$121 Million is the total value of OTA Financial Group L.P.'s 47 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 516.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AIGWS | Buy | AMERICAN INTERNATIONAL GROUPw exp 01/19/202 | $39,745,000 | +155.7% | 2,786,993 | +119.7% | 32.72% | +170.2% |
| LBRDK | New | LIBERTY BROADBAND-C | $15,369,000 | – | 146,840 | +100.0% | 12.65% | – |
| PSLV | Buy | SPROTT PHYSICAL SILVER TRUSTunit | $6,038,000 | +2919.0% | 967,644 | +2655.7% | 4.97% | +3086.5% |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $4,933,000 | – | 83,831 | +100.0% | 4.06% | – |
| CEF | Buy | SPROTT PHYSICAL GOLD AND SILunit | $3,660,000 | +22.9% | 258,327 | +14.7% | 3.01% | +29.9% |
| ZIONW | Buy | ZIONS BANCORPORATIONw exp 05/21/202 | $3,208,000 | +3.9% | 271,672 | +16.9% | 2.64% | +9.8% |
| VIAB | New | VIACOM INC-CLASS Bcl b | $1,875,000 | – | 78,060 | +100.0% | 1.54% | – |
| LENB | Buy | LENNAR CORP CL Bcl b | $1,830,000 | +34.3% | 41,261 | +16.5% | 1.51% | +41.9% |
| SREPRB | New | SEMPRA ENERGY6.75% cnv pfd b | $1,566,000 | – | 13,310 | +100.0% | 1.29% | – |
| SREPRA | New | SEMPRA ENERGY6% pfd conv a | $1,386,000 | – | 11,726 | +100.0% | 1.14% | – |
| PAGP | New | PLAINS GP HOLDINGS LP-CL Altd partnr int a | $1,333,000 | – | 62,803 | +100.0% | 1.10% | – |
| DCUE | New | DOMINION ENERGY INCunit 99/99/9999 | $1,330,000 | – | 12,577 | +100.0% | 1.10% | – |
| CNPPRB | New | CENTERPOINT ENERGY INCdep rp pfd cv b | $1,311,000 | – | 25,093 | +100.0% | 1.08% | – |
| EXAS | New | EXACT SCIENCES CORP | $1,234,000 | – | 13,666 | +100.0% | 1.02% | – |
| NRCGWS | New | NRC GROUP HOLDINGS CORPw exp 10/17/202 | $761,000 | – | 322,464 | +100.0% | 0.63% | – |
| PCY | New | INVESCO EMERGING MARKETS SOVemrng mkt svrg | $748,000 | – | 25,662 | +100.0% | 0.62% | – |
| AWP | New | ABERDEEN GLBL PREM PROP | $619,000 | – | 99,678 | +100.0% | 0.51% | – |
| SPXX | New | NUVEEN S&P500 DYNAM OVERWR | $547,000 | – | 35,556 | +100.0% | 0.45% | – |
| MMU | New | WESTERN ASSET MANAGED MUNICI | $543,000 | – | 39,502 | +100.0% | 0.45% | – |
| EPI | New | WISDOMTREE INDIA EARNINGSindia erngs fd | $524,000 | – | 21,974 | +100.0% | 0.43% | – |
| BTT | New | BLACKROCK MUNICIPAL 2030 TAR | $464,000 | – | 19,647 | +100.0% | 0.38% | – |
| GHY | New | PGIM GLOBAL HIGH YIELD FUND | $432,000 | – | 30,080 | +100.0% | 0.36% | – |
| LBTYK | New | LIBERTY GLOBALcl c | $409,000 | – | 17,209 | +100.0% | 0.34% | – |
| DSE | New | DUFF & PHELPS SEL MLP & MIDS | $351,000 | – | 77,503 | +100.0% | 0.29% | – |
| VCV | New | INVESCO CA V M I | $339,000 | – | 26,495 | +100.0% | 0.28% | – |
| VGM | New | INVESCO TRUST FOR INVESTMEN | $311,000 | – | 24,175 | +100.0% | 0.26% | – |
| BGH | New | BARINGS GL SH DUR HI YLD | $306,000 | – | 17,638 | +100.0% | 0.25% | – |
| JQC | New | NUVEEN CREDIT STRAT INC FD | $299,000 | – | 40,004 | +100.0% | 0.25% | – |
| GAB | New | GABELLI EQUITY TRUST | $295,000 | – | 49,355 | +100.0% | 0.24% | – |
| AOD | New | ABERDEEN TTL DYN DIVID | $295,000 | – | 35,486 | +100.0% | 0.24% | – |
| PCF | New | HIGH INCOME SECURITIES FUND | $281,000 | – | 33,205 | +100.0% | 0.23% | – |
| FRAC | New | KEANE GROUP INC | $257,000 | – | 42,499 | +100.0% | 0.21% | – |
| ACV | New | ALLIANZGI DIVERSIFIED INCOME | $257,000 | – | 11,322 | +100.0% | 0.21% | – |
| TEI | New | TEMPLETN EMRG MKT INC FD | $240,000 | – | 26,437 | +100.0% | 0.20% | – |
| MVF | New | BLACKROCK MUNIVEST FUND | $241,000 | – | 26,277 | +100.0% | 0.20% | – |
| RA | Buy | BROOKFIELD REAL ASSETS INCOM | $238,000 | +9.2% | 10,564 | +4.8% | 0.20% | +15.3% |
| EXG | New | EATON VANCE TAX-MANAGED GLOB | $205,000 | – | 24,992 | +100.0% | 0.17% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.