$1.64 Billion is the total value of RMB Capital Management, LLC's 628 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 35.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DHR | Sell | DANAHER CORP DEL COM | $32,562,000 | +9.0% | 379,908 | -3.4% | 1.98% | +8.7% |
| DXJ | Sell | WISDOMTREE TR JAPN HEDGE EQTetf | $31,859,000 | -12.5% | 647,139 | -7.0% | 1.94% | -12.8% |
| LBYYQ | Sell | LIBBEY INC | $29,743,000 | +16.6% | 946,028 | -2.6% | 1.81% | +16.3% |
| HOG | Sell | HARLEY DAVIDSON INC | $27,258,000 | +9.7% | 413,563 | -3.1% | 1.66% | +9.4% |
| SNI | Buy | SCRIPPS NETWORKS INTERACT INC | $25,862,000 | +6.3% | 343,601 | +10.2% | 1.58% | +5.9% |
| TJX | Sell | TJX COS INC NEW COM | $25,762,000 | -9.8% | 375,651 | -22.2% | 1.57% | -10.0% |
| AAP | Sell | ADVANCED AUTO PARTS INC | $25,399,000 | +17.7% | 159,462 | -3.8% | 1.55% | +17.3% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC COM | $24,305,000 | -13.2% | 142,561 | -11.5% | 1.48% | -13.5% |
| GWR | Buy | GENESEE & WYO INC CL A | $24,150,000 | +9.7% | 268,572 | +16.3% | 1.47% | +9.4% |
| JOF | Buy | JAPAN SMALLER CAPTLZTN FD INCetf | $23,022,000 | -4.5% | 2,566,511 | +3.1% | 1.40% | -4.8% |
| WOOD | Buy | ISHARES GL TIMB FORE ETFetf | $22,760,000 | +8.9% | 429,919 | +1.5% | 1.39% | +8.6% |
| IHS | Buy | IHS INC CL A ISIN#US4517341073 | $21,331,000 | +52.4% | 187,310 | +67.5% | 1.30% | +51.9% |
| WST | Buy | WEST PHARMACEUTICAL SVSC INC C | $21,147,000 | +125.8% | 397,204 | +89.8% | 1.29% | +125.2% |
| EMC | Sell | E M C CORP MASS | $20,716,000 | -1.2% | 696,581 | -2.8% | 1.26% | -1.5% |
| NDSN | Buy | NORDSON CORP COM | $20,448,000 | +4.9% | 262,286 | +2.4% | 1.25% | +4.7% |
| FRC | Sell | FIRST REP BK SAN FRANCISCOCAL | $20,072,000 | +3.2% | 385,103 | -2.2% | 1.22% | +2.9% |
| MJN | Sell | MEAD JOHNSON NUTRITION CO COM | $19,815,000 | -0.7% | 197,084 | -4.9% | 1.21% | -0.9% |
| COO | Sell | COOPER COS INC COM NEW | $19,393,000 | -12.9% | 119,643 | -16.3% | 1.18% | -13.2% |
| V | Buy | VISA INC CL A SHRS | $18,976,000 | +33.1% | 72,374 | +8.3% | 1.16% | +32.7% |
| PLL | Sell | PALL CORP COM | $18,066,000 | -17.8% | 178,496 | -32.0% | 1.10% | -18.0% |
| NEO | Buy | NEOGENOMICS INC COM NEW | $17,418,000 | -17.3% | 4,177,053 | +3.3% | 1.06% | -17.5% |
| ARG | Sell | AIRGAS INC COM | $17,038,000 | +2.9% | 147,929 | -1.2% | 1.04% | +2.6% |
| LNKD | Sell | LINKEDIN CORP COM CL A | $16,254,000 | +6.2% | 70,760 | -3.9% | 0.99% | +5.9% |
| M | Sell | MACYS INC | $15,988,000 | +9.9% | 243,162 | -2.7% | 0.97% | +9.7% |
| SLB | Buy | SCHLUMBERGER LTD F | $15,972,000 | +3.3% | 187,008 | +23.0% | 0.97% | +3.0% |
| THR | Sell | THERMON GROUP HLDGS INC COM | $15,821,000 | -7.3% | 654,019 | -6.5% | 0.96% | -7.6% |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRANC | $15,526,000 | -21.4% | 153,172 | -25.6% | 0.95% | -21.6% |
| GOOGL | Buy | GOOGLE INC CLASS A | $14,903,000 | +10.4% | 28,085 | +22.4% | 0.91% | +10.1% |
| MMC | Sell | MARSH & MC LENNAN CO INC | $14,801,000 | +3.9% | 258,583 | -5.0% | 0.90% | +3.7% |
| BDX | Buy | BECTON DICKINSON & CO | $14,512,000 | +42.9% | 104,283 | +16.9% | 0.88% | +42.6% |
| GNMK | Buy | GENMARK DIAGNOSTICS INCCOM USD | $14,317,000 | +54.6% | 1,051,933 | +1.9% | 0.87% | +54.1% |
| LOW | Sell | LOWES COMPANIES INC | $14,249,000 | +23.7% | 207,113 | -4.9% | 0.87% | +23.3% |
| FTI | Sell | FMC TECHNOLOGIES INC COM | $14,168,000 | -32.8% | 302,469 | -22.1% | 0.86% | -33.0% |
| KS | Buy | KAPSTONE PAPER & PACKAGINGCORP | $13,443,000 | +6.8% | 458,645 | +1.9% | 0.82% | +6.5% |
| ACN | Sell | ACCENTURE PLC CL A F | $13,208,000 | +8.1% | 147,889 | -1.5% | 0.80% | +7.9% |
| CVS | Sell | CVS HEALTH CORP | $12,341,000 | -9.7% | 128,132 | -25.4% | 0.75% | -9.9% |
| AMT | Sell | AMERICAN TOWER CORP REIT | $12,292,000 | +4.1% | 124,353 | -1.4% | 0.75% | +3.9% |
| EFA | Sell | ISHARES MSCI EAFE INDEX FUNDetf | $12,155,000 | -24.0% | 199,785 | -19.9% | 0.74% | -24.3% |
| UNP | Sell | UNION PACIFIC CORP COM | $12,068,000 | +4.1% | 101,297 | -5.2% | 0.74% | +3.8% |
| GOOG | Sell | GOOGLE INC CL C | $12,062,000 | -10.2% | 22,914 | -1.5% | 0.74% | -10.4% |
| CWST | Buy | CASELLA WASTE SYSTEMS INC CLAS | $12,033,000 | +6.7% | 2,978,481 | +1.7% | 0.73% | +6.4% |
| UNF | Buy | UNIFIRST CORP | $11,987,000 | +28.1% | 98,703 | +1.9% | 0.73% | +27.6% |
| CME | Sell | CME GROUP INC CL A CLASS A | $11,411,000 | -2.5% | 128,718 | -12.0% | 0.70% | -2.8% |
| USB | Sell | U S BANCORP DEL NEW | $11,263,000 | +5.8% | 250,572 | -1.5% | 0.69% | +5.5% |
| EMR | Buy | EMERSON ELECTRIC CO | $10,726,000 | -1.0% | 173,756 | +0.3% | 0.65% | -1.4% |
| RPM | Buy | RPM INTERNATIONAL INC DELAWARE | $10,710,000 | +107.1% | 211,196 | +87.0% | 0.65% | +106.3% |
| WLL | Buy | WHITING PETE CORP NEW COM | $10,547,000 | +436.7% | 319,595 | +1161.2% | 0.64% | +435.0% |
| LABL | Sell | MULTI-COLOR CORP COM | $10,052,000 | +21.6% | 181,383 | -0.2% | 0.61% | +21.2% |
| FRGI | Buy | FIESTA RESTAURANT GROUPCOM USD | $10,032,000 | +24.7% | 165,006 | +1.9% | 0.61% | +24.4% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $9,535,000 | +11.3% | 161,524 | -3.5% | 0.58% | +11.1% |
| BEN | Sell | FRANKLIN RESOURCES INC | $9,267,000 | +0.1% | 167,357 | -1.3% | 0.56% | -0.2% |
| AWK | Sell | AMERICAN WATER WORKS CO | $9,236,000 | +7.1% | 173,288 | -3.1% | 0.56% | +6.8% |
| ITW | Sell | ILLINOIS TOOL WORKS INC | $9,206,000 | +9.7% | 97,216 | -2.2% | 0.56% | +9.4% |
| CMCO | Sell | COLUMBUS MCKINNON N Y | $9,151,000 | +21.8% | 326,369 | -4.5% | 0.56% | +21.4% |
| QCOM | Sell | QUALCOMM INC COM | $8,970,000 | -2.7% | 120,670 | -2.1% | 0.55% | -3.0% |
| New | USO 03/20/15 P 20.5 | $8,958,000 | – | 440,000 | +100.0% | 0.55% | – | |
| 2206PS | Buy | PALMETTO BANCSHARES INC COM | $8,947,000 | +102.5% | 535,740 | +71.4% | 0.54% | +101.9% |
| DEO | Sell | DIAGEO PLC NEW ADR F SPONSOREDadr | $8,732,000 | -1.8% | 76,539 | -0.7% | 0.53% | -2.0% |
| WRT | Buy | WINTHROP REALTY TRUSTpfd | $8,613,000 | +1.3% | 332,415 | +2.0% | 0.52% | +1.2% |
| ISBC | Sell | INVESTORS BANCORP NEW | $8,458,000 | +6.6% | 753,495 | -3.8% | 0.52% | +6.2% |
| YDKN | Buy | YADKIN FINANCIAL CORPORATION C | $8,360,000 | +19.9% | 425,444 | +10.8% | 0.51% | +19.5% |
