$1.54 Billion is the total value of Curi RMB Capital, LLC's 620 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 68.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DHR | Sell | DANAHER CORP DEL COM | $30,100,000 | -4.4% | 351,672 | -5.2% | 1.96% | +3.3% |
| JOF | Sell | JAPAN SMALLER CAPTLZTNFD INC Cetf | $28,639,000 | +8.2% | 2,654,248 | -0.3% | 1.87% | +17.0% |
| LBYYQ | Sell | LIBBEY INC COM STK | $28,131,000 | -19.9% | 680,635 | -22.6% | 1.83% | -13.4% |
| DISCK | New | DISCOVERY COMMUNICATIONS SERIE | $25,706,000 | – | 827,094 | +100.0% | 1.68% | – |
| ANSS | Buy | ANSYS INC | $24,829,000 | +28.3% | 272,130 | +24.0% | 1.62% | +38.7% |
| TJX | Sell | TJX COS INC NEW COM | $23,469,000 | -8.4% | 354,681 | -3.1% | 1.53% | -1.0% |
| IHS | Sell | IHS INC | $23,227,000 | +9.6% | 180,572 | -3.0% | 1.51% | +18.5% |
| NEO | NEOGENOMICS INC COM STK | $22,769,000 | +15.8% | 4,208,614 | 0.0% | 1.48% | +25.3% | |
| FRC | Sell | FIRST REPUBLIC BANK | $22,194,000 | +2.7% | 352,112 | -7.0% | 1.45% | +11.0% |
| EMC | Buy | E M C CORP MASS COM | $21,717,000 | +21.9% | 822,902 | +18.1% | 1.42% | +31.9% |
| WST | Sell | WEST PHARMACEUTICAL SVSC INC C | $21,619,000 | -7.8% | 372,236 | -4.4% | 1.41% | -0.4% |
| COO | Sell | COOPER COS INC COM NEW | $20,066,000 | -9.0% | 112,747 | -4.2% | 1.31% | -1.7% |
| WOOD | Buy | ISHARES GL TIMB FORE ETFetf | $20,047,000 | -2.5% | 381,559 | +1.3% | 1.31% | +5.3% |
| GWR | Sell | GENESEE & WYO INC CL A | $20,033,000 | -21.7% | 262,972 | -0.9% | 1.30% | -15.4% |
| HOG | Sell | HARLEY DAVIDSON INC | $19,830,000 | -20.4% | 351,900 | -14.2% | 1.29% | -13.9% |
| NDSN | Sell | NORDSON CORP COM | $19,494,000 | -4.1% | 250,280 | -3.6% | 1.27% | +3.6% |
| AAP | Sell | ADVANCED AUTO PARTS INC | $19,291,000 | -17.1% | 121,105 | -22.1% | 1.26% | -10.3% |
| GLD | Buy | SPDR GOLD TRUST ETFetf | $18,907,000 | +0.4% | 168,261 | +1.5% | 1.23% | +8.5% |
| GOOG | Buy | GOOGLE INC CL C | $18,890,000 | +51.2% | 36,290 | +59.2% | 1.23% | +63.5% |
| DXJ | Sell | WISDOMTREE JAPAN HEDGED EQUITYetf | $18,238,000 | -44.1% | 318,850 | -46.2% | 1.19% | -39.6% |
| URI | New | UNITED RENTALS INC COM | $18,161,000 | – | 207,265 | +100.0% | 1.18% | – |
| V | Sell | VISA INC CL A SHRS | $17,776,000 | -3.2% | 264,724 | -5.8% | 1.16% | +4.6% |
| CWST | Buy | CASELLA WASTE SYSTEMS INC CLAS | $17,005,000 | +3.2% | 3,031,181 | +1.2% | 1.11% | +11.6% |
| MJN | Sell | MEAD JOHNSON NUTRITION CO COM | $16,787,000 | -13.2% | 186,070 | -3.2% | 1.09% | -6.1% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC COM | $16,272,000 | -0.9% | 123,040 | -2.0% | 1.06% | +7.2% |
| CLR | Buy | CONTINENTAL RESOURCES INC | $16,007,000 | -2.5% | 377,618 | +0.4% | 1.04% | +5.4% |
| SLB | Sell | SCHLUMBERGER LTD F | $15,725,000 | +2.3% | 182,455 | -1.0% | 1.02% | +10.5% |
| ARG | Sell | AIRGAS INC COM | $14,964,000 | -4.2% | 141,467 | -3.9% | 0.98% | +3.6% |
| GOOGL | Sell | GOOGLE INC CL A | $14,805,000 | -4.1% | 27,414 | -1.5% | 0.96% | +3.7% |
| AMT | Buy | AMERICAN TOWER CORP REIT | $14,746,000 | -0.3% | 158,068 | +0.6% | 0.96% | +7.9% |
| BDX | Sell | BECTON DICKINSON&CO | $14,562,000 | -1.8% | 102,803 | -0.5% | 0.95% | +6.2% |
| MMC | Sell | MARSH & MC LENNAN CO | $14,477,000 | +0.3% | 255,332 | -0.8% | 0.94% | +8.4% |
| PLL | Sell | PALL CORP COM | $14,089,000 | -18.6% | 113,207 | -34.3% | 0.92% | -12.0% |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRANC | $14,064,000 | -18.8% | 128,686 | -12.7% | 0.92% | -12.2% |
| ACN | Sell | ACCENTURE PLC CL A F | $14,064,000 | +1.8% | 145,320 | -1.4% | 0.92% | +10.1% |
| CME | Buy | CME GROUP INC CLASS A | $14,052,000 | +16.5% | 150,994 | +18.6% | 0.92% | +25.9% |
| UNP | Buy | UNION PACIFIC CORP | $13,518,000 | +23.4% | 141,741 | +40.2% | 0.88% | +33.5% |
| M | Sell | MACYS INC | $13,210,000 | +3.7% | 195,788 | -0.2% | 0.86% | +12.3% |
| LOW | Sell | LOWES COMPANIES INC | $13,091,000 | -12.5% | 195,473 | -2.8% | 0.85% | -5.3% |
| CVS | Sell | CVS HEALTH CORP | $12,979,000 | -0.4% | 123,743 | -2.0% | 0.85% | +7.8% |
| AAPL | Buy | APPLE INC | $12,146,000 | +218.1% | 96,842 | +215.6% | 0.79% | +243.9% |
| EMR | Buy | EMERSON ELECTRIC CO | $11,262,000 | -1.0% | 203,167 | +1.2% | 0.73% | +7.2% |
| UNF | Buy | UNIFIRST CORP COM STK | $11,233,000 | -4.1% | 100,430 | +0.9% | 0.73% | +3.7% |
| CVX | Buy | CHEVRON CORPORATION | $11,067,000 | -7.3% | 114,723 | +0.8% | 0.72% | +0.1% |
| USB | Buy | U S BANCORP | $10,947,000 | -0.4% | 252,240 | +0.3% | 0.71% | +7.7% |
| BMY | Sell | BRISTOL-MYERS SQUIBB | $10,333,000 | +1.3% | 155,286 | -1.8% | 0.67% | +9.4% |
| RPM | Sell | RPM INTERNATIONAL | $10,229,000 | +1.4% | 208,877 | -0.6% | 0.67% | +9.5% |
| BDE | Buy | BLACK DIAMOND INC COM STK | $9,806,000 | -1.3% | 1,061,306 | +0.9% | 0.64% | +6.7% |
| GNMK | Buy | GENMARK DIAGNOSTICS INC | $9,697,000 | -29.5% | 1,070,340 | +0.9% | 0.63% | -23.8% |
| LABL | Buy | MULTI-COLOR CORP COM | $9,536,000 | -7.6% | 149,275 | +0.3% | 0.62% | -0.2% |
| VIAB | Buy | VIACOM INC CLASS B | $9,268,000 | -4.6% | 143,394 | +0.8% | 0.60% | +3.1% |
| CELG | Buy | CELGENE CORP COM | $9,252,000 | +1.4% | 79,936 | +1.0% | 0.60% | +9.6% |
| WRT | Buy | WINTHROP REALTY TRUST PFD USD1pfd | $9,251,000 | +3.6% | 363,780 | +4.7% | 0.60% | +12.1% |
| KN | Buy | KNOWLES CORP | $9,185,000 | -0.4% | 507,463 | +6.1% | 0.60% | +7.6% |
| DEO | Buy | DIAGEO PLC F ADR 1 ADR REPS 4adr | $9,000,000 | +6.6% | 77,568 | +1.6% | 0.59% | +15.1% |
| YDKN | Buy | YADKIN FINANCIAL CO | $8,872,000 | +16.9% | 423,503 | +13.3% | 0.58% | +26.5% |
| ITW | Sell | ILLINOIS TOOL WORKS | $8,857,000 | -5.6% | 96,496 | -0.1% | 0.58% | +1.9% |
| LNKD | Sell | LINKEDIN CORP COM CL A | $8,598,000 | -18.7% | 41,611 | -1.7% | 0.56% | -12.2% |
| BEN | Buy | FRANKLIN RESOURCES | $8,481,000 | -2.8% | 172,977 | +1.8% | 0.55% | +4.9% |
| AFL | Sell | AFLAC INC | $8,369,000 | -3.1% | 134,547 | -0.3% | 0.54% | +4.6% |
| BA | Sell | BOEING CO | $8,316,000 | -8.2% | 59,951 | -0.7% | 0.54% | -0.7% |
| CMCO | Buy | COLUMBUS MCKINNON CORP COM STK | $8,303,000 | -6.3% | 332,102 | +0.9% | 0.54% | +1.3% |
| AWK | Sell | AMERICAN WATER WORKS | $8,255,000 | -10.8% | 169,744 | -0.6% | 0.54% | -3.6% |
| KS | Sell | KAPSTONE PAPER & PACKAGING | $8,246,000 | -38.4% | 356,643 | -12.4% | 0.54% | -33.4% |
| Sell | PUT/WLT @ 2 E | $8,051,000 | +258.6% | 43,519 | -99.0% | 0.52% | +288.1% | |
| 2206PS | Sell | PALMETTO BANCSHARES INC COM NE | $7,965,000 | -18.2% | 402,866 | -21.4% | 0.52% | -11.6% |
| BFB | New | BROWN FORMAN CORP CL B | $7,529,000 | – | 75,154 | +100.0% | 0.49% | – |
| MOS | Buy | MOSAIC CO NEW COM | $7,476,000 | +122.0% | 159,578 | +118.3% | 0.49% | +139.9% |
| ISBC | Sell | INVESTORS BANCORP | $7,389,000 | -6.3% | 600,697 | -10.7% | 0.48% | +1.3% |
| BRLXF | Buy | BORALEX INC COM | $6,972,000 | +12.4% | 525,000 | +12.4% | 0.45% | +21.4% |
| VPV | Buy | INVESCO PAVALUE MUNINCOME TR Ccef | $6,958,000 | +809.5% | 575,043 | +901.5% | 0.45% | +884.8% |
| DV | Buy | DEVRY EDUCATION GROUP INC | $6,356,000 | -7.9% | 212,014 | +2.5% | 0.41% | -0.5% |
| BANK OF THE CAROLINAS CORPORAT | $6,201,000 | +2.2% | 44,935,688 | 0.0% | 0.40% | +10.4% | ||
| SEAS | Buy | SEAWORLD ENTERTAINMENT INC OR | $6,201,000 | +276.3% | 336,302 | +293.3% | 0.40% | +308.1% |
| VIA | New | VIACOM INC NEW CL A ISIN#US925 | $5,823,000 | – | 89,766 | +100.0% | 0.38% | – |
| RLOGQ | Buy | RAND LOGISTICS INC COM STK | $5,781,000 | +0.6% | 1,784,111 | +0.9% | 0.38% | +9.0% |
| DOOR | Buy | MASONITE WORLDWIDE HOLDINGS CO | $5,728,000 | +21.6% | 81,701 | +16.7% | 0.37% | +31.3% |
| FSGI | Buy | FIRST SEC GROUP INC COM NEW | $5,635,000 | +12.1% | 2,299,835 | +9.8% | 0.37% | +21.1% |
