$2.74 Billion is the total value of RMB Capital Management, LLC's 736 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 26.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| V | Buy | VISA INC | $61,144,000 | +16.5% | 279,540 | +6.5% | 2.24% | -1.5% |
| DHR | Buy | DANAHER CORPORATION | $54,417,000 | +5.1% | 244,965 | +1.9% | 1.99% | -11.2% |
| PTC | Sell | PTC INC | $50,595,000 | +24.0% | 423,001 | -14.3% | 1.85% | +4.8% |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $47,536,000 | +22.9% | 521,064 | +7.5% | 1.74% | +3.9% |
| MSFT | Sell | MICROSOFT CORP | $47,024,000 | +5.7% | 211,422 | -0.1% | 1.72% | -10.7% |
| INFO | Buy | IHS MARKIT LTD | $45,868,000 | +17.4% | 510,604 | +2.6% | 1.68% | -0.8% |
| SIVB | Sell | SVB FINANCIAL GROUP | $45,121,000 | +28.5% | 116,343 | -20.3% | 1.65% | +8.6% |
| AAPL | Sell | APPLE INC | $44,859,000 | +11.4% | 338,078 | -2.8% | 1.64% | -5.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $44,787,000 | +44.2% | 352,461 | +9.2% | 1.64% | +21.8% |
| STE | Buy | STERIS PLC | $42,983,000 | +8.0% | 226,774 | +0.4% | 1.57% | -8.8% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $40,117,000 | +17.7% | 107,299 | +5.4% | 1.47% | -0.5% |
| TMX | New | TERMINIX GLOBAL HOLDINGS INC | $39,791,000 | – | 780,076 | +100.0% | 1.46% | – |
| COO | Buy | COOPER COS INC | $39,562,000 | +12.7% | 108,890 | +4.6% | 1.45% | -4.7% |
| MKTX | Buy | MARKETAXESS HLDGS INC | $39,425,000 | +18.5% | 69,099 | +0.0% | 1.44% | +0.1% |
| AZPN | Buy | ASPEN TECHNOLOGY INC | $38,947,000 | +6.7% | 299,017 | +3.7% | 1.42% | -9.8% |
| JKHY | Buy | HENRY JACK & ASSOC INC | $38,933,000 | +17.0% | 240,342 | +17.4% | 1.42% | -1.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $38,778,000 | +20.1% | 22,125 | +0.4% | 1.42% | +1.5% |
| DG | Buy | DOLLAR GEN CORP NEW | $38,604,000 | +32.4% | 183,567 | +32.0% | 1.41% | +11.8% |
| BKNG | Buy | BOOKING HOLDINGS INC | $38,354,000 | +33.5% | 17,220 | +2.6% | 1.40% | +12.8% |
| TJX | Buy | TJX COS INC NEW | $37,618,000 | +28.0% | 550,859 | +4.3% | 1.38% | +8.1% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $35,668,000 | +20.4% | 20,360 | +1.0% | 1.30% | +1.7% |
| PGR | Sell | PROGRESSIVE CORP | $34,992,000 | -7.5% | 353,883 | -11.5% | 1.28% | -21.9% |
| NDSN | Buy | NORDSON CORP | $34,905,000 | +8.7% | 173,698 | +3.8% | 1.28% | -8.1% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $33,047,000 | +29.4% | 224,916 | -3.9% | 1.21% | +9.3% |
| FBHS | Buy | FORTUNE BRANDS HOME & SEC IN | $29,987,000 | +0.5% | 349,822 | +1.4% | 1.10% | -15.1% |
| TYL | Buy | TYLER TECHNOLOGIES INC | $29,522,000 | +27.9% | 67,630 | +2.2% | 1.08% | +8.1% |
| CRM | Buy | SALESFORCE COM INC | $24,961,000 | +463.7% | 112,170 | +536.6% | 0.91% | +375.0% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $23,259,000 | -3.5% | 103,620 | +3.9% | 0.85% | -18.5% |
| MS | Buy | MORGAN STANLEY | $22,731,000 | +42.0% | 331,693 | +0.1% | 0.83% | +19.9% |
| MTN | Sell | VAIL RESORTS INC | $22,413,000 | +10.3% | 80,344 | -15.4% | 0.82% | -6.8% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $21,678,000 | +13.4% | 61,816 | +0.8% | 0.79% | -4.2% |
| BDX | Buy | BECTON DICKINSON & CO | $19,778,000 | +15.2% | 79,044 | +7.1% | 0.72% | -2.7% |
| ACN | Buy | ACCENTURE PLC IRELAND | $19,730,000 | +22.5% | 75,533 | +6.0% | 0.72% | +3.4% |
| AVY | Buy | AVERY DENNISON CORP | $19,460,000 | +22.5% | 125,454 | +1.0% | 0.71% | +3.5% |
| KDP | Buy | KEURIG DR PEPPER INC | $19,351,000 | +68.1% | 604,706 | +45.0% | 0.71% | +42.0% |
| FICO | Buy | FAIR ISAAC CORP | $18,843,000 | +23.0% | 36,872 | +2.4% | 0.69% | +3.9% |
| LOW | Sell | LOWES COS INC | $18,769,000 | -12.1% | 116,933 | -9.2% | 0.69% | -25.8% |
| WST | Sell | WEST PHARMACEUTICAL SVSC INC | $18,581,000 | -6.2% | 65,583 | -9.0% | 0.68% | -20.8% |
| UNP | Buy | UNION PAC CORP | $18,544,000 | +28.9% | 89,063 | +21.8% | 0.68% | +8.8% |
| CDW | Buy | CDW CORP | $18,202,000 | +19.4% | 138,110 | +8.3% | 0.66% | +0.8% |
| CTLT | Buy | CATALENT INC | $17,892,000 | +24.5% | 171,928 | +2.5% | 0.65% | +5.1% |
| RGEN | Sell | REPLIGEN CORP | $17,752,000 | +15.8% | 92,634 | -10.8% | 0.65% | -2.1% |
| SBUX | Buy | STARBUCKS CORP | $17,498,000 | +25.7% | 163,560 | +1.0% | 0.64% | +6.3% |
| MPWR | Buy | MONOLITHIC PWR SYS INC | $16,988,000 | +32.4% | 46,385 | +1.1% | 0.62% | +11.9% |
| EGP | Buy | EASTGROUP PPTYS INC | $16,851,000 | +11.6% | 122,058 | +4.6% | 0.62% | -5.7% |
| ADI | Buy | ANALOG DEVICES INC | $16,384,000 | +27.6% | 110,901 | +0.8% | 0.60% | +7.7% |
| CME | Buy | CME GROUP INC | $16,255,000 | +59.9% | 89,288 | +47.0% | 0.59% | +35.0% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $15,408,000 | +6.5% | 75,574 | +1.0% | 0.56% | -10.1% |
| CERN | Buy | CERNER CORP | $15,013,000 | +12.3% | 191,304 | +3.4% | 0.55% | -5.0% |
| BCO | Sell | BRINKS CO | $14,421,000 | +67.0% | 200,292 | -4.7% | 0.53% | +40.9% |
| SNPS | Buy | SYNOPSYS INC | $14,214,000 | +60.9% | 54,829 | +32.8% | 0.52% | +36.1% |
| EXP | Buy | EAGLE MATLS INC | $14,057,000 | +29.9% | 138,703 | +10.7% | 0.51% | +9.8% |
| POOL | Sell | POOL CORP | $13,984,000 | +5.7% | 37,543 | -5.1% | 0.51% | -10.8% |
| AMGN | Buy | AMGEN INC | $13,789,000 | +2.7% | 59,971 | +13.5% | 0.50% | -13.3% |
| DGRW | Sell | WISDOMTREE TRus qtly div grt | $13,678,000 | +8.8% | 253,487 | -0.1% | 0.50% | -8.1% |
| RBA | Sell | RITCHIE BROS AUCTIONEERS | $13,005,000 | -4.9% | 186,981 | -19.0% | 0.48% | -19.8% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $12,972,000 | +46.8% | 141,157 | +12.2% | 0.47% | +24.1% |
| VC | Buy | VISTEON CORP | $12,923,000 | +88.4% | 102,950 | +3.9% | 0.47% | +58.9% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $12,787,000 | +7.8% | 90,579 | -1.7% | 0.47% | -9.0% |
| MLPX | New | GLOBAL X FDSglb x mlp enrg i | $12,660,000 | – | 469,758 | +100.0% | 0.46% | – |
| AFG | Buy | AMERICAN FINL GROUP INC OHIO | $12,454,000 | +38.4% | 142,136 | +5.8% | 0.46% | +17.0% |
| KRE | Sell | SPDR SER TRs&p regl bkg | $12,139,000 | -20.0% | 233,660 | -45.0% | 0.44% | -32.3% |
| DEO | Sell | DIAGEO PLCspon adr new | $12,110,000 | +10.3% | 76,255 | -4.4% | 0.44% | -6.7% |
| PFPT | Sell | PROOFPOINT INC | $12,055,000 | +15.3% | 88,377 | -10.7% | 0.44% | -2.4% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $11,904,000 | +17.8% | 203,967 | +1.8% | 0.44% | -0.5% |
| AMZN | Sell | AMAZON COM INC | $11,865,000 | -0.8% | 3,643 | -4.1% | 0.43% | -16.2% |
| SBCF | Buy | SEACOAST BKG CORP FLA | $11,725,000 | +67.7% | 398,137 | +2.7% | 0.43% | +42.1% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $11,631,000 | +32.3% | 27,699 | +6.7% | 0.42% | +11.8% |
| STOR | Buy | STORE CAP CORP | $11,521,000 | +675.3% | 339,042 | +525.9% | 0.42% | +557.8% |
| COLM | Buy | COLUMBIA SPORTSWEAR CO | $10,717,000 | +0.7% | 122,648 | +0.2% | 0.39% | -15.0% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $10,697,000 | +18.4% | 51,733 | +1.0% | 0.39% | 0.0% |
| IHDG | Sell | WISDOMTREE TRitl hdg qtly div | $10,592,000 | +4.6% | 269,368 | -2.7% | 0.39% | -11.6% |
| PCH | Buy | POTLATCHDELTIC CORPORATION | $10,541,000 | +66.7% | 210,735 | +40.3% | 0.38% | +40.5% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $10,179,000 | +18.7% | 99,162 | +99.8% | 0.37% | +0.3% |
| JNK | Buy | SPDR SER TRbloomberg brclys | $9,809,000 | +78.5% | 90,044 | +70.9% | 0.36% | +50.8% |
| NEO | Buy | NEOGENOMICS INC | $9,718,000 | +49.3% | 180,500 | +2.3% | 0.36% | +25.9% |
| IWB | ISHARES TRrus 1000 etf | $9,659,000 | +13.2% | 45,597 | 0.0% | 0.35% | -4.3% | |
| VGT | VANGUARD WORLD FDSinf tech etf | $9,570,000 | +13.6% | 27,051 | 0.0% | 0.35% | -3.8% | |
| OMCL | Sell | OMNICELL COM | $9,339,000 | +49.6% | 77,810 | -6.9% | 0.34% | +26.3% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $9,142,000 | -16.4% | 78,137 | -18.0% | 0.33% | -29.4% |