| AFL | Sell | A F L A C INC | $8,262,000 | -0.5% | 135,241 | -5.1% | 0.50% | -0.8% |
| BA | Sell | BOEING CO | $7,883,000 | +1.4% | 60,650 | -0.7% | 0.48% | +1.1% |
| VIAB | Buy | VIACOM INC CL B NEW | $7,875,000 | -0.6% | 104,648 | +1.6% | 0.48% | -0.8% |
| PX | Sell | PRAXAIR INC | $7,800,000 | -0.1% | 60,202 | -0.6% | 0.48% | -0.4% |
| BDE | Buy | BLACK DIAMOND INC COM | $7,721,000 | +19.3% | 882,350 | +3.0% | 0.47% | +19.0% |
| XOM | Buy | EXXON MOBIL CORP | $7,152,000 | +508.2% | 77,366 | +518.5% | 0.44% | +505.6% |
| EEM | Sell | ISHARES MSCI EMERGINGMARKETS Eetf | $7,075,000 | -36.3% | 180,067 | -32.7% | 0.43% | -36.5% |
| HTBI | Buy | HOMETRUST BANCSHARES INC COM | $6,916,000 | +18.6% | 415,131 | +4.1% | 0.42% | +18.3% |
| SIAL | Buy | SIGMA-ALDRICH CORP | $6,883,000 | +2.8% | 50,139 | +1.9% | 0.42% | +2.4% |
| NATI | Buy | NATIONAL INSTRS CORP COM | $6,490,000 | +2.4% | 208,750 | +1.9% | 0.40% | +2.1% |
| LKQ | Buy | LKQ CORP COM ISIN#US5018892084 | $6,362,000 | +10.0% | 226,235 | +4.0% | 0.39% | +9.9% |
| BCAR | BANK OF THE CAROLINAS (NC) | $6,291,000 | +19.8% | 44,935,688 | 0.0% | 0.38% | +19.3% | |
| BRLXF | Buy | Boralex Inc | $6,257,000 | +6.2% | 486,937 | +8.6% | 0.38% | +5.8% |
| FARM | Buy | FARMER BROS CO | $6,173,000 | +3.7% | 209,594 | +1.9% | 0.38% | +3.3% |
| RLOGQ | Buy | RAND LOGISTICS INC COM | $6,041,000 | -29.4% | 1,529,329 | +1.9% | 0.37% | -29.6% |
| SNBC | Buy | SUN BANCORP INC RESTRICTED | $6,000,000 | +17.7% | 309,248 | +8.1% | 0.36% | +17.4% |
| New | WLT 01/15/16 P 2 | $5,995,000 | – | 4,344,400 | +100.0% | 0.36% | – | |
| HBOS | Sell | HERITAGE FINANCIAL GROUP | $5,888,000 | -18.2% | 227,317 | -36.2% | 0.36% | -18.4% |
| KN | Buy | KNOWLES CORP COM | $5,538,000 | -4.7% | 235,155 | +7.2% | 0.34% | -5.1% |
| DV | Buy | DEVRY EDUCATION GROUPINC | $5,495,000 | +12.3% | 115,747 | +1.3% | 0.34% | +12.0% |
| WU | Buy | WESTERN UNION CO COM | $5,299,000 | +13.8% | 295,847 | +1.9% | 0.32% | +13.7% |
| New | PUT XLF JAN 24.00000 01/17/201 | $5,284,000 | – | 222,000 | +100.0% | 0.32% | – | |
| New | PUT XLF JAN 25.00000 01/17/201 | $5,284,000 | – | 222,000 | +100.0% | 0.32% | – | |
| Buy | AMUSE INC NPV ISIN#JP312450000 | $5,173,000 | +12.6% | 177,950 | +10.6% | 0.32% | +12.1% | |
| TSM | Sell | TAIWAN SEMICONDUCTR ADRF SPONSadr | $5,154,000 | -26.6% | 230,296 | -33.8% | 0.31% | -26.8% |
| CALX | Sell | CALIX NETWORKS INC | $4,711,000 | -3.3% | 470,131 | -7.6% | 0.29% | -3.4% |
| BNCN | Buy | BNC BANCORP | $4,586,000 | +20.3% | 266,450 | +9.5% | 0.28% | +19.7% |
| Sell | SARTORIUS STEDIM ORD Fadr | $4,548,000 | +8.8% | 23,303 | -6.8% | 0.28% | +8.6% | |
| EBS | Sell | EMERGENT BIOSOLUTIONS | $4,518,000 | +19.0% | 165,913 | -6.9% | 0.28% | +18.5% |
| CVX | Sell | CHEVRON CORPORATION | $4,426,000 | -60.6% | 39,452 | -58.1% | 0.27% | -60.7% |
| SANW | Buy | S&W SEED CO COM | $4,408,000 | +0.6% | 1,101,985 | +6.6% | 0.27% | +0.4% |
| Buy | FAITH INC NPV ISIN#JP380269000 | $4,367,000 | +12.1% | 469,580 | +11.4% | 0.27% | +11.8% | |
| New | PUT BBT JAN 39.00000 01/17/201 | $4,317,000 | – | 111,000 | +100.0% | 0.26% | – | |
| ASBB | Buy | ASB BANCORP INC | $4,307,000 | +57.1% | 200,337 | +47.2% | 0.26% | +56.0% |
| NVS | Sell | NOVARTIS A G SPON ADR F SPONSOadr | $4,284,000 | -13.7% | 46,234 | -12.4% | 0.26% | -13.9% |
| DOOR | Buy | MASONITE INTERNATIONALCORP COM | $4,270,000 | +13.1% | 69,476 | +1.9% | 0.26% | +12.6% |
| AAPL | Sell | APPLE INC | $4,276,000 | +8.3% | 38,734 | -1.1% | 0.26% | +7.9% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $4,182,000 | -70.7% | 109,028 | -49.1% | 0.26% | -70.7% |
| New | SSO US 01/17/15 P 117 | $4,170,000 | – | 32,500 | +100.0% | 0.25% | – | |
| Buy | TOEI ANIMATION NPV ISIN#JP3560 | $4,149,000 | +17.4% | 145,450 | +7.1% | 0.25% | +17.1% | |
| CHMT | Sell | CHEMTURA CORP NEW DUTCH TENDER | $4,144,000 | -13.0% | 167,559 | -17.9% | 0.25% | -13.4% |
| EGL | Sell | ENGILITY HLDGS INC | $4,117,000 | +27.9% | 96,182 | -6.9% | 0.25% | +27.4% |
| OPB | Buy | OPUS BANK | $4,104,000 | +6.9% | 144,644 | +15.4% | 0.25% | +6.8% |
| CAM | Buy | CAMERON INTERNATIONAL CORP COM | $4,081,000 | +1463.6% | 81,699 | +1981.5% | 0.25% | +1456.2% |
| CNOB | Buy | CONNECTONE BANCORP INC | $4,070,000 | +42.5% | 214,193 | +42.8% | 0.25% | +41.7% |
| ORRF | Buy | ORRSTOWN FINL SVCS INCCOM | $3,987,000 | +14.4% | 234,525 | +9.8% | 0.24% | +14.1% |
| Buy | ZUKEN INC NPV ISIN#JP341200000 | $3,975,000 | +46.6% | 390,620 | +45.1% | 0.24% | +45.8% | |
| FSGI | Buy | FIRST SECURITY GROUP INC | $3,810,000 | +60.2% | 1,686,013 | +40.4% | 0.23% | +60.0% |
| CSV | Sell | CARRIAGE SERVICES INC | $3,814,000 | +12.7% | 182,051 | -6.7% | 0.23% | +12.1% |
| BREW | Buy | CRAFT BREW ALLIANCEINC COM | $3,781,000 | -5.6% | 283,457 | +1.9% | 0.23% | -6.1% |
| New | PUT USB JAN 44.00000 01/17/201 | $3,753,000 | – | 83,500 | +100.0% | 0.23% | – | |
| HDSN | Sell | HUDSON TECHNOLOGIES INC | $3,725,000 | -5.7% | 988,107 | -17.2% | 0.23% | -5.8% |
| Buy | CAPSTONE INFRASTRUCTURE CORP C | $3,647,000 | -1.7% | 974,581 | +22.0% | 0.22% | -2.2% | |
| IBDRY | Buy | IBERDROLA S A ADR F SPONSOREDadr | $3,595,000 | -3.3% | 132,696 | +2.3% | 0.22% | -3.5% |
| Buy | ARGO GRAPHICS NPV ISIN#JP31261 | $3,576,000 | -11.9% | 235,280 | +4.8% | 0.22% | -12.1% | |
| Buy | OPT INC | $3,511,000 | -5.7% | 572,700 | +7.5% | 0.21% | -5.7% | |
| BDSI | Buy | BIODELIVERY SCI INTL INC | $3,447,000 | -27.2% | 286,797 | +3.4% | 0.21% | -27.3% |
| MXL | Sell | MAXLINEAR INC | $3,300,000 | -0.0% | 445,375 | -7.2% | 0.20% | -0.5% |
| MOS | Sell | MOSAIC CO NEW COM | $3,287,000 | -47.8% | 72,000 | -49.3% | 0.20% | -48.1% |
| SMPL | New | SIMPLICITY BANCORP INC | $3,271,000 | – | 190,700 | +100.0% | 0.20% | – |
| ACFC | Buy | ATLANTIC COAST FINANCIAL CORPO | $3,228,000 | +7.9% | 813,199 | +10.8% | 0.20% | +7.7% |
| SFST | Buy | SOUTHERN FIRST BANCSHARES | $3,211,000 | +351.0% | 188,678 | +269.2% | 0.20% | +355.8% |
| BANC | Sell | BANC OF CALIFORNIA INC | $3,183,000 | -8.8% | 277,500 | -7.5% | 0.19% | -8.9% |
| New | PUT TRV JAN 95.00000 01/17/201 | $3,176,000 | – | 30,000 | +100.0% | 0.19% | – | |
| AMG | Sell | AFFILIATED MANAGERS GROUP | $3,169,000 | +4.7% | 14,932 | -1.2% | 0.19% | +4.3% |
