +100.0% | 0.02% | – |
| ASTE | ASTEC INDS INC | $328,000 | +17.1% | 6,055 | 0.0% | 0.01% | +16.7% | |
| DOOR | MASONITE INTL CORP | $317,000 | +26.3% | 3,225 | 0.0% | 0.01% | +27.3% | |
| CSWI | Buy | CSW INDUSTRIALS INC | $324,000 | +56.5% | 4,200 | +40.0% | 0.01% | +55.6% |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $316,000 | – | 38,543 | +100.0% | 0.01% | – |
| STXB | SPIRIT OF TEX BANCSHARES INC | $329,000 | -9.4% | 29,452 | 0.0% | 0.01% | -12.5% | |
| EXG | New | EATON VANCE TAX-MANAGED GLOB | $324,000 | – | 43,987 | +100.0% | 0.01% | – |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $321,000 | +9.2% | 7,422 | 0.0% | 0.01% | +7.7% | |
| AVLR | New | AVALARA INC | $330,000 | – | 2,588 | +100.0% | 0.01% | – |
| PNC | Sell | PNC FINL SVCS GROUP INC | $333,000 | +1.5% | 3,031 | -2.9% | 0.01% | 0.0% |
| VRTX | Sell | VERTEX PHARMACEUTICALS INC | $318,000 | -20.5% | 1,167 | -15.4% | 0.01% | -22.2% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $312,000 | +69.6% | 27,830 | +61.4% | 0.01% | +62.5% |
| BANX | New | STONECASTLE FINL CORP | $301,000 | – | 15,488 | +100.0% | 0.01% | – |
| CTAS | Buy | CINTAS CORP | $300,000 | +33.3% | 903 | +6.7% | 0.01% | +30.0% |
| FITB | Sell | FIFTH THIRD BANCORP | $295,000 | -6.3% | 13,822 | -15.4% | 0.01% | -7.1% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUAL | $306,000 | -69.3% | 24,061 | -69.7% | 0.01% | -70.5% |
| LFUS | LITTELFUSE INC | $307,000 | +3.7% | 1,732 | 0.0% | 0.01% | 0.0% | |
| AZN | ASTRAZENECA PLCsponsored adr | $302,000 | +3.4% | 5,513 | 0.0% | 0.01% | 0.0% | |
| CCD | New | CALAMOS DYNAMIC CONV & INCOM | $309,000 | – | 13,504 | +100.0% | 0.01% | – |
| COUP | New | COUPA SOFTWARE INC | $312,000 | – | 1,138 | +100.0% | 0.01% | – |
| NMY | Sell | NUVEEN MARYLAND QLT MUN INC | $300,000 | -41.9% | 22,787 | -43.2% | 0.01% | -43.5% |
| RMM | New | RIVERNORTH MANAGED DUR MUN I | $294,000 | – | 17,593 | +100.0% | 0.01% | – |
| KTF | Buy | DWS MUN INCOME TR | $286,000 | +10.9% | 25,846 | +8.1% | 0.01% | +9.1% |
| CSTM | CONSTELLIUM SE | $276,000 | +2.2% | 35,150 | 0.0% | 0.01% | 0.0% | |
| STT | Sell | STATE STR CORP | $269,000 | -23.1% | 4,534 | -17.6% | 0.01% | -20.0% |
| LULU | New | LULULEMON ATHLETICA INC | $282,000 | – | 856 | +100.0% | 0.01% | – |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $274,000 | – | 20,444 | +100.0% | 0.01% | – |
| CFR | CULLEN FROST BANKERS INC | $288,000 | -14.3% | 4,500 | 0.0% | 0.01% | -20.0% | |
| WM | Buy | WASTE MGMT INC DEL | $286,000 | +7.1% | 2,527 | +0.1% | 0.01% | 0.0% |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC F | $280,000 | +69.7% | 17,863 | +65.9% | 0.01% | +71.4% |
| BMO | Sell | BANK MONTREAL QUE | $275,000 | -13.0% | 4,705 | -21.1% | 0.01% | -14.3% |
| PFF | Sell | ISHARES TRpfd and incm sec | $282,000 | -95.6% | 7,745 | -95.8% | 0.01% | -95.8% |
| SCHG | New | SCHWAB STRATEGIC TRus lcap gr etf | $275,000 | – | 2,385 | +100.0% | 0.01% | – |
| ULTA | New | ULTA BEAUTY INC | $266,000 | – | 1,191 | +100.0% | 0.01% | – |
| BSL | Buy | BLACKSTONE GSO FLTING RTE FU | $274,000 | +32.4% | 19,898 | +23.6% | 0.01% | +33.3% |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $282,000 | – | 3,476 | +100.0% | 0.01% | – |
