$1.64 Billion is the total value of RMB Capital Management, LLC's 652 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 27.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DXJ | New | WISDOMTREE TRUST JAPANHEDGE EQetf | $36,424,000 | – | 696,173 | +100.0% | 2.22% | – |
| DHR | Buy | DANAHER CORP DEL COM | $29,872,000 | +6.8% | 393,166 | +10.7% | 1.82% | +3.2% |
| TJX | Sell | TJX COS INC NEW COM | $28,555,000 | +3.8% | 482,599 | -6.7% | 1.74% | +0.3% |
| VRTS | Sell | VIRTUS INVESTMENT PARTNERS INC | $27,995,000 | -22.8% | 161,168 | -5.9% | 1.71% | -25.4% |
| LBYYQ | Sell | LIBBEY INC | $25,499,000 | -3.6% | 971,028 | -2.3% | 1.56% | -6.9% |
| HOG | Buy | HARLEY DAVIDSON INC | $24,843,000 | -10.5% | 426,864 | +7.4% | 1.52% | -13.5% |
| SNI | Sell | SCRIPPS NETWORKS INTERACT INC | $24,340,000 | -9.3% | 311,691 | -5.7% | 1.49% | -12.3% |
| JOF | New | JAPAN SMALLER CAPTLZTN FD INCetf | $24,111,000 | – | 2,488,259 | +100.0% | 1.47% | – |
| COO | Sell | COOPER COS INC NEW | $22,265,000 | -8.9% | 142,956 | -20.7% | 1.36% | -12.0% |
| GWR | Sell | GENESEE & WYO INC CL A | $22,012,000 | -12.9% | 230,954 | -4.0% | 1.34% | -15.8% |
| PLL | Buy | PALL CORP COM | $21,975,000 | +18.4% | 262,542 | +20.8% | 1.34% | +14.4% |
| AAP | Sell | ADVANCE AUTO PARTS INCCOM | $21,588,000 | -8.5% | 165,678 | -5.3% | 1.32% | -11.6% |
| FTI | Buy | FMC TECHNOLOGIES INC COM | $21,086,000 | -3.0% | 388,257 | +9.1% | 1.29% | -6.3% |
| NEO | NEOGENOMICS INC COM NEW | $21,059,000 | +56.9% | 4,042,010 | 0.0% | 1.29% | +51.7% | |
| EMC | Sell | E M C CORP MASS | $20,972,000 | -19.9% | 716,746 | -27.9% | 1.28% | -22.6% |
| WOOD | New | ISHARES S&P GLOBAL TIMBER & FOetf | $20,891,000 | – | 423,740 | +100.0% | 1.28% | – |
| MJN | Sell | MEAD JOHNSON NUTRITION CO COM | $19,945,000 | -4.4% | 207,287 | -7.4% | 1.22% | -7.7% |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRANC | $19,741,000 | -13.0% | 205,889 | -5.4% | 1.21% | -16.0% |
| NDSN | Sell | NORDSON CORP | $19,488,000 | -9.2% | 256,188 | -4.3% | 1.19% | -12.3% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO CAL | $19,444,000 | -11.8% | 393,755 | -1.8% | 1.19% | -14.7% |
| THR | Buy | THERMON GROUP HLDGS INC COM | $17,074,000 | -3.3% | 699,189 | +4.2% | 1.04% | -6.6% |
| ARG | Sell | AIRGAS INC COM | $16,562,000 | +0.1% | 149,683 | -1.4% | 1.01% | -3.3% |
| EFA | New | ISHARES MSCI EAFE INDEX FUNDetf | $16,002,000 | – | 249,558 | +100.0% | 0.98% | – |
| SLB | Buy | SCHLUMBERGER LTD F | $15,462,000 | -11.8% | 152,056 | +2.3% | 0.94% | -14.7% |
| LNKD | Sell | LINKEDIN CORP COM CL A | $15,307,000 | -15.9% | 73,668 | -30.6% | 0.94% | -18.7% |
| M | Sell | MACYS INC | $14,543,000 | -3.3% | 249,964 | -3.6% | 0.89% | -6.6% |
| V | Sell | VISA INC CL A SHRS | $14,255,000 | -0.2% | 66,810 | -1.5% | 0.87% | -3.5% |
| CLR | Buy | CONTINENTAL RES INC OKLACOM | $14,253,000 | -45.1% | 214,395 | +30.6% | 0.87% | -46.9% |
| MMC | Sell | MARSH & MC LENNAN CO INC | $14,243,000 | -1.9% | 272,134 | -2.9% | 0.87% | -5.2% |
| IHS | New | IHS INC COMCL A | $13,996,000 | – | 111,795 | +100.0% | 0.86% | – |
| CVS | Sell | CVS HEALTH CORP | $13,669,000 | +1.9% | 171,747 | -3.5% | 0.84% | -1.5% |
| GOOGL | Sell | GOOGLE INC | $13,501,000 | -3.8% | 22,945 | -4.4% | 0.82% | -7.0% |
| GOOG | Sell | GOOGLE CL C NON-VOTING | $13,427,000 | -4.1% | 23,257 | -4.4% | 0.82% | -7.3% |
| KS | Sell | KAPSTONE PAPER & PACKAGINGCORP | $12,590,000 | -44.6% | 450,109 | -34.3% | 0.77% | -46.4% |
| ACN | Sell | ACCENTURE PLC CL A F | $12,213,000 | -1.4% | 150,188 | -2.0% | 0.75% | -4.7% |
| DNKN | Sell | DUNKIN BRANDS GROUP INC | $11,825,000 | -4.3% | 263,827 | -2.2% | 0.72% | -7.6% |
| AMT | Buy | AMERICAN TOWER CORP REIT | $11,804,000 | +22.8% | 126,070 | +18.1% | 0.72% | +18.8% |
| CME | Sell | CME GROUP INC CL A CLASS A | $11,701,000 | +8.6% | 146,339 | -3.6% | 0.72% | +5.0% |
| UNP | Buy | UNION PACIFIC CORP | $11,590,000 | +22.3% | 106,900 | +12.5% | 0.71% | +18.2% |
| LOW | Sell | LOWES COMPANIES INC | $11,520,000 | +3.3% | 217,697 | -6.3% | 0.70% | -0.1% |
| CWST | Buy | CASELLA WASTE SYSTEMS INC CLAS | $11,275,000 | -17.7% | 2,928,599 | +7.1% | 0.69% | -20.4% |
| CVX | Sell | CHEVRON CORPORATION | $11,240,000 | -11.4% | 94,200 | -3.0% | 0.69% | -14.3% |
| EEM | New | ISHARES MSCI EMERGINGMARKETS Eetf | $11,115,000 | – | 267,443 | +100.0% | 0.68% | – |
| EMR | Sell | EMERSON ELECTRIC CO | $10,837,000 | -6.8% | 173,166 | -1.2% | 0.66% | -9.9% |
| USB | Sell | U S BANCORP DEL NEW | $10,646,000 | -5.8% | 254,507 | -2.5% | 0.65% | -9.0% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $10,567,000 | -54.9% | 57,564 | -58.8% | 0.65% | -56.4% |
| BDX | Sell | BECTON DICKINSON & CO | $10,153,000 | -5.6% | 89,210 | -1.9% | 0.62% | -8.8% |
| WST | New | WEST PHARMACEUTICAL SVCS INC | $9,367,000 | – | 209,266 | +100.0% | 0.57% | – |
| UNF | Sell | UNIFIRST CORP | $9,356,000 | -12.3% | 96,868 | -3.8% | 0.57% | -15.3% |
| GNMK | Buy | GENMARK DIAGNOSTICS INCCOM USD | $9,260,000 | -33.7% | 1,032,370 | +0.0% | 0.57% | -35.9% |
| BEN | Sell | FRANKLIN RESOURCES INC | $9,257,000 | -8.6% | 169,505 | -3.2% | 0.56% | -11.7% |
| QCOM | Sell | QUALCOMM INC | $9,220,000 | -8.9% | 123,313 | -3.5% | 0.56% | -12.0% |
| DEO | Sell | DIAGEO PLC NEW ADR F SPONSOREDadr | $8,893,000 | -11.8% | 77,062 | -2.8% | 0.54% | -14.9% |
| AWK | Sell | AMERICAN WATER WORKS CO | $8,622,000 | -5.9% | 178,778 | -3.5% | 0.53% | -9.0% |
| RLOGQ | Sell | RAND LOGISTICS INC COM | $8,555,000 | -5.0% | 1,500,885 | -0.0% | 0.52% | -8.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $8,569,000 | +2.7% | 167,427 | -2.7% | 0.52% | -0.9% |
| WRT | Buy | WINTHROP REALTY TRUSTpfd | $8,502,000 | +67.8% | 325,865 | +70.8% | 0.52% | +62.2% |
| ITW | Sell | ILLINOIS TOOL WORKS INC | $8,394,000 | -5.9% | 99,427 | -2.4% | 0.51% | -9.0% |
| AFL | Sell | A F L A C INC | $8,302,000 | -20.6% | 142,519 | -15.2% | 0.51% | -23.3% |