| New | PUT ZION JAN 28.00000 01/17/20 | $3,165,000 | – | 111,000 | +100.0% | 0.19% | – | |
| NSRGY | Buy | NESTLE S A REG B ADR F 1 ADR Radr | $3,153,000 | +5.9% | 42,946 | +6.1% | 0.19% | +5.5% |
| HMST | New | HOMESTREET INC | $3,116,000 | – | 178,955 | +100.0% | 0.19% | – |
| New | PUT AXP JAN 91.00000 01/17/201 | $3,070,000 | – | 33,000 | +100.0% | 0.19% | – | |
| New | PUT WFC JAN 55.00000 01/17/201 | $3,070,000 | – | 56,000 | +100.0% | 0.19% | – | |
| New | PUT WFC JAN 52.50000 01/17/201 | $3,043,000 | – | 55,500 | +100.0% | 0.18% | – | |
| TBK | New | TRIUMPH BANCORP INC COM | $3,024,000 | – | 223,193 | +100.0% | 0.18% | – |
| GOL | Buy | GOL LINHAS AEREAS ADR F SPONSOadr | $2,879,000 | +29.6% | 500,729 | +8.4% | 0.18% | +28.7% |
| ABB | Sell | ABB LTD ADR F SPONSORED ADR 1adr | $2,852,000 | -12.9% | 134,848 | -7.7% | 0.17% | -13.0% |
| SNY | Buy | SANOFI SPON ADRadr | $2,737,000 | -10.4% | 60,009 | +10.9% | 0.17% | -10.7% |
| AHONY | Buy | KONINKLIJKE AHOLD N VSPONSOREDadr | $2,726,000 | +10.3% | 152,740 | +0.1% | 0.17% | +9.9% |
| NGG | Sell | NATIONAL GRID PLC ADR F SPONSOadr | $2,715,000 | -2.0% | 38,419 | -0.3% | 0.16% | -2.4% |
| AIRM | New | AIR METHODS CORP | $2,693,000 | – | 61,157 | +100.0% | 0.16% | – |
| BNK | Buy | C1 FINANCIAL INC COM | $2,671,000 | +54.9% | 146,021 | +53.6% | 0.16% | +55.2% |
| DXLG | Sell | DESTINATION XL GROUP | $2,651,000 | +6.0% | 485,441 | -8.3% | 0.16% | +5.2% |
| Buy | SRA HOLDINGS INC NPV ISIN#JP31 | $2,647,000 | -0.9% | 219,160 | +23.2% | 0.16% | -1.2% | |
| UL | Sell | UNILEVER PLC ADR NEW F SPONSORadr | $2,625,000 | -3.6% | 64,841 | -0.2% | 0.16% | -3.6% |
| Buy | ACCESS CO LTD NPV ISIN#JP31080 | $2,633,000 | +9.9% | 621,440 | +40.0% | 0.16% | +9.6% | |
| SWHC | Buy | SMITH & WESSON HLDG CORP | $2,610,000 | +49.1% | 275,608 | +48.6% | 0.16% | +48.6% |
| TEVA | Sell | TEVA PHARM INDS LTD ADRF SPONSadr | $2,611,000 | -7.1% | 45,391 | -13.2% | 0.16% | -7.6% |
| New | PUT STT JAN 75.00000 01/17/201 | $2,591,000 | – | 33,000 | +100.0% | 0.16% | – | |
| New | PUT PNC JAN 87.50000 01/17/201 | $2,554,000 | – | 28,000 | +100.0% | 0.16% | – | |
| BRKR | Sell | BRUKER CORPORATION | $2,546,000 | -22.4% | 129,788 | -26.7% | 0.16% | -22.5% |
| New | PUT USB JAN 45.50000 01/17/201 | $2,495,000 | – | 55,500 | +100.0% | 0.15% | – | |
| DTEGY | Sell | DEUTSCHE TELEKOM AG ADRF SPONSadr | $2,501,000 | +4.9% | 156,027 | -0.8% | 0.15% | +4.1% |
| TKOMY | Buy | TOKIO MARINE HOLDINGSINC ADR Iadr | $2,477,000 | +5.4% | 76,204 | +0.6% | 0.15% | +5.6% |
| PPEHF | Buy | PURE TECHNOLOGIES LTD Fadr | $2,406,000 | +32.8% | 377,141 | +50.5% | 0.15% | +32.4% |
| JAXB | Buy | JACKSONVILLE BANCORP INC | $2,413,000 | +99.4% | 196,532 | +75.2% | 0.15% | +98.6% |
| FLL | Buy | FULL HOUSE RESORTS INC | $2,404,000 | +24.0% | 1,716,953 | +1.9% | 0.15% | +23.7% |
| GSK | Sell | GLAXOSMITHKLINE PLC SPONS ADRadr | $2,404,000 | -17.8% | 56,248 | -11.6% | 0.15% | -18.4% |
| SBCF | Sell | SEACOAST BANKING CORPORATION O | $2,384,000 | +9.1% | 173,350 | -13.3% | 0.14% | +8.2% |
| HEIA | Sell | HEICO CORP NEW CL A ISIN#US422 | $2,341,000 | +17.2% | 49,421 | -0.2% | 0.14% | +17.2% |
| New | PUT COF JAN 80.00000 01/17/201 | $2,311,000 | – | 28,000 | +100.0% | 0.14% | – | |
| TTE | Sell | TOTAL S A ADR F 1 ADR REP 1 ORadr | $2,274,000 | -23.9% | 44,426 | -4.1% | 0.14% | -23.6% |
| New | PUT KRE JAN 40.50000 01/17/201 | $2,263,000 | – | 55,500 | +100.0% | 0.14% | – | |
| TEF | Sell | TELEFONICA SA ADR EA REPR1 ORDadr | $2,238,000 | -9.8% | 157,465 | -2.5% | 0.14% | -10.5% |
| HMC | Buy | HONDA MOTOR LTD AMERNSHS ISIN#adr | $2,201,000 | +49.2% | 74,587 | +73.3% | 0.13% | +48.9% |
| CGNX | Sell | COGNEX CORP | $2,175,000 | +2.1% | 52,629 | -0.5% | 0.13% | +1.5% |
| NHLD | Buy | NATIONAL HOLDINGS CORPORATION | $2,172,000 | +15.0% | 4,828,034 | +21.4% | 0.13% | +14.8% |
| KCRPY | Sell | KAO CORP NEW ADR F SPONSORED Aadr | $2,152,000 | +0.7% | 54,227 | -1.1% | 0.13% | 0.0% |
| New | PUT MS JAN 36.00000 01/17/2015 | $2,153,000 | – | 55,500 | +100.0% | 0.13% | – | |
| Buy | SHOBUNSHA PUBLICATIONS INC | $2,151,000 | +451.5% | 293,100 | +383.7% | 0.13% | +445.8% | |
| New | PUT MS JAN 38.50000 01/17/2015 | $2,153,000 | – | 55,500 | +100.0% | 0.13% | – | |
| SAP | Buy | S A P SE ADR F SPONSORED ADR 1adr | $2,128,000 | +7.7% | 30,556 | +11.6% | 0.13% | +7.4% |
| ABCW | New | ANCHOR BANCORP WISCONSIN INC | $2,105,000 | – | 61,127 | +100.0% | 0.13% | – |
| Buy | EIKEN CHEMICAL CO LTD | $2,107,000 | -3.4% | 129,490 | +1.6% | 0.13% | -3.8% | |
| ICAD | Buy | ICAD INC NEW | $2,102,000 | -5.1% | 229,267 | +1.9% | 0.13% | -5.2% |
| New | PUT CMA JAN 44.00000 01/17/201 | $2,084,000 | – | 44,500 | +100.0% | 0.13% | – | |
| ORAN | Sell | ORANGE SPONSORED ADR ISIN#US68adr | $2,052,000 | -3.7% | 121,270 | -16.1% | 0.12% | -3.8% |
| PGC | New | PEAPACK-GLADSTONE FINL | $2,060,000 | – | 111,000 | +100.0% | 0.12% | – |
| BIDU | Sell | BAIDU INC ADR F SPONSORED ADRadr | $2,007,000 | -44.7% | 8,804 | -47.1% | 0.12% | -45.0% |
| EROC | New | Eagle Rock Energy Partners | $2,000,000 | – | 908,976 | +100.0% | 0.12% | – |
| SAN | Buy | BANCO SANTANDER SA ADR F SPONSadr | $2,011,000 | -9.8% | 241,435 | +2.9% | 0.12% | -10.3% |
| New | PUT WU JAN 17.00000 01/17/2015 | $1,988,000 | – | 111,000 | +100.0% | 0.12% | – | |
| SGAPY | Buy | SINGAPORE TLCM ADR NEW F SPONSadr | $1,964,000 | -1.0% | 66,723 | +0.3% | 0.12% | -0.8% |
| CAJ | Sell | CANON INC SPONSORED ADR ISIN#Uadr | $1,952,000 | -7.2% | 61,669 | -4.5% | 0.12% | -7.8% |
| MITSUI KNOWLEDGE INDUSTRY CO | $1,931,000 | -8.9% | 911,500 | 0.0% | 0.12% | -9.2% | ||
| ZURVY | Buy | ZURICH INSURANCE GP ADRF SPONSadr | $1,914,000 | +5.5% | 61,002 | +0.2% | 0.12% | +5.4% |
| BP | Sell | BP PLC ADR (CNV INTO 6ORD USD0adr | $1,905,000 | -22.3% | 50,000 | -10.4% | 0.12% | -22.7% |
| RDSA | Sell | ROYAL DUTCH SHELL A ADRF SPONSadr | $1,908,000 | -14.4% | 28,502 | -2.7% | 0.12% | -14.7% |
| New | PUT NTRS JAN 65.00000 01/17/20 | $1,887,000 | – | 28,000 | +100.0% | 0.12% | – | |
| SVNDY | Buy | SEVEN & I HLDG CO ADR F UNSPONadr | $1,892,000 | -6.2% | 104,099 | +300.2% | 0.12% | -6.5% |
