$1.66 Billion is the total value of Curi RMB Capital, LLC's 694 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 64.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LBYYQ | Sell | LIBBEY INC COM STK | $35,104,000 | +18.0% | 879,586 | -7.0% | 2.12% | +16.8% |
| DXJ | Sell | WISDOMTREE TR JAPN HEDGE EQTetf | $32,649,000 | +2.5% | 592,320 | -8.5% | 1.97% | +1.4% |
| DHR | Sell | DANAHER CORP DEL COM | $31,487,000 | -3.3% | 370,872 | -2.4% | 1.90% | -4.3% |
| JOF | Buy | JAPAN SMALLER CAPTLZTN FD INCetf | $26,474,000 | +15.0% | 2,663,332 | +3.8% | 1.60% | +13.8% |
| TJX | Sell | TJX COS INC NEW COM | $25,633,000 | -0.5% | 365,930 | -2.6% | 1.54% | -1.5% |
| GWR | Sell | GENESEE & WYO INC CL A | $25,590,000 | +6.0% | 265,342 | -1.2% | 1.54% | +4.8% |
| HOG | Sell | HARLEY DAVIDSON INC | $24,907,000 | -8.6% | 410,053 | -0.8% | 1.50% | -9.6% |
| WST | Sell | WEST PHARMACEUTICAL SVSC INC C | $23,439,000 | +10.8% | 389,293 | -2.0% | 1.41% | +9.7% |
| AAP | Sell | ADVANCED AUTO PARTS INC | $23,265,000 | -8.4% | 155,418 | -2.5% | 1.40% | -9.4% |
| SNI | Sell | SCRIPPS NETWORKS INTERACT INC | $23,267,000 | -10.0% | 339,377 | -1.2% | 1.40% | -11.0% |
| COO | Sell | COOPER COS INC COM NEW | $22,062,000 | +13.8% | 117,715 | -1.6% | 1.33% | +12.6% |
| FRC | Sell | FIRST REP BK SAN FRANCISCOCAL | $21,618,000 | +7.7% | 378,661 | -1.7% | 1.30% | +6.5% |
| IHS | Sell | IHS INC CL A ISIN#US4517341073 | $21,183,000 | -0.7% | 186,205 | -0.6% | 1.28% | -1.7% |
| WOOD | Sell | ISHARES GL TIMB FORE ETFetf | $20,570,000 | -9.6% | 376,594 | -12.4% | 1.24% | -10.5% |
| NDSN | Sell | NORDSON CORP COM | $20,337,000 | -0.5% | 259,597 | -1.0% | 1.23% | -1.6% |
| NEO | Buy | NEOGENOMICS INC COM STK | $19,654,000 | +12.8% | 4,208,614 | +0.8% | 1.18% | +11.6% |
| ANSS | New | ANSYS INC | $19,354,000 | – | 219,462 | +100.0% | 1.17% | – |
| MJN | Sell | MEAD JOHNSON NUTRITION CO COM | $19,333,000 | -2.4% | 192,313 | -2.4% | 1.16% | -3.5% |
| GLD | New | SPDR GOLD TRUST ETFetf | $18,839,000 | – | 165,751 | +100.0% | 1.14% | – |
| V | Buy | VISA INC CL A SHRS | $18,373,000 | -3.2% | 280,892 | +288.1% | 1.11% | -4.2% |
| EMC | Buy | E M C CORP MASS | $17,812,000 | -14.0% | 696,862 | +0.0% | 1.07% | -15.0% |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRANC | $17,310,000 | +11.5% | 147,444 | -3.7% | 1.04% | +10.3% |
| PLL | Sell | PALL CORP COM | $17,299,000 | -4.2% | 172,319 | -3.5% | 1.04% | -5.2% |
| CWST | Buy | CASELLA WASTE SYSTEMS INC CLAS | $16,477,000 | +36.9% | 2,995,792 | +0.6% | 0.99% | +35.5% |
| CLR | Buy | CONTINENTAL RESOURCES INC | $16,424,000 | +292.7% | 376,083 | +244.9% | 0.99% | +288.2% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC COM | $16,415,000 | -32.5% | 125,527 | -11.9% | 0.99% | -33.2% |
| ARG | Sell | AIRGAS INC COM | $15,614,000 | -8.4% | 147,154 | -0.5% | 0.94% | -9.3% |
| GOOGL | Sell | GOOGLE INC CL A | $15,431,000 | +3.5% | 27,819 | -0.9% | 0.93% | +2.4% |
| SLB | Sell | SCHLUMBERGER LTD F | $15,377,000 | -3.7% | 184,289 | -1.5% | 0.93% | -4.7% |
| LOW | Sell | LOWES COMPANIES INC | $14,958,000 | +5.0% | 201,079 | -2.9% | 0.90% | +3.8% |
| BDX | Sell | BECTON DICKINSON&CO | $14,830,000 | +2.2% | 103,283 | -1.0% | 0.89% | +1.1% |
| AMT | Buy | AMERICAN TOWER CORP REIT | $14,790,000 | +20.3% | 157,091 | +26.3% | 0.89% | +19.0% |
| MMC | Sell | MARSH & MC LENNAN CO | $14,434,000 | -2.5% | 257,325 | -0.5% | 0.87% | -3.5% |
| ACN | Sell | ACCENTURE PLC CL A F | $13,810,000 | +4.6% | 147,402 | -0.3% | 0.83% | +3.4% |
| GNMK | Buy | GENMARK DIAGNOSTICS INC | $13,764,000 | -3.9% | 1,060,385 | +0.8% | 0.83% | -4.9% |
| KS | Sell | KAPSTONE PAPER & PACKAGING | $13,377,000 | -0.5% | 407,326 | -11.2% | 0.81% | -1.6% |
| CVS | Sell | CVS HEALTH CORP | $13,033,000 | +5.6% | 126,280 | -1.4% | 0.78% | +4.4% |
| M | Sell | MACYS INC | $12,735,000 | -20.3% | 196,202 | -19.3% | 0.77% | -21.3% |
| GOOG | Sell | GOOGLE CL C NON-VOTING | $12,490,000 | +3.5% | 22,792 | -0.5% | 0.75% | +2.4% |
| CME | Sell | CME GROUP INC CLASS A | $12,062,000 | +5.7% | 127,352 | -1.1% | 0.73% | +4.6% |
| CVX | Buy | CHEVRON CORPORATION | $11,943,000 | +169.8% | 113,757 | +188.3% | 0.72% | +166.7% |
| UNF | Buy | UNIFIRST CORP COM STK | $11,710,000 | -2.3% | 99,496 | +0.8% | 0.71% | -3.3% |
| EMR | Buy | EMERSON ELECTRIC CO | $11,371,000 | +6.0% | 200,835 | +15.6% | 0.68% | +4.9% |
| USB | Buy | U S BANCORP | $10,986,000 | -2.5% | 251,573 | +0.4% | 0.66% | -3.5% |
| UNP | Sell | UNION PACIFIC CORP | $10,952,000 | -9.2% | 101,125 | -0.2% | 0.66% | -10.2% |
| LNKD | Sell | LINKEDIN CORP COM CL A | $10,582,000 | -34.9% | 42,350 | -40.1% | 0.64% | -35.6% |
| LABL | Sell | MULTI-COLOR CORP COM | $10,316,000 | +2.6% | 148,789 | -18.0% | 0.62% | +1.6% |
| BMY | Sell | BRISTOL-MYERS SQUIBB | $10,204,000 | +7.0% | 158,206 | -2.1% | 0.62% | +5.9% |
| RPM | Sell | RPM INTERNATIONAL | $10,085,000 | -5.8% | 210,143 | -0.5% | 0.61% | -6.7% |
| BDE | Buy | BLACK DIAMOND INC COM STK | $9,936,000 | +28.7% | 1,051,435 | +19.2% | 0.60% | +27.4% |
| 2206PS | Sell | PALMETTO BANCSHARES INC COM ST | $9,741,000 | +8.9% | 512,709 | -4.3% | 0.59% | +7.7% |
| VIAB | Buy | VIACOM INC CLASS B | $9,719,000 | +23.4% | 142,294 | +36.0% | 0.59% | +22.1% |
| New | PUT XLF APR 24.00000 04/17/201 | $9,528,000 | – | 384,000 | +100.0% | 0.57% | – | |
| ITW | Sell | ILLINOIS TOOL WORKS | $9,387,000 | +2.0% | 96,634 | -0.6% | 0.57% | +0.9% |
| AWK | Sell | AMERICAN WATER WORKS | $9,256,000 | +0.2% | 170,741 | -1.5% | 0.56% | -0.9% |
| KN | Buy | KNOWLES CORP | $9,220,000 | +66.5% | 478,483 | +103.5% | 0.56% | +65.0% |
| CELG | Buy | CELGENE CORP | $9,122,000 | +2263.2% | 79,128 | +2191.6% | 0.55% | +2191.7% |
| BA | Sell | BOEING CO | $9,057,000 | +14.9% | 60,346 | -0.5% | 0.55% | +13.8% |
| WRT | Buy | WINTHROP REALTY TRUST PFD USD1pfd | $8,926,000 | +3.6% | 347,315 | +4.5% | 0.54% | +2.5% |
| CMCO | Buy | COLUMBUS MCKINNON CORP COM STK | $8,864,000 | -3.1% | 329,014 | +0.8% | 0.53% | -4.1% |
| BEN | Buy | FRANKLIN RESOURCES | $8,722,000 | -5.9% | 169,956 | +1.6% | 0.53% | -6.7% |
| AFL | Sell | AFLAC INC | $8,641,000 | +4.6% | 134,999 | -0.2% | 0.52% | +3.6% |
| DEO | Sell | DIAGEO PLC F ADR 1 ADR REPS 4adr | $8,446,000 | -3.3% | 76,383 | -0.2% | 0.51% | -4.3% |
| ISBC | Sell | INVESTORS BANCORP | $7,886,000 | -6.8% | 672,850 | -10.7% | 0.48% | -7.8% |
| YDKN | Sell | YADKIN FINL CORP COM | $7,589,000 | -9.2% | 373,844 | -12.1% | 0.46% | -10.2% |
| PX | Buy | PRAXAIR INC | $7,451,000 | -4.5% | 61,713 | +2.5% | 0.45% | -5.5% |
| New | PUT BBT APR 38.00000 04/17/201 | $7,384,000 | – | 192,000 | +100.0% | 0.44% | – | |
| HBOS | Buy | HERITAGE FINANCIAL GROUP INC | $7,062,000 | +19.9% | 259,357 | +14.1% | 0.43% | +18.7% |
| New | PUT WFC APR 53.00000 04/17/201 | $6,963,000 | – | 128,000 | +100.0% | 0.42% | – | |
| DV | Buy | DEVRY EDUCATION GROUP INC | $6,899,000 | +25.6% | 206,801 | +78.7% | 0.42% | +24.2% |
| HTBI | Buy | HOME TRST BNCSHR | $6,635,000 | -4.1% | 415,491 | +0.1% | 0.40% | -5.0% |
| WU | Buy | WESTERN UNION CO | $6,206,000 | +17.1% | 298,216 | +0.8% | 0.37% | +15.8% |
| BRLXF | Sell | BORALEX INC COM | $6,201,000 | -0.9% | 466,937 | -4.1% | 0.37% | -1.8% |
| New | BANK OF THE CAROLINAS CORPORAT | $6,066,000 | – | 44,935,688 | +100.0% | 0.37% | – | |
| Buy | ACCESS CO LTD NPV ISIN#JP31080 | $6,044,000 | +129.5% | 824,210 | +32.6% | 0.36% | +127.5% | |
| New | AMERIS BANCORP RESTRICTED | $5,803,000 | – | 219,895 | +100.0% | 0.35% | – | |