| LABL | Sell | MULTI-COLOR CORP COM | $8,264,000 | +12.6% | 181,711 | -0.9% | 0.50% | +8.8% |
| FRGI | Sell | FIESTA RESTAURANT GROUPCOM USD | $8,045,000 | -0.7% | 161,936 | -7.2% | 0.49% | -4.1% |
| ISBC | Sell | INVESTORS BANCORP NEW | $7,938,000 | -11.7% | 783,606 | -3.7% | 0.48% | -14.6% |
| VIAB | Buy | VIACOM INC CL B NEW | $7,925,000 | +3070.0% | 103,011 | +3471.8% | 0.48% | +2925.0% |
| New | WLT 1/15/16 P 5 | $7,881,000 | – | 3,368,600 | +100.0% | 0.48% | – | |
| PX | Sell | PRAXAIR INC | $7,810,000 | -25.9% | 60,541 | -23.7% | 0.48% | -28.4% |
| BA | Sell | BOEING CO | $7,776,000 | -1.2% | 61,050 | -1.4% | 0.48% | -4.6% |
| New | SPY 10/18/14 P 195 | $7,545,000 | – | 38,300 | +100.0% | 0.46% | – | |
| CMCO | Sell | COLUMBUS MCKINNON N Y | $7,516,000 | -25.4% | 341,807 | -8.2% | 0.46% | -27.9% |
| HBOS | Buy | HERITAGE FINANCIAL GROUP | $7,199,000 | +65.8% | 356,560 | +62.8% | 0.44% | +60.0% |
| TSM | Sell | TAIWAN SEMICONDUCTR ADRF SPONSadr | $7,022,000 | -11.7% | 348,010 | -6.4% | 0.43% | -14.7% |
| YDKN | Buy | YADKIN FINANCIAL CORPORATION C | $6,975,000 | +74.2% | 384,070 | +80.7% | 0.43% | +68.4% |
| SIAL | Sell | SIGMA-ALDRICH CORP | $6,693,000 | -8.9% | 49,207 | -32.1% | 0.41% | -12.0% |
| BDE | Buy | BLACK DIAMOND INC COM | $6,474,000 | -18.0% | 856,395 | +21.8% | 0.40% | -20.8% |
| NATI | Sell | NATIONAL INSTRS CORP COM | $6,337,000 | -33.3% | 204,868 | -30.1% | 0.39% | -35.5% |
| MOS | Buy | MOSAIC CO NEW COM | $6,301,000 | -2.6% | 141,886 | +8.4% | 0.38% | -5.9% |
| FARM | FARMER BROS CO | $5,955,000 | +34.0% | 205,694 | 0.0% | 0.36% | +29.5% | |
| BRLXF | Buy | Boralex Inc | $5,894,000 | +13.0% | 448,537 | +16.5% | 0.36% | +9.1% |
| HTBI | Sell | HOMETRUST BANCSHARES INC COM | $5,829,000 | -10.8% | 398,946 | -3.7% | 0.36% | -13.8% |
| KN | New | KNOWLES CORP COM | $5,812,000 | – | 219,304 | +100.0% | 0.36% | – |
| LKQ | Buy | LKQ CORP COM | $5,783,000 | +57.6% | 217,500 | +58.2% | 0.35% | +52.2% |
| VBF | Buy | INVESCO BOND FUND MUTUAL FUND | $5,609,000 | -0.3% | 301,868 | +2.9% | 0.34% | -3.7% |
| BCAR | New | BANK OF THE CAROLINAS (NC) | $5,253,000 | – | 44,935,688 | +100.0% | 0.32% | – |
| RPM | New | RPM INTERNATIONAL INC DELAWARE | $5,171,000 | – | 112,956 | +100.0% | 0.32% | – |
| SNBC | New | SUN BANCORP INC RESTRICTED | $5,099,000 | – | 286,078 | +100.0% | 0.31% | – |
| NVS | Sell | NOVARTIS A G SPON ADR F SPONSOadr | $4,966,000 | -10.6% | 52,756 | -14.0% | 0.30% | -13.7% |
| DV | Sell | DEVRY EDUCATION GROUPINC | $4,893,000 | -27.3% | 114,296 | -28.1% | 0.30% | -29.8% |
| CALX | Sell | CALIX NETWORKS INC | $4,870,000 | +10.3% | 508,845 | -5.8% | 0.30% | +6.5% |
| CHMT | Buy | CHEMTURA CORP NEW DUTCH TENDER | $4,761,000 | +7.8% | 204,063 | +20.7% | 0.29% | +4.3% |
| BDSI | Buy | BIODELIVERY SCI INTL INC | $4,738,000 | +149.6% | 277,243 | +76.3% | 0.29% | +140.8% |
| New | PUT TRV OCT 92.50000 10/18/201 | $4,697,000 | – | 50,000 | +100.0% | 0.29% | – | |
| IWV | Sell | ISHARES RUSSELL 3000ETFetf | $4,682,000 | -49.5% | 40,089 | -49.1% | 0.29% | -51.2% |
| WU | Sell | WESTERN UNION CO COM | $4,657,000 | -34.3% | 290,363 | -29.0% | 0.28% | -36.6% |
| New | PUT XLF OCT 23.00000 10/18/201 | $4,634,000 | – | 200,000 | +100.0% | 0.28% | – | |
| New | PUT ALL OCT 60.00000 10/18/201 | $4,602,000 | – | 75,000 | +100.0% | 0.28% | – | |
| Sell | AMUSE INC NPV ISIN#JP312450000 | $4,593,000 | +1.7% | 160,930 | -28.9% | 0.28% | -1.4% | |
| 2206PS | Buy | PALMETTO BANCSHARES INC COM | $4,419,000 | +9.9% | 312,504 | +11.8% | 0.27% | +6.3% |
| SANW | Buy | S&W SEED CO COM | $4,381,000 | -31.2% | 1,033,318 | +5.3% | 0.27% | -33.5% |
| New | PUT USB OCT 42.00000 10/18/20 | $4,183,000 | – | 100,000 | +100.0% | 0.26% | – | |
| Sell | SARTORIUS STEDIM ORD Fadr | $4,179,000 | -19.0% | 25,003 | -12.9% | 0.26% | -21.8% | |
| Buy | ARGO GRAPHICS NPV ISIN#JP31261 | $4,060,000 | +10.9% | 224,540 | +6.8% | 0.25% | +7.4% | |
| BREW | CRAFT BREW ALLIANCEINC COM | $4,006,000 | +30.2% | 278,188 | 0.0% | 0.24% | +25.6% | |
| HDSN | Buy | HUDSON TECHNOLOGIES INC | $3,951,000 | +16.4% | 1,193,712 | +1.6% | 0.24% | +12.1% |
| AAPL | Sell | APPLE INC | $3,947,000 | +3.4% | 39,175 | -4.6% | 0.24% | 0.0% |
| Buy | FAITH INC NPV ISIN#JP380269000 | $3,895,000 | -0.1% | 421,680 | +14.1% | 0.24% | -3.3% | |
| OPB | OPUS BANK | $3,838,000 | +5.4% | 125,310 | 0.0% | 0.23% | +1.7% | |
| BNCN | Buy | BNC BANCORP | $3,811,000 | +393.0% | 243,329 | +437.0% | 0.23% | +375.5% |
| EBS | Buy | EMERGENT BIOSOLUTIONS | $3,798,000 | -3.6% | 178,204 | +1.6% | 0.23% | -6.8% |
| DOOR | MASONITE INTERNATIONALCORP COM | $3,776,000 | -1.6% | 68,185 | 0.0% | 0.23% | -4.9% | |
| Buy | OPT INC | $3,724,000 | -4.9% | 532,500 | +6.7% | 0.23% | -8.5% | |
| Buy | CAPSTONE INFRASTRUCTURE CORP C | $3,710,000 | +6.2% | 799,081 | +3.6% | 0.23% | +2.7% | |
| IBDRY | Buy | IBERDROLA S A ADR F SPONSOREDadr | $3,718,000 | -5.9% | 129,739 | +0.4% | 0.23% | -9.2% |
| BIDU | Buy | BAIDU INC ADR F SPONSORED ADRadr | $3,630,000 | +39.0% | 16,634 | +19.1% | 0.22% | +34.5% |
| Sell | TAV HAVALIMANLARI ADR F UNSPONadr | $3,535,000 | -26.8% | 110,137 | -27.5% | 0.22% | -29.2% | |
| Buy | TOEI ANIMATION NPV ISIN#JP3560 | $3,535,000 | +3.5% | 135,760 | +8.0% | 0.22% | 0.0% | |
| LDL | Sell | LYDALL INC | $3,516,000 | -7.3% | 130,160 | -6.1% | 0.22% | -10.4% |
| TTM | Sell | TATA MOTORS LTD ADR F SPONSOREadr | $3,496,000 | +2.7% | 79,983 | -8.2% | 0.21% | -0.5% |
| BANC | BANC OF CALIFORNIA INC | $3,489,000 | +6.7% | 300,000 | 0.0% | 0.21% | +2.9% | |
| ORRF | New | ORRSTOWN FINL SVCS INCCOM | $3,485,000 | – | 213,650 | +100.0% | 0.21% | – |
| New | PUT MS OCT 34.00000 10/18/2014 | $3,457,000 | – | 100,000 | +100.0% | 0.21% | – | |
| CSV | Buy | CARRIAGE SERVICES INC | $3,383,000 | +22.2% | 195,194 | +20.8% | 0.21% | +18.3% |
| CCOHY | Buy | CHINA ST CONST INTL ADRF UNSPOadr | $3,383,000 | -10.5% | 45,537 | +5.7% | 0.21% | -13.4% |
| MXL | Buy | MAXLINEAR INC | $3,301,000 | -19.9% | 479,762 | +17.2% | 0.20% | -22.6% |