| Buy | PRONEXUS INC NPV ISIN#JP311900 | $1,879,000 | -9.1% | 300,410 | +2.4% | 0.11% | -9.5% | |
| BDC | BELDEN INC | $1,868,000 | +23.1% | 23,705 | 0.0% | 0.11% | +22.6% | |
| AVD | Buy | AMERICAN VANGUARD CP | $1,847,000 | +61.7% | 158,970 | +56.0% | 0.11% | +61.4% |
| New | PUT DFS JAN 62.50000 01/17/201 | $1,834,000 | – | 28,000 | +100.0% | 0.11% | – | |
| New | PUT COF JAN 82.50000 01/17/201 | $1,816,000 | – | 22,000 | +100.0% | 0.11% | – | |
| NTRS | NORTHERN TR CORP | $1,814,000 | -0.9% | 26,908 | 0.0% | 0.11% | -1.8% | |
| TAK | Sell | TAKEDA PHARMACEUTICALCO LTDSPOadr | $1,803,000 | -13.7% | 86,511 | -10.0% | 0.11% | -14.1% |
| UOVEY | Buy | UTD OVERSEAS BK SPN ADRF SPONSadr | $1,796,000 | +6.3% | 48,505 | +0.8% | 0.11% | +5.8% |
| COVS | New | COVISINT CORP | $1,765,000 | – | 666,004 | +100.0% | 0.11% | – |
| New | PUT JPM JAN 61.50000 01/17/201 | $1,752,000 | – | 28,000 | +100.0% | 0.11% | – | |
| Buy | KOEI TECMO HOLDINGS COLTD NPV | $1,751,000 | +13.3% | 117,900 | +23.2% | 0.11% | +13.8% | |
| USG | Sell | USG CORP COM NEW | $1,716,000 | +0.6% | 61,306 | -1.2% | 0.10% | +1.0% |
| Buy | SOTSU CO LTD NPV ISIN#JP343250 | $1,729,000 | +162.0% | 88,200 | +322.0% | 0.10% | +162.5% | |
| New | PUT STT JAN 77.50000 01/17/201 | $1,727,000 | – | 22,000 | +100.0% | 0.10% | – | |
| New | PUT SCHW JAN 30.00000 01/17/20 | $1,676,000 | – | 55,500 | +100.0% | 0.10% | – | |
| Sell | TAV HAVALIMANLARI ADR F UNSPONadr | $1,675,000 | -52.6% | 51,243 | -53.5% | 0.10% | -52.8% | |
| BAP | Sell | CREDICORP LTD F | $1,682,000 | -44.5% | 10,498 | -46.9% | 0.10% | -44.9% |
| TSCDY | Sell | TESCO PLC SPONSORED ADR ISIN#Uadr | $1,673,000 | -14.6% | 189,252 | -12.6% | 0.10% | -15.0% |
| ATEN | New | A10 NETWORKS INC | $1,660,000 | – | 380,730 | +100.0% | 0.10% | – |
| VEA | VANGUARD FTSE ETF DEVELOPED MA | $1,663,000 | -4.7% | 43,892 | 0.0% | 0.10% | -5.6% | |
| VRSK | Buy | VERISK ANALYTICS INC CLA | $1,657,000 | +6.1% | 25,874 | +0.8% | 0.10% | +6.3% |
| ASTE | Buy | ASTEC INDS INC | $1,634,000 | +9.5% | 41,570 | +1.6% | 0.10% | +9.9% |
| SGBK | Buy | STONEGATE BANK | $1,642,000 | +27.6% | 55,440 | +10.9% | 0.10% | +26.6% |
| CINF | CINCINNATI FINL CORP | $1,634,000 | +10.2% | 31,530 | 0.0% | 0.10% | +9.9% | |
| FSB | New | FRANKLIN FINANCIAL NETWORK | $1,643,000 | – | 95,000 | +100.0% | 0.10% | – |
| IWV | Sell | ISHARES RUSSELL 3000ETFetf | $1,601,000 | -65.8% | 13,096 | -67.3% | 0.10% | -65.7% |
| FBMS | Buy | FIRST BANCSHARES INC-MISS | $1,600,000 | +4.2% | 110,301 | +3.8% | 0.10% | +3.2% |
| MNSB | New | MAINSTREET BANK/HERNDON VA | $1,571,000 | – | 176,471 | +100.0% | 0.10% | – |
| SLCT | Buy | SELECT BANCORP INC COM | $1,568,000 | +50.6% | 212,769 | +52.3% | 0.10% | +50.0% |
| CCOHY | Sell | CHINA ST CONST INTL ADRF UNSPOadr | $1,583,000 | -53.2% | 22,534 | -50.5% | 0.10% | -53.6% |
| SOCB | Buy | SOUTHCOAST FINANCIAL CORP | $1,542,000 | +73.8% | 218,766 | +75.0% | 0.09% | +74.1% |
| TTM | Sell | TATA MOTORS LTD ADR F SPONSOREadr | $1,541,000 | -55.9% | 36,450 | -54.4% | 0.09% | -56.1% |
| TOELY | Buy | TOKYO ELECTRON LTD ADR F UNSPOadr | $1,519,000 | +18.7% | 79,017 | +0.7% | 0.09% | +19.2% |
| CHL | Sell | CHINA MOBILE LIMITED SPONSOREDadr | $1,527,000 | -0.4% | 25,973 | -0.5% | 0.09% | -1.1% |
| New | PUT PNC JAN 90.00000 01/17/201 | $1,505,000 | – | 16,500 | +100.0% | 0.09% | – | |
| IVW | ISHARES S&P 500 GROWTHETFetf | $1,499,000 | +4.5% | 13,429 | 0.0% | 0.09% | +3.4% | |
| SAMG | Buy | SILVERCREST ASSET MANAGEMENT G | $1,502,000 | +57.8% | 95,995 | +37.4% | 0.09% | +56.9% |
| WHR | New | WHIRLPOOL CORP | $1,501,000 | – | 7,747 | +100.0% | 0.09% | – |
| Buy | KOSE CORPORATION NPV ISIN#JP32 | $1,479,000 | -4.6% | 37,540 | +2.8% | 0.09% | -5.3% | |
| NEWT | New | NEWTEK BUSINESS SERVICES INC | $1,476,000 | – | 100,000 | +100.0% | 0.09% | – |
| Buy | DENSO CORP NPV ISIN#JP35515000 | $1,461,000 | +4.1% | 31,310 | +2.9% | 0.09% | +3.5% | |
| CARE | Buy | CARTER BK & TR MARTINSVILLE VA | $1,452,000 | +47.7% | 114,340 | +36.1% | 0.09% | +46.7% |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,448,000 | -6.4% | 24,895 | +0.2% | 0.09% | -7.4% |
| Buy | Alpine Electronics Inc | $1,451,000 | +0.5% | 89,040 | +1.6% | 0.09% | 0.0% | |
| NBBC | New | NEWBRIDGE BANCORP CLASS A NO P | $1,450,000 | – | 166,497 | +100.0% | 0.09% | – |
| Sell | KATO SANGYO CO NPV ISIN#JP3213 | $1,451,000 | -19.5% | 76,250 | -11.2% | 0.09% | -20.0% | |
| Buy | DIC CORP | $1,442,000 | +12.2% | 594,090 | +3.7% | 0.09% | +12.8% | |
| PNGAY | Sell | PING AN ISNURANCE ADR F SPONSOadr | $1,425,000 | -28.8% | 69,832 | -47.6% | 0.09% | -28.7% |
| IBN | Buy | ICICI BANK LTD ADR F SPONSOREDadr | $1,399,000 | -55.8% | 121,144 | +88.1% | 0.08% | -56.0% |
| DDAIY | Buy | DAIMLER AG ADR F SPONSORED ADRadr | $1,372,000 | +15.4% | 16,436 | +6.0% | 0.08% | +15.1% |
| BECN | Buy | BEACON ROOFING SUPPLYINC COM I | $1,375,000 | +33.6% | 49,445 | +22.4% | 0.08% | +33.3% |
| ECYT | Sell | ENDOCYTE INC COM USD0.001 | $1,379,000 | +3.5% | 219,200 | -0.0% | 0.08% | +3.7% |
| LADR | New | LADDER CAPITAL CORP CL A | $1,382,000 | – | 70,484 | +100.0% | 0.08% | – |
| CLH | Sell | CLEAN HBRS INC | $1,357,000 | -15.0% | 28,250 | -4.6% | 0.08% | -14.4% |
| SQBK | Sell | SQUARE 1 FINANCIAL INC CL A | $1,356,000 | +11.3% | 54,900 | -13.3% | 0.08% | +12.2% |
| COWN | Sell | COWEN GROUP INC CLASS A | $1,339,000 | -55.2% | 278,950 | -65.0% | 0.08% | -55.2% |
| EVBN | Buy | EVANS BANCORP INC NEW | $1,347,000 | +78.2% | 55,412 | +68.9% | 0.08% | +78.3% |
| METR | Buy | METRO BANCORP INC | $1,327,000 | +18.6% | 51,203 | +11.0% | 0.08% | +19.1% |
| FCX | Sell | FREEPORT MCMORAN INC | $1,324,000 | -49.7% | 56,674 | -29.7% | 0.08% | -49.7% |
| ASX | New | ADVANCED SEMICONDUCTORENGR SPOadr | $1,326,000 | – | 216,404 | +100.0% | 0.08% | – |
| AACAY | Sell | AAC TECH HLDGS INC ADR F UNSPOadr | $1,313,000 | -35.9% | 24,507 | -30.5% | 0.08% | -36.0% |
| FISI | Sell | FINANCIAL INSTITUTIONS INC COM | $1,320,000 | -24.4% | 52,494 | -32.4% | 0.08% | -25.2% |
| SBCP | Buy | SUNSHINE BANCORP | $1,321,000 | +11.5% | 108,000 | +8.0% | 0.08% | +11.1% |
| TTNDY | Sell | TECHTRONIC INDS CO ADR F 1 ADRadr | $1,319,000 | -41.4% | 81,810 | -47.5% | 0.08% | -42.0% |
