$1.91 Billion is the total value of Curi RMB Capital, LLC's 546 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 63.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $168,523,000 | +696.1% | 804,500 | +681.1% | 8.80% | +539.4% |
| IWM | Buy | ISHARES TRput | $96,809,000 | +183.7% | 842,000 | +172.9% | 5.06% | +127.8% |
| KRE | Buy | SPDR SERIES TRUSTput | $55,449,000 | +330.1% | 1,444,000 | +321.6% | 2.90% | +245.3% |
| XLF | Buy | SELECT SECTOR SPDR TRput | $48,178,000 | +83.9% | 2,108,000 | +81.0% | 2.52% | +47.6% |
| JPM | Buy | JPMORGAN CHASE & COput | $28,337,000 | +179.0% | 456,000 | +165.9% | 1.48% | +124.1% |
| CWST | Buy | CASELLA WASTE SYS INCcl a | $25,682,000 | +18.2% | 3,271,597 | +0.9% | 1.34% | -5.0% |
| COO | Sell | COOPER COS INC | $24,215,000 | -7.0% | 141,137 | -16.6% | 1.26% | -25.3% |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD IN | $23,312,000 | -4.4% | 2,383,718 | -5.7% | 1.22% | -23.3% |
| DHR | Sell | DANAHER CORP DEL | $23,028,000 | +2.3% | 228,001 | -3.9% | 1.20% | -17.9% |
| PCLN | Buy | PRICELINE GRP INC | $21,283,000 | +15.7% | 17,048 | +19.5% | 1.11% | -7.1% |
| BK | Buy | BANK NEW YORK MELLON CORPput | $20,670,000 | +309.6% | 532,000 | +288.3% | 1.08% | +229.3% |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $20,375,000 | +6.2% | 252,949 | -4.2% | 1.06% | -14.7% |
| URI | Sell | UNITED RENTALS INC | $20,342,000 | +2.7% | 303,154 | -4.8% | 1.06% | -17.5% |
| GWR | Sell | GENESEE & WYO INCcl a | $19,949,000 | -7.6% | 338,408 | -1.8% | 1.04% | -25.8% |
| YDKN | Sell | YADKIN FINL CORP | $19,232,000 | -24.9% | 766,521 | -29.2% | 1.00% | -39.7% |
| IHS | Sell | IHS INCcl a | $19,234,000 | -10.8% | 166,373 | -4.2% | 1.00% | -28.4% |
| NVR | Sell | NVR INC | $18,882,000 | +0.4% | 10,606 | -2.3% | 0.99% | -19.4% |
| CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIOcl a | $18,571,000 | -10.4% | 324,448 | -1.9% | 0.97% | -28.1% |
| V | Sell | VISA INC | $18,060,000 | -5.3% | 243,491 | -2.3% | 0.94% | -23.9% |
| AAP | Sell | ADVANCE AUTO PARTS INC | $18,055,000 | -0.4% | 111,709 | -1.2% | 0.94% | -20.0% |
| DISCK | Sell | DISCOVERY COMMUNICATNS NEW | $17,473,000 | -14.6% | 732,658 | -3.4% | 0.91% | -31.5% |
| TJX | Sell | TJX COS INC NEW | $17,337,000 | -3.2% | 224,489 | -1.8% | 0.91% | -22.2% |
| SERV | New | SERVICEMASTER GLOBAL HLDGS I | $16,959,000 | – | 426,101 | +100.0% | 0.89% | – |
| NEO | Sell | NEOGENOMICS INC | $16,505,000 | -11.2% | 2,052,816 | -25.6% | 0.86% | -28.8% |
| EOG | Sell | EOG RES INC | $16,401,000 | +11.7% | 196,609 | -2.8% | 0.86% | -10.3% |
| BNCN | Buy | BNC BANCORP | $16,246,000 | +70.8% | 715,347 | +58.8% | 0.85% | +37.2% |
| NDSN | Sell | NORDSON CORP | $16,252,000 | -16.2% | 194,378 | -23.8% | 0.85% | -32.7% |
| BBT | Buy | BB&T CORPput | $16,237,000 | +256.2% | 456,000 | +232.8% | 0.85% | +185.5% |
| CLB | Sell | CORE LABORATORIES N V | $16,220,000 | +7.4% | 130,926 | -2.5% | 0.85% | -13.7% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $15,710,000 | +8.3% | 22,331 | +17.5% | 0.82% | -13.0% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $15,512,000 | +10.2% | 22,413 | +18.6% | 0.81% | -11.5% |
| ANSS | Sell | ANSYS INC | $15,105,000 | -15.6% | 166,451 | -16.8% | 0.79% | -32.2% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $14,923,000 | -9.3% | 384,805 | +2.2% | 0.78% | -27.2% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $14,735,000 | +4.7% | 129,695 | -5.6% | 0.77% | -15.8% |
| WFC | Buy | WELLS FARGO & CO NEWput | $14,388,000 | +117.1% | 304,000 | +121.9% | 0.75% | +74.5% |
| AXP | Buy | AMERICAN EXPRESS COput | $13,854,000 | +554.1% | 228,000 | +560.9% | 0.72% | +424.6% |
| MIDD | Sell | MIDDLEBY CORP | $13,524,000 | +5.1% | 117,346 | -2.6% | 0.71% | -15.5% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $12,867,000 | +3.6% | 183,834 | -1.3% | 0.67% | -16.8% |
| WST | Sell | WEST PHARMACEUTICAL SVSC INC | $12,824,000 | -30.8% | 169,006 | -36.8% | 0.67% | -44.4% |
| LOW | Sell | LOWES COS INC | $12,733,000 | +1.8% | 160,835 | -2.6% | 0.66% | -18.3% |
| SLB | Sell | SCHLUMBERGER LTD | $12,695,000 | +6.8% | 160,525 | -0.4% | 0.66% | -14.2% |
| AAPL | Buy | APPLE INC | $12,669,000 | -8.8% | 132,525 | +4.0% | 0.66% | -26.8% |
| CME | Sell | CME GROUP INC | $12,477,000 | -1.6% | 128,096 | -3.0% | 0.65% | -21.0% |
| BDX | Sell | BECTON DICKINSON & CO | $12,446,000 | +7.3% | 73,388 | -4.0% | 0.65% | -13.9% |
| USB | Buy | US BANCORP DELput | $12,260,000 | +47.0% | 304,000 | +47.9% | 0.64% | +18.0% |
| UNP | Sell | UNION PAC CORP | $12,003,000 | +6.7% | 137,563 | -2.7% | 0.63% | -14.3% |
| UNF | UNIFIRST CORP MASS | $11,706,000 | +6.0% | 101,160 | 0.0% | 0.61% | -14.8% | |
| KBE | Buy | SPDR SERIES TRUSTput | $11,582,000 | +85.6% | 380,000 | +84.9% | 0.60% | +49.0% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $11,485,000 | +0.9% | 226,265 | -4.2% | 0.60% | -18.9% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $11,130,000 | +6.9% | 162,578 | -5.1% | 0.58% | -14.2% |
| CVS | Sell | CVS HEALTH CORP | $10,750,000 | -11.4% | 112,285 | -4.0% | 0.56% | -28.8% |
| LBYYQ | LIBBEY INC | $10,483,000 | -14.6% | 659,752 | 0.0% | 0.55% | -31.3% | |
| WSO | Sell | WATSCO INC | $10,449,000 | +0.8% | 74,271 | -3.4% | 0.55% | -19.0% |
| ACBI | Buy | ATLANTIC CAP BANCSHARES INC | $10,351,000 | +17.9% | 715,849 | +13.7% | 0.54% | -5.3% |
| GNMK | GENMARK DIAGNOSTICS INC | $10,096,000 | +65.1% | 1,160,430 | 0.0% | 0.53% | +32.7% | |
| ACN | Sell | ACCENTURE PLC IRELAND | $10,052,000 | -5.8% | 88,727 | -4.0% | 0.52% | -24.4% |
| CVX | Sell | CHEVRON CORP NEW | $9,937,000 | +2.5% | 94,792 | -6.7% | 0.52% | -17.7% |
| HMPR | Buy | HAMPTON ROADS BANKSHARES INC | $9,874,000 | +32.2% | 5,516,087 | +30.7% | 0.52% | +6.2% |
| PSTB | Buy | PARK STERLING CORP | $9,837,000 | +12.1% | 1,387,377 | +5.4% | 0.51% | -10.0% |
| LB | New | L BRANDS INC | $9,593,000 | – | 142,889 | +100.0% | 0.50% | – |
| M | Sell | MACYS INC | $9,547,000 | -25.8% | 284,064 | -2.6% | 0.50% | -40.4% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $9,381,000 | +10.6% | 127,553 | -4.0% | 0.49% | -11.2% |
| USB | Sell | US BANCORP DEL | $8,954,000 | -3.1% | 222,008 | -2.5% | 0.47% | -22.1% |