| PB | PROSPERITY BANCSHARES INC | $285,000 | -12.8% | 5,500 | 0.0% | 0.01% | -14.3% | |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $275,000 | – | 30,755 | +100.0% | 0.01% | – |
| MYF | New | BLACKROCK MUNIYIELD INVT FD | $260,000 | – | 19,477 | +100.0% | 0.01% | – |
| CWST | CASELLA WASTE SYS INCcl a | $262,000 | +7.4% | 4,688 | 0.0% | 0.01% | 0.0% | |
| BWG | Buy | BRANDYWINEGBL GBL INCM OPP | $260,000 | +19.3% | 22,629 | +19.7% | 0.01% | +10.0% |
| EMR | Sell | EMERSON ELEC CO | $243,000 | +5.2% | 3,704 | -0.6% | 0.01% | +10.0% |
| FBK | Sell | FB FINL CORP | $250,000 | -11.3% | 9,934 | -12.8% | 0.01% | -8.3% |
| FLT | Buy | FLEETCOR TECHNOLOGIES INC | $259,000 | +1.2% | 1,090 | +7.3% | 0.01% | 0.0% |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL INC | $259,000 | -49.2% | 3,400 | -17.8% | 0.01% | -50.0% |
| IWV | Buy | ISHARES TRrussell 3000 etf | $256,000 | +14.3% | 1,307 | +5.2% | 0.01% | +10.0% |
| IYH | Buy | ISHARES TRus hlthcare etf | $249,000 | +6.0% | 1,095 | +0.4% | 0.01% | +10.0% |
| SCZ | ISHARES TReafe sml cp etf | $257,000 | +9.8% | 4,364 | 0.0% | 0.01% | +10.0% | |
| LRCX | Sell | LAM RESEARCH CORP | $246,000 | -2.8% | 741 | -5.1% | 0.01% | 0.0% |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $264,000 | -28.8% | 35,001 | -29.6% | 0.01% | -31.2% |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $260,000 | – | 32,429 | +100.0% | 0.01% | – |
| NOW | Sell | SERVICENOW INC | $264,000 | -6.7% | 544 | -22.2% | 0.01% | -8.3% |
| VTV | New | VANGUARD INDEX FDSvalue etf | $255,000 | – | 2,441 | +100.0% | 0.01% | – |
| WTFC | WINTRUST FINL CORP | $243,000 | -8.3% | 6,066 | 0.0% | 0.01% | -8.3% | |
| CRSP | CRISPR THERAPEUTICS AGnamen akt | $243,000 | +14.1% | 2,900 | 0.0% | 0.01% | +22.2% | |
| RADA | Sell | RADA ELECTR INDS LTD | $250,000 | -23.1% | 42,106 | -15.3% | 0.01% | -21.4% |
| WEC | Sell | WEC ENERGY GROUP INC | $236,000 | -16.0% | 2,432 | -24.1% | 0.01% | -16.7% |
| TTP | New | TORTOISE PIPELINE & ENERGY F | $226,000 | – | 18,889 | +100.0% | 0.01% | – |
| MVC | MVC CAP INC | $234,000 | +19.4% | 30,000 | 0.0% | 0.01% | +11.1% | |
| SAP | Sell | SAP SEspon adr | $237,000 | -14.1% | 1,524 | -22.6% | 0.01% | -16.7% |
| AYX | New | ALTERYX INC | $228,000 | – | 2,008 | +100.0% | 0.01% | – |
| VAR | New | VARIAN MED SYS INC | $222,000 | – | 1,293 | +100.0% | 0.01% | – |
| TITN | Buy | TITAN MACHY INC | $232,000 | +65.7% | 17,500 | +35.7% | 0.01% | +66.7% |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $228,000 | -29.2% | 27,304 | -30.5% | 0.01% | -28.6% |
| ETRN | Buy | EQUITRANS MIDSTREAM CORP | $222,000 | +16.2% | 26,237 | +14.4% | 0.01% | +25.0% |
| KF | New | KOREA FD INC | $231,000 | – | 7,791 | +100.0% | 0.01% | – |
| BR | New | BROADRIDGE FINL SOLUTIONS IN | $222,000 | – | 1,677 | +100.0% | 0.01% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $225,000 | – | 1,350 | +100.0% | 0.01% | – |
| PSX | Sell | PHILLIPS 66 | $203,000 | -40.1% | 3,901 | -17.2% | 0.01% | -40.0% |
| DSM | New | BNY MELLON STRATEGIC MUN BD | $202,000 | – | 27,775 | +100.0% | 0.01% | – |
| WEA | New | WESTERN ASSET PREMIER BD FD | $208,000 | – | 16,064 | +100.0% | 0.01% | – |
| VV | New | VANGUARD INDEX FDSlarge cap etf | $214,000 | – | 1,370 | +100.0% | 0.01% | – |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $212,000 | -87.1% | 17,175 | -87.1% | 0.01% | -87.5% |