| ABB | Sell | ABB LTD ADR F SPONSORED ADR 1adr | $3,273,000 | -4.4% | 146,023 | -1.8% | 0.20% | -7.4% |
| BRKR | Sell | BRUKER CORPORATION | $3,279,000 | -27.9% | 177,113 | -5.4% | 0.20% | -30.3% |
| DNOW | Sell | NOW INC | $3,235,000 | -20.3% | 106,385 | -5.1% | 0.20% | -23.0% |
| EGL | New | ENGILITY HLDGS INC | $3,220,000 | – | 103,289 | +100.0% | 0.20% | – |
| IBN | Sell | ICICI BANK LTD ADR F SPONSOREDadr | $3,162,000 | -10.0% | 64,399 | -8.5% | 0.19% | -13.1% |
| SNY | Sell | SANOFI SPON ADRadr | $3,054,000 | +4.2% | 54,124 | -1.8% | 0.19% | +1.1% |
| AMG | Sell | AFFILIATED MANAGERS GROUP | $3,028,000 | -4.0% | 15,113 | -1.6% | 0.18% | -7.0% |
| BAP | Sell | CREDICORP LTD F | $3,033,000 | -9.4% | 19,772 | -8.1% | 0.18% | -12.7% |
| CIB | Sell | BANCOLOMBIA S A ADR F 1 ADR REadr | $3,007,000 | -10.3% | 53,018 | -8.6% | 0.18% | -13.2% |
| COWN | Buy | COWEN GROUP INC CLASS A | $2,990,000 | +78.6% | 797,233 | +101.0% | 0.18% | +72.6% |
| ACFC | Buy | ATLANTIC COAST FINANCIAL CORPO | $2,993,000 | +14.9% | 733,697 | +14.3% | 0.18% | +10.9% |
| NSRGY | Sell | NESTLE S A REG B ADR F 1 ADR Radr | $2,977,000 | -12.2% | 40,495 | -7.5% | 0.18% | -15.0% |
| TTE | Sell | TOTAL S A ADR F 1 ADR REP 1 ORadr | $2,987,000 | -13.1% | 46,342 | -2.7% | 0.18% | -16.1% |
| GSK | Buy | GLAXOSMITHKLINE PLC SPONS ADRadr | $2,926,000 | +4.7% | 63,654 | +21.8% | 0.18% | +1.1% |
| YNDX | Buy | YANDEX N V CL A F CLASS A | $2,882,000 | +20.5% | 103,690 | +54.6% | 0.18% | +16.6% |
| CNOB | Buy | CONNECTONE BANCORP INC | $2,857,000 | +71.8% | 150,000 | +350.0% | 0.18% | +66.7% |
| HDB | Sell | HDFC BANK LIMITED ADR F SPONSOadr | $2,866,000 | -9.7% | 61,518 | -9.3% | 0.18% | -12.9% |
| New | HYG 10/18/14 P 90.5 | $2,868,000 | – | 31,200 | +100.0% | 0.18% | – | |
| TEVA | Sell | TEVA PHARM INDS LTD ADRF SPONSadr | $2,810,000 | -2.1% | 52,275 | -4.5% | 0.17% | -5.0% |
| TMKXY | Sell | TMK OAO ADR F SPONSORED ADR 1adr | $2,812,000 | -14.9% | 313,898 | -8.2% | 0.17% | -17.7% |
| VALE | Sell | VALE SA ADR F SPONSORED ADR 1adr | $2,800,000 | -17.1% | 254,214 | -0.4% | 0.17% | -19.7% |
| NGG | Sell | NATIONAL GRID PLC ADR F SPONSOadr | $2,769,000 | -5.0% | 38,524 | -1.7% | 0.17% | -8.2% |
| ASBB | Buy | ASB BANCORP INC | $2,742,000 | +16.0% | 136,096 | +20.8% | 0.17% | +12.8% |
| UL | Sell | UNILEVER PLC ADR NEW F SPONSORadr | $2,723,000 | -9.3% | 64,989 | -1.9% | 0.17% | -12.6% |
| Sell | ZUKEN INC NPV ISIN#JP341200000 | $2,712,000 | -19.1% | 269,150 | -20.1% | 0.17% | -21.7% | |
| GBOOY | Sell | GRUPO FINANCIERO BANORTES A Badr | $2,703,000 | -18.0% | 84,420 | -8.4% | 0.16% | -20.7% |
| Sell | SRA HOLDINGS INC NPV ISIN#JP31 | $2,671,000 | -13.9% | 177,920 | -11.8% | 0.16% | -16.8% | |
| LYB | Sell | LYONDELLBASELL INDS F CLASS A | $2,655,000 | -36.3% | 24,436 | -42.8% | 0.16% | -38.4% |
| YDUQY | Sell | ESTACIO PARTICIPACO ADRF 1SPONadr | $2,642,000 | -54.9% | 254,060 | -42.7% | 0.16% | -56.5% |
| PBRA | Sell | PETROLEO BRASILEIRO SAPETROBRAadr | $2,641,000 | -28.8% | 177,343 | -25.3% | 0.16% | -31.5% |
| FCX | Buy | FREEPORT MCMORAN INC | $2,633,000 | -3.2% | 80,642 | +8.2% | 0.16% | -6.4% |
| New | PUT ACE OCT 100.0000 10/18/201 | $2,621,000 | – | 25,000 | +100.0% | 0.16% | – | |
| New | PUT WFC OCT 49.00000 10/18/201 | $2,593,000 | – | 50,000 | +100.0% | 0.16% | – | |
| DXLG | Buy | DESTINATION XL GROUP | $2,500,000 | -10.9% | 529,606 | +4.0% | 0.15% | -13.6% |
| TEF | Sell | TELEFONICA SA ADR EA REPR1 ORDadr | $2,482,000 | -12.5% | 161,491 | -2.3% | 0.15% | -15.1% |
| AHONY | Buy | KONINKLIJKE AHOLD NV SPONADR Eadr | $2,472,000 | +4.3% | 152,633 | +20.9% | 0.15% | +0.7% |
| BP | Sell | BP PLC ADR (CNV INTO 6ORD USD0adr | $2,452,000 | -19.1% | 55,791 | -2.9% | 0.15% | -21.9% |
| DTEGY | Sell | DEUTSCHE TELEKOM AG SPONSOREDadr | $2,384,000 | -15.6% | 157,241 | -2.4% | 0.15% | -18.0% |
| FCFS | Sell | FIRST CASH FINL SVCS INC | $2,389,000 | -11.2% | 42,689 | -8.6% | 0.15% | -14.1% |
| Buy | ACCESS CO LTD NPV ISIN#JP31080 | $2,396,000 | +923.9% | 443,900 | +1050.0% | 0.15% | +873.3% | |
| FSGI | Buy | FIRST SECURITY GROUP INC | $2,378,000 | +15.4% | 1,200,951 | +26.4% | 0.14% | +11.5% |
| GGB | Sell | GERDAU SA SPONS ADR F SPONSOREadr | $2,365,000 | -25.0% | 492,873 | -7.9% | 0.14% | -27.6% |
| TKOMY | Sell | TOKIO MARINE HOLDINGSINC ADR Eadr | $2,349,000 | -7.7% | 75,727 | -1.6% | 0.14% | -11.2% |
| QLTY | New | QUALITY DISTRIBUTION INC | $2,334,000 | – | 182,605 | +100.0% | 0.14% | – |
| TTNDY | Sell | TECHTRONIC INDS CO ADR F 1 ADRadr | $2,251,000 | -17.9% | 155,768 | -9.0% | 0.14% | -20.2% |
| BBD | Sell | BANCO BRADESCO NEW ADR F SPONSadr | $2,236,000 | -9.9% | 156,890 | -8.3% | 0.14% | -12.7% |
| EXXAY | Sell | EXXARO RESOURCES ADR F SPONSORadr | $2,221,000 | -20.0% | 195,490 | -8.3% | 0.14% | -22.7% |
| RDSA | Sell | ROYAL DUTCH SHELL A ADRF SPONSadr | $2,229,000 | -9.8% | 29,286 | -2.4% | 0.14% | -12.8% |
| SAN | Sell | BANCO SANTANDER SA ADR F SPONSadr | $2,230,000 | -11.1% | 234,733 | -2.5% | 0.14% | -14.5% |
| GOL | New | GOL LINHAS AEREAS ADR F SPONSOadr | $2,221,000 | – | 461,830 | +100.0% | 0.14% | – |
| ICAD | ICAD INC NEW | $2,216,000 | +53.7% | 225,000 | 0.0% | 0.14% | +48.4% | |
| SBRCY | Sell | SBERBANK ADR F SPONSORED ADR 1adr | $2,206,000 | -29.5% | 288,783 | -8.4% | 0.14% | -31.8% |
| SBCF | Sell | SEACOAST BANKING CORPORATION O | $2,186,000 | -17.7% | 200,000 | -18.2% | 0.13% | -20.2% |
| New | PUT AXP OCT 85.00000 10/18/201 | $2,188,000 | – | 25,000 | +100.0% | 0.13% | – | |
| Buy | EIKEN CHEMICAL CO LTD | $2,181,000 | +3.8% | 127,500 | +4.9% | 0.13% | 0.0% | |
| CHOLY | Sell | CHINA OILFIELD SVC ADR F SPONS | $2,139,000 | +0.5% | 40,526 | -8.4% | 0.13% | -3.0% |
| KCRPY | Sell | KAO CORP NEW ADR F SPONSORED Aadr | $2,138,000 | -27.8% | 54,845 | -27.1% | 0.13% | -29.9% |
| CGNX | Sell | COGNEX CORP | $2,130,000 | +3.9% | 52,882 | -1.0% | 0.13% | 0.0% |