| MS | Sell | MORGAN STANLEY | $8,658,000 | +3.0% | 333,250 | -0.9% | 0.45% | -17.4% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $8,453,000 | -23.6% | 81,156 | -24.9% | 0.44% | -38.6% |
| ADS | New | ALLIANCE DATA SYSTEMS CORP | $8,378,000 | – | 42,760 | +100.0% | 0.44% | – |
| DEO | Sell | DIAGEO P L Cspon adr new | $8,037,000 | +3.6% | 71,202 | -1.0% | 0.42% | -16.8% |
| BA | Sell | BOEING CO | $7,864,000 | -1.1% | 60,551 | -3.3% | 0.41% | -20.5% |
| AMGN | Sell | AMGEN INC | $7,850,000 | -1.0% | 51,593 | -2.5% | 0.41% | -20.5% |
| ZION | Buy | ZIONS BANCORPORATIONput | $7,640,000 | +129.6% | 304,000 | +121.1% | 0.40% | +83.9% |
| SFST | Buy | SOUTHERN FIRST BANCSHARES IN | $7,620,000 | +37.1% | 316,182 | +38.9% | 0.40% | +9.9% |
| UA | New | UNDER ARMOUR INCcl c | $7,581,000 | – | 208,258 | +100.0% | 0.40% | – |
| KN | KNOWLES CORP | $7,304,000 | +3.8% | 533,888 | 0.0% | 0.38% | -16.6% | |
| TGI | New | TRIUMPH GROUP INC NEW | $7,198,000 | – | 449,904 | +100.0% | 0.38% | – |
| RPM | Sell | RPM INTL INC | $7,057,000 | -22.1% | 141,277 | -26.2% | 0.37% | -37.4% |
| RIO | Buy | RIO TINTO PLCsponsored adr | $6,979,000 | +15.0% | 222,959 | +3.8% | 0.36% | -7.6% |
| ABCB | Buy | AMERIS BANCORP | $6,948,000 | +21.3% | 233,934 | +20.8% | 0.36% | -2.7% |
| ASBB | ASB BANCORP INC N C | $6,794,000 | +1.2% | 276,970 | 0.0% | 0.36% | -18.8% | |
| ORRF | Buy | ORRSTOWN FINL SVCS INC | $6,788,000 | +35.7% | 376,059 | +30.2% | 0.36% | +9.2% |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $6,509,000 | – | 30 | +100.0% | 0.34% | – |
| BFB | Sell | BROWN FORMAN CORPcl b | $6,273,000 | -19.5% | 62,877 | -20.5% | 0.33% | -35.3% |
| SONA | Buy | SOUTHERN NATL BANCORP OF VA | $6,278,000 | +72.0% | 516,697 | +68.8% | 0.33% | +38.4% |
| COWN | Buy | COWEN GROUP INC NEWcl a | $6,250,000 | -5.9% | 2,111,504 | +21.1% | 0.33% | -24.3% |
| FARM | Sell | FARMER BROS CO | $6,246,000 | +4.3% | 194,813 | -9.3% | 0.33% | -16.2% |
| HEOP | HERITAGE OAKS BANCORP | $5,915,000 | +1.9% | 744,976 | 0.0% | 0.31% | -18.3% | |
| EQBK | Buy | EQUITY BANCSHARES INC | $5,921,000 | +182.0% | 267,423 | +167.4% | 0.31% | +125.5% |
| KS | KAPSTONE PAPER & PACKAGING C | $5,897,000 | -6.1% | 453,237 | 0.0% | 0.31% | -24.5% | |
| EVBN | Buy | EVANS BANCORP INC | $5,903,000 | +78.9% | 239,570 | +77.2% | 0.31% | +43.3% |
| DOOR | Buy | MASONITE INTL CORP NEW | $5,859,000 | +1.1% | 88,591 | +0.2% | 0.31% | -18.8% |
| SCHW | New | SCHWAB CHARLES CORP NEWput | $5,771,000 | – | 228,000 | +100.0% | 0.30% | – |
| MOS | Buy | MOSAIC CO NEW | $5,707,000 | +9.5% | 218,000 | +13.0% | 0.30% | -12.1% |
| LION | Buy | FIDELITY SOUTHERN CORP NEW | $5,684,000 | +28.6% | 362,714 | +31.6% | 0.30% | +3.1% |
| SANW | S&W SEED CO | $5,693,000 | +4.3% | 1,305,842 | 0.0% | 0.30% | -16.3% | |
| AJX | New | GREAT AJAX CORP | $5,587,000 | – | 402,800 | +100.0% | 0.29% | – |
| HTBI | Buy | HOMETRUST BANCSHARES INC | $5,585,000 | +17.0% | 301,904 | +15.9% | 0.29% | -6.1% |
| AFL | New | AFLAC INCput | $5,484,000 | – | 76,000 | +100.0% | 0.29% | – |
| CFCB | CENTRUE FINL CORP NEW | $5,458,000 | 0.0% | 313,654 | 0.0% | 0.28% | -19.7% | |
| OLBK | Buy | OLD LINE BANCSHARES INC | $5,399,000 | +617.0% | 299,966 | +618.6% | 0.28% | +475.5% |
| ALL | Sell | ALLSTATE CORPput | $5,316,000 | -42.4% | 76,000 | -44.5% | 0.28% | -53.7% |
| LBTYA | New | LIBERTY GLOBAL PLC | $5,227,000 | – | 179,871 | +100.0% | 0.27% | – |
| PFF | Sell | ISHARES TRu.s. pfd stk etf | $5,096,000 | -27.3% | 127,759 | -28.9% | 0.27% | -41.7% |
| NTRS | New | NORTHERN TR CORPput | $5,036,000 | – | 76,000 | +100.0% | 0.26% | – |
| SEAS | SEAWORLD ENTMT INC | $4,951,000 | -32.0% | 345,487 | 0.0% | 0.26% | -45.2% | |
| ACFC | Buy | ATLANTIC COAST FINL CORP | $4,937,000 | +7.4% | 825,547 | +8.5% | 0.26% | -13.7% |
| NDAQ | Buy | NASDAQ INCput | $4,915,000 | +7.3% | 76,000 | +10.1% | 0.26% | -13.8% |
| ICAD | ICAD INC | $4,881,000 | +2.3% | 935,037 | 0.0% | 0.26% | -17.7% | |
| CNOB | Buy | CONNECTONE BANCORP INC NEW | $4,856,000 | +6.5% | 309,513 | +11.0% | 0.25% | -14.5% |
| SGBK | Buy | STONEGATE BK FT LAUDERDALE F | $4,834,000 | +8.3% | 149,804 | +0.6% | 0.25% | -12.8% |
| BREW | CRAFT BREW ALLIANCE INC | $4,798,000 | +40.0% | 416,523 | 0.0% | 0.25% | +12.6% | |
| CMCO | COLUMBUS MCKINNON CORP N Y | $4,733,000 | -10.2% | 334,519 | 0.0% | 0.25% | -28.0% | |
| CBPX | Buy | CONTINENTAL BLDG PRODS INC | $4,566,000 | +51.2% | 205,420 | +26.3% | 0.24% | +21.9% |
| STT | Sell | STATE STR CORPput | $4,098,000 | -32.0% | 76,000 | -26.2% | 0.21% | -45.4% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $4,043,000 | +263.9% | 27,929 | +256.5% | 0.21% | +193.1% |
| TFI | Sell | SPDR SER TRnuvn brcly muni | $4,016,000 | -30.5% | 79,388 | -32.2% | 0.21% | -44.1% |
| MXL | Sell | MAXLINEAR INCcl a | $3,972,000 | -40.5% | 220,925 | -38.8% | 0.21% | -52.2% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $3,934,000 | +293.8% | 310,501 | +293.2% | 0.21% | +216.9% |
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD | $3,903,000 | +0.8% | 58,122 | +23.3% | 0.20% | -19.0% |
| IVZ | New | INVESCO LTDcall | $3,882,000 | – | 152,000 | +100.0% | 0.20% | – |
| SLCT | Buy | SELECT BANCORP INC NEW | $3,857,000 | +33.9% | 477,316 | +32.6% | 0.20% | +8.0% |
| FLL | FULL HOUSE RESORTS INC | $3,813,000 | +40.3% | 1,887,619 | 0.0% | 0.20% | +12.4% | |
| AIRM | Buy | AIR METHODS CORP | $3,792,000 | +2.0% | 105,824 | +3.1% | 0.20% | -18.2% |
| EXPE | Buy | EXPEDIA INC DEL | $3,653,000 | +7.8% | 34,368 | +9.3% | 0.19% | -13.2% |
| HZN | Buy | HORIZON GLOBAL CORP | $3,605,000 | -0.4% | 317,654 | +10.4% | 0.19% | -20.0% |
| PGTI | Sell | PGT INC | $3,527,000 | +4.0% | 342,455 | -0.7% | 0.18% | -16.7% |
| BKMU | BANK MUTUAL CORP NEW | $3,529,000 | +1.5% | 459,457 | 0.0% | 0.18% | -18.6% | |
| LE | LANDS END INC NEW | $3,327,000 | -35.6% | 202,628 | 0.0% | 0.17% | -48.2% | |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $3,312,000 | +410.3% | 223,322 | +402.9% | 0.17% | +311.9% |
| FFWM | Buy | FIRST FNDTN INC | $3,305,000 | +34.1% | 153,698 | +39.9% | 0.17% | +8.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $3,277,000 | +363.5% | 15,643 | +354.7% | 0.17% | +271.7% |