| ARGO | Buy | ARGO GROUP INTL HLDGS LTD | $9,103,000 | +36.5% | 208,306 | +7.6% | 0.33% | +15.6% |
| CPRT | Buy | COPART INC | $8,960,000 | +21.4% | 70,414 | +0.4% | 0.33% | +2.8% |
| WPX | Buy | WPX ENERGY INC | $8,790,000 | +71.6% | 1,078,460 | +3.2% | 0.32% | +44.6% |
| CUK | Sell | CARNIVAL PLCadr | $8,559,000 | +21.8% | 456,737 | -16.0% | 0.31% | +3.0% |
| MKSI | Buy | MKS INSTRS INC | $8,510,000 | +40.7% | 56,567 | +2.2% | 0.31% | +18.7% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $8,320,000 | -4.5% | 116,348 | -23.1% | 0.30% | -19.4% |
| FISV | Sell | FISERV INC | $8,255,000 | +9.0% | 72,504 | -1.3% | 0.30% | -7.9% |
| EXPO | Buy | EXPONENT INC | $8,229,000 | +33.1% | 91,399 | +6.5% | 0.30% | +12.7% |
| ABT | Sell | ABBOTT LABS | $8,229,000 | -14.8% | 75,165 | -15.3% | 0.30% | -28.0% |
| RPM | Sell | RPM INTL INC | $8,031,000 | +3.0% | 88,473 | -6.0% | 0.29% | -12.8% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $7,936,000 | -3.3% | 32,910 | -13.0% | 0.29% | -18.3% |
| TCBK | Buy | TRICO BANCSHARES | $7,863,000 | +51.6% | 222,862 | +5.2% | 0.29% | +28.1% |
| NEOG | Buy | NEOGEN CORP | $7,767,000 | +5.4% | 97,946 | +4.0% | 0.28% | -11.0% |
| ISBC | Buy | INVESTORS BANCORP INC NEW | $7,668,000 | +72.9% | 726,115 | +18.9% | 0.28% | +45.8% |
| KAI | Buy | KADANT INC | $7,602,000 | +34.0% | 53,922 | +4.2% | 0.28% | +13.5% |
| DMRC | Sell | DIGIMARC CORP NEW | $7,350,000 | +37.4% | 155,588 | -35.1% | 0.27% | +16.5% |
| TDY | Sell | TELEDYNE TECHNOLOGIES INC | $7,346,000 | -40.9% | 18,739 | -53.2% | 0.27% | -50.0% |
| EXAS | Buy | EXACT SCIENCES CORP | $7,145,000 | +30.9% | 53,928 | +0.8% | 0.26% | +10.6% |
| BFAM | Sell | BRIGHT HORIZONS FAM SOL IN D | $7,119,000 | -0.5% | 41,152 | -12.6% | 0.26% | -16.1% |
| ATR | Buy | APTARGROUP INC | $7,085,000 | +26.7% | 51,757 | +4.7% | 0.26% | +7.0% |
| TECH | Sell | BIO-TECHNE CORP | $6,943,000 | +27.8% | 21,866 | -0.3% | 0.25% | +8.1% |
| CRS | Buy | CARPENTER TECHNOLOGY CORP | $6,920,000 | +71.9% | 237,626 | +7.2% | 0.25% | +45.4% |
| CW | Buy | CURTISS WRIGHT CORP | $6,668,000 | +32.0% | 57,307 | +5.8% | 0.24% | +11.4% |
| GWRE | Buy | GUIDEWIRE SOFTWARE INC | $6,531,000 | +29.1% | 50,733 | +4.6% | 0.24% | +9.1% |
| WSO | New | WATSCO INC | $6,508,000 | – | 28,727 | +100.0% | 0.24% | – |
| GTLS | Buy | CHART INDS INC | $6,333,000 | +67.6% | 53,769 | +0.0% | 0.23% | +42.3% |
| RGLD | New | ROYAL GOLD INC | $6,317,000 | – | 59,386 | +100.0% | 0.23% | – |
| ITT | Buy | ITT INC | $6,305,000 | +33.3% | 81,854 | +2.2% | 0.23% | +12.2% |
| DON | Sell | WISDOMTREE TRus midcap divid | $6,247,000 | +17.3% | 179,452 | -2.5% | 0.23% | -0.9% |
| PNFP | Buy | PINNACLE FINL PARTNERS INC | $6,145,000 | +103.0% | 95,418 | +12.2% | 0.22% | +71.8% |
| ROLL | Buy | RBC BEARINGS INC | $6,080,000 | +50.7% | 33,959 | +2.0% | 0.22% | +26.9% |
| MKL | Sell | MARKEL CORP | $6,080,000 | +5.9% | 5,884 | -0.2% | 0.22% | -10.5% |
| ABBV | Sell | ABBVIE INC | $5,943,000 | +0.7% | 55,463 | -17.7% | 0.22% | -14.9% |
| MLM | Buy | MARTIN MARIETTA MATLS INC | $5,839,000 | +24.8% | 20,565 | +3.5% | 0.21% | +5.4% |
| IDXX | Sell | IDEXX LABS INC | $5,711,000 | +24.4% | 11,426 | -2.1% | 0.21% | +5.0% |
| STLD | Buy | STEEL DYNAMICS INC | $5,619,000 | +33.7% | 152,402 | +3.8% | 0.20% | +12.6% |
| AGG | New | ISHARES TRcore us aggbd et | $5,529,000 | – | 46,781 | +100.0% | 0.20% | – |
| FIVN | Buy | FIVE9 INC | $5,502,000 | +38.2% | 31,549 | +2.7% | 0.20% | +16.9% |
| SSB | Sell | SOUTH ST CORP | $5,427,000 | +44.2% | 75,069 | -3.9% | 0.20% | +21.5% |
| ARE | Buy | ALEXANDRIA REAL ESTATE EQ IN | $5,394,000 | +15.2% | 30,268 | +3.4% | 0.20% | -3.0% |
| HD | Sell | HOME DEPOT INC | $5,385,000 | -4.9% | 20,273 | -0.6% | 0.20% | -19.6% |
| FTEC | Sell | FIDELITY COVINGTON TRUSTmsci info tech i | $5,358,000 | -3.7% | 51,271 | -15.2% | 0.20% | -18.7% |
| SF | Buy | STIFEL FINL CORP | $5,338,000 | +52.2% | 105,786 | +52.5% | 0.20% | +28.3% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $5,185,000 | +12.5% | 64,906 | +1.7% | 0.19% | -4.5% |
| IEX | Buy | IDEX CORP | $4,980,000 | +13.1% | 24,999 | +3.5% | 0.18% | -4.7% |
| GGG | Buy | GRACO INC | $4,990,000 | +22.1% | 68,971 | +3.5% | 0.18% | +2.8% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $4,927,000 | +3.2% | 87,628 | -1.6% | 0.18% | -13.0% |
| CPK | Sell | CHESAPEAKE UTILS CORP | $4,903,000 | -5.7% | 45,313 | -26.5% | 0.18% | -20.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,839,000 | -17.4% | 30,747 | -21.9% | 0.18% | -30.0% |
| SFBS | Buy | SERVISFIRST BANCSHARES INC | $4,691,000 | +42.6% | 116,434 | +20.5% | 0.17% | +20.4% |
| TRMB | Buy | TRIMBLE INC | $4,662,000 | +41.3% | 69,816 | +3.0% | 0.17% | +18.9% |
| FOXF | Buy | FOX FACTORY HLDG CORP | $4,558,000 | +44.8% | 43,117 | +1.8% | 0.17% | +22.8% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $4,543,000 | +16.8% | 96,229 | +1.2% | 0.17% | -1.2% |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $4,504,000 | -9.1% | 31,841 | -5.4% | 0.16% | -22.9% |
| BP | Sell | BP PLCsponsored adr | $4,438,000 | +17.2% | 216,260 | -0.3% | 0.16% | -1.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $4,434,000 | +25.1% | 324,361 | +12.9% | 0.16% | +5.9% |
| PYPL | Buy | PAYPAL HLDGS INC | $4,376,000 | +21.9% | 18,683 | +2.5% | 0.16% | +3.2% |
| Z | New | ZILLOW GROUP INCcl c cap stk | $4,289,000 | – | 33,045 | +100.0% | 0.16% | – |
| TREX | Buy | TREX CO INC | $4,246,000 | +22.8% | 50,707 | +5.0% | 0.16% | +3.3% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $4,205,000 | +40.3% | 21,450 | +7.2% | 0.15% | +18.5% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $4,189,000 | +11.4% | 11,159 | -0.3% | 0.15% | -6.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $4,056,000 | -19.3% | 65,383 | -21.6% | 0.15% | -31.8% |
| APH | Buy | AMPHENOL CORP NEWcl a | $4,030,000 | +315.9% | 30,821 | +244.2% | 0.15% | +250.0% |
| ODFL | Buy | OLD DOMINION FREIGHT LINE IN | $4,001,000 | +11.6% | 20,499 | +3.5% | 0.15% | -5.8% |
| CHNG | Sell | CHANGE HEALTHCARE INC | $3,999,000 | +2.8% | 214,426 | -20.0% | 0.15% | -13.1% |
| RARE | Buy | ULTRAGENYX PHARMACEUTICAL IN | $3,972,000 | +71.7% | 28,689 | +1.9% | 0.14% | +45.0% |
| AHCO | Sell | ADAPTHEALTH CORP | $3,959,000 | -9.7% | 105,394 | -47.6% | 0.14% | -23.7% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $3,931,000 | +9.2% | 61,588 | +295.3% | 0.14% | -7.7% |
| WNS | Sell | WNS HLDGS LTDspon adr | $3,871,000 | +2.1% | 53,720 | -9.3% | 0.14% | -13.4% |
| HALO | Buy | HALOZYME THERAPEUTICS INC | $3,818,000 | +83.9% | 89,403 | +13.2% | 0.14% | +55.6% |
| MPC | Sell | MARATHON PETE CORP | $3,793,000 | +38.9% | 91,716 | -1.5% | 0.14% | +17.8% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $3,728,000 | -5.9% | 541,894 | -18.2% | 0.14% | -20.5% |
| WBS | Buy | WEBSTER FINL CORP CONN | $3,698,000 | +103.0% | 87,739 | +27.2% | 0.14% | +70.9% |
| VTRS | New | VIATRIS INC | $3,644,000 | – | 194,469 | +100.0% | 0.13% | – |
| FLIR | Buy | FLIR SYS INC | $3,555,000 | +27.3% | 81,120 | +4.2% | 0.13% | +7.4% |
| ROKU | Buy | ROKU INC | $3,471,000 | +80.4% | 10,455 | +2.6% | 0.13% | +53.0% |
| IWR | Sell | ISHARES TRrus mid cap etf | $3,473,000 | +18.8% | 50,670 | -0.6% | 0.13% | +0.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,452,000 | +2.2% | 14,884 | -6.1% | 0.13% | -13.7% |
| CDLX | Sell | CARDLYTICS INC | $3,429,000 | +14.0% | 24,015 | -43.7% | 0.12% | -3.8% |
| Sell | LIGHTSPEED POS INC | $3,396,000 | +36.6% | 61,466 | -40.8% | 0.12% | +14.8% | |
| ACIW | Sell | ACI WORLDWIDE INC | $3,365,000 | +12.7% | 87,553 | -23.4% | 0.12% | -4.7% |
| FWONA | Buy | LIBERTY MEDIA CORP DEL | $3,348,000 | +269.9% | 88,139 | +226.2% | 0.12% | +212.8% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $3,346,000 | +11.4% | 13,206 | +0.1% | 0.12% | -6.2% |