| ORAN | Sell | ORANGE ADR EACH REPR 1ORD EUR4adr | $2,131,000 | -8.5% | 144,578 | -1.8% | 0.13% | -11.6% |
| Buy | MITSUI KNOWLEDGE INDUSTRY CO | $2,120,000 | +121.1% | 911,500 | +54.4% | 0.13% | +113.1% | |
| CAJ | Sell | CANON INC ADR EACH REP1 ORD NPadr | $2,104,000 | -0.9% | 64,594 | -0.3% | 0.13% | -3.7% |
| AHCHY | Sell | ANHUI CONCH CEM CO ADR F UNSPOadr | $2,099,000 | -14.5% | 131,434 | -8.2% | 0.13% | -17.4% |
| TAK | Buy | TAKEDA PHARMACEUTICALCO LTDSPOadr | $2,090,000 | +13.6% | 96,140 | +21.2% | 0.13% | +10.3% |
| Sell | PRONEXUS INC NPV ISIN#JP311900 | $2,068,000 | -10.9% | 293,320 | -0.6% | 0.13% | -14.3% | |
| AACAY | Sell | AAC TECH HLDGS INC ADR F UNSPOadr | $2,048,000 | -18.8% | 35,263 | -8.9% | 0.12% | -21.4% |
| AXAS | Buy | ABRAXAS PETROLEUM CORP NEVADA | $2,015,000 | -9.4% | 381,547 | +7.5% | 0.12% | -12.8% |
| SVNDY | Sell | SEVEN & I HLDG CO ADR F UNSPONadr | $2,018,000 | -9.4% | 26,014 | -1.6% | 0.12% | -12.8% |
| HEIA | Sell | HEICO CORP CL A | $1,997,000 | -1.5% | 49,544 | -0.8% | 0.12% | -4.7% |
| PNGAY | Sell | PING AN ISNURANCE ADR F SPONSOadr | $2,002,000 | -11.2% | 133,349 | -8.4% | 0.12% | -14.1% |
| SGAPY | Sell | SINGAPORE TLCM ADR NEW F SPONSadr | $1,983,000 | -5.3% | 66,554 | -1.9% | 0.12% | -8.3% |
| SAP | Sell | S A P SE ADR F SPONSORED ADR 1adr | $1,976,000 | -8.6% | 27,372 | -2.5% | 0.12% | -11.7% |
| WLL | Sell | WHITING PETE CORP NEWCOM | $1,965,000 | -5.6% | 25,341 | -2.3% | 0.12% | -9.1% |
| TSCDY | Sell | TESCO PLC SPON ADR ISIN#US8815adr | $1,960,000 | -39.8% | 216,438 | -3.0% | 0.12% | -41.7% |
| BKRKY | Sell | PT BANK RAKYAT ADR F UNSPONSORadr | $1,965,000 | -11.0% | 114,840 | -9.4% | 0.12% | -14.3% |
| FLL | FULL HOUSE RESORTS INC | $1,938,000 | -18.4% | 1,685,023 | 0.0% | 0.12% | -21.3% | |
| ENL | Sell | REED ELSEVIER NEW ADR F SPONSOadr | $1,909,000 | -2.8% | 42,244 | -1.2% | 0.12% | -5.6% |
| E | Sell | ENI ADR EACH REP 2 ORDEUR1(MGTadr | $1,898,000 | -15.9% | 40,157 | -2.3% | 0.12% | -18.9% |
| NHLD | Sell | NATIONAL HOLDINGS CORPORATION | $1,889,000 | -12.9% | 3,977,034 | -0.0% | 0.12% | -16.1% |
| NTRS | Sell | NORTHERN TR CORP | $1,831,000 | +4.8% | 26,908 | -1.1% | 0.11% | +1.8% |
| ZURVY | Sell | ZURICH INSURANCE GP ADRF SPONSadr | $1,815,000 | -1.8% | 60,886 | -0.7% | 0.11% | -5.1% |
| PPEHF | New | PURE TECHNOLOGIES LTD Fadr | $1,812,000 | – | 250,620 | +100.0% | 0.11% | – |
| Sell | KATO SANGYO CO NPV ISIN#JP3213 | $1,802,000 | -15.6% | 85,890 | -9.6% | 0.11% | -18.5% | |
| OKSB | Buy | SOUTHWEST BANCORP INC-OKLA | $1,778,000 | +241.9% | 108,399 | +255.4% | 0.11% | +230.3% |
| LZRFY | Sell | LOCALIZA RENT A CAR ADRF SPONSadr | $1,785,000 | -20.5% | 124,322 | -8.7% | 0.11% | -23.2% |
| ABCB | Buy | AMERIS BANCORP COM | $1,791,000 | +76.8% | 81,595 | +73.6% | 0.11% | +70.3% |
| New | PUT SCHW OCT 26.00000 10/18/20 | $1,763,000 | – | 60,000 | +100.0% | 0.11% | – | |
| SWHC | Sell | SMITH & WESSON HLDG CORP | $1,750,000 | -37.3% | 185,426 | -3.3% | 0.11% | -39.2% |
| VEA | VANGUARD FTSE DEVELOPEDMARKET | $1,745,000 | -6.6% | 43,892 | 0.0% | 0.11% | -9.3% | |
| FISI | Buy | FINANCIAL INSTITUTIONS INC COM | $1,746,000 | +88.8% | 77,662 | +96.6% | 0.11% | +84.5% |
| Buy | TOHOKUSHINSHA FILM CORPORATION | $1,730,000 | +0.5% | 225,800 | +5.3% | 0.11% | -2.8% | |
| SGBLY | Sell | STANDARD BK GRP NEW ADRF SPONSadr | $1,732,000 | -22.5% | 149,764 | -8.7% | 0.11% | -24.8% |
| CYRBY | Sell | CYRELA BRAZIL RLTY ADR F SPONSadr | $1,733,000 | -38.3% | 343,951 | -22.9% | 0.11% | -40.4% |
| BNK | New | C1 FINANCIAL INC COM | $1,724,000 | – | 95,086 | +100.0% | 0.10% | – |
| TSC | Buy | TRISTATE CAPITAL HOLDINGS INC | $1,703,000 | +199.8% | 187,767 | +367.1% | 0.10% | +188.9% |
| USG | Sell | USG CORP COM NEW | $1,705,000 | -9.0% | 62,031 | -0.2% | 0.10% | -11.9% |
| UOVEY | Sell | UTD OVERSEAS BK SPN ADRF SPONSadr | $1,690,000 | -4.7% | 48,112 | -1.9% | 0.10% | -8.0% |
| New | PUT XL OCT 32.00000 10/18/2014 | $1,658,000 | – | 50,000 | +100.0% | 0.10% | – | |
| RWEOY | Sell | R W E AG SPON ADR F 1 ADR REPadr | $1,639,000 | -10.7% | 42,044 | -1.6% | 0.10% | -13.8% |
| EUSHY | Buy | EUROCASH S A ADR F SPONSORED 1 | $1,615,000 | -11.2% | 165,196 | +20.2% | 0.10% | -13.9% |
| CLH | Sell | CLEAN HBRS INC | $1,596,000 | -16.7% | 29,600 | -0.7% | 0.10% | -19.8% |
| SCHYY | Sell | SANDS CHINA LTD ADR F UNSPONSOadr | $1,591,000 | -51.5% | 30,506 | -29.8% | 0.10% | -53.1% |
| Sell | KOSE CORPORATION NPV ISIN#JP32 | $1,551,000 | +11.4% | 36,510 | -0.1% | 0.10% | +8.0% | |
| VRSK | Sell | VERISK ANALYTICS INC CLA | $1,562,000 | +0.7% | 25,656 | -0.7% | 0.10% | -3.1% |
| DCOM | DIME COMMUNITY BANCSHARES | $1,559,000 | -8.8% | 108,258 | 0.0% | 0.10% | -12.0% | |
| LVS | Sell | LAS VEGAS SANDS CORP | $1,547,000 | -19.0% | 24,857 | -0.8% | 0.10% | -21.5% |
| FBMS | FIRST BANCSHARES INC-MISS | $1,536,000 | +1.7% | 106,301 | 0.0% | 0.09% | -2.1% | |
| CHL | Sell | CHINA MOBILE LIMITED SPONSOREDadr | $1,533,000 | +19.4% | 26,101 | -1.2% | 0.09% | +16.0% |
| Sell | KOEI TECMO HOLDINGS COLTD NPV | $1,545,000 | -3.3% | 95,710 | -20.2% | 0.09% | -6.9% | |
| BDC | Sell | BELDEN INC | $1,518,000 | -18.4% | 23,705 | -0.4% | 0.09% | -21.2% |
| New | PUT RNR OCT 100.0000 10/18/201 | $1,499,000 | – | 15,000 | +100.0% | 0.09% | – | |
| BPIRY | Buy | PIRAEUS BK S A ADR F UNSPONSOR | $1,499,000 | -0.7% | 442,674 | +30.2% | 0.09% | -3.2% |
| SHBI | SHORE BANCSHARES INC | $1,507,000 | -0.1% | 167,500 | 0.0% | 0.09% | -3.2% | |
| CINF | CINCINNATI FINL CORP | $1,483,000 | -2.1% | 31,530 | 0.0% | 0.09% | -5.2% | |
| ASTE | Sell | ASTEC INDS INC | $1,492,000 | -17.2% | 40,920 | -0.3% | 0.09% | -20.2% |
| HMC | New | HONDA MOTOR CO LTD ADR F SPONSadr | $1,475,000 | – | 43,035 | +100.0% | 0.09% | – |
| Buy | MARUZEN CO LTD NPV ISIN#JP3875 | $1,470,000 | +6.1% | 158,000 | +8.2% | 0.09% | +2.3% | |
| Buy | KING CO LTD NPV ISIN#JP3261200 | $1,476,000 | -2.5% | 367,000 | +3.1% | 0.09% | -6.2% | |