| RLOGQ | Buy | RAND LOGISTICS INC COM STK | $5,744,000 | -4.9% | 1,767,517 | +15.6% | 0.35% | -6.0% |
| New | PUT USB APR 42.00000 04/17/201 | $5,590,000 | – | 128,000 | +100.0% | 0.34% | – | |
| New | SUN BANCORP INC COM NEW RESTRI | $5,357,000 | – | 283,286 | +100.0% | 0.32% | – | |
| Buy | AMUSE INC NPV ISIN#JP312450000 | $5,302,000 | +2.5% | 188,850 | +6.1% | 0.32% | +1.6% | |
| FRGI | Sell | FIESTA RSTRN GRP | $5,267,000 | -47.5% | 86,343 | -47.7% | 0.32% | -48.1% |
| New | PUT KRE APR 40.00000 04/17/201 | $5,226,000 | – | 128,000 | +100.0% | 0.32% | – | |
| FARM | Buy | FARMER BROTHERS CO COM STK | $5,229,000 | -15.3% | 211,278 | +0.8% | 0.32% | -16.2% |
| New | PUT BK APR 39.00000 04/17/2015 | $5,151,000 | – | 128,000 | +100.0% | 0.31% | – | |
| NATI | Sell | NATIONAL INSTRUMENTS CORP COM | $5,140,000 | -20.8% | 160,428 | -23.1% | 0.31% | -21.5% |
| SANW | Buy | S&W SEED COMPANY | $5,131,000 | +16.4% | 1,110,575 | +0.8% | 0.31% | +14.9% |
| FSGI | Buy | FIRST SEC GROUP INC COM STK | $5,027,000 | +31.9% | 2,094,501 | +24.2% | 0.30% | +30.6% |
| UL | Buy | UNILEVER PLC F ADR 1 ADR REPS | $4,932,000 | +87.9% | 118,228 | +82.3% | 0.30% | +85.6% |
| New | CENTRUE FINANCIAL CORP RESTRIC | $4,893,000 | – | 9,409,649 | +100.0% | 0.30% | – | |
| Buy | OPT HOLDING INC NPV ISIN#JP319 | $4,791,000 | +36.5% | 825,050 | +44.1% | 0.29% | +35.0% | |
| LKQ | Sell | LKQ CORP | $4,796,000 | -24.6% | 187,627 | -17.1% | 0.29% | -25.5% |
| FSB | Buy | FRANKLYN FINANCIAL NETWORK IN | $4,792,000 | +191.7% | 228,176 | +140.2% | 0.29% | +189.0% |
| Buy | ARGO GRAPHICS NPV ISIN#JP31261 | $4,718,000 | +31.9% | 317,310 | +34.9% | 0.28% | +30.3% | |
| DOOR | Buy | MASONITE WORLDWIDE HOLDINGS CO | $4,710,000 | +10.3% | 70,034 | +0.8% | 0.28% | +9.2% |
| New | PUT/USO@15 | $4,597,000 | – | 273,000 | +100.0% | 0.28% | – | |
| BNCN | Sell | BNC BANCORP COM STK | $4,512,000 | -1.6% | 249,300 | -6.4% | 0.27% | -2.5% |
| ORRF | Buy | ORRSTOWN FINANCIAL SERVICES IN | $4,428,000 | +11.1% | 258,935 | +10.4% | 0.27% | +9.9% |
| EFA | Sell | ISHARES MSCI EAFE INDEX FUNDetf | $4,367,000 | -64.1% | 68,047 | -65.9% | 0.26% | -64.5% |
| Sell | FAITH INC NPV ISIN#JP380269000 | $4,187,000 | -4.1% | 386,300 | -17.7% | 0.25% | -5.3% | |
| SGBK | Buy | STONEGATE BANK (FL) COM STK | $4,177,000 | +154.4% | 138,342 | +149.5% | 0.25% | +152.0% |
| CNOB | Buy | CONNECTONE BANCORP INC NEW CO | $4,183,000 | +2.8% | 214,933 | +0.3% | 0.25% | +1.6% |
| ASBB | ASB BANCORP | $4,107,000 | -4.6% | 200,337 | 0.0% | 0.25% | -5.3% | |
| Buy | ZUKEN INC NPV ISIN#JP341200000 | $4,057,000 | +2.1% | 465,780 | +19.2% | 0.24% | +0.8% | |
| USG | Buy | U S G CORPORATION | $4,007,000 | +133.5% | 150,089 | +144.8% | 0.24% | +129.5% |
| Sell | TOEI ANIMATION NPV ISIN#JP3560 | $3,987,000 | -3.9% | 134,610 | -7.5% | 0.24% | -5.1% | |
| Buy | SRA HOLDINGS INC NPV ISIN#JP31 | $3,940,000 | +48.8% | 285,200 | +30.1% | 0.24% | +47.2% | |
| SOCB | Buy | SOUTHCOAST FINANCIAL CORP COM | $3,922,000 | +154.3% | 541,845 | +147.7% | 0.24% | +151.1% |
| NVS | Sell | NOVARTIS AG F ADR 1 ADR REPS 1adr | $3,898,000 | -9.0% | 39,531 | -14.5% | 0.24% | -10.0% |
| BREW | Buy | CRAFT BREWERS ALLIANCE I | $3,897,000 | +3.1% | 285,735 | +0.8% | 0.24% | +2.2% |
| EBS | Sell | EMERGENT BIOSOLUTION | $3,872,000 | -14.3% | 134,642 | -18.8% | 0.23% | -15.3% |
| AAPL | Sell | APPLE INC | $3,818,000 | -10.7% | 30,683 | -20.8% | 0.23% | -11.5% |
| TBK | Buy | TRIUMPH BANCORP INC | $3,760,000 | +24.3% | 275,244 | +23.3% | 0.23% | +23.4% |
| BANC | Buy | BANC OF CALIFORNIA INC COM STK | $3,699,000 | +16.2% | 300,500 | +8.3% | 0.22% | +14.9% |
| HDSN | Sell | HUDSON TECHNOLOGIES | $3,684,000 | -1.1% | 883,522 | -10.6% | 0.22% | -2.2% |
| SFST | Buy | SOUTHERN FIRST BANCSHARES | $3,645,000 | +13.5% | 214,399 | +13.6% | 0.22% | +12.2% |
| New | PUT MS APR 34.00000 04/17/2015 | $3,569,000 | – | 128,000 | +100.0% | 0.22% | – | |
| CSV | Sell | CARRIAGE SERVICES | $3,536,000 | -7.3% | 148,156 | -18.6% | 0.21% | -8.2% |
| New | PUT WFC APR 54.00000 04/17/201 | $3,482,000 | – | 64,000 | +100.0% | 0.21% | – | |
| OPB | Sell | OPUS BANK | $3,397,000 | -17.2% | 110,000 | -24.0% | 0.20% | -18.0% |
| ACFC | ATLANTIC COAST FED CORP COM ST | $3,375,000 | +4.6% | 813,199 | 0.0% | 0.20% | +3.0% | |
| BNK | Buy | C1 FINANCIAL INC ST. PETERSBU | $3,361,000 | +25.8% | 179,239 | +22.7% | 0.20% | +24.5% |
| MOS | Buy | MOSAIC CMPANY | $3,367,000 | +2.4% | 73,094 | +1.5% | 0.20% | +1.5% |
| IBDRY | Sell | IBERDROLA S A F ADR 1 ADR REPSadr | $3,323,000 | -7.6% | 128,882 | -2.9% | 0.20% | -8.7% |
| New | PUT/USO@16 | $3,311,000 | – | 196,600 | +100.0% | 0.20% | – | |
| CALX | Sell | CALIX NETWORKS INC | $3,247,000 | -31.1% | 387,060 | -17.7% | 0.20% | -31.7% |
| Sell | SARTORIUS STEDIM ORD Fadr | $3,243,000 | -28.7% | 15,269 | -34.5% | 0.20% | -29.6% | |
| AMG | Buy | AFFILIATED MANAGERS GROUP | $3,240,000 | +2.2% | 15,086 | +1.0% | 0.20% | +1.0% |
| ICAD | Buy | ICAD INC | $3,206,000 | +52.5% | 334,665 | +46.0% | 0.19% | +50.8% |
| TSM | Sell | TAIWAN SEMICONDUCTR F ADR 1 ADadr | $3,140,000 | -39.1% | 133,761 | -41.9% | 0.19% | -39.8% |
| EEM | Sell | ISHARES MSCI EMERGINGMARKETS Eetf | $3,089,000 | -56.3% | 76,974 | -57.3% | 0.19% | -56.8% |
| MXL | Sell | MAXLINEAR INC CLASS A | $3,056,000 | -7.4% | 375,876 | -15.6% | 0.18% | -8.5% |
| New | PUT PNC APR 90.00000 04/17/201 | $2,984,000 | – | 32,000 | +100.0% | 0.18% | – | |
| SNY | Buy | SANOFI SPON ADRadr | $2,981,000 | +8.9% | 60,304 | +0.5% | 0.18% | +7.8% |
| New | PUT CMA APR 44.00000 04/17/201 | $2,888,000 | – | 64,000 | +100.0% | 0.17% | – | |
| HMC | Buy | HONDA MOTOR LTD AMERNSHSadr | $2,884,000 | +31.0% | 88,036 | +18.0% | 0.17% | +29.9% |
| ABB | Buy | ABB LTD F ADR 1 ADR REPS 1 ORDadr | $2,886,000 | +1.2% | 136,287 | +1.1% | 0.17% | 0.0% |
| AHONY | Sell | KONINKLIJKE AHOLD N VSPONSOREDadr | $2,861,000 | +5.0% | 145,206 | -4.9% | 0.17% | +3.6% |
| SBCF | Buy | SEACOAST BANKING CORP OF FLORI | $2,807,000 | +17.7% | 196,733 | +13.5% | 0.17% | +16.6% |
| NSRGY | Sell | NESTLE SA F ADR 1 ADR REPS 1 Oadr | $2,795,000 | -11.4% | 36,979 | -13.9% | 0.17% | -12.5% |
| GSK | Buy | GLAXOSMITHKLINE PLC-ADRadr | $2,762,000 | +14.9% | 59,852 | +6.4% | 0.17% | +13.7% |
| TKOMY | Sell | TOKIO MARINE HOLDINGSINC ADR Iadr | $2,715,000 | +9.6% | 71,992 | -5.5% | 0.16% | +8.6% |
| DTEGY | Sell | DEUTSCHE TELEKOM AG F ADR 1 ADadr | $2,718,000 | +8.7% | 148,397 | -4.9% | 0.16% | +7.9% |
| PGC | Buy | PEAPACK-GLADSTONE FINL CORP CO | $2,722,000 | +32.1% | 126,010 | +13.5% | 0.16% | +31.2% |
| CAPSTONE INFRASTRUCTURE CORP C | $2,728,000 | -25.2% | 974,581 | 0.0% | 0.16% | -26.1% | ||
| BDSI | Sell | BIODELIVERY SCI INTL | $2,722,000 | -21.0% | 259,227 | -9.6% | 0.16% | -21.9% |
| TEVA | Sell | TEVA PHARM INDS LTD F ADR 1 ADadr | $2,663,000 | +2.0% | 42,740 | -5.8% | 0.16% | +0.6% |
| SAP | Buy | SAP SPONSORED F ADR 1 ADR REPSadr | $2,630,000 | +23.6% | 36,447 | +19.3% | 0.16% | +21.5% |
| NEWT | Buy | NEWTEK BUSINESS SERVICES CORP | $2,624,000 | +77.8% | 158,725 | +58.7% | 0.16% | +75.6% |
| FLL | Buy | FULL HOUSE RESORTS INC | $2,613,000 | +8.7% | 1,730,749 | +0.8% | 0.16% | +7.5% |
| Buy | ASAHI BROADCASTING NPV ISIN#JP | $2,562,000 | +207.9% | 287,760 | +163.5% | 0.15% | +202.0% | |
| Buy | SHOBUNSHA 50 | $2,477,000 | +15.2% | 328,400 | +12.0% | 0.15% | +13.7% | |
| New | PUT AMTD APR 36.00000 04/17/20 | $2,385,000 | – | 64,000 | +100.0% | 0.14% | – | |