| IJT | ISHARES TRs&p sml 600 gwt | $218,000 | +3.8% | 1,235 | 0.0% | 0.01% | 0.0% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $218,000 | +3.8% | 15,000 | 0.0% | 0.01% | 0.0% | |
| NS | Buy | NUSTAR ENERGY LP | $204,000 | -20.9% | 19,231 | +6.4% | 0.01% | -18.2% |
| SLCT | Buy | SELECT BANCORP INC NEW | $209,000 | +28.2% | 29,127 | +45.5% | 0.01% | +28.6% |
| MIE | New | COHEN & STEERS MLP INC & ENR | $193,000 | – | 127,578 | +100.0% | 0.01% | – |
| GGZ | Buy | GABELLI GLB SML & MD CP VAL | $181,000 | +16.8% | 17,900 | +2.3% | 0.01% | +14.3% |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $174,000 | – | 11,481 | +100.0% | 0.01% | – |
| ECF | New | ELLSWORTH GROWTH & INCOME FD | $181,000 | – | 15,673 | +100.0% | 0.01% | – |
| PSLV | SPROTT PHYSICAL SILVER TRtr unit | $176,000 | +24.8% | 21,342 | 0.0% | 0.01% | +33.3% | |
| DIAX | New | NUVEEN DOW 30 DYNAMIC OVERWR | $195,000 | – | 14,412 | +100.0% | 0.01% | – |
| NKX | Sell | NUVEEN CALIFORNIA AMT QLT MU | $178,000 | -53.2% | 11,666 | -54.1% | 0.01% | -52.9% |
| SHLX | SHELL MIDSTREAM PARTNERS L Punit ltd int | $194,000 | -23.0% | 20,500 | 0.0% | 0.01% | -27.3% | |
| RA | Sell | BROOKFIELD REAL ASSETS INCOM | $192,000 | -83.9% | 11,614 | -83.8% | 0.01% | -84.6% |
| TRGP | TARGA RES CORP | $191,000 | -30.0% | 13,606 | 0.0% | 0.01% | -33.3% | |
| CBH | New | ALLIANZGI CONV & INCM 2024 T | $158,000 | – | 17,911 | +100.0% | 0.01% | – |
| CXH | New | MFS INVT GRADE MUN TRsh ben int | $157,000 | – | 16,700 | +100.0% | 0.01% | – |
| IDE | Sell | VOYA INFRASTRUCTURE INDLS & | $164,000 | -40.1% | 17,261 | -43.2% | 0.01% | -41.7% |
| GPM | Buy | GUGGENHEIM ENHANCED EQUITY I | $158,000 | +192.6% | 29,000 | +190.0% | 0.01% | +250.0% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $173,000 | -34.0% | 10,661 | -39.3% | 0.01% | -41.7% |
| BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $171,000 | -52.0% | 13,271 | -55.1% | 0.01% | -56.2% |
| BGY | Sell | BLACKROCK ENHANCED INTL DIV | $142,000 | -51.4% | 27,009 | -52.5% | 0.01% | -53.8% |
| BSE | Sell | BLACKROCK NY MUNI INC QLTY T | $142,000 | -41.3% | 10,848 | -40.8% | 0.01% | -45.5% |
| MCN | Sell | MADISON COVERED CALL & EQUIT | $139,000 | -7.3% | 23,175 | -13.1% | 0.01% | -14.3% |
| BGR | New | BLACKROCK ENERGY & RES TR | $141,000 | – | 23,629 | +100.0% | 0.01% | – |
| CHMI | New | CHERRY HILL MTG INVT CORP | $144,000 | – | 16,000 | +100.0% | 0.01% | – |
| ERC | New | WELLS FARGO MULTI SECTOR INC | $144,000 | – | 13,352 | +100.0% | 0.01% | – |
| NBO | Sell | NEUBERGER BRMAN NY MUNI FD I | $134,000 | -10.7% | 11,541 | -11.2% | 0.01% | -14.3% |
| WIA | New | WESTERN ASST INFLTN LKD INM | $143,000 | – | 11,700 | +100.0% | 0.01% | – |
| EVY | Sell | EATON VANCE NEW YORK MUN INCsh ben int | $141,000 | -7.2% | 11,032 | -8.6% | 0.01% | -14.3% |
| AMJ | JPMORGAN CHASE & COalerian ml etn | $120,000 | -18.4% | 11,167 | 0.0% | 0.01% | -16.7% | |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $127,000 | – | 28,632 | +100.0% | 0.01% | – |
| VGI | New | VIRTUS GLOBAL MULTI-SEC INC | $125,000 | – | 11,622 | +100.0% | 0.01% | – |
| IRL | Sell | NEW IRELAND FD INC | $123,000 | +2.5% | 14,635 | -5.8% | 0.01% | 0.0% |
| MXE | New | MEXICO EQUITY & INCOME FD | $121,000 | – | 15,652 | +100.0% | 0.01% | – |