| COGNY | New | KROTON EDUCACIONAL ADR F SPONS | $1,475,000 | – | 234,922 | +100.0% | 0.09% | – |
| Sell | DTS CORPORATION NPV ISIN#JP354 | $1,440,000 | -58.2% | 68,800 | -63.0% | 0.09% | -59.6% | |
| Buy | Alpine Electronics Inc | $1,444,000 | +17.3% | 87,640 | +0.1% | 0.09% | +12.8% | |
| IVW | Sell | ISHARES S&P 500 GROWTHETFetf | $1,434,000 | +1.3% | 13,429 | -0.1% | 0.09% | -1.1% |
| Buy | DENSO CORP NPV ISIN#JP35515000 | $1,403,000 | +2.7% | 30,440 | +6.1% | 0.09% | 0.0% | |
| LION | Sell | FIDELITY SOUTHERN CORP NEW | $1,370,000 | -0.7% | 100,000 | -5.8% | 0.08% | -3.4% |
| VPFG | Sell | VIEWPOINT FINL GROUP INCMD COM | $1,319,000 | -11.2% | 55,082 | -0.2% | 0.08% | -13.8% |
| ECYT | Buy | ENDOCYTE INC COM USD0.001 | $1,333,000 | +4.1% | 219,300 | +12.9% | 0.08% | 0.0% |
| ACGBY | Sell | AGRIC BK OF CHINA ADR F UNSPONadr | $1,309,000 | -8.5% | 118,240 | -8.8% | 0.08% | -11.1% |
| SNV | New | SYNOVUS FINL CORP | $1,300,000 | – | 55,000 | +100.0% | 0.08% | – |
| SGBK | Sell | STONEGATE BANK | $1,287,000 | -48.5% | 50,000 | -49.6% | 0.08% | -50.0% |
| RRC | Buy | RANGE RESOURCES CORP | $1,300,000 | -22.0% | 19,175 | +0.1% | 0.08% | -24.8% |
| New | PUT WFC OCT 50.00000 10/18/201 | $1,296,000 | – | 25,000 | +100.0% | 0.08% | – | |
| VCISY | Sell | VINCI S A ADR F SPONSORED ADRadr | $1,293,000 | -23.4% | 88,971 | -1.6% | 0.08% | -26.2% |
| SOFT99 CORPORATION NPV ISIN#JP | $1,273,000 | -6.1% | 205,600 | 0.0% | 0.08% | -9.3% | ||
| SYF | New | SYNCHRONY FINANCIAL | $1,275,000 | – | 51,946 | +100.0% | 0.08% | – |
| SAPE | Sell | SAPIENT CORP | $1,272,000 | -14.2% | 90,874 | -0.4% | 0.08% | -17.0% |
| TOELY | Sell | TOKYO ELECTRON LTD ADR F UNSPOadr | $1,280,000 | -5.0% | 78,454 | -1.6% | 0.08% | -8.2% |
| STBZ | Sell | STATE BANK FINANCIAL CORPORATI | $1,281,000 | -20.4% | 78,898 | -17.1% | 0.08% | -23.5% |
| BRGYY | Sell | BG GROUP PLC ADR F SPONSORED Aadr | $1,270,000 | -14.5% | 68,677 | -2.3% | 0.08% | -17.0% |
| Buy | DIC CORP | $1,285,000 | -6.4% | 572,940 | +10.9% | 0.08% | -10.3% | |
| New | PUT CMA OCT 48.00000 10/18/201 | $1,246,000 | – | 25,000 | +100.0% | 0.08% | – | |
| Buy | SEVEN BANK | $1,224,000 | +1.3% | 300,220 | +1.3% | 0.08% | -1.3% | |
| JAXB | Buy | JACKSONVILLE BANCORP INC | $1,210,000 | +28.7% | 112,175 | +25.3% | 0.07% | +25.4% |
| SQBK | SQUARE 1 FINANCIAL INC CL A | $1,218,000 | +1.2% | 63,333 | 0.0% | 0.07% | -2.6% | |
| TWI | TITAN INTERNATIONAL INC | $1,210,000 | -29.7% | 102,362 | 0.0% | 0.07% | -32.1% | |
| CSTM | Sell | CONSTELLIUM NV EUR0.02 | $1,217,000 | -23.4% | 49,435 | -0.2% | 0.07% | -26.0% |
| Buy | KABU.COM SECURITIES COLTD NPV | $1,198,000 | +4.3% | 245,160 | +4.8% | 0.07% | 0.0% | |
| Buy | OTSUKA CORPORATION NPV ISIN#JP | $1,202,000 | -13.0% | 30,226 | +5.8% | 0.07% | -16.1% | |
| DDAIY | Sell | DAIMLER AG ADR F SPONSORED ADRadr | $1,189,000 | -24.0% | 15,507 | -7.2% | 0.07% | -26.3% |
| Buy | SOFTBANK CORP NPV ISIN#JP34361 | $1,188,000 | -3.3% | 16,950 | +2.5% | 0.07% | -6.4% | |
| XOM | Sell | EXXON MOBIL CORP | $1,176,000 | -14.8% | 12,509 | -8.7% | 0.07% | -17.2% |
| SBCP | New | SUNSHINE BANCORP | $1,185,000 | – | 100,000 | +100.0% | 0.07% | – |
| Buy | LIXIL GROUP CORP | $1,161,000 | -14.2% | 54,340 | +8.1% | 0.07% | -17.4% | |
| VOD | Buy | VODAFONE GROUP NEW ADR F SPONSadr | $1,145,000 | -1.2% | 34,799 | +0.3% | 0.07% | -4.1% |
| MLVF | MALVERN BANCORP INC COM | $1,139,000 | +8.2% | 100,000 | 0.0% | 0.07% | +4.5% | |
| Sell | CHINA NATL MATLS CO ADRF UNSPOadr | $1,154,000 | +18.2% | 250,389 | -8.6% | 0.07% | +12.9% | |
| AVD | AMERICAN VANGUARD CP | $1,142,000 | -15.2% | 101,925 | 0.0% | 0.07% | -17.6% | |
| Buy | GS YUASA CORP | $1,132,000 | -7.4% | 194,300 | +0.9% | 0.07% | -10.4% | |
| METR | METRO BANCORP INC | $1,119,000 | +4.9% | 46,143 | 0.0% | 0.07% | +1.5% | |
| FCCO | FIRST COMMUNITY CORPORATION | $1,106,000 | -0.1% | 103,975 | 0.0% | 0.07% | -2.9% | |
| Sell | Nuveen Select Quality Muni Fun | $1,099,000 | -76.3% | 80,400 | -75.9% | 0.07% | -77.1% | |
| Buy | Futaba Corp Chiba | $1,085,000 | -8.7% | 72,200 | +3.7% | 0.07% | -12.0% | |
| Sell | BANDAI NAMCO HOLDINGSINC NPV I | $1,066,000 | -9.0% | 41,520 | -17.3% | 0.06% | -12.2% | |
| UBNK | New | UNITED FINANCIAL BANCORP | $1,063,000 | – | 83,764 | +100.0% | 0.06% | – |
| SLCT | New | SELECT BANCORP INC COM | $1,041,000 | – | 139,708 | +100.0% | 0.06% | – |
| BECN | Sell | BEACON ROOFING SUPPLYINC COM | $1,029,000 | -24.1% | 40,400 | -1.3% | 0.06% | -26.7% |
| AMLP | New | ALERIAN MLP ETFetf | $1,027,000 | – | 53,571 | +100.0% | 0.06% | – |
| PSTB | PARK STERLING CORP | $994,000 | +0.6% | 150,000 | 0.0% | 0.06% | -1.6% | |
| CTXS | Sell | CITRIX SYS INC COM | $1,004,000 | +13.6% | 14,078 | -0.4% | 0.06% | +8.9% |
| CHSCP | CHS INC CUMVPFD 8%pfd | $985,000 | -4.6% | 32,712 | 0.0% | 0.06% | -7.7% | |
| New | WLT 10/18/14 C 3.5 | $983,000 | – | 420,200 | +100.0% | 0.06% | – | |
| VNQ | New | VANGUARD REIT INDEX ETFetf | $984,000 | – | 13,688 | +100.0% | 0.06% | – |
| CARE | New | CARTER BK & TR MARTINSVILLE VA | $983,000 | – | 84,000 | +100.0% | 0.06% | – |
| SAMG | New | SILVERCREST ASSET MANAGEMENT G | $952,000 | – | 69,871 | +100.0% | 0.06% | – |
| DCMYY | Sell | NTT DOCOMO INC ADR F SPONSOREDadr | $948,000 | -5.3% | 56,654 | -3.2% | 0.06% | -7.9% |
| CP | Sell | CANADIAN PAC RAILWAY F | $948,000 | -17.6% | 4,567 | -28.2% | 0.06% | -20.5% |
| GBNK | Buy | GUARANTY BANCORP DEL COM NEW | $950,000 | +53.5% | 70,343 | +58.1% | 0.06% | +48.7% |
| 3616PS | Sell | GDF SUEZ SPON ADRadr | $935,000 | -10.8% | 37,295 | -2.1% | 0.06% | -13.6% |
| FOVSY | New | FORD OTOMOTIV SANAY ADRF UNSPO | $897,000 | – | 15,660 | +100.0% | 0.06% | – |
| SOCB | SOUTHCOAST FINANCIAL CORP | $887,000 | -2.4% | 125,000 | 0.0% | 0.05% | -5.3% | |
| CNI | Sell | CANADIAN NATL RY CO | $866,000 | -13.0% | 12,201 | -20.2% | 0.05% | -15.9% |
| New | JAPAN HOTEL REIT INVESTMENT | $847,000 | – | 1,391 | +100.0% | 0.05% | – | |