| BWFG | Buy | BANKWELL FINL GROUP INC | $3,220,000 | +25.2% | 145,950 | +11.0% | 0.17% | +0.6% |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $3,116,000 | – | 55,711 | +100.0% | 0.16% | – |
| CMA | Sell | COMERICA INCput | $3,126,000 | -19.9% | 76,000 | -26.2% | 0.16% | -35.8% |
| KMI | Sell | KINDER MORGAN INC DEL | $3,063,000 | +2.2% | 163,626 | -2.5% | 0.16% | -17.9% |
| CFG | New | CITIZENS FINL GROUP INCcall | $3,037,000 | – | 152,000 | +100.0% | 0.16% | – |
| EBS | Sell | EMERGENT BIOSOLUTIONS INC | $3,025,000 | -35.8% | 107,577 | -17.0% | 0.16% | -48.5% |
| OCFC | Sell | OCEANFIRST FINL CORP | $3,033,000 | -23.4% | 166,926 | -25.4% | 0.16% | -38.5% |
| PYPL | New | PAYPAL HLDGS INC | $2,986,000 | – | 81,779 | +100.0% | 0.16% | – |
| TSLX | Sell | TPG SPECIALTY LENDING INC | $2,919,000 | -27.6% | 175,752 | -29.7% | 0.15% | -41.6% |
| FBMS | Buy | FIRST BANCSHARES INC MS | $2,918,000 | +32.5% | 168,950 | +19.9% | 0.15% | +6.3% |
| DXLG | Buy | DESTINATION XL GROUP INC | $2,916,000 | +0.2% | 638,111 | +13.4% | 0.15% | -19.6% |
| SBCF | Buy | SEACOAST BKG CORP FLA | $2,896,000 | +30.4% | 178,348 | +26.8% | 0.15% | +4.9% |
| FCCO | Buy | FIRST CMNTY CORP S C | $2,838,000 | +3.5% | 202,870 | +6.7% | 0.15% | -16.9% |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $2,812,000 | – | 187,495 | +100.0% | 0.15% | – |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID F | $2,787,000 | +422.9% | 383,928 | +440.0% | 0.15% | +317.1% |
| HDSN | Sell | HUDSON TECHNOLOGIES INC | $2,787,000 | +8.2% | 774,146 | -1.4% | 0.15% | -13.1% |
| CSTE | New | CAESARSTONE LTD | $2,775,000 | – | 79,843 | +100.0% | 0.14% | – |
| CSTM | Sell | CONSTELLIUM NVcl a | $2,730,000 | -10.7% | 582,088 | -1.2% | 0.14% | -28.1% |
| PTY | New | PIMCO CORPORATE & INCOME OPP | $2,703,000 | – | 191,859 | +100.0% | 0.14% | – |
| DOW | Sell | DOW CHEM CO | $2,675,000 | -4.0% | 53,811 | -1.8% | 0.14% | -22.7% |
| ZG | New | ZILLOW GROUP INCcl a | $2,623,000 | – | 71,578 | +100.0% | 0.14% | – |
| TFSL | Sell | TFS FINL CORP | $2,601,000 | -31.9% | 151,050 | -31.3% | 0.14% | -45.4% |
| FISI | Buy | FINANCIAL INSTNS INC | $2,584,000 | +39.3% | 99,124 | +55.3% | 0.14% | +11.6% |
| CARO | Buy | CAROLINA FINL CORP NEW | $2,538,000 | +16.6% | 135,865 | +15.9% | 0.13% | -6.3% |
| WFBI | Sell | WASHINGTONFIRST BANKSHARES I | $2,550,000 | -8.0% | 118,015 | -7.0% | 0.13% | -26.1% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $2,532,000 | +272.9% | 194,474 | +258.6% | 0.13% | +200.0% |
| UBSH | Sell | UNION BANKSHARES CORP NEW | $2,491,000 | -26.9% | 100,820 | -27.1% | 0.13% | -41.4% |
| SNBC | Buy | SUN BANCORP INC | $2,402,000 | +22.8% | 116,284 | +23.1% | 0.13% | -0.8% |
| PSGLQ | PERFORMANCE SPORTS GROUP LTD | $2,295,000 | -5.7% | 765,000 | 0.0% | 0.12% | -24.1% | |
| CMG | New | CHIPOTLE MEXICAN GRILL INC | $2,268,000 | – | 5,631 | +100.0% | 0.12% | – |
| STBZ | Buy | STATE BK FINL CORP | $2,200,000 | +10.1% | 108,091 | +6.9% | 0.12% | -11.5% |
| XRAY | Buy | DENTSPLY SIRONA INC | $2,198,000 | +0.8% | 35,424 | +0.1% | 0.12% | -19.0% |
| RNP | New | COHEN & STEERS REIT & PFD IN | $2,207,000 | – | 107,454 | +100.0% | 0.12% | – |
| AMTD | New | TD AMERITRADE HLDG CORPput | $2,164,000 | – | 76,000 | +100.0% | 0.11% | – |
| FBNC | Buy | FIRST BANCORP N C | $2,096,000 | -2.8% | 119,213 | +4.2% | 0.11% | -21.4% |
| LOB | Sell | LIVE OAK BANCSHARES INC | $2,107,000 | -19.4% | 149,324 | -14.3% | 0.11% | -35.3% |
| ABB | Sell | ABB LTDsponsored adr | $2,077,000 | -27.4% | 104,761 | -28.8% | 0.11% | -41.4% |
| SAMG | SILVERCREST ASSET MGMT GROUPcl a | $2,075,000 | -3.9% | 169,504 | 0.0% | 0.11% | -22.9% | |
| LABL | Sell | MULTI COLOR CORP | $2,027,000 | -77.6% | 31,973 | -81.2% | 0.11% | -82.0% |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $2,012,000 | – | 254,645 | +100.0% | 0.10% | – |
| UL | Sell | UNILEVER PLCspon adr new | $2,012,000 | -24.9% | 41,999 | -29.1% | 0.10% | -39.7% |
| HYG | New | ISHARES TRiboxx hi yd etf | $1,999,000 | – | 23,600 | +100.0% | 0.10% | – |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $1,963,000 | -24.6% | 45,301 | -29.4% | 0.10% | -39.1% |
| PBNC | New | PARAGON COML CORP | $1,956,000 | – | 55,890 | +100.0% | 0.10% | – |
| NGG | Sell | NATIONAL GRID PLCspon adr new | $1,960,000 | -34.6% | 26,376 | -37.1% | 0.10% | -47.7% |
| UNTY | New | UNITY BANCORP INC | $1,928,000 | – | 151,705 | +100.0% | 0.10% | – |
| PGC | Sell | PEAPACK-GLADSTONE FINL CORP | $1,923,000 | -4.6% | 103,868 | -12.9% | 0.10% | -23.7% |
| NHLD | Sell | NATIONAL HOLDINGS CORP | $1,871,000 | -3.3% | 623,568 | -22.9% | 0.10% | -22.2% |
| RLOGQ | RAND LOGISTICS INC | $1,860,000 | +8.4% | 1,806,091 | 0.0% | 0.10% | -13.4% | |
| SAP | Sell | SAP SEspon adr | $1,845,000 | -34.5% | 24,597 | -29.7% | 0.10% | -47.5% |
| AVD | Sell | AMERICAN VANGUARD CORP | $1,813,000 | -7.2% | 120,000 | -3.1% | 0.10% | -25.2% |
| IDSY | Sell | I D SYSTEMS INC | $1,781,000 | +4.5% | 370,196 | -5.8% | 0.09% | -16.2% |
| IIM | New | INVESCO VALUE MUN INCOME TR | $1,756,000 | – | 98,932 | +100.0% | 0.09% | – |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $1,739,000 | -19.7% | 31,062 | -29.4% | 0.09% | -35.5% |
| BP | Sell | BP PLCsponsored adr | $1,739,000 | -15.5% | 48,975 | -28.2% | 0.09% | -32.1% |
| LILAK | New | LIBERTY GLOBAL PLC | $1,710,000 | – | 52,620 | +100.0% | 0.09% | – |
| SNY | Sell | SANOFIsponsored adr | $1,682,000 | -26.2% | 40,202 | -29.1% | 0.09% | -40.5% |
| HEIA | Sell | HEICO CORP NEWcl a | $1,691,000 | +7.6% | 31,527 | -4.5% | 0.09% | -13.7% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $1,687,000 | -11.5% | 20,434 | -22.4% | 0.09% | -29.0% |
| HTBK | Buy | HERITAGE COMMERCE CORP | $1,668,000 | +17.5% | 158,448 | +11.7% | 0.09% | -5.4% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $1,643,000 | -29.3% | 62,654 | -29.4% | 0.09% | -43.0% |
| TRUP | New | TRUPANION INC | $1,642,000 | – | 123,955 | +100.0% | 0.09% | – |
| SHBI | Sell | SHORE BANCSHARES INC | $1,621,000 | -31.5% | 137,975 | -30.1% | 0.08% | -44.8% |
| VEA | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $1,573,000 | -1.5% | 44,497 | 0.0% | 0.08% | -21.2% | |
| CENTA | Buy | CENTRAL GARDEN & PET COcl a non-vtg | $1,542,000 | +86.9% | 71,033 | +40.2% | 0.08% | +50.0% |