| New | PUT AMTD APR 35.00000 04/17/20 | $2,385,000 | – | 64,000 | +100.0% | 0.14% | – | |
| AIRM | Sell | AIR METHODS CORP | $2,385,000 | -11.4% | 51,200 | -16.3% | 0.14% | -12.2% |
| Buy | PRONEXUS INC NPV ISIN#JP311900 | $2,355,000 | +25.3% | 346,299 | +15.3% | 0.14% | +24.6% | |
| EGL | New | ENGILITY HLDGS INC | $2,343,000 | – | 78,011 | +100.0% | 0.14% | – |
| NGG | Sell | NATIONAL GRID PLC F ADR 1 ADRadr | $2,348,000 | -13.5% | 36,337 | -5.4% | 0.14% | -14.5% |
| KMF | New | KAYNE ANDERSON MIDSTREAMENERGYcef | $2,305,000 | – | 70,306 | +100.0% | 0.14% | – |
| TAK | Buy | TAKEDA PHARMACEUTICALCO LTDSPOadr | $2,288,000 | +26.9% | 91,495 | +5.8% | 0.14% | +25.5% |
| New | PUT MS APR 35.00000 04/17/2015 | $2,284,000 | – | 64,000 | +100.0% | 0.14% | – | |
| CGNX | Sell | COGNEX CORP COM ISIN#US1924221 | $2,264,000 | +4.1% | 45,645 | -13.3% | 0.14% | +3.0% |
| New | PUT/WLT@2E | $2,245,000 | – | 4,401,900 | +100.0% | 0.14% | – | |
| TSCDY | Buy | TESCO PLC SPONSORED ADR ISIN#Uadr | $2,241,000 | +34.0% | 208,080 | +9.9% | 0.14% | +32.4% |
| ABCW | Buy | ANCHOR BANCORP WISCONSIN INC | $2,247,000 | +6.7% | 64,707 | +5.9% | 0.14% | +5.5% |
| TEF | Sell | TELEFONICA SA ADR EA REPR1 ORDadr | $2,219,000 | -0.8% | 154,629 | -1.8% | 0.13% | -1.5% |
| NHLD | New | NATIONAL HOLDINGS CORP NEW YO | $2,202,000 | – | 564,658 | +100.0% | 0.13% | – |
| EROC | Buy | Eagle Rock Energy Partners | $2,211,000 | +10.6% | 948,852 | +4.4% | 0.13% | +9.0% |
| JAXB | Buy | JACKSONVILLE BANCORP INC JACK | $2,166,000 | -10.2% | 196,928 | +0.2% | 0.13% | -10.9% |
| CAJ | Sell | CANON INC SPONSORED ADR ISIN#Uadr | $2,169,000 | +11.1% | 61,341 | -0.5% | 0.13% | +10.1% |
| TTE | Sell | TOTAL S A F ADR 1 ADR REPS 1 Oadr | $2,175,000 | -4.4% | 43,797 | -1.4% | 0.13% | -5.8% |
| FBMS | Buy | FIRST BANCSHARES INC MISS COM | $2,083,000 | +30.2% | 128,101 | +16.1% | 0.13% | +29.9% |
| SVNDY | Sell | SEVEN & I HLDG CO F ADR 1 ADRadr | $2,093,000 | +10.6% | 99,349 | -4.6% | 0.13% | +9.6% |
| BP | Buy | BP PLC ADR (CNV INTO 6ORD USD0adr | $2,070,000 | +8.7% | 52,926 | +5.9% | 0.12% | +7.8% |
| HEIA | Sell | HEICO CORP NEW CL A ISIN#US422 | $2,034,000 | -13.1% | 41,053 | -16.9% | 0.12% | -14.0% |
| PPEHF | Sell | PURE TECHNOLOGIES LTD Fadr | $2,041,000 | -15.2% | 318,708 | -15.5% | 0.12% | -16.3% |
| ABCB | New | AMERIS BANCORP | $2,036,000 | – | 77,135 | +100.0% | 0.12% | – |
| FCCO | Buy | FIRST COMMUNITY CORP SC COM S | $2,018,000 | +54.6% | 173,051 | +50.0% | 0.12% | +54.4% |
| SGAPY | Sell | SINGAPORE TLCM F ADR 1 ADR REPadr | $2,026,000 | +3.2% | 63,458 | -4.9% | 0.12% | +1.7% |
| Buy | SOTSU CO LTD NPV ISIN#JP343250 | $1,993,000 | +15.3% | 100,600 | +14.1% | 0.12% | +14.3% | |
| KBH | New | KB HOME | $1,989,000 | – | 127,364 | +100.0% | 0.12% | – |
| DXLG | Sell | DESTINATION XL GROUP | $1,996,000 | -24.7% | 403,975 | -16.8% | 0.12% | -25.5% |
| New | PUT AXP APR 80.00000 04/17/201 | $1,992,000 | – | 25,500 | +100.0% | 0.12% | – | |
| NCOM | New | NATIONAL COMMERC | $1,975,000 | – | 90,000 | +100.0% | 0.12% | – |
| AXAS | Buy | ABRAXAS PETROLEUM CO | $1,953,000 | +243.8% | 601,033 | +211.2% | 0.12% | +237.1% |
| HTBK | New | HERITAGE COMM CORP COM STK | $1,946,000 | – | 213,094 | +100.0% | 0.12% | – |
| New | PUT SCHW APR 29.00000 04/17/20 | $1,948,000 | – | 64,000 | +100.0% | 0.12% | – | |
| ZURVY | Sell | ZURICH INSURANCE GP F ADR 1 ADadr | $1,895,000 | -1.0% | 55,911 | -8.3% | 0.11% | -2.6% |
| Buy | BANDAI NAMCO HOLDINGSINC NPV I | $1,891,000 | +100.7% | 96,950 | +120.1% | 0.11% | +100.0% | |
| NTRS | NORTHERN TR CORP | $1,874,000 | +3.3% | 26,908 | 0.0% | 0.11% | +2.7% | |
| BDC | Sell | BELDEN INC | $1,845,000 | -1.2% | 19,725 | -16.8% | 0.11% | -2.6% |
| New | PUT ETFC APR 27.00000 04/17/20 | $1,828,000 | – | 64,000 | +100.0% | 0.11% | – | |
| Buy | SOFTBANK CORP NPV ISIN#JP34361 | $1,806,000 | +69.6% | 31,020 | +73.2% | 0.11% | +67.7% | |
| VEA | VANGUARD FTSE ETF DEVELOPED MA | $1,748,000 | +5.1% | 43,892 | 0.0% | 0.10% | +4.0% | |
| BECN | Buy | BEACON ROOFING SUPPL | $1,735,000 | +26.2% | 55,420 | +12.1% | 0.10% | +25.0% |
| SAN | Sell | BANCO SANTANDER SA F ADR 1 ADRadr | $1,744,000 | -13.3% | 234,216 | -3.0% | 0.10% | -13.9% |
| COVS | Buy | COVISINT CORP | $1,719,000 | -2.6% | 846,832 | +27.2% | 0.10% | -3.7% |
| SLCT | Buy | SELECT BANCORP INC | $1,726,000 | +10.1% | 243,030 | +14.2% | 0.10% | +8.3% |
| ASTE | Sell | ASTEC INDS INC | $1,731,000 | +5.9% | 40,370 | -2.9% | 0.10% | +4.0% |
| SWHC | Sell | SMITH & WESSON HLDG | $1,712,000 | -34.4% | 134,478 | -51.2% | 0.10% | -35.2% |
| PFMT | Buy | PERFORMANT FINANCIAL CORP | $1,713,000 | +63.3% | 503,830 | +219.3% | 0.10% | +60.9% |
| VRSK | Sell | VERISK ANALYTICS INC CLA | $1,703,000 | +2.8% | 23,849 | -7.8% | 0.10% | +2.0% |
| CARE | Buy | CARTER BANK & TRUST COM STK | $1,695,000 | +16.7% | 128,803 | +12.6% | 0.10% | +15.9% |
| CINF | CINCINNATI FINL CORP | $1,680,000 | +2.8% | 31,530 | 0.0% | 0.10% | +1.0% | |
| MNSB | Buy | MAINSTREET BK HERNDON VA COM S | $1,678,000 | +6.8% | 178,471 | +1.1% | 0.10% | +5.2% |
| COWN | Buy | COWEN GROUP INC COM STK | $1,656,000 | +23.7% | 318,450 | +14.2% | 0.10% | +22.0% |
| EVBN | Buy | EVANS BANCORP INC COM STK | $1,652,000 | +22.6% | 66,606 | +20.2% | 0.10% | +22.0% |
| RDSA | Sell | ROYAL DUTCH SHELL F ADR 1 ADRadr | $1,662,000 | -12.9% | 27,861 | -2.2% | 0.10% | -13.8% |
| AVD | Sell | AMERICAN VANGUARD CP | $1,640,000 | -11.2% | 154,420 | -2.9% | 0.10% | -12.4% |
| SEAS | New | SEAWORLD ENTERTAINMENT INC OR | $1,648,000 | – | 85,500 | +100.0% | 0.10% | – |
| TLSNY | New | TELIASONERA AB F ADR 1 ADR REP | $1,638,000 | – | 128,890 | +100.0% | 0.10% | – |
| KCRPY | Sell | KAO CORP F ADR 1 ADR REPS 1 ORadr | $1,643,000 | -23.7% | 32,849 | -39.4% | 0.10% | -24.4% |
| PBIB | New | PORTER BANCORP INC COM STK | $1,646,000 | – | 1,714,300 | +100.0% | 0.10% | – |
| CBS | New | CBS CORP NEW CL B | $1,621,000 | – | 26,735 | +100.0% | 0.10% | – |
| KYE | New | KAYNE ANDERSON ENERGYTOTAL RETcef | $1,623,000 | – | 65,708 | +100.0% | 0.10% | – |
| METR | Buy | METRO BANCORP INC PA COM STK | $1,603,000 | +20.8% | 58,133 | +13.5% | 0.10% | +19.8% |
| CLH | Buy | CLEAN HBRS INC | $1,615,000 | +19.0% | 28,450 | +0.7% | 0.10% | +16.9% |
| CHL | Sell | CHINA MOBILE LTD SPONS ADRadr | $1,575,000 | +3.1% | 24,209 | -6.8% | 0.10% | +2.2% |
| DDAIY | Sell | DAIMLER AG F ADR 1 ADR REPS 1adr | $1,553,000 | +13.2% | 16,120 | -1.9% | 0.09% | +11.9% |
| UOVEY | Sell | UTD OVERSEAS BK F ADR 1 ADR REadr | $1,552,000 | -13.6% | 46,280 | -4.6% | 0.09% | -13.8% |
| HEOP | New | HERITAGE OAKS BANCORP COM STK | $1,553,000 | – | 186,936 | +100.0% | 0.09% | – |
| SAMG | Buy | SILVERCREST ASSET MANAGEMENT G | $1,540,000 | +2.5% | 108,055 | +12.6% | 0.09% | +2.2% |
| IVW | ISHARES S&P 500 GROWTHETFetf | $1,530,000 | +2.1% | 13,429 | 0.0% | 0.09% | +1.1% | |
| SBCP | Buy | SUNSHINE BANCORP INC | $1,524,000 | +15.4% | 122,940 | +13.8% | 0.09% | +15.0% |
| WLL | Sell | WHITING PETE CORP NEW COM | $1,508,000 | -85.7% | 48,816 | -84.7% | 0.09% | -85.8% |
| AGC | New | ADVENT CLAYMORE CONVERTIBLE SEcef | $1,490,000 | – | 221,711 | +100.0% | 0.09% | – |
| New | MAZDA MOTOR CORP NPV ISIN#JP38 | $1,470,000 | – | 72,220 | +100.0% | 0.09% | – | |
| RRC | Buy | RANGE RESOURCES CORP | $1,463,000 | +35.2% | 28,120 | +38.9% | 0.09% | +33.3% |
| NBBC | Sell | NEWBRIDGE BANCRP | $1,446,000 | -0.3% | 162,141 | -2.6% | 0.09% | -1.1% |
| New | PUT CMA APR 43.00000 04/17/201 | $1,444,000 | – | 32,000 | +100.0% | 0.09% | – | |