| New | PUT CMA JAN 42.00000 01/17/201 | $1,312,000 | – | 28,000 | +100.0% | 0.08% | – | |
| Buy | SEVEN BANK | $1,303,000 | +6.5% | 307,570 | +2.4% | 0.08% | +5.3% | |
| FCCO | Buy | FIRST COMMUNITY CORPORATION | $1,305,000 | +18.0% | 115,375 | +11.0% | 0.08% | +16.2% |
| Sell | DTS CORPORATION NPV ISIN#JP354 | $1,268,000 | -11.9% | 58,940 | -14.3% | 0.08% | -12.5% | |
| Buy | KABU.COM SECURITIES COLTD NPV | $1,247,000 | +4.1% | 250,790 | +2.3% | 0.08% | +4.1% | |
| MRC | New | MRC GLOBAL INC COM USD0.01 | $1,254,000 | – | 82,785 | +100.0% | 0.08% | – |
| LZRFY | Sell | LOCALIZA RENT A CAR ADRF SPONSadr | $1,232,000 | -31.0% | 91,680 | -26.3% | 0.08% | -31.2% |
| FCFS | Sell | FIRST CASH FINL SVCS INC | $1,235,000 | -48.3% | 22,186 | -48.0% | 0.08% | -48.6% |
| HDB | Sell | HDFC BANK LIMITED ADR F SPONSOadr | $1,234,000 | -56.9% | 24,315 | -60.5% | 0.08% | -57.1% |
| CIB | Sell | BANCOLOMBIA SA SPON PFD ISIN#Uadr | $1,228,000 | -59.2% | 25,645 | -51.6% | 0.08% | -59.2% |
| VCISY | Sell | VINCI S A ADR F SPONSORED ADRadr | $1,209,000 | -6.5% | 87,786 | -1.3% | 0.07% | -6.3% |
| Buy | LIXIL GROUP CORP | $1,211,000 | +4.3% | 56,850 | +4.6% | 0.07% | +4.2% | |
| MLVF | MALVERN BANCORP INC COM | $1,209,000 | +6.1% | 100,000 | 0.0% | 0.07% | +5.7% | |
| YDUQY | Sell | ESTACIO PARTICIPACO ADRF 1SPONadr | $1,204,000 | -54.4% | 134,330 | -47.1% | 0.07% | -54.7% |
| E | Sell | ENI SPA ADR EACH REP 2ORD EUR1adr | $1,200,000 | -36.8% | 34,391 | -14.4% | 0.07% | -37.1% |
| RWEOY | Sell | R W E AG SPON ADR F 1 ADR REPadr | $1,182,000 | -27.9% | 38,076 | -9.4% | 0.07% | -28.0% |
| VOD | Sell | VODAFONE GROUP NEW ADR F SPONSadr | $1,179,000 | +3.0% | 34,511 | -0.8% | 0.07% | +2.9% |
| BKRKY | Sell | PT BANK RAKYAT ADR F UNSPONSORadr | $1,139,000 | -42.0% | 60,585 | -47.2% | 0.07% | -42.5% |
| AHCHY | Sell | ANHUI CONCH CEM CO ADR F UNSPOadr | $1,128,000 | -46.3% | 60,183 | -54.2% | 0.07% | -46.1% |
| BBD | Sell | BANCO BRADESCO NEW ADR F SPONSadr | $1,109,000 | -50.4% | 82,946 | -47.1% | 0.07% | -50.4% |
| GBOOY | Sell | GRUPO FIN BANORTE ADR F SPONSOadr | $1,121,000 | -58.5% | 40,666 | -51.8% | 0.07% | -58.8% |
| New | MHR 02/20/15 P 3 | $1,092,000 | – | 347,800 | +100.0% | 0.07% | – | |
| PSTB | PARK STERLING CORP | $1,102,000 | +10.9% | 150,000 | 0.0% | 0.07% | +9.8% | |
| DNOW | Sell | NOW INC | $1,092,000 | -66.2% | 42,436 | -60.1% | 0.07% | -66.2% |
| SHBI | Sell | SHORE BANCSHARES INC | $1,106,000 | -26.6% | 118,425 | -29.3% | 0.07% | -27.2% |
| RRC | Buy | RANGE RESOURCES CORP | $1,082,000 | -16.8% | 20,250 | +5.6% | 0.07% | -16.5% |
| New | PUT BK JAN 41.50000 01/17/2015 | $1,089,000 | – | 28,000 | +100.0% | 0.07% | – | |
| Buy | SOFTBANK CORP NPV ISIN#JP34361 | $1,065,000 | -10.4% | 17,910 | +5.7% | 0.06% | -11.0% | |
| FOVSY | Sell | FORD OTOMOTIV SANAY ADRF UNSPO | $1,075,000 | +19.8% | 15,450 | -1.3% | 0.06% | +18.2% |
| FCVA | Buy | FIRST CAPITAL BANCORP INC | $1,068,000 | +118.0% | 242,616 | +120.3% | 0.06% | +116.7% |
| Buy | Futaba Corp Chiba | $1,075,000 | -0.9% | 74,910 | +3.8% | 0.06% | -1.5% | |
| GBNK | Buy | GUARANTY BANCORP DEL COM NEW | $1,050,000 | +10.5% | 72,703 | +3.4% | 0.06% | +10.3% |
| PFMT | New | PERFORMANT FINANCIAL COR | $1,049,000 | – | 157,800 | +100.0% | 0.06% | – |
| Sell | KING CO LTD NPV ISIN#JP3261200 | $1,049,000 | -28.9% | 288,500 | -21.4% | 0.06% | -28.9% | |
| GGB | Sell | GERDAU SA SPONS ADR F SPONSOREadr | $1,057,000 | -55.3% | 297,786 | -39.6% | 0.06% | -55.6% |
| New | PUT CMA JAN 45.00000 01/17/201 | $1,030,000 | – | 22,000 | +100.0% | 0.06% | – | |
| CTXS | Buy | CITRIX SYS INC COM | $1,040,000 | +3.6% | 16,303 | +15.8% | 0.06% | +3.3% |
| Buy | OTSUKA CORPORATION NPV ISIN#JP | $1,020,000 | -15.1% | 32,026 | +6.0% | 0.06% | -15.1% | |
| KMI | Buy | KINDER MORGAN INC | $1,021,000 | +124.4% | 24,122 | +103.6% | 0.06% | +121.4% |
| YNDX | Sell | YANDEX N V CL A F CLASS A | $996,000 | -65.4% | 55,464 | -46.5% | 0.06% | -65.3% |
| HMPR | Buy | HAMPTON ROADS BANKSHARESINC CO | $991,000 | +19.4% | 589,710 | +8.7% | 0.06% | +17.6% |
| SGBLY | Sell | STANDARD BK GRP NEW ADRF SPONSadr | $965,000 | -44.3% | 77,846 | -48.0% | 0.06% | -44.3% |
| VALE | Sell | VALE SA ADR F SPONSORED ADR 1adr | $964,000 | -65.6% | 117,882 | -53.6% | 0.06% | -65.5% |
| PBRA | Sell | PETROLEO BRASILEIRO ADRF SA PEadr | $954,000 | -63.9% | 126,013 | -28.9% | 0.06% | -64.0% |
| New | BANDAI NAMCO HOLDINGSINC NPV I | $942,000 | – | 44,040 | +100.0% | 0.06% | – | |
| FRNK | Buy | FRANKLIN FINANCIAL CORPORATION | $913,000 | +22.7% | 43,100 | +7.8% | 0.06% | +24.4% |
| Buy | JAPAN HOTEL REIT INVESTMENT | $910,000 | +7.4% | 1,417 | +1.9% | 0.06% | +5.8% | |
| Buy | GS YUASA CORP | $881,000 | -22.2% | 204,980 | +5.5% | 0.05% | -21.7% | |
| LION | Sell | FIDELITY SOUTHERN CORP NEW | $879,000 | -35.8% | 54,541 | -45.5% | 0.05% | -35.7% |
| ENL | Sell | REED ELSEVIER NEW ADR F SPONSOadr | $890,000 | -53.4% | 18,687 | -55.8% | 0.05% | -53.8% |
| New | AVEX GROUP HOLDINGS INC | $893,000 | – | 54,100 | +100.0% | 0.05% | – | |
| IWM | Buy | ISHARES ETF RUSSELL 20etf | $871,000 | +39.6% | 7,278 | +27.4% | 0.05% | +39.5% |
| FBNC | Sell | FIRST BANCORP NC | $857,000 | +7.7% | 46,384 | -6.6% | 0.05% | +6.1% |
| EUSHY | Sell | EUROCASH S A ADR F SPONSORED 1 | $853,000 | -47.2% | 79,708 | -51.7% | 0.05% | -47.5% |
| NBTB | Buy | NBT BANCORP INC | $849,000 | +25.6% | 32,300 | +7.7% | 0.05% | +26.8% |
| New | TC 03/20/15 C 2.5 | $835,000 | – | 500,000 | +100.0% | 0.05% | – | |
| New | ASAHI BROADCASTING CORP | $832,000 | – | 109,200 | +100.0% | 0.05% | – | |
| LDL | Sell | LYDALL INC | $831,000 | -76.4% | 25,315 | -80.6% | 0.05% | -76.3% |
| BAM | Sell | BROOKFIELD ASSET MGMT F D VTG | $813,000 | -1.0% | 16,211 | -11.3% | 0.05% | 0.0% |
| New | Porter Bank Series Bpfd | $799,000 | – | 1,714,300 | +100.0% | 0.05% | – | |
| Sell | CHINA NATL MATLS CO ADRF UNSPOadr | $789,000 | -31.6% | 130,799 | -47.8% | 0.05% | -31.4% | |
| ACGBY | Sell | AGRIC BK OF CHINA ADR F UNSPONadr | $780,000 | -40.4% | 61,691 | -47.8% | 0.05% | -40.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DE CL | $785,000 | +6.7% | 5,232 | -1.8% | 0.05% | +6.7% |