| PEBO | Buy | PEOPLES BANCORP INC | $1,523,000 | +100.9% | 69,909 | +80.3% | 0.08% | +63.3% |
| AMG | AFFILIATED MANAGERS GROUP | $1,528,000 | -13.3% | 10,856 | 0.0% | 0.08% | -30.4% | |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $1,508,000 | +163.6% | 300,329 | +160.8% | 0.08% | +113.5% |
| IVW | ISHARES TRs&p 500 grwt etf | $1,508,000 | +0.6% | 12,938 | 0.0% | 0.08% | -19.4% | |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,518,000 | +9.4% | 27,184 | +12.0% | 0.08% | -12.2% |
| OPB | Sell | OPUS BK IRVINE CALIF | $1,502,000 | -68.0% | 44,430 | -67.8% | 0.08% | -74.4% |
| HMC | Sell | HONDA MOTOR LTD | $1,502,000 | -34.0% | 59,265 | -28.8% | 0.08% | -47.3% |
| ASTE | Sell | ASTEC INDS INC | $1,470,000 | +11.7% | 26,175 | -7.2% | 0.08% | -10.5% |
| MLVF | MALVERN BANCORP INC | $1,444,000 | -2.6% | 92,571 | 0.0% | 0.08% | -21.9% | |
| CGNX | COGNEX CORP | $1,396,000 | +10.6% | 32,390 | 0.0% | 0.07% | -11.0% | |
| MN | Sell | MANNING & NAPIER INCcl a | $1,388,000 | -30.6% | 146,120 | -41.1% | 0.07% | -43.8% |
| PFN | New | PIMCO INCOME STRATEGY FUND I | $1,385,000 | – | 150,568 | +100.0% | 0.07% | – |
| BECN | Sell | BEACON ROOFING SUPPLY INC | $1,385,000 | +3.6% | 30,450 | -6.6% | 0.07% | -17.2% |
| BDE | Sell | BLACK DIAMOND INC | $1,362,000 | -42.6% | 328,892 | -37.3% | 0.07% | -53.9% |
| E | Sell | ENI S P Asponsored adr | $1,352,000 | -24.8% | 41,757 | -29.8% | 0.07% | -39.3% |
| RL | New | RALPH LAUREN CORPcl a | $1,344,000 | – | 15,000 | +100.0% | 0.07% | – |
| HTD | Buy | HANCOCK JOHN TAX-ADV DIV INC | $1,332,000 | +53.5% | 53,434 | +40.4% | 0.07% | +25.0% |
| PBIB | PORTER BANCORP INC | $1,347,000 | +25.7% | 886,164 | 0.0% | 0.07% | 0.0% | |
| CUK | New | CARNIVAL PLCadr | $1,276,000 | – | 28,469 | +100.0% | 0.07% | – |
| IQI | New | INVESCO QUALITY MUNI INC TRS | $1,275,000 | – | 92,259 | +100.0% | 0.07% | – |
| LYG | Sell | LLOYDS BANKING GROUP PLCsponsored adr | $1,285,000 | -25.0% | 432,478 | -0.3% | 0.07% | -40.2% |
| SYT | Sell | SYNGENTA AGsponsored adr | $1,255,000 | -35.2% | 16,334 | -30.1% | 0.07% | -47.6% |
| MFD | New | MACQUARIE FT TR GB INF UT DI | $1,268,000 | – | 102,061 | +100.0% | 0.07% | – |
| TEF | Sell | TELEFONICA S Asponsored adr | $1,262,000 | -40.2% | 133,040 | -29.8% | 0.07% | -51.8% |
| VRSK | VERISK ANALYTICS INC | $1,259,000 | +1.5% | 15,528 | 0.0% | 0.07% | -18.5% | |
| GRFS | New | GRIFOLS S Asp adr rep b nvt | $1,249,000 | – | 74,994 | +100.0% | 0.06% | – |
| AT | New | ATLANTIC PWR CORP | $1,240,000 | – | 500,000 | +100.0% | 0.06% | – |
| FSS | Buy | FEDERAL SIGNAL CORP | $1,216,000 | -1.2% | 94,402 | +1.7% | 0.06% | -20.0% |
| BDC | Sell | BELDEN INC | $1,200,000 | -1.8% | 19,875 | -0.2% | 0.06% | -20.3% |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $1,195,000 | – | 114,791 | +100.0% | 0.06% | – |
| CAJ | Sell | CANON INCsponsored adr | $1,177,000 | -32.7% | 41,160 | -29.8% | 0.06% | -46.5% |
| GLQ | New | CLOUGH GLOBAL EQUITY FD | $1,146,000 | – | 107,039 | +100.0% | 0.06% | – |
| AHTPRECL | Buy | ASHFORD HOSPITALITY TR INC9% cum pfd ser e | $1,126,000 | +12.5% | 44,120 | +5.3% | 0.06% | -9.2% |
| ABMD | Buy | ABIOMED INC | $1,115,000 | +15.9% | 10,200 | +0.5% | 0.06% | -7.9% |
| FRGI | FIESTA RESTAURANT GROUP INC | $1,093,000 | -33.5% | 50,134 | 0.0% | 0.06% | -46.7% | |
| SEAS | New | SEAWORLD ENTMT INCcall | $1,075,000 | – | 75,000 | +100.0% | 0.06% | – |
| PFMT | PERFORMANT FINL CORP | $1,064,000 | -4.7% | 656,839 | 0.0% | 0.06% | -23.3% | |
| NBTB | NBT BANCORP INC | $1,053,000 | +6.3% | 36,780 | 0.0% | 0.06% | -14.1% | |
| CHCT | New | COMMUNITY HEALTHCARE TR INC | $1,050,000 | – | 49,684 | +100.0% | 0.06% | – |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $1,028,000 | – | 169,835 | +100.0% | 0.05% | – |
| WLL | Sell | WHITING PETE CORP NEW | $1,023,000 | -15.9% | 110,500 | -27.6% | 0.05% | -32.9% |
| NZF | New | NUVEEN ENHANCED MUN CREDIT O | $1,004,000 | – | 63,052 | +100.0% | 0.05% | – |
| E103PS | New | WESTERN ASSET EMRG MKT INCM | $997,000 | – | 91,985 | +100.0% | 0.05% | – |
| ENLC | New | ENLINK MIDSTREAM LLCcall | $981,000 | – | 59,000 | +100.0% | 0.05% | – |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY | $951,000 | – | 66,256 | +100.0% | 0.05% | – |
| RMRM | Sell | RMR REAL ESTATE INCOME FUND | $957,000 | -23.9% | 44,698 | -31.4% | 0.05% | -39.0% |
| IFN | Buy | INDIA FD INC | $955,000 | +69.0% | 39,288 | +59.6% | 0.05% | +35.1% |
| DCMYY | Sell | NTT DOCOMO INCspons adr | $963,000 | -17.3% | 35,653 | -30.3% | 0.05% | -34.2% |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $954,000 | – | 66,297 | +100.0% | 0.05% | – |
| IWM | Sell | ISHARES TRrussell 2000 etf | $938,000 | -7.0% | 8,165 | -10.5% | 0.05% | -25.8% |
| VIAB | Sell | VIACOM INC NEWcl b | $937,000 | -79.4% | 22,604 | -79.5% | 0.05% | -83.4% |
| PEBK | Buy | PEOPLES BANCORP N C INC | $918,000 | +52.2% | 46,800 | +44.4% | 0.05% | +23.1% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $912,000 | +14.7% | 67,840 | +12.4% | 0.05% | -7.7% |
| VBTX | New | VERITEX HLDGS INC | $911,000 | – | 56,890 | +100.0% | 0.05% | – |
| USG | Sell | U S G CORP | $921,000 | -24.1% | 34,171 | -30.2% | 0.05% | -39.2% |
| CHL | Sell | CHINA MOBILE LIMITEDsponsored adr | $920,000 | -26.5% | 15,880 | -29.6% | 0.05% | -40.7% |
| CCJ | New | CAMECO CORP | $896,000 | – | 81,710 | +100.0% | 0.05% | – |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $894,000 | -20.9% | 26,023 | -21.1% | 0.05% | -36.5% |
| SHPG | New | SHIRE PLCsponsored adr | $896,000 | – | 4,867 | +100.0% | 0.05% | – |
| IWV | Sell | ISHARES TRrussell 3000 etf | $857,000 | -2.3% | 6,910 | -4.8% | 0.04% | -21.1% |
| ROL | ROLLINS INC | $868,000 | +8.0% | 29,650 | 0.0% | 0.04% | -13.5% | |
| OSBC | Buy | OLD SECOND BANCORP INC ILL | $836,000 | +5.7% | 122,370 | +10.9% | 0.04% | -13.7% |
| MO | New | ALTRIA GROUP INC | $833,000 | – | 12,075 | +100.0% | 0.04% | – |
| LVS | Sell | LAS VEGAS SANDS CORP | $829,000 | -24.2% | 19,077 | -9.7% | 0.04% | -39.4% |
| PJP | New | POWERSHARES ETF TRUSTdyn phrma port | $818,000 | – | 12,911 | +100.0% | 0.04% | – |
| PFL | New | PIMCO INCOME STRATEGY FUND | $826,000 | – | 80,471 | +100.0% | 0.04% | – |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $827,000 | +5.4% | 67,312 | -0.1% | 0.04% | -15.7% |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $781,000 | – | 63,341 | +100.0% | 0.04% | – |
