$125 Million is the total value of OTA Financial Group L.P.'s 60 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HYT | Exit | BLACKROCK CORP HI YLD | $0 | – | -17,874 | -100.0% | -0.14% | – |
| AHACU | Exit | ALPHA HEALTHCARE ACQUISITIONunit 09/21/2027 | $0 | – | -19,529 | -100.0% | -0.14% | – |
| HIX | Exit | WESTERN ASSET HIGH INC II | $0 | – | -31,339 | -100.0% | -0.14% | – |
| UTZWS | Exit | UTZ BRANDS INC*w exp 08/28/202 | $0 | – | -22,872 | -100.0% | -0.16% | – |
| RMOWS | Exit | ROMEO POWER INC*w exp 02/21/202 | $0 | – | -26,296 | -100.0% | -0.16% | – |
| SJNK | Exit | SPDR BBG BARC ST HIGH YIELDbloomberg srt tr | $0 | – | -10,407 | -100.0% | -0.18% | – |
| DNMR | Exit | DANIMER SCIENTIFIC INCcl a | $0 | – | -12,088 | -100.0% | -0.19% | – |
| GOVT | Exit | ISHARES US TREASURY BOND ETFetf | $0 | – | -12,193 | -100.0% | -0.22% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FUND | $0 | – | -13,689 | -100.0% | -0.24% | – |
| MPWS | Exit | MP MATERIALS CORP*w exp 05/04/202 | $0 | – | -25,778 | -100.0% | -0.26% | – |
| CIICU | Exit | CIIG MERGER CORPunit 12/31/2026 | $0 | – | -12,373 | -100.0% | -0.26% | – |
| RSI | Exit | RUSH STREET INTERACTIVE INC | $0 | – | -19,040 | -100.0% | -0.27% | – |
| FPL | Exit | FIRST TRUST NEW OPPORTUNITIE | $0 | – | -119,786 | -100.0% | -0.34% | – |
| MPLNWS | Exit | MULTIPLAN CORP*w exp 02/13/202 | $0 | – | -437,927 | -100.0% | -0.43% | – |
| IGSB | Exit | ISHARES 1-5Y INV GRADE CORP | $0 | – | -11,942 | -100.0% | -0.44% | – |
| XL | Exit | XL FLEET CORPcl a | $0 | – | -30,890 | -100.0% | -0.48% | – |
| GOEV | Exit | CANOO INCcl a | $0 | – | -55,060 | -100.0% | -0.50% | – |
| IPOCU | Exit | SOCIAL CAPITAL HEDOSOPHIA HOunit 99/99/9999 | $0 | – | -43,849 | -100.0% | -0.52% | – |
| HYLB | Exit | XTRACKERS USD HIGH YIELD CORxtrack usd high | $0 | – | -15,906 | -100.0% | -0.53% | – |
| PAGP | Exit | PLAINS GP HOLDINGS LP-CL Altd partnr int a | $0 | – | -94,572 | -100.0% | -0.53% | – |
| FEN | Exit | FIRST TR ENRGY INC & GRW | $0 | – | -81,510 | -100.0% | -0.58% | – |
| SPIB | Exit | SPDR PORTFOLIO INTERMEDIATEportfolio intrmd | $0 | – | -25,832 | -100.0% | -0.64% | – |
| SPSB | Exit | SPDR PORT SHRT TRM CORP BNDportfolio short | $0 | – | -38,175 | -100.0% | -0.79% | – |
| CCX | Exit | CHURCHILL CAPITAL CORP II-Acl a | $0 | – | -117,700 | -100.0% | -0.81% | – |
| VLDRW | Exit | VELODYNE LIDAR INC*w exp 09/29/202 | $0 | – | -141,298 | -100.0% | -0.81% | – |
| LENB | Exit | LENNAR CORP CL Bcl b | $0 | – | -20,758 | -100.0% | -0.84% | – |
| TRP | Exit | TC ENERGY CORP | $0 | – | -32,097 | -100.0% | -0.86% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE -Acl a | $0 | – | -48,705 | -100.0% | -0.89% | – |
| NPAUU | Exit | NEW PROVIDENCE ACQUISITION Cunit 09/01/2024 | $0 | – | -101,634 | -100.0% | -1.03% | – |
| LSXMK | Exit | LIBERTY MEDIA COR-SIRIUSXM C | $0 | – | -46,419 | -100.0% | -1.34% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -50,961 | -100.0% | -1.35% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -15,808 | -100.0% | -1.54% | – |
| GIX | Exit | GIGCAPITAL2 INC | $0 | – | -220,500 | -100.0% | -1.60% | – |
| GHIV | Exit | GORES HOLDINGS IV INC-CL Acl a | $0 | – | -240,700 | -100.0% | -2.09% | – |
| LSXMA | Exit | LIBERTY MEDIA COR-SIRIUSXM A | $0 | – | -74,039 | -100.0% | -2.12% | – |
| LBRDK | Exit | LIBERTY BROADBAND-C | $0 | – | -67,725 | -100.0% | -7.10% | – |
| SCHZ | Exit | SCHWAB US AGGREGATE BOND ETFus aggregate b | $0 | – | -212,279 | -100.0% | -7.87% | – |
| AGG | Exit | ISHARES CORE U.S. AGGREGATEcore us aggbd et | $0 | – | -246,554 | -100.0% | -19.28% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.