| TYG | Sell | TORTOISE ENERGY INFRA CORP | $3,339,000 | -0.8% | 166,108 | -27.0% | 0.12% | -16.4% |
| TXN | Sell | TEXAS INSTRS INC | $3,279,000 | +12.1% | 19,979 | -2.4% | 0.12% | -4.8% |
| ZNGA | Sell | ZYNGA INCcl a | $3,263,000 | +2.7% | 330,609 | -5.1% | 0.12% | -13.1% |
| CSL | Buy | CARLISLE COS INC | $3,171,000 | +32.5% | 20,301 | +3.8% | 0.12% | +11.5% |
| NVR | Buy | NVR INC | $3,003,000 | +4.0% | 736 | +4.1% | 0.11% | -12.0% |
| JCOM | Buy | J2 GLOBAL INC | $2,955,000 | +59.5% | 30,249 | +13.0% | 0.11% | +35.0% |
| CVX | Buy | CHEVRON CORP NEW | $2,938,000 | +59.2% | 34,787 | +35.7% | 0.11% | +33.8% |
| NXJ | Sell | NUVEEN NEW JERSEY QULT MUN F | $2,931,000 | -7.7% | 203,993 | -13.1% | 0.11% | -21.9% |
| AT | ATLANTIC POWER CORP | $2,940,000 | +7.1% | 1,400,000 | 0.0% | 0.11% | -10.1% | |
| HEI | Buy | HEICO CORP NEW | $2,912,000 | +30.5% | 22,000 | +3.2% | 0.11% | +9.3% |
| AKAM | Sell | AKAMAI TECHNOLOGIES INC | $2,822,000 | -15.8% | 26,874 | -11.4% | 0.10% | -29.0% |
| ABCB | Sell | AMERIS BANCORP | $2,822,000 | +61.9% | 74,116 | -3.1% | 0.10% | +37.3% |
| GWPH | Buy | GW PHARMACEUTICALS PLCads | $2,780,000 | +49.1% | 24,089 | +25.8% | 0.10% | +25.9% |
| DTN | Sell | WISDOMTREE TRus divid ex fncl | $2,758,000 | +5.7% | 32,938 | -4.8% | 0.10% | -10.6% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $2,735,000 | +4.0% | 7,662 | -1.5% | 0.10% | -12.3% |
| CONE | Buy | CYRUSONE INC | $2,675,000 | +8.2% | 36,571 | +3.6% | 0.10% | -8.4% |
| RPAY | Sell | REPAY HLDGS CORP | $2,691,000 | -14.9% | 98,769 | -26.6% | 0.10% | -28.5% |
| EPRT | New | ESSENTIAL PPTYS RLTY TR INC | $2,652,000 | – | 125,081 | +100.0% | 0.10% | – |
| DES | Buy | WISDOMTREE TRus smallcap divd | $2,611,000 | +30.7% | 98,158 | +3.6% | 0.10% | +10.5% |
| AFT | New | APOLLO SR FLOATING RATE FD I | $2,564,000 | – | 178,054 | +100.0% | 0.09% | – |
| KMF | Buy | KAYNE ANDERSON NEXTGEN ENRGY | $2,540,000 | +150.5% | 441,723 | +75.5% | 0.09% | +111.4% |
| KSU | KANSAS CITY SOUTHERN | $2,465,000 | +12.9% | 12,075 | 0.0% | 0.09% | -4.3% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $2,435,000 | +8.7% | 7 | 0.0% | 0.09% | -8.2% | |
| EBC | New | EASTERN BANKSHARES INC | $2,446,000 | – | 150,000 | +100.0% | 0.09% | – |
| ADBE | ADOBE SYSTEMS INCORPORATED | $2,430,000 | +2.0% | 4,859 | 0.0% | 0.09% | -13.6% | |
| MO | Buy | ALTRIA GROUP INC | $2,427,000 | +46.6% | 59,187 | +38.2% | 0.09% | +23.6% |
| AQN | New | ALGONQUIN PWR UTILS CORP | $2,431,000 | – | 147,702 | +100.0% | 0.09% | – |
| MNSB | Sell | MAINSTREET BANCSHARES INC | $2,413,000 | -58.6% | 142,670 | -70.0% | 0.09% | -65.1% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $2,410,000 | +21.3% | 10,485 | -2.2% | 0.09% | +2.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,409,000 | +38.4% | 41,001 | +40.2% | 0.09% | +17.3% |
| MTZ | Buy | MASTEC INC | $2,393,000 | +86.4% | 35,101 | +15.4% | 0.09% | +55.4% |
| ISRG | Sell | INTUITIVE SURGICAL INC | $2,364,000 | +6.0% | 2,890 | -8.0% | 0.09% | -10.4% |
| NTRS | Sell | NORTHERN TR CORP | $2,365,000 | +17.1% | 25,389 | -2.0% | 0.09% | -1.1% |
| MRK | Buy | MERCK & CO. INC | $2,360,000 | +38.1% | 28,849 | +40.0% | 0.09% | +16.2% |
| FMS | Sell | FRESENIUS MED CARE AG&CO KGAsponsored adr | $2,346,000 | -27.1% | 56,441 | -25.5% | 0.09% | -38.1% |
| CDNA | CAREDX INC | $2,307,000 | +91.0% | 31,849 | 0.0% | 0.08% | +61.5% | |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $2,281,000 | -1.3% | 34,407 | -8.1% | 0.08% | -17.0% |
| PLMR | Sell | PALOMAR HLDGS INC | $2,247,000 | -30.2% | 25,293 | -18.1% | 0.08% | -41.0% |
| CIEN | Buy | CIENA CORP | $2,179,000 | +39.8% | 41,222 | +5.0% | 0.08% | +19.4% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $2,182,000 | -13.8% | 152,788 | -29.5% | 0.08% | -27.3% |
| VRRM | Sell | VERRA MOBILITY CORP | $2,154,000 | +35.0% | 160,477 | -2.9% | 0.08% | +14.5% |
| CTT | Buy | CATCHMARK TIMBER TR INCcl a | $2,148,000 | +5.0% | 229,460 | +0.2% | 0.08% | -10.2% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $2,155,000 | +46.3% | 6,869 | +29.6% | 0.08% | +23.4% |
| C | Sell | CITIGROUP INC | $2,133,000 | +36.6% | 34,589 | -4.5% | 0.08% | +14.7% |
| HEIA | HEICO CORP NEWcl a | $2,145,000 | +32.0% | 18,324 | 0.0% | 0.08% | +11.4% | |
| TRHC | Sell | TABULA RASA HEALTHCARE INC | $2,120,000 | -17.9% | 49,478 | -21.9% | 0.08% | -31.2% |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDord | $2,096,000 | +15.7% | 44,094 | -3.3% | 0.08% | -1.3% |
| FB | Sell | FACEBOOK INCcl a | $2,089,000 | +2.8% | 7,645 | -1.4% | 0.08% | -13.6% |
| ENS | ENERSYS | $2,085,000 | +23.7% | 25,104 | 0.0% | 0.08% | +4.1% | |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $2,032,000 | -9.0% | 37,335 | -18.1% | 0.07% | -23.7% |
| IGF | Buy | ISHARES TRglb infrastr etf | $2,015,000 | +57.3% | 46,103 | +38.8% | 0.07% | +34.5% |
| PDFS | Sell | PDF SOLUTIONS INC | $2,013,000 | +1.2% | 93,181 | -12.4% | 0.07% | -14.0% |
| FAST | Buy | FASTENAL CO | $2,010,000 | +12.9% | 41,172 | +4.2% | 0.07% | -5.2% |
| EQC | Sell | EQUITY COMWLTH | $1,999,000 | -35.3% | 73,263 | -36.8% | 0.07% | -45.5% |
| NTG | Buy | TORTOISE MIDSTRM ENERGY FD I | $1,982,000 | +51.5% | 96,253 | +6.6% | 0.07% | +26.3% |
| NEE | Buy | NEXTERA ENERGY INC | $1,939,000 | +11.1% | 25,132 | +299.6% | 0.07% | -6.6% |
| SKY | Sell | SKYLINE CHAMPION CORPORATION | $1,937,000 | -42.9% | 62,605 | -50.6% | 0.07% | -51.7% |
| LMT | Sell | LOCKHEED MARTIN CORP | $1,946,000 | -10.3% | 5,484 | -3.1% | 0.07% | -24.5% |
| EDD | New | MORGAN STANLEY EMERGING MKTS | $1,907,000 | – | 303,227 | +100.0% | 0.07% | – |
| FANG | Buy | DIAMONDBACK ENERGY INC | $1,906,000 | +66.3% | 39,392 | +3.6% | 0.07% | +40.0% |
| AVK | New | ADVENT CONVERTIBLE & INCOME | $1,900,000 | – | 114,989 | +100.0% | 0.07% | – |
| AFIB | Buy | ACUTUS MED INC | $1,853,000 | +78.3% | 64,304 | +84.4% | 0.07% | +51.1% |
| IR | Sell | INGERSOLL RAND INC | $1,860,000 | +23.5% | 40,816 | -3.5% | 0.07% | +4.6% |
| EMO | Buy | CLEARBRIDGE ENERGY MIDSTRM O | $1,827,000 | +80.4% | 136,062 | +17.8% | 0.07% | +52.3% |
| HON | Sell | HONEYWELL INTL INC | $1,816,000 | +24.8% | 8,535 | -3.5% | 0.07% | +4.8% |
| MCD | Sell | MCDONALDS CORP | $1,816,000 | -4.7% | 8,463 | -2.5% | 0.07% | -19.5% |
| DLTR | Sell | DOLLAR TREE INC | $1,784,000 | +14.7% | 16,513 | -3.0% | 0.06% | -3.0% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $1,782,000 | -41.2% | 125,197 | -45.5% | 0.06% | -50.4% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $1,746,000 | -6.3% | 148,590 | -9.4% | 0.06% | -21.0% |
| TSLA | Sell | TESLA INC | $1,729,000 | +57.2% | 2,450 | -4.5% | 0.06% | +31.2% |
| WPC | Sell | WP CAREY INC | $1,689,000 | +8.3% | 23,934 | -0.0% | 0.06% | -7.5% |
| MMM | Buy | 3M CO | $1,684,000 | +59.5% | 9,634 | +46.1% | 0.06% | +34.8% |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $1,692,000 | – | 116,855 | +100.0% | 0.06% | – |
| USB | Sell | US BANCORP DEL | $1,661,000 | +18.3% | 35,660 | -8.9% | 0.06% | 0.0% |
| EOG | Sell | EOG RES INC | $1,674,000 | -73.1% | 33,576 | -80.6% | 0.06% | -77.3% |
| DE | DEERE & CO | $1,644,000 | +21.4% | 6,109 | 0.0% | 0.06% | +1.7% | |
| PI | Sell | IMPINJ INC | $1,645,000 | +44.2% | 39,297 | -9.2% | 0.06% | +22.4% |
| SYK | Sell | STRYKER CORPORATION | $1,641,000 | +10.7% | 6,694 | -5.9% | 0.06% | -6.2% |
| ILMN | Sell | ILLUMINA INC | $1,604,000 | +10.4% | 4,336 | -7.7% | 0.06% | -6.3% |
| CWB | SPDR SER TRblmbrg brc cnvrt | $1,614,000 | +20.2% | 19,490 | 0.0% | 0.06% | +1.7% | |
| NFJ | Buy | ALLIANZGI DIVIDEND INT & PRM | $1,603,000 | +90.8% | 119,102 | +67.2% | 0.06% | +63.9% |