| IBB | New | ISHARES TRnasdq biotec etf | $792,000 | – | 3,077 | +100.0% | 0.04% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $790,000 | – | 43,036 | +100.0% | 0.04% | – |
| VNQ | New | VANGUARD INDEX FDSreit etf | $737,000 | – | 8,309 | +100.0% | 0.04% | – |
| ERIC | New | ERICSSONadr b sek 10 | $741,000 | – | 96,525 | +100.0% | 0.04% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $730,000 | +14.8% | 6,018 | +2.3% | 0.04% | -7.3% |
| BAC | New | BANK AMER CORP | $725,000 | – | 54,668 | +100.0% | 0.04% | – |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $700,000 | +165.2% | 95,323 | +179.9% | 0.04% | +117.6% |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $700,000 | – | 32,715 | +100.0% | 0.04% | – |
| ECYT | ENDOCYTE INC | $699,000 | +3.6% | 217,885 | 0.0% | 0.04% | -15.9% | |
| LBRDA | New | LIBERTY BROADBAND CORP | $681,000 | – | 11,460 | +100.0% | 0.04% | – |
| MHN | New | BLACKROCK MUNIHLDGS NY QLTY | $662,000 | – | 43,160 | +100.0% | 0.04% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $672,000 | +3.2% | 3,192 | +1.4% | 0.04% | -16.7% |
| NEV | Buy | NUVEEN ENHANCED MUN VALUE FD | $677,000 | +98.5% | 41,317 | +93.5% | 0.04% | +59.1% |
| TTE | Sell | TOTAL S Asponsored adr | $647,000 | -26.2% | 13,470 | -30.2% | 0.03% | -40.4% |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $650,000 | – | 43,098 | +100.0% | 0.03% | – |
| MSF | Buy | MORGAN STANLEY EMER MKTS FD | $627,000 | +132.2% | 47,275 | +131.2% | 0.03% | +83.3% |
| MBB | New | ISHARES TRmbs etf | $627,000 | – | 5,700 | +100.0% | 0.03% | – |
| ZF | New | ZWEIG FD | $629,000 | – | 49,937 | +100.0% | 0.03% | – |
| SAN | Sell | BANCO SANTANDER SAadr | $638,000 | -33.2% | 162,669 | -25.7% | 0.03% | -46.8% |
| GAM | Buy | GENERAL AMERN INVS INC | $587,000 | +192.0% | 19,030 | +195.8% | 0.03% | +138.5% |
| FB | Buy | FACEBOOK INCcl a | $584,000 | +3.0% | 5,112 | +2.9% | 0.03% | -16.2% |
| TY | New | TRI CONTL CORP | $576,000 | – | 28,060 | +100.0% | 0.03% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $566,000 | – | 2,079 | +100.0% | 0.03% | – |
| XOM | Buy | EXXON MOBIL CORP | $570,000 | +24.5% | 6,083 | +11.0% | 0.03% | 0.0% |
| KR | KROGER CO | $551,000 | -3.8% | 14,976 | 0.0% | 0.03% | -21.6% | |
| DV | Sell | DEVRY ED GROUP INC | $552,000 | -30.5% | 30,950 | -32.6% | 0.03% | -44.2% |
| QGEN | New | QIAGEN NV | $559,000 | – | 25,666 | +100.0% | 0.03% | – |
| HMST | New | HOMESTREET INC | $554,000 | – | 27,797 | +100.0% | 0.03% | – |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $539,000 | -32.1% | 31,616 | -34.4% | 0.03% | -46.2% |
| WFC | Sell | WELLS FARGO & CO NEW | $543,000 | -14.4% | 11,478 | -12.3% | 0.03% | -31.7% |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $524,000 | – | 50,071 | +100.0% | 0.03% | – |
| SBUX | Buy | STARBUCKS CORP | $524,000 | -3.1% | 9,174 | +1.3% | 0.03% | -22.9% |
| NUV | New | NUVEEN MUN VALUE FD INC | $519,000 | – | 47,988 | +100.0% | 0.03% | – |
| NNY | Buy | NUVEEN NY MUN VALUE FD | $526,000 | +128.7% | 50,484 | +121.7% | 0.03% | +80.0% |
| SAR | Sell | SARATOGA INVT CORP | $522,000 | -21.1% | 30,886 | -26.9% | 0.03% | -37.2% |
| MSFT | Buy | MICROSOFT CORP | $515,000 | +5.3% | 10,058 | +13.6% | 0.03% | -15.6% |
| PFE | Sell | PFIZER INC | $525,000 | +6.9% | 14,909 | -10.0% | 0.03% | -15.6% |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $520,000 | – | 34,297 | +100.0% | 0.03% | – |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $510,000 | – | 37,126 | +100.0% | 0.03% | – |
| KF | Buy | KOREA FD | $508,000 | +13.1% | 15,714 | +13.8% | 0.03% | -6.9% |
| ACXM | ACXIOM CORP | $518,000 | +2.6% | 23,556 | 0.0% | 0.03% | -18.2% | |
| PCYO | PURECYCLE CORP | $504,000 | +4.3% | 107,000 | 0.0% | 0.03% | -16.1% | |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $494,000 | – | 52,977 | +100.0% | 0.03% | – |
| PEP | Sell | PEPSICO INC | $504,000 | +1.4% | 4,753 | -1.9% | 0.03% | -18.8% |
| ORCL | Buy | ORACLE CORP | $498,000 | +1.6% | 12,179 | +1.7% | 0.03% | -18.8% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $492,000 | +17.1% | 7,546 | +9.6% | 0.03% | -3.7% |
| T | Buy | AT&T INC | $485,000 | +20.9% | 11,212 | +9.5% | 0.02% | -3.8% |
| DVY | New | ISHARES TRselect divid etf | $471,000 | – | 5,527 | +100.0% | 0.02% | – |
| FHY | New | FIRST TR STRATEGIC HIGH INC | $483,000 | – | 40,409 | +100.0% | 0.02% | – |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $460,000 | +48.9% | 49,691 | +41.0% | 0.02% | +20.0% |
| AEF | New | ABERDEEN CHILE FD INC | $462,000 | – | 73,991 | +100.0% | 0.02% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $462,000 | – | 29,827 | +100.0% | 0.02% | – |
| NRO | New | NEUBERGER BERMAN RE ES SEC F | $457,000 | – | 80,500 | +100.0% | 0.02% | – |
| BKK | New | BLACKROCK MUN 2020 TERM TR | $467,000 | – | 28,573 | +100.0% | 0.02% | – |
| BWG | New | LEGG MASON BW GLB INC OPP FD | $446,000 | – | 34,440 | +100.0% | 0.02% | – |
| VOD | Sell | VODAFONE GROUP PLC NEWspnsr adr | $444,000 | -56.0% | 14,408 | -54.2% | 0.02% | -65.2% |
| CELG | Sell | CELGENE CORP | $444,000 | -1.6% | 4,502 | -0.2% | 0.02% | -20.7% |
| DIS | Buy | DISNEY WALT CO | $435,000 | +1.9% | 4,453 | +3.7% | 0.02% | -17.9% |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $435,000 | – | 17,984 | +100.0% | 0.02% | – |
| TTF | New | THAI FD INC | $440,000 | – | 55,684 | +100.0% | 0.02% | – |
| JHS | New | HANCOCK JOHN INCOME SECS TR | $417,000 | – | 28,782 | +100.0% | 0.02% | – |
| JPW | New | NUVEEN FLEXIBLE INVT INCOME | $398,000 | – | 25,156 | +100.0% | 0.02% | – |
| VIG | VANGUARD SPECIALIZED PORTFOLdiv app etf | $407,000 | +2.5% | 4,887 | 0.0% | 0.02% | -19.2% | |
| HD | Sell | HOME DEPOT INC | $399,000 | -14.7% | 3,123 | -11.0% | 0.02% | -30.0% |
| PAI | Buy | WESTERN ASSET INCOME FD | $410,000 | +168.0% | 28,897 | +156.6% | 0.02% | +110.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $400,000 | +7.2% | 2,833 | -2.1% | 0.02% | -12.5% |
| NSC | Sell | NORFOLK SOUTHERN CORP | $381,000 | -10.6% | 4,477 | -12.6% | 0.02% | -28.6% |