| DCMYY | Sell | NTT DOCOMO INC ADR F SPONSOREDadr | $781,000 | -17.6% | 53,446 | -5.7% | 0.05% | -17.2% |
| BRGYY | Sell | BG GROUP PLC ADR F SPONSORED Aadr | $775,000 | -39.0% | 57,497 | -16.3% | 0.05% | -39.7% |
| QLTY | Sell | QUALITY DISTRIBUTION INC | $765,000 | -67.2% | 71,926 | -60.6% | 0.05% | -67.1% |
| EXXAY | Sell | EXXARO RESOURCES ADR F SPONSORadr | $750,000 | -66.2% | 83,756 | -57.2% | 0.05% | -66.2% |
| SCHYY | Sell | SANDS CHINA LTD UNSP ADREA REPadr | $741,000 | -53.4% | 15,054 | -50.7% | 0.04% | -53.6% |
| Sell | MARUZEN CO LTD NPV ISIN#JP3875 | $704,000 | -52.1% | 79,000 | -50.0% | 0.04% | -52.2% | |
| Sell | TOHOKUSHINSHA FILM CORPORATION | $703,000 | -59.4% | 98,800 | -56.2% | 0.04% | -59.4% | |
| CP | Sell | CANADIAN PAC RAILWAY F | $678,000 | -28.5% | 3,519 | -22.9% | 0.04% | -29.3% |
| CNI | Sell | CANADIAN NATL RY CO | $680,000 | -21.5% | 9,871 | -19.1% | 0.04% | -22.6% |
| NSC | NORFOLK SOUTHERN CRP | $639,000 | -1.7% | 5,827 | 0.0% | 0.04% | -2.5% | |
| Buy | CENTURY TOKYO LEASING CORP | $647,000 | -2.0% | 25,810 | +4.0% | 0.04% | -2.5% | |
| COGNY | Sell | KROTON EDUCACIONAL ADR F SPONS | $644,000 | -56.3% | 110,469 | -53.0% | 0.04% | -56.7% |
| CIHKY | Sell | CHINA MERCHANTS BK ADR F UNSPOadr | $617,000 | -23.3% | 49,150 | -47.7% | 0.04% | -22.4% |
| ROSE | New | ROSETTA RES INC COM | $610,000 | – | 27,337 | +100.0% | 0.04% | – |
| TWI | Sell | TITAN INTERNATIONAL INC | $605,000 | -50.0% | 56,950 | -44.4% | 0.04% | -50.0% |
| IVV | ISHARES CORE S&P 500ETFetf | $615,000 | +4.2% | 2,975 | 0.0% | 0.04% | +2.8% | |
| CHOLY | Sell | CHINA OILFIELD SVC ADR F SPONS | $611,000 | -71.4% | 17,614 | -56.5% | 0.04% | -71.8% |
| SIEGY | Sell | SIEMENS A G SPONSORED ADR ISINadr | $583,000 | -23.3% | 5,137 | -19.5% | 0.04% | -21.7% |
| AMGN | Sell | AMGEN INCORPORATED | $586,000 | -1.0% | 3,680 | -12.7% | 0.04% | 0.0% |
| PG | Sell | PROCTER & GAMBLE | $584,000 | -2.2% | 6,409 | -10.1% | 0.04% | 0.0% |
| AXAS | Sell | ABRAXAS PETROLEUM CORP NEVADA | $568,000 | -71.8% | 193,145 | -49.4% | 0.04% | -71.5% |
| WFC | Sell | WELLS FARGO & CO NEW DEL | $566,000 | -0.5% | 10,325 | -6.0% | 0.03% | -2.9% |
| INF DEVELOPMNT | $536,000 | -12.8% | 70,600 | 0.0% | 0.03% | -13.2% | ||
| FXCB | Buy | FOX CHASE BANCORP INC | $538,000 | +10.0% | 32,300 | +7.7% | 0.03% | +10.0% |
| OAKV | OAK VIEW NATIONAL BANK WARRENT | $524,000 | -5.6% | 101,750 | 0.0% | 0.03% | -5.9% | |
| ORCL | Sell | ORACLE CORP $0.01 DEL | $529,000 | +11.1% | 11,764 | -5.4% | 0.03% | +10.3% |
| MDT | New | MEDTRONIC PLC F | $487,000 | – | 6,744 | +100.0% | 0.03% | – |
| SYT | New | SYNGENTA AG ADR F SPONSORED ADadr | $494,000 | – | 7,679 | +100.0% | 0.03% | – |
| KR | KROGER CO COM | $481,000 | +23.7% | 7,488 | 0.0% | 0.03% | +20.8% | |
| BWFG | Buy | BANKWELL FINANCIAL GROUP INC | $472,000 | +20.1% | 22,500 | +8.7% | 0.03% | +20.8% |
| SBRCY | Sell | SBERBANK ADR F SPONSORED ADR 1adr | $470,000 | -78.7% | 121,440 | -57.9% | 0.03% | -78.5% |
| VIG | Buy | VANGUARD DIV APPRCIATIONetf | $475,000 | +26.3% | 5,858 | +19.9% | 0.03% | +26.1% |
| MCK | MCKESSON CORPORATION | $460,000 | +6.7% | 2,215 | 0.0% | 0.03% | +7.7% | |
| CSTM | Sell | CONSTELLIUM NV EUR0.02 | $452,000 | -62.9% | 27,500 | -44.4% | 0.03% | -62.2% |
| RIO | Sell | RIO TINTO PLC SPONSORED ADRadr | $466,000 | -38.1% | 10,124 | -33.9% | 0.03% | -39.1% |
| SPY | Buy | SPDR S&P 500 ETF TRUSTetf | $448,000 | +41.3% | 2,180 | +35.6% | 0.03% | +42.1% |
| HD | Sell | HOME DEPOT INC | $433,000 | -6.3% | 4,128 | -18.0% | 0.03% | -7.1% |
| SU | Sell | SUNCOR ENERGY INC NEW F | $425,000 | -38.8% | 13,376 | -30.4% | 0.03% | -38.1% |
| PCYO | Sell | PURECYCLE CORP COM NEW ISIN#US | $428,000 | -38.4% | 107,000 | -0.3% | 0.03% | -38.1% |
| New | TOSHO PRINTING CO LTD | $423,000 | – | 154,000 | +100.0% | 0.03% | – | |
| POT | Sell | POTASH CORP SASK INC F | $421,000 | -21.2% | 11,912 | -22.9% | 0.03% | -21.2% |
| BPIRY | Sell | PIRAEUS BK S A ADR NEW ISIN#US | $425,000 | -71.6% | 192,727 | -56.5% | 0.03% | -71.7% |
| Sell | SOFT99 CORPORATION NPV ISIN#JP | $389,000 | -69.4% | 71,000 | -65.5% | 0.02% | -69.2% | |
| TM | Sell | TOYOTA MOTOR CORP SP ADRREP2COadr | $393,000 | -17.6% | 3,123 | -23.0% | 0.02% | -17.2% |
| QBIEY | Sell | QBE INS GROUP ADR NEW F SPONSOadr | $386,000 | -18.9% | 42,065 | -9.8% | 0.02% | -17.2% |
| CELG | CELGENE CORP | $386,000 | +18.0% | 3,453 | 0.0% | 0.02% | +20.0% | |
| CMCSA | Sell | COMCAST CORP NEW CL A | $383,000 | +4.1% | 6,608 | -3.4% | 0.02% | +4.5% |
| SBUX | Sell | STARBUCKS CORP | $370,000 | -10.8% | 4,505 | -18.2% | 0.02% | -8.0% |
| PFE | Sell | PFIZER INC | $378,000 | -7.8% | 12,158 | -12.3% | 0.02% | -8.0% |
| JAH | Buy | JARDEN CORP | $372,000 | +9.4% | 7,771 | +37.4% | 0.02% | +9.5% |
| VTSS | Buy | VITESSE SEMICONDUCTORCORP COMN | $378,000 | +29.5% | 100,067 | +23.4% | 0.02% | +27.8% |
| DFS | Sell | DISCOVER FINL SVCS | $381,000 | -11.8% | 5,825 | -13.1% | 0.02% | -11.5% |
| VNQ | Sell | VANGUARD INDEX FDS VANGUARDREIetf | $384,000 | -61.0% | 4,740 | -65.4% | 0.02% | -61.7% |
| BTI | Sell | BRITISH AMERN TOB PLC SPONSOREadr | $383,000 | -24.5% | 3,556 | -20.6% | 0.02% | -25.8% |
| COP | Buy | CONOCOPHILLIPS | $354,000 | +29.7% | 5,120 | +43.6% | 0.02% | +29.4% |
| New | Porter Bank Series Fpfd | $368,000 | – | 1,405 | +100.0% | 0.02% | – | |
| SYK | Sell | STRYKER CORP | $344,000 | +11.7% | 3,651 | -4.1% | 0.02% | +10.5% |
| PPC | PILGRIMS PRIDE CORP | $345,000 | +7.5% | 10,519 | 0.0% | 0.02% | +5.0% | |
| VWO | VANGUARD FTSE EMERGING MARKETSetf | $343,000 | -3.9% | 8,568 | 0.0% | 0.02% | -4.5% | |
| GE | Buy | GENERAL ELECTRIC COMPANY | $346,000 | +3.0% | 13,698 | +4.5% | 0.02% | 0.0% |
| AMLP | Sell | ALPS ETF TR ALERIAN MLPETFetf | $335,000 | -67.4% | 19,117 | -64.3% | 0.02% | -68.3% |
| BASFY | Sell | BASF SE ADR F SPONSORED ADR 1adr | $328,000 | -24.1% | 3,885 | -17.6% | 0.02% | -23.1% |
| STT | Sell | STATE STREET CORP | $329,000 | +6.1% | 4,186 | -0.7% | 0.02% | +5.3% |
| CAT | CATERPILLAR INC DEL | $331,000 | -7.5% | 3,615 | 0.0% | 0.02% | -9.1% | |
| JNJ | Buy | JOHNSON & JOHNSON | $319,000 | +8.9% | 3,050 | +10.9% | 0.02% | +5.6% |
| TMKXY | Sell | TMK OAO SPONSORED ADR ISIN#US8adr | $317,000 | -88.7% | 135,566 | -56.8% | 0.02% | -89.0% |