| DGRO | Buy | ISHARES TRcore div grwth | $1,621,000 | +12.6% | 36,162 | +0.0% | 0.06% | -4.8% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $1,593,000 | +9.8% | 13,815 | -4.8% | 0.06% | -7.9% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $1,550,000 | +17.5% | 29,999 | +0.3% | 0.06% | 0.0% |
| BHC | Sell | BAUSCH HEALTH COS INC | $1,572,000 | +29.7% | 75,589 | -3.1% | 0.06% | +9.6% |
| NHLD | New | NATIONAL HLDGS CORP | $1,528,000 | – | 496,103 | +100.0% | 0.06% | – |
| DIS | Sell | DISNEY WALT CO | $1,524,000 | +46.0% | 8,410 | -0.0% | 0.06% | +24.4% |
| IFN | Buy | INDIA FD INC | $1,518,000 | +23.5% | 76,036 | +2.1% | 0.06% | +3.8% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $1,503,000 | +10.0% | 11,557 | -1.3% | 0.06% | -6.8% |
| UAA | Sell | UNDER ARMOUR INCcl a | $1,486,000 | +48.2% | 86,574 | -3.1% | 0.05% | +25.6% |
| FBP | Sell | FIRST BANCORP P R | $1,481,000 | +73.6% | 160,635 | -1.7% | 0.05% | +45.9% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $1,482,000 | +26.2% | 8,412 | -0.1% | 0.05% | +5.9% |
| JPC | Sell | NUVEEN PFD & INCOME OPPORTUN | $1,441,000 | +4.3% | 151,718 | -6.7% | 0.05% | -11.7% |
| DOW | Sell | DOW INC | $1,443,000 | -7.0% | 26,006 | -21.1% | 0.05% | -20.9% |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $1,451,000 | – | 156,745 | +100.0% | 0.05% | – |
| MYC | Sell | BLACKROCK MUNIYIELD CALIF FD | $1,455,000 | -2.4% | 98,391 | -8.6% | 0.05% | -18.5% |
| MUJ | Sell | BLACKROCK MUNIHLDGS NJ QLTY | $1,441,000 | -26.2% | 99,681 | -30.6% | 0.05% | -36.9% |
| QTS | New | QTS RLTY TR INC | $1,435,000 | – | 23,198 | +100.0% | 0.05% | – |
| LMST | Sell | LIMESTONE BANCORP INC | $1,432,000 | +0.4% | 113,986 | -15.9% | 0.05% | -16.1% |
| VMI | VALMONT INDS INC | $1,394,000 | +41.0% | 7,967 | 0.0% | 0.05% | +18.6% | |
| NVDA | Sell | NVIDIA CORPORATION | $1,398,000 | -6.8% | 2,677 | -3.4% | 0.05% | -21.5% |
| LECO | LINCOLN ELEC HLDGS INC | $1,384,000 | +26.3% | 11,908 | 0.0% | 0.05% | +8.5% | |
| NML | Buy | NEUBERGER BERMAN MLP & ENERG | $1,382,000 | +89.6% | 410,108 | +33.9% | 0.05% | +59.4% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $1,363,000 | -31.2% | 63,529 | -41.2% | 0.05% | -41.9% |
| MGU | Buy | MACQUARIE GLOBAL INFRASTRUCT | $1,366,000 | +18.5% | 67,336 | +2.5% | 0.05% | 0.0% |
| AVD | AMERICAN VANGUARD CORP | $1,367,000 | +18.0% | 88,100 | 0.0% | 0.05% | 0.0% | |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $1,333,000 | +37.8% | 131,709 | +4.5% | 0.05% | +16.7% |
| VEEV | VEEVA SYS INC | $1,310,000 | -3.2% | 4,811 | 0.0% | 0.05% | -18.6% | |
| FRA | Sell | BLACKROCK FLOATING RATE INCO | $1,300,000 | -42.2% | 107,345 | -45.1% | 0.05% | -50.5% |
| PACW | PACWEST BANCORP DEL | $1,305,000 | +48.8% | 51,365 | 0.0% | 0.05% | +26.3% | |
| CB | Buy | CHUBB LIMITED | $1,310,000 | +187.9% | 8,508 | +117.3% | 0.05% | +140.0% |
| PRU | Buy | PRUDENTIAL FINL INC | $1,325,000 | +24.4% | 16,972 | +1.2% | 0.05% | +4.3% |
| AXP | Buy | AMERICAN EXPRESS CO | $1,309,000 | +55.5% | 10,828 | +28.8% | 0.05% | +33.3% |
| SYBT | STOCK YDS BANCORP INC | $1,275,000 | +18.9% | 31,505 | 0.0% | 0.05% | +2.2% | |
| ECL | Sell | ECOLAB INC | $1,284,000 | -12.3% | 5,935 | -19.0% | 0.05% | -25.4% |
| NCV | Sell | ALLIANZGI CONV & INCOME FD | $1,291,000 | -7.1% | 224,996 | -25.8% | 0.05% | -21.7% |
| MYJ | Buy | BLACKROCK MUNIYIELD N J FD I | $1,273,000 | +41.6% | 88,098 | +35.1% | 0.05% | +20.5% |
| JTD | Sell | NUVEEN TAX-ADVANTAGED DIVID | $1,261,000 | +0.2% | 88,653 | -7.9% | 0.05% | -14.8% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $1,246,000 | +233.2% | 10,980 | +209.3% | 0.05% | +187.5% |
| HACK | ETF MANAGERS TRprime cybr scrty | $1,249,000 | +23.7% | 21,695 | 0.0% | 0.05% | +4.5% | |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $1,268,000 | +40.9% | 27,338 | 0.0% | 0.05% | +17.9% | |
| JRI | Buy | NUVEEN REAL ASSET INCOME & G | $1,243,000 | +11.8% | 92,349 | +0.1% | 0.04% | -6.2% |
| AVGO | Sell | BROADCOM INC | $1,243,000 | +11.6% | 2,840 | -7.1% | 0.04% | -6.2% |
| IIF | Buy | MORGAN STANLEY INDIA INVT FD | $1,240,000 | +97.8% | 58,444 | +61.6% | 0.04% | +66.7% |
| DVY | Buy | ISHARES TRselect divid etf | $1,204,000 | +44.2% | 12,523 | +22.3% | 0.04% | +22.2% |
| ROP | Sell | ROPER TECHNOLOGIES INC | $1,213,000 | -18.5% | 2,814 | -25.3% | 0.04% | -31.2% |
| TWLO | Buy | TWILIO INCcl a | $1,187,000 | +100.2% | 3,506 | +46.1% | 0.04% | +65.4% |
| HELE | HELEN OF TROY LTD | $1,165,000 | +14.9% | 5,242 | 0.0% | 0.04% | -2.3% | |
| LOPE | GRAND CANYON ED INC | $1,189,000 | +16.5% | 12,774 | 0.0% | 0.04% | -2.3% | |
| QTWO | Q2 HLDGS INC | $1,175,000 | +38.6% | 9,287 | 0.0% | 0.04% | +16.2% | |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $1,181,000 | -10.5% | 118,860 | -28.4% | 0.04% | -24.6% |
| CNR | Sell | CORNERSTONE BLDG BRANDS INC | $1,189,000 | -26.0% | 128,146 | -36.3% | 0.04% | -37.7% |
| LLY | Sell | LILLY ELI & CO | $1,166,000 | +9.5% | 6,908 | -4.0% | 0.04% | -6.5% |
| PODD | Buy | INSULET CORP | $1,179,000 | +13.7% | 4,612 | +5.2% | 0.04% | -4.4% |
| FLL | FULL HSE RESORTS INC | $1,179,000 | +102.6% | 300,000 | 0.0% | 0.04% | +72.0% | |
| PFE | Buy | PFIZER INC | $1,181,000 | +1.2% | 32,072 | +0.9% | 0.04% | -14.0% |
| NRK | Sell | NUVEEN NEW YORK AMT QLT MUNI | $1,162,000 | -27.8% | 85,908 | -31.4% | 0.04% | -40.0% |
| ETV | Sell | EATON VANCE TAX-MANAGED BUY- | $1,112,000 | +5.9% | 72,442 | -4.6% | 0.04% | -8.9% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $1,099,000 | +1.3% | 56,123 | -18.3% | 0.04% | -14.9% |
| MCHP | MICROCHIP TECHNOLOGY INC. | $1,064,000 | +34.3% | 7,705 | 0.0% | 0.04% | +14.7% | |
| CRWD | Buy | CROWDSTRIKE HLDGS INCcl a | $1,069,000 | +149.8% | 5,046 | +61.8% | 0.04% | +105.3% |
| NQP | Sell | NUVEEN PENNSYLVANIA QLT MUN | $1,028,000 | -41.5% | 71,076 | -45.6% | 0.04% | -50.0% |
| PCYO | PURE CYCLE CORP | $1,047,000 | +24.6% | 93,200 | 0.0% | 0.04% | +5.6% | |
| BA | Buy | BOEING CO | $1,031,000 | +40.1% | 4,816 | +8.1% | 0.04% | +18.8% |
| KLAC | Sell | KLA CORP | $1,000,000 | +19.5% | 3,863 | -10.7% | 0.04% | +2.8% |
| LGFB | New | LIONS GATE ENTMNT CORPcl b non vtg | $1,014,000 | – | 97,678 | +100.0% | 0.04% | – |
| SMM | Buy | SALIENT MIDSTREAM & MLP FDsh ben int | $977,000 | +54.1% | 228,880 | +26.4% | 0.04% | +33.3% |
| VCYT | VERACYTE INC | $990,000 | +50.5% | 20,239 | 0.0% | 0.04% | +28.6% | |
| CSCO | Sell | CISCO SYS INC | $998,000 | +10.0% | 22,308 | -3.1% | 0.04% | -7.7% |
| MYFW | Sell | FIRST WESTN FINL INC | $978,000 | +37.4% | 50,000 | -9.0% | 0.04% | +16.1% |
| COST | COSTCO WHSL CORP NEW | $974,000 | +6.1% | 2,586 | 0.0% | 0.04% | -10.0% | |
| NCZ | New | ALLIANZGI CONV & INCOME FD I | $990,000 | – | 194,408 | +100.0% | 0.04% | – |
| DOCU | Buy | DOCUSIGN INC | $982,000 | +72.3% | 4,417 | +66.8% | 0.04% | +44.0% |
| MDB | Buy | MONGODB INCcl a | $957,000 | +148.6% | 2,665 | +60.3% | 0.04% | +105.9% |
| VRSK | VERISK ANALYTICS INC | $959,000 | +11.9% | 4,622 | 0.0% | 0.04% | -5.4% | |
| GER | Sell | GOLDMAN SACHS MLP ENERGY REN | $969,000 | -20.8% | 127,209 | -37.8% | 0.04% | -34.0% |
| EFA | Sell | ISHARES TRmsci eafe etf | $953,000 | +13.0% | 13,061 | -1.3% | 0.04% | -2.8% |
| TEL | Sell | TE CONNECTIVITY LTD | $971,000 | +13.3% | 8,020 | -8.6% | 0.04% | -5.4% |
| WSBF | WATERSTONE FINL INC MD | $962,000 | +21.5% | 51,114 | 0.0% | 0.04% | +2.9% | |
| OCSL | OAKTREE SPECIALTY LENDING CO | $921,000 | +15.0% | 165,413 | 0.0% | 0.03% | -2.9% | |
| GCMG | New | GCM GROSVENOR INC | $919,000 | – | 68,971 | +100.0% | 0.03% | – |
| COR | CORESITE RLTY CORP | $920,000 | +5.4% | 7,342 | 0.0% | 0.03% | -10.5% | |
| ANTM | ANTHEM INC | $922,000 | +19.4% | 2,873 | 0.0% | 0.03% | +3.0% | |
| KO | Sell | COCA COLA CO | $929,000 | +6.1% | 16,938 | -4.5% | 0.03% | -10.5% |
| SONA | New | SOUTHERN NATL BANCORP OF VA | $908,000 | – | 75,000 | +100.0% | 0.03% | – |