| ASBB | Buy | ASB BANCORP INC N C COM | $5,562,000 | +35.4% | 256,770 | +28.2% | 0.36% | +46.0% |
| SANW | Buy | S&W SEED COMPANY | $5,470,000 | +6.6% | 1,121,001 | +0.9% | 0.36% | +15.2% |
| SUN BANCORP INC COM NEW RESTRI | $5,453,000 | +1.8% | 283,286 | 0.0% | 0.36% | +9.9% | ||
| NWS | New | NEWS CORP NEW COM USD0.01CL B | $5,341,000 | – | 375,088 | +100.0% | 0.35% | – |
| New | CENTRUE FINANCIAL CORP RESTRIC | $5,091,000 | – | 313,655 | +100.0% | 0.33% | – | |
| Sell | AMERIS BANCORP RESTRICTED | $5,058,000 | -12.8% | 200,000 | -9.0% | 0.33% | -6.0% | |
| FARM | Buy | FARMER BROTHERS CO COM STK | $5,012,000 | -4.1% | 213,261 | +0.9% | 0.33% | +3.8% |
| BNCN | Buy | BNC BANCORP COM | $4,836,000 | +7.2% | 250,161 | +0.3% | 0.32% | +15.8% |
| KYE | Buy | KAYNE ANDERSON ENERGYTOTAL RETcef | $4,705,000 | +189.9% | 222,667 | +238.9% | 0.31% | +213.3% |
| LKQ | Sell | LKQ CORP | $4,620,000 | -3.7% | 152,763 | -18.6% | 0.30% | +4.2% |
| HTBI | Sell | HOMETRUST BANCSHARES INC COM | $4,527,000 | -31.8% | 270,125 | -35.0% | 0.30% | -26.2% |
| SPY | Buy | SPDR S&P 500 ETF TRUSTetf | $4,397,000 | +1111.3% | 21,358 | +1114.9% | 0.29% | +1200.0% |
| FRGI | Buy | FIESTA RSTRN GRP | $4,358,000 | -17.3% | 87,153 | +0.9% | 0.28% | -10.4% |
| SOCB | Sell | SOUTHCOAST FINL CORP COM | $4,326,000 | +10.3% | 508,565 | -6.1% | 0.28% | +19.5% |
| ORRF | Sell | ORRSTOWN FINANCIAL SERVICES IN | $4,155,000 | -6.2% | 256,815 | -0.8% | 0.27% | +1.5% |
| NTG | New | TORTOISE MLP FD INC COMcef | $4,023,000 | – | 189,425 | +100.0% | 0.26% | – |
| SFST | SOUTHERN FIRST BANCSHARES COM | $3,838,000 | +5.3% | 214,399 | 0.0% | 0.25% | +13.6% | |
| USG | Sell | U S G CORPORATION | $3,717,000 | -7.2% | 133,756 | -10.9% | 0.24% | +0.4% |
| SGBK | Sell | STONEGATE BANK (FL) COM STK | $3,692,000 | -11.6% | 124,442 | -10.0% | 0.24% | -4.4% |
| IIM | New | INVESCO VALUE MUN INCOMETR COMcef | $3,694,000 | – | 256,538 | +100.0% | 0.24% | – |
| MXL | Sell | MAXLINEAR INC CLASS A | $3,684,000 | +20.5% | 304,473 | -19.0% | 0.24% | +30.4% |
| Buy | CAPSTONE INFRASTRUCTURE CORP C | $3,663,000 | +34.3% | 987,381 | +1.3% | 0.24% | +45.7% | |
| AER | New | AERCAP HOLDINGS N.V. | $3,676,000 | – | 80,270 | +100.0% | 0.24% | – |
| TBK | TRIUMPH BANCORP INC COM | $3,619,000 | -3.8% | 275,244 | 0.0% | 0.24% | +4.0% | |
| ACFC | ATLANTIC COAST FINL CORP COM | $3,619,000 | +7.2% | 813,199 | 0.0% | 0.24% | +16.3% | |
| CCL | New | CARNIVAL CORP PAIRED CTF | $3,566,000 | – | 72,209 | +100.0% | 0.23% | – |
| EBS | Sell | EMERGENT BIOSOLUTION | $3,563,000 | -8.0% | 108,145 | -19.7% | 0.23% | -0.4% |
| NRZ | New | NEW RESIDENTIAL INVESTMENT COR | $3,543,000 | – | 232,462 | +100.0% | 0.23% | – |
| JMF | New | NUVEEN ENERGY MLP TOTLRTRNFD Ccef | $3,548,000 | – | 215,417 | +100.0% | 0.23% | – |
| IBDRY | Buy | IBERDROLA S A F ADR 1 ADR REPSadr | $3,481,000 | +4.8% | 129,265 | +0.3% | 0.23% | +13.5% |
| New | SSAB AB - B SHARES | $3,459,000 | – | 769,609 | +100.0% | 0.22% | – | |
| NVS | Sell | NOVARTIS AG F ADR 1 ADR REPS 1adr | $3,422,000 | -12.2% | 34,797 | -12.0% | 0.22% | -5.1% |
| BKMU | Buy | BANK MUTUAL CORP COM STK | $3,397,000 | +4200.0% | 442,904 | +3994.1% | 0.22% | +4320.0% |
| Sell | SARTORIUS STEDIM ORD Fadr | $3,378,000 | +4.2% | 12,253 | -19.8% | 0.22% | +12.8% | |
| FSB | Sell | FRANKLIN FINL NETWORK INC COM | $3,331,000 | -30.5% | 145,186 | -36.4% | 0.22% | -24.9% |
| EFA | Sell | ISHARES MSCI EAFE ETFetf | $3,219,000 | -26.3% | 50,705 | -25.5% | 0.21% | -20.2% |
| BREW | Buy | CRAFT BREWERS ALLIANCE I | $3,190,000 | -18.1% | 288,417 | +0.9% | 0.21% | -11.5% |
| AVD | Buy | AMERICAN VANGUARD CO | $3,155,000 | +92.4% | 228,600 | +48.0% | 0.21% | +108.1% |
| FLL | Buy | FULL HOUSE RESORTS INC | $3,150,000 | +20.6% | 1,886,321 | +9.0% | 0.20% | +30.6% |
| LE | New | LANDS END INC COM USD0.01 | $3,133,000 | – | 126,173 | +100.0% | 0.20% | – |
| GHY | New | PRUDENTIAL GLOBAL SHORT DURATIcef | $3,023,000 | – | 200,224 | +100.0% | 0.20% | – |
| ICAD | Buy | ICAD INC | $2,991,000 | -6.7% | 923,147 | +175.8% | 0.20% | +1.0% |
| BECN | Buy | BEACON ROOFING SUPPL | $2,987,000 | +72.2% | 89,921 | +62.3% | 0.20% | +85.7% |
| BANC | Sell | BANC CALIF INC COM | $2,983,000 | -19.4% | 216,945 | -27.8% | 0.19% | -13.0% |
| SNY | Sell | SANOFI SPON ADRadr | $2,984,000 | +0.1% | 60,243 | -0.1% | 0.19% | +7.8% |
| HMC | Buy | HONDA MTR LTD ADR REPRESENTINGadr | $2,862,000 | -0.8% | 88,342 | +0.3% | 0.19% | +6.9% |
| ABB | Sell | ABB LTD F ADR 1 ADR REPS 1 ORDadr | $2,844,000 | -1.5% | 136,177 | -0.1% | 0.18% | +6.3% |
| GSK | Buy | GLAXOSMITHKLINE PLC-ADRadr | $2,832,000 | +2.5% | 67,983 | +13.6% | 0.18% | +10.8% |
| CSV | Sell | CARRIAGE SERVICES | $2,819,000 | -20.3% | 118,048 | -20.3% | 0.18% | -13.6% |
| FXI | New | ISHARES CHINA LARGE CAPETFetf | $2,782,000 | – | 60,340 | +100.0% | 0.18% | – |
| HMPR | Buy | HAMPTON RDS BANKSHARES INC COM | $2,770,000 | +118.5% | 1,331,767 | +98.5% | 0.18% | +136.8% |
| AHONY | Buy | KONINKLIJKE AHOLD N VSPONSOREDadr | $2,728,000 | -4.6% | 145,700 | +0.3% | 0.18% | +3.5% |
| NSRGY | Buy | NESTLE SA F ADR 1 ADR REPS 1 Oadr | $2,671,000 | -4.4% | 36,984 | +0.0% | 0.17% | +3.6% |
| UL | Sell | UNILEVER PLC F ADR 1 ADR REPSadr | $2,655,000 | -46.2% | 61,800 | -47.7% | 0.17% | -41.8% |
| KMF | Buy | KAYNE ANDERSON MIDSTREAMENERGYcef | $2,613,000 | +13.4% | 88,460 | +25.8% | 0.17% | +22.3% |
| TKOMY | Sell | TOKIO MARINE HLDGS F ADR 1 ADRadr | $2,593,000 | -4.5% | 62,477 | -13.2% | 0.17% | +3.0% |
| DTEGY | Buy | DEUTSCHE TELEKOM AG F ADR 1 ADadr | $2,563,000 | -5.7% | 148,848 | +0.3% | 0.17% | +1.8% |
| SAP | Buy | SAP SPONSORED F ADR 1 ADR REPSadr | $2,568,000 | -2.4% | 36,560 | +0.3% | 0.17% | +5.7% |
| AMG | Sell | AFFILIATED MANAGERS GROUP | $2,546,000 | -21.4% | 11,649 | -22.8% | 0.17% | -14.9% |
| TEVA | Buy | TEVA PHARM INDS LTD F ADR 1 ADadr | $2,532,000 | -4.9% | 42,840 | +0.2% | 0.16% | +3.1% |
| ISD | New | PRUDENTIAL SHT DURATIONHG YLDcef | $2,524,000 | – | 163,183 | +100.0% | 0.16% | – |
| PGC | Sell | PEAPACK-GLADSTONE FINL CORP CO | $2,467,000 | -9.4% | 111,010 | -11.9% | 0.16% | -1.8% |
| IDSY | New | I D SYS INC DEL COM STK | $2,379,000 | – | 390,020 | +100.0% | 0.16% | – |
| NGG | Buy | NATIONAL GRID PLC F ADR 1 ADRadr | $2,361,000 | +0.6% | 36,562 | +0.6% | 0.15% | +9.2% |
| TLSNY | Buy | TELIASONERA AB F ADR 1 ADR REP | $2,367,000 | +44.5% | 201,164 | +56.1% | 0.15% | +55.6% |
| EOD | Buy | WELLS FARGO ADV GLB DIVOPP FDcef | $2,343,000 | +1504.8% | 338,647 | +1649.6% | 0.15% | +1600.0% |
| TSM | Sell | TAIWAN SEMICONDUCTR F ADR 1 ADadr | $2,324,000 | -26.0% | 102,336 | -23.5% | 0.15% | -20.1% |
| JAXB | JACKSONVILLE BANCORP INC JACK | $2,310,000 | +6.6% | 196,928 | 0.0% | 0.15% | +14.5% | |
| FCCO | Buy | FIRST COMMUNITY CORP S C COM | $2,274,000 | +12.7% | 186,551 | +7.8% | 0.15% | +21.3% |
| SBCF | Sell | SEACOAST BKG CORP FLA COM NEW | $2,222,000 | -20.8% | 140,633 | -28.5% | 0.14% | -14.2% |
| TEF | Buy | TELEFONICA SA ADR EA REPR1 ORDadr | $2,208,000 | -0.5% | 155,442 | +0.5% | 0.14% | +7.5% |
| TAK | Buy | TAKEDA PHARMACEUTICALCO LTDSPOadr | $2,218,000 | -3.1% | 91,793 | +0.3% | 0.14% | +4.3% |
| PFMT | Buy | PERFORMANT FINANCIAL CORP | $2,192,000 | +28.0% | 676,480 | +34.3% | 0.14% | +38.8% |
| VALE | Buy | VALE SA ADR F SPONSORED ADR 1adr | $2,175,000 | +739.8% | 369,258 | +706.6% | 0.14% | +787.5% |
| SVNDY | Buy | SEVEN & I HLDG CO F ADR 1 ADRadr | $2,143,000 | +2.4% | 99,734 | +0.4% | 0.14% | +11.1% |
| FBMS | FIRST BANCSHARES INC MISS COM | $2,133,000 | +2.4% | 128,101 | 0.0% | 0.14% | +10.3% | |
| BP | Buy | BP PLC ADR (CNV INTO 6ORD USD0adr | $2,138,000 | +3.3% | 53,491 | +1.1% | 0.14% | +11.2% |