| MLVF | Buy | MALVERN BANCORP INC COM | $1,427,000 | +18.0% | 105,700 | +5.7% | 0.09% | +16.2% |
| New | PUT USB APR 43.50000 04/17/201 | $1,397,000 | – | 32,000 | +100.0% | 0.08% | – | |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,397,000 | -3.5% | 25,371 | +1.9% | 0.08% | -4.5% |
| BLE | New | BLACKROCK MUN INCOME TRIIcef | $1,391,000 | – | 91,785 | +100.0% | 0.08% | – |
| RWEOY | Buy | RWE AG ORD F ADR 1 ADR REPS 1adr | $1,379,000 | +16.7% | 54,004 | +41.8% | 0.08% | +15.3% |
| ECYT | Buy | ENDOCYTE INC COM USD0.001 | $1,378,000 | -0.1% | 220,200 | +0.5% | 0.08% | -1.2% |
| FISI | Buy | FINANCIAL INSTNS INC COM STK | $1,365,000 | +3.4% | 59,524 | +13.4% | 0.08% | +2.5% |
| DIAX | New | Nuveen DOW 30 Dynamicoverwritecef | $1,368,000 | – | 90,191 | +100.0% | 0.08% | – |
| E | Buy | ENI SPA ADR EACH REP 2ORD EUR1adr | $1,324,000 | +10.3% | 38,235 | +11.2% | 0.08% | +9.6% |
| TOELY | Sell | TOKYO ELECTRON LTD F ADR 1 ADRadr | $1,304,000 | -14.2% | 74,604 | -5.6% | 0.08% | -15.1% |
| New | PUT BK APR 40.00000 04/17/2015 | $1,288,000 | – | 32,000 | +100.0% | 0.08% | – | |
| CHI | New | CALAMOS CONV OPPORTU NITIES &cef | $1,296,000 | – | 99,879 | +100.0% | 0.08% | – |
| SNBC | Sell | SUN BANCORP INC NEW JERSEY CO | $1,294,000 | -78.4% | 68,434 | -77.9% | 0.08% | -78.6% |
| HMPR | Buy | HAMPTON ROADS | $1,268,000 | +28.0% | 670,870 | +13.8% | 0.08% | +26.7% |
| Buy | AVEX | $1,248,000 | +39.8% | 78,000 | +44.2% | 0.08% | +38.9% | |
| Sell | EIKEN CHEMICAL CO LTD | $1,239,000 | -41.2% | 75,400 | -41.8% | 0.08% | -41.4% | |
| SYT | Buy | SYNGENTA AG F ADR 1 ADR REPS 0adr | $1,231,000 | +149.2% | 18,152 | +136.4% | 0.07% | +146.7% |
| New | PUT BBT APR 39.00000 04/17/201 | $1,231,000 | – | 32,000 | +100.0% | 0.07% | – | |
| SHBI | Buy | SHORE BANCSHARES INC COM STK | $1,229,000 | +11.1% | 133,901 | +13.1% | 0.07% | +10.4% |
| CSTM | Buy | CONSTELLIUM NV EUR0.02 | $1,206,000 | +166.8% | 59,375 | +115.9% | 0.07% | +160.7% |
| LADR | Sell | LADDER CPTL CRP | $1,203,000 | -13.0% | 64,994 | -7.8% | 0.07% | -14.3% |
| GOL | Sell | GOL LINHAS AEREAS IN F ADR 1 Aadr | $1,191,000 | -58.6% | 490,197 | -2.1% | 0.07% | -58.9% |
| IWV | Sell | ISHARES RUSSELL 3000ETFetf | $1,128,000 | -29.5% | 9,108 | -30.5% | 0.07% | -30.6% |
| EAD | New | WELLS FARGO ADVANTAGE INCOME Ocef | $1,112,000 | – | 126,325 | +100.0% | 0.07% | – |
| TOWN | New | TOWNEBANK PORTSMOUTH VA COM ST | $1,105,000 | – | 68,700 | +100.0% | 0.07% | – |
| New | TOEI CO LTD NPV ISIN#JP3560000 | $1,111,000 | – | 149,140 | +100.0% | 0.07% | – | |
| ATEN | Sell | A10 NETWORKS INC | $1,112,000 | -33.0% | 256,910 | -32.5% | 0.07% | -33.7% |
| New | HITACHI NPV ISIN#JP3788600009 | $1,093,000 | – | 159,160 | +100.0% | 0.07% | – | |
| New | NIPPON STEEL & SUMITOMOMETAL C | $1,084,000 | – | 429,480 | +100.0% | 0.06% | – | |
| Sell | Futaba Corp Chiba | $1,074,000 | -0.1% | 66,530 | -11.2% | 0.06% | 0.0% | |
| VOD | Sell | VODAFONE GROUP F ADR 1 ADR REPadr | $1,085,000 | -8.0% | 33,195 | -3.8% | 0.06% | -9.7% |
| FCVA | Buy | FIRST CAP BK RICHMOND VA COM S | $1,086,000 | +1.7% | 249,546 | +2.9% | 0.06% | 0.0% |
| New | JAPAN AIRLINES CO LTDNPV ISIN# | $1,069,000 | – | 34,250 | +100.0% | 0.06% | – | |
| New | SUMITOMO MITSUI FINANCIALGROUP | $1,062,000 | – | 27,670 | +100.0% | 0.06% | – | |
| CTXS | Buy | CITRIX SYS INC COM | $1,060,000 | +1.9% | 16,603 | +1.8% | 0.06% | +1.6% |
| PSTB | PARK STERLING CORP | $1,065,000 | -3.4% | 150,000 | 0.0% | 0.06% | -4.5% | |
| Buy | GS YUASA CORP | $1,064,000 | +20.8% | 235,710 | +15.0% | 0.06% | +18.5% | |
| LION | Buy | FIDELITY SOUTHERN CORP COM STK | $1,047,000 | +19.1% | 62,025 | +13.7% | 0.06% | +16.7% |
| KMI | Buy | KINDER MORGAN INC | $1,023,000 | +0.2% | 24,337 | +0.9% | 0.06% | 0.0% |
| HTD | New | John Hancock Tax-Advantaged Dicef | $1,033,000 | – | 48,344 | +100.0% | 0.06% | – |
| UTG | New | REAVES UTIL INCOME FD COM SH Bcef | $1,027,000 | – | 33,948 | +100.0% | 0.06% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONSFDcef | $990,000 | – | 49,861 | +100.0% | 0.06% | – |
| XOM | Sell | EXXON MOBIL CORP COM | $972,000 | -86.4% | 11,441 | -85.2% | 0.06% | -86.5% |
| FBNC | Buy | FIRST BANCORP NC COMSTK | $927,000 | +8.2% | 52,774 | +13.8% | 0.06% | +7.7% |
| NBTB | Buy | NBT BANCORP INC COM STK | $922,000 | +8.6% | 36,780 | +13.9% | 0.06% | +7.7% |
| DCMYY | Buy | NTT DOCOMO INC F ADR 1 ADR REPadr | $934,000 | +19.6% | 53,535 | +0.2% | 0.06% | +16.7% |
| PNTPQ | New | PATRIOT NATIONAL INC FORT LAU | $891,000 | – | 70,166 | +100.0% | 0.05% | – |
| CSQ | New | CALAMOS STRATEGIC TOTAL RETURNcef | $873,000 | – | 77,524 | +100.0% | 0.05% | – |
| GDV | New | GABELLI DIVID & INCOME TRcef | $880,000 | – | 41,515 | +100.0% | 0.05% | – |
| HIO | New | WESTERN ASSET HIGH INCMOPP FDetf | $861,000 | – | 161,794 | +100.0% | 0.05% | – |
| HTGC | New | HERCULES TECH GROWTH CAP INC C | $863,000 | – | 64,000 | +100.0% | 0.05% | – |
| TWI | Buy | TITAN INTERNATIONAL INC | $842,000 | +39.2% | 90,000 | +58.0% | 0.05% | +37.8% |
| BLW | New | BLACKROCK LTD DURATIONINCOME Tcef | $822,000 | – | 52,049 | +100.0% | 0.05% | – |
| WEA | New | WESTERN ASSET PREMIERBD FD SHScef | $832,000 | – | 59,655 | +100.0% | 0.05% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FUNDcef | $832,000 | – | 159,401 | +100.0% | 0.05% | – |
| BRGYY | Buy | BG GROUP PLC F ADR 1 ADR REPSadr | $802,000 | +3.5% | 65,146 | +13.3% | 0.05% | +2.1% |
| Sell | CENTURY TOKYO LEASING CORP | $785,000 | +21.3% | 25,740 | -0.3% | 0.05% | +20.5% | |
| Sell | DIC CORP | $761,000 | -47.2% | 260,490 | -56.2% | 0.05% | -47.7% | |
| VPV | New | INVESCO PAVALUE MUNINCOME TR Ccef | $765,000 | – | 57,421 | +100.0% | 0.05% | – |
| New | SQUARE ENIX HOLDINGS CO.LTD.NP | $758,000 | – | 35,300 | +100.0% | 0.05% | – | |
| BUI | New | BLACKROCK UTIL & INFRASTRCTUREcef | $741,000 | – | 37,782 | +100.0% | 0.04% | – |
| New | SONY CORP NPV ISIN#JP343500000 | $748,000 | – | 28,100 | +100.0% | 0.04% | – | |
| PCI | New | PIMCO DYNAMIC CREDIT INCOME FUcef | $741,000 | – | 36,293 | +100.0% | 0.04% | – |
| New | DAI-ICHI LIFE INSURANCECO.LTD | $746,000 | – | 51,200 | +100.0% | 0.04% | – | |
| New | SHINSEI BANK LTD | $724,000 | – | 362,930 | +100.0% | 0.04% | – | |
| New | ORIX CORP | $732,000 | – | 51,960 | +100.0% | 0.04% | – | |
| New | YAMATO KOGYO CO NPV ISIN#JP394 | $722,000 | – | 29,800 | +100.0% | 0.04% | – | |
| New | SHOWA DENKO KK NPV ISIN#JP3368 | $734,000 | – | 575,000 | +100.0% | 0.04% | – | |
| New | LASERTEC CORP | $725,000 | – | 56,520 | +100.0% | 0.04% | – | |
| XLU | New | SECTOR SPDR TR SHS BEN INT UTIcef | $711,000 | – | 16,000 | +100.0% | 0.04% | – |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DE CL | $718,000 | -8.5% | 4,977 | -4.9% | 0.04% | -10.4% |
| AWF | New | ALLIANCEBERNSTEIN GLOBAL HIGHcef | $693,000 | – | 55,169 | +100.0% | 0.04% | – |
| GGT | New | GABELLI MULTIMEDIA TRINC COM Icef | $699,000 | – | 75,200 | +100.0% | 0.04% | – |
| ORAN | Sell | ORANGE SPONSORED ADR ISIN#US68adr | $690,000 | -66.4% | 43,069 | -64.5% | 0.04% | -66.4% |
| AMGN | Buy | AMGEN INCORPORATED | $700,000 | +19.5% | 4,380 | +19.0% | 0.04% | +16.7% |
| New | FUJITSU NPV ISIN#JP3818000006 | $702,000 | – | 102,760 | +100.0% | 0.04% | – | |
| PSAPRVCL | New | PUBLIC STORAGE DEP SHS REPSTGpfd | $676,000 | – | 28,087 | +100.0% | 0.04% | – |
| CWB | New | SPDR BARCLAYS CONVERTIBLE SEetf | $645,000 | – | 13,500 | +100.0% | 0.04% | – |
| Buy | INF DEVELOPMNT | $642,000 | +19.8% | 76,400 | +8.2% | 0.04% | +18.2% | |