| PGZ | Buy | PRINCIPAL REAL ESTATE INCOME | $912,000 | +32.8% | 74,821 | +16.6% | 0.03% | +10.0% |
| CIT | New | CIT GROUP INC | $897,000 | – | 25,000 | +100.0% | 0.03% | – |
| SZC | Sell | CUSHING NEXTGEN INFRA INCM F | $906,000 | +20.5% | 24,862 | -11.2% | 0.03% | 0.0% |
| UA | Sell | UNDER ARMOUR INCcl c | $912,000 | -68.4% | 61,285 | -79.1% | 0.03% | -73.6% |
| JTA | Buy | NUVEEN TX ADV TOTAL RET STRG | $892,000 | +243.1% | 94,644 | +191.8% | 0.03% | +200.0% |
| AMAT | Sell | APPLIED MATLS INC | $914,000 | +43.5% | 10,591 | -1.1% | 0.03% | +17.9% |
| COUP | Buy | COUPA SOFTWARE INC | $915,000 | +193.3% | 2,700 | +137.3% | 0.03% | +153.8% |
| TRV | Sell | TRAVELERS COMPANIES INC | $887,000 | +29.5% | 6,319 | -0.2% | 0.03% | +6.7% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $867,000 | +13.6% | 9,526 | -0.6% | 0.03% | -3.0% |
| SRV | Buy | CUSHING MLP & INFRASTRUCT | $877,000 | +73.3% | 41,094 | +26.0% | 0.03% | +45.5% |
| JPI | Buy | NUVEEN PFD & INCOME TERM FD | $856,000 | +17.3% | 34,776 | +4.8% | 0.03% | -3.1% |
| BLUE | Buy | BLUEBIRD BIO INC | $858,000 | -17.2% | 19,821 | +3.2% | 0.03% | -31.1% |
| NKE | Sell | NIKE INCcl b | $855,000 | +10.0% | 6,041 | -2.4% | 0.03% | -8.8% |
| LIN | LINDE PLC | $845,000 | +10.6% | 3,207 | 0.0% | 0.03% | -6.1% | |
| KYN | Sell | KAYNE ANDERSON ENERGY INFRST | $852,000 | -64.2% | 148,240 | -75.2% | 0.03% | -69.9% |
| BILL | Buy | BILL COM HLDGS INC | $832,000 | +125.5% | 6,098 | +65.9% | 0.03% | +87.5% |
| BMI | BADGER METER INC | $816,000 | +43.9% | 8,675 | 0.0% | 0.03% | +20.0% | |
| AVLR | Buy | AVALARA INC | $833,000 | +152.4% | 5,052 | +95.2% | 0.03% | +114.3% |
| XOM | Buy | EXXON MOBIL CORP | $810,000 | +23.3% | 19,653 | +2.7% | 0.03% | +7.1% |
| OKTA | Buy | OKTA INCcl a | $809,000 | +132.5% | 3,180 | +95.5% | 0.03% | +100.0% |
| MHD | Sell | BLACKROCK MUNIHOLDINGS FD IN | $810,000 | -28.3% | 49,990 | -32.7% | 0.03% | -38.8% |
| FDEU | Sell | FIRST TR DYNAMIC EUROPE EQUI | $795,000 | +14.4% | 67,336 | -2.7% | 0.03% | -3.3% |
| CTR | Sell | CLEARBRIDGE MLP AND MIDSTRM | $780,000 | +45.8% | 53,418 | -0.0% | 0.03% | +26.1% |
| Sell | CENTER COAST BRKFLD MLP ENRG | $786,000 | +19.3% | 82,876 | -6.4% | 0.03% | 0.0% | |
| CGNX | COGNEX CORP | $795,000 | +23.4% | 9,900 | 0.0% | 0.03% | +3.6% | |
| BAC | BK OF AMERICA CORP | $791,000 | +25.8% | 26,106 | 0.0% | 0.03% | +7.4% | |
| FUND | Buy | SPROTT FOCUS TR INC | $789,000 | +132.7% | 114,317 | +100.6% | 0.03% | +93.3% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $789,000 | +14.7% | 5,771 | -0.8% | 0.03% | -3.3% |
| BWG | Buy | BRANDYWINEGBL GBL INCM OPP F | $789,000 | +203.5% | 63,174 | +179.2% | 0.03% | +163.6% |
| LQD | New | ISHARES TRiboxx inv cp etf | $783,000 | – | 5,671 | +100.0% | 0.03% | – |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $761,000 | -2.9% | 4,735 | -11.2% | 0.03% | -17.6% |
| QCOM | QUALCOMM INC | $743,000 | +29.4% | 4,876 | 0.0% | 0.03% | +8.0% | |
| TGT | TARGET CORP | $732,000 | +12.1% | 4,148 | 0.0% | 0.03% | -3.6% | |
| BSL | Buy | BLACKSTONE SENIOR FLOATNG RA | $745,000 | +171.9% | 52,403 | +163.4% | 0.03% | +125.0% |
| CAT | Buy | CATERPILLAR INC | $752,000 | +22.5% | 4,132 | +0.4% | 0.03% | 0.0% |
| CHCT | COMMUNITY HEALTHCARE TR INC | $742,000 | +0.8% | 15,744 | 0.0% | 0.03% | -15.6% | |
| SPGI | Sell | S&P GLOBAL INC | $707,000 | -16.0% | 2,153 | -7.8% | 0.03% | -27.8% |
| NMCO | New | NUVEEN MUN CR OPPORTUNITIES | $722,000 | – | 55,744 | +100.0% | 0.03% | – |
| AMG | Sell | AFFILIATED MANAGERS GROUP IN | $712,000 | +30.2% | 7,000 | -12.5% | 0.03% | +8.3% |
| BFST | New | BUSINESS FIRST BANCSHARES IN | $705,000 | – | 34,635 | +100.0% | 0.03% | – |
| DT | Buy | DYNATRACE INC | $714,000 | +101.1% | 16,510 | +90.9% | 0.03% | +73.3% |
| RMM | Buy | RIVERNORTH MANAGED DUR MUN I | $709,000 | +141.2% | 39,859 | +126.6% | 0.03% | +100.0% |
| PANW | PALO ALTO NETWORKS INC | $683,000 | +45.3% | 1,922 | 0.0% | 0.02% | +25.0% | |
| PEP | Sell | PEPSICO INC | $687,000 | +4.7% | 4,635 | -2.1% | 0.02% | -10.7% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $678,000 | -67.7% | 193,214 | -68.6% | 0.02% | -72.5% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $687,000 | +0.9% | 47,589 | -5.4% | 0.02% | -13.8% |
| VPV | Buy | INVESCO PA VALUE MUN INC TR | $654,000 | +32.7% | 51,285 | +27.5% | 0.02% | +14.3% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $649,000 | -12.4% | 4,073 | -8.4% | 0.02% | -25.0% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $667,000 | -10.8% | 2,188 | -7.7% | 0.02% | -25.0% |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $662,000 | -44.8% | 126,781 | -47.7% | 0.02% | -53.8% |
| WY | Sell | WEYERHAEUSER CO MTN BE | $656,000 | -58.6% | 19,570 | -64.7% | 0.02% | -64.7% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $659,000 | +14.8% | 3,388 | +0.5% | 0.02% | -4.0% |
| PG | Sell | PROCTER AND GAMBLE CO | $664,000 | -5.0% | 4,770 | -5.2% | 0.02% | -20.0% |
| GE | Sell | GENERAL ELECTRIC CO | $662,000 | +23.3% | 61,271 | -29.0% | 0.02% | +4.3% |
| EFC | Buy | ELLINGTON FINANCIAL INC | $646,000 | +50.2% | 43,500 | +24.0% | 0.02% | +26.3% |
| NYMT | New | NEW YORK MTG TR INC | $648,000 | – | 175,498 | +100.0% | 0.02% | – |
| NUO | Sell | NUVEEN OHIO QLTY MUN INCOME | $653,000 | -26.7% | 41,710 | -29.7% | 0.02% | -38.5% |
| CMCSA | COMCAST CORP NEWcl a | $664,000 | +13.3% | 12,674 | 0.0% | 0.02% | -4.0% | |
| SNA | SNAP ON INC | $656,000 | +16.3% | 3,836 | 0.0% | 0.02% | 0.0% | |
| BX | New | BLACKSTONE GROUP INC | $636,000 | – | 9,807 | +100.0% | 0.02% | – |
| ANSS | Buy | ANSYS INC | $631,000 | +29.8% | 1,734 | +16.8% | 0.02% | +9.5% |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $617,000 | +24.6% | 14,951 | 0.0% | 0.02% | +9.5% | |
| FPL | Sell | FST TR NEW OPPORT MLP & ENE | $620,000 | -26.3% | 145,172 | -37.9% | 0.02% | -36.1% |
| INDB | INDEPENDENT BANK CORP MASS | $624,000 | +39.3% | 8,549 | 0.0% | 0.02% | +21.1% | |
| INTC | INTEL CORP | $616,000 | -3.8% | 12,357 | 0.0% | 0.02% | -17.9% | |
| PMT | New | PENNYMAC MTG INVT TR | $642,000 | – | 36,521 | +100.0% | 0.02% | – |
| TSC | TRISTATE CAP HLDGS INC | $634,000 | +31.5% | 36,415 | 0.0% | 0.02% | +9.5% | |
| ZTS | ZOETIS INCcl a | $626,000 | 0.0% | 3,783 | 0.0% | 0.02% | -14.8% | |
| CRDB | Sell | CRAWFORD & COcl b | $592,000 | -22.2% | 82,227 | -30.4% | 0.02% | -33.3% |
| FTV | Sell | FORTIVE CORP | $599,000 | -7.1% | 8,454 | -0.1% | 0.02% | -21.4% |
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME | $611,000 | -32.0% | 137,350 | -39.0% | 0.02% | -43.6% |
| ORCL | Buy | ORACLE CORP | $605,000 | +8.6% | 9,351 | +0.2% | 0.02% | -8.3% |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDEND | $605,000 | +21.2% | 124,717 | +5.6% | 0.02% | 0.0% |
| TROW | PRICE T ROWE GROUP INC | $607,000 | +18.1% | 4,011 | 0.0% | 0.02% | 0.0% | |
| MYN | Buy | BLACKROCK MUNIYIELD N Y QUAL | $597,000 | +95.1% | 44,953 | +86.8% | 0.02% | +69.2% |
| RWT | REDWOOD TR INC | $615,000 | +16.9% | 70,000 | 0.0% | 0.02% | -4.3% | |
| MOR | Sell | MORPHOSYS AGsponsored ads | $573,000 | -44.9% | 20,211 | -39.0% | 0.02% | -53.3% |
| NUM | Sell | NUVEEN MICH QUALITY MUN INCO | $574,000 | -50.3% | 38,861 | -52.3% | 0.02% | -58.0% |
| RJF | RAYMOND JAMES FINL INC | $580,000 | +31.5% | 6,067 | 0.0% | 0.02% | +10.5% | |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $569,000 | -32.7% | 1,222 | -36.3% | 0.02% | -43.2% |
| KBE | New | SPDR SER TRs&p bk etf | $571,000 | – | 13,661 | +100.0% | 0.02% | – |
| NFLX | Sell | NETFLIX INC | $579,000 | -12.3% | 1,070 | -18.9% | 0.02% | -27.6% |
| KMB | Buy | KIMBERLY-CLARK CORP | $583,000 | -8.6% | 4,320 | +0.0% | 0.02% | -25.0% |
| WIW | Sell | WESTERN AST INFL LKD OPP & I | $569,000 | -50.5% | 45,843 | -55.2% | 0.02% | -58.0% |