| HEIA | Sell | HEICO CORP NEW CL A ISIN#US422 | $2,066,000 | +1.6% | 40,701 | -0.9% | 0.14% | +9.8% |
| TSCDY | Sell | TESCO PLC SPONSORED ADR ISIN#Uadr | $2,073,000 | -7.5% | 206,836 | -0.6% | 0.14% | 0.0% |
| NTRS | Buy | NORTHERN TR CORP COM | $2,058,000 | +9.8% | 26,910 | +0.0% | 0.13% | +18.6% |
| MNSB | Buy | MAINSTREET BK HERNDON VA COM S | $2,063,000 | +22.9% | 202,271 | +13.3% | 0.13% | +32.7% |
| NFJ | New | ALLIANZGI NFJ DIVID INT&PREM Ccef | $2,029,000 | – | 134,202 | +100.0% | 0.13% | – |
| NHLD | NATIONAL HOLDINGS CORP NEW YO | $2,027,000 | -7.9% | 564,658 | 0.0% | 0.13% | -0.8% | |
| CAJ | Buy | CANON INC SPONSORED ADR ISIN#Uadr | $1,989,000 | -8.3% | 61,351 | +0.0% | 0.13% | -0.8% |
| SGAPY | Buy | SINGAPORE TLCM F ADR 1 ADR REPadr | $1,992,000 | -1.7% | 63,684 | +0.4% | 0.13% | +6.6% |
| UOVEY | Buy | UTD OVERSEAS BK F ADR 1 ADR REadr | $1,975,000 | +27.3% | 57,627 | +24.5% | 0.13% | +37.2% |
| SYT | Buy | SYNGENTA AG F ADR 1 ADR REPS 0adr | $1,968,000 | +59.9% | 24,118 | +32.9% | 0.13% | +73.0% |
| CGNX | Sell | COGNEX CORP COM | $1,962,000 | -13.3% | 40,795 | -10.6% | 0.13% | -5.9% |
| JPS | Buy | NUVEEN QUALITY PFD INCOMEFD 2cef | $1,940,000 | +506.2% | 229,083 | +555.6% | 0.13% | +563.2% |
| RWEOY | Buy | RWE AG ORD F ADR 1 ADR REPS 1adr | $1,909,000 | +38.4% | 88,851 | +64.5% | 0.12% | +49.4% |
| HDSN | Sell | HUDSON TECHNOLOGIES | $1,871,000 | -49.2% | 536,128 | -39.3% | 0.12% | -45.0% |
| SLCT | Buy | SELECT BANCORP INC NEW COM | $1,874,000 | +8.6% | 263,930 | +8.6% | 0.12% | +17.3% |
| FPL | New | FST TR NEW OPPORT MLP&ENE FD Ccef | $1,839,000 | – | 117,162 | +100.0% | 0.12% | – |
| HTBK | Sell | HERITAGE COMM CORP COM STK | $1,844,000 | -5.2% | 191,848 | -10.0% | 0.12% | +2.6% |
| EVBN | Buy | EVANS BANCORP INC COM STK | $1,831,000 | +10.8% | 75,506 | +13.4% | 0.12% | +19.0% |
| SBCP | SUNSHINE BANCORP INC | $1,820,000 | +19.4% | 122,940 | 0.0% | 0.12% | +29.3% | |
| BNK | Sell | C1 FINL INC COM | $1,833,000 | -45.5% | 94,603 | -47.2% | 0.12% | -41.4% |
| SWHC | Sell | SMITH & WESSON HLDG | $1,805,000 | +5.4% | 108,799 | -19.1% | 0.12% | +14.6% |
| SHBI | Buy | SHORE BANCSHARES INC COM | $1,805,000 | +46.9% | 191,391 | +42.9% | 0.12% | +59.5% |
| EEM | Sell | ISHARES MSCI EMERGING MARKETSetf | $1,818,000 | -41.1% | 45,885 | -40.4% | 0.12% | -36.6% |
| TTE | Sell | TOTAL S A F ADR 1 ADR REPS 1 Oadr | $1,803,000 | -17.1% | 36,676 | -16.3% | 0.12% | -10.7% |
| E | Buy | ENI SPA ADR EACH REP 2ORD EUR1adr | $1,764,000 | +33.2% | 49,596 | +29.7% | 0.12% | +43.8% |
| DXLG | Sell | DESTINATION XL GROUP | $1,748,000 | -12.4% | 348,989 | -13.6% | 0.11% | -5.0% |
| BDSI | Sell | BIODELIVERY SCI INTL | $1,727,000 | -36.6% | 216,904 | -16.3% | 0.11% | -31.1% |
| VRSK | Buy | VERISK ANALYTICS INC | $1,736,000 | +1.9% | 23,859 | +0.0% | 0.11% | +9.7% |
| VEA | VANGUARD FTSE DEVELOPED MARKET | $1,740,000 | -0.5% | 43,892 | 0.0% | 0.11% | +7.6% | |
| EGL | Sell | ENGILITY HLDGS INC | $1,734,000 | -26.0% | 68,921 | -11.7% | 0.11% | -19.9% |
| ZURVY | Buy | ZURICH INSURANCE GP F ADR 1 ADadr | $1,729,000 | -8.8% | 56,759 | +1.5% | 0.11% | -0.9% |
| EMO | New | CLEARBRIDGE ENERGY MLPOPPORTUNcef | $1,728,000 | – | 92,309 | +100.0% | 0.11% | – |
| AIRM | Sell | AIR METHODS CORP | $1,725,000 | -27.7% | 41,719 | -18.5% | 0.11% | -22.2% |
| KBH | Sell | KB HOME | $1,720,000 | -13.5% | 103,623 | -18.6% | 0.11% | -6.7% |
| ASTE | Buy | ASTEC INDS INC | $1,697,000 | -2.0% | 40,570 | +0.5% | 0.11% | +6.7% |
| TXTR | New | TEXTURA CORP | $1,673,000 | – | 60,114 | +100.0% | 0.11% | – |
| WLL | Buy | WHITING PETE CORP NEW COM | $1,654,000 | +9.7% | 49,216 | +0.8% | 0.11% | +18.7% |
| SAN | Buy | BANCO SANTANDER SA F ADR 1 ADRadr | $1,646,000 | -5.6% | 234,764 | +0.2% | 0.11% | +1.9% |
| CARE | CARTER BK & TR MARTINSVILLE VA | $1,623,000 | -4.2% | 128,803 | 0.0% | 0.11% | +3.9% | |
| PBIB | Sell | PORTER BANCORP INC COM STK | $1,622,000 | -1.5% | 1,020,264 | -40.5% | 0.11% | +7.1% |
| EROC | Sell | Eagle Rock Energy Partners | $1,625,000 | -26.5% | 650,000 | -31.5% | 0.11% | -20.3% |
| BDC | Buy | BELDEN INC | $1,608,000 | -12.8% | 19,790 | +0.3% | 0.10% | -5.4% |
| RDSA | Buy | ROYAL DUTCH SHELL F ADR 1 ADRadr | $1,597,000 | -3.9% | 28,005 | +0.5% | 0.10% | +4.0% |
| NBBC | Buy | NEWBRIDGE BANCORP COM CL A | $1,593,000 | +10.2% | 178,419 | +10.0% | 0.10% | +19.5% |
| CINF | Buy | CINCINNATI FINL CORP | $1,582,000 | -5.8% | 31,534 | +0.0% | 0.10% | +2.0% |
| CHL | Buy | CHINA MOBILE LTD SPONS ADRadr | $1,556,000 | -1.2% | 24,291 | +0.3% | 0.10% | +6.3% |
| CLH | Buy | CLEAN HBRS INC | $1,556,000 | -3.7% | 28,950 | +1.8% | 0.10% | +4.1% |
| IVW | ISHARES S&P 500 GROWTHETFetf | $1,529,000 | -0.1% | 13,429 | 0.0% | 0.10% | +8.7% | |
| SAMG | SILVERCREST ASSET MANAGEMENT G | $1,519,000 | -1.4% | 108,055 | 0.0% | 0.10% | +6.5% | |
| PPEHF | Sell | PURE TECHNOLOGIES LTD Fadr | $1,525,000 | -25.3% | 262,639 | -17.6% | 0.10% | -19.5% |
| KCRPY | Sell | KAO CORP F ADR 1 ADR REPS 1 ORadr | $1,492,000 | -9.2% | 32,069 | -2.4% | 0.10% | -2.0% |
| ABCW | Sell | ANCHOR BANCORP WISCONSIN INC | $1,466,000 | -34.8% | 38,611 | -40.3% | 0.10% | -28.9% |
| DDAIY | Buy | DAIMLER AG F ADR 1 ADR REPS 1adr | $1,479,000 | -4.8% | 16,260 | +0.9% | 0.10% | +2.1% |
| FISI | FINANCIAL INSTNS INC COM STK | $1,479,000 | +8.4% | 59,524 | 0.0% | 0.10% | +17.1% | |
| HBOS | Sell | HERITAGE FINANCIAL GROUP INC | $1,464,000 | -79.3% | 48,497 | -81.3% | 0.10% | -77.7% |
| RRC | Buy | RANGE RES CORP COM | $1,443,000 | -1.4% | 29,224 | +3.9% | 0.09% | +6.8% |
| LVS | Buy | LAS VEGAS SANDS CORP COM | $1,420,000 | +1.6% | 27,010 | +6.5% | 0.09% | +10.7% |
| AXAS | Sell | ABRAXAS PETROLEUM CO | $1,411,000 | -27.8% | 478,155 | -20.4% | 0.09% | -22.0% |
| HEOP | Sell | HERITAGE OAKS BANCORP COM | $1,413,000 | -9.0% | 179,516 | -4.0% | 0.09% | -2.1% |
| XLU | Buy | SELECT SECTOR UTI SELECT SPDRetf | $1,332,000 | +87.3% | 32,130 | +100.8% | 0.09% | +102.3% |
| MUJ | New | BLACKROCK MUNIHOLDINGSN J QUALcef | $1,335,000 | – | 100,779 | +100.0% | 0.09% | – |
| SNBC | SUN BANCORP INC NEW JERSEY CO | $1,317,000 | +1.8% | 68,434 | 0.0% | 0.09% | +10.3% | |
| PSTB | Buy | PARK STERLING CORP COM | $1,323,000 | +24.2% | 183,760 | +22.5% | 0.09% | +34.4% |
| CTXS | Buy | CITRIX SYS INC COM | $1,254,000 | +18.3% | 17,876 | +7.7% | 0.08% | +28.1% |
| CMCSA | Buy | COMCAST CORP NEW CL A | $1,248,000 | +219.2% | 20,751 | +200.0% | 0.08% | +237.5% |
| SMM | New | SALIENT MIDSTREAM &MLPFD SH BEcef | $1,247,000 | – | 61,826 | +100.0% | 0.08% | – |
| MLVF | Sell | MALVERN BANCORP INC COM | $1,223,000 | -14.3% | 82,400 | -22.0% | 0.08% | -7.0% |
| VOD | Buy | VODAFONE GROUP F ADR 1 ADR REPadr | $1,210,000 | +11.5% | 33,208 | +0.0% | 0.08% | +21.5% |
| SDPB | New | SAN DIEGO PRIVATE BANK COM S | $1,205,000 | – | 81,500 | +100.0% | 0.08% | – |
| TWI | Buy | TITAN INTERNATIONAL INC | $1,203,000 | +42.9% | 112,000 | +24.4% | 0.08% | +52.9% |
| PSAPRTCL | New | PUBLIC STORAGE DEPOSITARYSH REpfd | $1,167,000 | – | 47,991 | +100.0% | 0.08% | – |
| TOELY | Sell | TOKYO ELECTRON LTD F ADR 1 ADRadr | $1,172,000 | -10.1% | 74,042 | -0.8% | 0.08% | -3.8% |
| ECYT | ENDOCYTE INC COM USD0.001 | $1,143,000 | -17.1% | 220,200 | 0.0% | 0.07% | -10.8% | |
| LADR | LADDER CPTL CRP | $1,128,000 | -6.2% | 64,994 | 0.0% | 0.07% | +1.4% | |
| IWV | Sell | ISHARES RUSSELL 3000ETFetf | $1,093,000 | -3.1% | 8,816 | -3.2% | 0.07% | +4.4% |
| BRGYY | Buy | BG GROUP PLC F ADR 1 ADR REPSadr | $1,091,000 | +36.0% | 65,433 | +0.4% | 0.07% | +47.9% |
| HYG | New | iShares iBoxx $ High Yield Corcef | $1,078,000 | – | 12,141 | +100.0% | 0.07% | – |
| FCVA | Buy | FIRST CAP BANCORP INC VA COM | $1,063,000 | -2.1% | 250,746 | +0.5% | 0.07% | +6.2% |