| IVV | Buy | ISHARES CORE S&P 500ETFetf | $654,000 | +6.3% | 3,149 | +5.8% | 0.04% | +5.4% |
| OAKV | Buy | OAK VIEW NATIONAL BANK WARRENT | $625,000 | +19.3% | 116,770 | +14.8% | 0.04% | +18.8% |
| FXCB | Buy | FOX CHASE BANCORP INC COM ST | $619,000 | +15.1% | 36,780 | +13.9% | 0.04% | +12.1% |
| WFC | Buy | WELLS FARGO & CO | $602,000 | +6.4% | 11,054 | +7.1% | 0.04% | +5.9% |
| BIDU | Sell | BAIDU INC ADR F SPONSORED ADRadr | $597,000 | -70.3% | 2,863 | -67.5% | 0.04% | -70.5% |
| IEO | New | ISHARES U S OIL & GAS EXPLORATcef | $599,000 | – | 8,160 | +100.0% | 0.04% | – |
| MDT | Buy | MEDTRONIC PLC F | $603,000 | +23.8% | 7,733 | +14.7% | 0.04% | +20.0% |
| NIE | New | ALLIANZGI EQUITY & CONVERTIBcef | $592,000 | – | 29,879 | +100.0% | 0.04% | – |
| NSC | NORFOLK SOUTHERN CRP | $600,000 | -6.1% | 5,827 | 0.0% | 0.04% | -7.7% | |
| IWM | Sell | ISHARES RUSSELL 2000etf | $575,000 | -34.0% | 4,621 | -36.5% | 0.04% | -34.0% |
| KR | KROGER CO COM | $574,000 | +19.3% | 7,488 | 0.0% | 0.04% | +20.7% | |
| MQY | New | BLACKROCK MUNIYIELD QUALITY FDcef | $572,000 | – | 37,204 | +100.0% | 0.03% | – |
| CCOHY | Sell | CHINA ST CONST INTL ADRF UNSPOadr | $559,000 | -64.7% | 8,025 | -64.4% | 0.03% | -64.6% |
| PTY | New | PIMCO CORPORATE & INCOME OPPORcef | $540,000 | – | 34,271 | +100.0% | 0.03% | – |
| PNGAY | Sell | PING AN ISNURANCE ADR F SPONSOadr | $547,000 | -61.6% | 22,764 | -67.4% | 0.03% | -62.1% |
| NTX | New | NUVEEN TEX QUALITY MUNINCOME Fcef | $530,000 | – | 37,007 | +100.0% | 0.03% | – |
| NEEPRI | New | NEXTERA ENERGY CAP HLDGSINC SUpfd | $535,000 | – | 21,956 | +100.0% | 0.03% | – |
| BAM | Sell | BROOKFIELD ASSET MGMT F D VTG | $537,000 | -33.9% | 10,017 | -38.2% | 0.03% | -36.0% |
| PCYO | PURECYCLE CORP COM NEW ISIN#US | $539,000 | +25.9% | 107,000 | 0.0% | 0.03% | +23.1% | |
| ORCL | Buy | ORACLE CORP $0.01 DEL | $511,000 | -3.4% | 11,837 | +0.6% | 0.03% | -3.1% |
| PG | Sell | PROCTER & GAMBLE | $522,000 | -10.6% | 6,367 | -0.7% | 0.03% | -13.9% |
| AMLP | Buy | ALPS ETF TR ALERIAN MLPETFetf | $506,000 | +51.0% | 30,525 | +59.7% | 0.03% | +50.0% |
| BWFG | Buy | BANKWELL FINANCIAL GROUP INC | $493,000 | +4.4% | 25,600 | +13.8% | 0.03% | +3.4% |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OVER | $502,000 | – | 26,756 | +100.0% | 0.03% | – |
| NIO | New | NUVEEN MUN OPPORTUNITYFD INC Ccef | $497,000 | – | 33,838 | +100.0% | 0.03% | – |
| MCK | Sell | MCKESSON CORPORATION | $501,000 | +8.9% | 2,213 | -0.1% | 0.03% | +7.1% |
| USA | New | LIBERTY ALL STAR EQUITY FD SBIcef | $502,000 | – | 86,038 | +100.0% | 0.03% | – |
| ASX | Sell | ADVANCED SEMICONDUCTORENGR SPOadr | $496,000 | -62.6% | 68,947 | -68.1% | 0.03% | -63.0% |
| TTM | Sell | TATA MOTORS LTD ADR F SPONSOREadr | $480,000 | -68.9% | 10,657 | -70.8% | 0.03% | -69.1% |
| SIEGY | Sell | SIEMENS A G SPONSORED ADR ISINadr | $474,000 | -18.7% | 4,381 | -14.7% | 0.03% | -19.4% |
| EHI | New | WESTERN ASSET GLOBAL HIGH INCOcef | $485,000 | – | 43,624 | +100.0% | 0.03% | – |
| NQP | New | NUVEEN PA INVT QLTY MUNFDcef | $489,000 | – | 35,212 | +100.0% | 0.03% | – |
| GBOOY | Sell | GRUPO FIN BANORTE ADR F SPONSOadr | $475,000 | -57.6% | 16,360 | -59.8% | 0.03% | -57.4% |
| BKLN | New | POWERSHARES EXCHANGE TRADEDFDcef | $462,000 | – | 19,160 | +100.0% | 0.03% | – |
| LENB | New | LENNAR CORP CL B | $466,000 | – | 11,329 | +100.0% | 0.03% | – |
| HDB | Sell | HDFC BANK LIMITED ADR F SPONSOadr | $472,000 | -61.8% | 7,996 | -67.1% | 0.03% | -62.7% |
| Sell | TAV HAVALIMANLARI HOLDINGA.S.adr | $459,000 | -72.6% | 13,691 | -73.3% | 0.03% | -72.5% | |
| MYJ | New | BLACKROCK MUNIYIELD NJ FD INCcef | $464,000 | – | 30,487 | +100.0% | 0.03% | – |
| QBIEY | Buy | QBE INSURANCE GROUP F ADR 1 ADadr | $447,000 | +15.8% | 44,834 | +6.6% | 0.03% | +12.5% |
| BAP | Sell | CREDICORP LTD COM ISIN#BMG2519 | $456,000 | -72.9% | 3,246 | -69.1% | 0.03% | -73.5% |
| NPT | New | NUVEEN PREM INCOME MUNFD 4 INCcef | $446,000 | – | 33,304 | +100.0% | 0.03% | – |
| E103PS | New | WESTERN ASSET EMERGING MARKEcef | $437,000 | – | 39,319 | +100.0% | 0.03% | – |
| GPM | New | GUGGENHEIM ENHANCED EQUITYINCOcef | $437,000 | – | 51,696 | +100.0% | 0.03% | – |
| PFE | Buy | PFIZER INC | $437,000 | +15.6% | 12,562 | +3.3% | 0.03% | +13.0% |
| FCO | New | ABERDEEN GLOBAL INCOMEFD INC Ccef | $426,000 | – | 45,860 | +100.0% | 0.03% | – |
| SBUX | Buy | STARBUCKS CORP | $434,000 | +17.3% | 4,582 | +1.7% | 0.03% | +13.0% |
| GBNK | Sell | GUARANTY BANCORP DEL COM NEW | $422,000 | -59.8% | 24,888 | -65.8% | 0.02% | -60.9% |
| TTNDY | Sell | TECHTRONIC INDS CO ADR F 1 ADRadr | $421,000 | -68.1% | 24,893 | -69.6% | 0.02% | -68.8% |
| MFC | Buy | MANULIFE FINL CORP COM ISIN#CA | $420,000 | +74.3% | 24,678 | +95.3% | 0.02% | +66.7% |
| HD | Sell | HOME DEPOT INC | $404,000 | -6.7% | 3,560 | -13.8% | 0.02% | -7.7% |
| S&W Co. Warrants Exp. 6/30/15wt | $404,000 | – | 169,999 | 0.0% | 0.02% | – | ||
| CMCSA | Buy | COMCAST CORP NEW CL A | $391,000 | +2.1% | 6,918 | +4.7% | 0.02% | +4.3% |
| AHCHY | Sell | ANHUI CONCH CEM CO ADR F UNSPOadr | $401,000 | -64.5% | 21,180 | -64.8% | 0.02% | -65.2% |
| VIG | Sell | VANGUARD DIV APPRCIATIONetf | $393,000 | -17.3% | 4,887 | -16.6% | 0.02% | -17.2% |
| WFCPRO | New | WELLS FARGO & CO NEW DEPSHS REpfd | $393,000 | – | 16,272 | +100.0% | 0.02% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOMEFDcef | $394,000 | – | 36,584 | +100.0% | 0.02% | – |
| New | EXCITE JAPAN CO LTD | $379,000 | – | 41,300 | +100.0% | 0.02% | – | |
| JAH | Sell | JARDEN CORP | $381,000 | +2.4% | 7,198 | -7.4% | 0.02% | 0.0% |
| VKQ | New | INVESCO MUNTR COMcef | $380,000 | – | 29,705 | +100.0% | 0.02% | – |
| BKRKY | Sell | PT BANK RAKYAT ADR F UNSPONSORadr | $376,000 | -67.0% | 18,520 | -69.4% | 0.02% | -66.7% |
| FCX | Sell | FREEPORT MCMORAN INC | $382,000 | -71.1% | 20,151 | -64.4% | 0.02% | -71.6% |
| NBH | New | NEUBERGER BERMAN INTERMUNI FDcef | $381,000 | – | 24,511 | +100.0% | 0.02% | – |
| ARDC | New | ARES DYNAMIC CR ALLOCATION FDcef | $383,000 | – | 23,531 | +100.0% | 0.02% | – |
| PEP | Buy | PEPSICO INCORPORATED | $364,000 | +15.6% | 3,812 | +14.6% | 0.02% | +15.8% |
| New | COX 50 | $368,000 | – | 173,800 | +100.0% | 0.02% | – | |
| AMOV | New | AMERICA MOVIL SAB DE CVADR EAC | $368,000 | – | 18,115 | +100.0% | 0.02% | – |
| GGB | Sell | GERDAU SA SPONS ADR F SPONSOREadr | $361,000 | -65.8% | 112,756 | -62.1% | 0.02% | -65.6% |
| SPY | Sell | SPDR S&P 500 ETF TRUSTetf | $363,000 | -19.0% | 1,758 | -19.4% | 0.02% | -18.5% |
| CNI | Sell | CANADIAN NATL RY CO | $370,000 | -45.6% | 5,533 | -43.9% | 0.02% | -46.3% |
| FTF | New | FRANKLIN LTD DURATIONINC TR COcef | $360,000 | – | 29,545 | +100.0% | 0.02% | – |
| EVV | New | EATON VANCE LTD DURATION INCOMcef | $357,000 | – | 24,817 | +100.0% | 0.02% | – |
| LZRFY | Sell | LOCALIZA RENT A CAR ADRF SPONSadr | $348,000 | -71.8% | 30,412 | -66.8% | 0.02% | -72.0% |
| HYB | New | NEW AMER HIGH INCOME FDINC COMcef | $344,000 | – | 38,001 | +100.0% | 0.02% | – |
| PDI | New | PIMCO DYNAMIC INCOME FDCOM USDcef | $347,000 | – | 11,976 | +100.0% | 0.02% | – |
| YDUQY | Sell | ESTACIO PARTICIPACO ADRF 1SPONadr | $346,000 | -71.3% | 58,692 | -56.3% | 0.02% | -71.2% |
| IBN | Sell | ICICI BANK LTD ADR F SPONSOREDadr | $348,000 | -75.1% | 33,639 | -72.2% | 0.02% | -75.3% |
| FB | Buy | FACEBOOK INC-A | $324,000 | +26.1% | 3,947 | +19.6% | 0.02% | +25.0% |