| PBP | Sell | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $383,000 | -78.3% | 18,466 | -78.8% | 0.02% | -82.6% |
| IYF | Buy | ISHARES TRu.s. finls etf | $379,000 | +44.1% | 4,414 | +41.9% | 0.02% | +17.6% |
| BCV | New | BANCROFT FUND LTD | $386,000 | – | 20,645 | +100.0% | 0.02% | – |
| GGT | Sell | GABELLI MULTIMEDIA TR INC | $381,000 | -29.1% | 53,980 | -26.2% | 0.02% | -42.9% |
| ECF | New | ELLSWORTH GROWTH & INCOME FD | $385,000 | – | 48,848 | +100.0% | 0.02% | – |
| DFS | DISCOVER FINL SVCS | $382,000 | +5.2% | 7,136 | 0.0% | 0.02% | -16.7% | |
| LMT | Buy | LOCKHEED MARTIN CORP | $362,000 | +78.3% | 1,458 | +59.2% | 0.02% | +46.2% |
| MCK | Buy | MCKESSON CORP | $357,000 | +20.2% | 1,915 | +1.3% | 0.02% | 0.0% |
| CART | Buy | CAROLINA TR BK LINCOLNTON NC | $355,000 | +491.7% | 60,184 | +491.0% | 0.02% | +375.0% |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $356,000 | – | 23,350 | +100.0% | 0.02% | – |
| SPTI | New | SPDR SERIES TRUSTbrclys inter etf | $342,000 | – | 5,540 | +100.0% | 0.02% | – |
| CSI | New | CUTWATER SELECT INCOME FD | $343,000 | – | 17,311 | +100.0% | 0.02% | – |
| 3106PS | DELPHI AUTOMOTIVE PLC | $342,000 | -16.4% | 5,457 | 0.0% | 0.02% | -33.3% | |
| EOT | New | EATON VANCE NATL MUN OPPORT | $329,000 | – | 14,282 | +100.0% | 0.02% | – |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $326,000 | +1.9% | 9,248 | 0.0% | 0.02% | -19.0% | |
| NBH | New | NEUBERGER BERMAN INTER MUNI | $329,000 | – | 19,607 | +100.0% | 0.02% | – |
| CWB | New | SPDR SERIES TRUSTbrc cnv secs etf | $319,000 | – | 7,283 | +100.0% | 0.02% | – |
| SBI | Buy | WESTERN ASSET INTM MUNI FD I | $320,000 | +190.9% | 30,286 | +184.9% | 0.02% | +142.9% |
| DNIF | New | DIVIDEND & INCOME FUND | $318,000 | – | 29,249 | +100.0% | 0.02% | – |
| VAL | New | VALSPAR CORP | $331,000 | – | 3,062 | +100.0% | 0.02% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $311,000 | – | 23,675 | +100.0% | 0.02% | – |
| MHF | New | WESTERN ASSET MUN HI INCM FD | $297,000 | – | 36,039 | +100.0% | 0.02% | – |
| GLD | New | SPDR GOLD TRUST | $301,000 | – | 2,382 | +100.0% | 0.02% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $305,000 | – | 5,810 | +100.0% | 0.02% | – |
| NRK | Sell | NUVEEN NY AMT FREE MUN INCOM | $296,000 | -64.8% | 20,777 | -66.8% | 0.02% | -72.7% |
| ANTM | Buy | ANTHEM INC | $279,000 | +22.9% | 2,126 | +30.3% | 0.02% | 0.0% |
| BFO | New | BLACKROCK FLA MUN 2020 TERM | $280,000 | – | 18,507 | +100.0% | 0.02% | – |
| NLSN | Sell | NIELSEN HLDGS PLC | $292,000 | -3.3% | 5,612 | -2.1% | 0.02% | -25.0% |
| NIQ | New | NUVEEN INT DUR QUAL MUN TRM | $287,000 | – | 20,832 | +100.0% | 0.02% | – |
| KBWB | POWERSHARES ETF TR IIkbw bk port | $294,000 | +1.0% | 8,800 | 0.0% | 0.02% | -21.1% | |
| GLV | Sell | CLOUGH GLOBAL ALLOCATION FD | $296,000 | -49.9% | 25,341 | -50.2% | 0.02% | -60.5% |
| MAV | New | PIONEER MUN HIGH INCOME ADV | $296,000 | – | 21,009 | +100.0% | 0.02% | – |
| AMZN | AMAZON COM INC | $292,000 | +20.7% | 408 | 0.0% | 0.02% | -6.2% | |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $259,000 | +28.9% | 30,245 | +21.5% | 0.01% | +7.7% |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $274,000 | – | 27,848 | +100.0% | 0.01% | – |
| GE | Sell | GENERAL ELECTRIC CO | $273,000 | -16.5% | 8,683 | -15.6% | 0.01% | -33.3% |
| HON | Buy | HONEYWELL INTL INC | $274,000 | +10.5% | 2,357 | +6.2% | 0.01% | -12.5% |
| VLT | New | INVESCO HIGH INCOME TR II | $262,000 | – | 19,014 | +100.0% | 0.01% | – |
| PZC | New | PIMCO CALIF MUN INCOME FD II | $269,000 | – | 21,900 | +100.0% | 0.01% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $276,000 | +10.0% | 4,453 | +5.1% | 0.01% | -12.5% |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $273,000 | – | 19,323 | +100.0% | 0.01% | – |
| AFL | Sell | AFLAC INC | $272,000 | -96.4% | 3,764 | -96.9% | 0.01% | -97.2% |
| AGC | New | ADVENT CLAY CONV SEC INC FD | $275,000 | – | 49,755 | +100.0% | 0.01% | – |
| NPP | New | NUVEEN PERFORMANCE PLUS MUN | $245,000 | – | 14,822 | +100.0% | 0.01% | – |
| NPV | New | NUVEEN VA PREM INCOME MUN FD | $249,000 | – | 16,728 | +100.0% | 0.01% | – |
| NWL | New | NEWELL BRANDS INC | $244,000 | – | 5,028 | +100.0% | 0.01% | – |
| MRK | Buy | MERCK & CO INC | $242,000 | +13.1% | 4,206 | +4.1% | 0.01% | -7.1% |
| EFF | New | EATON VANCE FLTG RATE INCOM | $249,000 | – | 16,637 | +100.0% | 0.01% | – |
| EMC | Sell | E M C CORP MASS | $255,000 | -10.8% | 9,389 | -12.7% | 0.01% | -31.6% |
| KSM | New | DEUTSCHE STRATEGIC MUN INCOM | $254,000 | – | 17,735 | +100.0% | 0.01% | – |
| WEC | Sell | WEC ENERGY GROUP INC | $246,000 | +5.1% | 3,756 | -3.6% | 0.01% | -13.3% |
| EOD | New | WELLS FARGO GLOBAL DIVIDENDwf global oppty | $250,000 | – | 41,894 | +100.0% | 0.01% | – |
| PCK | New | PIMCO CALIF MUN INCOME FD II | $230,000 | – | 20,820 | +100.0% | 0.01% | – |
| EIV | New | EATON VANCE MUN BD FD II | $238,000 | – | 17,069 | +100.0% | 0.01% | – |
| PM | New | PHILIP MORRIS INTL INC | $233,000 | – | 2,292 | +100.0% | 0.01% | – |
| GILD | New | GILEAD SCIENCES INC | $239,000 | – | 2,870 | +100.0% | 0.01% | – |
| NCA | Sell | NUVEEN CALIF MUN VALUE FD | $204,000 | -8.5% | 18,271 | -9.9% | 0.01% | -26.7% |
| DG | New | DOLLAR GEN CORP NEW | $218,000 | – | 2,317 | +100.0% | 0.01% | – |
| IWD | New | ISHARES TRrus 1000 val etf | $201,000 | – | 1,946 | +100.0% | 0.01% | – |
| NEE | New | NEXTERA ENERGY INC | $211,000 | – | 1,623 | +100.0% | 0.01% | – |
| LDP | Sell | COHEN & STEERS LTD DUR PFD I | $219,000 | -23.4% | 9,000 | -27.6% | 0.01% | -42.1% |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $213,000 | -57.7% | 12,848 | -59.6% | 0.01% | -66.7% |
| EIA | New | EATON VANCE CALIF MUN BD FD | $208,000 | – | 15,336 | +100.0% | 0.01% | – |
| WYNN | Sell | WYNN RESORTS LTD | $201,000 | -36.4% | 2,221 | -34.4% | 0.01% | -47.6% |
| JMT | New | NUVEEN MTG OPPTY TERM FD 2 | $204,000 | – | 9,143 | +100.0% | 0.01% | – |
| UPS | UNITED PARCEL SERVICE INCcl b | $206,000 | +2.0% | 1,917 | 0.0% | 0.01% | -15.4% | |
| PG | New | PROCTER & GAMBLE CO | $208,000 | – | 2,462 | +100.0% | 0.01% | – |
| LOR | Buy | LAZARD WORLD DIVID & INCOME | $213,000 | +19.0% | 23,631 | +19.3% | 0.01% | -8.3% |
| TRV | Buy | TRAVELERS COMPANIES INC | $214,000 | +3.4% | 1,797 | +1.2% | 0.01% | -15.4% |