| HMPR | New | HAMPTON ROADS BANKSHARESINC CO | $830,000 | – | 542,710 | +100.0% | 0.05% | – |
| GOLD | Sell | BARRICK GOLD CORP F | $822,000 | -77.4% | 56,052 | -71.8% | 0.05% | -78.3% |
| SFE | New | SAFEGUARD SCIENT INC NEW | $823,000 | – | 44,747 | +100.0% | 0.05% | – |
| BAM | Buy | BROOKFIELD ASSET MGMT F D VTG | $821,000 | +20.7% | 18,278 | +18.2% | 0.05% | +16.3% |
| FBNC | Buy | FIRST BANCORP NC | $796,000 | +4.2% | 49,684 | +19.3% | 0.05% | +2.1% |
| CIHKY | Sell | CHINA MERCHANTS BK ADR F UNSPOadr | $804,000 | -20.7% | 93,939 | -8.7% | 0.05% | -23.4% |
| ZLIOY | Sell | ZOOMLION HEAVY INDU ADRF UNSPOadr | $798,000 | -14.1% | 136,908 | -8.7% | 0.05% | -16.9% |
| EDU | Sell | NEW ORIENTAL ED ADR F SPONSOREadr | $782,000 | -20.9% | 33,709 | -9.4% | 0.05% | -22.6% |
| EVBN | EVANS BANCORP INC NEW | $756,000 | -0.4% | 32,800 | 0.0% | 0.05% | -4.2% | |
| WFTIQ | Sell | WEATHERFORD INTL PLC COMUSD0.0 | $756,000 | -32.8% | 36,378 | -25.6% | 0.05% | -35.2% |
| RIO | Sell | RIO TINTO PLC SPONSORED ADRadr | $753,000 | -29.6% | 15,312 | -22.3% | 0.05% | -32.4% |
| SIEGY | Buy | SIEMENS A G SPONSORED ADR ISINadr | $760,000 | -9.1% | 6,382 | +0.9% | 0.05% | -13.2% |
| FRNK | FRANKLIN FINANCIAL CORPORATION | $744,000 | -14.3% | 40,000 | 0.0% | 0.04% | -18.2% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DE CL | $736,000 | +10.3% | 5,326 | +1.1% | 0.04% | +7.1% |
| TFSL | TFS FINANCIAL CORP | $716,000 | +0.4% | 50,000 | 0.0% | 0.04% | -2.2% | |
| BHP | Sell | BHP BILLITON LTD SPONSORED ADRadr | $728,000 | -32.5% | 12,367 | -21.5% | 0.04% | -35.3% |
| SFST | SOUTHERN FIRST BANCSHARES | $712,000 | +3.5% | 51,100 | 0.0% | 0.04% | 0.0% | |
| FESLQ | Sell | Forbes Energy Services | $695,000 | -51.0% | 172,490 | -44.4% | 0.04% | -53.3% |
| PCYO | PURE CYCLE CORP COMNEW | $695,000 | -4.4% | 107,350 | 0.0% | 0.04% | -8.7% | |
| SU | Sell | SUNCOR ENERGY INC NEW F | $695,000 | -34.2% | 19,219 | -22.5% | 0.04% | -37.3% |
| HTZ | New | HERTZ GLOBAL HLDGS INCCOM | $665,000 | – | 26,195 | +100.0% | 0.04% | – |
| NBTB | NBT BANCORP INC | $676,000 | -6.2% | 30,000 | 0.0% | 0.04% | -10.9% | |
| RM | Sell | REGIONAL MANAGEMENT CORP | $661,000 | +2.2% | 36,833 | -12.0% | 0.04% | -2.4% |
| SOTSU CO LTD NPV ISIN#JP343250 | $660,000 | -3.4% | 20,900 | 0.0% | 0.04% | -7.0% | ||
| NSC | Sell | NORFOLK SOUTHERN CRP | $650,000 | -2.3% | 5,827 | -9.7% | 0.04% | -4.8% |
| New | CENTURY TOKYO LEASING CORP | $660,000 | – | 24,820 | +100.0% | 0.04% | – | |
| TS | Sell | TENARIS S A ADR F SPONSORED ADadr | $636,000 | -27.1% | 13,967 | -24.6% | 0.04% | -29.1% |
| AF | New | ASTORIA FINANCIAL CORP | $619,000 | – | 50,000 | +100.0% | 0.04% | – |
| Sell | INF DEVELOPMNT | $615,000 | -21.5% | 70,600 | -24.7% | 0.04% | -24.0% | |
| IWM | Sell | ISHARES RUSSELL 2000 INDEX FUNetf | $624,000 | -39.8% | 5,711 | -34.5% | 0.04% | -41.5% |
| OTTR | OTTER TAIL CORP FORMERLYOTTER | $629,000 | -11.9% | 23,576 | 0.0% | 0.04% | -15.6% | |
| IVV | Sell | ISHARES CORE S&P 500ETFetf | $590,000 | -18.8% | 2,975 | -19.4% | 0.04% | -21.7% |
| AMGN | Buy | AMGEN INCORPORATED | $592,000 | +19.6% | 4,214 | +0.8% | 0.04% | +16.1% |
| PG | Buy | PROCTER & GAMBLE | $597,000 | +26.8% | 7,129 | +19.0% | 0.04% | +20.0% |
| WFC | Buy | WELLS FARGO & CO NEW DEL | $569,000 | +2.3% | 10,985 | +3.9% | 0.04% | 0.0% |
| OAKV | OAK VIEW NATIONAL BANK WARRENT | $555,000 | -5.5% | 101,750 | 0.0% | 0.03% | -8.1% | |
| POT | Sell | POTASH CORP SASK INC F | $534,000 | -27.7% | 15,458 | -20.6% | 0.03% | -29.8% |
| Sell | SOFTCREATE HOLDINGS CORPNPV IS | $548,000 | -18.2% | 61,200 | -22.2% | 0.03% | -21.4% | |
| ATLANTA BANCORPORATION CONTRA | $532,000 | +14.7% | 272,822 | 0.0% | 0.03% | +10.3% | ||
| BTI | Sell | BRITISH AMERN TOB PLC SPONSOREadr | $507,000 | -24.9% | 4,479 | -21.0% | 0.03% | -27.9% |
| QBE INSURANCE GROUP NPV ISIN#A | $494,000 | -0.4% | 48,386 | 0.0% | 0.03% | -3.2% | ||
| FXCB | FOX CHASE BANCORP INC | $489,000 | -3.4% | 30,000 | 0.0% | 0.03% | -6.2% | |
| FCVA | Buy | FIRST CAPITAL BANCORP INC | $490,000 | +8.9% | 110,120 | +10.1% | 0.03% | +7.1% |
| TM | Buy | TOYOTA MOTOR CORP SP ADR REP2Cadr | $477,000 | +3.5% | 4,056 | +5.3% | 0.03% | 0.0% |
| ORCL | Sell | ORACLE CORP $0.01 DEL | $476,000 | -21.5% | 12,439 | -16.9% | 0.03% | -23.7% |
| QBIEY | Sell | QBE INS GROUP ADR NEW F SPONSOadr | $476,000 | -2.1% | 46,656 | -1.5% | 0.03% | -6.5% |
| MSL | MIDSOUTH BANCORP INC | $467,000 | -6.0% | 25,000 | 0.0% | 0.03% | -6.5% | |
| KMI | Sell | KINDER MORGAN INC DELAWARECOM | $455,000 | +4.1% | 11,850 | -1.7% | 0.03% | 0.0% |
| HD | Sell | HOME DEPOT INC | $462,000 | +3.6% | 5,036 | -8.6% | 0.03% | 0.0% |
| MDT | Sell | MEDTRONIC INC | $418,000 | -9.5% | 6,744 | -6.9% | 0.03% | -10.3% |
| BASFY | Sell | BASF SE ADR F SPONSORED ADR 1adr | $432,000 | -36.0% | 4,712 | -18.8% | 0.03% | -39.5% |
| New | PUT BK OCT 39.00000 10/18/2014 | $426,000 | – | 25,000 | +100.0% | 0.03% | – | |
| DFS | Buy | DISCOVER FINL SVCS | $432,000 | +4.3% | 6,700 | +0.2% | 0.03% | 0.0% |
| MCK | Sell | MCKESSON CORPORATION | $431,000 | -3.1% | 2,215 | -7.2% | 0.03% | -7.1% |
| PFE | Sell | PFIZER INC | $410,000 | -1.9% | 13,866 | -1.4% | 0.02% | -3.8% |
| SBUX | Sell | STARBUCKS CORP | $415,000 | -4.2% | 5,505 | -1.7% | 0.02% | -7.4% |
| Sell | MEDIKIT | $410,000 | -45.1% | 13,100 | -48.4% | 0.02% | -46.8% | |
| GWX | Sell | SPDR INDEX SHS FDS S&PINTL SMA | $392,000 | -64.4% | 12,000 | -61.5% | 0.02% | -65.7% |
| New | SHOBUNSHA PUBLICATIONS INC | $390,000 | – | 60,600 | +100.0% | 0.02% | – | |
| UN | Sell | UNILEVER N V NY SHS NEWF N Y Radr | $399,000 | -29.9% | 10,040 | -22.7% | 0.02% | -33.3% |
| KR | Buy | KROGER CO | $389,000 | +5.1% | 7,488 | +0.1% | 0.02% | +4.3% |
| BWFG | New | BANKWELL FINANCIAL GROUP INC | $393,000 | – | 20,700 | +100.0% | 0.02% | – |
| New | Elizabeth Arden, Inc. | $374,000 | – | 291,900 | +100.0% | 0.02% | – | |
| NBR | Sell | NABORS INDUSTRIES LTD F | $375,000 | -44.0% | 16,485 | -27.8% | 0.02% | -45.2% |