| BIIB | BIOGEN INC | $340,000 | +24.5% | 805 | 0.0% | 0.02% | +17.6% | |
| DIS | Buy | DISNEY (WALT) CO COM STK | $325,000 | +20.4% | 3,097 | +8.1% | 0.02% | +25.0% |
| NYV | New | NUVEEN NEW YORK MUN VALUEFD 2cef | $332,000 | – | 22,358 | +100.0% | 0.02% | – |
| CIB | Sell | BANCOLOMBIA SA SPON PFD ISIN#Uadr | $337,000 | -72.6% | 8,555 | -66.6% | 0.02% | -73.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $336,000 | +5.3% | 3,335 | +9.3% | 0.02% | +5.3% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETSetf | $332,000 | -3.2% | 8,118 | -5.3% | 0.02% | -4.8% |
| SYK | STRYKER CORP | $337,000 | -2.0% | 3,651 | 0.0% | 0.02% | -4.8% | |
| DFS | Buy | DISCOVER FINANCIAL | $335,000 | -12.1% | 5,954 | +2.2% | 0.02% | -13.0% |
| JPS | New | NUVEEN QUAL PFD INC FD 2cef | $320,000 | – | 34,942 | +100.0% | 0.02% | – |
| GE | Sell | GENERAL ELECTRIC COMPANY | $323,000 | -6.6% | 13,035 | -4.8% | 0.02% | -9.5% |
| STT | STATE STREET CORP | $308,000 | -6.4% | 4,186 | 0.0% | 0.02% | -5.0% | |
| FOVSY | Sell | FORD OTOMOTIV SANAY ADRF UNSPO | $317,000 | -70.5% | 4,916 | -68.2% | 0.02% | -70.8% |
| HHC | Sell | HOWARD HUGHES CORP COM ISIN#US | $320,000 | +4.6% | 2,067 | -12.0% | 0.02% | 0.0% |
| AACAY | Sell | AAC TECH HLDGS INC ADR F UNSPOadr | $308,000 | -76.5% | 4,987 | -79.7% | 0.02% | -76.2% |
| TWC | Buy | TIME WARNER CABLE INCCOM | $309,000 | +2.7% | 2,057 | +3.8% | 0.02% | +5.6% |
| KMM | New | DWS MULTI MKT INCOME TRSHScef | $318,000 | – | 37,577 | +100.0% | 0.02% | – |
| TM | Sell | TOYOTA MOTOR CORP F ADR 1 ADRadr | $315,000 | -19.8% | 2,249 | -28.0% | 0.02% | -20.8% |
| WHR | Sell | WHIRLPOOL CORP | $323,000 | -78.5% | 1,600 | -79.3% | 0.02% | -79.1% |
| ENFC | Buy | ENTEGRA FINANCIAL CORP COMMON | $308,000 | +40.0% | 19,837 | +29.5% | 0.02% | +46.2% |
| HEQ | New | JOHN HANCOCK HEDGED EQUITY & Icef | $311,000 | – | 18,948 | +100.0% | 0.02% | – |
| LGCYP | New | LEGACY RESVS LP CUM 8.0000016%pfd | $312,000 | – | 15,960 | +100.0% | 0.02% | – |
| YNDX | Sell | YANDEX N V CL A F CLASS A | $293,000 | -70.6% | 19,315 | -65.2% | 0.02% | -70.5% |
| SGBLY | Sell | STANDARD BK GRP NEW ADRF SPONSadr | $298,000 | -69.1% | 21,483 | -72.4% | 0.02% | -69.5% |
| BBD | Sell | BANCO BRADESCO NEW ADR F SPONSadr | $298,000 | -73.1% | 32,142 | -61.2% | 0.02% | -73.5% |
| MZF | New | MANAGED DURATION INVTGRD FUNDcef | $293,000 | – | 21,566 | +100.0% | 0.02% | – |
| CHW | New | CALAMOS GLOBAL DYNAMICINCOME Fcef | $303,000 | – | 34,470 | +100.0% | 0.02% | – |
| SRCL | STERICYCLE INC COM ISIN#US8589 | $293,000 | +6.9% | 2,087 | 0.0% | 0.02% | +5.9% | |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RETUcef | $295,000 | – | 14,566 | +100.0% | 0.02% | – |
| ALLPRDCL | New | ALLSTATE CORP LEOPARDS REPSTGpfd | $282,000 | – | 10,402 | +100.0% | 0.02% | – |
| NXC | New | NUVEEN CALIF SELECT TAXFREE INcef | $282,000 | – | 18,286 | +100.0% | 0.02% | – |
| MSFT | Buy | MICROSOFT CORP COM | $280,000 | -4.8% | 6,894 | +8.6% | 0.02% | -5.6% |
| BELFB | New | BEL FUSE INC CL B ISIN #US0773 | $276,000 | – | 14,500 | +100.0% | 0.02% | – |
| MHY | New | Western Asset Managed High Inccef | $289,000 | – | 55,893 | +100.0% | 0.02% | – |
| FELISSIMO CORP | $263,000 | -0.4% | 31,000 | 0.0% | 0.02% | 0.0% | ||
| NAD | New | NUVEEN DIVID ADVANTAGEMUN FD Ccef | $266,000 | – | 18,583 | +100.0% | 0.02% | – |
| PBRA | Sell | PETROLEO BRASILEIRO F ADR 1 ADadr | $267,000 | -72.0% | 43,734 | -65.3% | 0.02% | -72.4% |
| IQI | New | INVESCO QUALITY MUN INCOMETR Ccef | $258,000 | – | 20,537 | +100.0% | 0.02% | – |
| XLE | New | SECTOR SPDR TR SHS BEN INT ENEcef | $264,000 | – | 3,400 | +100.0% | 0.02% | – |
| GGE | New | GUGGENHEIM ENHANCED EQUITYSTRAcef | $264,000 | – | 15,022 | +100.0% | 0.02% | – |
| FCFS | Sell | FIRST CASH FINL SVCS INC | $258,000 | -79.1% | 5,556 | -75.0% | 0.02% | -78.7% |
| VALE | Sell | VALE SA ADR F SPONSORED ADR 1adr | $259,000 | -73.1% | 45,779 | -61.2% | 0.02% | -72.9% |
| CAT | Sell | CATERPILLAR INC DEL | $265,000 | -19.9% | 3,306 | -8.5% | 0.02% | -20.0% |
| VNQ | Sell | VANGUARD INDEX FDS VANGUARDREIetf | $269,000 | -29.9% | 3,191 | -32.7% | 0.02% | -30.4% |
| WBA | Buy | WALGREENS BOOTS ALLIANCEINC | $262,000 | +13.4% | 3,095 | +2.1% | 0.02% | +14.3% |
| MQT | New | BLACKROCK MUNIYIELD QUALITYFDcef | $266,000 | – | 19,809 | +100.0% | 0.02% | – |
| CTQCL | New | QWEST CORP NT 7.375%06/01/2051pfd | $252,000 | – | 9,585 | +100.0% | 0.02% | – |
| EXXAY | Sell | EXXARO RESOURCES ADR F SPONSORadr | $257,000 | -65.7% | 31,070 | -62.9% | 0.02% | -67.4% |
| MYI | New | BLACKROCK MUNIYIELD QUALITY FUcef | $254,000 | – | 17,876 | +100.0% | 0.02% | – |
| ANTM | ANTHEM INC COM ISIN#US03675210 | $252,000 | +22.9% | 1,631 | 0.0% | 0.02% | +25.0% | |
| TSN | TYSON FOODS INC CLASS A | $252,000 | -4.5% | 6,587 | 0.0% | 0.02% | -6.2% | |
| T | Buy | A T & T INC | $250,000 | +9.2% | 7,629 | +11.9% | 0.02% | +7.1% |
| KSM | New | DWS STRATEGIC MUNI INCOME TR Ccef | $248,000 | – | 17,851 | +100.0% | 0.02% | – |
| CP | Sell | CANADIAN PAC RAILWAY F | $248,000 | -63.4% | 1,355 | -61.5% | 0.02% | -63.4% |
| CSX | CSX CORP | $248,000 | -8.8% | 7,500 | 0.0% | 0.02% | -11.8% | |
| PGSVY | PETROLEUM GEO SERVICESASA ADSadr | $257,000 | -8.9% | 50,000 | 0.0% | 0.02% | -11.8% | |
| AMP | AMERIPRISE FINL INC COM | $236,000 | -0.8% | 1,800 | 0.0% | 0.01% | 0.0% | |
| ACGBY | Sell | AGRIC BK OF CHINA ADR F UNSPONadr | $232,000 | -70.3% | 18,746 | -69.6% | 0.01% | -70.8% |
| EUSHY | Sell | EUROCASH S A ADR F SPONSORED 1 | $228,000 | -73.3% | 26,377 | -66.9% | 0.01% | -73.1% |
| PPC | Sell | PILGRIMS PRIDE CORP | $235,000 | -31.9% | 10,409 | -1.0% | 0.01% | -33.3% |
| QCOM | Sell | QUALCOMM INC COM | $232,000 | -97.4% | 3,342 | -97.2% | 0.01% | -97.4% |
| INB | New | COHEN & STEERS GLOBALINCOME BLcef | $232,000 | – | 19,402 | +100.0% | 0.01% | – |
| WEN | Sell | WENDYS COMPANY (THE) COMUSD0.1 | $234,000 | +8.3% | 21,494 | -9.8% | 0.01% | +7.7% |
| SCZ | ISHARES MSCI EAFE SMALL-CAPETF | $226,000 | +5.6% | 4,577 | 0.0% | 0.01% | +7.7% | |
| BHP | Sell | BHP BILLITON LTD SPONSORED ADRadr | $226,000 | -23.4% | 4,863 | -21.9% | 0.01% | -22.2% |
| REGN | REGENERON PHARMACEUTICALS INC | $234,000 | +9.9% | 518 | 0.0% | 0.01% | +7.7% | |
| COP | Sell | CONOCOPHILLIPS | $209,000 | -41.0% | 3,356 | -34.5% | 0.01% | -40.9% |
| BMLPRL | New | BANK AMER CORP DEP SHS REPSTGpfd | $212,000 | – | 10,168 | +100.0% | 0.01% | – |
| IBM | Buy | IBM CORP | $221,000 | +3.3% | 1,374 | +2.8% | 0.01% | 0.0% |
| RHHBY | Sell | ROCHE HLDGS LTD SPONSORED ADRadr | $220,000 | -16.7% | 6,367 | -18.1% | 0.01% | -18.8% |
| CHOLY | Sell | CHINA OILFIELD SVC ADR F SPONS | $218,000 | -64.3% | 6,541 | -62.9% | 0.01% | -64.9% |
| LEO | New | DREYFUS STRATEGIC MUNSINCcef | $224,000 | – | 26,654 | +100.0% | 0.01% | – |
| ETY | New | EATON VANCE TAX MANAGED DIVERScef | $220,000 | – | 19,401 | +100.0% | 0.01% | – |
| MFL | New | BLACKROCK MUNIHOLDINGS INVESTMcef | $208,000 | – | 14,406 | +100.0% | 0.01% | – |
| Sell | CHINA NATL MATLS CO ADRF UNSPOadr | $223,000 | -71.7% | 39,529 | -69.8% | 0.01% | -72.9% | |
| MLCO | New | MELCO CROWN ENTERTAINMENT LIMIadr | $211,000 | – | 9,816 | +100.0% | 0.01% | – |
| BASFY | Sell | BASF SE SPONSORED ADR ISIN#US0adr | $218,000 | -33.5% | 2,196 | -43.5% | 0.01% | -35.0% |
| GSPRD | New | GOLDMAN SACHS GROUP INC DEP SHpfd | $221,000 | – | 10,800 | +100.0% | 0.01% | – |
| IWD | ISHARES ETF RUSSELL 10etf | $210,000 | -0.9% | 2,034 | 0.0% | 0.01% | 0.0% | |