| LION | Sell | FIDELITY SOUTHN CORP NEW COM | $1,061,000 | +1.3% | 60,838 | -1.9% | 0.07% | +9.5% |
| FBNC | Buy | FIRST BANCORP NC COMSTK | $1,053,000 | +13.6% | 63,110 | +19.6% | 0.07% | +23.2% |
| DCMYY | Sell | NTT DOCOMO INC F ADR 1 ADR REPadr | $1,022,000 | +9.4% | 53,419 | -0.2% | 0.07% | +19.6% |
| KBE | New | SPDR SER TR S&PBK ETF | $1,030,000 | – | 28,394 | +100.0% | 0.07% | – |
| CSTM | Buy | CONSTELLIUM NV EUR0.02 | $1,034,000 | -14.3% | 87,425 | +47.2% | 0.07% | -8.2% |
| NCOM | Sell | NATIONAL COMM CORP COM | $1,032,000 | -47.7% | 40,000 | -55.6% | 0.07% | -43.7% |
| KMI | Buy | KINDER MORGAN INC | $971,000 | -5.1% | 25,299 | +4.0% | 0.06% | +1.6% |
| NBTB | NBT BANCORP INC COM ISIN#US628 | $963,000 | +4.4% | 36,780 | 0.0% | 0.06% | +12.5% | |
| CHCT | New | COMMUNITY HEALTHCARE TRUST I | $954,000 | – | 49,560 | +100.0% | 0.06% | – |
| XOM | Buy | EXXON MOBIL CORP | $956,000 | -1.6% | 11,488 | +0.4% | 0.06% | +5.1% |
| IVH | New | IVY HIGH INC OPPORTUNITIESFD Ccef | $939,000 | – | 62,830 | +100.0% | 0.06% | – |
| GOL | Sell | GOL LINHAS AEREAS IN F ADR 1 Aadr | $939,000 | -21.2% | 396,048 | -19.2% | 0.06% | -15.3% |
| ABCB | Sell | AMERIS BANCORP | $935,000 | -54.1% | 36,954 | -52.1% | 0.06% | -50.4% |
| ZTR | New | ZWEIG TOTAL RETURN FUNDINC COMcef | $915,000 | – | 70,685 | +100.0% | 0.06% | – |
| VLT | New | INVESCO HIGH INCOME TRUSTII COcef | $876,000 | – | 61,200 | +100.0% | 0.06% | – |
| NIO | Buy | NUVEEN MUN OPPORTUNITYFD INCcef | $875,000 | +76.1% | 64,287 | +90.0% | 0.06% | +90.0% |
| CTR | New | CLEARBRIDGE ENERGY MLPTR FD COcef | $852,000 | – | 46,609 | +100.0% | 0.06% | – |
| NEEPRI | Buy | NEXTERA ENERGY CAP HLDGSINC SUpfd | $853,000 | +59.4% | 37,767 | +72.0% | 0.06% | +75.0% |
| DTKCL | New | DEUTSCHE BK CONTGNT CAPTR IIIpfd | $851,000 | – | 31,411 | +100.0% | 0.06% | – |
| FHY | New | FIRST TR STRATEGIC HIGHINC FDcef | $839,000 | – | 63,415 | +100.0% | 0.06% | – |
| New | GREAT WEST LIFECO INC PFD ISINpfd | $828,000 | – | 28,016 | +100.0% | 0.05% | – | |
| COWN | Sell | COWEN GROUP INC COM STK | $776,000 | -53.1% | 121,270 | -61.9% | 0.05% | -49.0% |
| New | KESKO OYJ-A SHS | $785,000 | – | 23,760 | +100.0% | 0.05% | – | |
| AAL | New | AMERICAN AIRLS GROUP | $765,000 | – | 19,148 | +100.0% | 0.05% | – |
| DHY | New | CREDIT SUISSE HIGH YIELDBD FDcef | $763,000 | – | 295,562 | +100.0% | 0.05% | – |
| PSF | New | COHEN & STEERS SELECTPREF & INcef | $752,000 | – | 31,217 | +100.0% | 0.05% | – |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DE CL | $746,000 | +3.9% | 5,481 | +10.1% | 0.05% | +14.0% |
| EVM | New | EATON VANCE CALIF MUNICIPALBONcef | $732,000 | – | 64,874 | +100.0% | 0.05% | – |
| ETO | New | EATON VANCE TX ADV GLBDIV OP Ccef | $737,000 | – | 31,536 | +100.0% | 0.05% | – |
| BUI | BLACKROCK UTIL & INFRASTRCTUREcef | $686,000 | -7.4% | 37,782 | 0.0% | 0.04% | 0.0% | |
| PCQ | New | PIMCO CALIF MUN INCOMEFDcef | $688,000 | – | 48,210 | +100.0% | 0.04% | – |
| EVV | Buy | EATON VANCE LTD DURATIONINCOMEcef | $683,000 | +91.3% | 50,695 | +104.3% | 0.04% | +100.0% |
| BHK | New | BLACKROCK CORE BD TR SHSBEN INcef | $677,000 | – | 53,458 | +100.0% | 0.04% | – |
| ABBV | New | ABBVIE INC | $653,000 | – | 9,708 | +100.0% | 0.04% | – |
| IVV | ISHARES CORE S&P 500 ETFetf | $653,000 | -0.2% | 3,149 | 0.0% | 0.04% | +10.3% | |
| AMGN | Sell | AMGEN INCORPORATED | $663,000 | -5.3% | 4,321 | -1.3% | 0.04% | +2.4% |
| KIO | New | KKR INCOME OPPORTUNITIESFD COM | $664,000 | – | 42,127 | +100.0% | 0.04% | – |
| VNOPRL | New | VORNADO RLTY TST 5.4% SERIES Lpfd | $646,000 | – | 28,903 | +100.0% | 0.04% | – |
| ARMF | New | ARES MULTI STRATEGY CRFD INC Ccef | $625,000 | – | 33,243 | +100.0% | 0.04% | – |
| WFC | Buy | WELLS FARGO & CO | $632,000 | +5.0% | 11,232 | +1.6% | 0.04% | +13.9% |
| BAM | Buy | BROOKFIELD ASSET MGMT F D VTG | $622,000 | +15.8% | 17,838 | +78.1% | 0.04% | +28.1% |
| EAD | Sell | WELLS FARGO ADVANTAGEINCOME OPcef | $621,000 | -44.2% | 75,121 | -40.5% | 0.04% | -40.3% |
| MCA | New | BLACKROCK MUNIYIELD CALIFQUALIcef | $610,000 | – | 42,049 | +100.0% | 0.04% | – |
| DNIF | New | DIVIDEND AND INCOME FUNDCOM NPcef | $601,000 | – | 42,511 | +100.0% | 0.04% | – |
| HTD | Sell | HANCOCK JOHN TAX ADVANTAGEDIVIcef | $597,000 | -42.2% | 30,344 | -37.2% | 0.04% | -37.1% |
| OAKV | OAK VIEW NATL BK WARRENTON VA | $586,000 | -6.2% | 116,770 | 0.0% | 0.04% | 0.0% | |
| NEV | New | NUVEEN ENHANCED MUN VALUEFD COcef | $581,000 | – | 40,339 | +100.0% | 0.04% | – |
| NATI | Sell | NATIONAL INSTRUMENTS CORP COM | $588,000 | -88.6% | 19,974 | -87.5% | 0.04% | -87.7% |
| PCYO | PURECYCLE CORP COM NEW ISIN#US | $556,000 | +3.2% | 107,000 | 0.0% | 0.04% | +12.5% | |
| RMT | New | ROYCE MICRO-CAP TR INCCOM ISINcef | $560,000 | – | 60,696 | +100.0% | 0.04% | – |
| MDT | Sell | MEDTRONIC PLC F | $530,000 | -12.1% | 7,145 | -7.6% | 0.04% | -2.8% |
| EHI | Buy | WESTERN ASSET GLB HI INCOMEFDcef | $538,000 | +10.9% | 52,021 | +19.2% | 0.04% | +20.7% |
| AKOA | New | EMBOTELLADORA ANDINA SASPON ADadr | $544,000 | – | 35,765 | +100.0% | 0.04% | – |
| KR | Buy | KROGER CO COM | $543,000 | -5.4% | 7,494 | +0.1% | 0.04% | 0.0% |
| DHF | New | DREYFUS HIGH YIELD STRATEGIESScef | $520,000 | – | 155,674 | +100.0% | 0.03% | – |
| OIA | New | INVESCO MUN INCOME OPPORTUNITIcef | $519,000 | – | 77,643 | +100.0% | 0.03% | – |
| NEWT | Sell | NEWTEK BUSINESS SERVICES CORP | $513,000 | -80.4% | 28,943 | -81.8% | 0.03% | -79.1% |
| MPA | New | BLACKROCK MUNIYIELD PAQUALITYcef | $513,000 | – | 38,181 | +100.0% | 0.03% | – |
| CSQ | Sell | CALAMOS STRATEGIC TOTLRETN FDcef | $502,000 | -42.5% | 45,750 | -41.0% | 0.03% | -37.7% |
| PFO | New | FLAHERTY & CRUMRINE PFDINCOMEcef | $508,000 | – | 47,744 | +100.0% | 0.03% | – |
| DMF | New | DREYFUS MUN INCOME INCCOMcef | $510,000 | – | 57,149 | +100.0% | 0.03% | – |
| PG | Buy | PROCTER & GAMBLE | $503,000 | -3.6% | 6,424 | +0.9% | 0.03% | +6.5% |
| NSC | Buy | NORFOLK SOUTHERN CORP COM | $512,000 | -14.7% | 5,861 | +0.6% | 0.03% | -8.3% |
| WHR | Buy | WHIRLPOOL CORP | $499,000 | +54.5% | 2,885 | +80.3% | 0.03% | +73.7% |
| MCK | Sell | MCKESSON CORPORATION | $495,000 | -1.2% | 2,204 | -0.4% | 0.03% | +6.7% |
| JCE | New | NUVEEN CORE EQUITY ALPHAFUND Ccef | $498,000 | – | 31,441 | +100.0% | 0.03% | – |
| ORCL | Buy | ORACLE CORPORATION | $485,000 | -5.1% | 12,039 | +1.7% | 0.03% | +3.2% |
| SBUX | Buy | STARBUCKS CORP COM | $493,000 | +13.6% | 9,204 | +100.9% | 0.03% | +23.1% |
| New | FIRST REP BK SAN FRANCISCOCALIpfd | $473,000 | – | 18,286 | +100.0% | 0.03% | – | |
| QBIEY | Buy | QBE INSURANCE GROUP F ADR 1 ADadr | $472,000 | +5.6% | 44,970 | +0.3% | 0.03% | +14.8% |
| PFE | Buy | PFIZER INCORPORATED | $468,000 | +7.1% | 13,953 | +11.1% | 0.03% | +15.4% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONSFDcef | $466,000 | -52.9% | 23,570 | -52.7% | 0.03% | -50.0% |
| BWFG | BANKWELL FINANCIAL GROUP INC | $456,000 | -7.5% | 25,600 | 0.0% | 0.03% | 0.0% | |
| New | RWE AG-NON VTG PREF | $443,000 | – | 27,107 | +100.0% | 0.03% | – | |
| NUW | New | NUVEEN AMT-FREE MUN VALUEFD COcef | $425,000 | – | 26,327 | +100.0% | 0.03% | – |
| S&W Co. Warrants Exp. 6/30/202wt | $407,000 | +0.7% | 169,999 | 0.0% | 0.03% | +12.5% | ||
| IWM | Sell | ISHARES RUSSELL 2000 INDEX FUNetf | $413,000 | -28.2% | 3,311 | -28.3% | 0.03% | -22.9% |
| LOR | Buy | LAZARD WORLD DIVID &INCOMEFD Ccef | $421,000 | +178.8% | 36,115 | +202.8% | 0.03% | +200.0% |
| NVX | New | NUVEEN CALIF DIVID ADVANTAGEMUcef | $409,000 | – | 30,050 | +100.0% | 0.03% | – |
| BNJ | New | BLACKROCK N J MUN INCOMETR SHcef | $412,000 | – | 29,307 | +100.0% | 0.03% | – |