| SCD | New | LMP CAP & INCOME FD INC | $120,000 | – | 11,748 | +100.0% | 0.01% | – |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD | $124,000 | – | 34,570 | +100.0% | 0.01% | – |
| GRX | New | GABELLI HLTHCARE & WELLNESS | $110,000 | – | 10,631 | +100.0% | 0.01% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $117,000 | – | 10,715 | +100.0% | 0.01% | – |
| IID | Sell | VOYA INTL HIGH DIVID EQTY IN | $91,000 | -44.8% | 20,571 | -48.5% | 0.00% | -42.9% |
| MFD | Sell | MACQUARIE / FIRST TR GLOBAL | $97,000 | -34.0% | 12,659 | -31.3% | 0.00% | -33.3% |
| CVGI | New | COMMERCIAL VEH GROUP INC | $79,000 | – | 12,100 | +100.0% | 0.00% | – |
| ORN | New | ORION GROUP HOLDINGS INC | $64,000 | – | 23,200 | +100.0% | 0.00% | – |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $79,000 | – | 18,893 | +100.0% | 0.00% | – |
| MFM | Buy | MFS MUN INCOME TRsh ben int | $67,000 | +8.1% | 10,449 | +4.5% | 0.00% | 0.0% |
| WBT | WELBILT INC | $66,000 | +1.5% | 10,725 | 0.0% | 0.00% | 0.0% | |
| GBWS | New | GLOBAL BLUE GROUP HOLDING AG*w exp 08/28/202 | $65,000 | – | 101,898 | +100.0% | 0.00% | – |
| EXTR | New | EXTREME NETWORKS INC | $41,000 | – | 10,300 | +100.0% | 0.00% | – |
| MFA | MFA FINL INC | $38,000 | +8.6% | 14,200 | 0.0% | 0.00% | 0.0% | |
| NSL | NUVEEN SR INCOME FD | $51,000 | +4.1% | 10,456 | 0.0% | 0.00% | 0.0% | |
| IRR | Sell | VOYA NAT RES EQUITY INCOME F | $31,000 | -84.4% | 12,626 | -83.9% | 0.00% | -88.9% |
| CVEO | CIVEO CORP CDA | $14,000 | +7.7% | 20,471 | 0.0% | 0.00% | 0.0% | |
| DSKEW | DASEKE INC*w exp 02/27/202 | $6,000 | +100.0% | 42,275 | 0.0% | 0.00% | – | |
| AIGWS | Exit | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | -140,719 | -100.0% | 0.00% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORP*w exp 06/01/202 | $0 | – | -101,898 | -100.0% | -0.00% | – |
| TAST | Exit | CARROLS RESTAURANT GROUP INC | $0 | – | -13,300 | -100.0% | -0.00% | – |
| CTR | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -36,085 | -100.0% | -0.00% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $0 | – | -13,725 | -100.0% | -0.00% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $0 | – | -11,493 | -100.0% | -0.00% | – |
| JEMD | Exit | NUVEEN EMERGING MKTS DEBT 20 | $0 | – | -11,833 | -100.0% | -0.00% | – |
| NFBK | Exit | NORTHFIELD BANCORP INC DEL | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ATCO | Exit | ATLAS CORP | $0 | – | -13,800 | -100.0% | -0.01% | – |
| DB | Exit | DEUTSCHE BANK A Gnamen akt | $0 | – | -11,800 | -100.0% | -0.01% | – |
| AOD | Exit | ABERDEEN TOTAL DYNAMIC DIVD | $0 | – | -15,012 | -100.0% | -0.01% | – |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -20,832 | -100.0% | -0.01% | – |
| EGAN | Exit | EGAIN CORP | $0 | – | -10,400 | -100.0% | -0.01% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -14,600 | -100.0% | -0.01% | – |
| GMZ | Exit | GOLDMAN SACHS MLP INC OPP FD | $0 | – | -13,915 | -100.0% | -0.01% | – |
| BFY | Exit | BLACKROCK NY MUN INCOME TR I | $0 | – | -10,722 | -100.0% | -0.01% | – |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -12,422 | -100.0% | -0.01% | – |
| PCTI | Exit | PCTEL INC | $0 | – | -23,000 | -100.0% | -0.01% | – |
| FT | Exit | FRANKLIN UNVL TRsh ben int | $0 | – | -25,072 | -100.0% | -0.01% | – |