| 3106PS | New | DELPHI AUTOMOTIVE PLCCOM USD0. | $201,000 | – | 2,525 | +100.0% | 0.01% | – |
| AN | Sell | AUTONATION INC | $205,000 | -5.1% | 3,184 | -11.0% | 0.01% | -7.7% |
| DSM | New | DREYFUS STRATEGIC MUNBD FD INCcef | $197,000 | – | 24,391 | +100.0% | 0.01% | – |
| DTF | New | DTF TAX-FREE INCOME INCCOM ISIcef | $198,000 | – | 12,972 | +100.0% | 0.01% | – |
| CIK | New | CREDIT SUISSE ASSET MGMTINCOMcef | $202,000 | – | 62,897 | +100.0% | 0.01% | – |
| UNH | New | UNITEDHEALTH GROUP | $206,000 | – | 1,743 | +100.0% | 0.01% | – |
| PFN | New | PIMCO INCOME STRATEGY FD IIcef | $204,000 | – | 20,284 | +100.0% | 0.01% | – |
| CIHKY | Sell | CHINA MERCHANTS BK ADR F UNSPOadr | $185,000 | -70.0% | 15,144 | -69.2% | 0.01% | -71.1% |
| GDO | New | WESTERN ASSET GLOBAL CORP DEFIcef | $188,000 | – | 10,651 | +100.0% | 0.01% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 INcef | $185,000 | – | 13,060 | +100.0% | 0.01% | – |
| GDF | New | WESTERN ASSET GLB PTNRSINCOMEcef | $184,000 | – | 19,190 | +100.0% | 0.01% | – |
| SPXX | New | NUVEEN S&P 500 DYN OVERWRITE Ccef | $176,000 | – | 12,615 | +100.0% | 0.01% | – |
| VGM | New | INVESCO TR INVT GRADEMUNS COMcef | $184,000 | – | 13,663 | +100.0% | 0.01% | – |
| RIT | New | LMP REAL ESTATE INCOMEFD INC Ccef | $182,000 | – | 13,956 | +100.0% | 0.01% | – |
| NHS | New | NEUBERGER BERMAN HIGH YIELD STcef | $190,000 | – | 15,430 | +100.0% | 0.01% | – |
| HLDCY | Buy | HENDERSON LAND DEVELOPMENTCO Sadr | $166,000 | +67.7% | 23,636 | +66.6% | 0.01% | +66.7% |
| NNY | New | NUVEEN N Y MUN VALUE FDINCcef | $160,000 | – | 16,393 | +100.0% | 0.01% | – |
| BIE | New | BLACKROCK MUNICIPAL BONDINVESTcef | $159,000 | – | 10,672 | +100.0% | 0.01% | – |
| SBRCY | Sell | SBERBANK ADR F SPONSORED ADR 1adr | $168,000 | -64.3% | 38,534 | -68.3% | 0.01% | -65.5% |
| MEN | New | BLACKROCK MUNIENHANCEDFD INC Ccef | $155,000 | – | 13,270 | +100.0% | 0.01% | – |
| LOR | New | LAZARD WORLD DIVID &INCOMEFD Ccef | $151,000 | – | 11,927 | +100.0% | 0.01% | – |
| EOD | New | WELLS FARGO ADV GLB DIVOPP FDcef | $146,000 | – | 19,356 | +100.0% | 0.01% | – |
| EVO | New | EATON VANCE OH MUNI INCcef | $146,000 | – | 10,476 | +100.0% | 0.01% | – |
| MHN | New | BlackRock MuniHoldings New Yorcef | $157,000 | – | 11,153 | +100.0% | 0.01% | – |
| PCF | New | PUTMAN HIGH INCOME SECFUND SHScef | $142,000 | – | 17,464 | +100.0% | 0.01% | – |
| MYM | New | BLACKROCK MUNIYIELD MICHQUALITcef | $142,000 | – | 10,899 | +100.0% | 0.01% | – |
| TMKXY | Sell | TMK OAO SPONSORED ADR ISIN#US8adr | $149,000 | -53.0% | 49,921 | -63.2% | 0.01% | -52.6% |
| WFTIQ | Sell | WEATHERFORD INTL PLC ORDSHS IS | $132,000 | -53.2% | 10,725 | -56.5% | 0.01% | -52.9% |
| IHD | New | VOYA EMERGING MARKETS HIGH Icef | $122,000 | – | 12,092 | +100.0% | 0.01% | – |
| FAV | New | FIRST TR DIVIDEND INCOMEFD COMcef | $115,000 | – | 12,958 | +100.0% | 0.01% | – |
| BBVA | Sell | BANCO BILBAO VIZCAYA ARGENTARIadr | $103,000 | -1.0% | 10,330 | -6.5% | 0.01% | 0.0% |
| FC HOLDINGS INC CL E CONV PFDpfd | $94,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| NOK | Sell | NOKIA CORPadr | $103,000 | -12.0% | 13,647 | -8.4% | 0.01% | -14.3% |
| Sell | HENDERSON LAND DEVELOPMENTCO H | $105,000 | -23.9% | 14,916 | -24.4% | 0.01% | -25.0% | |
| EGDW | EDGEWATER BANCORP INCCOM | $104,000 | +3.0% | 10,000 | 0.0% | 0.01% | 0.0% | |
| MUFG | Sell | MITSUBISHI UFJ FINL F ADR 1 ADadr | $96,000 | -5.0% | 15,416 | -15.5% | 0.01% | 0.0% |
| LYG | Sell | LLOYDS BANKING GROUP PLC ADRadr | $88,000 | -14.6% | 18,842 | -14.8% | 0.01% | -16.7% |
| ABEV | Sell | AMBEV SA SPONSORED ADR ISIN#USadr | $84,000 | -14.3% | 14,489 | -8.2% | 0.01% | -16.7% |
| BKMU | New | BANK MUTUAL CORP COM STK | $79,000 | – | 10,818 | +100.0% | 0.01% | – |
| GAB | New | GABELLI EQUITY TR INCcef | $70,000 | – | 10,700 | +100.0% | 0.00% | – |
| DSU | New | BLACKROCK DEBT STRATEGIES FD Icef | $67,000 | – | 17,916 | +100.0% | 0.00% | – |
| NRO | New | NEUBERGER BERMAN RE ESSEC FD Ccef | $64,000 | – | 11,723 | +100.0% | 0.00% | – |
| FXEN | New | FX ENERGY INC COM ISIN#US30269 | $55,000 | – | 44,193 | +100.0% | 0.00% | – |
| CART | New | CAROLINA TR BK LINCOLNTON NOR | $55,000 | – | 10,184 | +100.0% | 0.00% | – |
| FC HOLDINGS INC CONTRA CUSIP | $47,000 | 0.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| OGZPY | New | OAO GAZPROM SPON ADR F SPONSORadr | $48,000 | – | 10,050 | +100.0% | 0.00% | – |
| ROIA | New | RADIO ONE INC CL A ISIN #US750 | $43,000 | – | 14,001 | +100.0% | 0.00% | – |
| HYF | New | MANAGED HIGH YIELD PLUSFD INCcef | $47,000 | – | 24,640 | +100.0% | 0.00% | – |
| NQ | New | NQ MOBILE INC ADREA REPR 5 CLadr | $42,000 | – | 11,325 | +100.0% | 0.00% | – |
| SARA | New | SARATOGA RES INC TEX COM ISIN# | $25,000 | – | 126,800 | +100.0% | 0.00% | – |
| RVLT | New | REVOLUTION LTG TECHNOLOGIESINC | $21,000 | – | 18,995 | +100.0% | 0.00% | – |
| LSTMF | New | LIGHTSTREAM RESCOURCES LTD | $19,000 | – | 26,450 | +100.0% | 0.00% | – |
| AMERICAN INTL GROUP INCWTS EXPwt | $0 | – | 207,685 | 0.0% | 0.00% | – | ||
| FIBROGEN INC SERIES FCONV PFDpfd | $0 | – | 25,000 | 0.0% | 0.00% | – | ||
| MRKL | Exit | MARKLAND TECHNOLOGIESINC COMNE | $0 | – | -10,000 | -100.0% | 0.00% | – |
| Sell | HEARUSA INC XXX ESCROW PENDING | $0 | – | 351,078 | -19.5% | 0.00% | – | |
| FIRST HORIZON FRACTIONAL SHS 1 | $0 | – | 442,506 | 0.0% | 0.00% | – | ||
| CRRFY | Exit | CARREFOUR SA ADR NEW F SPONSORadr | $0 | – | -11,827 | -100.0% | -0.00% | – |
| GRPN | Exit | GROUPON INC COM USD0.0001 | $0 | – | -10,500 | -100.0% | -0.01% | – |
| 1338PS | Exit | UBS AG CHF0.10 ISIN#CH00248994 | $0 | – | -10,271 | -100.0% | -0.01% | – |
| NEBLQ | Exit | NOBLE CORP PLC F | $0 | – | -10,470 | -100.0% | -0.01% | – |
| HSBC | Exit | HSBC HLDGS PLC ADR NEW F SPONSadr | $0 | – | -4,355 | -100.0% | -0.01% | – |
| WEC | Exit | WISCONSIN ENERGY CP | $0 | – | -4,000 | -100.0% | -0.01% | – |
| AXAHY | Exit | A X A SPONSORED ADR F SPONSOREadr | $0 | – | -9,385 | -100.0% | -0.01% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVSPONadr | $0 | – | -1,830 | -100.0% | -0.01% | – |
| Exit | Porter Bank Series Epfd | $0 | – | -885 | -100.0% | -0.01% | – | |
| AGU | Exit | AGRIUM INC F | $0 | – | -2,498 | -100.0% | -0.01% | – |
| TS | Exit | TENARIS S A ADR F SPONSORED ADadr | $0 | – | -8,241 | -100.0% | -0.02% | – |
| Exit | FUNAI ELECTRIC CO LTD | $0 | – | -23,000 | -100.0% | -0.02% | – | |
| ETN | Exit | EATON CORP PLC F | $0 | – | -4,170 | -100.0% | -0.02% | – |
| NBR | Exit | NABORS INDUSTRIES LTDSHS ISIN# | $0 | – | -23,195 | -100.0% | -0.02% | – |
| UN | Exit | UNILEVER N V NY SHS NEWF N Y Radr | $0 | – | -7,721 | -100.0% | -0.02% | – |
| EDU | Exit | NEW ORIENTAL ED ADR F SPONSOREadr | $0 | – | -15,019 | -100.0% | -0.02% | – |
| Exit | Porter Bank Series Fpfd | $0 | – | -1,405 | -100.0% | -0.02% | – | |
| BTI | Exit | BRITISH AMERN TOB PLC SPONSOREadr | $0 | – | -3,556 | -100.0% | -0.02% | – |
| VTSS | Exit | VITESSE SEMICONDUCTORCORP COMN | $0 | – | -100,067 | -100.0% | -0.02% | – |
| Exit | SOFT99 CORPORATION NPV ISIN#JP | $0 | – | -71,000 | -100.0% | -0.02% | – | |
| SU | Exit | SUNCOR ENERGY INC NEW F | $0 | – | -13,376 | -100.0% | -0.03% | – |
| BPIRY | Exit | PIRAEUS BK S A ADR NEW ISIN#US | $0 | – | -192,727 | -100.0% | -0.03% | – |
| Exit | TOSHO PRINTING CO LTD | $0 | – | -154,000 | -100.0% | -0.03% | – | |
| POT | Exit | POTASH CORP SASK INC F | $0 | – | -11,912 | -100.0% | -0.03% | – |