| SIEGY | Sell | SIEMENS A G - ADRadr | $410,000 | -13.5% | 4,076 | -7.0% | 0.03% | -6.9% |
| ABT | New | ABBOTT LABORATORIES | $412,000 | – | 8,390 | +100.0% | 0.03% | – |
| BLW | Sell | BLACKROCK LTD DURATIONINCOME Tcef | $397,000 | -51.7% | 26,216 | -49.6% | 0.03% | -48.0% |
| HD | Buy | HOME DEPOT INC | $398,000 | -1.5% | 3,581 | +0.6% | 0.03% | +8.3% |
| FCO | Buy | ABERDEEN GLOBAL INCOMEFD INC Ccef | $395,000 | -7.3% | 45,960 | +0.2% | 0.03% | 0.0% |
| JTP | New | NUVEEN QUALITY PFD INCOMEFDcef | $392,000 | – | 49,553 | +100.0% | 0.03% | – |
| RMRM | New | RMR REAL ESTATE INCOMEFUND COMcef | $393,000 | – | 21,210 | +100.0% | 0.03% | – |
| PEP | Buy | PEPSICO INCORPORATED | $391,000 | +7.4% | 4,186 | +9.8% | 0.02% | +13.6% |
| VIG | VANGUARD DIV APPRCIATIONetf | $384,000 | -2.3% | 4,887 | 0.0% | 0.02% | +4.2% | |
| DIS | Buy | DISNEY (WALT) CO COM STK | $384,000 | +18.2% | 3,366 | +8.7% | 0.02% | +25.0% |
| DKTCL | New | DEUTSCHE BK CONTINGNTCAP TR Vpfd | $380,000 | – | 13,663 | +100.0% | 0.02% | – |
| HTY | New | HANCOCK JOHN INVT TR TAXADVANTcef | $378,000 | – | 37,486 | +100.0% | 0.02% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $370,000 | +10.1% | 3,796 | +13.8% | 0.02% | +20.0% |
| GE | Buy | GENERAL ELECTRIC COMPANY | $374,000 | +15.8% | 14,077 | +8.0% | 0.02% | +26.3% |
| New | USO 10/16/15 P 18 | $361,000 | – | 4,940 | +100.0% | 0.02% | – | |
| NBW | New | NEUBERGER BERMAN CA INTMUN FDcef | $366,000 | – | 24,564 | +100.0% | 0.02% | – |
| New | Porter Bank Series Fpfd | $368,000 | – | 1,405 | +100.0% | 0.02% | – | |
| TWC | Buy | TIME WARNER CABLE INC COM | $373,000 | +20.7% | 2,092 | +1.7% | 0.02% | +26.3% |
| JAH | JARDEN CORP | $372,000 | -2.4% | 7,198 | 0.0% | 0.02% | +4.3% | |
| ERC | New | WELLS FARGO ADVANTAGEMULTI SECcef | $370,000 | – | 29,249 | +100.0% | 0.02% | – |
| METR | Sell | METRO BANCORP INC PA COM STK | $364,000 | -77.3% | 13,933 | -76.0% | 0.02% | -75.3% |
| EWW | New | ISHARES MSCI MEXICO CAPPEDINVEetf | $349,000 | – | 6,111 | +100.0% | 0.02% | – |
| GDV | Sell | GABELLI DIVD &INCOME TRCOM ISIcef | $346,000 | -60.7% | 16,597 | -60.0% | 0.02% | -56.6% |
| DFS | Buy | DISCOVER FINL SVCS COM | $353,000 | +5.4% | 6,131 | +3.0% | 0.02% | +15.0% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETSetf | $352,000 | +6.0% | 8,619 | +6.2% | 0.02% | +15.0% |
| SYK | Buy | STRYKER CORP | $350,000 | +3.9% | 3,659 | +0.2% | 0.02% | +15.0% |
| IGD | New | VOYA GLBL EQTY DIV &PREMOPP COcef | $348,000 | – | 42,624 | +100.0% | 0.02% | – |
| APF | New | MORGAN STANLEY ASIA PACFD INCcef | $331,000 | – | 21,113 | +100.0% | 0.02% | – |
| MSFT | Buy | MICROSOFT CORP COM | $341,000 | +21.8% | 7,745 | +12.3% | 0.02% | +29.4% |
| FB | Buy | FACEBOOK INC CL A | $341,000 | +5.2% | 3,971 | +0.6% | 0.02% | +10.0% |
| EMD | New | WESTERN ASSET EMRG MKTDEBT FDcef | $342,000 | – | 22,856 | +100.0% | 0.02% | – |
| BFK | New | BLACKROCK MUN INCOME TRSH BENcef | $337,000 | – | 24,989 | +100.0% | 0.02% | – |
| New | GASTAR EXPLORATION 10.75%12/31pfd | $339,000 | – | 13,621 | +100.0% | 0.02% | – | |
| BIIB | Buy | BIOGEN INC | $328,000 | -3.5% | 811 | +0.7% | 0.02% | +5.0% |
| T | Buy | AT&T INC | $328,000 | +31.2% | 9,225 | +20.9% | 0.02% | +40.0% |
| DMB | New | DREYFUS MUN BD INFRASTRUCTUREFcef | $330,000 | – | 28,349 | +100.0% | 0.02% | – |
| STT | Buy | STATE STR CORP COM | $323,000 | +4.9% | 4,201 | +0.4% | 0.02% | +10.5% |
| TM | Buy | TOYOTA MOTOR CORP F ADR 1 ADRadr | $310,000 | -1.6% | 2,312 | +2.8% | 0.02% | +5.3% |
| EVT | New | EATON VANCE TAX ADVT DIVINCM Ccef | $313,000 | – | 15,803 | +100.0% | 0.02% | – |
| CNI | Sell | CANADIAN NATL RY CO | $314,000 | -15.1% | 5,441 | -1.7% | 0.02% | -9.1% |
| AIF | New | APOLLO TACTICAL INCOMEFD INC Ccef | $295,000 | – | 18,689 | +100.0% | 0.02% | – |
| EPI | New | WisdomTree India Earnings Fundetf | $287,000 | – | 13,236 | +100.0% | 0.02% | – |
| HHC | HOWARD HUGHES CORP COM ISIN#US | $297,000 | -7.2% | 2,067 | 0.0% | 0.02% | 0.0% | |
| PREPRECL | New | PARTNERRE PFDpfd | $275,000 | – | 10,577 | +100.0% | 0.02% | – |
| CAT | CATERPILLAR INC DEL | $280,000 | +5.7% | 3,306 | 0.0% | 0.02% | +12.5% | |
| TSN | Buy | TYSON FOODS INC CL A | $282,000 | +11.9% | 6,614 | +0.4% | 0.02% | +20.0% |
| ANTM | Buy | ANTHEM INC COM | $270,000 | +7.1% | 1,642 | +0.7% | 0.02% | +20.0% |
| MVT | New | BLACKROCK MUNIVEST FDII INC COcef | $270,000 | – | 18,209 | +100.0% | 0.02% | – |
| IBM | Buy | IBM CORP | $278,000 | +25.8% | 1,709 | +24.4% | 0.02% | +38.5% |
| IWD | Buy | ISHARES TR RUS 1000 VAL ETFetf | $269,000 | +28.1% | 2,604 | +28.0% | 0.02% | +38.5% |
| BPOPN | New | POPULAR CAP TR I GTD MONTHLYINpfd | $271,000 | – | 13,895 | +100.0% | 0.02% | – |
| SRCL | STERICYCLE INC COM | $279,000 | -4.8% | 2,087 | 0.0% | 0.02% | 0.0% | |
| VPL | New | VANGUARD INTL EQUITY INDEXFDSetf | $257,000 | – | 4,211 | +100.0% | 0.02% | – |
| PGSVY | PETROLEUM GEO SERVICESASA ADSadr | $268,000 | +4.3% | 50,000 | 0.0% | 0.02% | +13.3% | |
| NQP | Sell | NUVEEN PA INVT QLTY MUNFDcef | $267,000 | -45.4% | 20,269 | -42.4% | 0.02% | -41.4% |
| WBA | Buy | WALGREENS BOOTS ALLIANCEINC | $264,000 | +0.8% | 3,122 | +0.9% | 0.02% | +6.2% |
| REGN | REGENERON PHARMACEUTICALS | $264,000 | +12.8% | 518 | 0.0% | 0.02% | +21.4% | |
| STARPRE | New | ISTAR FINL INC 7.875008%12/31/pfd | $259,000 | – | 10,539 | +100.0% | 0.02% | – |
| HIX | New | SALOMON BROS HIGH INCOME FDcef | $253,000 | – | 33,522 | +100.0% | 0.02% | – |
| PPC | PILGRIMS PRIDE CORP | $239,000 | +1.7% | 10,409 | 0.0% | 0.02% | +14.3% | |
| BBF | New | BLACKROCK MUNICIPAL INCOMEINVEcef | $238,000 | – | 17,985 | +100.0% | 0.02% | – |
| CSX | CSX CORP | $245,000 | -1.2% | 7,500 | 0.0% | 0.02% | +6.7% | |
| BLE | Sell | BLACKROCK MUN INCOME TRIIcef | $252,000 | -81.9% | 17,895 | -80.5% | 0.02% | -81.0% |
| WEN | WENDYS COMPANY (THE) COMUSD0.1 | $242,000 | +3.4% | 21,494 | 0.0% | 0.02% | +14.3% | |
| PDT | New | JOHN HANCOCK PREMIUM DIVIDFD Icef | $253,000 | – | 19,346 | +100.0% | 0.02% | – |
| GEQ | New | GUGGENHEIM EQL WGT EHNDEQTY INcef | $249,000 | – | 13,515 | +100.0% | 0.02% | – |
| CBA | New | CLEARBRIDGE AMERN ENERGMLP FD | $234,000 | – | 16,969 | +100.0% | 0.02% | – |
| SCZ | ISHARES MSCI EAFE SMALL-CAPETF | $234,000 | +3.5% | 4,577 | 0.0% | 0.02% | +7.1% | |
| JPM | New | JPMORGAN CHASE & CO | $237,000 | – | 3,496 | +100.0% | 0.02% | – |
| AGD | New | ALPINE GLOBAL DYNAMICDIVIDENDcef | $237,000 | – | 23,978 | +100.0% | 0.02% | – |
| CEV | New | EATON VANCE CAL MUNI INCOMEcef | $237,000 | – | 19,051 | +100.0% | 0.02% | – |
| New | DEUTSCHE BK AG LONDONBRH TRIGGpfd | $235,000 | – | 23,000 | +100.0% | 0.02% | – | |
| AMP | Buy | AMERIPRISE FINL INC COM | $226,000 | -4.2% | 1,811 | +0.6% | 0.02% | +7.1% |
| PEIPRACL | New | PENN REIT 8.25% SERIES Apfd | $223,000 | – | 8,400 | +100.0% | 0.02% | – |
| STRZA | New | STARZ COM SER A | $228,000 | – | 5,104 | +100.0% | 0.02% | – |
| New | Porter Bank Series Epfd | $235,000 | – | 885 | +100.0% | 0.02% | – | |
| NMPRH | New | NAVIOS MARITIME HOLDINGS PFDpfd | $234,000 | – | 12,308 | +100.0% | 0.02% | – |
| COP | Buy | CONOCOPHILLIPS | $224,000 | +7.2% | 3,642 | +8.5% | 0.02% | +15.4% |
| NUO | New | NUVEEN OHIO QUALITY INCOMEMUNcef | $212,000 | – | 14,825 | +100.0% | 0.01% | – |
| RHHBY | Sell | ROCHE HLDG LTD SPONSORED ADRadr | $215,000 | -2.3% | 6,125 | -3.8% | 0.01% | +7.7% |
| EVO | Buy | EATON VANCE OH MUNI INCcef | $215,000 | +47.3% | 16,195 | +54.6% | 0.01% | +55.6% |
| MYL | New | MYLAN N V SHS EURO | $217,000 | – | 3,193 | +100.0% | 0.01% | – |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC SHS | $215,000 | +7.0% | 2,528 | +0.1% | 0.01% | +16.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC COM | $215,000 | +4.4% | 1,759 | +0.9% | 0.01% | +16.7% |