| VFL | Exit | DELAWARE INVTS NATL MUN INCOsh ben int | $0 | – | -15,232 | -100.0% | -0.01% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -16,066 | -100.0% | -0.01% | – |
| RMNI | Exit | RIMINI STR INC DEL | $0 | – | -37,100 | -100.0% | -0.01% | – |
| FMO | Exit | FIDUCIARY CLAYMORE ENGRY INF | $0 | – | -95,512 | -100.0% | -0.01% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTRM O | $0 | – | -72,958 | -100.0% | -0.01% | – |
| JHB | Exit | NUVEEN HIGH INCOME NOVEMBER | $0 | – | -20,765 | -100.0% | -0.01% | – |
| GF | Exit | NEW GERMANY FD INC | $0 | – | -11,888 | -100.0% | -0.01% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -33,073 | -100.0% | -0.01% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -3,956 | -100.0% | -0.01% | – |
| BX | Exit | BLACKSTONE GROUP INC | $0 | – | -3,775 | -100.0% | -0.01% | – |
| MPA | Exit | BLACKROCK MUNIYIELD PA QLTY | $0 | – | -16,903 | -100.0% | -0.01% | – |
| XLC | Exit | SELECT SECTOR SPDR TR | $0 | – | -4,250 | -100.0% | -0.01% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -3,158 | -100.0% | -0.01% | – |
| SRLN | Exit | SSGA ACTIVE ETF TRblkstn gsosrln | $0 | – | -5,037 | -100.0% | -0.01% | – |
| DNIF | Exit | DIVIDEND & INCOME FD INC | $0 | – | -21,669 | -100.0% | -0.01% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -6,864 | -100.0% | -0.01% | – |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl b non vtg | $0 | – | -32,041 | -100.0% | -0.01% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -14,100 | -100.0% | -0.01% | – |
| VMM | Exit | DELAWARE INVTS MINN MUN INCO | $0 | – | -18,575 | -100.0% | -0.01% | – |
| PPA | Exit | INVESCO EXCHANGE TRADED FD Taerospace defn | $0 | – | -3,960 | -100.0% | -0.01% | – |
| TPL | Exit | TEXAS PAC LD TRsub ctf prop i t | $0 | – | -364 | -100.0% | -0.01% | – |
| WABC | Exit | WESTAMERICA BANCORPORATION | $0 | – | -3,798 | -100.0% | -0.01% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD &I | $0 | – | -12,378 | -100.0% | -0.01% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPP | $0 | – | -48,825 | -100.0% | -0.01% | – |
| SRCE | Exit | 1ST SOURCE CORP | $0 | – | -6,930 | -100.0% | -0.01% | – |
| EWU | Exit | ISHARES TRmsci uk etf new | $0 | – | -9,700 | -100.0% | -0.01% | – |
| MTB | Exit | M & T BK CORP | $0 | – | -2,305 | -100.0% | -0.01% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -7,320 | -100.0% | -0.01% | – |
| GXC | Exit | SPDR INDEX SHS FDSs&p china etf | $0 | – | -2,575 | -100.0% | -0.01% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -91,160 | -100.0% | -0.01% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -55,500 | -100.0% | -0.01% | – |
| Exit | PROFESSIONAL HLDG CORP | $0 | – | -24,270 | -100.0% | -0.02% | – | |
| PMT | Exit | PENNYMAC MTG INVT TR | $0 | – | -20,000 | -100.0% | -0.02% | – |
| NAZ | Exit | NUVEEN ARIZONA QLTY MUN INC | $0 | – | -25,042 | -100.0% | -0.02% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -5,446 | -100.0% | -0.02% | – |
| IBB | Exit | ISHARES TRnasdaq biotech | $0 | – | -2,806 | -100.0% | -0.02% | – |
| GLIBA | Exit | GCI LIBERTY INC | $0 | – | -5,975 | -100.0% | -0.02% | – |
| HIX | Exit | WESTERN ASSET HIGH INCM FD I | $0 | – | -69,943 | -100.0% | -0.02% | – |