| VIG | VANGUARD DIV APPRCIATIONetf | $376,000 | -1.3% | 4,887 | 0.0% | 0.02% | -4.2% | |
| NEBLQ | Sell | NOBLE CORP PLC F | $383,000 | -48.0% | 17,220 | -21.6% | 0.02% | -51.1% |
| CNQ | Sell | CANADIAN NATURAL RESOURCES LTD | $353,000 | -34.3% | 9,086 | -22.3% | 0.02% | -35.3% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETSetf | $357,000 | +2.0% | 8,568 | +5.5% | 0.02% | 0.0% |
| HHC | Sell | HOWARD HUGHES CORP COM ISIN#US | $359,000 | -13.5% | 2,393 | -8.9% | 0.02% | -15.4% |
| CMCSA | Sell | COMCAST CORP NEW CL A | $368,000 | -1.6% | 6,838 | -2.1% | 0.02% | -8.3% |
| CAT | Sell | CATERPILLAR INC DEL | $358,000 | -17.9% | 3,615 | -10.0% | 0.02% | -21.4% |
| ETN | Sell | EATON CORP PLC F | $368,000 | -36.6% | 5,807 | -22.7% | 0.02% | -40.5% |
| JAH | Sell | JARDEN CORP | $340,000 | -7.1% | 5,655 | -8.3% | 0.02% | -8.7% |
| GE | Sell | GENERAL ELECTRIC COMPANY | $336,000 | -2.9% | 13,103 | -0.4% | 0.02% | -4.5% |
| PPC | Sell | PILGRIMS PRIDE CORP NEWCOM | $321,000 | -7.5% | 10,519 | -17.1% | 0.02% | -9.1% |
| INTU | Sell | INTUIT INC | $328,000 | -98.5% | 3,738 | -98.6% | 0.02% | -98.5% |
| CELG | Buy | CELGENE CORP | $327,000 | +38.6% | 3,453 | +25.6% | 0.02% | +33.3% |
| PEP | Sell | PEPSICO INCORPORATED | $321,000 | -11.1% | 3,444 | -14.8% | 0.02% | -13.0% |
| MSFT | Buy | MICROSOFT CORP | $306,000 | +18.6% | 6,617 | +6.6% | 0.02% | +18.8% |
| RHHBY | Sell | ROCHE HLDG LTD SPONSORED ADRadr | $314,000 | -11.8% | 8,491 | -11.0% | 0.02% | -17.4% |
| SPY | Sell | SPDR S&P 500 ETF TRUSTetf | $317,000 | -48.6% | 1,608 | -49.0% | 0.02% | -51.3% |
| STT | Buy | STATE STR CORP COM ISIN#US8574 | $310,000 | +9.9% | 4,214 | +0.7% | 0.02% | +5.6% |
| SYK | Sell | STRYKER CORP | $308,000 | -21.6% | 3,809 | -18.3% | 0.02% | -24.0% |
| PGSVY | Buy | PETROLEUM GEO SERVICESASA ADSadr | $317,000 | -14.6% | 50,000 | +42.9% | 0.02% | -17.4% |
| DIS | Sell | DISNEY (WALT) CO COM STK | $316,000 | +0.3% | 3,549 | -3.3% | 0.02% | -5.0% |
| VTSS | VITESSE SEMICONDUCTORCORP COMN | $292,000 | +4.3% | 81,067 | 0.0% | 0.02% | 0.0% | |
| JNJ | Sell | JOHNSON & JOHNSON | $293,000 | -19.3% | 2,750 | -20.7% | 0.02% | -21.7% |
| MFC | Sell | MANULIFE FINL CORP COM ISIN#CA | $288,000 | -18.9% | 14,962 | -16.4% | 0.02% | -18.2% |
| LGCY | LEGACY RESVS LP UNIT LTDPARTNE | $297,000 | -4.8% | 10,000 | 0.0% | 0.02% | -10.0% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHIN | $291,000 | -6.7% | 1,532 | -10.8% | 0.02% | -10.0% |
| AXAHY | Sell | A X A SPONSORED ADR F SPONSOREadr | $287,000 | -17.5% | 11,651 | -20.1% | 0.02% | -18.2% |
| CSX | Buy | CSX CORP | $289,000 | +25.1% | 9,000 | +20.0% | 0.02% | +20.0% |
| AGU | Sell | AGRIUM INC F | $285,000 | -23.4% | 3,202 | -21.2% | 0.02% | -29.2% |
| BDGE | Sell | BRIDGE BANCORP INC | $278,000 | -53.7% | 11,772 | -52.9% | 0.02% | -55.3% |
| TWC | TIME WARNER CABLE INCCOM | $283,000 | -2.4% | 1,971 | 0.0% | 0.02% | -5.6% | |
| COP | Buy | CONOCOPHILLIPS | $273,000 | -3.9% | 3,565 | +7.4% | 0.02% | -5.6% |
| TSN | Buy | TYSON FOODS INC CLASS A | $259,000 | +4.9% | 6,587 | +0.1% | 0.02% | 0.0% |
| HSBC | Sell | HSBC HLDGS PLC ADR NEW F SPONSadr | $269,000 | -9.1% | 5,293 | -9.3% | 0.02% | -15.8% |
| FB | Sell | FACEBOOK INC-A | $262,000 | +2.3% | 3,318 | -12.8% | 0.02% | 0.0% |
| CAM | Sell | CAMERON INTL CORP | $261,000 | -27.3% | 3,925 | -25.9% | 0.02% | -30.4% |
| BIIB | Sell | BIOGEN IDEC INC | $266,000 | -5.0% | 805 | -9.2% | 0.02% | -11.1% |
| ESV | Sell | ENSCO PLC CLASS Aadr | $242,000 | -42.2% | 5,870 | -22.2% | 0.02% | -42.3% |
| T | Sell | AT&T INC COM ISIN#US00206R1023 | $240,000 | -2.4% | 6,816 | -1.6% | 0.02% | -6.2% |
| 3106PS | Sell | DELPHI AUTOMOTIVE PLC F | $242,000 | -14.5% | 3,950 | -3.8% | 0.02% | -16.7% |
| SRCL | STERICYCLE INC COM USD0.01 ISI | $240,000 | -1.6% | 2,063 | 0.0% | 0.02% | 0.0% | |
| TRV | Sell | THE TRAVELERS COMPANIES INC. | $233,000 | -15.6% | 2,480 | -15.4% | 0.01% | -17.6% |
| DWA | New | DREAMWORKS ANIMATION SKGINC CL | $236,000 | – | 8,664 | +100.0% | 0.01% | – |
| BUD | Sell | ANHEUSER BUSCH INBEV SA/NV-SPOadr | $222,000 | -15.3% | 2,000 | -12.3% | 0.01% | -17.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $225,000 | -9.3% | 2,697 | -8.5% | 0.01% | -12.5% |
| SCZ | ISHARES MSCI EAFE SMALL-CAPETF | $222,000 | -8.3% | 4,577 | 0.0% | 0.01% | -6.7% | |
| AMP | AMERIPRISE FINL INC COM | $222,000 | +2.8% | 1,800 | 0.0% | 0.01% | 0.0% | |
| LLY | Sell | LILLY ELI & CO COM | $208,000 | -8.0% | 3,207 | -11.6% | 0.01% | -7.1% |
| 1338PS | Buy | UBS AG-REG | $213,000 | +1.4% | 12,280 | +6.9% | 0.01% | 0.0% |
| IR | Sell | INGERSOLL RAND CL A NEWF IRELA | $219,000 | -32.6% | 3,877 | -25.5% | 0.01% | -38.1% |
| PHG | Sell | KONINKLIJKE PHILIPS N V NY REGadr | $212,000 | -2.3% | 6,691 | -2.0% | 0.01% | -7.1% |
| IWD | New | ISHARES RUS 1000 VAL ETFetf | $212,000 | – | 2,115 | +100.0% | 0.01% | – |
| MYL | MYLAN INC | $206,000 | -11.6% | 4,525 | 0.0% | 0.01% | -13.3% | |
| LMCK | New | LIBERTY MEDIA CORP DELCOM SER | $214,000 | – | 4,548 | +100.0% | 0.01% | – |
| New | WLT 10/18/14 C 4 | $194,000 | – | 83,300 | +100.0% | 0.01% | – | |
| MCD | Sell | MC DONALDS CORP | $203,000 | -97.8% | 2,146 | -97.7% | 0.01% | -98.0% |
| WEN | Sell | WENDYS COMPANY (THE) COMUSD0.1 | $200,000 | -10.7% | 24,225 | -8.0% | 0.01% | -14.3% |
| NVO | Sell | NOVO-NORDISK A S ADRadr | $204,000 | -1.4% | 4,281 | -4.3% | 0.01% | -7.7% |
| F | New | FORD MOTOR COMPANY | $171,000 | – | 11,571 | +100.0% | 0.01% | – |
| BAC | New | BANK OF AMERICA CORP | $171,000 | – | 10,046 | +100.0% | 0.01% | – |
| PCRFY | Buy | PANASONIC CORP ADR-EACHCNV INTadr | $141,000 | +9.3% | 11,840 | +11.4% | 0.01% | +12.5% |
| ENFC | New | ENTEGRA FINANCIAL CORP RESTRIC | $153,000 | – | 15,315 | +100.0% | 0.01% | – |
| HLDCY | Sell | HENDERSON LAND DEVELOPMENTCO Sadr | $142,000 | -0.7% | 21,954 | -10.4% | 0.01% | 0.0% |