| MPLX | Sell | MPLX LP | $538,000 | -21.6% | 24,856 | -43.0% | 0.02% | -33.3% |
| ABMD | ABIOMED INC | $556,000 | +17.1% | 1,715 | 0.0% | 0.02% | -4.8% | |
| ADSK | AUTODESK INC | $554,000 | +31.9% | 1,816 | 0.0% | 0.02% | +11.1% | |
| JLS | New | NUVEEN MORTGAGE AND INCOME F | $538,000 | – | 27,204 | +100.0% | 0.02% | – |
| PEY | INVESCO EXCHANGE TRADED FD Thig yld eq div | $541,000 | +21.0% | 31,120 | 0.0% | 0.02% | +5.3% | |
| MCO | Sell | MOODYS CORP | $541,000 | -8.1% | 1,863 | -8.4% | 0.02% | -20.0% |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $549,000 | – | 18,614 | +100.0% | 0.02% | – |
| FDUS | FIDUS INVT CORP | $519,000 | +32.7% | 39,650 | 0.0% | 0.02% | +11.8% | |
| CEM | Sell | CLEARBRIDGE MLP AND MIDSTRM | $527,000 | +46.0% | 31,404 | -3.9% | 0.02% | +18.8% |
| VOO | VANGUARD INDEX FDS | $509,000 | +11.9% | 1,480 | 0.0% | 0.02% | -5.0% | |
| CHW | CALAMOS GBL DYN INCOME FUND | $521,000 | +17.6% | 54,525 | 0.0% | 0.02% | 0.0% | |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $531,000 | -32.9% | 2,284 | -15.1% | 0.02% | -44.1% |
| RY | ROYAL BK CDA | $517,000 | +17.0% | 6,302 | 0.0% | 0.02% | 0.0% | |
| GILD | Sell | GILEAD SCIENCES INC | $524,000 | -11.0% | 9,000 | -3.4% | 0.02% | -24.0% |
| T | Sell | AT&T INC | $524,000 | -15.1% | 18,217 | -15.8% | 0.02% | -29.6% |
| FHN | Sell | FIRST HORIZON CORPORATION | $510,000 | -44.5% | 40,000 | -59.0% | 0.02% | -52.5% |
| IBB | New | ISHARES TRnasdaq biotech | $486,000 | – | 3,205 | +100.0% | 0.02% | – |
| IT | Sell | GARTNER INC | $481,000 | -1.2% | 3,000 | -23.1% | 0.02% | -14.3% |
| FSKR | Sell | FS KKR CAP CORP II | $481,000 | +5.3% | 29,350 | -5.6% | 0.02% | -10.0% |
| CBSH | Buy | COMMERCE BANCSHARES INC | $505,000 | +22.6% | 7,683 | +5.0% | 0.02% | 0.0% |
| CSTM | CONSTELLIUM SE | $492,000 | +78.3% | 35,150 | 0.0% | 0.02% | +50.0% | |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $455,000 | +45.8% | 33,146 | +19.1% | 0.02% | +30.8% |
| CSGP | Sell | COSTAR GROUP INC | $478,000 | -2.8% | 517 | -10.9% | 0.02% | -19.0% |
| FT | New | FRANKLIN UNVL TRsh ben int | $471,000 | – | 62,835 | +100.0% | 0.02% | – |
| WHF | WHITEHORSE FIN INC | $475,000 | +38.9% | 34,900 | 0.0% | 0.02% | +13.3% | |
| NEP | Buy | NEXTERA ENERGY PARTNERS LP | $469,000 | +17.2% | 7,002 | +4.9% | 0.02% | 0.0% |
| DBEF | Sell | DBX ETF TRxtrack msci eafe | $465,000 | -8.3% | 13,820 | -16.6% | 0.02% | -22.7% |
| CTAS | Buy | CINTAS CORP | $477,000 | +59.0% | 1,350 | +49.5% | 0.02% | +30.8% |
| ALLO | ALLOGENE THERAPEUTICS INC | $460,000 | -33.0% | 18,229 | 0.0% | 0.02% | -43.3% | |
| NBW | Sell | NEUBERGER BRMAN CLIFRN MUNI | $441,000 | +3.3% | 32,411 | -1.8% | 0.02% | -11.1% |
| SHW | SHERWIN WILLIAMS CO | $428,000 | +5.7% | 582 | 0.0% | 0.02% | -11.1% | |
| SAR | SARATOGA INVT CORP | $425,000 | +23.9% | 20,400 | 0.0% | 0.02% | +6.7% | |
| WFC | Sell | WELLS FARGO CO NEW | $437,000 | -9.1% | 14,476 | -29.3% | 0.02% | -23.8% |
| BAX | Sell | BAXTER INTL INC | $436,000 | -0.5% | 5,432 | -0.2% | 0.02% | -15.8% |
| WMT | WALMART INC | $442,000 | +3.0% | 3,063 | 0.0% | 0.02% | -15.8% | |
| LFUS | LITTELFUSE INC | $441,000 | +43.6% | 1,732 | 0.0% | 0.02% | +23.1% | |
| CSTL | New | CASTLE BIOSCIENCES INC | $431,000 | – | 6,423 | +100.0% | 0.02% | – |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $433,000 | – | 48,872 | +100.0% | 0.02% | – |
| CRSP | CRISPR THERAPEUTICS AGnamen akt | $444,000 | +82.7% | 2,900 | 0.0% | 0.02% | +45.5% | |
| SCD | Buy | LMP CAP & INCOME FD INC | $410,000 | +241.7% | 35,221 | +199.8% | 0.02% | +200.0% |
| KSM | Sell | DWS STRATEGIC MUN INCOME TR | $413,000 | -41.6% | 36,252 | -44.3% | 0.02% | -51.6% |
| ULTA | Buy | ULTA BEAUTY INC | $407,000 | +53.0% | 1,417 | +19.0% | 0.02% | +25.0% |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $419,000 | – | 11,933 | +100.0% | 0.02% | – |
| IEFA | ISHARES TRcore msci eafe | $416,000 | +14.6% | 6,017 | 0.0% | 0.02% | -6.2% | |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $423,000 | -2.8% | 29,876 | -6.2% | 0.02% | -21.1% |
| BPOP | Sell | POPULAR INC | $422,000 | +11.3% | 7,500 | -28.2% | 0.02% | -6.2% |
| GAM | Sell | GENERAL AMERN INVS CO INC | $401,000 | -68.5% | 10,794 | -71.2% | 0.02% | -72.7% |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $421,000 | +22.7% | 788 | -24.8% | 0.02% | 0.0% |
| MGEE | MGE ENERGY INC | $420,000 | +11.7% | 6,000 | 0.0% | 0.02% | -6.2% | |
| GLV | Sell | CLOUGH GLOBAL DIVID & INCOME | $415,000 | +8.6% | 39,994 | -3.4% | 0.02% | -11.8% |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $384,000 | – | 25,444 | +100.0% | 0.01% | – |
| ASA | New | ASA GOLD AND PRECIOUS MTLS L | $382,000 | – | 17,481 | +100.0% | 0.01% | – |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $372,000 | +15.9% | 7,421 | -0.0% | 0.01% | 0.0% |
| NVO | Sell | NOVO-NORDISK A Sadr | $374,000 | +0.3% | 5,360 | -0.1% | 0.01% | -12.5% |
| INTU | Sell | INTUIT | $394,000 | -7.1% | 1,038 | -20.2% | 0.01% | -22.2% |
| RVT | Sell | ROYCE VALUE TR INC | $382,000 | -72.2% | 23,678 | -78.2% | 0.01% | -76.3% |
| CFR | CULLEN FROST BANKERS INC | $393,000 | +36.5% | 4,500 | 0.0% | 0.01% | +16.7% | |
| BCX | Sell | BLACKROCK RES & COMMODITIES | $394,000 | -35.8% | 53,124 | -48.5% | 0.01% | -48.1% |
| SPTI | Buy | SPDR SER TRportfli intrmdit | $395,000 | +3.9% | 11,951 | +4.6% | 0.01% | -12.5% |
| PB | PROSPERITY BANCSHARES INC | $381,000 | +33.7% | 5,500 | 0.0% | 0.01% | +16.7% | |
| BMO | BANK MONTREAL QUE | $358,000 | +30.2% | 4,705 | 0.0% | 0.01% | +8.3% | |
| MFM | Buy | MFS MUN INCOME TRsh ben int | $363,000 | +441.8% | 54,282 | +419.5% | 0.01% | +333.3% |
| WM | Buy | WASTE MGMT INC DEL | $357,000 | +24.8% | 3,029 | +19.9% | 0.01% | +8.3% |
| LRCX | LAM RESEARCH CORP | $350,000 | +42.3% | 741 | 0.0% | 0.01% | +18.2% | |
| PEO | New | ADAM NAT RES FD INC | $357,000 | – | 31,370 | +100.0% | 0.01% | – |
| GNT | Sell | GAMCO NAT RES GOLD & INCOMEsh ben int | $360,000 | -3.2% | 70,372 | -6.6% | 0.01% | -18.8% |
| ASTE | ASTEC INDS INC | $350,000 | +6.7% | 6,055 | 0.0% | 0.01% | -7.1% | |
| TPZ | Sell | TORTOISE PWR & ENERGY INFRAS | $349,000 | -30.2% | 31,456 | -46.4% | 0.01% | -40.9% |
| MIE | Buy | COHEN & STEERS MLP & ENGY OP | $357,000 | +85.0% | 154,034 | +20.7% | 0.01% | +62.5% |
| NDP | Sell | TORTOISE ENERGY INDEPENDENC | $364,000 | +0.6% | 27,418 | -24.8% | 0.01% | -18.8% |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD | $368,000 | +16.5% | 42,537 | +10.4% | 0.01% | -7.1% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $344,000 | -12.0% | 3,880 | -23.6% | 0.01% | -23.5% |
| BIL | Sell | SPDR SER TRspdr bloomberg | $341,000 | -24.7% | 3,729 | -24.7% | 0.01% | -40.0% |
| BOE | Sell | BLACKROCK ENHANCED GLOBAL DI | $331,000 | -68.6% | 30,376 | -72.4% | 0.01% | -73.9% |
| CSWI | Sell | CSW INDUSTRIALS INC | $336,000 | +3.7% | 3,000 | -28.6% | 0.01% | -14.3% |
| DOOR | MASONITE INTL CORP | $317,000 | 0.0% | 3,225 | 0.0% | 0.01% | -14.3% | |
| STT | STATE STR CORP | $330,000 | +22.7% | 4,534 | 0.0% | 0.01% | 0.0% | |
| FITB | Sell | FIFTH THIRD BANCORP | $330,000 | +11.9% | 11,986 | -13.3% | 0.01% | -7.7% |
| FEN | Sell | FIRST TR ENERGY INCOME & GRO | $333,000 | -69.2% | 31,138 | -73.9% | 0.01% | -74.5% |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $298,000 | +15.1% | 3,400 | 0.0% | 0.01% | 0.0% | |
| LULU | LULULEMON ATHLETICA INC | $298,000 | +5.7% | 856 | 0.0% | 0.01% | -8.3% | |
| XME | New | SPDR SER TRs&p metals mng | $290,000 | – | 8,681 | +100.0% | 0.01% | – |
| RMRM | Sell | RMR MORTGAGE TR | $294,000 | -79.7% | 27,849 | -82.6% | 0.01% | -82.5% |
| SCHG | SCHWAB STRATEGIC TRus lcap gr etf | $306,000 | +11.3% | 2,385 | 0.0% | 0.01% | -8.3% | |
| PFF | ISHARES TRpfd and incm sec | $298,000 | +5.7% | 7,745 | 0.0% | 0.01% | -8.3% | |