| HNW | Exit | PIONEER DIVERSIFIED HIGH INC | $0 | – | -37,284 | -100.0% | -0.02% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -59,285 | -100.0% | -0.02% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -42,777 | -100.0% | -0.02% | – |
| VTN | Exit | INVESCO TR INVT GRADE NEW YO | $0 | – | -41,771 | -100.0% | -0.02% | – |
| CLLS | Exit | CELLECTIS S Aspon ads | $0 | – | -28,639 | -100.0% | -0.02% | – |
| SOR | Exit | SOURCE CAP INC | $0 | – | -15,809 | -100.0% | -0.02% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CR | $0 | – | -45,561 | -100.0% | -0.02% | – |
| MDLA | Exit | MEDALLIA INC | $0 | – | -21,249 | -100.0% | -0.02% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -61,991 | -100.0% | -0.03% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INC | $0 | – | -9,914 | -100.0% | -0.03% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -5,470 | -100.0% | -0.03% | – |
| KBE | Exit | SPDR SER TRs&p bk etf | $0 | – | -22,905 | -100.0% | -0.03% | – |
| MIY | Exit | BLACKROCK MUNIYLD MICH QLTY | $0 | – | -54,403 | -100.0% | -0.03% | – |
| FTF | Exit | FRANKLIN LTD DURATION INCOME | $0 | – | -88,904 | -100.0% | -0.03% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -33,012 | -100.0% | -0.03% | – |
| JOF | Exit | JAPAN SMALLER CAPITALIZATION | $0 | – | -105,736 | -100.0% | -0.04% | – |
| TRUP | Exit | TRUPANION INC | $0 | – | -19,825 | -100.0% | -0.04% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -28,342 | -100.0% | -0.04% | – |
| JJSF | Exit | J & J SNACK FOODS CORP | $0 | – | -8,833 | -100.0% | -0.05% | – |
| NGM | Exit | NGM BIOPHARMACEUTICALS INC | $0 | – | -55,824 | -100.0% | -0.05% | – |
| STWD | Exit | STARWOOD PPTY TR INC | $0 | – | -75,690 | -100.0% | -0.05% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -49,245 | -100.0% | -0.05% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALIF QU | $0 | – | -92,956 | -100.0% | -0.06% | – |
| PENN | Exit | PENN NATL GAMING INC | $0 | – | -46,297 | -100.0% | -0.06% | – |
| ETFC | Exit | E TRADE FINANCIAL CORP | $0 | – | -29,998 | -100.0% | -0.07% | – |
| ASA | Exit | ASA GOLD AND PRECIOUS MTLS L | $0 | – | -95,271 | -100.0% | -0.07% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -30,604 | -100.0% | -0.08% | – |
| LBRDK | Exit | LIBERTY BROADBAND CORP | $0 | – | -16,642 | -100.0% | -0.09% | – |
| LENB | Exit | LENNAR CORPcl b | $0 | – | -57,863 | -100.0% | -0.12% | – |
| CWENA | Exit | CLEARWAY ENERGY INCcl a | $0 | – | -138,853 | -100.0% | -0.13% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -55,175 | -100.0% | -0.14% | – |
| SOHU | Exit | SOHU COM LTDsponsored ads | $0 | – | -338,042 | -100.0% | -0.14% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -67,832 | -100.0% | -0.17% | – |
| GRFS | Exit | GRIFOLS S Asp adr rep b nvt | $0 | – | -279,186 | -100.0% | -0.22% | – |
| LSXMK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -199,532 | -100.0% | -0.30% | – |
| KRE | Exit | SPDR SER TRput | $0 | – | -300,000 | -100.0% | -0.51% | – |
| DJP | Exit | BARCLAYS BANK PLCdjubs cmdt etn36 | $0 | – | -966,123 | -100.0% | -0.75% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -151,000 | -100.0% | -2.05% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View RMB Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View RMB Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-26 |
View RMB Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.