| ABEV | Buy | AMBEV SA ADR EACH REPRORD SPONadr | $148,000 | -6.3% | 22,672 | +1.2% | 0.01% | -10.0% |
| LYG | Sell | LLOYDS BANKING GROUP PLC SPONSadr | $132,000 | -5.0% | 26,156 | -3.0% | 0.01% | -11.1% |
| Buy | HENDERSON LAND DEVELOPMENTCO H | $130,000 | +12.1% | 20,032 | +0.9% | 0.01% | +14.3% | |
| NOK | Buy | NOKIA CORPadr | $129,000 | +22.9% | 15,284 | +9.9% | 0.01% | +14.3% |
| MUFG | Sell | MITSUBISHI UFJ FINL ADRF SPONSadr | $114,000 | -18.0% | 20,343 | -9.8% | 0.01% | -22.2% |
| FC HOLDINGS INC CL E CONV PFDpfd | $94,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| NMR | Buy | NOMURA HOLDINGS INC. ADREACH Radr | $90,000 | -10.0% | 15,158 | +5.7% | 0.01% | -16.7% |
| OGZPY | Buy | OAO GAZPROM SPON ADR F SPONSORadr | $89,000 | -17.6% | 12,856 | +3.7% | 0.01% | -28.6% |
| MFG | Sell | MIZUHO FINANCIAL GROUPADR EACHadr | $60,000 | -26.8% | 16,669 | -16.9% | 0.00% | -20.0% |
| GRPN | Sell | GROUPON INC COM USD0.0001 | $70,000 | -41.2% | 10,500 | -41.7% | 0.00% | -50.0% |
| FC HOLDINGS INC CONTRA CUSIP | $47,000 | 0.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | HEARUSA INC XXX ESCROW PENDING | $0 | – | 449,959 | -4.3% | 0.00% | – | |
| MRKL | MARKLAND TECHNOLOGIESINC COMNE | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| WTS PORTER BANCORP INC WT PURwt | $0 | – | 43,478 | 0.0% | 0.00% | – | ||
| FIRST HORIZON FRACTIONAL SHS 1 | $0 | – | 24,849 | 0.0% | 0.00% | – | ||
| AMERICAN INTL GROUP INCWTS EXPwt | $0 | – | 207,685 | 0.0% | 0.00% | – | ||
| SMFG | Exit | SUMITOMO MITSUI FINANCIALGROUPadr | $0 | – | -10,576 | -100.0% | -0.01% | – |
| TLM | Exit | TALISMAN ENERGY INC F | $0 | – | -12,184 | -100.0% | -0.01% | – |
| ING | Exit | ING GROEP NV SPONS ADR-EACHREPadr | $0 | – | -11,205 | -100.0% | -0.01% | – |
| RBGLY | Exit | RECKITT BENCKISER PLC SPONSOREadr | $0 | – | -10,154 | -100.0% | -0.01% | – |
| AZSEY | Exit | ALLIANZ SE ADR F SPONSORED ADRadr | $0 | – | -11,173 | -100.0% | -0.01% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS | $0 | – | -7,564 | -100.0% | -0.01% | – |
| MON | Exit | MONSANTO CO NEW DEL | $0 | – | -1,705 | -100.0% | -0.01% | – |
| BAYRY | Exit | BAYER AG SPONSORED ADRadr | $0 | – | -1,467 | -100.0% | -0.01% | – |
| WYNN | Exit | WYNN RESORTS | $0 | – | -983 | -100.0% | -0.01% | – |
| ADS | Exit | ALLIANCE DATA SYS CORP | $0 | – | -725 | -100.0% | -0.01% | – |
| WAG | Exit | WALGREEN COMPANY | $0 | – | -2,972 | -100.0% | -0.01% | – |
| CCE | Exit | COCA-COLA ENTERPRISESINC COM U | $0 | – | -4,475 | -100.0% | -0.01% | – |
| SWK | Exit | STANLEY BLACK & DECKER,INC. | $0 | – | -2,443 | -100.0% | -0.01% | – |
| AZN | Exit | ASTRAZENECA PLC ADR F SPONSOREadr | $0 | – | -2,931 | -100.0% | -0.01% | – |
| PRE | Exit | PARTNERRE LTD F | $0 | – | -2,037 | -100.0% | -0.01% | – |
| C | Exit | CITIGROUP INC COM NEW | $0 | – | -4,877 | -100.0% | -0.02% | – |
| AN | Exit | AUTONATION INC | $0 | – | -3,979 | -100.0% | -0.02% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -6,053 | -100.0% | -0.02% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -3,403 | -100.0% | -0.02% | – |
| CLB | Exit | CORE LABORATORIES N V F | $0 | – | -1,525 | -100.0% | -0.02% | – |
| CSCO | Exit | CISCO SYSTEMS INC COM | $0 | – | -10,850 | -100.0% | -0.02% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -3,220 | -100.0% | -0.02% | – |
| LMCA | Exit | LIBERTY MEDIA CORP SER A | $0 | – | -2,541 | -100.0% | -0.02% | – |
| HTH | Exit | HILLTOP HLDGS INC | $0 | – | -17,000 | -100.0% | -0.02% | – |
| 7101PS | Exit | PEOPLES FEDERAL BANCSHARES INC | $0 | – | -28,405 | -100.0% | -0.03% | – |
| CNBC | Exit | CENTER BANCORP INC | $0 | – | -30,000 | -100.0% | -0.04% | – |
| ZFC | Exit | ZAIS FINANCIAL CORP | $0 | – | -34,000 | -100.0% | -0.04% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -4,216 | -100.0% | -0.04% | – |
| VGBK | Exit | VIRGINIA HERITAGE BANK | $0 | – | -25,000 | -100.0% | -0.04% | – |
| CRRFY | Exit | CARREFOUR SA ADR NEW F SPONSORadr | $0 | – | -103,903 | -100.0% | -0.05% | – |
| LAZ | Exit | LAZARD LTD COM CLASS AUSD0.01 | $0 | – | -15,075 | -100.0% | -0.05% | – |
| NBBC | Exit | NEWBRIDGE BANCORP CLASS A NO P | $0 | – | -100,000 | -100.0% | -0.05% | – |
| OAKS | Exit | FIVE OAKS INVESTMENT CORP | $0 | – | -73,566 | -100.0% | -0.05% | – |
| VZ | Exit | VERIZON COMMUNICATNS COM | $0 | – | -17,791 | -100.0% | -0.06% | – |
| NCBC | Exit | NEW CENTURY BANCORP INC | $0 | – | -139,708 | -100.0% | -0.06% | – |
| SWS | Exit | SWS GROUP INC | $0 | – | -125,000 | -100.0% | -0.06% | – |
| NMIH | Exit | NMI HOLDINGS INC CLASS A | $0 | – | -92,725 | -100.0% | -0.06% | – |
| RBSPRNCL | Exit | ROYAL BK SCOT 6.35% PFD PFD SEpfd | $0 | – | -41,361 | -100.0% | -0.06% | – |
| Exit | VANTAGESOUTH BANCSHARES INC CO | $0 | – | -200,000 | -100.0% | -0.08% | – | |
| GLCH | Exit | GLEACHER & COMPANY INC COM | $0 | – | -130,026 | -100.0% | -0.09% | – |
| VSB | Exit | VANTAGESOUTH BANCSHARES INC CO | $0 | – | -233,711 | -100.0% | -0.09% | – |
| LADR | Exit | LADDER CAPITAL CORP CL A | $0 | – | -77,681 | -100.0% | -0.09% | – |
| ATONY | Exit | ANTON OILFIELD SVCS ADRF UNSPO | $0 | – | -15,004 | -100.0% | -0.13% | – |
| BRCD | Exit | BROCADE COMMUNS SYS NEW | $0 | – | -226,412 | -100.0% | -0.13% | – |
| MHY | Exit | MANAGED HIGH INCOME PORTFOLIO | $0 | – | -362,656 | -100.0% | -0.13% | – |
| OABC | Exit | OMNIAMERICAN BANCORP INC | $0 | – | -98,300 | -100.0% | -0.16% | – |
| SIX | Exit | SIX FLAGS ENTERTAINMENT | $0 | – | -69,462 | -100.0% | -0.19% | – |
| AIG | Exit | AMERICAN INTL GROUP INC NEW | $0 | – | -62,140 | -100.0% | -0.21% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -223,669 | -100.0% | -0.22% | – |
| OMG | Exit | O M GROUP INC | $0 | – | -145,450 | -100.0% | -0.30% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View RMB Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View RMB Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-26 |
View RMB Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.