$80.2 Million is the total value of OTA Financial Group L.P.'s 42 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EQT | Exit | EQT CORP | $0 | – | -18,689 | -100.0% | -0.14% | – |
| XOGAQ | Exit | EXTRACTION OIL & GAS INC | $0 | – | -96,618 | -100.0% | -0.14% | – |
| NEBLQ | Exit | NOBLE CORP PLC | $0 | – | -169,492 | -100.0% | -0.14% | – |
| FAX | Exit | ABERDEEN ASIA PAC INC FD | $0 | – | -48,826 | -100.0% | -0.14% | – |
| UGP | Exit | ULTRAPAR PARTICPAC-SPON ADR | $0 | – | -33,299 | -100.0% | -0.14% | – |
| CDEV | Exit | CENTENNIAL RESOURCE DEVELO-Acl a | $0 | – | -45,854 | -100.0% | -0.14% | – |
| WLL | Exit | WHITING PETROLEUM CORP | $0 | – | -29,026 | -100.0% | -0.14% | – |
| FCF | Exit | FIRST COMMONWEALTH FINL CORP | $0 | – | -14,796 | -100.0% | -0.14% | – |
| AM | Exit | ANTERO MIDSTREAM CORP | $0 | – | -29,326 | -100.0% | -0.15% | – |
| MMU | Exit | WESTERN ASSET MANAGED MUNICI | $0 | – | -17,478 | -100.0% | -0.16% | – |
| BOE | Exit | BLACKROCK ENHANCED GLOBAL DI | $0 | – | -22,607 | -100.0% | -0.17% | – |
| AFT | Exit | APOLLO SENIOR FLOATING RATE | $0 | – | -17,022 | -100.0% | -0.17% | – |
| GAB | Exit | GABELLI EQUITY TRUST | $0 | – | -52,914 | -100.0% | -0.22% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -21,494 | -100.0% | -0.22% | – |
| UBER | Exit | UBER TECHNOLOGIES INC | $0 | – | -14,663 | -100.0% | -0.29% | – |
| AOD | Exit | ABERDEEN TTL DYN DIVID | $0 | – | -50,580 | -100.0% | -0.30% | – |
| TWNKW | Exit | HOSTESS BRANDS INCw exp 11/04/202 | $0 | – | -230,427 | -100.0% | -0.30% | – |
| UA | Exit | UNDER ARMOUR INC-CLASS Ccl c | $0 | – | -25,099 | -100.0% | -0.32% | – |
| IRR | Exit | VOYA NATURAL RESOURCES EQUIT | $0 | – | -118,324 | -100.0% | -0.32% | – |
| AKS | Exit | AK STEEL HOLDING CORP | $0 | – | -163,160 | -100.0% | -0.36% | – |
| IFFT | Exit | INTL FLAVOR & FRAGRANCESunit 09/15/2021 | $0 | – | -13,152 | -100.0% | -0.42% | – |
| BKLN | Exit | INVESCO SENIOR LOAN ETFetf | $0 | – | -31,915 | -100.0% | -0.49% | – |
| GDX | Exit | VANECK GOLD MINERSetf | $0 | – | -25,214 | -100.0% | -0.49% | – |
| AVTRPRA | Exit | AVANTOR INC6.25 pfd cnv sr | $0 | – | -11,793 | -100.0% | -0.50% | – |
| Z | Exit | ZILLOW GROUP INC - Ccl c cap stk | $0 | – | -17,239 | -100.0% | -0.53% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOT RET FD | $0 | – | -104,322 | -100.0% | -0.54% | – |
| PE | Exit | PARSLEY ENERGY INC-CLASS Acl a | $0 | – | -46,935 | -100.0% | -0.59% | – |
| TCBI | Exit | TEXAS CAPITAL BANCSHARES INC | $0 | – | -17,049 | -100.0% | -0.65% | – |
| IBKC | Exit | IBERIABANK CORP | $0 | – | -13,377 | -100.0% | -0.67% | – |
| PSLV | Exit | SPROTT PHYSICAL SILVER TRUSTunit | $0 | – | -170,680 | -100.0% | -0.74% | – |
| XPER | Exit | XPERI CORP | $0 | – | -64,413 | -100.0% | -0.80% | – |
| SREPRA | Exit | SEMPRA ENERGY6% pfd conv a | $0 | – | -11,641 | -100.0% | -0.93% | – |
| SREPRB | Exit | SEMPRA ENERGY6.75% cnv pfd b | $0 | – | -12,023 | -100.0% | -0.96% | – |
| QTSPRB | Exit | QTS REALTY TRUST INC6.50% con pfd b | $0 | – | -11,637 | -100.0% | -1.00% | – |
| INXN | Exit | INTERXION HOLDING NV | $0 | – | -32,291 | -100.0% | -1.81% | – |
| Exit | AURINIA PHARMACEUTICALS INC | $0 | – | -140,000 | -100.0% | -1.89% | – | |
| ENRPRA | Exit | ENERGIZER HOLDINGS INC7.5 mcnv pfd a | $0 | – | -33,911 | -100.0% | -2.37% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -293,456 | -100.0% | -2.39% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -114,990 | -100.0% | -4.53% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC-Acl a | $0 | – | -16,342 | -100.0% | -5.30% | – |
| ZIONW | Exit | ZIONS BANCORPORATIONw exp 05/21/202 | $0 | – | -507,021 | -100.0% | -6.60% | – |
| CEF | Exit | SPROTT PHYSICAL GOLD AND SILunit | $0 | – | -833,789 | -100.0% | -8.16% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2020-04-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.