| SCZ | ISHARES TReafe sml cp etf | $298,000 | +16.0% | 4,364 | 0.0% | 0.01% | 0.0% | |
| IYH | Buy | ISHARES TRus hlthcare etf | $289,000 | +16.1% | 1,173 | +7.1% | 0.01% | 0.0% |
| NOW | SERVICENOW INC | $299,000 | +13.3% | 544 | 0.0% | 0.01% | 0.0% | |
| GS | New | GOLDMAN SACHS GROUP INC | $314,000 | – | 1,191 | +100.0% | 0.01% | – |
| TTP | Sell | TORTOISE PIPELINE & ENERGY F | $314,000 | +38.9% | 18,445 | -2.4% | 0.01% | +10.0% |
| ZM | Sell | ZOOM VIDEO COMMUNICATIONS INcl a | $296,000 | -32.1% | 878 | -5.3% | 0.01% | -42.1% |
| DFHTU | New | DEERFIELD HEALTHCARE TECH ACunit 07/16/2025 | $301,000 | – | 20,078 | +100.0% | 0.01% | – |
| KTF | Sell | DWS MUN INCOME TR | $299,000 | +4.5% | 25,735 | -0.4% | 0.01% | -8.3% |
| VTV | VANGUARD INDEX FDSvalue etf | $290,000 | +13.7% | 2,441 | 0.0% | 0.01% | 0.0% | |
| CWST | CASELLA WASTE SYS INCcl a | $290,000 | +10.7% | 4,688 | 0.0% | 0.01% | 0.0% | |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $308,000 | +118.4% | 43,429 | +83.8% | 0.01% | +83.3% |
| FLT | Sell | FLEETCOR TECHNOLOGIES INC | $283,000 | +9.3% | 1,036 | -5.0% | 0.01% | -9.1% |
| VMM | New | DELAWARE INVTS MINN MUN INCO | $268,000 | – | 20,410 | +100.0% | 0.01% | – |
| URI | New | UNITED RENTALS INC | $273,000 | – | 1,177 | +100.0% | 0.01% | – |
| BBDC | New | BARINGS BDC INC | $270,000 | – | 29,372 | +100.0% | 0.01% | – |
| IWV | Sell | ISHARES TRrussell 3000 etf | $278,000 | +8.6% | 1,242 | -5.0% | 0.01% | -9.1% |
| WMB | Sell | WILLIAMS COS INC | $263,000 | -49.6% | 13,139 | -50.5% | 0.01% | -56.5% |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVI | $279,000 | – | 26,770 | +100.0% | 0.01% | – |
| RVSB | New | RIVERVIEW BANCORP INC | $265,000 | – | 50,458 | +100.0% | 0.01% | – |
| TPL | New | TEXAS PAC LD TRsub ctf prop i t | $265,000 | – | 364 | +100.0% | 0.01% | – |
| BR | Buy | BROADRIDGE FINL SOLUTIONS IN | $267,000 | +20.3% | 1,747 | +4.2% | 0.01% | 0.0% |
| DPG | Sell | DUFF & PHELPS UTLITY AND INF | $264,000 | -71.4% | 21,635 | -75.8% | 0.01% | -75.0% |
| RMI | New | RIVERNORTH OPPORTUNISTIC MUN | $280,000 | – | 13,064 | +100.0% | 0.01% | – |
| NS | NUSTAR ENERGY LP | $277,000 | +35.8% | 19,231 | 0.0% | 0.01% | +11.1% | |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $282,000 | +29.4% | 2,470 | +100.0% | 0.01% | +11.1% |
| MFA | Buy | MFA FINL INC | $239,000 | +528.9% | 61,378 | +332.2% | 0.01% | +350.0% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $255,000 | +13.3% | 1,515 | +12.2% | 0.01% | -10.0% |
| EMR | Sell | EMERSON ELEC CO | $255,000 | +4.9% | 3,170 | -14.4% | 0.01% | -18.2% |
| TITN | Sell | TITAN MACHY INC | $252,000 | +8.6% | 12,900 | -26.3% | 0.01% | -10.0% |
| EEFT | New | EURONET WORLDWIDE INC | $251,000 | – | 1,735 | +100.0% | 0.01% | – |
| TRGP | Sell | TARGA RES CORP | $251,000 | +31.4% | 9,516 | -30.1% | 0.01% | +12.5% |
| VV | VANGUARD INDEX FDSlarge cap etf | $241,000 | +12.6% | 1,370 | 0.0% | 0.01% | 0.0% | |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $246,000 | -12.8% | 2,259 | -35.0% | 0.01% | -25.0% |
| CHI | Sell | CALAMOS CONV OPPORTUNITIES &sh ben int | $251,000 | -68.4% | 18,538 | -74.3% | 0.01% | -73.5% |
| PSX | Sell | PHILLIPS 66 | $238,000 | +17.2% | 3,406 | -12.7% | 0.01% | 0.0% |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $241,000 | -20.2% | 4,827 | -12.4% | 0.01% | -30.8% |
| ENX | Sell | EATON VANCE NEW YORK MUN BD | $250,000 | -35.6% | 20,357 | -38.1% | 0.01% | -47.1% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $217,000 | -34.8% | 1,456 | -52.0% | 0.01% | -42.9% |
| MAR | New | MARRIOTT INTL INC NEWcl a | $209,000 | – | 1,586 | +100.0% | 0.01% | – |
| ROST | New | ROSS STORES INC | $207,000 | – | 1,688 | +100.0% | 0.01% | – |
| BECN | New | BEACON ROOFING SUPPLY INC | $221,000 | – | 5,500 | +100.0% | 0.01% | – |
| WEC | WEC ENERGY GROUP INC | $224,000 | -5.1% | 2,432 | 0.0% | 0.01% | -20.0% | |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $212,000 | -73.2% | 14,062 | -74.5% | 0.01% | -76.5% |
| CXH | Buy | MFS INVT GRADE MUN TRsh ben int | $213,000 | +35.7% | 21,724 | +30.1% | 0.01% | +14.3% |
| VAR | VARIAN MED SYS INC | $226,000 | +1.8% | 1,293 | 0.0% | 0.01% | -20.0% | |
| GHY | Sell | PGIM GLOBAL HIGH YIELD FD FO | $231,000 | -67.2% | 15,878 | -70.1% | 0.01% | -73.3% |
| EPAM | New | EPAM SYS INC | $216,000 | – | 604 | +100.0% | 0.01% | – |
| NAD | NUVEEN QUALITY MUNCP INCOME | $231,000 | +6.0% | 15,000 | 0.0% | 0.01% | -11.1% | |
| BGB | New | BLACKSTONE STRATEGIC CREDIT | $226,000 | – | 18,127 | +100.0% | 0.01% | – |
| ETRN | Sell | EQUITRANS MIDSTREAM CORP | $197,000 | -11.3% | 24,493 | -6.6% | 0.01% | -30.0% |
| SLCT | Sell | SELECT BANCORP INC NEW | $189,000 | -9.6% | 20,000 | -31.3% | 0.01% | -22.2% |
| PSLV | SPROTT PHYSICAL SILVER TRtr unit | $199,000 | +13.1% | 21,342 | 0.0% | 0.01% | -12.5% | |
| ET | Sell | ENERGY TRANSFER LP | $190,000 | -75.4% | 30,783 | -78.4% | 0.01% | -78.8% |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $198,000 | +37.5% | 21,616 | +35.1% | 0.01% | +16.7% |
| NKG | Sell | NUVEEN GEORGIA QLTY MUN INC | $194,000 | -48.0% | 14,862 | -51.5% | 0.01% | -56.2% |
| BDC | New | BELDEN INC | $201,000 | – | 4,800 | +100.0% | 0.01% | – |
| ASML | New | ASML HOLDING N V | $205,000 | – | 421 | +100.0% | 0.01% | – |
| IRL | NEW IRELAND FD INC | $152,000 | +23.6% | 14,635 | 0.0% | 0.01% | +20.0% | |
| EVG | Sell | EATON VANCE SHORT DURATION D | $152,000 | -85.7% | 12,336 | -86.8% | 0.01% | -87.0% |
| MXE | Buy | MEXICO EQUITY & INCOME FD | $154,000 | +27.3% | 15,852 | +1.3% | 0.01% | +20.0% |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $157,000 | -76.9% | 10,563 | -78.2% | 0.01% | -79.3% |
| AMJ | JPMORGAN CHASE & COalerian ml etn | $155,000 | +29.2% | 11,167 | 0.0% | 0.01% | +20.0% | |
| GBWS | Sell | GLOBAL BLUE GROUP HOLDING AG*w exp 08/28/202 | $161,000 | +147.7% | 98,323 | -3.5% | 0.01% | +100.0% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $173,000 | -53.9% | 11,155 | -59.7% | 0.01% | -62.5% |
| BGY | Sell | BLACKROCK ENHANCED INTL DIV | $142,000 | 0.0% | 24,122 | -10.7% | 0.01% | -16.7% |
| DCF | New | BNY MELLON ALCENTRA GLOBAL C | $135,000 | – | 15,914 | +100.0% | 0.01% | – |
| NYCB | New | NEW YORK CMNTY BANCORP INC | $133,000 | – | 12,600 | +100.0% | 0.01% | – |
| HTY | New | HANCOCK JOHN INVT TRtax adv glb sh | $125,000 | – | 22,606 | +100.0% | 0.01% | – |
| VKQ | New | INVESCO MUN TR | $141,000 | – | 10,973 | +100.0% | 0.01% | – |
| AEF | Sell | ABERDEEN EMRG MRKTS EQT INM | $135,000 | -73.6% | 16,589 | -79.0% | 0.01% | -77.3% |
| NBO | Sell | NEUBERGER BRMAN NY MUNI FD I | $124,000 | -7.5% | 10,041 | -13.0% | 0.01% | -16.7% |
| JEMD | New | NUVEEN EMERGING MKTS DEBT 20 | $133,000 | – | 17,830 | +100.0% | 0.01% | – |
| JQC | New | NUVEEN CR STRATEGIES INCOME | $114,000 | – | 18,073 | +100.0% | 0.00% | – |
| CMU | Buy | MFS HIGH YIELD MUN TRsh ben int | $122,000 | +54.4% | 27,746 | +46.9% | 0.00% | +33.3% |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $119,000 | – | 16,417 | +100.0% | 0.00% | – |
| SHLX | Sell | SHELL MIDSTREAM PARTNERS L Punit ltd int | $102,000 | -47.4% | 10,165 | -50.4% | 0.00% | -50.0% |
| IAF | New | ABERDEEN AUSTRALIA EQUITY FD | $108,000 | – | 20,568 | +100.0% | 0.00% | – |
| MHF | New | WESTERN ASSET MUN HIGH INCOM | $94,000 | – | 12,532 | +100.0% | 0.00% | – |
| HYB | New | NEW AMER HIGH INCOME FD INC | $90,000 | – | 10,378 | +100.0% | 0.00% | – |
| CUBA | Sell | HERZFELD CARIBBEAN BASIN FD | $62,000 | -50.0% | 12,092 | -65.0% | 0.00% | -60.0% |
| DSKEW | DASEKE INC*w exp 02/27/202 | $8,000 | +33.3% | 42,275 | 0.0% | 0.00% | – | |
| IRR | Exit | VOYA NAT RES EQUITY INCOME F | $0 | – | -12,626 | -100.0% | -0.00% | – |