| SCZ | ISHARES TReafe sml cp etf | $203,000 | -3.3% | 4,210 | 0.0% | 0.01% | -21.4% | |
| VCF | New | DELAWARE INV CO MUN INC FD I | $189,000 | – | 12,034 | +100.0% | 0.01% | – |
| NCB | New | NUVEEN CALIF MUNICPAL VALU F | $192,000 | – | 10,790 | +100.0% | 0.01% | – |
| INB | Sell | COHEN & STEERS GLOBAL INC BL | $184,000 | -50.5% | 21,096 | -50.3% | 0.01% | -58.3% |
| BLW | New | BLACKROCK LTD DURATION INC T | $199,000 | – | 13,068 | +100.0% | 0.01% | – |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $192,000 | +249.1% | 37,540 | +244.4% | 0.01% | +150.0% |
| UBNK | New | UNITED FINL BANCORP INC NEW | $183,000 | – | 14,133 | +100.0% | 0.01% | – |
| NTRS | Sell | NORTHERN TR CORP | $193,000 | -88.9% | 2,910 | -89.1% | 0.01% | -91.2% |
| NXP | New | NUVEEN SELECT TAX FREE INCMsh ben int | $183,000 | – | 11,818 | +100.0% | 0.01% | – |
| KTF | New | DEUTSCHE MUN INCOME | $166,000 | – | 11,490 | +100.0% | 0.01% | – |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $179,000 | -8.2% | 17,119 | -12.7% | 0.01% | -30.8% |
| MZF | Sell | MANAGED DURATION INVT GRD FU | $170,000 | -45.5% | 11,567 | -48.3% | 0.01% | -55.0% |
| NBO | New | NEUBERGER BERMAN NY INT MUN | $172,000 | – | 11,817 | +100.0% | 0.01% | – |
| WEA | Sell | WESTERN ASSET PREMIER BD FD | $160,000 | -15.8% | 12,014 | -20.5% | 0.01% | -33.3% |
| SGF | Sell | ABERDEEN SINGAPORE FD INC | $145,000 | -46.5% | 16,041 | -46.7% | 0.01% | -55.6% |
| NKG | New | NUVEEN GA DIV ADV MUN FD 2 | $157,000 | – | 10,733 | +100.0% | 0.01% | – |
| TKF | Sell | TURKISH INVT FD INC | $160,000 | -24.2% | 18,692 | -18.9% | 0.01% | -42.9% |
| NHS | New | NEUBERGER BERMAN HGH YLD FD | $131,000 | – | 12,009 | +100.0% | 0.01% | – |
| JEQ | New | ABERDEEN JAPAN EQUITY FD INC | $109,000 | – | 14,200 | +100.0% | 0.01% | – |
| LDF | Buy | LATIN AMERN DISCOVERY FD INC | $116,000 | +5.5% | 12,541 | +0.2% | 0.01% | -14.3% |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $117,000 | – | 23,879 | +100.0% | 0.01% | – |
| WEN | Sell | WENDYS CO | $104,000 | -29.3% | 10,792 | -20.3% | 0.01% | -50.0% |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $99,000 | +98.0% | 24,089 | +95.6% | 0.01% | +66.7% |
| MCR | New | MFS CHARTER INCOME TRsh ben int | $101,000 | – | 11,926 | +100.0% | 0.01% | – |
| BGY | Sell | BLACKROCK INTL GRWTH & INC T | $78,000 | -89.0% | 13,493 | -88.8% | 0.00% | -91.3% |
| NOK | Buy | NOKIA CORPsponsored adr | $75,000 | +11.9% | 13,166 | +16.3% | 0.00% | 0.0% |
| GURE | New | GULF RESOURCES INC | $50,000 | – | 32,600 | +100.0% | 0.00% | – |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $65,000 | +71.1% | 22,179 | +68.1% | 0.00% | +50.0% |
| NNA | New | NAVIOS MARITIME ACQUIS CORP | $45,000 | – | 28,900 | +100.0% | 0.00% | – |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $30,000 | – | 1,313 | +100.0% | 0.00% | – |
| STT | New | STATE STR CORP | $36,000 | – | 669 | +100.0% | 0.00% | – |
| DAC | New | DANAOS CORPORATION | $39,000 | – | 14,400 | +100.0% | 0.00% | – |
| UTSI | New | UTSTARCOM HOLDINGS CORP | $46,000 | – | 23,800 | +100.0% | 0.00% | – |
| SCHW | New | SCHWAB CHARLES CORP NEW | $6,000 | – | 238 | +100.0% | 0.00% | – |
| FHN | New | FIRST HORIZON NATL CORP | $0 | – | 442,506 | +100.0% | 0.00% | – |
| BK | New | BANK NEW YORK MELLON CORP | $1,000 | – | 35 | +100.0% | 0.00% | – |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $3,000 | – | 104 | +100.0% | 0.00% | – |
| BBT | New | BB&T CORP | $2,000 | – | 68 | +100.0% | 0.00% | – |
| AIGWS | New | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | 207,685 | +100.0% | 0.00% | – |
| AXP | New | AMERICAN EXPRESS CO | $6,000 | – | 92 | +100.0% | 0.00% | – |
| ZION | New | ZIONS BANCORPORATION | $1,000 | – | 27 | +100.0% | 0.00% | – |
| ALL | New | ALLSTATE CORP | $3,000 | – | 46 | +100.0% | 0.00% | – |
| CMA | New | COMERICA INC | $1,000 | – | 30 | +100.0% | 0.00% | – |
| CRNT | Exit | CERAGON NETWORKS LTDord | $0 | – | -10,880 | -100.0% | -0.00% | – |
| ROIA | Exit | RADIO ONE INCcl a | $0 | – | -23,508 | -100.0% | -0.00% | – |
| NMPRH | Exit | NAVIOS MARITIME HLDGS INCspon adr pfd h | $0 | – | -10,430 | -100.0% | -0.00% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -11,200 | -100.0% | -0.00% | – |
| ROIAK | Exit | RADIO ONE INCcl d non vtg | $0 | – | -54,000 | -100.0% | -0.01% | – |
| GHI | Exit | GLOBAL HIGH INCOME FUND INC | $0 | – | -10,106 | -100.0% | -0.01% | – |
| IRR | Exit | VOYA RISK MANAGED NAT RES FD | $0 | – | -18,100 | -100.0% | -0.01% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -15,756 | -100.0% | -0.01% | – |
| DMF | Exit | DREYFUS MUN INCOME INC | $0 | – | -14,437 | -100.0% | -0.01% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -13,644 | -100.0% | -0.01% | – |
| PMX | Exit | PIMCO MUN INCOME FD III | $0 | – | -11,494 | -100.0% | -0.01% | – |
| LADR | Exit | LADDER CAP CORPcl a | $0 | – | -11,692 | -100.0% | -0.01% | – |
| EVM | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -11,150 | -100.0% | -0.01% | – |
| GPM | Exit | GUGGENHEIM ENHNCD EQTY INCM | $0 | – | -18,530 | -100.0% | -0.01% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -14,544 | -100.0% | -0.01% | – |
| SBW | Exit | WESTERN ASSET WORLDWIDE INCO | $0 | – | -15,676 | -100.0% | -0.01% | – |
| BTA | Exit | BLACKROCK LONG-TERM MUNI ADV | $0 | – | -14,352 | -100.0% | -0.01% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -20,736 | -100.0% | -0.01% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -10,052 | -100.0% | -0.01% | – |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -25,500 | -100.0% | -0.01% | – |
| LGI | Exit | LAZARD GLB TTL RET&INCM FD I | $0 | – | -15,256 | -100.0% | -0.01% | – |
| IDE | Exit | VOYA INFRASTRUCTURE INDLS & | $0 | – | -15,350 | -100.0% | -0.01% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -23,295 | -100.0% | -0.01% | – |
| MXE | Exit | MEXICO EQUITY & INCOME FD | $0 | – | -17,347 | -100.0% | -0.01% | – |
| INF | Exit | BROOKFIELD GLOBL LISTED INFR | $0 | – | -17,752 | -100.0% | -0.01% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -26,456 | -100.0% | -0.01% | – |
| HHC | Exit | HOWARD HUGHES CORP | $0 | – | -1,951 | -100.0% | -0.01% | – |