| BTZ | New | BLACKROCK CREDIT ALLOCATION INcef | $218,000 | – | 17,190 | +100.0% | 0.01% | – |
| BBN | New | BLACKROCK BUILD AMER BDTR SHScef | $220,000 | – | 11,094 | +100.0% | 0.01% | – |
| CP | Sell | CANADIAN PAC RAILWAY F | $214,000 | -13.7% | 1,341 | -1.0% | 0.01% | -6.7% |
| DWA | New | DREAMWORKS ANIMATION SKGINC CL | $200,000 | – | 7,582 | +100.0% | 0.01% | – |
| AN | Buy | AUTONATION INC | $202,000 | -1.5% | 3,197 | +0.4% | 0.01% | +8.3% |
| PHIKQ | New | PHI INC | $205,000 | – | 6,844 | +100.0% | 0.01% | – |
| MHF | New | WESTERN ASSET MUN HIGHINCOME Fcef | $207,000 | – | 28,907 | +100.0% | 0.01% | – |
| NLYPRCCL | New | ANNALY CAP MGMT INC 7.625%12/3pfd | $205,000 | – | 8,490 | +100.0% | 0.01% | – |
| DEX | New | DELAWARE ENHANCED GLOBALDIVIDcef | $174,000 | – | 16,135 | +100.0% | 0.01% | – |
| MYF | New | BLACKROCK MUNIYIELD INVESTMENTcef | $165,000 | – | 11,458 | +100.0% | 0.01% | – |
| BGX | New | BLACKSTONE GSO LNG SHRTCR INCcef | $162,000 | – | 10,488 | +100.0% | 0.01% | – |
| JTA | New | NUVEEN TX ADV TOTAL RETSTRGY Ccef | $176,000 | – | 13,521 | +100.0% | 0.01% | – |
| MIY | New | BLACKROCK MUNIYIELD MICHQUALITcef | $153,000 | – | 11,524 | +100.0% | 0.01% | – |
| BTA | New | BLACKROCK LONG-TERM MUNIADVNTcef | $154,000 | – | 14,227 | +100.0% | 0.01% | – |
| IQI | Sell | INVESCO QUALITY MUN INCOMETR Ccef | $148,000 | -42.6% | 12,499 | -39.1% | 0.01% | -37.5% |
| KTF | New | DEUTSCHE MUN INCOME COM ISIN#Ucef | $134,000 | – | 10,660 | +100.0% | 0.01% | – |
| HHY | New | BROOKFIELD HIGH INCOMEFD INC C | $134,000 | – | 16,435 | +100.0% | 0.01% | – |
| CHW | Sell | CALAMOS GLOBAL DYNAMICINCOME Fcef | $136,000 | -55.1% | 15,944 | -53.7% | 0.01% | -50.0% |
| EIA | New | EATON VANCE CALIF MUNICIPALBONcef | $136,000 | – | 11,392 | +100.0% | 0.01% | – |
| WFTIQ | Sell | WEATHERFORD INTL PLC ORDSHS IS | $131,000 | -0.8% | 10,705 | -0.2% | 0.01% | +12.5% |
| FUND | New | SPROTT FOCUS TRUST INCcef | $124,000 | – | 17,520 | +100.0% | 0.01% | – |
| ASX | Sell | ADVANCED SEMICONDUCTORENGR SPOadr | $104,000 | -79.0% | 15,730 | -77.2% | 0.01% | -76.7% |
| MUFG | Sell | MITSUBISHI UFJ FINL F ADR 1 ADadr | $105,000 | +9.4% | 14,516 | -5.8% | 0.01% | +16.7% |
| PBRA | Sell | PETROLEO BRASILEIRO F ADR 1 ADadr | $101,000 | -62.2% | 12,370 | -71.7% | 0.01% | -56.2% |
| EGDW | EDGEWATER BANCORP INCCOM | $115,000 | +10.6% | 10,000 | 0.0% | 0.01% | +16.7% | |
| KMM | New | DEUTSCHE MULTI-MKT INCOMETR SHcef | $106,000 | – | 13,080 | +100.0% | 0.01% | – |
| AGC | Sell | ADVENT CLAYMORE CONVERTIBLE SEcef | $106,000 | -92.9% | 16,600 | -92.5% | 0.01% | -92.2% |
| FC HOLDINGS INC CL E CONV PFDpfd | $94,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| NOK | Sell | NOKIA CORPadr | $91,000 | -11.7% | 13,236 | -3.0% | 0.01% | 0.0% |
| ABEV | Sell | AMBEV SA SPONSORED ADR ISIN#USadr | $86,000 | +2.4% | 14,096 | -2.7% | 0.01% | +20.0% |
| PMM | New | PUTNAM MANAGED MUN INCOMTR COMcef | $89,000 | – | 12,580 | +100.0% | 0.01% | – |
| LYG | Sell | LLOYDS BANKING GROUP PLC ADRadr | $95,000 | +8.0% | 17,464 | -7.3% | 0.01% | +20.0% |
| New | PUT JPM JUL 67.50000 07/17/201 | $88,000 | – | 645 | +100.0% | 0.01% | – | |
| New | PUT XLF JUL 25.00000 07/17/201 | $93,000 | – | 1,290 | +100.0% | 0.01% | – | |
| GCV | New | GABELLI CONV&INCOM SECSFD INCcef | $73,000 | – | 12,443 | +100.0% | 0.01% | – |
| New | REITMANS (CANADA) LTD | $84,000 | – | 11,330 | +100.0% | 0.01% | – | |
| New | PUT MS JUL 39.00000 07/17/2015 | $55,000 | – | 645 | +100.0% | 0.00% | – | |
| GGB | Sell | GERDAU SA SPONS ADR F SPONSOREadr | $62,000 | -82.8% | 25,638 | -77.3% | 0.00% | -81.8% |
| OGZPY | Buy | GAZPROM PJSC F ADR 1 ADR REPSadr | $54,000 | +12.5% | 10,313 | +2.6% | 0.00% | +33.3% |
| New | PUT KRE JUL 43.00000 07/17/201 | $57,000 | – | 1,290 | +100.0% | 0.00% | – | |
| Sell | HENDERSON LAND DEVELOPMENTCO H | $69,000 | -34.3% | 10,116 | -32.2% | 0.00% | -33.3% | |
| New | PUT USB JUL 44.00000 07/17/201 | $64,000 | – | 645 | +100.0% | 0.00% | – | |
| SBRCY | Sell | SBERBANK OF RUSSIA SPONADR EACadr | $62,000 | -63.1% | 11,703 | -69.6% | 0.00% | -60.0% |
| YDUQY | Sell | ESTACIO PARTICIPACO ADRF 1SPONadr | $61,000 | -82.4% | 10,552 | -82.0% | 0.00% | -81.0% |
| New | PUT BBT JUL 40.00000 07/17/201 | $39,000 | – | 645 | +100.0% | 0.00% | – | |
| New | PUT WFC JUL 55.50000 07/17/201 | $40,000 | – | 645 | +100.0% | 0.00% | – | |
| New | PUT USB JUL 43.50000 07/17/201 | $49,000 | – | 640 | +100.0% | 0.00% | – | |
| New | PUT CMA JUL 50.00000 07/17/201 | $41,000 | – | 645 | +100.0% | 0.00% | – | |
| New | PUT KRE JUL 44.00000 07/17/201 | $49,000 | – | 645 | +100.0% | 0.00% | – | |
| CART | CAROLINA TR BK LINCOLNTON NOR | $52,000 | -5.5% | 10,184 | 0.0% | 0.00% | 0.0% | |
| MFG | New | MIZUHO FINL GROUP INCSPONSOREDadr | $51,000 | – | 11,833 | +100.0% | 0.00% | – |
| TMKXY | Sell | TMK OAO SPONSORED ADR ISIN#US8adr | $47,000 | -68.5% | 11,339 | -77.3% | 0.00% | -66.7% |
| FC HOLDINGS INC CONTRA CUSIP | $47,000 | 0.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| New | PUT AXP JUL 77.50000 07/17/201 | $37,000 | – | 320 | +100.0% | 0.00% | – | |
| New | PUT BK JUL 41.50000 07/17/2015 | $30,000 | – | 645 | +100.0% | 0.00% | – | |
| New | PUT SCHW JUL 32.00000 07/17/20 | $31,000 | – | 645 | +100.0% | 0.00% | – | |
| New | PUT ZION JUL 31.00000 07/17/20 | $33,000 | – | 965 | +100.0% | 0.00% | – | |
| New | PUT CMA JUL 49.00000 07/17/201 | $26,000 | – | 645 | +100.0% | 0.00% | – | |
| New | PUT STT JUL 75.00000 07/17/201 | $20,000 | – | 320 | +100.0% | 0.00% | – | |
| New | PUT MS JUL 37.50000 07/17/2015 | $21,000 | – | 640 | +100.0% | 0.00% | – | |
| New | PUT STT JUL 72.50000 07/17/201 | $8,000 | – | 320 | +100.0% | 0.00% | – | |
| New | PUT COF JUL 85.00000 07/17/201 | $14,000 | – | 320 | +100.0% | 0.00% | – | |
| New | PUT BBT JUL 39.00000 07/17/201 | $21,000 | – | 645 | +100.0% | 0.00% | – | |
| New | PUT XLF JUL 24.00000 07/17/201 | $14,000 | – | 640 | +100.0% | 0.00% | – | |
| New | COSCO INTERNATIONAL HLDGS HKD0 | $6,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | BOSIDENG INTERNATIONAL HL DGS | $4,000 | – | 32,000 | +100.0% | 0.00% | – | |
| FIRST HORIZON FRACTIONAL SHS 1 | $0 | – | 442,506 | 0.0% | 0.00% | – | ||
| AMERICAN INTL GROUP INCWTS EXPwt | $0 | – | 207,685 | 0.0% | 0.00% | – | ||
| FIBROGEN INC SERIES FCONV PFDpfd | $0 | – | 25,000 | 0.0% | 0.00% | – | ||
| Sell | HEARUSA INC XXX ESCROW PENDING | $0 | – | 332,431 | -5.3% | 0.00% | – | |
| New | SINOTRANS SHIPPING LTD NPV ISI | $4,000 | – | 16,500 | +100.0% | 0.00% | – | |
| LSTMF | Exit | LIGHTSTREAM RESCOURCES LTD | $0 | – | -26,450 | -100.0% | -0.00% | – |
| RVLT | Exit | REVOLUTION LTG TECHNOLOGIESINC | $0 | – | -18,995 | -100.0% | -0.00% | – |
| SARA | Exit | SARATOGA RES INC TEX COM ISIN# | $0 | – | -126,800 | -100.0% | -0.00% | – |
| NQ | Exit | NQ MOBILE INC ADREA REPR 5 CLadr | $0 | – | -11,325 | -100.0% | -0.00% | – |
| ROIA | Exit | RADIO ONE INC CL A ISIN #US750 | $0 | – | -14,001 | -100.0% | -0.00% | – |
| FXEN | Exit | FX ENERGY INC COM ISIN#US30269 | $0 | – | -44,193 | -100.0% | -0.00% | – |
| HYF | Exit | MANAGED HIGH YIELD PLUSFD INCcef | $0 | – | -24,640 | -100.0% | -0.00% | – |
| GAB | Exit | GABELLI EQUITY TR INCcef | $0 | – | -10,700 | -100.0% | -0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FD Icef | $0 | – | -17,916 | -100.0% | -0.00% | – |
| NRO | Exit | NEUBERGER BERMAN RE ESSEC FD Ccef | $0 | – | -11,723 | -100.0% | -0.00% | – |
| BBVA | Exit | BANCO BILBAO VIZCAYA ARGENTARIadr | $0 | – | -10,330 | -100.0% | -0.01% | – |
| IHD | Exit | VOYA EMERGING MARKETS HIGH Icef | $0 | – | -12,092 | -100.0% | -0.01% | – |