| EDU | Sell | NEW ORIENTAL ED ADR F SPONSOREadr | $306,000 | -60.9% | 15,019 | -55.4% | 0.02% | -60.4% |
| HHC | Sell | HOWARD HUGHES CORP COM ISIN#US | $306,000 | -14.8% | 2,349 | -1.8% | 0.02% | -13.6% |
| PEP | Sell | PEPSICO INCORPORATED | $315,000 | -1.9% | 3,326 | -3.4% | 0.02% | -5.0% |
| NBR | Buy | NABORS INDUSTRIES LTDSHS ISIN# | $301,000 | -19.7% | 23,195 | +40.7% | 0.02% | -21.7% |
| UN | Sell | UNILEVER N V NY SHS NEWF N Y Radr | $302,000 | -24.3% | 7,721 | -23.1% | 0.02% | -25.0% |
| BHP | Sell | BHP BILLITON LTD SPONSOREDADRadr | $295,000 | -59.5% | 6,226 | -49.7% | 0.02% | -59.1% |
| TWC | Buy | TIME WARNER CABLE INCCOM | $301,000 | +6.4% | 1,981 | +0.5% | 0.02% | +5.9% |
| MSFT | Sell | MICROSOFT CORP COM | $294,000 | -3.9% | 6,347 | -4.1% | 0.02% | -5.3% |
| New | FUNAI ELECTRIC CO LTD | $279,000 | – | 23,000 | +100.0% | 0.02% | – | |
| PGSVY | PETROLEUM GEO SERVICESASA ADSadr | $282,000 | -11.0% | 50,000 | 0.0% | 0.02% | -10.5% | |
| SRCL | Buy | STERICYCLE INC COM ISIN#US8589 | $274,000 | +14.2% | 2,087 | +1.2% | 0.02% | +13.3% |
| BIIB | BIOGEN IDEC INC | $273,000 | +2.6% | 805 | 0.0% | 0.02% | +6.2% | |
| WFTIQ | Sell | WEATHERFORD INTL PLC ORDSHS IS | $282,000 | -62.7% | 24,655 | -32.2% | 0.02% | -63.0% |
| CSX | Sell | CSX CORP | $272,000 | -5.9% | 7,500 | -16.7% | 0.02% | -5.6% |
| ETN | Sell | EATON CORP PLC F | $284,000 | -22.8% | 4,170 | -28.2% | 0.02% | -22.7% |
| TSN | TYSON FOODS INC CLASS A | $264,000 | +1.9% | 6,587 | 0.0% | 0.02% | 0.0% | |
| RHHBY | Sell | ROCHE HOLDINGS LTD ADRadr | $264,000 | -15.9% | 7,774 | -8.4% | 0.02% | -15.8% |
| FB | Sell | FACEBOOK INC-A | $257,000 | -1.9% | 3,299 | -0.6% | 0.02% | 0.0% |
| New | FELISSIMO CORP | $264,000 | – | 31,000 | +100.0% | 0.02% | – | |
| DIS | Sell | DISNEY (WALT) CO COM STK | $270,000 | -14.6% | 2,864 | -19.3% | 0.02% | -15.8% |
| MFC | Sell | MANULIFE FINL CORP COM ISIN#CA | $241,000 | -16.3% | 12,637 | -15.5% | 0.02% | -16.7% |
| TS | Sell | TENARIS S A ADR F SPONSORED ADadr | $249,000 | -60.8% | 8,241 | -41.0% | 0.02% | -61.5% |
| New | Porter Bank Series Epfd | $235,000 | – | 885 | +100.0% | 0.01% | – | |
| AMP | AMERIPRISE FINL INC COM | $238,000 | +7.2% | 1,800 | 0.0% | 0.01% | 0.0% | |
| AGU | Sell | AGRIUM INC F | $237,000 | -16.8% | 2,498 | -22.0% | 0.01% | -17.6% |
| WBA | New | WALGREENS BOOTS ALLIANCEINC | $231,000 | – | 3,032 | +100.0% | 0.01% | – |
| T | A T & T INC NEW | $229,000 | -4.6% | 6,816 | 0.0% | 0.01% | -6.7% | |
| BUD | Sell | ANHEUSER BUSCH INBEV SA/NVSPONadr | $206,000 | -7.2% | 1,830 | -8.5% | 0.01% | -7.1% |
| REGN | New | REGENERON PHARMACEUTICALS INC | $213,000 | – | 518 | +100.0% | 0.01% | – |
| SCZ | ISHARES MSCI EAFE SMALL-CAPETF | $214,000 | -3.6% | 4,577 | 0.0% | 0.01% | -7.1% | |
| ENFC | ENTEGRA FINANCIAL CORP | $220,000 | +43.8% | 15,315 | 0.0% | 0.01% | +44.4% | |
| WEC | New | WISCONSIN ENERGY CP | $211,000 | – | 4,000 | +100.0% | 0.01% | – |
| IWD | Sell | ISHARES ETF RUSSELL 10etf | $212,000 | 0.0% | 2,034 | -3.8% | 0.01% | 0.0% |
| WEN | Sell | WENDYS COMPANY (THE) COMUSD0.1 | $216,000 | +8.0% | 23,826 | -1.6% | 0.01% | +8.3% |
| AXAHY | Sell | A X A SPONSORED ADR F SPONSOREadr | $218,000 | -24.0% | 9,385 | -19.4% | 0.01% | -27.8% |
| HSBC | Sell | HSBC HLDGS PLC ADR NEW F SPONSadr | $206,000 | -23.4% | 4,355 | -17.7% | 0.01% | -18.8% |
| AN | New | AUTONATION INC | $216,000 | – | 3,578 | +100.0% | 0.01% | – |
| IBM | Sell | INTL BUSINESS MACHINES CORP | $214,000 | -26.5% | 1,336 | -12.8% | 0.01% | -27.8% |
| ANTM | New | ANTHEM INC COM ISIN#US03675210 | $205,000 | – | 1,631 | +100.0% | 0.01% | – |
| NEBLQ | Sell | NOBLE CORP PLC F | $173,000 | -54.8% | 10,470 | -39.2% | 0.01% | -52.2% |
| 1338PS | Sell | UBS AG CHF0.10 ISIN#CH00248994 | $170,000 | -20.2% | 10,271 | -16.4% | 0.01% | -23.1% |
| Sell | HENDERSON LAND DEVELOPMENTCO H | $138,000 | +6.2% | 19,732 | -1.5% | 0.01% | 0.0% | |
| NOK | Sell | NOKIA CORPadr | $117,000 | -9.3% | 14,905 | -2.5% | 0.01% | -12.5% |
| FC HOLDINGS INC CL E CONV PFDpfd | $94,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| MUFG | Sell | MITSUBISHI UFJ FINL ADRF SPONSadr | $101,000 | -11.4% | 18,253 | -10.3% | 0.01% | -14.3% |
| LYG | Sell | LLOYDS BANKING GROUP PLC SPONSadr | $103,000 | -22.0% | 22,109 | -15.5% | 0.01% | -25.0% |
| HLDCY | Sell | HENDERSON LAND DEVELOPMENTCO Sadr | $99,000 | -30.3% | 14,186 | -35.4% | 0.01% | -33.3% |
| ABEV | Sell | AMBEV SA SPONSORED ADR ISIN#USadr | $98,000 | -33.8% | 15,786 | -30.4% | 0.01% | -33.3% |
| BBVA | New | BANCO BILBAO VIZCAYA ARGENTARIadr | $104,000 | – | 11,052 | +100.0% | 0.01% | – |
| EGDW | New | EDGEWATER BANCORP INCCOM | $101,000 | – | 10,000 | +100.0% | 0.01% | – |
| GRPN | GROUPON INC COM USD0.0001 | $87,000 | +24.3% | 10,500 | 0.0% | 0.01% | +25.0% | |
| CRRFY | New | CARREFOUR SA ADR NEW F SPONSORadr | $72,000 | – | 11,827 | +100.0% | 0.00% | – |
| FC HOLDINGS INC CONTRA CUSIP | $47,000 | 0.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| AMERICAN INTL GROUP INCWTS EXPwt | $0 | – | 207,685 | 0.0% | 0.00% | – | ||
| MRKL | MARKLAND TECHNOLOGIESINC COMNE | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| New | FIBROGEN INC SERIES FCONV PFDpfd | $0 | – | 25,000 | +100.0% | 0.00% | – | |
| Exit | WTS PORTER BANCORP INC WT PURwt | $0 | – | -43,478 | -100.0% | 0.00% | – | |
| Buy | FIRST HORIZON FRACTIONAL SHS 1 | $0 | – | 442,506 | +1680.8% | 0.00% | – | |
| New | S&W Co. Warrants Exp. 6/30/15wt | $0 | – | 169,999 | +100.0% | 0.00% | – | |
| Sell | HEARUSA INC XXX ESCROW PENDING | $0 | – | 436,386 | -3.0% | 0.00% | – | |
| MFG | Exit | MIZUHO FINANCIAL GROUPADR EACHadr | $0 | – | -16,669 | -100.0% | -0.00% | – |
| OGZPY | Exit | OAO GAZPROM SPON ADR F SPONSORadr | $0 | – | -12,856 | -100.0% | -0.01% | – |
| NMR | Exit | NOMURA HOLDINGS INC. ADREACH Radr | $0 | – | -15,158 | -100.0% | -0.01% | – |
| PCRFY | Exit | PANASONIC CORP ADR-EACHCNV INTadr | $0 | – | -11,840 | -100.0% | -0.01% | – |
| F | Exit | FORD MOTOR COMPANY | $0 | – | -11,571 | -100.0% | -0.01% | – |
| BAC | Exit | BANK OF AMERICA CORP | $0 | – | -10,046 | -100.0% | -0.01% | – |
| MCD | Exit | MC DONALDS CORP | $0 | – | -2,146 | -100.0% | -0.01% | – |