| OMC | Exit | OMNICOM GROUP INC | $0 | – | -2,406 | -100.0% | -0.01% | – |
| RUSHA | Exit | RUSH ENTERPRISES INCcl a | $0 | – | -10,745 | -100.0% | -0.01% | – |
| JTP | Exit | NUVEEN QUALITY PFD INCOME FD | $0 | – | -26,265 | -100.0% | -0.01% | – |
| CNI | Exit | CANADIAN NATL RY CO | $0 | – | -3,419 | -100.0% | -0.01% | – |
| FGEN | Exit | FIBROGEN INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -15,754 | -100.0% | -0.01% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -805 | -100.0% | -0.01% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -3,662 | -100.0% | -0.01% | – |
| ADSK | Exit | AUTODESK INC | $0 | – | -3,908 | -100.0% | -0.02% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -17,016 | -100.0% | -0.02% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIV INCM | $0 | – | -21,997 | -100.0% | -0.02% | – |
| IMS | Exit | IMS HEALTH HLDGS INC | $0 | – | -9,805 | -100.0% | -0.02% | – |
| MQT | Exit | BLACKROCK MUNIY QUALITY FD I | $0 | – | -20,134 | -100.0% | -0.02% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -3,690 | -100.0% | -0.02% | – |
| NUW | Exit | NUVEEN AMT-FREE MUN VALUE FD | $0 | – | -16,244 | -100.0% | -0.02% | – |
| AMOV | Exit | AMERICA MOVIL SAB DE CV | $0 | – | -18,589 | -100.0% | -0.02% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -4,337 | -100.0% | -0.02% | – |
| CHW | Exit | CALAMOS GBL DYN INCOME FUND | $0 | – | -42,151 | -100.0% | -0.02% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -33,157 | -100.0% | -0.02% | – |
| SMH | Exit | MARKET VECTORS ETF TRsemiconductor | $0 | – | -5,700 | -100.0% | -0.02% | – |
| NMZ | Exit | NUVEEN MUN HIGH INCOME OPP F | $0 | – | -23,841 | -100.0% | -0.02% | – |
| TWC | Exit | TIME WARNER CABLE INC | $0 | – | -1,659 | -100.0% | -0.02% | – |
| DHG | Exit | DEUTSCHE HIGH INCOME OPPORT | $0 | – | -25,478 | -100.0% | -0.02% | – |
| NMO | Exit | NUVEEN MUN MKT OPPORTUNITY F | $0 | – | -23,748 | -100.0% | -0.02% | – |
| NXR | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -23,159 | -100.0% | -0.02% | – |
| PSF | Exit | COHEN & STEERS SLT PFD INCM | $0 | – | -14,712 | -100.0% | -0.02% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -27,744 | -100.0% | -0.02% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -7,255 | -100.0% | -0.02% | – |
| GEF | Exit | GREIF INCcl a | $0 | – | -12,894 | -100.0% | -0.03% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -37,534 | -100.0% | -0.03% | – |
| IIF | Exit | MORGAN STANLEY INDIA INVS FD | $0 | – | -16,915 | -100.0% | -0.03% | – |
| PMO | Exit | PUTNAM MUN OPPORTUNITIES TRsh ben int | $0 | – | -34,969 | -100.0% | -0.03% | – |
| RBSPRTCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref t | $0 | – | -18,971 | -100.0% | -0.03% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -40,432 | -100.0% | -0.03% | – |
| JXI | Exit | ISHARES TRglob utilits etf | $0 | – | -10,897 | -100.0% | -0.03% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INCwf mlt sectr inc | $0 | – | -54,001 | -100.0% | -0.04% | – |
| LENB | Exit | LENNAR CORPcl b | $0 | – | -16,910 | -100.0% | -0.04% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS | $0 | – | -138,403 | -100.0% | -0.05% | – |
| EMF | Exit | TEMPLETON EMERGING MKTS FD I | $0 | – | -71,492 | -100.0% | -0.05% | – |
| PKO | Exit | PIMCO INCOME OPPORTUNITY FD | $0 | – | -38,077 | -100.0% | -0.05% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -39,731 | -100.0% | -0.06% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -83,832 | -100.0% | -0.06% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -103,656 | -100.0% | -0.06% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -127,815 | -100.0% | -0.06% | – |
| CFNL | Exit | CARDINAL FINL CORP | $0 | – | -51,310 | -100.0% | -0.07% | – |
| RNST | Exit | RENASANT CORP | $0 | – | -34,440 | -100.0% | -0.07% | – |
| BPFH | Exit | BOSTON PRIVATE FINL HLDGS IN | $0 | – | -99,605 | -100.0% | -0.07% | – |
| AVNU | Exit | AVENUE FINL HLDGS INC | $0 | – | -62,979 | -100.0% | -0.08% | – |
| ABTX | Exit | ALLEGIANCE BANCSHARES INC | $0 | – | -90,695 | -100.0% | -0.11% | – |
| EMB | Exit | ISHARES TRjp mor em mk etf | $0 | – | -15,236 | -100.0% | -0.11% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -64,332 | -100.0% | -0.11% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV | $0 | – | -126,264 | -100.0% | -0.12% | – |
| JLS | Exit | NUVEEN MTG OPPORTUNITY TERM | $0 | – | -91,315 | -100.0% | -0.13% | – |
| CINF | Exit | CINCINNATI FINL CORP | $0 | – | -31,980 | -100.0% | -0.14% | – |
| BOE | Exit | BLACKROCK GLOBAL OPP EQTY TR | $0 | – | -177,150 | -100.0% | -0.14% | – |
| MSGS | Exit | MADISON SQUARE GARDEN CO NEWcl a | $0 | – | -14,725 | -100.0% | -0.16% | – |
| OZRK | Exit | BANK OF THE OZARKS INC | $0 | – | -69,228 | -100.0% | -0.19% | – |
| PNC | Exit | PNC FINL SVCS GROUP INCput | $0 | – | -34,500 | -100.0% | -0.19% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -253,363 | -100.0% | -0.21% | – |
| TXTR | Exit | TEXTURA CORP | $0 | – | -176,322 | -100.0% | -0.21% | – |
| NBHC | Exit | NATIONAL BK HLDGS CORPcl a | $0 | – | -172,087 | -100.0% | -0.23% | – |
| CVCO | Exit | CAVCO INDS INC DEL | $0 | – | -41,953 | -100.0% | -0.26% | – |
| MMC | Exit | MARSH & MCLENNAN COS INCput | $0 | – | -68,500 | -100.0% | -0.27% | – |
| VALE | Exit | VALE S Aadr | $0 | – | -1,474,121 | -100.0% | -0.30% | – |
| TBK | Exit | TRIUMPH BANCORP INC | $0 | – | -297,590 | -100.0% | -0.31% | – |
| BNCL | Exit | BENEFICIAL BANCORP INC | $0 | – | -372,000 | -100.0% | -0.33% | – |
| LILA | Exit | LIBERTY GLOBAL PLC | $0 | – | -151,020 | -100.0% | -0.34% | – |
| SOCB | Exit | SOUTHCOAST FINANCIAL CORP | $0 | – | -536,474 | -100.0% | -0.46% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -432,685 | -100.0% | -0.49% | – |
| COF | Exit | CAPITAL ONE FINL CORPput | $0 | – | -205,500 | -100.0% | -0.93% | – |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -167,400 | -100.0% | -1.39% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-03
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View Curi RMB Capital, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View Curi RMB Capital, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
View Curi RMB Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.