| FAV | Exit | FIRST TR DIVIDEND INCOMEFD COMcef | $0 | – | -12,958 | -100.0% | -0.01% | – |
| MEN | Exit | BLACKROCK MUNIENHANCEDFD INC Ccef | $0 | – | -13,270 | -100.0% | -0.01% | – |
| MHN | Exit | BlackRock MuniHoldings New Yorcef | $0 | – | -11,153 | -100.0% | -0.01% | – |
| MYM | Exit | BLACKROCK MUNIYIELD MICHQUALITcef | $0 | – | -10,899 | -100.0% | -0.01% | – |
| PCF | Exit | PUTMAN HIGH INCOME SECFUND SHScef | $0 | – | -17,464 | -100.0% | -0.01% | – |
| BIE | Exit | BLACKROCK MUNICIPAL BONDINVESTcef | $0 | – | -10,672 | -100.0% | -0.01% | – |
| HLDCY | Exit | HENDERSON LAND DEVELOPMENTCO Sadr | $0 | – | -23,636 | -100.0% | -0.01% | – |
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| SPXX | Exit | NUVEEN S&P 500 DYN OVERWRITE Ccef | $0 | – | -12,615 | -100.0% | -0.01% | – |
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| GDF | Exit | WESTERN ASSET GLB PTNRSINCOMEcef | $0 | – | -19,190 | -100.0% | -0.01% | – |
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| CIHKY | Exit | CHINA MERCHANTS BK ADR F UNSPOadr | $0 | – | -15,144 | -100.0% | -0.01% | – |
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| CIK | Exit | CREDIT SUISSE ASSET MGMTINCOMcef | $0 | – | -62,897 | -100.0% | -0.01% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FD IIcef | $0 | – | -20,284 | -100.0% | -0.01% | – |
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| ETY | Exit | EATON VANCE TAX MANAGED DIVERScef | $0 | – | -19,401 | -100.0% | -0.01% | – |
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| GSPRD | Exit | GOLDMAN SACHS GROUP INC DEP SHpfd | $0 | – | -10,800 | -100.0% | -0.01% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNSINCcef | $0 | – | -26,654 | -100.0% | -0.01% | – |
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| MFL | Exit | BLACKROCK MUNIHOLDINGS INVESTMcef | $0 | – | -14,406 | -100.0% | -0.01% | – |
| MLCO | Exit | MELCO CROWN ENTERTAINMENT LIMIadr | $0 | – | -9,816 | -100.0% | -0.01% | – |
| INB | Exit | COHEN & STEERS GLOBALINCOME BLcef | $0 | – | -19,402 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM INC COM | $0 | – | -3,342 | -100.0% | -0.01% | – |
| BHP | Exit | BHP BILLITON LTD SPONSORED ADRadr | $0 | – | -4,863 | -100.0% | -0.01% | – |
| EUSHY | Exit | EUROCASH S A ADR F SPONSORED 1 | $0 | – | -26,377 | -100.0% | -0.01% | – |
| ACGBY | Exit | AGRIC BK OF CHINA ADR F UNSPONadr | $0 | – | -18,746 | -100.0% | -0.01% | – |
| CTQCL | Exit | QWEST CORP NT 7.375%06/01/2051pfd | $0 | – | -9,585 | -100.0% | -0.02% | – |
| EXXAY | Exit | EXXARO RESOURCES ADR F SPONSORadr | $0 | – | -31,070 | -100.0% | -0.02% | – |
| KSM | Exit | DWS STRATEGIC MUNI INCOME TR Ccef | $0 | – | -17,851 | -100.0% | -0.02% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QUALITY FUcef | $0 | – | -17,876 | -100.0% | -0.02% | – |
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| XLE | Exit | SECTOR SPDR TR SHS BEN INT ENEcef | $0 | – | -3,400 | -100.0% | -0.02% | – |
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| MQT | Exit | BLACKROCK MUNIYIELD QUALITYFDcef | $0 | – | -19,809 | -100.0% | -0.02% | – |
| GGE | Exit | GUGGENHEIM ENHANCED EQUITYSTRAcef | $0 | – | -15,022 | -100.0% | -0.02% | – |
| FCFS | Exit | FIRST CASH FINL SVCS INC | $0 | – | -5,556 | -100.0% | -0.02% | – |
| NXC | Exit | NUVEEN CALIF SELECT TAXFREE INcef | $0 | – | -18,286 | -100.0% | -0.02% | – |
| ALLPRDCL | Exit | ALLSTATE CORP LEOPARDS REPSTGpfd | $0 | – | -10,402 | -100.0% | -0.02% | – |
| MHY | Exit | Western Asset Managed High Inccef | $0 | – | -55,893 | -100.0% | -0.02% | – |
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| YNDX | Exit | YANDEX N V CL A F CLASS A | $0 | – | -19,315 | -100.0% | -0.02% | – |
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| AACAY | Exit | AAC TECH HLDGS INC ADR F UNSPOadr | $0 | – | -4,987 | -100.0% | -0.02% | – |
| KMM | Exit | DWS MULTI MKT INCOME TRSHScef | $0 | – | -37,577 | -100.0% | -0.02% | – |
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| HEQ | Exit | JOHN HANCOCK HEDGED EQUITY & Icef | $0 | – | -18,948 | -100.0% | -0.02% | – |
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| CIB | Exit | BANCOLOMBIA SA SPON PFD ISIN#Uadr | $0 | – | -8,555 | -100.0% | -0.02% | – |
| NYV | Exit | NUVEEN NEW YORK MUN VALUEFD 2cef | $0 | – | -22,358 | -100.0% | -0.02% | – |
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| HYB | Exit | NEW AMER HIGH INCOME FDINC COMcef | $0 | – | -38,001 | -100.0% | -0.02% | – |
| LZRFY | Exit | LOCALIZA RENT A CAR ADRF SPONSadr | $0 | – | -30,412 | -100.0% | -0.02% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FDCOM USDcef | $0 | – | -11,976 | -100.0% | -0.02% | – |
| AMOV | Exit | AMERICA MOVIL SAB DE CVADR EAC | $0 | – | -18,115 | -100.0% | -0.02% | – |
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| NBH | Exit | NEUBERGER BERMAN INTERMUNI FDcef | $0 | – | -24,511 | -100.0% | -0.02% | – |
| VKQ | Exit | INVESCO MUNTR COMcef | $0 | – | -29,705 | -100.0% | -0.02% | – |
| BKRKY | Exit | PT BANK RAKYAT ADR F UNSPONSORadr | $0 | – | -18,520 | -100.0% | -0.02% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION FDcef | $0 | – | -23,531 | -100.0% | -0.02% | – |
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| FCX | Exit | FREEPORT MCMORAN INC | $0 | – | -20,151 | -100.0% | -0.02% | – |
| AHCHY | Exit | ANHUI CONCH CEM CO ADR F UNSPOadr | $0 | – | -21,180 | -100.0% | -0.02% | – |
| WFCPRO | Exit | WELLS FARGO & CO NEW DEPSHS REpfd | $0 | – | -16,272 | -100.0% | -0.02% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOMEFDcef | $0 | – | -36,584 | -100.0% | -0.02% | – |
| TTNDY | Exit | TECHTRONIC INDS CO ADR F 1 ADRadr | $0 | – | -24,893 | -100.0% | -0.02% | – |
| MFC | Exit | MANULIFE FINL CORP COM ISIN#CA | $0 | – | -24,678 | -100.0% | -0.02% | – |
| GBNK | Exit | GUARANTY BANCORP DEL COM NEW | $0 | – | -24,888 | -100.0% | -0.02% | – |
| E103PS | Exit | WESTERN ASSET EMERGING MARKEcef | $0 | – | -39,319 | -100.0% | -0.03% | – |
| GPM | Exit | GUGGENHEIM ENHANCED EQUITYINCOcef | $0 | – | -51,696 | -100.0% | -0.03% | – |
| BAP | Exit | CREDICORP LTD COM ISIN#BMG2519 | $0 | – | -3,246 | -100.0% | -0.03% | – |
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| BKLN | Exit | POWERSHARES EXCHANGE TRADEDFDcef | $0 | – | -19,160 | -100.0% | -0.03% | – |
| Exit | TAV HAVALIMANLARI HOLDINGA.S.adr | $0 | – | -13,691 | -100.0% | -0.03% | – | |
| HDB | Exit | HDFC BANK LIMITED ADR F SPONSOadr | $0 | – | -7,996 | -100.0% | -0.03% | – |
| LENB | Exit | LENNAR CORP CL B | $0 | – | -11,329 | -100.0% | -0.03% | – |
| MYJ | Exit | BLACKROCK MUNIYIELD NJ FD INCcef | $0 | – | -30,487 | -100.0% | -0.03% | – |
| GBOOY | Exit | GRUPO FIN BANORTE ADR F SPONSOadr | $0 | – | -16,360 | -100.0% | -0.03% | – |
| TTM | Exit | TATA MOTORS LTD ADR F SPONSOREadr | $0 | – | -10,657 | -100.0% | -0.03% | – |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OVER | $0 | – | -26,756 | -100.0% | -0.03% | – |
| AMLP | Exit | ALPS ETF TR ALERIAN MLPETFetf | $0 | – | -30,525 | -100.0% | -0.03% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FD SBIcef | $0 | – | -86,038 | -100.0% | -0.03% | – |
| NTX | Exit | NUVEEN TEX QUALITY MUNINCOME Fcef | $0 | – | -37,007 | -100.0% | -0.03% | – |
| PNGAY | Exit | PING AN ISNURANCE ADR F SPONSOadr | $0 | – | -22,764 | -100.0% | -0.03% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPPORcef | $0 | – | -34,271 | -100.0% | -0.03% | – |
| CCOHY | Exit | CHINA ST CONST INTL ADRF UNSPOadr | $0 | – | -8,025 | -100.0% | -0.03% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY FDcef | $0 | – | -37,204 | -100.0% | -0.03% | – |
| IEO | Exit | ISHARES U S OIL & GAS EXPLORATcef | $0 | – | -8,160 | -100.0% | -0.04% | – |