| CVEO | Exit | CIVEO CORP CDA | $0 | – | -20,471 | -100.0% | -0.00% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -10,456 | -100.0% | -0.00% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -10,300 | -100.0% | -0.00% | – |
| ORN | Exit | ORION GROUP HOLDINGS INC | $0 | – | -23,200 | -100.0% | -0.00% | – |
| WBT | Exit | WELBILT INC | $0 | – | -10,725 | -100.0% | -0.00% | – |
| CVGI | Exit | COMMERCIAL VEH GROUP INC | $0 | – | -12,100 | -100.0% | -0.00% | – |
| IID | Exit | VOYA INTL HIGH DIVID EQTY IN | $0 | – | -20,571 | -100.0% | -0.00% | – |
| MFD | Exit | MACQUARIE / FIRST TR GLOBAL | $0 | – | -12,659 | -100.0% | -0.00% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -10,715 | -100.0% | -0.01% | – |
| VGI | Exit | VIRTUS GLOBAL MULTI-SEC INC | $0 | – | -11,622 | -100.0% | -0.01% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -10,631 | -100.0% | -0.01% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -28,632 | -100.0% | -0.01% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INC | $0 | – | -13,352 | -100.0% | -0.01% | – |
| WIA | Exit | WESTERN ASST INFLTN LKD INM | $0 | – | -11,700 | -100.0% | -0.01% | – |
| MCN | Exit | MADISON COVERED CALL & EQUIT | $0 | – | -23,175 | -100.0% | -0.01% | – |
| EVY | Exit | EATON VANCE NEW YORK MUN INCsh ben int | $0 | – | -11,032 | -100.0% | -0.01% | – |
| BSE | Exit | BLACKROCK NY MUNI INC QLTY T | $0 | – | -10,848 | -100.0% | -0.01% | – |
| GPM | Exit | GUGGENHEIM ENHANCED EQUITY I | $0 | – | -29,000 | -100.0% | -0.01% | – |
| BGX | Exit | BLACKSTONE GSO LNG SHRT CR I | $0 | – | -13,271 | -100.0% | -0.01% | – |
| CBH | Exit | ALLIANZGI CONV & INCM 2024 T | $0 | – | -17,911 | -100.0% | -0.01% | – |
| IDE | Exit | VOYA INFRASTRUCTURE INDLS & | $0 | – | -17,261 | -100.0% | -0.01% | – |
| ADX | Exit | ADAMS DIVERSIFIED EQUITY FD | $0 | – | -10,661 | -100.0% | -0.01% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -11,481 | -100.0% | -0.01% | – |
| DIAX | Exit | NUVEEN DOW 30 DYNAMIC OVERWR | $0 | – | -14,412 | -100.0% | -0.01% | – |
| ECF | Exit | ELLSWORTH GROWTH & INCOME FD | $0 | – | -15,673 | -100.0% | -0.01% | – |
| NKX | Exit | NUVEEN CALIFORNIA AMT QLT MU | $0 | – | -11,666 | -100.0% | -0.01% | – |
| GGZ | Exit | GABELLI GLB SML & MD CP VAL | $0 | – | -17,900 | -100.0% | -0.01% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOM | $0 | – | -11,614 | -100.0% | -0.01% | – |
| EMD | Exit | WESTERN ASSET EMERGING MKTS | $0 | – | -17,175 | -100.0% | -0.01% | – |
| WEA | Exit | WESTERN ASSET PREMIER BD FD | $0 | – | -16,064 | -100.0% | -0.01% | – |
| DSM | Exit | BNY MELLON STRATEGIC MUN BD | $0 | – | -27,775 | -100.0% | -0.01% | – |
| SAP | Exit | SAP SEspon adr | $0 | – | -1,524 | -100.0% | -0.01% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -27,304 | -100.0% | -0.01% | – |
| AYX | Exit | ALTERYX INC | $0 | – | -2,008 | -100.0% | -0.01% | – |
| MVC | Exit | MVC CAP INC | $0 | – | -30,000 | -100.0% | -0.01% | – |
| KF | Exit | KOREA FD INC | $0 | – | -7,791 | -100.0% | -0.01% | – |
| FBK | Exit | FB FINL CORP | $0 | – | -9,934 | -100.0% | -0.01% | – |
| MYF | Exit | BLACKROCK MUNIYIELD INVT FD | $0 | – | -19,477 | -100.0% | -0.01% | – |
| WTFC | Exit | WINTRUST FINL CORP | $0 | – | -6,066 | -100.0% | -0.01% | – |
| RADA | Exit | RADA ELECTR INDS LTD | $0 | – | -42,106 | -100.0% | -0.01% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -35,001 | -100.0% | -0.01% | – |
| NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -17,863 | -100.0% | -0.01% | – |
| FIF | Exit | FIRST TR ENERGY INFRASTRCTR | $0 | – | -30,755 | -100.0% | -0.01% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FD INC | $0 | – | -20,444 | -100.0% | -0.01% | – |
| CCD | Exit | CALAMOS DYNAMIC CONV & INCOM | $0 | – | -13,504 | -100.0% | -0.01% | – |
| BANX | Exit | STONECASTLE FINL CORP | $0 | – | -15,488 | -100.0% | -0.01% | – |
| NMY | Exit | NUVEEN MARYLAND QLT MUN INC | $0 | – | -22,787 | -100.0% | -0.01% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -43,987 | -100.0% | -0.01% | – |
| STXB | Exit | SPIRIT OF TEX BANCSHARES INC | $0 | – | -29,452 | -100.0% | -0.01% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -1,167 | -100.0% | -0.01% | – |
| RUSHB | Exit | RUSH ENTERPRISES INCcl b | $0 | – | -7,976 | -100.0% | -0.02% | – |
| PBP | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 buy wrt | $0 | – | -18,829 | -100.0% | -0.02% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -3,185 | -100.0% | -0.02% | – |
| MAV | Exit | PIONEER MUN HIGH INCOME ADVA | $0 | – | -39,959 | -100.0% | -0.02% | – |
| Exit | CATABASIS PHARMACEUTICALS IN | $0 | – | -70,228 | -100.0% | -0.02% | – | |
| NAC | Exit | NUVEEN CA QUALTY MUN INCOME | $0 | – | -31,350 | -100.0% | -0.02% | – |
| VCV | Exit | INVESCO CALIF VALUE MUN INCO | $0 | – | -38,752 | -100.0% | -0.02% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -21,364 | -100.0% | -0.02% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -46,565 | -100.0% | -0.02% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIVID & I | $0 | – | -68,268 | -100.0% | -0.02% | – |
| FMO | Exit | FIDUCIARY CLAYMORE ENGRY INF | $0 | – | -82,135 | -100.0% | -0.03% | – |
| BSTZ | Exit | BLACKROCK SCIENCE & TECH TR | $0 | – | -25,210 | -100.0% | -0.03% | – |
| ACV | Exit | ALLIANZGI DIVERSIFIED INCOME | $0 | – | -27,793 | -100.0% | -0.03% | – |
| BCV | Exit | BANCROFT FD LTD | $0 | – | -28,245 | -100.0% | -0.03% | – |
| MUC | Exit | BLACKROCK MUNIHLDNGS CALI QL | $0 | – | -50,973 | -100.0% | -0.03% | – |
| AWP | Exit | ABERDEEN GLOBAL PREMIER PPTY | $0 | – | -153,311 | -100.0% | -0.03% | – |
| GLPG | Exit | GALAPAGOS NVspon adr | $0 | – | -5,331 | -100.0% | -0.03% | – |
| AROC | Exit | ARCHROCK INC | $0 | – | -152,275 | -100.0% | -0.04% | – |
| HQH | Exit | TEKLA HEALTHCARE INVSsh ben int | $0 | – | -39,964 | -100.0% | -0.04% | – |
| LOB | Exit | LIVE OAK BANCSHARES INC | $0 | – | -34,769 | -100.0% | -0.04% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INC | $0 | – | -65,459 | -100.0% | -0.04% | – |
| LAMR | Exit | LAMAR ADVERTISING CO NEWcl a | $0 | – | -14,918 | -100.0% | -0.04% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE COR | $0 | – | -37,058 | -100.0% | -0.04% | – |
| HQL | Exit | TEKLA LIFE SCIENCES INVSsh ben int | $0 | – | -59,079 | -100.0% | -0.04% | – |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -101,808 | -100.0% | -0.05% | – |
| CENTA | Exit | CENTRAL GARDEN & PET COcl a non-vtg | $0 | – | -29,447 | -100.0% | -0.05% | – |
| VTR | Exit | VENTAS INC | $0 | – | -26,450 | -100.0% | -0.05% | – |
| EVV | Exit | EATON VANCE LTD DURATION INC | $0 | – | -102,885 | -100.0% | -0.05% | – |
| FEI | Exit | FIRST TR MLP & ENERGY INCOM | $0 | – | -270,412 | -100.0% | -0.05% | – |
| SUM | Exit | SUMMIT MATLS INCcl a | $0 | – | -79,730 | -100.0% | -0.06% | – |
| BACPRL | Exit | BK OF AMERICA CORP7.25%cnv pfd l | $0 | – | -920 | -100.0% | -0.06% | – |
| PCRX | Exit | PACIRA BIOSCIENCES | $0 | – | -22,938 | -100.0% | -0.06% | – |
| TFX | Exit | TELEFLEX INCORPORATED | $0 | – | -4,119 | -100.0% | -0.06% | – |
| NHLD | Exit | NATIONAL HOLDINGS CORPput | $0 | – | -815,759 | -100.0% | -0.08% | – |
| IBP | Exit | INSTALLED BLDG PRODS INC | $0 | – | -17,800 | -100.0% | -0.08% | – |
| MYL | Exit | MYLAN NV | $0 | – | -146,192 | -100.0% | -0.09% | – |
| CVBF | Exit | CVB FINL CORP | $0 | – | -258,382 | -100.0% | -0.19% | – |
| BFA | Exit | BROWN FORMAN CORPcl a | $0 | – | -63,406 | -100.0% | -0.19% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -222,705 | -100.0% | -0.23% | – |
| SERV | Exit | SERVICEMASTER GLOBAL HLDGS I | $0 | – | -762,315 | -100.0% | -1.32% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View RMB Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View RMB Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-26 |
View RMB Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.