| NVO | Exit | NOVO-NORDISK A S ADRadr | $0 | – | -4,281 | -100.0% | -0.01% | – |
| Exit | WLT 10/18/14 C 4 | $0 | – | -83,300 | -100.0% | -0.01% | – | |
| LLY | Exit | LILLY ELI & CO COM | $0 | – | -3,207 | -100.0% | -0.01% | – |
| LMCK | Exit | LIBERTY MEDIA CORP DELCOM SER | $0 | – | -4,548 | -100.0% | -0.01% | – |
| IR | Exit | INGERSOLL RAND CL A NEWF IRELA | $0 | – | -3,877 | -100.0% | -0.01% | – |
| MYL | Exit | MYLAN INC | $0 | – | -4,525 | -100.0% | -0.01% | – |
| PHG | Exit | KONINKLIJKE PHILIPS N V NY REGadr | $0 | – | -6,691 | -100.0% | -0.01% | – |
| TRV | Exit | THE TRAVELERS COMPANIES INC. | $0 | – | -2,480 | -100.0% | -0.01% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -2,697 | -100.0% | -0.01% | – |
| DWA | Exit | DREAMWORKS ANIMATION SKGINC CL | $0 | – | -8,664 | -100.0% | -0.01% | – |
| ESV | Exit | ENSCO PLC CLASS Aadr | $0 | – | -5,870 | -100.0% | -0.02% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLC F | $0 | – | -3,950 | -100.0% | -0.02% | – |
| BDGE | Exit | BRIDGE BANCORP INC | $0 | – | -11,772 | -100.0% | -0.02% | – |
| LGCY | Exit | LEGACY RESVS LP UNIT LTDPARTNE | $0 | – | -10,000 | -100.0% | -0.02% | – |
| INTU | Exit | INTUIT INC | $0 | – | -3,738 | -100.0% | -0.02% | – |
| CNQ | Exit | CANADIAN NATURAL RESOURCES LTD | $0 | – | -9,086 | -100.0% | -0.02% | – |
| Exit | Elizabeth Arden, Inc. | $0 | – | -291,900 | -100.0% | -0.02% | – | |
| GWX | Exit | SPDR INDEX SHS FDS S&PINTL SMA | $0 | – | -12,000 | -100.0% | -0.02% | – |
| Exit | MEDIKIT | $0 | – | -13,100 | -100.0% | -0.02% | – | |
| MDT | Exit | MEDTRONIC INC | $0 | – | -6,744 | -100.0% | -0.03% | – |
| Exit | PUT BK OCT 39.00000 10/18/2014 | $0 | – | -25,000 | -100.0% | -0.03% | – | |
| MSL | Exit | MIDSOUTH BANCORP INC | $0 | – | -25,000 | -100.0% | -0.03% | – |
| Exit | QBE INSURANCE GROUP NPV ISIN#A | $0 | – | -48,386 | -100.0% | -0.03% | – | |
| Exit | ATLANTA BANCORPORATION CONTRA | $0 | – | -272,822 | -100.0% | -0.03% | – | |
| Exit | SOFTCREATE HOLDINGS CORPNPV IS | $0 | – | -61,200 | -100.0% | -0.03% | – | |
| OTTR | Exit | OTTER TAIL CORP FORMERLYOTTER | $0 | – | -23,576 | -100.0% | -0.04% | – |
| AF | Exit | ASTORIA FINANCIAL CORP | $0 | – | -50,000 | -100.0% | -0.04% | – |
| RM | Exit | REGIONAL MANAGEMENT CORP | $0 | – | -36,833 | -100.0% | -0.04% | – |
| HTZ | Exit | HERTZ GLOBAL HLDGS INCCOM | $0 | – | -26,195 | -100.0% | -0.04% | – |
| FESLQ | Exit | Forbes Energy Services | $0 | – | -172,490 | -100.0% | -0.04% | – |
| TFSL | Exit | TFS FINANCIAL CORP | $0 | – | -50,000 | -100.0% | -0.04% | – |
| ZLIOY | Exit | ZOOMLION HEAVY INDU ADRF UNSPOadr | $0 | – | -136,908 | -100.0% | -0.05% | – |
| GOLD | Exit | BARRICK GOLD CORP F | $0 | – | -56,052 | -100.0% | -0.05% | – |
| SFE | Exit | SAFEGUARD SCIENT INC NEW | $0 | – | -44,747 | -100.0% | -0.05% | – |
| 3616PS | Exit | GDF SUEZ SPON ADRadr | $0 | – | -37,295 | -100.0% | -0.06% | – |
| CHSCP | Exit | CHS INC CUMVPFD 8%pfd | $0 | – | -32,712 | -100.0% | -0.06% | – |
| Exit | WLT 10/18/14 C 3.5 | $0 | – | -420,200 | -100.0% | -0.06% | – | |
| Exit | BANDAI NAMCO HOLDINGSINC NPV I | $0 | – | -41,520 | -100.0% | -0.06% | – | |
| UBNK | Exit | UNITED FINANCIAL BANCORP | $0 | – | -83,764 | -100.0% | -0.06% | – |
| Exit | Nuveen Select Quality Muni Fun | $0 | – | -80,400 | -100.0% | -0.07% | – | |
| Exit | PUT CMA OCT 48.00000 10/18/201 | $0 | – | -25,000 | -100.0% | -0.08% | – | |
| STBZ | Exit | STATE BANK FINANCIAL CORPORATI | $0 | – | -78,898 | -100.0% | -0.08% | – |
| SYF | Exit | SYNCHRONY FINANCIAL | $0 | – | -51,946 | -100.0% | -0.08% | – |
| SAPE | Exit | SAPIENT CORP | $0 | – | -90,874 | -100.0% | -0.08% | – |
| SNV | Exit | SYNOVUS FINL CORP | $0 | – | -55,000 | -100.0% | -0.08% | – |
| Exit | PUT WFC OCT 50.00000 10/18/201 | $0 | – | -25,000 | -100.0% | -0.08% | – | |
| VPFG | Exit | VIEWPOINT FINL GROUP INCMD COM | $0 | – | -55,082 | -100.0% | -0.08% | – |
| Exit | PUT RNR OCT 100.0000 10/18/201 | $0 | – | -15,000 | -100.0% | -0.09% | – | |
| DCOM | Exit | DIME COMMUNITY BANCSHARES | $0 | – | -108,258 | -100.0% | -0.10% | – |
| Exit | PUT XL OCT 32.00000 10/18/2014 | $0 | – | -50,000 | -100.0% | -0.10% | – | |
| TSC | Exit | TRISTATE CAPITAL HOLDINGS INC | $0 | – | -187,767 | -100.0% | -0.10% | – |
| CYRBY | Exit | CYRELA BRAZIL RLTY ADR F SPONSadr | $0 | – | -343,951 | -100.0% | -0.11% | – |
| Exit | PUT SCHW OCT 26.00000 10/18/20 | $0 | – | -60,000 | -100.0% | -0.11% | – | |
| OKSB | Exit | SOUTHWEST BANCORP INC-OKLA | $0 | – | -108,399 | -100.0% | -0.11% | – |
| ABCB | Exit | AMERIS BANCORP COM | $0 | – | -81,595 | -100.0% | -0.11% | – |
| Exit | PUT AXP OCT 85.00000 10/18/201 | $0 | – | -25,000 | -100.0% | -0.13% | – | |
| Exit | PUT WFC OCT 49.00000 10/18/201 | $0 | – | -50,000 | -100.0% | -0.16% | – | |
| Exit | PUT ACE OCT 100.0000 10/18/201 | $0 | – | -25,000 | -100.0% | -0.16% | – | |
| LYB | Exit | LYONDELLBASELL INDS F CLASS A | $0 | – | -24,436 | -100.0% | -0.16% | – |
| Exit | HYG 10/18/14 P 90.5 | $0 | – | -31,200 | -100.0% | -0.18% | – | |
| Exit | PUT MS OCT 34.00000 10/18/2014 | $0 | – | -100,000 | -100.0% | -0.21% | – | |
| Exit | PUT USB OCT 42.00000 10/18/20 | $0 | – | -100,000 | -100.0% | -0.26% | – | |
| Exit | PUT ALL OCT 60.00000 10/18/201 | $0 | – | -75,000 | -100.0% | -0.28% | – | |
| Exit | PUT XLF OCT 23.00000 10/18/201 | $0 | – | -200,000 | -100.0% | -0.28% | – | |
| Exit | PUT TRV OCT 92.50000 10/18/201 | $0 | – | -50,000 | -100.0% | -0.29% | – | |
| VBF | Exit | INVESCO BOND FUND MUTUAL FUND | $0 | – | -301,868 | -100.0% | -0.34% | – |
| Exit | SPY 10/18/14 P 195 | $0 | – | -38,300 | -100.0% | -0.46% | – | |
| Exit | WLT 1/15/16 P 5 | $0 | – | -3,368,600 | -100.0% | -0.48% | – | |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -57,564 | -100.0% | -0.65% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -263,827 | -100.0% | -0.72% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-11
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View RMB Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View RMB Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-26 |
View RMB Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.