| BIDU | Exit | BAIDU INC ADR F SPONSORED ADRadr | $0 | – | -2,863 | -100.0% | -0.04% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONVERTIBcef | $0 | – | -29,879 | -100.0% | -0.04% | – |
| FXCB | Exit | FOX CHASE BANCORP INC COM ST | $0 | – | -36,780 | -100.0% | -0.04% | – |
| Exit | INF DEVELOPMNT | $0 | – | -76,400 | -100.0% | -0.04% | – | |
| CWB | Exit | SPDR BARCLAYS CONVERTIBLE SEetf | $0 | – | -13,500 | -100.0% | -0.04% | – |
| PSAPRVCL | Exit | PUBLIC STORAGE DEP SHS REPSTGpfd | $0 | – | -28,087 | -100.0% | -0.04% | – |
| ORAN | Exit | ORANGE SPONSORED ADR ISIN#US68adr | $0 | – | -43,069 | -100.0% | -0.04% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GLOBAL HIGHcef | $0 | – | -55,169 | -100.0% | -0.04% | – |
| GGT | Exit | GABELLI MULTIMEDIA TRINC COM Icef | $0 | – | -75,200 | -100.0% | -0.04% | – |
| Exit | FUJITSU NPV ISIN#JP3818000006 | $0 | – | -102,760 | -100.0% | -0.04% | – | |
| Exit | SHOWA DENKO KK NPV ISIN#JP3368 | $0 | – | -575,000 | -100.0% | -0.04% | – | |
| Exit | ORIX CORP | $0 | – | -51,960 | -100.0% | -0.04% | – | |
| Exit | YAMATO KOGYO CO NPV ISIN#JP394 | $0 | – | -29,800 | -100.0% | -0.04% | – | |
| Exit | LASERTEC CORP | $0 | – | -56,520 | -100.0% | -0.04% | – | |
| Exit | SHINSEI BANK LTD | $0 | – | -362,930 | -100.0% | -0.04% | – | |
| Exit | DAI-ICHI LIFE INSURANCECO.LTD | $0 | – | -51,200 | -100.0% | -0.04% | – | |
| Exit | SONY CORP NPV ISIN#JP343500000 | $0 | – | -28,100 | -100.0% | -0.04% | – | |
| PCI | Exit | PIMCO DYNAMIC CREDIT INCOME FUcef | $0 | – | -36,293 | -100.0% | -0.04% | – |
| Exit | SQUARE ENIX HOLDINGS CO.LTD.NP | $0 | – | -35,300 | -100.0% | -0.05% | – | |
| Exit | DIC CORP | $0 | – | -260,490 | -100.0% | -0.05% | – | |
| Exit | CENTURY TOKYO LEASING CORP | $0 | – | -25,740 | -100.0% | -0.05% | – | |
| WEA | Exit | WESTERN ASSET PREMIERBD FD SHScef | $0 | – | -59,655 | -100.0% | -0.05% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FUNDcef | $0 | – | -159,401 | -100.0% | -0.05% | – |
| HIO | Exit | WESTERN ASSET HIGH INCMOPP FDetf | $0 | – | -161,794 | -100.0% | -0.05% | – |
| HTGC | Exit | HERCULES TECH GROWTH CAP INC C | $0 | – | -64,000 | -100.0% | -0.05% | – |
| PNTPQ | Exit | PATRIOT NATIONAL INC FORT LAU | $0 | – | -70,166 | -100.0% | -0.05% | – |
| UTG | Exit | REAVES UTIL INCOME FD COM SH Bcef | $0 | – | -33,948 | -100.0% | -0.06% | – |
| Exit | GS YUASA CORP | $0 | – | -235,710 | -100.0% | -0.06% | – | |
| Exit | JAPAN AIRLINES CO LTDNPV ISIN# | $0 | – | -34,250 | -100.0% | -0.06% | – | |
| Exit | SUMITOMO MITSUI FINANCIALGROUP | $0 | – | -27,670 | -100.0% | -0.06% | – | |
| Exit | Futaba Corp Chiba | $0 | – | -66,530 | -100.0% | -0.06% | – | |
| Exit | NIPPON STEEL & SUMITOMOMETAL C | $0 | – | -429,480 | -100.0% | -0.06% | – | |
| Exit | HITACHI NPV ISIN#JP3788600009 | $0 | – | -159,160 | -100.0% | -0.07% | – | |
| Exit | TOEI CO LTD NPV ISIN#JP3560000 | $0 | – | -149,140 | -100.0% | -0.07% | – | |
| ATEN | Exit | A10 NETWORKS INC | $0 | – | -256,910 | -100.0% | -0.07% | – |
| TOWN | Exit | TOWNEBANK PORTSMOUTH VA COM ST | $0 | – | -68,700 | -100.0% | -0.07% | – |
| Exit | PUT BBT APR 39.00000 04/17/201 | $0 | – | -32,000 | -100.0% | -0.07% | – | |
| Exit | AVEX | $0 | – | -78,000 | -100.0% | -0.08% | – | |
| Exit | EIKEN CHEMICAL CO LTD | $0 | – | -75,400 | -100.0% | -0.08% | – | |
| CHI | Exit | CALAMOS CONV OPPORTU NITIES &cef | $0 | – | -99,879 | -100.0% | -0.08% | – |
| Exit | PUT BK APR 40.00000 04/17/2015 | $0 | – | -32,000 | -100.0% | -0.08% | – | |
| DIAX | Exit | Nuveen DOW 30 Dynamicoverwritecef | $0 | – | -90,191 | -100.0% | -0.08% | – |
| Exit | PUT USB APR 43.50000 04/17/201 | $0 | – | -32,000 | -100.0% | -0.08% | – | |
| Exit | PUT CMA APR 43.00000 04/17/201 | $0 | – | -32,000 | -100.0% | -0.09% | – | |
| Exit | MAZDA MOTOR CORP NPV ISIN#JP38 | $0 | – | -72,220 | -100.0% | -0.09% | – | |
| CBS | Exit | CBS CORP NEW CL B | $0 | – | -26,735 | -100.0% | -0.10% | – |
| COVS | Exit | COVISINT CORP | $0 | – | -846,832 | -100.0% | -0.10% | – |
| Exit | SOFTBANK CORP NPV ISIN#JP34361 | $0 | – | -31,020 | -100.0% | -0.11% | – | |
| Exit | PUT ETFC APR 27.00000 04/17/20 | $0 | – | -64,000 | -100.0% | -0.11% | – | |
| Exit | BANDAI NAMCO HOLDINGSINC NPV I | $0 | – | -96,950 | -100.0% | -0.11% | – | |
| Exit | PUT SCHW APR 29.00000 04/17/20 | $0 | – | -64,000 | -100.0% | -0.12% | – | |
| Exit | PUT AXP APR 80.00000 04/17/201 | $0 | – | -25,500 | -100.0% | -0.12% | – | |
| Exit | SOTSU CO LTD NPV ISIN#JP343250 | $0 | – | -100,600 | -100.0% | -0.12% | – | |
| Exit | PUT MS APR 35.00000 04/17/2015 | $0 | – | -64,000 | -100.0% | -0.14% | – | |
| Exit | PRONEXUS INC NPV ISIN#JP311900 | $0 | – | -346,299 | -100.0% | -0.14% | – | |
| Exit | PUT AMTD APR 36.00000 04/17/20 | $0 | – | -64,000 | -100.0% | -0.14% | – | |
| Exit | PUT AMTD APR 35.00000 04/17/20 | $0 | – | -64,000 | -100.0% | -0.14% | – | |
| Exit | SHOBUNSHA 50 | $0 | – | -328,400 | -100.0% | -0.15% | – | |
| Exit | ASAHI BROADCASTING NPV ISIN#JP | $0 | – | -287,760 | -100.0% | -0.15% | – | |
| Exit | PUT CMA APR 44.00000 04/17/201 | $0 | – | -64,000 | -100.0% | -0.17% | – | |
| Exit | PUT PNC APR 90.00000 04/17/201 | $0 | – | -32,000 | -100.0% | -0.18% | – | |
| CALX | Exit | CALIX NETWORKS INC | $0 | – | -387,060 | -100.0% | -0.20% | – |
| Exit | PUT/USO@16 | $0 | – | -196,600 | -100.0% | -0.20% | – | |
| OPB | Exit | OPUS BANK | $0 | – | -110,000 | -100.0% | -0.20% | – |
| Exit | PUT WFC APR 54.00000 04/17/201 | $0 | – | -64,000 | -100.0% | -0.21% | – | |
| Exit | PUT MS APR 34.00000 04/17/2015 | $0 | – | -128,000 | -100.0% | -0.22% | – | |
| Exit | SRA HOLDINGS INC NPV ISIN#JP31 | $0 | – | -285,200 | -100.0% | -0.24% | – | |
| Exit | TOEI ANIMATION NPV ISIN#JP3560 | $0 | – | -134,610 | -100.0% | -0.24% | – | |
| Exit | ZUKEN INC NPV ISIN#JP341200000 | $0 | – | -465,780 | -100.0% | -0.24% | – | |
| CNOB | Exit | CONNECTONE BANCORP INC NEW CO | $0 | – | -214,933 | -100.0% | -0.25% | – |
| Exit | FAITH INC NPV ISIN#JP380269000 | $0 | – | -386,300 | -100.0% | -0.25% | – | |
| Exit | PUT/USO@15 | $0 | – | -273,000 | -100.0% | -0.28% | – | |
| Exit | ARGO GRAPHICS NPV ISIN#JP31261 | $0 | – | -317,310 | -100.0% | -0.28% | – | |
| Exit | OPT HOLDING INC NPV ISIN#JP319 | $0 | – | -825,050 | -100.0% | -0.29% | – | |
| Exit | CENTRUE FINANCIAL CORP RESTRIC | $0 | – | -9,409,649 | -100.0% | -0.30% | – | |
| Exit | PUT BK APR 39.00000 04/17/2015 | $0 | – | -128,000 | -100.0% | -0.31% | – | |
| Exit | PUT KRE APR 40.00000 04/17/201 | $0 | – | -128,000 | -100.0% | -0.32% | – | |
| Exit | AMUSE INC NPV ISIN#JP312450000 | $0 | – | -188,850 | -100.0% | -0.32% | – | |
| Exit | PUT USB APR 42.00000 04/17/201 | $0 | – | -128,000 | -100.0% | -0.34% | – | |
| Exit | ACCESS CO LTD NPV ISIN#JP31080 | $0 | – | -824,210 | -100.0% | -0.36% | – | |
| WU | Exit | WESTERN UNION CO | $0 | – | -298,216 | -100.0% | -0.37% | – |
| Exit | PUT WFC APR 53.00000 04/17/201 | $0 | – | -128,000 | -100.0% | -0.42% | – | |
| Exit | PUT BBT APR 38.00000 04/17/201 | $0 | – | -192,000 | -100.0% | -0.44% | – | |
| PX | Exit | PRAXAIR INC | $0 | – | -61,713 | -100.0% | -0.45% | – |
| Exit | PUT XLF APR 24.00000 04/17/201 | $0 | – | -384,000 | -100.0% | -0.57% | – | |
| SNI | Exit | SCRIPPS NETWORKS INTERACT INC | $0 | – | -339,377 | -100.0% | -1.40% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-08-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View Curi RMB Capital, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View Curi RMB Capital, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
View Curi RMB Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.