| RIO | Exit | RIO TINTO PLC SPONSORED ADRadr | $0 | – | -10,124 | -100.0% | -0.03% | – |
| ROSE | Exit | ROSETTA RES INC COM | $0 | – | -27,337 | -100.0% | -0.04% | – |
| COGNY | Exit | KROTON EDUCACIONAL ADR F SPONS | $0 | – | -110,469 | -100.0% | -0.04% | – |
| Exit | MARUZEN CO LTD NPV ISIN#JP3875 | $0 | – | -79,000 | -100.0% | -0.04% | – | |
| Exit | TOHOKUSHINSHA FILM CORPORATION | $0 | – | -98,800 | -100.0% | -0.04% | – | |
| SCHYY | Exit | SANDS CHINA LTD UNSP ADREA REPadr | $0 | – | -15,054 | -100.0% | -0.04% | – |
| QLTY | Exit | QUALITY DISTRIBUTION INC | $0 | – | -71,926 | -100.0% | -0.05% | – |
| Exit | Porter Bank Series Bpfd | $0 | – | -1,714,300 | -100.0% | -0.05% | – | |
| Exit | TC 03/20/15 C 2.5 | $0 | – | -500,000 | -100.0% | -0.05% | – | |
| LDL | Exit | LYDALL INC | $0 | – | -25,315 | -100.0% | -0.05% | – |
| ENL | Exit | REED ELSEVIER NEW ADR F SPONSOadr | $0 | – | -18,687 | -100.0% | -0.05% | – |
| Exit | JAPAN HOTEL REIT INVESTMENT | $0 | – | -1,417 | -100.0% | -0.06% | – | |
| FRNK | Exit | FRANKLIN FINANCIAL CORPORATION | $0 | – | -43,100 | -100.0% | -0.06% | – |
| Exit | OTSUKA CORPORATION NPV ISIN#JP | $0 | – | -32,026 | -100.0% | -0.06% | – | |
| Exit | PUT CMA JAN 45.00000 01/17/201 | $0 | – | -22,000 | -100.0% | -0.06% | – | |
| Exit | KING CO LTD NPV ISIN#JP3261200 | $0 | – | -288,500 | -100.0% | -0.06% | – | |
| Exit | PUT BK JAN 41.50000 01/17/2015 | $0 | – | -28,000 | -100.0% | -0.07% | – | |
| Exit | MHR 02/20/15 P 3 | $0 | – | -347,800 | -100.0% | -0.07% | – | |
| DNOW | Exit | NOW INC | $0 | – | -42,436 | -100.0% | -0.07% | – |
| VCISY | Exit | VINCI S A ADR F SPONSORED ADRadr | $0 | – | -87,786 | -100.0% | -0.07% | – |
| Exit | LIXIL GROUP CORP | $0 | – | -56,850 | -100.0% | -0.07% | – | |
| Exit | KABU.COM SECURITIES COLTD NPV | $0 | – | -250,790 | -100.0% | -0.08% | – | |
| MRC | Exit | MRC GLOBAL INC COM USD0.01 | $0 | – | -82,785 | -100.0% | -0.08% | – |
| Exit | DTS CORPORATION NPV ISIN#JP354 | $0 | – | -58,940 | -100.0% | -0.08% | – | |
| Exit | SEVEN BANK | $0 | – | -307,570 | -100.0% | -0.08% | – | |
| Exit | PUT CMA JAN 42.00000 01/17/201 | $0 | – | -28,000 | -100.0% | -0.08% | – | |
| SQBK | Exit | SQUARE 1 FINANCIAL INC CL A | $0 | – | -54,900 | -100.0% | -0.08% | – |
| Exit | KATO SANGYO CO NPV ISIN#JP3213 | $0 | – | -76,250 | -100.0% | -0.09% | – | |
| Exit | Alpine Electronics Inc | $0 | – | -89,040 | -100.0% | -0.09% | – | |
| Exit | DENSO CORP NPV ISIN#JP35515000 | $0 | – | -31,310 | -100.0% | -0.09% | – | |
| Exit | KOSE CORPORATION NPV ISIN#JP32 | $0 | – | -37,540 | -100.0% | -0.09% | – | |
| Exit | PUT PNC JAN 90.00000 01/17/201 | $0 | – | -16,500 | -100.0% | -0.09% | – | |
| Exit | PUT SCHW JAN 30.00000 01/17/20 | $0 | – | -55,500 | -100.0% | -0.10% | – | |
| Exit | PUT STT JAN 77.50000 01/17/201 | $0 | – | -22,000 | -100.0% | -0.10% | – | |
| Exit | PUT JPM JAN 61.50000 01/17/201 | $0 | – | -28,000 | -100.0% | -0.11% | – | |
| Exit | KOEI TECMO HOLDINGS COLTD NPV | $0 | – | -117,900 | -100.0% | -0.11% | – | |
| Exit | PUT COF JAN 82.50000 01/17/201 | $0 | – | -22,000 | -100.0% | -0.11% | – | |
| Exit | PUT DFS JAN 62.50000 01/17/201 | $0 | – | -28,000 | -100.0% | -0.11% | – | |
| Exit | PUT NTRS JAN 65.00000 01/17/20 | $0 | – | -28,000 | -100.0% | -0.12% | – | |
| Exit | MITSUI KNOWLEDGE INDUSTRY CO | $0 | – | -911,500 | -100.0% | -0.12% | – | |
| Exit | PUT WU JAN 17.00000 01/17/2015 | $0 | – | -111,000 | -100.0% | -0.12% | – | |
| Exit | PUT CMA JAN 44.00000 01/17/201 | $0 | – | -44,500 | -100.0% | -0.13% | – | |
| Exit | PUT MS JAN 36.00000 01/17/2015 | $0 | – | -55,500 | -100.0% | -0.13% | – | |
| Exit | PUT MS JAN 38.50000 01/17/2015 | $0 | – | -55,500 | -100.0% | -0.13% | – | |
| NHLD | Exit | NATIONAL HOLDINGS CORPORATION | $0 | – | -4,828,034 | -100.0% | -0.13% | – |
| Exit | PUT KRE JAN 40.50000 01/17/201 | $0 | – | -55,500 | -100.0% | -0.14% | – | |
| Exit | PUT COF JAN 80.00000 01/17/201 | $0 | – | -28,000 | -100.0% | -0.14% | – | |
| Exit | PUT USB JAN 45.50000 01/17/201 | $0 | – | -55,500 | -100.0% | -0.15% | – | |
| BRKR | Exit | BRUKER CORPORATION | $0 | – | -129,788 | -100.0% | -0.16% | – |
| Exit | PUT PNC JAN 87.50000 01/17/201 | $0 | – | -28,000 | -100.0% | -0.16% | – | |
| Exit | PUT STT JAN 75.00000 01/17/201 | $0 | – | -33,000 | -100.0% | -0.16% | – | |
| Exit | PUT WFC JAN 52.50000 01/17/201 | $0 | – | -55,500 | -100.0% | -0.18% | – | |
| Exit | PUT AXP JAN 91.00000 01/17/201 | $0 | – | -33,000 | -100.0% | -0.19% | – | |
| Exit | PUT WFC JAN 55.00000 01/17/201 | $0 | – | -56,000 | -100.0% | -0.19% | – | |
| HMST | Exit | HOMESTREET INC | $0 | – | -178,955 | -100.0% | -0.19% | – |
| Exit | PUT ZION JAN 28.00000 01/17/20 | $0 | – | -111,000 | -100.0% | -0.19% | – | |
| Exit | PUT TRV JAN 95.00000 01/17/201 | $0 | – | -30,000 | -100.0% | -0.19% | – | |
| SMPL | Exit | SIMPLICITY BANCORP INC | $0 | – | -190,700 | -100.0% | -0.20% | – |
| Exit | PUT USB JAN 44.00000 01/17/201 | $0 | – | -83,500 | -100.0% | -0.23% | – | |
| CAM | Exit | CAMERON INTERNATIONAL CORP COM | $0 | – | -81,699 | -100.0% | -0.25% | – |
| EGL | Exit | ENGILITY HLDGS INC | $0 | – | -96,182 | -100.0% | -0.25% | – |
| CHMT | Exit | CHEMTURA CORP NEW DUTCH TENDER | $0 | – | -167,559 | -100.0% | -0.25% | – |
| Exit | SSO US 01/17/15 P 117 | $0 | – | -32,500 | -100.0% | -0.25% | – | |
| Exit | PUT BBT JAN 39.00000 01/17/201 | $0 | – | -111,000 | -100.0% | -0.26% | – | |
| Exit | PUT XLF JAN 24.00000 01/17/201 | $0 | – | -222,000 | -100.0% | -0.32% | – | |
| Exit | PUT XLF JAN 25.00000 01/17/201 | $0 | – | -222,000 | -100.0% | -0.32% | – | |
| Exit | WLT 01/15/16 P 2 | $0 | – | -4,344,400 | -100.0% | -0.36% | – | |
| BCAR | Exit | BANK OF THE CAROLINAS (NC) | $0 | – | -44,935,688 | -100.0% | -0.38% | – |
| SIAL | Exit | SIGMA-ALDRICH CORP | $0 | – | -50,139 | -100.0% | -0.42% | – |
| Exit | USO 03/20/15 P 20.5 | $0 | – | -440,000 | -100.0% | -0.55% | – | |
| FTI | Exit | FMC TECHNOLOGIES INC COM | $0 | – | -302,469 | -100.0% | -0.86% | – |
| THR | Exit | THERMON GROUP HLDGS INC COM | $0 | – | -654,019 | -100.0% | -0.96% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| DANAHER CORPORATION | 42 | Q3 2023 | 2.3% |
| VISA INC CL A SHRS | 42 | Q3 2023 | 2.3% |
| COOPER COS INC NEW | 42 | Q3 2023 | 1.7% |
| APPLE INC COM | 42 | Q3 2023 | 2.2% |
| TJX COS INC NEW COM | 42 | Q3 2023 | 1.7% |
| NORDSON CORP COM | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 2.0% |
| BECTON DICKINSON&CO | 42 | Q3 2023 | 1.0% |
| LOWES COS INC | 42 | Q3 2023 | 1.0% |
| CME GROUP INC CLASS A | 42 | Q3 2023 | 1.0% |
View Curi RMB Capital, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Bank7 Corp.Sold out | February 12, 2021 | 0 | 0.0% |
| BayCom CorpSold out | February 12, 2021 | 0 | 0.0% |
| Business First Bancshares, Inc. | February 12, 2021 | 134,916 | 1.0% |
| EQUITY BANCSHARES INC | February 12, 2021 | 500,000 | 3.4% |
| Esquire Financial Holdings, Inc.Sold out | February 12, 2021 | 0 | 0.0% |
| FB Financial Corp | February 12, 2021 | 281,345 | 0.6% |
| FIRST BANCSHARES INC /MS/ | February 12, 2021 | 350,000 | 2.0% |
| First Western Financial Inc | February 12, 2021 | 50,000 | 0.6% |
| Howard Bancorp Inc | February 12, 2021 | 518,448 | 2.8% |
| Live Oak Bancshares, Inc. | February 12, 2021 | 376,500 | 1.1% |
View Curi RMB Capital, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-16 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
View Curi RMB Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.